| Utestående aktier | 10,420,884 shares |
| Insideraktier | 343 440 shares |
| Insynsägande | 3,30 % |
| Totalt antal insynspersoner | 19 |
Insider Sentiment Score
Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.
Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.
Uppdateringsfrekvens: Dagligen
Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.
Office Sentiment Score
Officersentiment Score hittar företag som köps av Corporate Officers.
Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.
Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.
Uppdateringsfrekvens: Dagligen
Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.
Viktiga insidernyckeltal
Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.
Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).
Procent av flytande köpta av insiders (ranking)
-0.034 %( )
10254 out of 11220Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.
Insiderhandelsdiagram
Oppenheimer Holdings Inc. insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.
Insiderlista och lönsamhetsstatistik
Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.
See our leaderboard of most profitable insider traders.
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Jeffrey J Alfano CFO - [O] | 42 090 | 42 090 | |
| Evan Behrens Director - [D] | 5 625 | 5 625 | |
| Richard Crystal Director - [D] | 18 150 | 18 150 | |
| Timothy Martin Dwyer Director - [D] | 27 000 | 27 000 | |
| William Ehrhardt Director - [D] | 37 350 | 37 350 | |
| Paul M Friedman Director - [D] | 17 000 | 17 000 |
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Morris Goldfarb Director - [D] | 500 | 500 | |
| Teresa Glasser Director - [D] | 17 000 | 17 000 | |
| Michael Keehner Director - [D] | 24 850 | 24 850 | |
| Kanter Stacy J. Director - [D] | 4 500 | 4 500 | |
|
Albert G Lowenthal
CEO, Director, 10% Owner -
[D]
[O]
|
16 501 | 16 501 | |
| Robert S Lowenthal Director - [D] | 4 228 | 4 228 |
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Kenneth W Mcarthur Director - [D] | 45 688 | 45 688 | |
| DENNIS P McNAMARA Secretary - [O] | 21 766 | 21 766 | |
| A Winn Oughtred Director - [D] | 23 150 | 23 150 | |
| Elaine K Roberts Director - [D] | 19 542 | 19 542 | |
| R Lawrence Roth Director - [D] | 17 000 | 17 000 | |
| Suzanne Spaulding Director - [D] | 1 500 | 1 500 | |
| Burton Winberg | 2 200 |
Report errors via our new Insider Auditing Tool
Track Records av insiderköp - Kortsiktig vinstanalys
I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i OPY / Oppenheimer Holdings Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .
Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.
Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.
Track Records av insiderförsäljning - Kortsiktig förlustanalys
I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i OPY / Oppenheimer Holdings Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .
Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.
Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.
Transaktionshistorik
Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.
| Fil datum |
Handel datum |
Schema | Insider | Ticker | Värdepappertitel | Kod | Direkta | Utövningspris | Enhet pris |
Enheter ändrad |
Värde ändrad (1K) |
Kvarvarande Optioner |
Kvarvarande Aktier |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-06 | 2025-08-05 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 73,8100 | −2 000 | −148 | 21 766 | ||||
| 2025-06-10 | 2025-06-10 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 63,3081 | −3 500 | −222 | 17 000 | ||||
| 2025-06-10 | 2025-06-09 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 63,3202 | −3 500 | −222 | 20 500 | ||||
| 2025-06-09 | 2025-06-06 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 63,1065 | −3 000 | −189 | 24 000 | ||||
| 2025-02-07 | 2024-11-22 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 61,8500 | 12 | 1 | 4 228 | ||||
| 2025-02-07 | 2024-08-23 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 52,2600 | 14 | 1 | 4 216 | ||||
| 2025-02-07 | 2024-05-24 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 44,7900 | 14 | 1 | 4 201 | ||||
| 2025-02-07 | 2024-02-23 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 40,0800 | 16 | 1 | 4 187 | ||||
| 2025-02-07 | 2024-11-22 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 61,8500 | 48 | 3 | 16 501 | ||||
| 2025-02-07 | 2024-08-23 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 52,2600 | 56 | 3 | 16 453 | ||||
| 2025-02-07 | 2024-05-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 44,7900 | 55 | 2 | 16 397 | ||||
| 2025-02-07 | 2024-02-23 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 40,0800 | 61 | 2 | 16 343 | ||||
| 2025-01-31 | 2025-01-30 | 4 | Spaulding Suzanne | OPY | Class A non-voting common stock | D | 1 500 | 1 500 | ||||||
| 2025-01-31 | 2025-01-30 | 4 | Kanter Stacy J. | OPY | Class A non-voting common stock | D | 1 500 | 4 500 | ||||||
| 2025-01-31 | 2025-01-30 | 4 | ROTH R LAWRENCE | OPY | Class A non-voting common stock | D | 1 500 | 17 000 | ||||||
| 2025-01-31 | 2025-01-30 | 4 | Glasser Teresa | OPY | Class A non-voting common stock | D | 1 500 | 17 000 | ||||||
| 2025-01-31 | 2025-01-30 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 1 500 | 27 000 | ||||||
| 2025-01-31 | 2025-01-30 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 1 500 | 5 625 | ||||||
| 2025-01-31 | 2025-01-30 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 1 500 | 27 000 | ||||||
| 2025-01-30 | 2025-01-28 | 4 | LOWENTHAL ALBERT G | OPY | Class A non-voting common stock | D | 39 689 | 199 151 | ||||||
| 2025-01-30 | 2025-01-28 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 19 308 | 94 103 | ||||||
| 2025-01-30 | 2025-01-28 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 3 085 | 23 766 | ||||||
| 2024-08-19 | 2024-08-19 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 50,7839 | −750 | −38 | 4 125 | ||||
| 2024-08-01 | 2024-07-31 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 51,2790 | −6 000 | −308 | 20 681 | ||||
| 2024-05-10 | 2024-05-10 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 43,6499 | −4 125 | −180 | 4 875 | ||||
| 2024-02-13 | 2023-11-24 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 40,6800 | 15 | 1 | 4 171 | ||||
| 2024-02-13 | 2023-08-25 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 38,5300 | 16 | 1 | 4 156 | ||||
| 2024-02-13 | 2023-05-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 37,4300 | 17 | 1 | 4 140 | ||||
| 2024-02-13 | 2023-02-24 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 44,0500 | 14 | 1 | 4 123 | ||||
| 2024-02-13 | 2023-11-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 40,6800 | 60 | 2 | 16 282 | ||||
| 2024-02-13 | 2023-08-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 38,5300 | 63 | 2 | 16 222 | ||||
| 2024-02-13 | 2023-05-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 37,4300 | 64 | 2 | 16 159 | ||||
| 2024-02-13 | 2023-02-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 44,0500 | 55 | 2 | 16 095 | ||||
| 2024-02-01 | 2024-01-30 | 4 | LOWENTHAL ALBERT G | OPY | Class A non-voting common stock | D | 40 683 | 159 462 | ||||||
| 2024-02-01 | 2024-01-30 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 11 257 | 74 795 | ||||||
| 2024-02-01 | 2024-01-30 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 2 357 | 26 681 | ||||||
