| Utestående aktier | 28,619,749 shares |
| Insideraktier | 16 752 006 shares |
| Insynsägande | 58,53 % |
| Totalt antal insynspersoner | 36 |
Insider Sentiment Score
Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.
Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.
Uppdateringsfrekvens: Dagligen
Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.
Office Sentiment Score
Officersentiment Score hittar företag som köps av Corporate Officers.
Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.
Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.
Uppdateringsfrekvens: Dagligen
Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.
Viktiga insidernyckeltal
Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.
Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).
Procent av flytande köpta av insiders (ranking)
0.000 %( )
882 out of 11237Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.
Insiderhandelsdiagram
Insight Molecular Diagnostics Inc. insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.
Insiderlista och lönsamhetsstatistik
Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.
See our leaderboard of most profitable insider traders.
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Ronald Asbury Andrews Former CEO, Director - [D] [O] | 583 212 | 29 161 | |
| William Annett President and CEO, Director - [D] [O] | 3 500 | 175 | |
| Andrew Arno Director - [D] | 136 554 | 136 554 | |
| Don M Bailey Director - [D] | 494 002 | 24 700 | |
| Biotime Inc - | 6 041 154 | 302 058 | |
|
Neal C Bradsher
10% Owner -
|
17 349 945 | 11 410 257 | |
|
Broadwood Capital Inc
10% Owner -
|
23 353 697 | 11 410 257 | |
|
Broadwood Partners Lp
10% Owner -
|
11 410 257 | 11 410 257 | |
| Chapman Karen B. Vice President of Research - [O] | 87 598 | 4 380 | |
| Carter Jennifer L. Director - [D] | 30 500 | 1 525 | |
| Melinda Griffith Director - [D] | 30 000 | 1 500 | |
| John Peter Gutfreund - | 3 819 372 | 190 969 |
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Hesterberg Lyndal K. CSO - [O] | 7 477 | 374 | |
| James Andrea S. Chief Financial Officer - [O] | 151 231 | 151 231 | |
| John Anish M. Chief Financial Officer - [O] | 150 000 | 7 500 | |
| Tony T Kalajian Sr.VP/Chief Accounting Officer - [O] | 15 000 | 750 | |
|
George Karfunkel
10% Owner -
|
7 319 720 | 365 986 | |
| Alfred D Kingsley Director - [D] | 583 223 | 29 161 | |
|
Efrem Kamen
10% Owner -
|
1 381 438 | 708 308 | |
| Last Andrew J. Director - [D] | 39 509 | 39 509 | |
| Mitchell S Levine Chief Financial Officer - [O] | 87 080 | 4 354 | |
| Mechem Kristine C. | 50 000 | ||
| Mohanty Aditya P. | 45 000 | ||
|
Pura Vida Investments, Llc
10% Owner -
|
14 166 163 | 708 308 |
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Albert P Parker COO - [O] | 10 586 | 529 | |
| Gisela Paulsen Former President and COO - [O] | 366 500 | 18 325 | |
| Redmond Cavan M. Director - [D] | 120 863 | 6 043 | |
| Josh Riggs CEO and President, Director - [D] [O] | 3 505 | 3 505 | |
| Ross Douglas T. Former CSO - [O] | 234 114 | 11 706 | |
| Judith Segall Corporate Secretary - [O] | 59 314 | 2 966 | |
| Lou Silverman Director - [D] | 36 564 | 36 564 | |
| Russell Skibsted | 0 | ||
|
Patrick W Smith
10% Owner -
|
3 258 485 | 3 258 485 | |
| Padma Sundar SVP, Marketing & Market Access - [O] | 4 177 | 209 | |
| Michael D West Director - [D] | 87 598 | 4 380 | |
| Li Yu VP Cntrllr/Prncpl Acctng Offcr - [O] | 16 872 | 844 |
Report errors via our new Insider Auditing Tool
Track Records av insiderköp - Kortsiktig vinstanalys
I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i IMDX / Insight Molecular Diagnostics Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .
Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.
Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.
Track Records av insiderförsäljning - Kortsiktig förlustanalys
I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i IMDX / Insight Molecular Diagnostics Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .
Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.
Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.
