SPE.PRC Insider Trading - Special Opportunities Fund, Inc.

Totalt antal insynspersoner

Insider Sentiment Score

Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.

Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.

Uppdateringsfrekvens: Dagligen

Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.

Se Högst rankade aktier

Office Sentiment Score

Officersentiment Score hittar företag som köps av Corporate Officers.

Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.

Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.

Uppdateringsfrekvens: Dagligen

Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.

Se Högst rankade aktier

Viktiga insidernyckeltal

Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.

Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).

Nettoantalet insiders som köper (rankning)

N/A

Nettoantalet insiders som köper är den totala mängden insiders som säljer minus det totala antalet insiders som säljer under de senaste 90 dagarna. Percentilrankningen visas här (intervall från 0 till 100%).

Procent av flytande köpta av insiders (ranking)

N/A

Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.

Insiderhandelsdiagram

Special Opportunities Fund, Inc. - Preferred Stock insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.

Insiderlista och lönsamhetsstatistik

Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.

See our leaderboard of most profitable insider traders.

Insider	Aktier Ägda	Delad Justerad
James M Chadwick Director - [D]	750	750
Andrew Dakos President, Director - [D] [O]	4 880	4 880
Stephanie Darling	0

Insider	Aktier Ägda	Delad Justerad
Rajeev P Das Vice President - [O]	2 583	2 583
Phillip Goldstein Chairman and Secretary, Director - [D] [O]	34 822	34 822
Ben H Harris Director - [D]	11 014	11 014

Insider	Aktier Ägda	Delad Justerad
Gerald Hellerman Director - [D]	43 584	43 584
Marc Lunder Director - [D]	4 590	4 590
Steven Samuels -	0	0
Charles C Walden Director - [D]	25 271	25 271

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Track Records av insiderköp - Kortsiktig vinstanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i SPE.PRC / Special Opportunities Fund, Inc. - Preferred Stock. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum	Insider	Rapporterade aktier	Rapporterat pris	Justerade aktier	Justerat pris	Kostnadsbasis	Dagar til Max	Pris vid Max	Maximal vinst ($)	Maximal avkastning (%)
2025-04-04	GOLDSTEIN PHILLIP	3 000	13,8000	3 000	13,8000	41 400	160	15.9100	6 330	15,29
2023-12-28	GOLDSTEIN PHILLIP	1 319	11,7800	1 319	11,7800	15 538
2023-12-28	GOLDSTEIN PHILLIP	44	11,7500	44	11,7500	517
2023-04-06	GOLDSTEIN PHILLIP	5 000	10,8500	5 000	10,8500	54 250
2023-04-05	GOLDSTEIN PHILLIP	2 400	10,8500	2 400	10,8500	26 040
2023-03-30	GOLDSTEIN PHILLIP	1 568	10,8500	1 568	10,8500	17 013
2023-03-29	GOLDSTEIN PHILLIP	675	10,7400	675	10,7400	7 250
2023-02-03	GOLDSTEIN PHILLIP	2 000	11,8500	2 000	11,8500	23 700
2023-01-30	GOLDSTEIN PHILLIP	2 000	11,6300	2 000	11,6300	23 260

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

SPE.PRC / Special Opportunities Fund, Inc. - Preferred Stock Insider Trades

Track Records av insiderförsäljning - Kortsiktig förlustanalys

Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum	Insider	Rapporterade aktier	Rapporterat pris	Justerade aktier	Justerat pris	Kostnadsbasis	Dagar til Min	Pris vid Min	Maximal förlust undvikits ($)	Maximal förlust undvikits ($)
2024-09-20	Dakos Andrew	377	13,7410	377	13,7410	5 180	199	13.3400	−151	−2,91
2021-12-16	GOLDSTEIN PHILLIP	2 542	15,5504	2 542	15,5504	39 529
2021-06-07	GOLDSTEIN PHILLIP	10 000	15,4300	10 000	15,4300	154 300
2021-06-04	GOLDSTEIN PHILLIP	88 330	15,3200	88 330	15,3200	1 353 216
2020-07-15	GOLDSTEIN PHILLIP	4 987	11,7400	4 987	11,7400	58 547
2020-07-15	GOLDSTEIN PHILLIP	1 431	11,7400	1 431	11,7400	16 800
2015-06-08	HARRIS BEN H	6 201	15,5400	6 201	15,5400	96 364
2015-01-30	Samuels Steven	500	14,9110	500	14,9110	7 456
2015-01-30	Samuels Steven	2 875	14,8360	2 875	14,8360	42 654

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

Transaktionshistorik

Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.

