RIV.RT Insider Trading - RiverNorth Opportunities Fund, Inc.

Totalt antal insynspersoner

Insider Sentiment Score

Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.

Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.

Uppdateringsfrekvens: Dagligen

Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.

Se Högst rankade aktier

Office Sentiment Score

Officersentiment Score hittar företag som köps av Corporate Officers.

Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.

Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.

Uppdateringsfrekvens: Dagligen

Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.

Se Högst rankade aktier

Viktiga insidernyckeltal

Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.

Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).

Nettoantalet insiders som köper (rankning)

N/A

Nettoantalet insiders som köper är den totala mängden insiders som säljer minus det totala antalet insiders som säljer under de senaste 90 dagarna. Percentilrankningen visas här (intervall från 0 till 100%).

Procent av flytande köpta av insiders (ranking)

N/A

Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.

Insiderhandelsdiagram

RiverNorth Opportunities Fund, Inc. - Equity Right insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.

Insiderlista och lönsamhetsstatistik

Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.

See our leaderboard of most profitable insider traders.

Insider	Aktier Ägda	Delad Justerad
Alps Advisors Inc -	0	0
Alps Holdings Inc	0
Edmund J Burke	0
Patrick D Buchanan	0
Kathryn Burns	0
John K Carter	0
Thomas Anthony Carter	0
Marcus L Collins	0
Dst Systems Inc	0
Troy Anthony Duran	0
Allen French	0
Galley Patrick W. Director - [D]	282 018	282 018
John Wayne Hutchens Director - [D]	7 763	7 763

Insider	Aktier Ägda	Delad Justerad
Aisha Hunt	0
Jill Kerschen	0
Sareena Khwaja-Dixon	0
Andrea E Kuchli	0
Jeremy O May	0
Andrew P Meloni	0
Mohrhardt Jonathan M.	0
Christopher Moore	0
Lisa Bruckert Mougin Director - [D]	0	0
Abigail J Murray	0
Erin Douglas Nelson	0
Richard Craig Noyes	0
Stephen Andrew O'Neill -	71 227	71 227

Insider	Aktier Ägda	Delad Justerad
Oakes John S. Director - [D]	1 967	1 967
William R Jr Parmentier	0
Rivernorth Capital Management, Llc -	0	0
Jerry Raio Director - [D]	4 000	4 000
RiverNorth Strategic Holdings, LLC -	76 796	76 796
Valerie Lynn Ruppel	0
SS&C Technologies Holdings Inc	0
Brian H Schmucker -	0	0
Michael Sleightholme	0
Laton Spahr	0
Matthew Sutula	0
David Swanson Director - [D]	1 376	1 376
Bradley J Swenson	0

Report errors via our new Insider Auditing Tool

Track Records av insiderköp - Kortsiktig vinstanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum	Insider	Rapporterade aktier	Rapporterat pris	Justerade aktier	Justerat pris	Kostnadsbasis	Dagar til Max	Pris vid Max	Maximal vinst ($)	Maximal avkastning (%)
2023-10-27	Raio Jerry	2 500	9,7400	2 500	9,7400	24 350	342	12.9500	8 025	32,96
2023-04-10	Raio Jerry	1 500	11,5500	1 500	11,5500	17 325
2022-11-15	Galley Patrick W.	41 899	0,0000	41 899	0,0000	0
2022-11-08	HUTCHENS JOHN WAYNE	2 773	11,9300	2 773	11,9300	33 082
2022-01-24	O'Neill Stephen Andrew	1 200	14,9200	1 200	14,9200	17 904
2022-01-24	O'Neill Stephen Andrew	200	14,9700	200	14,9700	2 994
2022-01-24	O'Neill Stephen Andrew	1 198	14,9200	1 198	14,9200	17 874
2022-01-24	O'Neill Stephen Andrew	200	14,9500	200	14,9500	2 990
2022-01-24	O'Neill Stephen Andrew	500	14,9400	500	14,9400	7 470