Transaktionshistorik
Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.
| Fil datum |
Handel datum |
Schema | Insider | Ticker | Värdepappertitel | Kod | Direkta | Utövningspris | Enhet pris |
Enheter ändrad |
Värde ändrad (1K) |
Kvarvarande Optioner |
Kvarvarande Aktier |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-07-03 | 2025-07-01 | 4 | Last Andrew J. | IMDX | Common Stock, no par value | D | 35 000 | 39 509 | ||||||
| 2025-07-03 | 2025-07-01 | 4 | Arno Andrew | IMDX | Common Stock, no par value | D | 55 000 | 136 554 | ||||||
| 2025-07-03 | 2025-07-01 | 4 | SILVERMAN LOU | IMDX | Common Stock, no par value | D | 35 000 | 36 564 | ||||||
| 2025-02-11 | 2025-02-07 | 4 | James Andrea S. | OCX | Common Stock, no par value | D | 2,0500 | 97 561 | 200 | 151 231 | ||||
| 2025-02-11 | 2025-02-07 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,0500 | 385 814 | 791 | 3 258 485 | ||||
| 2025-02-11 | 2025-02-07 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,0500 | 1 077 600 | 2 209 | 2 872 671 | ||||
| 2025-02-10 | 2025-02-06 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 11 410 100 | ||||||
| 2025-02-10 | 2025-02-06 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 11 410 100 | ||||||
| 2025-02-10 | 2025-02-06 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 2,0500 | 4 505 488 | 9 236 | 11 410 100 | ||||
| 2025-02-10 | 2025-02-06 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 2,0500 | 660 207 | 1 353 | 6 904 612 | ||||
| 2025-02-04 | 2025-02-04 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,0200 | 25 | 0 | 1 795 071 | ||||
| 2025-02-04 | 2025-01-31 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,0100 | 890 | 2 | 1 795 046 | ||||
| 2025-01-31 | 2025-01-30 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,0100 | 318 | 1 | 1 794 156 | ||||
| 2025-01-31 | 2025-01-29 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,0100 | 3 880 | 8 | 1 793 838 | ||||
| 2025-01-15 | 2025-01-14 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,1500 | 10 286 | 22 | 1 789 958 | ||||
| 2025-01-15 | 2025-01-14 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,0800 | 100 | 0 | 1 779 672 | ||||
| 2025-01-15 | 2025-01-13 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,0800 | 5 669 | 12 | 1 779 572 | ||||
| 2024-12-27 | 2024-12-26 | 4 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 2,1300 | 90 219 | 192 | 1 773 903 | ||||
| 2024-12-27 | 3 | SMITH PATRICK W | OCX | Common Stock, no par value | I | 1 683 684 | ||||||||
| 2024-12-26 | 2024-12-26 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 2,1080 | 12 500 | 26 | 81 554 | ||||
| 2024-12-09 | 2024-12-05 | 4 | James Andrea S. | OCX | Common Stock, no par value | D | 2,2900 | 20 000 | 46 | 53 670 | ||||
| 2024-10-04 | 2024-10-02 | 4 | James Andrea S. | OCX | Common Stock, no par value | D | 2,9700 | 33 670 | 100 | 33 670 | ||||
| 2024-10-04 | 2024-10-02 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 6 244 405 | ||||||
| 2024-10-04 | 2024-10-02 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 2,9480 | 1 315 339 | 3 878 | 6 244 405 | ||||
| 2024-04-15 | 2024-04-11 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 4 929 066 | ||||||
| 2024-04-15 | 2024-04-11 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 2,9164 | 2 420 000 | 7 058 | 4 929 066 | ||||
| 2024-04-15 | 2024-04-11 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 2,9500 | 33 898 | 100 | 69 054 | ||||
| 2024-04-15 | 2024-04-11 | 4 | Riggs Josh | OCX | Common Stock, no par value | D | 2,9500 | 3 390 | 10 | 3 505 | ||||
| 2023-07-03 | 2023-06-30 | 4 | Gutfreund John Peter See Footnotes | OCX | Common Stock, no par value | I | −3 085 047 | 0 | ||||||
