AXT, Inc.
US ˙ NasdaqGS ˙ US00246W1036

SecurityAXTI / AXT, Inc.
InsiderJesse Chen
This page shows the track record and history of CHEN JESSE insider trades in AXT, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Jesse Chen in AXTI / AXT, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AXTI / AXT, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Jesse Chen in AXTI / AXT, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2026-06-04 6,133 108.2788 6,133 108.2788 664,074 1 89.0400 -117,991 -17.77
2026-06-03 4,000 111.3600 4,000 111.3600 445,440
2026-06-02 2,000 111.0325 2,000 111.0325 222,065
2026-06-01 3,200 111.5615 3,200 111.5615 356,997
2026-03-13 8,083 50.2497 8,083 50.2497 406,168
2026-03-12 6,003 48.9541 6,003 48.9541 293,871
2026-03-11 15,000 47.1294 15,000 47.1294 706,941
2026-03-10 14,000 46.1504 14,000 46.1504 646,106
2026-03-09 12,452 37.6915 12,452 37.6915 469,335
2026-03-06 2,000 36.6300 2,000 36.6300 73,260
2026-03-05 11,147 38.2624 11,147 38.2624 426,511
2026-03-04 8,800 38.8278 8,800 38.8278 341,685
2026-03-03 11,007 40.4919 11,007 40.4919 445,694
2026-03-02 11,320 45.5933 11,320 45.5933 516,116
2023-02-28 7,500 4.4500 7,500 4.4500 33,375
2021-02-26 10,000 13.0900 10,000 13.0900 130,900
2021-02-24 10,000 13.3900 10,000 13.3900 133,900
2021-02-23 10,000 13.6900 10,000 13.6900 136,900
2020-05-29 10,000 5.3300 10,000 5.3300 53,300
2020-05-27 10,000 5.3300 10,000 5.3300 53,300
2020-05-21 10,000 5.5600 10,000 5.5600 55,600
2016-11-22 16,388 5.3000 16,388 5.3000 86,856
2016-11-21 39,593 5.3000 39,593 5.3000 209,843
2016-11-16 26,000 5.1500 26,000 5.1500 133,900

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AXTI / AXT, Inc. Insider Trades
Insider Transaction History
File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2026-06-05 2026-06-04 4 CHEN JESSE AXTI Common Stock A - Award D 754 94,947
2026-06-05 2026-06-04 4 CHEN JESSE AXTI Common Stock S - Sale D 108.2788 -6,133 -664 94,193
2026-06-05 2026-06-03 4 CHEN JESSE AXTI Common Stock S - Sale D 111.3600 -4,000 -445 100,326
2026-06-03 2026-06-02 4 CHEN JESSE AXTI Common Stock S - Sale D 111.0325 -2,000 -222 104,326
2026-06-03 2026-06-01 4 CHEN JESSE AXTI Common Stock S - Sale D 111.5615 -3,200 -357 106,326
2026-03-16 2026-03-13 4 CHEN JESSE AXTI Common Stock S - Sale D 50.2497 -8,083 -406 109,526
2026-03-16 2026-03-12 4 CHEN JESSE AXTI Common Stock S - Sale D 48.9541 -6,003 -294 117,609
2026-03-12 2026-03-11 4 CHEN JESSE AXTI Common Stock S - Sale D 47.1294 -15,000 -707 123,612
2026-03-12 2026-03-10 4 CHEN JESSE AXTI Common Stock S - Sale D 46.1504 -14,000 -646 138,612
2026-03-10 2026-03-09 4 CHEN JESSE AXTI Common Stock S - Sale D 37.6915 -12,452 -469 152,612
2026-03-10 2026-03-06 4 CHEN JESSE AXTI Common Stock S - Sale D 36.6300 -2,000 -73 165,064