Fil datum	Handel datum	Schema	Insider	Ticker	Värdepappertitel	Kod	Direkta	Utövningspris	Enhet pris	Enheter ändrad	Värde ändrad (1K)	Kvarvarande Optioner	Kvarvarande Aktier
2025-04-08	2025-04-04	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		13,8000	3 000	41		34 822
2024-09-23	2024-09-20	4	Dakos Andrew By Spouse	SPE	Common Stock	S - Sale	I		13,7410	−377	−5		4 880
2024-01-02	2023-12-28	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,7800	1 319	16		31 822
2024-01-02	2023-12-28	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,7500	44	1		30 503
2023-04-07	2023-04-06	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		10,8500	5 000	54		31 459
2023-04-07	2023-04-05	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		10,8500	2 400	26		26 459
2023-03-31	2023-03-30	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		10,8500	1 568	17		24 059
2023-03-31	2023-03-29	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		10,7400	675	7		22 491
2023-02-07	2023-02-03	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,8500	2 000	24		21 816
2023-02-01	2023-01-30	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,6300	2 000	23		19 816
2022-04-08	2022-04-05	4	Das Rajeev P By Spouse	SPE	Common Stock	D - Sale to Issuer	I		15,6900	−513	−8		2 583
2022-04-07	2022-04-05	4	Dakos Andrew By Minor Children	SPE	Common Stock	D - Sale to Issuer	I		15,6900	−154	−2		782
2022-04-07	2022-04-05	4	Dakos Andrew By Spouse	SPE	Common Stock	D - Sale to Issuer	I		15,6900	−968	−15		5 257
2022-04-07	2022-04-05	4	Dakos Andrew	SPE	Common Stock	D - Sale to Issuer	D		15,6900	−2 016	−32		10 162
2022-04-07	2022-04-06	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,6600	1 000	15		43 584
2022-04-07	2022-04-06	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,6500	100	1		42 584
2022-04-07	2022-04-06	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,7300	1 000	15		42 484
2022-04-07	2022-04-06	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,7700	2 000	30		41 484
2022-04-07	2022-04-06	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,9400	1 500	22		39 484
2022-04-07	2022-04-05	4	HELLERMAN GERALD	SPE	Common Stock	D - Sale to Issuer	D		15,6900	−5 333	−84		37 984
2022-04-07	2022-04-05	4	GOLDSTEIN PHILLIP	SPE	Common Stock	D - Sale to Issuer	D		15,6900	−3 534	−55		17 816
2022-04-07	2022-04-05	4	WALDEN CHARLES C	SPE	Common Stock	D - Sale to Issuer	D		15,6900	−5 014	−79		25 271
2022-02-09	2022-02-07	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,7550	2 000	30		21 350
2022-01-28	2022-01-27	4	Dakos Andrew	SPE	2.75% Convertible Preferred Stock, Series C	X - Other	D	0,00	25,0000	200	5	200
2022-01-28	2022-01-27	4	Lunder Marc By Roth IRA	SPE	2.75% Convertible Preferred Stock, Series C	X - Other	I	0,00	25,0000	1 000	25	1 000
2022-01-28	2022-01-27	4	WALDEN CHARLES C	SPE	2.75% Convertible Preferred Stock, Series C	X - Other	D	0,00	25,0000	2 000	50	2 000
2022-01-28	2022-01-27	4	GOLDSTEIN PHILLIP	SPE	2.75% Convertible Preferred Stock, Series C	X - Other	D	0,00	25,0000	9 369	234	9 369
2022-01-28	2022-01-28	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,5000	532	8		43 318
2022-01-28	2022-01-28	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,5900	68	1		42 786
2022-01-28	2022-01-26	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,6300	785	11		42 718
2022-01-28	2022-01-26	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,7200	285	4		41 933
2021-12-20	2021-12-16	4	GOLDSTEIN PHILLIP	SPE	Common Stock	S - Sale	D		15,5504	−2 542	−40		19 350
2021-09-21	2021-09-20	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		15,1600	824	12		41 648
2021-09-21	2021-09-20	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		15,1700	824	13		40 824
2021-09-21	2021-09-20	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		15,1650	824	12		40 000
2021-07-20	2021-07-19	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,9950	1 000	15		39 175
2021-07-15	2021-06-24	4	WALDEN CHARLES C	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	D	0,00		−5 000		0
2021-07-15	2021-06-24	4	WALDEN CHARLES C	SPE	Common Stock	M - Exercise	D			9 779			30 285
2021-07-14	2021-07-09	4	Dakos Andrew By Minor Children	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	I	0,00		−156		0
2021-07-14	2021-07-09	4	Dakos Andrew By Spouse	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	I	0,00		−966		0
