Investor Aristides Capital LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Aristides Capital LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2022-03-09 13G/A NDP / Tortoise Energy Independence Fund, Inc. 110,390 93,219
2021-04-30 13G/A NDP / Tortoise Energy Independence Fund, Inc. 304,131 110,390
2021-04-29 13G NDP / Tortoise Energy Independence Fund, Inc. 304,131 304,131
2021-03-31 13D/A NDP / Tortoise Energy Independence Fund, Inc. 304,131 304,131
2021-03-22 13D/A NDP / Tortoise Energy Independence Fund, Inc. 304,131 304,131
2020-10-29 13D NDP / Tortoise Energy Independence Fund, Inc. 184,809 304,131
2020-10-05 13G/A NDP / Tortoise Energy Independence Fund, Inc. 128,323 184,809
2020-09-09 13G NDP / Tortoise Energy Independence Fund, Inc. 128,323 128,323
2020-09-08 13G NDP / Tortoise Energy Independence Fund, Inc. 128,323
2020-01-29 13G/A CTHR / Charles & Colvard, Ltd. 1,525,754 1,525,754
2019-06-14 13G CTHR / Charles & Colvard, Ltd. 1,525,754
2017-02-09 13G/A SELF / Global Self Storage, Inc. 439,496 174,612
2017-02-09 13G/A SAEXW / SAExploration Holdings, Inc. 728,280 0
2017-02-09 13G/A US6888233011 / Otelco, Inc. 166,246 43,142
2017-01-31 13G GNVC / GenVec, Inc. 169,519
2016-08-05 13G SAEXW / SAExploration Holdings, Inc. 728,280
2016-02-16 13G/A US6888233011 / Otelco, Inc. 166,246
2016-01-15 13G SELF / Global Self Storage, Inc. 439,496
2015-02-17 13G/A US6888233011 / Otelco, Inc. 243,775
2014-03-10 13G US6888233011 / Otelco, Inc. 177,779