| 2023-06-27 | 2023-06-23 | 4 | Last Andrew J. | OCX | Common Stock, no par value | D | 20 000 | 90 170 | ||||||
| 2023-06-27 | 2023-06-23 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 30 000 | 703 133 | ||||||
| 2023-06-27 | 2023-06-23 | 4 | SILVERMAN LOU | OCX | Common Stock, no par value | D | 25 000 | 31 270 | ||||||
| 2023-06-27 | 2023-06-23 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 20 000 | 489 111 | ||||||
| 2023-06-15 | 2023-06-14 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 0,2149 | 30 000 | 6 | 469 111 | ||||
| 2023-04-18 | 2023-03-06 | 4/A | PURA VIDA INVESTMENTS, LLC By the Managed Accounts. | OCX | Common Stock | I | −3 890 111 | 4 589 571 | ||||||
| 2023-04-07 | 2023-04-05 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 0,3017 | 663 000 | 200 | 8 090 202 | ||||
| 2023-04-05 | 2023-04-03 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 50 181 335 | ||||||
| 2023-04-05 | 2023-04-03 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 0,3017 | 26 827 638 | 8 094 | 50 181 335 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 0,3544 | 141 084 | 50 | 156 084 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Arno Andrew | OCX | Common Stock, no par value | I | 0,3544 | 141 084 | 50 | 156 084 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Arno Andrew | OCX | Common Stock, no par value | I | 0,3544 | 141 084 | 50 | 156 084 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Gutfreund John Peter | OCX | Common Stock, no par value | I | 0,3544 | 1 000 000 | 354 | 1 075 000 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Gutfreund John Peter | OCX | Common Stock, no par value | D | 0,3544 | 705 000 | 250 | 715 000 | ||||
| 2023-03-08 | 2023-03-06 | 4 | PURA VIDA INVESTMENTS, LLC By the Managed Accounts. | OCX | Common Stock | I | −3 890 111 | 4 589 571 | ||||||
| 2022-12-28 | 2022-12-23 | 4 | Gutfreund John Peter | OCX | Common Stock, no par value | I | 0,3297 | 75 000 | 25 | 75 000 | ||||
| 2022-12-28 | 2022-12-23 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 0,3515 | 250 000 | 88 | 532 049 | ||||
| 2022-12-27 | 2022-12-22 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 0,2850 | 25 000 | 7 | 439 111 | ||||
| 2022-12-22 | 2022-12-21 | 4 | Ross Douglas T. | OCX | Common Stock, no par value | D | 213 797 | 234 114 | ||||||
| 2022-12-20 | 2022-12-01 | 4 | Paulsen Gisela | OCX | Common Stock, no par value | D | −175 000 | 366 500 | ||||||
| 2022-12-20 | 2022-12-01 | 4 | Ross Douglas T. | OCX | Common Stock, no par value | D | −150 000 | 20 317 | ||||||
| 2022-12-09 | 2022-12-01 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 250 000 | 583 212 | ||||||
| 2022-12-09 | 3 | SILVERMAN LOU | OCX | Common Stock, no par value | D | 6 270 | ||||||||
| 2022-12-09 | 3 | Riggs Josh | OCX | Common Stock, no par value | D | 2 308 | ||||||||
| 2022-08-19 | 2022-08-17 | 4 | Arno Andrew | OCX | Common Stock, no par value | I | 0,9000 | 7 500 | 7 | 15 000 | ||||
| 2022-08-19 | 2022-08-17 | 4 | Arno Andrew | OCX | Common Stock, no par value | I | 0,9000 | 7 500 | 7 | 15 000 | ||||
| 2022-08-19 | 2022-08-17 | 4 | Last Andrew J. | OCX | Common Stock, no par value | D | 0,8700 | 20 000 | 17 | 70 170 | ||||
| 2022-08-18 | 2022-08-16 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 0,9600 | 40 000 | 38 | 333 212 | ||||
| 2022-08-17 | 2022-08-15 | 4 | Paulsen Gisela | OCX | Common Stock, no par value | D | 350 000 | 541 500 | ||||||
| 2022-08-17 | 2022-08-15 | 4 | Paulsen Gisela | OCX | Common Stock, no par value | D | 175 000 | 191 500 | ||||||
| 2022-08-17 | 2022-08-15 | 4 | Ross Douglas T. | OCX | Common Stock, no par value | D | 150 000 | 170 317 | ||||||
| 2022-08-17 | 2022-08-15 | 4 | Last Andrew J. | OCX | Common Stock, no par value | D | 10 000 | 50 170 | ||||||