2021-07-14	2021-07-09	4	Dakos Andrew	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	D	0,00		−3 200		0
2021-07-14	2021-07-09	4	Dakos Andrew By Minor Children	SPE	Common Stock	M - Exercise	I			303			936
2021-07-14	2021-07-09	4	Dakos Andrew By Spouse	SPE	Common Stock	M - Exercise	I			1 889			6 225
2021-07-14	2021-07-09	4	Dakos Andrew	SPE	Common Stock	M - Exercise	D			6 257			12 178
2021-06-29	2021-06-23	4	Lunder Marc By Roth IRA	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	I	0,00		−660		0
2021-06-29	2021-06-23	4	Lunder Marc By SEP IRA	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	I	0,00		−700		0
2021-06-29	2021-06-23	4	Lunder Marc By Roth IRA	SPE	Common Stock	M - Exercise	I			1 290			4 590
2021-06-29	2021-06-23	4	Lunder Marc By SEP IRA	SPE	Common Stock	M - Exercise	I			1 369			4 869
2021-06-24	2021-06-24	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	D	0,00		−2 800		0
2021-06-24	2021-06-24	4	GOLDSTEIN PHILLIP	SPE	Common Stock	M - Exercise	D			5 475			21 892
2021-06-08	2021-06-07	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	30,0500	2 800	84	2 800
2021-06-08	2021-06-07	4	GOLDSTEIN PHILLIP	SPE	Common Stock	S - Sale	D		15,4300	−10 000	−154		16 417
2021-06-08	2021-06-04	4	GOLDSTEIN PHILLIP	SPE	Common Stock	S - Sale	D		15,3200	−88 330	−1 353		26 417
2021-05-12	2021-05-11	4	HARRIS BEN H	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	I	0,00		−400		0
2021-05-12	2021-05-11	4	HARRIS BEN H	SPE	Common Stock	M - Exercise	I			771			11 014
2021-05-11	2021-05-05	4	HARRIS BEN H	SPE	3.50% Convertible Preferred Stock Series B	M - Exercise	D	0,00		−180		0
2021-05-11	2021-05-05	4	HARRIS BEN H	SPE	Common Stock	M - Exercise	D			346			3 061
2020-12-17	2020-12-15	4	HELLERMAN GERALD	SPE	3.50% Convertible Preferred Stock Series B	D - Sale to Issuer	D	0,00	25,5304	−400	−10	0
2020-12-17	2020-12-15	4	HELLERMAN GERALD	SPE	3.50% Convertible Preferred Stock Series B	D - Sale to Issuer	D	0,00	25,5600	−350	−9	400
2020-10-28	2020-10-28	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		11,4800	2 000	23		35 684
2020-08-18	2020-07-15	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	S - Sale	D		11,7400	−4 987	−59		103 747
2020-08-18	2020-07-15	4/A	GOLDSTEIN PHILLIP Spouse	SPE	Common Stock	S - Sale	I		11,7400	−1 431	−17		1 000
2020-08-18	2020-07-15	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,7400	6 418	75		108 734
2020-08-18	2020-07-22	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,8000	5 000	59		113 747
2020-08-18	2020-07-21	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,8500	5 000	59		108 747
2020-07-23	2020-07-22	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,8000	5 000	59		123 721
2020-07-23	2020-07-21	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,8500	5 000	59		118 721
2020-07-16	2020-07-15	4	GOLDSTEIN PHILLIP Spouse	SPE	Common Stock	P - Purchase	I		11,7400	1 431	17		3 862
2020-07-16	2020-07-15	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,7400	11 405	134		113 721
2020-06-23	2020-06-19	4	GOLDSTEIN PHILLIP Spouse	SPE	3.50% Convertible Preferred Stock Series B	D - Sale to Issuer	I	0,00	25,0500	−842	−21	0
2020-06-23	2020-06-19	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	D - Sale to Issuer	D	0,00	25,0500	−2 213	−55	0
2020-06-10	2020-06-08	4	Dakos Andrew	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	25,2500	1 000	25	3 200
2020-06-10	2020-06-08	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	D - Sale to Issuer	D	0,00	25,2805	−10 000	−253	2 213
2020-06-10	2020-06-08	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	D - Sale to Issuer	D	0,00	25,2800	−16 564	−419	12 213
2020-04-07	2020-04-03	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		8,7500	140	1		33 684
2020-04-07	2020-04-03	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		8,7300	220	2		33 544
2020-04-07	2020-04-03	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		8,7100	630	5		33 324
2020-04-07	2020-04-03	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		8,7000	10	0		32 694
2020-03-10	2020-03-09	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		12,4900	238	3		32 353
2020-03-10	2020-03-09	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		12,5500	762	10		32 115
2020-03-03	2020-02-28	4	Dakos Andrew	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	25,6000	1 000	26	2 200