| 2024-02-01 | 2024-01-25 | 4/A | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | −3 000 | 23 150 | ||||||
| 2024-02-01 | 2024-01-25 | 4/A | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | −3 000 | 37 350 | ||||||
| 2024-01-29 | 2024-01-25 | 4 | ROTH R LAWRENCE | OPY | Class A non-voting common stock | D | 3 000 | 15 500 | ||||||
| 2024-01-29 | 2024-01-25 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 3 000 | 26 150 | ||||||
| 2024-01-29 | 2024-01-25 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 3 000 | 40 350 | ||||||
| 2024-01-29 | 2024-01-25 | 4 | Glasser Teresa | OPY | Class A non-voting common stock | D | 3 000 | 15 500 | ||||||
| 2024-01-29 | 2024-01-25 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 3 000 | 25 500 | ||||||
| 2024-01-29 | 2024-01-25 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 3 000 | 9 000 | ||||||
| 2024-01-29 | 2024-01-25 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 3 000 | 25 500 | ||||||
| 2024-01-29 | 2024-01-25 | 4 | Kanter Stacy J. | OPY | Class A non-voting common stock | D | 3 000 | 3 000 | ||||||
| 2023-09-05 | 2023-09-01 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 38,4300 | −5 000 | −192 | 6 000 | ||||
| 2023-09-05 | 2023-08-31 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 38,2800 | −5 000 | −191 | 11 000 | ||||
| 2023-09-05 | 2023-08-31 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 38,4900 | −2 500 | −96 | 16 000 | ||||
| 2023-03-06 | 2023-03-03 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 44,5100 | −2 120 | −94 | 24 324 | ||||
| 2023-03-06 | 2023-03-03 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 44,5400 | −10 000 | −445 | 26 444 | ||||
| 2023-02-08 | 2022-11-25 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 41,1800 | 15 | 1 | 4 109 | ||||
| 2023-02-08 | 2022-08-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 36,7600 | 17 | 1 | 4 094 | ||||
| 2023-02-08 | 2022-05-27 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 35,4600 | 17 | 1 | 4 077 | ||||
| 2023-02-08 | 2022-02-25 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 43,1400 | 14 | 1 | 4 060 | ||||
| 2023-02-08 | 2022-11-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 41,1800 | 58 | 2 | 16 040 | ||||
| 2023-02-08 | 2022-08-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 36,7600 | 65 | 2 | 15 982 | ||||
| 2023-02-08 | 2022-05-27 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 35,4600 | 67 | 2 | 15 917 | ||||
| 2023-02-08 | 2022-02-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 43,1400 | 55 | 2 | 15 850 | ||||
| 2023-01-31 | 2023-01-30 | 4 | LOWENTHAL ALBERT G | OPY | Class A non-voting common stock | D | 4 454 | 118 779 | ||||||
| 2023-01-31 | 2023-01-29 | 4 | LOWENTHAL ALBERT G | OPY | Class A non-voting common stock | D | 25 771 | 114 325 | ||||||
| 2023-01-31 | 2023-01-29 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 2 978 | 63 538 | ||||||
| 2023-01-31 | 2023-01-29 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 2 081 | 36 444 | ||||||
| 2023-01-30 | 2023-01-26 | 4 | ROTH R LAWRENCE | OPY | Class A non-voting common stock | D | 2 500 | 12 500 | ||||||
| 2023-01-30 | 2023-01-26 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 2 500 | 22 500 | ||||||
| 2023-01-30 | 2023-01-26 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 2 500 | 37 350 | ||||||
| 2023-01-30 | 2023-01-26 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 2 500 | 18 500 | ||||||
| 2023-01-30 | 2023-01-26 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 2 500 | 22 500 | ||||||
| 2023-01-30 | 2023-01-26 | 4 | Glasser Teresa | OPY | Class A non-voting common stock | D | 2 500 | 12 500 | ||||||
| 2023-01-30 | 2023-01-26 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 2 500 | 23 150 | ||||||
| 2022-02-10 | 2021-12-31 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 46,6900 | 85 | 4 | 4 046 | ||||
| 2022-02-10 | 2021-11-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 51,5700 | 11 | 1 | 3 961 | ||||
| 2022-02-10 | 2021-08-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 46,6600 | 13 | 1 | 3 950 | ||||
| 2022-02-10 | 2021-05-28 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 49,0100 | 10 | 0 | 3 937 | ||||
| 2022-02-10 | 2021-02-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 38,0600 | 12 | 0 | 3 928 | ||||
| 2022-02-10 | 2021-12-31 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 46,6900 | 331 | 15 | 15 795 | ||||
| 2022-02-10 | 2021-11-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 51,5700 | 45 | 2 | 15 464 | ||||
| 2022-02-10 | 2021-08-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 46,6600 | 49 | 2 | 15 419 | ||||
| 2022-02-10 | 2021-05-28 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 49,0100 | 38 | 2 | 15 369 | ||||
| 2022-02-10 | 2021-02-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 38,0600 | 48 | 2 | 15 332 | ||||
| 2022-01-28 | 2022-01-26 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 125 000 | 443 001 | ||||||
| 2022-01-28 | 2022-01-26 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 2 500 | 20 000 | ||||||
| 2022-01-28 | 2022-01-26 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 50 000 | 187 368 | ||||||
| 2022-01-28 | 2022-01-26 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 2 500 | 25 500 | ||||||
| 2022-01-27 | 2022-01-27 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 2 500 | 20 650 | ||||||
| 2022-01-27 | 2022-01-27 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 2 500 | 16 000 | ||||||
| 2022-01-27 | 2022-01-27 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 2 500 | 34 850 | ||||||
| 2022-01-27 | 2022-01-27 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 2 500 | 20 000 | ||||||
| 2022-01-27 | 2022-01-27 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 2 500 | 20 000 | ||||||
| 2022-01-27 | 2022-01-27 | 4 | ROTH R LAWRENCE | OPY | Class A non-voting common stock | D | 2 500 | 10 000 | ||||||
| 2022-01-27 | 2022-01-27 | 4 | Glasser Teresa | OPY | Class A non-voting common stock | D | 2 500 | 10 000 | ||||||
| 2021-11-03 | 2021-11-03 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 52,2267 | −5 000 | −261 | 18 150 | ||||
| 2021-05-06 | 2021-05-05 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 49,4786 | −6 831 | −338 | 42 090 | ||||
| 2021-05-06 | 2021-05-04 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 49,6362 | −26 913 | −1 336 | 48 921 | ||||
| 2021-05-06 | 2021-05-05 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 49,3896 | −3 453 | −171 | 34 363 | ||||
| 2021-05-06 | 2021-05-04 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 49,6930 | −3 151 | −157 | 37 816 | ||||
| 2021-05-06 | 2021-05-04 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 49,6930 | −6 303 | −313 | 40 967 | ||||
| 2021-05-06 | 2021-05-04 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 49,6930 | −6 303 | −313 | 47 270 | ||||
| 2021-05-06 | 2021-05-04 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 49,0043 | −2 441 | −120 | 53 573 | ||||
| 2021-02-24 | 2021-02-23 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −7 000 | 18 500 | ||||||
| 2021-02-24 | 2021-02-23 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 3 677 | 56 014 | ||||||
| 2021-02-24 | 2021-02-23 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | −10 000 | 137 368 | ||||||