| 2022-08-17 | 2022-08-15 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 0,9700 | 5 000 | 5 | 414 111 | ||||
| 2022-08-17 | 2022-08-15 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 0,9700 | 5 000 | 5 | 414 111 | ||||
| 2022-08-17 | 2022-08-15 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 10 000 | 404 111 | ||||||
| 2022-08-17 | 2022-08-15 | 4 | Gutfreund John Peter | OCX | Common Stock, no par value | I | 0,9300 | 25 000 | 23 | 25 000 | ||||
| 2022-08-17 | 2022-08-15 | 4 | Gutfreund John Peter | OCX | Common Stock, no par value | D | 10 000 | 10 000 | ||||||
| 2022-08-17 | 2022-08-15 | 4 | John Anish M. | OCX | Common Stock, no par value | D | 150 000 | 150 000 | ||||||
| 2022-08-17 | 2022-08-16 | 4 | GRIFFITH MELINDA | OCX | Common Stock, no par value | D | 1,0000 | 10 000 | 10 | 30 000 | ||||
| 2022-08-17 | 2022-08-15 | 4 | GRIFFITH MELINDA | OCX | Common Stock, no par value | D | 10 000 | 20 000 | ||||||
| 2022-08-17 | 2022-08-16 | 4 | Carter Jennifer L. | OCX | Common Stock, no par value | D | 0,9500 | 10 500 | 10 | 30 500 | ||||
| 2022-08-17 | 2022-08-15 | 4 | Carter Jennifer L. | OCX | Common Stock, no par value | D | 10 000 | 20 000 | ||||||
| 2022-08-17 | 2022-08-16 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 0,9700 | 115 523 | 112 | 282 049 | ||||
| 2022-08-17 | 2022-08-15 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 0,9300 | 34 477 | 32 | 166 526 | ||||
| 2022-08-17 | 2022-08-15 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 10 000 | 132 049 | ||||||
| 2022-08-08 | 3 | Gutfreund John Peter Footnote | OCX | Common Stock, no par value | I | 3 085 047 | ||||||||
| 2022-07-19 | 2022-06-24 | 4 | Last Andrew J. | OCX | Common Stock, no par value | D | 10 000 | 40 170 | ||||||
| 2022-07-19 | 2022-06-24 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 10 000 | 122 049 | ||||||
| 2022-07-19 | 2022-06-24 | 4 | GRIFFITH MELINDA | OCX | Common Stock, no par value | D | 10 000 | 10 000 | ||||||
| 2022-07-19 | 2022-06-24 | 4 | Carter Jennifer L. | OCX | Common Stock, no par value | D | 10 000 | 10 000 | ||||||
| 2022-07-19 | 2022-06-24 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 10 000 | 394 111 | ||||||
| 2022-07-19 | 2022-06-24 | 4 | Redmond Cavan M. | OCX | Common Stock, no par value | D | 10 000 | 120 863 | ||||||
| 2022-06-28 | 2022-06-24 | 4 | PURA VIDA INVESTMENTS, LLC By the Managed Accounts. | OCX | Common Stock | I | 1,0269 | −40 464 | −42 | 8 479 682 | ||||
| 2022-06-28 | 2022-06-24 | 4 | PURA VIDA INVESTMENTS, LLC By the Managed Accounts. | OCX | Common Stock | I | 1,0514 | −12 517 | −13 | 8 520 146 | ||||
| 2022-06-28 | 2022-06-24 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,0269 | −35 441 | −36 | 7 427 202 | ||||
| 2022-06-28 | 2022-06-24 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,0514 | −10 964 | −12 | 7 462 643 | ||||
| 2022-06-28 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By the Managed Accounts. | OCX | Common Stock | I | 1,2600 | 57 630 | 73 | 8 532 663 | ||||
| 2022-06-28 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By the Managed Accounts. | OCX | Common Stock | I | 1,2270 | 19 210 | 24 | 8 475 033 | ||||
| 2022-06-28 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,2600 | 92 370 | 116 | 7 473 607 | ||||
| 2022-06-28 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,2270 | 30 790 | 38 | 7 381 237 | ||||
| 2022-05-19 | 2022-05-18 | 4 | Yu Li | OCX | Restricted Stock Units | D | 0,00 | −25 000 | 25 000 | |||||
| 2022-05-19 | 2022-05-18 | 4 | Yu Li | OCX | Common Stock, no par value | D | 1,1400 | −8 128 | −9 | 16 872 | ||||