2020-03-03	2020-02-28	4	Dakos Andrew	SPE	Common Stock	P - Purchase	D		13,2500	1 000	13		5 921
2020-02-25	2020-02-21	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	25,7500	2 613	67	28 777
2020-02-18	2020-02-14	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	25,7500	100	3	26 164
2020-02-18	2020-02-13	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	25,7500	900	23	26 064
2020-02-14	2019-12-10	5	GOLDSTEIN PHILLIP	SPE	Common Stock	G - Gift	D			−6 000			102 316
2019-07-29	2019-07-25	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		13,9800	2 700	38		29 483
2019-05-24	2019-05-23	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		13,3100	1 500	20		26 992
2019-03-20	2019-03-19	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		13,3600	4 000	53		107 291
2019-02-12	2019-02-08	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	24,8800	165	4	25 164
2019-01-29	2019-01-28	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		12,6300	100	1		103 291
2019-01-29	2019-01-28	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		12,6800	3 000	38		103 191
2019-01-16	2019-01-15	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		12,4800	100	1		100 191
2019-01-16	2019-01-15	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		12,4900	3 000	37		100 091
2019-01-10	2019-01-08	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	24,9000	3 000	75	24 999
2019-01-08	2019-01-03	4/A	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	24,9000	3 000	75	19 499
2019-01-08	2019-01-04	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	P - Purchase	D	0,00	24,9000	2 500	62	21 999
2019-01-04	2019-01-03	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock Series B	X - Other	D	0,00	24,9000	3 000	75	19 499
2019-01-04	2019-01-02	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,7500	3	0		97 091
2019-01-04	2018-12-19	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,6100	5 000	58		97 088
2018-12-31	2018-12-27	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,3400	3 000	34		92 088
2018-12-31	2018-12-27	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		11,2900	3 000	34		89 088
2018-10-11	2018-10-11	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,4700	1 000	14		22 793
2018-07-03	2018-07-02	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,9500	2 407	36		86 088
2018-07-02	2018-06-28	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,9500	93	1		83 681
2018-05-25	2018-05-24	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,0000	3 000	45		83 588
2018-05-15	2018-05-11	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,0300	186	3		80 588
2018-04-17	2018-04-13	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,8900	3 000	45		80 402
2018-03-29	2018-03-27	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,7000	2 500	37		77 402
2018-03-26	2018-03-23	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,5500	3 000	44		74 902
2018-03-26	2018-03-22	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,7400	630	9		71 902
2018-03-22	2018-03-22	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,8200	1 000	15		21 793
2018-03-01	2018-02-27	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,9200	1 000	15		71 272
2018-02-07	2018-02-05	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,9800	5 200	78		20 793
2018-02-06	2018-02-02	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,1400	1 000	15		70 272
2018-01-08	2018-01-04	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		15,1000	2 000	30		13 899
2017-08-07	2017-08-03	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,4200	1 596	25		69 272
2017-08-04	2017-08-03	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,5200	1 596	25		69 272
2017-08-03	2017-08-01	4	GOLDSTEIN PHILLIP	SPE	Common Stock	D - Sale to Issuer	D		15,4100	6	0		67 676
2017-02-14	2016-10-26	5	GOLDSTEIN PHILLIP Spouse	SPE	Common Stock	D - Sale to Issuer	I		15,6100	−757	−12		3 456
2016-11-02	2016-11-01	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,1600	3 000	42		11 899
2016-10-31	2016-10-26	4	Dakos Andrew By Minor Children	SPE	Common Stock	D - Sale to Issuer	I		15,6100	−139	−2		633
2016-10-31	2016-10-26	4	Dakos Andrew By Spouse	SPE	Common Stock	D - Sale to Issuer	I		15,6100	−951	−15		4 336
2016-10-31	2016-10-26	4	Dakos Andrew	SPE	Common Stock	D - Sale to Issuer	D		15,6100	−1 079	−17		4 921