| 2021-02-24 | 2021-02-23 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 4 678 | 60 560 | ||||||
| 2021-02-24 | 2021-02-23 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −10 000 | 23 000 | ||||||
| 2021-02-24 | 2021-02-23 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 4 678 | 75 834 | ||||||
| 2021-02-09 | 2020-12-30 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 31,4300 | 471 | 15 | 15 284 | ||||
| 2021-02-09 | 2020-12-04 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 29,4600 | 60 | 2 | 14 812 | ||||
| 2021-02-09 | 2020-08-27 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 25,2200 | 70 | 2 | 14 752 | ||||
| 2021-02-09 | 2020-05-29 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 21,1000 | 83 | 2 | 14 682 | ||||
| 2021-02-09 | 2020-02-28 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 24,0300 | 73 | 2 | 14 599 | ||||
| 2021-02-09 | 2020-12-30 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 31,4300 | 121 | 4 | 3 915 | ||||
| 2021-02-09 | 2020-12-04 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 29,4600 | 15 | 0 | 3 795 | ||||
| 2021-02-09 | 2020-08-27 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 25,2300 | 18 | 0 | 3 779 | ||||
| 2021-02-09 | 2020-05-29 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 21,1000 | 21 | 0 | 3 761 | ||||
| 2021-02-09 | 2020-02-28 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 24,0300 | 19 | 0 | 3 740 | ||||
| 2021-01-29 | 2021-01-28 | 4 | Glasser Teresa | OPY | Class A non-voting common stock | D | 2 500 | 7 500 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 2 500 | 23 150 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | ROTH R LAWRENCE | OPY | Class A non-voting common stock | D | 2 500 | 7 500 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 2 500 | 17 500 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 2 500 | 32 350 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 2 500 | 13 500 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 2 500 | 17 500 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 110 000 | 318 001 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 75 000 | 147 368 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 6 000 | 33 000 | ||||||
| 2021-01-29 | 2021-01-28 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 5 000 | 24 500 | ||||||
| 2020-02-28 | 2020-02-28 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 2 500 | 11 000 | ||||||
| 2020-02-28 | 2020-02-28 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 2 500 | 15 000 | ||||||
| 2020-02-28 | 2020-02-28 | 4 | Glasser Teresa | OPY | Class A non-voting common stock | D | 2 500 | 5 000 | ||||||
| 2020-02-28 | 2020-02-28 | 4 | ROTH R LAWRENCE | OPY | Class A non-voting common stock | D | 2 500 | 5 000 | ||||||
| 2020-02-28 | 2020-02-28 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 2 500 | 29 850 | ||||||
| 2020-02-28 | 2020-02-28 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 2 500 | 20 650 | ||||||
| 2020-02-28 | 2020-02-28 | 4 | Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19 | OPY | Class A non-voting common stock | I | 2 500 | 15 000 | ||||||
| 2020-02-27 | 2020-02-25 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | −5 000 | 72 368 | ||||||
| 2020-02-27 | 2020-02-25 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 2 339 | 55 882 | ||||||
| 2020-02-27 | 2020-02-25 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −5 000 | 19 500 | ||||||
| 2020-02-27 | 2020-02-25 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 2 983 | 52 337 | ||||||
| 2020-02-27 | 2020-02-25 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −5 000 | 27 000 | ||||||
| 2020-02-27 | 2020-02-25 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 2 339 | 71 156 | ||||||
| 2020-02-07 | 2019-11-22 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 27,8300 | 16 | 0 | 3 721 | ||||
| 2020-02-07 | 2019-08-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 27,1600 | 16 | 0 | 3 705 | ||||
| 2020-02-07 | 2019-05-24 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 25,9300 | 16 | 0 | 3 689 | ||||
| 2020-02-07 | 2019-02-28 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 28,2200 | 14 | 0 | 3 673 | ||||
| 2020-02-07 | 2019-11-22 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 27,8300 | 62 | 2 | 14 527 | ||||
| 2020-02-07 | 2019-08-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 27,1600 | 64 | 2 | 14 465 | ||||
| 2020-02-07 | 2019-05-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 25,9300 | 61 | 2 | 14 400 | ||||
| 2020-02-07 | 2019-02-28 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 28,2200 | 55 | 2 | 14 339 | ||||
| 2020-01-31 | 2020-01-29 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 77 000 | 208 001 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 5 000 | 24 500 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 5 000 | 32 000 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 38 500 | 77 368 | ||||||
| 2020-01-29 | 2020-01-28 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −2 381 | 27 000 | ||||||
| 2020-01-29 | 2020-01-28 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 1 470 | 68 817 | ||||||
| 2020-01-29 | 2020-01-28 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −2 381 | 19 500 | ||||||
| 2020-01-29 | 2020-01-28 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 1 588 | 49 354 | ||||||
| 2020-01-29 | 2020-01-28 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | −9 524 | 38 868 | ||||||
| 2020-01-29 | 2020-01-28 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 5 883 | 53 543 | ||||||
| 2020-01-27 | 2020-01-25 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −67 000 | 131 001 | ||||||
| 2020-01-27 | 2020-01-25 | 4 | LOWENTHAL ALBERT G | OPY | Class A non-voting common stock | D | 39 635 | 88 554 | ||||||
| 2020-01-27 | 2020-01-25 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −8 500 | 29 381 | ||||||
| 2020-01-27 | 2020-01-25 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 5 012 | 67 347 | ||||||
| 2020-01-27 | 2020-01-25 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −5 000 | 21 881 | ||||||
| 2020-01-27 | 2020-01-25 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 3 042 | 47 766 | ||||||
| 2020-01-27 | 2020-01-25 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 15 000 | 48 392 | ||||||
| 2020-01-27 | 2020-01-25 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 9 030 | 47 660 | ||||||
| 2019-09-19 | 2019-09-18 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 31,0200 | −10 000 | −310 | 18 150 | ||||
| 2019-03-01 | 2019-02-28 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 2 500 | 28 150 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | ROTH R LAWRENCE | OPY | Class A non-voting common stock | D | 2 500 | 2 500 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Friedman Paul M | OPY | Class A non-voting common stock | D | 2 500 | 12 500 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 2 500 | 27 350 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Glasser Teresa | OPY | Class A non-voting common stock | D | 2 500 | 2 500 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 2 500 | 8 500 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 2 500 | 12 500 | ||||||
| 2019-02-27 | 2019-02-26 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −2 000 | 26 881 | ||||||