| 2022-05-19 | 2022-05-18 | 4 | Yu Li | OCX | Common Stock, no par value | D | 25 000 | 25 000 | ||||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By the Managed Accounts | OCX | Warrant to purchase common stock | I | 1,53 | 958 209 | 958 209 | |||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By the Retirement Trust | OCX | Warrant to purchase common stock | I | 1,53 | 690 719 | 690 719 | |||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By Pura Vida X Fund LP | OCX | Warrant to purchase common stock | I | 1,53 | 383 976 | 383 976 | |||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Warrant to purchase common stock | I | 1,53 | 832 949 | 832 949 | |||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By the Retirement Trust | OCX | Common Stock | I | 1,3325 | 1 381 438 | 1 841 | 1 381 438 | ||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By Pura Vida X Fund LP | OCX | Common Stock | I | 1,3325 | 767 952 | 1 023 | 767 952 | ||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By the Managed Accounts | OCX | Common Stock | I | 1,2600 | 57 630 | 73 | 8 532 663 | ||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By the Managed Accounts | OCX | Common Stock | I | 1,2270 | 19 210 | 24 | 8 475 033 | ||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By the Managed Accounts | OCX | Common Stock | I | 1,3325 | 1 916 419 | 2 554 | 8 455 823 | ||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,2600 | 92 370 | 116 | 7 473 607 | ||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,2270 | 30 790 | 38 | 7 381 237 | ||||
| 2022-04-29 | 2022-04-14 | 4/A | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,3325 | 1 665 898 | 2 220 | 7 350 447 | ||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By the Managed Accounts | OCX | Warrant to purchase common stock | I | 1,53 | 958 209 | 958 209 | |||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By the Retirement Trust | OCX | Warrant to purchase common stock | I | 1,53 | 690 719 | 690 719 | |||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida X Fund LP | OCX | Warrant to purchase common stock | I | 1,53 | 383 976 | 383 976 | |||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Warrant to purchase common stock | I | 1,53 | 832 949 | 832 949 | |||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By the Retirement Trust | OCX | Common Stock | I | 1,3325 | 1 381 438 | 1 841 | 1 381 438 | ||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida X Fund LP | OCX | Common Stock | I | 1,3325 | 767 952 | 1 023 | 767 952 | ||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By the Managed Accounts | OCX | Common Stock | I | 1,2600 | 57 630 | 73 | 8 532 663 | ||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By the Managed Accounts | OCX | Common Stock | I | 1,2270 | 19 210 | 24 | 8 475 033 | ||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By the Managed Accounts | OCX | Common Stock | I | 1,3325 | 1 916 419 | 2 554 | 8 455 823 | ||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,2600 | 92 370 | 116 | 7 473 607 | ||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,2270 | 30 790 | 38 | 7 381 237 | ||||
| 2022-04-18 | 2022-04-14 | 4 | PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd. | OCX | Common Stock | I | 1,3325 | 1 665 898 | 2 220 | 7 350 447 | ||||
| 2022-04-15 | 2022-04-14 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Warrant to Purchase Common Stock | I | 1,53 | 0 | 6 003 752 | |||||
| 2022-04-15 | 2022-04-14 | 4 | BROADWOOD PARTNERS LP | OCX | Warrant to Purchase Common Stock | D | 1,53 | 6 003 752 | 6 003 752 | |||||
| 2022-04-15 | 2022-04-14 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 23 353 697 | ||||||
| 2022-04-15 | 2022-04-14 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 1,3325 | 6 003 752 | 8 000 | 23 353 697 | ||||