2016-10-31	2016-10-26	4	GOLDSTEIN PHILLIP	SPE	Common Stock	D - Sale to Issuer	D		15,6100	−14 830	−231		67 670
2016-10-31	2016-10-26	4	HELLERMAN GERALD	SPE	Common Stock	D - Sale to Issuer	D		15,6100	−2 321	−36		8 899
2016-10-31	2016-10-26	4	WALDEN CHARLES C	SPE	Common Stock	D - Sale to Issuer	D		15,6100	−4 494	−70		20 506
2016-09-13	2016-09-08	4	Dakos Andrew By Minor children	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	I	0,00	25,0000	156	4	156
2016-09-13	2016-09-08	4	Dakos Andrew By Spouse	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	I	0,00	25,0000	966	24	966
2016-09-13	2016-09-08	4	Dakos Andrew	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	D	0,00	25,0000	1 200	30	1 200
2016-09-13	2016-08-26	4	Dakos Andrew By Minor children	SPE	Subscription Rights (right to buy)	X - Other	I	25,00		−156		0
2016-09-13	2016-08-26	4	Dakos Andrew By Spouse	SPE	Subscription Rights (right to buy)	X - Other	I	25,00		−966		0
2016-09-13	2016-08-26	4	Dakos Andrew	SPE	Subscription Rights (right to buy)	X - Other	D	25,00		−1 200		0
2016-09-12	2016-09-08	4	HARRIS BEN H	SPE	3.50% Convertible preferred Stock, Series B	X - Other	I	0,00	25,0000	400	10	580
2016-09-12	2016-09-08	4	HARRIS BEN H	SPE	3.50% Convertible preferred Stock, Series B	X - Other	D	0,00	25,0000	180	4	580
2016-09-12	2016-08-26	4	HARRIS BEN H	SPE	Subscription Rights (right to buy)	X - Other	I	25,00		−400		0
2016-09-12	2016-08-26	4	HARRIS BEN H	SPE	Subscription Rights (right to buy)	X - Other	D	25,00		−180		0
2016-09-06	2016-08-26	4	WALDEN CHARLES C	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	D	0,00	25,0000	5 000	125	5 000
2016-09-06	2016-08-26	4	WALDEN CHARLES C	SPE	Subscription Rights (right to buy)	X - Other	D	25,00		−5 000		0
2016-08-31	2016-08-26	4/A	HELLERMAN GERALD By Spouse	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	I	0,00	25,0000	750	19	750
2016-08-31	2016-08-26	4/A	HELLERMAN GERALD By Spouse	SPE	Subscription Rights (right to buy)	X - Other	I	25,00		−750		0
2016-08-31	2016-08-26	4/A	HELLERMAN GERALD	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	D	0,00	25,0000	750	19	750
2016-08-31	2016-08-26	4/A	HELLERMAN GERALD	SPE	Subscription Rights (right to buy)	X - Other	D	25,00		−750		0
2016-08-31	2016-08-26	4	Lunder Marc	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	D	0,00	25,0000	1 360	34	1 360
2016-08-31	2016-08-26	4	Lunder Marc	SPE	Subscription Rights (right to buy)	X - Other	D	25,00		−1 360		0
2016-08-30	2016-08-26	4	HELLERMAN GERALD	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	D	0,00	25,0000	750	19	750
2016-08-30	2016-08-26	4	HELLERMAN GERALD	SPE	Subscription Rights (right to buy)	X - Other	D	25,00		−750		0
2016-08-30	2016-08-26	4	GOLDSTEIN PHILLIP By Spouse's IRA	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	I	0,00	25,0000	842	21	842
2016-08-30	2016-08-26	4	GOLDSTEIN PHILLIP By Spouse's IRA	SPE	Subscription Rights (right to buy)	X - Other	I	25,00		−842		0
2016-08-30	2016-08-26	4	GOLDSTEIN PHILLIP	SPE	3.50% Convertible Preferred Stock, Series B	X - Other	D	0,00	25,0000	16 499	412	16 499
2016-08-30	2016-08-26	4	GOLDSTEIN PHILLIP	SPE	Subscription Rights (right to buy)	X - Other	D	25,00		−16 499		0
2016-06-03	2016-06-03	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		13,5000	1	0		82 500
2016-06-03	2016-06-02	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		13,5000	752	10		82 499
2016-06-03	2016-06-01	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		13,5000	908	12		81 747
2016-04-05	2016-04-01	4	GOLDSTEIN PHILLIP Spouse	SPE	Common Stock	P - Purchase	I		13,0600	4 000	52		4 213
2016-03-04	2016-01-06	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		12,9500	2 500	32		80 639
2016-03-04	2016-01-05	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		13,0300	245	3		78 139
2016-03-04	2016-03-03	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		12,5200	100	1		80 839
2016-03-04	2016-03-02	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		12,4700	100	1		80 739
2016-03-04	2016-03-01	4	HELLERMAN GERALD By Spouse's IRA	SPE	Common Stock	P - Purchase	I		12,4500	971	12		9 388
2016-02-04	2016-02-03	4	Dakos Andrew	SPE	Common Stock	P - Purchase	D		12,4600	2 000	25		6 000
2016-01-07	2016-01-06	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		12,9500	2 500	32		80 884
2016-01-07	2015-01-05	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		13,0300	245	3		78 139