| 2019-02-27 | 2019-02-26 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 1 320 | 44 724 | ||||||
| 2019-02-27 | 2019-02-26 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −2 000 | 37 881 | ||||||
| 2019-02-27 | 2019-02-26 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 1 235 | 62 335 | ||||||
| 2019-02-11 | 2019-02-08 | 4 | LOWENTHAL ALBERT G Phase II Financial Inc. | OPY | Class B voting common stock | I | 26,3300 | 1 007 | 27 | 97 128 | ||||
| 2019-02-01 | 2018-11-23 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 28,2400 | 14 | 0 | 3 659 | ||||
| 2019-02-01 | 2018-08-24 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 33,2500 | 12 | 0 | 3 645 | ||||
| 2019-02-01 | 2018-05-25 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 29,0500 | 14 | 0 | 3 633 | ||||
| 2019-02-01 | 2018-02-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 26,9500 | 15 | 0 | 3 620 | ||||
| 2019-02-01 | 2018-12-11 | 5 | LOWENTHAL ALBERT G Phase II Financial Inc. | OPY | Class B voting common stock | I | 28,5100 | 32 | 1 | 96 121 | ||||
| 2019-02-01 | 2018-11-23 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 28,2400 | 56 | 2 | 14 284 | ||||
| 2019-02-01 | 2018-08-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 33,2500 | 46 | 2 | 14 228 | ||||
| 2019-02-01 | 2018-05-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 29,0500 | 53 | 2 | 14 183 | ||||
| 2019-02-01 | 2018-02-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 26,9500 | 58 | 2 | 14 129 | ||||
| 2019-02-01 | 2019-01-31 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 75 472 | 198 001 | ||||||
| 2019-02-01 | 2019-01-31 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 18 868 | 63 392 | ||||||
| 2019-02-01 | 2019-01-28 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | −4 400 | 44 524 | ||||||
| 2019-02-01 | 2019-01-28 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 2 482 | 38 630 | ||||||
| 2019-02-01 | 2019-01-31 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 5 000 | 39 881 | ||||||
| 2019-02-01 | 2019-01-28 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −2 200 | 34 881 | ||||||
| 2019-02-01 | 2019-01-28 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 1 239 | 61 100 | ||||||
| 2019-02-01 | 2019-01-31 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 4 000 | 28 881 | ||||||
| 2019-02-01 | 2019-01-28 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −2 200 | 24 881 | ||||||
| 2019-02-01 | 2019-01-28 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 1 333 | 43 404 | ||||||
| 2018-05-15 | 2018-05-14 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting stock | D | −7 625 | 0 | ||||||
| 2018-05-15 | 2018-05-14 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 7 625 | 19 542 | ||||||
| 2018-03-02 | 2018-03-01 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 2 500 | 25 650 | ||||||
| 2018-03-02 | 2018-03-01 | 4 | Friedman Paul M | OPY | Class A non-voting common stock | D | 2 500 | 10 000 | ||||||
| 2018-03-02 | 2018-03-01 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 2 500 | 6 000 | ||||||
| 2018-03-02 | 2018-03-01 | 4 | KEEHNER MICHAEL | OPY | Class A non-voting common stock | D | 2 500 | 24 850 | ||||||
| 2018-03-02 | 2018-03-01 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 2 500 | 24 850 | ||||||
| 2018-03-02 | 2018-03-01 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | 2 500 | 7 625 | ||||||
| 2018-03-02 | 2018-03-01 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 2 500 | 10 000 | ||||||
| 2018-02-26 | 2018-02-26 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −1 900 | 5 025 | ||||||
| 2018-02-26 | 2018-02-26 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 1 900 | 11 917 | ||||||
| 2018-02-02 | 2018-01-31 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 9 100 | 122 529 | ||||||
| 2018-02-01 | 2017-11-24 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan | OPY | Class A non-voting common stock | I | 27,4000 | 15 | 0 | 3 605 | ||||
| 2018-02-01 | 2017-08-25 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan | OPY | Class A non-voting common stock | I | 16,4500 | 24 | 0 | 3 590 | ||||
| 2018-02-01 | 2017-05-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan | OPY | Class A non-voting common stock | I | 15,7500 | 24 | 0 | 3 566 | ||||
| 2018-02-01 | 2017-02-24 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan | OPY | Class A non-voting common stock | I | 16,7500 | 23 | 0 | 3 542 | ||||
| 2018-02-01 | 2017-02-22 | 5 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | −3 500 | 43 924 | ||||||
| 2018-02-01 | 2017-02-22 | 5 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 1 546 | 36 148 | ||||||
| 2018-02-01 | 2017-11-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 27,4000 | 57 | 2 | 14 071 | ||||
| 2018-02-01 | 2017-08-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 16,4500 | 94 | 2 | 14 014 | ||||
| 2018-02-01 | 2017-05-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 15,7500 | 96 | 2 | 13 921 | ||||
| 2018-02-01 | 2017-02-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 16,7500 | 89 | 1 | 13 825 | ||||
| 2018-02-01 | 2018-01-30 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 3 500 | 27 081 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 7 000 | 37 081 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 5 000 | 48 924 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 46 429 | 113 429 | ||||||
| 2017-12-29 | 2017-12-28 | 4/A | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −8 000 | 23 581 | ||||||
| 2017-12-29 | 2017-12-28 | 4/A | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 5 042 | 42 071 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | −8 500 | 47 424 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 3 755 | 34 602 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −13 795 | 67 000 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −31 690 | 80 795 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 6 781 | 3 163 321 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 15 347 | 3 156 540 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −8 000 | 30 081 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 5 042 | 59 861 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 8 000 | 23 581 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 5 042 | 42 071 | ||||||
| 2017-08-22 | 2017-08-22 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | 875 | 7 840 | ||||||
| 2017-08-22 | 2017-08-22 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 875 | 10 017 | ||||||
| 2017-07-28 | 2017-07-27 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −1 000 | 8 715 | ||||||
| 2017-07-28 | 2017-07-27 | 4 | ROBERTS ELAINE K E.K.Roberts Holdco Inc. | OPY | Class A non-voting common stock | I | 1 000 | 9 142 | ||||||
| 2017-07-05 | 2017-07-01 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −1 000 | 9 715 | ||||||
| 2017-07-05 | 2017-07-01 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 1 000 | 8 142 | ||||||
| 2017-02-27 | 2017-02-24 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −2 032 | 10 715 | ||||||
| 2017-02-27 | 2017-02-24 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 2 032 | 11 279 | ||||||
| 2017-02-24 | 2017-02-22 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −5 000 | 38 081 | ||||||