| 2022-04-15 | 2022-04-13 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Series A Convertible Preferred Stock | I | 1,53 | 0 | 5 882 | |||||
| 2022-04-15 | 2022-04-13 | 4 | BROADWOOD PARTNERS LP | OCX | Series A Convertible Preferred Stock | D | 1,53 | 5 882 | 5 882 | |||||
| 2022-03-28 | 2022-03-25 | 4 | Ross Douglas T. | OCX | Common Stock, no par value | D | 1,4000 | 15 000 | 21 | 20 317 | ||||
| 2022-03-17 | 2022-03-15 | 4 | Yu Li | OCX | Option to Purchase Common Stock | D | 1,15 | 37 500 | 37 500 | |||||
| 2022-03-17 | 2022-03-15 | 4 | Yu Li | OCX | Option to Purchase Common Stock | D | 1,15 | 37 500 | 37 500 | |||||
| 2022-03-17 | 2022-03-15 | 4 | Ross Douglas T. | OCX | Option to Purchase Common Stock | D | 1,15 | 100 000 | 100 000 | |||||
| 2022-03-17 | 2022-03-15 | 4 | Ross Douglas T. | OCX | Option to Purchase Common Stock | D | 1,15 | 100 000 | 100 000 | |||||
| 2022-03-17 | 2022-03-17 | 4 | Paulsen Gisela | OCX | Common Stock, no par value | D | 1,1980 | 16 500 | 20 | 16 500 | ||||
| 2022-03-17 | 2022-03-15 | 4 | Paulsen Gisela | OCX | Option to Purchase Common Stock | D | 1,15 | 125 000 | 125 000 | |||||
| 2022-03-17 | 2022-03-15 | 4 | Paulsen Gisela | OCX | Option to Purchase Common Stock | D | 1,15 | 125 000 | 125 000 | |||||
| 2022-03-17 | 2022-03-16 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 1,2830 | 50 000 | 64 | 293 212 | ||||
| 2022-03-17 | 2022-03-15 | 4 | ANDREWS RONALD ASBURY | OCX | Restricted Stock Units | D | 0,00 | 500 000 | 500 000 | |||||
| 2022-03-17 | 2022-03-15 | 4 | ANDREWS RONALD ASBURY | OCX | Restricted Stock Units | D | 0,00 | 35 000 | 35 000 | |||||
| 2022-03-17 | 2022-03-15 | 4 | ANDREWS RONALD ASBURY | OCX | Option to Purchase Common Stock | D | 1,15 | 375 000 | 375 000 | |||||
| 2022-03-17 | 2022-03-15 | 4 | ANDREWS RONALD ASBURY | OCX | Option to Purchase Common Stock | D | 1,15 | 200 000 | 200 000 | |||||
| 2022-03-17 | 2022-03-15 | 4 | ANDREWS RONALD ASBURY | OCX | Option to Purchase Common Stock | D | 1,15 | 300 000 | 300 000 | |||||
| 2022-03-17 | 2022-03-15 | 4 | Sundar Padma | OCX | Option to Purchase Common Stock | D | 1,15 | 87 500 | 87 500 | |||||
| 2022-03-17 | 2022-03-15 | 4 | Sundar Padma | OCX | Option to Purchase Common Stock | D | 1,15 | 87 500 | 87 500 | |||||
| 2022-03-17 | 2022-03-15 | 4 | Levine Mitchell S | OCX | Option to Purchase Common Stock | D | 1,15 | 87 500 | 87 500 | |||||
| 2022-03-17 | 2022-03-15 | 4 | Levine Mitchell S | OCX | Option to Purchase Common Stock | D | 1,15 | 87 500 | 87 500 | |||||
| 2022-03-16 | 2022-03-16 | 4 | Redmond Cavan M. | OCX | Common Stock, no par value | D | 1,1890 | 40 000 | 48 | 110 863 | ||||
| 2022-03-15 | 2022-03-15 | 4 | Levine Mitchell S | OCX | Common Stock, no par value | D | 1,1660 | 25 000 | 29 | 87 080 | ||||
| 2021-10-14 | 2021-06-24 | 4 | Yu Li | OCX | Option to Purchase Common Stock | D | 4,33 | 160 000 | 160 000 | |||||
| 2021-09-24 | 2021-09-23 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Warrant to Purchase Common Stock | I | 3,15 | 0 | 0 | |||||
| 2021-09-24 | 2021-09-23 | 4 | BROADWOOD PARTNERS LP | OCX | Warrant to Purchase Common Stock | D | 3,15 | −573 461 | 0 | |||||
| 2021-09-24 | 2021-09-23 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Warrant to Purchase Common Stock | I | 3,15 | 0 | 573 461 | |||||
| 2021-09-24 | 2021-09-23 | 4 | BROADWOOD PARTNERS LP | OCX | Warrant to Purchase Common Stock | D | 3,15 | 573 461 | 573 461 | |||||
| 2021-09-24 | 2021-09-23 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Warrant to Purchase Common Stock | I | 3,25 | 0 | 0 | |||||
| 2021-09-24 | 2021-09-23 | 4 | BROADWOOD PARTNERS LP | OCX | Warrant to Purchase Common Stock | D | 3,25 | −573 461 | 0 | |||||