2016-01-04	2016-01-04	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		13,0500	1 500	20		11 220
2015-12-10	2015-12-08	4	GOLDSTEIN PHILLIP	SPE	Common Stock	J - Other	D			−13 000			0
2015-12-10	2015-12-08	4	GOLDSTEIN PHILLIP	SPE	Common Stock	J - Other	D			−11 304			0
2015-12-10	2015-12-08	4	GOLDSTEIN PHILLIP	SPE	Common Stock	J - Other	D			−13 969			0
2015-12-03	2015-12-02	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,5000	3 000	44		77 894
2015-12-03	2015-12-02	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,4098	5 000	72		74 894
2015-11-19	2015-11-04	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,5600	3 200	47		13 000
2015-11-19	2015-11-03	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,5600	800	12		9 800
2015-11-19	2015-10-02	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,0500	1 900	27		13 969
2015-11-19	2015-10-01	4/A	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,1100	3 000	42		9 000
2015-11-04	2015-11-03	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,5500	1 867	27		69 894
2015-11-04	2015-11-02	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,5500	3 133	46		68 027
2015-08-25	2015-08-25	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,2815	1 500	21		10 720
2015-08-19	2015-08-19	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		14,8500	1 000	15		9 220
2015-08-10	2015-08-07	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		15,0200	1 000	15		8 220
2015-06-11	2015-06-08	4	HARRIS BEN H By HHI II, LLC	SPE	Common Stock	P - Purchase	I		15,5400	6 201	96		6 201
2015-06-11	2015-06-08	4	HARRIS BEN H By NHI II, LLC	SPE	Common Stock	S - Sale	I		15,5400	−6 201	−96		0
2015-06-11	2015-06-03	4	HARRIS BEN H	SPE	Common Stock	P - Purchase	D		15,5391	2 200	34		6 757
2015-06-11	2015-06-02	4	HARRIS BEN H	SPE	Common Stock	P - Purchase	D		15,5000	1 000	16		4 557
2015-04-14	2015-01-16	4	Das Rajeev P By Spouse	SPE	Common Stock	J - Other	I		15,3900	271	4		3 096
2015-02-03	2015-02-02	4	Dakos Andrew	SPE	Common Stock	P - Purchase	D		14,9400	200	3		4 000
2015-02-03	2015-02-02	4	Dakos Andrew	SPE	Common Stock	P - Purchase	D		14,9500	3 800	57		3 800
2015-02-02	2015-01-30	4	Samuels Steven	SPE	Common Stock	S - Sale	D		14,9110	−500	−7		0
2015-02-02	2015-01-30	4	Samuels Steven	SPE	Common Stock	S - Sale	D		14,8360	−2 875	−43		500
2015-02-02	2015-01-30	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,9200	3 000	45		6 000
2015-02-02	2015-01-30	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,9200	2 500	37		12 069
2015-02-02	2015-01-29	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,9800	3 000	45		64 894
2015-01-27	2014-12-12	5	Samuels Steven	SPE	Common Stock	S - Sale	D		16,6558	−2 463	−41		3 079
2015-01-27	2014-02-19	5	Samuels Steven	SPE	3% Convertible Preferred Stock, Series A	C - Conversion	D	0,00		−408		0
2015-01-27	2014-02-19	5	Samuels Steven	SPE	Common Stock	C - Conversion	D			1 515			3 079
2015-01-21	2015-01-20	4	WALDEN CHARLES C	SPE	Common Stock	P - Purchase	D		15,1900	2 000	30		20 551
2015-01-15	2015-01-14	4	Lunder Marc By Roth IRA	SPE	Common Stock	P - Purchase	I		15,2397	3 100	47		3 300
2015-01-08	2015-01-07	4	Lunder Marc By SEP IRA	SPE	Common Stock	P - Purchase	I		15,2736	3 500	53		3 500
2015-01-08	2015-01-07	4	Lunder Marc By Roth IRA	SPE	Common Stock	P - Purchase	I		15,3000	200	3		200
2015-01-07	2014-02-20	4/A	Dakos Andrew By Spouse	SPE	3.00% Convertible Preferred Stock, Series A	C - Conversion	I	0,00		−1 154		0
2015-01-07	2014-02-20	4/A	Dakos Andrew By Spouse	SPE	Common Stock	C - Conversion	I			4 287			5 287
2015-01-07		3	Lunder Marc	SPE	Common Stock		D						0
2014-12-29	2014-12-24	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,1900	2 699	41		61 894
2014-12-24	2014-12-23	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,2100	3 000	46		3 000
2014-12-24	2014-12-23	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,2000	2 000	30		9 569
2014-12-24	2014-12-23	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,1900	2 301	35		59 195
2014-12-24	2014-12-23	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,1800	3 000	46		56 894
2014-12-24	2014-12-22	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,2300	3 000	46		53 894
2014-02-28	2014-02-20	4	Dakos Andrew By Minor Children	SPE	3.00% Convertible Preferred Stock, Series A	C - Conversion	I	0,00		−208		0