| 2017-02-24 | 2017-02-22 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 3 151 | 54 819 | ||||||
| 2017-02-24 | 2017-02-22 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −5 000 | 31 581 | ||||||
| 2017-02-24 | 2017-02-22 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 3 151 | 37 029 | ||||||
| 2017-02-24 | 2017-02-23 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 3 500 | 23 150 | ||||||
| 2017-02-24 | 2017-02-23 | 4 | Friedman Paul M | OPY | Class A non-voting common stock | D | 3 500 | 7 500 | ||||||
| 2017-02-24 | 2017-02-23 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 3 500 | 22 350 | ||||||
| 2017-02-24 | 2017-02-23 | 4 | KEEHNER MICHAEL | OPY | Class A non-voting common stock | D | 3 500 | 22 350 | ||||||
| 2017-02-24 | 2017-02-23 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 3 500 | 7 500 | ||||||
| 2017-02-24 | 2017-02-23 | 4 | BEHRENS EVAN | OPY | Class A non-voting common stock | D | 3 500 | 3 500 | ||||||
| 2017-02-23 | 2017-02-23 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | 3 500 | 12 747 | ||||||
| 2017-02-23 | 2017-02-22 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −3 500 | 9 247 | ||||||
| 2017-02-23 | 2017-02-22 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 3 500 | 5 110 | ||||||
| 2017-02-14 | 2016-11-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 17,1500 | 86 | 1 | 13 736 | ||||
| 2017-02-14 | 2016-08-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 16,2000 | 92 | 1 | 13 649 | ||||
| 2017-02-14 | 2016-05-27 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 15,7400 | 94 | 1 | 13 557 | ||||
| 2017-02-14 | 2016-02-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 14,4000 | 102 | 1 | 13 463 | ||||
| 2017-02-14 | 2016-02-04 | 5 | LOWENTHAL ALBERT G Phase II Financial Inc. | OPY | Class B voting common stock | I | 14,7900 | 4 | 0 | 96 077 | ||||
| 2017-02-13 | 2016-11-25 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan | OPY | Class A non-voting common stock | I | 17,1500 | 22 | 0 | 3 519 | ||||
| 2017-02-13 | 2016-08-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan | OPY | Class A non-voting common stock | I | 16,2000 | 24 | 0 | 3 497 | ||||
| 2017-02-13 | 2016-05-27 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan | OPY | Class A non-voting common stock | I | 15,7400 | 24 | 0 | 3 473 | ||||
| 2017-02-13 | 2016-02-26 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan | OPY | Class A non-voting common stock | I | 14,4000 | 26 | 0 | 3 449 | ||||
| 2017-02-13 | 2017-02-10 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −52 500 | 112 485 | ||||||
| 2017-02-13 | 2017-02-10 | 4 | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 25 425 | 3 141 193 | ||||||
| 2017-02-13 | 2017-02-10 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −1 610 | 12 747 | ||||||
| 2017-02-13 | 2017-02-10 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 1 610 | 1 610 | ||||||
| 2017-01-31 | 2016-07-27 | 5 | ROBERTS ELAINE K | OPY | Restricted Claa A non-voting common stock | D | −1 000 | 14 357 | ||||||
| 2017-01-31 | 2016-07-27 | 5 | ROBERTS ELAINE K E.K.Roberts Holdco Inc. | OPY | Class A non-voting common stock | I | 1 000 | 207 465 | ||||||
| 2017-01-31 | 2017-01-28 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −124 000 | 164 985 | ||||||
| 2017-01-31 | 2017-01-28 | 4 | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 68 384 | 3 115 768 | ||||||
| 2017-01-27 | 2017-01-26 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 5 000 | 36 581 | ||||||
| 2017-01-27 | 2017-01-26 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 8 500 | 43 081 | ||||||
| 2017-01-27 | 2017-01-26 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 67 000 | 288 985 | ||||||
| 2017-01-27 | 2017-01-26 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 15 000 | 55 924 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −1 000 | 15 357 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 1 000 | 205 965 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | OUGHTRED A WINN | OPY | Restricted Class A non-voting common stock | D | −662 | 0 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 662 | 19 650 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | EHRHARDT WILLIAM | OPY | Restricted Class A non-voting common stock | D | −663 | 0 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 663 | 18 850 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | KEEHNER MICHAEL | OPY | Restricted Class A non-voting common stock | D | −663 | 0 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | KEEHNER MICHAEL | OPY | Class A non-voting common stock | D | 663 | 18 850 | ||||||
| 2016-05-19 | 2016-05-19 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 13,7400 | 1 000 | 14 | 4 000 | ||||
| 2016-05-13 | 2016-05-13 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 13,7400 | 1 000 | 14 | 3 000 | ||||
| 2016-05-13 | 2016-05-11 | 4 | Dwyer Timothy Martin | OPY | Class A non-voting common stock | D | 13,9100 | 2 000 | 28 | 2 000 | ||||
| 2016-05-11 | 2016-05-09 | 4 | CRYSTAL RICHARD | OPY | Restricted Class A non-voting common stock | D | 663 | 0 | ||||||
| 2016-05-11 | 2016-05-09 | 4 | CRYSTAL RICHARD | OPY | Class A non-voting common stock | D | 663 | 18 150 | ||||||
| 2016-05-11 | 2016-05-09 | 4 | MCARTHUR KENNETH W | OPY | Restricted Class A non-voting common stock | D | −662 | 0 | ||||||
| 2016-05-11 | 2016-05-09 | 4 | MCARTHUR KENNETH W | OPY | Class A non-voting common stock | D | −6 500 | 45 688 | ||||||
| 2016-02-26 | 2016-02-24 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 7 000 | 31 581 | ||||||
| 2016-02-26 | 2016-02-24 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 10 000 | 34 581 | ||||||
| 2016-02-26 | 2016-02-24 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 10 000 | 40 924 | ||||||
| 2016-02-16 | 2015-11-27 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 18,1600 | 21 | 0 | 3 423 | ||||
| 2016-02-16 | 2015-08-28 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 19,8700 | 18 | 0 | 3 402 | ||||
| 2016-02-16 | 2015-05-29 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 25,9400 | 14 | 0 | 3 384 | ||||
| 2016-02-16 | 2015-02-27 | 5 | Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 21,1000 | 17 | 0 | 3 369 | ||||
| 2016-02-16 | 2015-11-27 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 18,1600 | 82 | 1 | 13 362 | ||||
| 2016-02-16 | 2015-08-28 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 19,8700 | 71 | 1 | 13 280 | ||||
| 2016-02-16 | 2015-05-29 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 25,9400 | 56 | 1 | 13 209 | ||||
| 2016-02-16 | 2015-02-27 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 21,1000 | 68 | 1 | 13 153 | ||||
| 2016-02-12 | 2016-02-10 | 4/A | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −40 000 | 221 985 | ||||||
| 2016-02-12 | 2016-02-10 | 4/A | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 24 690 | 3 047 384 | ||||||
| 2016-02-12 | 2016-02-10 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −40 000 | 221 985 | ||||||
| 2016-02-12 | 2016-02-10 | 4 | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 19 372 | 3 042 066 | ||||||
| 2016-02-12 | 2016-02-10 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −10 000 | 24 851 | ||||||
| 2016-02-12 | 2016-02-10 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 6 303 | 33 878 | ||||||