2026-03-05 2026-03-05 4 CHEN JESSE AXTI Common Stock S - Sale D 38.2624 -11,147 -427 167,064
2026-03-05 2026-03-04 4 CHEN JESSE AXTI Common Stock S - Sale D 38.8278 -8,800 -342 178,211
2026-03-03 2026-03-03 4 CHEN JESSE AXTI Common Stock S - Sale D 40.4919 -11,007 -446 187,011
2026-03-03 2026-03-02 4 CHEN JESSE AXTI Common Stock S - Sale D 45.5933 -11,320 -516 198,018
2025-05-16 2025-05-15 4 CHEN JESSE AXTI Common Stock A - Award D 55,172 209,338
2024-05-20 2024-05-16 4 CHEN JESSE AXTI Common Stock A - Award D 23,323 154,166
2023-05-19 2023-05-18 4 CHEN JESSE AXTI Common Stock A - Award D 23,323 130,843
2023-03-01 2023-02-28 4 CHEN JESSE AXTI Common Stock S - Sale D 4.4500 -7,500 -33 107,520
2022-05-23 2022-05-19 4 CHEN JESSE AXTI Common Stock A - Award D 15,238 115,020
2021-05-24 2021-05-20 4 CHEN JESSE AXTI Common Stock A - Award D 6,726 99,782
2021-03-01 2021-02-26 4 CHEN JESSE AXTI Common Stock S - Sale D 13.0900 -10,000 -131 93,056
2021-02-25 2021-02-24 4 CHEN JESSE AXTI Common Stock S - Sale D 13.3900 -10,000 -134 103,056
2021-02-25 2021-02-23 4 CHEN JESSE AXTI Common Stock S - Sale D 13.6900 -10,000 -137 113,056
2021-02-18 2020-05-27 5 CHEN JESSE AXTI Common Stock S - Sale D 5.3300 -10,000 -53 123,056
2020-05-29 2020-05-29 4 CHEN JESSE AXTI Common Stock S - Sale D 5.3300 -10,000 -53 133,056
2020-05-22 2020-05-21 4 CHEN JESSE AXTI Common Stock A - Award D 10,909 143,056
2020-05-22 2020-05-21 4 CHEN JESSE AXTI Common Stock S - Sale D 5.5600 -10,000 -56 132,147
2019-05-24 2018-05-23 4 CHEN JESSE AXTI Common Stock A - Award D 13,452 142,147
2018-05-24 2018-05-24 4 CHEN JESSE AXTI Common Stock A - Award D 7,594 128,695
2017-12-19 2017-11-28 4/A CHEN JESSE AXTI Common Stock M - Exercise D 10.3500 -15,000 -155 121,101
2017-11-28 2017-11-28 4 CHEN JESSE AXTI Common Stock M - Exercise D 10.3500 -15,000 -155 106,101
2017-05-26 2017-05-25 4 CHEN JESSE AXTI Common Stock A - Award D 8,823 136,101
2016-11-23 2016-11-22 4 CHEN JESSE AXTI Common Stock S - Sale D 5.3000 -16,388 -87 127,278
2016-11-21 2016-11-21 4 CHEN JESSE AXTI Common Stock S - Sale D 5.3000 -39,593 -210 143,666
2016-11-16 2016-11-16 4 CHEN JESSE AXTI Common Stock S - Sale D 5.1500 -26,000 -134 183,259
2016-05-31 2016-05-26 4 CHEN JESSE AXTI Common Stock A - Award D 16,260 209,259
2015-12-07 2015-11-02 4 CHEN JESSE AXTI Common Stock A - Award D 13,761 192,999
2015-05-29 2015-05-27 4 CHEN JESSE AXTI Common Stock A - Award D 11,952 179,238
2014-05-14 2014-05-13 4 CHEN JESSE AXTI Common Stock A - Award D 13,761 167,286
2013-05-14 2013-05-14 4 CHEN JESSE AXTI Common Stock A - Award D 10,909 153,525
2012-05-15 2012-05-15 4 CHEN JESSE AXTI Common Stock A - Award D 7,692 142,616
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)