2014-02-28	2014-02-20	4	Dakos Andrew By Spouse	SPE	3.00% Convertible Preferred Stock, Series A	C - Conversion	I	0,00		−1 154		0
2014-02-28	2014-02-20	4	Dakos Andrew By Minor Children	SPE	Common Stock	C - Conversion	I			772			772
2014-02-28	2014-02-20	4	Dakos Andrew By Spouse	SPE	Common Stock	C - Conversion	I			3 827			4 827
2014-02-27	2014-02-27	4	HELLERMAN GERALD By Spouse	SPE	3.00% Convertible Preferred Stock, Series A	C - Conversion	I	0,00		−500		500
2014-02-27	2014-02-27	4	HELLERMAN GERALD	SPE	3.00% Convertible Preferred Stock, Series A	C - Conversion	D	0,00		−225		225
2014-02-27	2014-02-27	4	HELLERMAN GERALD By Spouse	SPE	Common Stock	C - Conversion	I			1 858			7 028
2014-02-27	2014-02-27	4	HELLERMAN GERALD	SPE	Common Stock	C - Conversion	D			836			7 220
2014-02-27	2014-02-26	4	HELLERMAN GERALD By Spouse	SPE	Common Stock	P - Purchase	I		16,0000	900	14		5 170
2014-02-26	2014-02-25	4	GOLDSTEIN PHILLIP	SPE	3% convertible preferred stock, series A	C - Conversion	D	0,00		−859		0
2014-02-26	2014-02-25	4	GOLDSTEIN PHILLIP	SPE	3% convertible preferred stock, series A	C - Conversion	D	0,00		−516		0
2014-02-26	2014-02-25	4	GOLDSTEIN PHILLIP By spouse	SPE	3% convertible preferred stock, series A	C - Conversion	I	0,00		−22		0
2014-02-26	2014-02-25	4	GOLDSTEIN PHILLIP	SPE	3% convertible preferred stock, series A	C - Conversion	D	0,00		−3 671		0
2014-02-26	2014-02-25	4	GOLDSTEIN PHILLIP	SPE	Common Stock	C - Conversion	D			3 192			11 304
2014-02-26	2014-02-25	4	GOLDSTEIN PHILLIP	SPE	Common Stock	C - Conversion	D			1 917			7 569
2014-02-26	2014-02-25	4	GOLDSTEIN PHILLIP Spouse	SPE	Common Stock	C - Conversion	I			81			213
2014-02-26	2014-02-25	4	GOLDSTEIN PHILLIP	SPE	Common Stock	C - Conversion	D			13 641			50 894
2014-02-18	2014-01-24	4	Das Rajeev P By Spouse	SPE	Common Stock	J - Other	I		16,9000	325	5		2 825
2014-02-03	2014-01-24	4	GOLDSTEIN PHILLIP	SPE	Common Stock	J - Other	D		16,9000	935	16		8 112
2014-02-03	2014-01-24	4	GOLDSTEIN PHILLIP	SPE	Common Stock	J - Other	D		16,9000	652	11		5 652
2014-02-03	2014-01-24	4	GOLDSTEIN PHILLIP Spouse	SPE	Common Stock	J - Other	I		16,9000	15	0		132
2014-02-03	2014-01-24	4	GOLDSTEIN PHILLIP	SPE	Common Stock	J - Other	D		16,9000	4 295	73		37 253
2014-01-07	2013-12-26	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		16,9700	1 000	17		6 384
2013-08-22	2013-08-21	4	HELLERMAN GERALD	PIF	Common Stock	P - Purchase	D		17,0500	1 000	17		5 250
2013-05-02	2013-05-01	4	HELLERMAN GERALD	SPE	Common Stock	P - Purchase	D		17,0830	2 000	34		4 250
2013-03-25	2013-03-22	4	GOLDSTEIN PHILLIP	SPE	3% convertible prefered stock, series A	P - Purchase	D	0,00	52,5000	662	35	3 671
2013-02-26	2013-02-25	4	GOLDSTEIN PHILLIP	SPE	3.00% Convertible Preferred Stock, Series A	P - Purchase	D	0,00	52,3000	20	1	3 009
2012-12-27	2012-12-26	4	Das Rajeev P By spouse	SPE	Common Stock	P - Purchase	I		14,9700	2 500	37		2 500
2012-11-16	2011-09-08	5	Samuels Steven	SPE	Common Stock	P - Purchase	D		14,7300	500	7		2 280
2012-11-16	2011-08-16	5	Samuels Steven	SPE	Common Stock	P - Purchase	D		14,5000	780	11		2 280
2012-11-16	2011-06-20	5	Samuels Steven	SPE	Common Stock	P - Purchase	D		15,4100	1 000	15		2 280
2012-11-16	2012-09-17	4	Samuels Steven	SPE	Common Stock	P - Purchase	D		15,7720	1 000	16		3 360
2012-11-16	2012-07-30	4	Samuels Steven	SPE	3.00% conv. preferred Stock series A	X - Other	D	0,00	50,0000	400	20	400
2012-11-16	2012-07-30	4	Samuels Steven	SPE	Subscription Rights(rights to buy)	X - Other	D	50,00		−165		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−202 055	−2 865		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−146 318	−2 075		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−219 332	−3 110		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−29 600	−420		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−43 589	−618		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−87 260	−1 237		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−528 239	−7 490		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−109 292	−1 550		0
2012-11-15	2010-01-22	5	Samuels Steven Footnote	SPE	Common Stock	S - Sale	I		14,1800	−618 849	−8 775		0
2012-10-11	2012-10-11	4	CHADWICK JAMES M	SPE	Common Stock	P - Purchase	D		15,9400	750	12		750
2012-09-04	2012-08-31	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,2200	2 896	44		32 958