| 2016-02-12 | 2016-02-10 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −10 000 | 24 581 | ||||||
| 2016-02-12 | 2016-02-10 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 6 303 | 51 668 | ||||||
| 2016-02-12 | 2016-02-10 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | −7 500 | 30 924 | ||||||
| 2016-02-12 | 2016-02-10 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 3 313 | 30 847 | ||||||
| 2016-02-11 | 2016-02-10 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −8 390 | 16 357 | ||||||
| 2016-02-11 | 2016-02-10 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 8 390 | 204 965 | ||||||
| 2016-02-02 | 2016-01-28 | 4/A | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 4 000 | 18 988 | ||||||
| 2016-01-29 | 2016-01-28 | 4 | Friedman Paul M | OPY | Class A non-voting common stock | D | 4 000 | 4 000 | ||||||
| 2016-01-29 | 2016-01-28 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | 4 000 | 24 747 | ||||||
| 2016-01-29 | 2016-01-28 | 4 | KEEHNER MICHAEL | OPY | Class A non-voting common stock | D | 4 000 | 18 187 | ||||||
| 2016-01-29 | 2016-01-28 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 4 000 | 18 187 | ||||||
| 2016-01-29 | 2016-01-28 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 4 000 | 18 988 | ||||||
| 2016-01-29 | 2016-01-28 | 4 | MCARTHUR KENNETH W | OPY | Class A non-voting common stock | D | 4 000 | 52 188 | ||||||
| 2016-01-29 | 2016-01-28 | 4 | CRYSTAL RICHARD | OPY | Class A non-voting common stock | D | 4 000 | 17 487 | ||||||
| 2016-01-25 | 2016-01-22 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −105 470 | 261 985 | ||||||
| 2016-01-25 | 2016-01-22 | 4 | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 105 470 | 3 022 694 | ||||||
| 2015-07-27 | 2015-07-27 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −500 | 20 747 | ||||||
| 2015-07-27 | 2015-07-27 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting cmmon stock | D | 500 | 196 575 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | CRYSTAL RICHARD | OPY | Restricted Class A non-voting common stock | D | −1 212 | 663 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | CRYSTAL RICHARD | OPY | Class A non-voting common stock | D | 1 212 | 13 487 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | MCARTHUR KENNETH W | OPY | Restricted Class A non-voting common stock | D | −1 213 | 662 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | MCARTHUR KENNETH W | OPY | Class A non-voting common stock | D | 1 213 | 48 188 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | OUGHTRED A WINN | OPY | Restricted Class A non-voting common stock | D | −1 213 | 662 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 1 213 | 14 988 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | EHRHARDT WILLIAM | OPY | Restricted Class A non-voting common stock | D | −1 212 | 663 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 1 212 | 14 187 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | KEEHNER MICHAEL | OPY | Restricted Class A non-voting common stock | D | −1 213 | 663 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | KEEHNER MICHAEL | OPY | Class A non-voting common stock | D | 1 213 | 14 187 | ||||||
| 2015-07-01 | 2015-07-01 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −500 | 21 247 | ||||||
| 2015-07-01 | 2015-07-01 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 500 | 196 075 | ||||||
| 2015-06-30 | 2015-05-11 | 4 | GOLDFARB MORRIS | OPY | Class A non-voting common stock | D | −3 500 | 500 | ||||||
| 2015-05-07 | 2015-01-29 | 4/A | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 31 690 | 353 660 | ||||||
| 2015-05-07 | 2015-02-26 | 4/A | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 13 795 | 367 455 | ||||||
| 2015-03-03 | 2015-02-26 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 13 795 | 378 722 | ||||||
| 2015-03-03 | 2015-02-26 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 5 000 | 34 581 | ||||||
| 2015-03-03 | 2015-02-26 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 5 000 | 34 581 | ||||||
| 2015-03-03 | 2015-02-26 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 5 000 | 38 424 | ||||||
| 2015-02-25 | 2015-02-25 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −635 | 21 747 | ||||||
| 2015-02-25 | 2015-02-25 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 635 | 195 575 | ||||||
| 2015-02-13 | 2014-12-02 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 22,7800 | 62 | 1 | 13 085 | ||||
| 2015-02-13 | 2014-08-29 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 24,1600 | 59 | 1 | 13 023 | ||||
| 2015-02-13 | 2014-05-27 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 23,9500 | 59 | 1 | 12 963 | ||||
| 2015-02-13 | 2014-02-28 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 27,3100 | 52 | 1 | 12 904 | ||||
| 2015-02-13 | 2014-12-02 | 5 | Lowenthal Robert S Participant Oppenheimer 401 K Plan | OPY | Class A non-voting common stock | I | 22,7800 | 16 | 0 | 3 352 | ||||
| 2015-02-13 | 2014-08-29 | 5 | Lowenthal Robert S Participant Oppenheimer 401 K Plan | OPY | Class A non-voting common stock | I | 24,1600 | 15 | 0 | 3 336 | ||||
| 2015-02-13 | 2014-05-27 | 5 | Lowenthal Robert S Participant Oppenheimer 401 K Plan | OPY | Class A non-voting common stock | I | 23,9500 | 15 | 0 | 3 321 | ||||
| 2015-02-13 | 2014-02-28 | 5 | Lowenthal Robert S Participant Oppenheimer 401 K Plan | OPY | Class A non-voting common stock | I | 27,3100 | 0 | 0 | 3 306 | ||||
| 2015-02-13 | 2014-02-05 | 5 | Lowenthal Robert S Participant Oppenheimer 401 K Plan | OPY | Class A non-voting common stock | I | 22,8200 | 74 | 2 | 3 305 | ||||
| 2015-02-13 | 2014-02-03 | 5 | Lowenthal Robert S Participant Oppenheimer 401 K Plan | OPY | Class A non-voting common stock | I | 22,9900 | 35 | 1 | 3 231 | ||||
| 2015-02-13 | 2014-01-16 | 5 | Lowenthal Robert S Participant Oppenheimer 401 K Plan | OPY | Class A non-voting common stock | I | 24,1600 | 40 | 1 | 3 196 | ||||
| 2015-02-13 | 2014-01-06 | 5 | Lowenthal Robert S Participant Oppenheimer 401 K Plan | OPY | Class A non-voting common stock | I | 24,0400 | 6 | 0 | 3 156 | ||||
| 2015-02-13 | 2015-01-29 | 4/A | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 9 524 | 33 424 | ||||||
| 2015-02-02 | 2015-01-27 | 4/A | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −10 000 | 27 200 | ||||||
| 2015-02-02 | 2015-01-27 | 4/A | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 6 303 | 27 575 | ||||||
| 2015-02-02 | 2015-01-29 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | 9 524 | 33 424 | ||||||
| 2015-02-02 | 2015-01-29 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 2 381 | 29 581 | ||||||
| 2015-02-02 | 2015-01-29 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 42 957 | 364 927 | ||||||
| 2015-02-02 | 2015-01-29 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 2 381 | 29 581 | ||||||
| 2015-01-29 | 2015-01-28 | 4/A | GOLDFARB MORRIS | OPY | Class A non-voting common stock | D | 2 000 | 4 000 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −10 000 | 27 200 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 6 303 | 45 365 | ||||||
| 2015-01-29 | 2015-01-28 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting stock | D | 2 000 | 12 975 | ||||||