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right Insider Trades

Track Records av insiderförsäljning - Kortsiktig förlustanalys

Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum	Insider	Rapporterade aktier	Rapporterat pris	Justerade aktier	Justerat pris	Kostnadsbasis	Dagar til Min	Pris vid Min	Maximal förlust undvikits ($)	Maximal förlust undvikits ($)
2021-06-04	Schmucker Brian H	4 000	17,8800	4 000	17,8800	71 520	342	12.9000	−19 920	−27,85
2021-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	4 917	18,0400	4 917	18,0400	88 703
2021-05-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	8 800	18,0900	8 800	18,0900	159 192
2021-04-30	RIVERNORTH CAPITAL MANAGEMENT, LLC	5 302	17,6800	5 302	17,6800	93 739
2021-04-23	RIVERNORTH CAPITAL MANAGEMENT, LLC	5 000	17,4700	5 000	17,4700	87 350
2021-04-13	RIVERNORTH CAPITAL MANAGEMENT, LLC	7 114	17,7700	7 114	17,7700	126 416
2021-04-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	4 000	17,6000	4 000	17,6000	70 400
2021-04-01	Schmucker Brian H	7 616	17,5400	7 616	17,5400	133 585
2021-03-31	Schmucker Brian H	15 000	17,3800	15 000	17,3800	260 700

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

Transaktionshistorik

Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.