2012-08-01	2012-07-30	4	Dakos Andrew By Minor Children	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	I	0,00	50,0000	208	10	208
2012-08-01	2012-07-30	4	Dakos Andrew By Minor Children	SPE	Subscription Rights (right to buy)	X - Other	I	50,00		−100		0
2012-08-01	2012-07-30	4	Dakos Andrew By Spouse	SPE	3.00% Convertible Preferred Stock, Series	X - Other	I	0,00	50,0000	1 154	58	1 154
2012-08-01	2012-07-30	4	Dakos Andrew By Spouse	SPE	Subscription Rights (right to buy)	X - Other	I	50,00		−560		0
2012-07-31	2012-07-30	4	GOLDSTEIN PHILLIP By Spouse's IRA	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	I	0,00	50,0000	22	1	22
2012-07-31	2012-07-30	4	GOLDSTEIN PHILLIP By Spouse's IRA	SPE	Subscription Rights (right to buy)	X - Other	I	50,00		−11		22
2012-07-31	2012-07-30	4	GOLDSTEIN PHILLIP	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	D	0,00	50,0000	2 989	149	2 989
2012-07-31	2012-07-30	4	GOLDSTEIN PHILLIP	SPE	Subscription Rights (right to buy)	X - Other	D	50,00		−1 450		2 989
2012-07-31	2012-07-30	4	WALDEN CHARLES C By Spouse's IRA	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	I	0,00	50,0000	413	21	413
2012-07-31	2012-07-30	4	WALDEN CHARLES C By Spouse's IRA	SPE	Subscription Rights (right to buy)	X - Other	I	50,00		−200		413
2012-07-31	2012-07-30	4	WALDEN CHARLES C	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	D	0,00	50,0000	1 654	83	1 654
2012-07-31	2012-07-30	4	WALDEN CHARLES C	SPE	Subscription Rights (right to buy)	X - Other	D	50,00		−1 035		1 654
2012-07-11	2012-07-09	4	HARRIS BEN H	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	D	0,00	50,0000	207	10	207
2012-07-11	2012-07-09	4	HARRIS BEN H	SPE	Subscription Rights (right to buy)	X - Other	D	50,00		−207		0
2012-07-11	2012-07-09	4	HARRIS BEN H	SPE	Subscription Rights (right to buy)	J - Other	D	50,00	0,6500	207	0	207
2012-07-09	2012-07-06	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,8900	561	8		30 062
2012-07-09	2012-07-06	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		14,9400	10 000	149		29 501
2012-07-06	2012-07-05	4	Dakos Andrew By Minor Children	SPE	Subscription Rights (right to buy)	J - Other	I	50,00	0,8500	100	0	100
2012-07-06	2012-07-03	4	Dakos Andrew By Spouse	SPE	Subscription Rights (right to buy)	J - Other	I	50,00	0,8900	60	0	60
2012-07-06	2012-07-03	4	Dakos Andrew By Spouse	SPE	Subscription Rights (right to buy)	J - Other	I	50,00	0,8398	400	0	500
2012-06-29	2012-06-29	4	HELLERMAN GERALD By Spouse's IRA	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	I	0,00	50,0000	100	5	100
2012-06-29	2012-06-29	4	HELLERMAN GERALD By Spouse's IRA	SPE	Subscription Rights (right to buy)	X - Other	I	50,00		−100		0
2012-06-29	2012-06-29	4	HELLERMAN GERALD By Spouse's IRA	SPE	Common Stock	P - Purchase	I		15,1100	−5	−0		750
2012-06-29	2012-06-29	4	HELLERMAN GERALD By Spouse's IRA	SPE	Common Stock	P - Purchase	I		15,1500	−280	−4		750
2012-06-29	2012-06-27	4	HELLERMAN GERALD By Spouse	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	I	0,00	50,0000	500	25	500
2012-06-29	2012-06-27	4	HELLERMAN GERALD By IRA	SPE	3.00% Convertible Preferred Stock, Series A	X - Other	I	0,00	50,0000	225	11	225
2012-06-29	2012-06-27	4	HELLERMAN GERALD By Spouse	SPE	Subscription Rights (right to buy)	X - Other	I	50,00		−500		0
2012-06-29	2012-06-27	4	HELLERMAN GERALD By IRA	SPE	Subscription Rights (right to buy)	X - Other	I	50,00		−225		0
2012-06-29	2012-06-27	4	HELLERMAN GERALD By Spouse	SPE	Common Stock	P - Purchase	I		15,1000	−730	−11		4 270
2012-06-26	2012-06-25	4	GOLDSTEIN PHILLIP	SPE	Common Stock	P - Purchase	D		15,0100	5 000	75		19 501
2012-06-05	2012-06-01	4	WALDEN CHARLES C By IRA	SPE	Common Stock	P - Purchase	I		14,9750	1 000	15		12 355

Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet

Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet

Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)

Omvandling av derivat

Försäljning eller överföring av värdepapper tillbaka til företaget

Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget

Överlåtelse av värdepapper från eller till insidern

Aktieswappar och liknande säkringsaffärer

Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)

En transaktion friviligt rapporterad på schema 4

Andra (med en fotnot som beskriver transaktionen)

SPE.PRC / Special Opportunities Fund, Inc. - Preferred Stock - Insider Trading and Ownership Report - SEC Form 3, 4, 5