| 2015-01-29 | 2015-01-28 | 4 | OUGHTRED A WINN | OPY | Class A non-voting stock | D | 2 000 | 13 775 | ||||||
| 2015-01-29 | 2015-01-28 | 4 | CRYSTAL RICHARD | OPY | Class A non-voting stock | D | 2 000 | 12 275 | ||||||
| 2015-01-29 | 2015-01-28 | 4 | MCARTHUR KENNETH W | OPY | Class A non-voting stock | D | 2 000 | 46 975 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −10 000 | 25 200 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 6 303 | 27 575 | ||||||
| 2015-01-29 | 2015-01-28 | 4 | KEEHNER MICHAEL | OPY | Class A non-voting stock | D | 2 000 | 12 974 | ||||||
| 2015-01-29 | 2015-01-28 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non voting common stock | D | 2 000 | 22 882 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −100 000 | 321 970 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 50 485 | 2 917 224 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | GOLDFARB MORRIS | OPY | Class A non-voting common stock | D | 2 000 | 4 000 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −5 000 | 20 882 | ||||||
| 2015-01-29 | 2015-01-27 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 5 000 | 194 940 | ||||||
| 2015-01-28 | 2014-07-01 | 4/A | OUGHTRED A WINN | OPY | Restricted Class A non-voting stock | D | −1 212 | 1 875 | ||||||
| 2015-01-28 | 2014-07-01 | 4/A | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 1 212 | 11 775 | ||||||
| 2014-07-03 | 2014-07-01 | 4/A | MCARTHUR KENNETH W | OPY | Restricted Class A non-voting stock | D | −1 212 | 1 875 | ||||||
| 2014-07-03 | 2014-07-01 | 4/A | MCARTHUR KENNETH W | OPY | Class A non-voting common stock | D | 1 212 | 44 975 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | CRYSTAL RICHARD | OPY | Restricted Class A non-voting stock | D | −1 213 | 1 875 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | CRYSTAL RICHARD | OPY | Class A non-voting common stock | D | 1 213 | 10 275 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | MCARTHUR KENNETH W | OPY | Restricted Class A non-voting stock | D | −1 212 | 1 875 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | MCARTHUR KENNETH W | OPY | Class A non-voting common stock | D | 1 212 | 29 975 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | OUGHTRED A WINN | OPY | Restricted Class A non-voting stock | D | −1 212 | 1 875 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 1 212 | 10 274 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | EHRHARDT WILLIAM | OPY | Restricted Class A non-voting stock | D | −1 213 | 1 875 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 1 213 | 10 975 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | KEEHNER MICHAEL | OPY | Restricted Class A non-voting stock | D | −1 212 | 1 876 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | KEEHNER MICHAEL | OPY | Class A non-voting common stock | D | 1 212 | 10 974 | ||||||
| 2014-07-02 | 2014-07-01 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −500 | 25 582 | ||||||
| 2014-07-02 | 2014-07-01 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 500 | 190 440 | ||||||
| 2014-03-14 | 2010-11-26 | 5 | LOWENTHAL ALBERT G Held in Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 23,8800 | 55 | 1 | 11 979 | ||||
| 2014-03-14 | 2010-08-27 | 5 | LOWENTHAL ALBERT G Held in Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 24,0600 | 55 | 1 | 11 924 | ||||
| 2014-03-14 | 2010-05-28 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 27,9300 | 47 | 1 | 11 869 | ||||
| 2014-03-14 | 2010-03-02 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 26,8200 | 49 | 1 | 11 882 | ||||
| 2014-03-14 | 2011-11-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 12,7100 | 91 | 1 | 12 217 | ||||
| 2014-03-14 | 2011-08-26 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 19,0900 | 71 | 1 | 12 127 | ||||
| 2014-03-14 | 2011-05-27 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 28,1100 | 34 | 1 | 12 056 | ||||
| 2014-03-14 | 2011-02-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 32,4000 | 43 | 1 | 12 022 | ||||
| 2014-03-14 | 2012-11-23 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 16,4300 | 86 | 1 | 12 565 | ||||
| 2014-03-14 | 2012-08-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 15,1500 | 90 | 1 | 12 479 | ||||
| 2014-03-14 | 2012-05-25 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voing common stock | I | 14,2100 | 95 | 1 | 12 389 | ||||
| 2014-03-14 | 2012-02-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 17,3900 | 77 | 1 | 12 294 | ||||
| 2014-03-14 | 2013-11-27 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 23,0000 | 64 | 1 | 12 852 | ||||
| 2014-03-14 | 2013-08-23 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 18,3500 | 77 | 1 | 12 788 | ||||
| 2014-03-14 | 2013-05-24 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 19,5700 | 72 | 1 | 12 711 | ||||
| 2014-03-14 | 2013-02-22 | 5 | LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan | OPY | Class A non-voting common stock | I | 18,2400 | 74 | 1 | 12 640 | ||||
| 2014-03-14 | 2014-03-12 | 4 | MCARTHUR KENNETH W | OPY | Options on Class A non-voting common stock | D | 12,33 | 12,3300 | −15 000 | −185 | 0 | |||
| 2014-03-14 | 2014-03-12 | 4 | MCARTHUR KENNETH W | OPY | Class A non-voting common stock | D | 12,3300 | 15 000 | 185 | 43 763 | ||||
| 2014-02-28 | 2014-02-26 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 2 000 | 37 200 | ||||||
| 2014-02-28 | 2014-02-26 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 2 000 | 37 200 | ||||||
| 2014-02-26 | 2014-02-24 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non-voting common stock | D | −4 618 | 25 882 | ||||||
| 2014-02-26 | 2014-02-24 | 4 | ROBERTS ELAINE K | OPY | Class A non-voting common stock | D | 4 618 | 189 940 | ||||||
| 2014-02-25 | 2014-02-24 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | −75 000 | 421 970 | ||||||
| 2014-02-25 | 2014-02-24 | 4 | LOWENTHAL ALBERT G Phase II Financial LP | OPY | Class A non-voting common stock | I | 36 322 | 2 866 490 | ||||||
| 2014-02-25 | 2014-02-24 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −10 000 | 35 200 | ||||||
| 2014-02-25 | 2014-02-24 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 6 303 | 21 272 | ||||||
| 2014-02-25 | 2014-02-24 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 10 000 | 35 200 | ||||||
| 2014-02-25 | 2014-02-24 | 4 | ALFANO JEFFREY J | OPY | Class A non-voting common stock | D | 6 303 | 39 062 | ||||||
| 2014-02-25 | 2014-02-24 | 4 | Lowenthal Robert S | OPY | Restricted Class A non-voting common stock | D | −7 500 | 23 900 | ||||||
| 2014-02-25 | 2014-02-24 | 4 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 3 313 | 27 534 | ||||||
| 2014-01-31 | 2014-01-29 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non voting common stock | D | 124 000 | 496 970 | ||||||
| 2014-01-31 | 2014-01-29 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non voting common stock | D | 2 200 | 45 200 | ||||||
| 2014-01-31 | 2014-01-29 | 4 | ALFANO JEFFREY J | OPY | Resticted Class A non voting common stock | D | 2 200 | 45 200 | ||||||
| 2014-01-31 | 2014-01-29 | 4 | Lowenthal Robert S | OPY | Restricted Class A non voting common stock | D | 4 400 | 31 400 | ||||||
| 2014-01-07 | 2014-01-02 | 4 | GOLDFARB MORRIS | OPY | Class A non-voting common stock | D | 2 000 | 2 000 | ||||||
| 2014-01-06 | 2014-01-02 | 4 | CRYSTAL RICHARD | OPY | Class A non-voting common stock | D | 2 000 | 9 062 | ||||||