Fil datum	Handel datum	Schema	Insider	Ticker	Värdepappertitel	Kod	Direkta	Enhet pris	Enheter ändrad	Värde ändrad (1K)	Kvarvarande Aktier
2025-07-10		3/A	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				76 796
2024-11-29		3	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				953 038
2024-11-27	2024-11-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	J - Other	D		−76 796		0
2023-12-28	2023-12-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,1200	12 608	140	89 368
2023-12-15	2023-12-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,0630	8 674	96	76 760
2023-12-11	2023-12-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,8300	600	6	68 086
2023-12-07	2023-12-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,7700	292	3	67 486
2023-12-06	2023-12-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,6800	1 053	11	67 194
2023-12-04	2023-12-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,6500	47	1	66 141
2023-11-22	2023-11-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,5000	12 400	130	66 094
2023-11-21	2023-11-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,4926	15 245	160	53 694
2023-11-20	2023-11-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,4703	18 094	189	38 449
2023-10-27	2023-10-27	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	9,7400	2 500	24	4 000
2023-06-05	2023-06-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,2000	916	10	20 355
2023-05-15	2023-05-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10,9800	4 539	50	19 439
2023-05-12	2023-05-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,1345	728	8	14 900
2023-05-11	2023-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11,1275	1 600	18	14 172
2023-04-11	2023-04-10	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11,5500	1 500	17	1 500
2022-12-06	2022-11-15	4	Galley Patrick W.	RIV	Common Shares of Beneficial Interest	P - Purchase	D		41 899		282 018
2022-11-22	2022-11-08	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11,9300	2 773	33	7 763
2022-11-10		3	Mougin Lisa Bruckert	RIV	No securities beneficially owned		D				0
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9200	1 200	18	71 227
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9700	200	3	70 027
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9200	1 198	18	69 827
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9500	200	3	68 629
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9400	500	7	68 429
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,9800	1 702	25	67 929
2021-11-17	2021-11-16	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,8100	1 664	28	6 654
2021-11-17	2021-11-15	4/A	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16,8100	16 557	278	66 227
2021-11-16	2021-11-15	4	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16,8100	16 557	278	82 784
2021-11-15	2021-11-15	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,8100	344	6	1 376
2021-06-08	2021-06-04	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17,8800	−4 000	−72	0
2021-05-11	2021-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18,0400	−4 917	−89	12 572
2021-05-11	2021-05-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18,0900	−8 800	−159	17 489
2021-05-05	2021-04-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6800	−5 302	−94	26 289
2021-04-28	2021-04-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4700	−5 000	−87	31 591
2021-04-15	2021-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,7700	−7 114	−126	36 591
2021-04-06	2021-04-01	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17,5400	−7 616	−134	4 000
2021-04-06	2021-03-31	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17,3800	−15 000	−261	11 616
2021-04-06	2021-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6000	−4 000	−70	43 705
2021-03-24	2021-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3600	−6 279	−109	47 705
2021-03-19	2021-03-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6800	−5 000	−88	53 984
2021-03-17	2021-03-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,7200	−5 510	−98	58 984
2021-03-17	2021-03-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6000	−5 000	−88	64 494
2021-03-17	2021-03-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0200	−8 500	−145	69 494
2021-03-04	2021-03-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3700	−7 635	−133	77 994
2021-02-12	2021-02-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,5000	−9 450	−165	85 629
2021-02-12	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3400	−8 792	−152	95 079
2021-02-09	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3400	−8 792	−152	103 871
2021-02-09	2021-02-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1700	−2 000	−34	112 663
2021-02-04	2021-02-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0100	−7 459	−127	114 663
2021-02-04	2021-02-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0100	−2 000	−34	122 122
2020-11-09	2020-11-09	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14,0800	258	4	1 032
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9,3500	500	5	47 722
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9,3900	2 000	19	47 222
2020-03-16	2020-03-12	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	11,1700	−29 050	−324	26 616
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12,4800	1 000	12	140 571
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12,4500	1 876	23	139 571
2019-11-13	2019-11-12	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,2000	429	7	1 967
2019-11-12	2019-11-07	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	16,2000	33 168	537	137 695
2019-11-12	2019-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	16,2000	5 000	81	43 792
2019-11-12	2019-11-12	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,2000	1 247	20	4 990
2019-10-28	2019-10-25	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,6000	194	3	774
2019-10-24	2019-10-01	4	Schmucker Brian H	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		55 668		55 668
2019-10-24	2019-10-24	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0533	−23 793	−1	15 000
2019-10-24	2019-10-01	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		38 793		38 793
2019-10-24	2019-10-01	4	Galley Patrick W.	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		96 597		96 597
2019-10-24	2019-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0600	−10 290	−1	0
2019-10-24	2019-10-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0401	−51 429	−2	10 290
2019-10-22	2019-10-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0359	−47 938	−2	61 719
2019-10-22	2019-10-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0,0601	−14 465	−1	109 657
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,7000	−1 522	−25	115 171
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,6700	−2 000	−33	116 693
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,6300	−2 000	−33	118 693
2019-10-18	2019-10-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Transferable Subscription Rights (RIV RT)	A - Award	D		124 122		124 122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9200	−1 429	−24	120 693