| 2014-01-06 | 2014-01-02 | 4 | MCARTHUR KENNETH W | OPY | Class A non-voting common stock | D | 2 000 | 28 763 | ||||||
| 2014-01-06 | 2014-01-02 | 4 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 2 000 | 10 563 | ||||||
| 2014-01-06 | 2014-01-02 | 4 | EHRHARDT WILLIAM | OPY | Class A non-voting common stock | D | 2 000 | 9 762 | ||||||
| 2014-01-06 | 2014-01-02 | 4 | KEEHNER MICHAEL | OPY | Class A non-voting common stock | D | 2 000 | 9 762 | ||||||
| 2014-01-03 | 2014-01-02 | 4 | ROBERTS ELAINE K | OPY | Restricted Class A non voting common stock | D | 2 000 | 27 000 | ||||||
| 2013-12-27 | 3/A | Lowenthal Robert S Beneficiary Phase II Financial LP | OPY | Class A non-voting common stock | I | 303 357 | ||||||||
| 2013-12-19 | 3 | Lowenthal Robert S | OPY | Class A non-voting common stock | D | 24 221 | ||||||||
| 2013-12-19 | 3 | Lowenthal Robert S Beneficiary R.S. Lowenthal Trust | OPY | Class A non-voting common stock | I | 174 000 | ||||||||
| 2013-12-19 | 3 | Lowenthal Robert S Beneficiary A.R. Lowenthal Trust | OPY | Class A non-voting common stock | I | 150 000 | ||||||||
| 2013-12-19 | 3 | Lowenthal Robert S Participant Oppenheimer 401K Plan | OPY | Class A non-voting common stock | I | 3 150 | ||||||||
| 2013-12-19 | 3 | Lowenthal Robert S | OPY | Class B voting common stock | D | 140 | ||||||||
| 2013-12-11 | 2013-12-09 | 4 | KEEHNER MICHAEL | OPY | Options on Class A non voting common stock | D | 12,88 | 12,8800 | −5 000 | −64 | 10 000 | |||
| 2013-12-11 | 2013-12-09 | 4 | KEEHNER MICHAEL | OPY | Calss A non voting common stock | D | 12,8800 | 5 000 | 64 | 7 762 | ||||
| 2013-08-02 | 2013-08-01 | 4 | EHRHARDT WILLIAM | OPY | Options on Class A non-voting common stock | D | 12,88 | 12,8800 | −5 000 | −64 | 0 | |||
| 2013-08-02 | 2013-08-01 | 4 | EHRHARDT WILLIAM | OPY | Class A non voting common stock | D | 12,8800 | 5 000 | 64 | 7 762 | ||||
| 2013-07-02 | 2013-07-01 | 4 | CRYSTAL RICHARD | OPY | Restricted Class A non voting stock | D | −1 212 | 3 088 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | CRYSTAL RICHARD | OPY | Class A non voting common stock | D | 1 212 | 7 062 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | MCARTHUR KENNETH W | OPY | Restricted Class A non voting common stock | D | −1 213 | 3 087 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | MCARTHUR KENNETH W | OPY | Class A non voting common stock | D | 1 213 | 26 763 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | OUGHTRED A WINN | OPY | Restricted Class A non voting common stock | D | −1 213 | 3 087 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | OUGHTRED A WINN | OPY | Class A non voting common stock | D | 1 213 | 8 563 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | EHRHARDT WILLIAM | OPY | Restricted Class A non voting common stock | D | −1 212 | 3 088 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | EHRHARDT WILLIAM | OPY | Class A non voting common stock | D | 1 212 | 2 762 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | KEEHNER MICHAEL | OPY | Restricted Class A non voting common stock | D | −1 212 | 3 088 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | KEEHNER MICHAEL | OPY | Class A non voting common stock | D | 1 212 | 2 762 | ||||||
| 2013-03-04 | 2013-02-25 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 8 000 | 43 000 | ||||||
| 2013-03-04 | 2012-02-23 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | 5 000 | 35 000 | ||||||
| 2013-03-04 | 2013-02-25 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 8 000 | 43 000 | ||||||
| 2013-03-04 | 2012-02-23 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | 5 000 | 35 000 | ||||||
| 2013-02-12 | 2013-01-23 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 105 470 | 372 970 | ||||||
| 2013-01-02 | 2013-01-02 | 4 | CRYSTAL RICHARD | OPY | Restricted Class A non voting stock | D | 2 650 | 4 300 | ||||||
| 2013-01-02 | 2013-01-02 | 4 | MCARTHUR KENNETH W | OPY | Restricted Class A non voting common stock | D | 2 650 | 4 300 | ||||||
| 2013-01-02 | 2013-01-02 | 4 | OUGHTRED A WINN | OPY | Restricted Class A non voting common stock | D | 2 650 | 4 300 | ||||||
| 2013-01-02 | 2013-01-02 | 4 | EHRHARDT WILLIAM | OPY | Restricted Class A non voting stock | D | 2 650 | 4 300 | ||||||
| 2013-01-02 | 2013-01-02 | 4 | KEEHNER MICHAEL | OPY | Restricted Class A non voting common stock | D | 2 650 | 4 300 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | CRYSTAL RICHARD | OPY | Restricted Class A non voting common stock | D | −550 | 1 650 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | CRYSTAL RICHARD | OPY | Class A non voting common stock | D | 550 | 5 850 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | MCARTHUR KENNETH W | OPY | Restricted Class A non voting common stock | D | −550 | 1 650 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | MCARTHUR KENNETH W | OPY | Class A non voting common stock | D | 550 | 25 550 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | OUGHTRED A WINN | OPY | Restricted Class A non voting common stock | D | −550 | 1 650 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | OUGHTRED A WINN | OPY | Class A non voting common stock | D | 550 | 7 350 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | EHRHARDT WILLIAM | OPY | Restricted Class A non voting common stock | D | −550 | 1 650 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | EHRHARDT WILLIAM | OPY | Class A non voting common stock | D | 550 | 1 550 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | KEEHNER MICHAEL | OPY | Restricted Class A non voting common stock | D | −550 | 1 650 | ||||||
| 2012-07-02 | 2012-07-01 | 4 | KEEHNER MICHAEL | OPY | Class A non voting common stock | D | 550 | 1 550 | ||||||
| 2012-02-10 | 2011-09-19 | 5 | OUGHTRED A WINN | OPY | Class A non-voting common stock | D | 1 300 | 6 800 | ||||||
| 2012-02-06 | 2012-01-25 | 4 | LOWENTHAL ALBERT G | OPY | Restricted Class A non-voting common stock | D | 52 500 | 267 500 | ||||||
| 2012-01-18 | 2012-01-17 | 4 | McNAMARA DENNIS P | OPY | Restricted Class A non-voting common stock | D | −562 | 30 000 | ||||||
| 2012-01-18 | 2012-01-17 | 4 | McNAMARA DENNIS P | OPY | Class A non-voting common stock | D | 562 | 14 969 | ||||||
| 2012-01-18 | 2012-01-17 | 4 | ALFANO JEFFREY J | OPY | Restricted Class A non-voting common stock | D | −1 124 | 30 000 | ||||||
| 2012-01-18 | 2012-01-17 | 4 | ALFANO JEFFREY J | OPY | Class A non-votinf common stock | D | 1 124 | 32 759 | ||||||
| 2012-01-05 | 2012-01-03 | 4 | OUGHTRED A WINN | OPY | Restricted Class A non-voting common stock | D | 2 200 | 2 200 | ||||||
| 2012-01-04 | 2012-01-03 | 4 | CRYSTAL RICHARD | OPY | Restricted Class A non-voting common stock | D | 2 200 | 2 200 | ||||||
| 2012-01-04 | 2012-01-03 | 4 | MCARTHUR KENNETH W | OPY | Restricted Class A non-voting common stock | D | 2 200 | 2 200 | ||||||
| 2012-01-04 | 2012-01-03 | 4 | WINBERG BURTON | OPY | Restricted Class A non-voting common stock | D | 2 200 | 2 200 | ||||||
| 2012-01-04 | 2012-01-03 | 4 | KEEHNER MICHAEL | OPY | Restricted Class A non-voting stock | D | 2 200 | 2 200 | ||||||
| 2012-01-04 | 2012-01-03 | 4 | EHRHARDT WILLIAM | OPY | Restricted Class A non-voting stock | D | 2 200 | 2 200 |
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