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,8800	−1 000	−17	122 122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,8900	−1 000	−17	123 122
2019-09-27	2019-09-26	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1200	−5 000	−86	124 122
2019-09-27	2019-09-25	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,2400	−2 700	−47	129 122
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1800	−570	−10	131 822
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1900	−109	−2	132 392
2019-08-29	2019-08-28	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9500	−624	−11	132 501
2019-08-29	2019-08-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9500	−3 000	−51	133 125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4500	−3 300	−58	136 125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4000	−3 000	−52	139 425
2019-07-17	2019-07-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4000	−1 755	−31	142 425
2019-07-17	2019-07-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6500	−4 018	−71	144 180
2019-07-17	2019-07-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,6200	−5 500	−97	148 198
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,5000	−2 372	−42	153 698
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4500	−3 000	−52	156 070
2019-07-11	2019-07-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,4200	−400	−7	159 070
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3100	−4 500	−78	159 470
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,3600	−738	−13	163 970
2019-07-08	2019-07-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,2600	−3 400	−59	164 708
2019-07-08	2019-07-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,2600	−370	−6	168 108
2019-07-03	2019-07-02	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	17,1953	580	10	580
2019-06-24	2019-06-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1000	−581	−10	168 478
2019-06-24	2019-06-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0700	−2 000	−34	169 059
2019-06-20	2019-06-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0700	−513	−9	171 059
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0200	−1 000	−17	171 572
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9700	−4 000	−68	172 572
2019-06-17	2019-06-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,1000	−200	−3	176 572
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9500	−1 191	−20	176 772
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9200	−1 329	−22	177 963
2019-06-06	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9200	−671	−11	179 265
2019-06-06	2019-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9200	−2 000	−34	179 936
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,8800	−800	−14	181 963
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16,9000	−2 000	−34	182 763
2019-05-13	2019-05-09	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16,7900	−5 500	−92	55 666
2019-05-08	2019-05-08	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16,9100	−5 500	−93	61 166
2019-05-08	2019-05-07	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17,2000	−5 500	−95	66 666
2019-05-08	2019-05-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,2200	−5 500	−95	184 763
2019-05-06	2019-05-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17,0600	−5 500	−94	190 263
2018-12-26	2018-12-21	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	14,5325	2 000	29	89 974
2018-12-21	2018-12-20	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	14,8425	2 000	30	87 974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15,0025	2 000	30	85 974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15,0348	1 000	15	83 974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15,0225	2 000	30	82 974
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14,4400	3 000	43	72 166
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14,9100	5 000	75	69 166
2018-12-17	2018-11-07	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,9300	369	6	1 475
2018-11-26	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16,2000	3 000	49	64 166
2018-11-20	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16,3800	2 000	33	61 166
2018-11-20	2018-11-19	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16,2000	5 000	81	59 166
2018-11-13	2018-11-07	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16,9300	8 833	150	54 166
2018-11-09	2018-11-07	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	16,9300	30 659	519	80 974
2018-11-09	2018-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	16,9300	8 000	135	35 639
2018-11-09	2018-11-07	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16,9300	1 311	22	3 743
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,5500	−678	−15	195 763
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,5000	−3 500	−75	196 441
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,5100	−300	−6	199 941
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4500	−3 000	−64	200 241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,5000	−17	−0	203 241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4900	−2 500	−54	203 258
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4600	−3 000	−64	205 758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4200	−618	−13	208 758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4000	−2 500	−54	209 376
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4700	−453	−10	211 876
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4500	−3 500	−75	212 329
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4000	−3 500	−75	215 829
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3600	−4 000	−85	219 329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,4000	−2 437	−52	223 329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3700	−2 000	−43	225 766
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3500	−3 000	−64	227 766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3500	−2 000	−43	230 766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3700	−1 008	−22	232 766
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,3100	−3 000	−64	233 774
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,2900	−2 000	−43	236 774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,2700	−2 500	−53	238 774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,2500	−3 000	−64	241 274
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,2300	−2 000	−42	244 274
2018-01-12	2018-01-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,7400	−7 400	−153	246 274
2018-01-10	2018-01-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,7500	−7 000	−145	253 674
2018-01-10	2018-01-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,5900	−7 000	−144	260 674
2018-01-05	2018-01-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,2800	−5 300	−107	272 674
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,1200	−5 000	−101	272 974
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,0800	−8 000	−161	277 974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7900	−4 442	−88	285 974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7400	−4 000	−79	290 416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7300	−3 000	−59	294 416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7100	−2 000	−39	297 416
2017-11-21	2017-11-15	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	19,5400	18 676	365	44 710
2017-11-21	2017-11-15	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	19,5400	11 333	221	45 333
2017-11-21	2017-11-15	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	19,5400	2 000	39	27 000
2017-11-17	2017-11-15	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	A - Award	D	19,5400	1 332	26	2 432
2017-11-17	2017-11-15	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	A - Award	D	19,5400	667	13	1 167
2017-11-02	2017-10-04	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20,4800	100	2	26 034
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0,2300	−10 000	−2	261 867
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0,2400	−7 860	−2	271 867
2017-10-25	2017-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0,2200	−19 691	−4	279 727
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0500	−4 374	−92	299 416
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,9700	−3 000	−63	303 790
2017-10-13	2017-10-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0000	−7 000	−147	306 790
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,7100	−3 000	−62	62 136
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,7200	−4 000	−83	82 881
2017-09-20	2017-09-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0900	−3 700	−78	320 790
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,1100	−180	−4	324 490
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,1200	−620	−13	324 670
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0000	−2 100	−44	325 290
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0500	−700	−15	327 390
2017-09-07	2017-09-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,0300	−1 000	−21	328 090
2017-09-07	2017-09-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21,1000	−7 300	−154	329 090
2017-05-22	2017-05-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8524	−1 300	−26	336 390
2017-05-18	2017-05-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9800	−415	−8	337 690
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9500	−1 000	−20	338 105
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9900	−1 000	−20	339 105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,0000	−500	−10	340 105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9300	−1 500	−30	340 605
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8300	−600	−12	342 105
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8010	−1 000	−20	342 705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9000	−100	−2	343 705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7900	−1 000	−20	343 805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7860	−1 000	−20	344 805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8000	−1 000	−20	345 805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8500	−1 200	−24	346 805
2017-04-13	2017-04-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,0000	−1 000	−20	348 005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9500	−1 200	−24	349 005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9100	−1 000	−20	350 205
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8900	−1 000	−20	351 205
2017-04-11	2017-04-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8500	−1 000	−20	352 205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8200	−136	−3	353 205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8000	−1 000	−20	353 341
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7600	−1 000	−20	354 341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7100	−1 000	−20	355 341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7101	−1 000	−20	356 341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7500	−100	−2	357 341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7508	−1 000	−20	357 441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6500	−1 000	−20	358 441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6500	−500	−10	359 441
2017-04-03	2017-03-31	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7200	−1 500	−30	359 941
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6000	−898	−18	361 441
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6000	−1 000	−20	362 339
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6000	−1 000	−20	363
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6001	−1 000	−20	364
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,7000	−100	−2	365 339
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6208	−1 300	−26	365 439
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6700	−1 800	−35	366 739
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6741	−1 500	−30	368 539
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,6487	−1 500	−29	370 039
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9000	−500	−10	371 539
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8501	−1 000	−20	372 039
2017-02-22	2017-02-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8100	−499	−10	373 039
2017-02-14	2017-02-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20,0500	−200	−4	373 538
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,9000	−262	−5	373 738
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8700	−500	−10	374 000
2017-02-08	2017-02-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19,8300	−500	−10	374 500
2017-01-12	2017-01-10	4	ALPS ADVISORS INC	RIV	Common Shares of Beneficial Interest	D - Sale to Issuer	D	19,0067	−5 848	−111	0
2016-11-07	2016-11-02	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18,7000	3 000	56	34 000
2016-05-03	2016-05-02	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19,4000	1 100	21	1 100
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19,2500	1 678	32	31 000
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19,0000	322	6	29 322
2016-04-08	2016-04-07	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18,0000	2 000	36	29 000
2016-02-19	2016-02-18	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	16,4500	2 000	33	27 000
2016-01-06	2016-01-05	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19,8500	500	10	500
2015-12-30	2015-12-29	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20,0000	25 000	500	25 000
2015-12-30	2015-12-29	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	20,0000	25 000	500	25 000
2015-12-30	2015-12-29	4	O'Neill Stephen Andrew	(RIV)	Common Stock	P - Purchase	D	20,0000	25 000	500	25 000
2015-12-30	2015-12-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	P - Purchase	D	20,0000	375 000	7 500	375 000
2015-12-24		3/A	ALPS ADVISORS INC	RIV	RiverNorth Opportunities Fund, Inc.		D				5 155

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Omvandling av derivat

Försäljning eller överföring av värdepapper tillbaka til företaget

Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget

Överlåtelse av värdepapper från eller till insidern

Aktieswappar och liknande säkringsaffärer

Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)

En transaktion friviligt rapporterad på schema 4

Andra (med en fotnot som beskriver transaktionen)

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right - Insider Trading and Ownership Report - SEC Form 3, 4, 5