| 2021-09-24 | 2021-09-23 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 17 349 945 | ||||||
| 2021-09-24 | 2021-09-23 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 3,1525 | 573 461 | 1 808 | 17 349 945 | ||||
| 2021-07-02 | 2021-07-01 | 4 | ANDREWS RONALD ASBURY | OCX | Restricted Stock Units | D | 0,00 | −65 000 | 0 | |||||
| 2021-07-02 | 2021-07-01 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | −15 834 | 243 212 | ||||||
| 2021-07-02 | 2021-07-01 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 65 000 | 259 046 | ||||||
| 2021-07-02 | 2021-06-30 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | −25 873 | 194 046 | ||||||
| 2021-07-02 | 2021-05-07 | 4 | ANDREWS RONALD ASBURY | OCX | Restricted Stock Units | D | 0,00 | −106 221 | 0 | |||||
| 2021-07-02 | 2021-05-07 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 106 221 | 219 919 | ||||||
| 2021-06-28 | 2021-06-24 | 4 | Redmond Cavan M. | OCX | Restricted Stock Units | D | 0,00 | 10 000 | 10 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | Redmond Cavan M. | OCX | Option to Purchase Common Stock | D | 5,46 | 45 000 | 45 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | Carter Jennifer L. | OCX | Restricted Stock Units | D | 0,00 | 10 000 | 10 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | Carter Jennifer L. | OCX | Option to Purchase Common Stock | D | 5,46 | 45 000 | 45 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | Last Andrew J. | OCX | Restricted Stock Units | D | 0,00 | 10 000 | 10 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | Last Andrew J. | OCX | Option to Purchase Common Stock | D | 5,46 | 45 000 | 45 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | KINGSLEY ALFRED D | OCX | Restricted Stock Units | D | 0,00 | 10 000 | 10 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | KINGSLEY ALFRED D | OCX | Option to Purchase Common Stock | D | 5,46 | 45 000 | 45 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | GRIFFITH MELINDA | OCX | Restricted Stock Units | D | 0,00 | 10 000 | 10 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | GRIFFITH MELINDA | OCX | Option to Purchase Common Stock | D | 5,46 | 45 000 | 45 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | Arno Andrew | OCX | Restricted Stock Units | D | 0,00 | 10 000 | 10 000 | |||||
| 2021-06-28 | 2021-06-24 | 4 | Arno Andrew | OCX | Option to Purchase Common Stock | D | 5,46 | 45 000 | 45 000 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Last Andrew J. | OCX | Warrants | D | 3,00 | 6 993 | 0 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Last Andrew J. | OCX | Common Stock | D | 3,0000 | 6 993 | 21 | 30 170 | ||||
| 2021-04-30 | 2021-04-28 | 4 | Levine Mitchell S | OCX | Restricted Stock Units | D | 0,00 | −20 000 | 0 | |||||
| 2021-04-30 | 2021-04-28 | 4 | Levine Mitchell S | OCX | Common Shares, no par value | D | −4 620 | 62 080 | ||||||
| 2021-04-30 | 2021-04-28 | 4 | Levine Mitchell S | OCX | Common Shares, no par value | D | 20 000 | 66 700 | ||||||
| 2021-03-22 | 2021-03-19 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 4,7911 | 11 000 | 53 | 113 698 | ||||
| 2021-03-01 | 2021-02-25 | 4 | Sundar Padma | OCX | Employee Stock Option (right to buy) | D | 5,34 | 5,3400 | 255 000 | 1 362 | 255 000 | |||
| 2021-03-01 | 2021-02-25 | 4 | Levine Mitchell S | OCX | Employee Stock Option (right to buy) | D | 5,34 | 5,3400 | 255 000 | 1 362 | 255 000 | |||
| 2021-03-01 | 2021-02-25 | 4 | ANDREWS RONALD ASBURY | OCX | Employee Stock Option (right to buy) | D | 5,34 | 5,3400 | 500 000 | 2 670 | 500 000 | |||
| 2021-03-01 | 2021-02-25 | 4 | Ross Douglas T. | OCX | Employee Stock Option (right to buy) | D | 5,34 | 5,3400 | 255 000 | 1 362 | 255 000 | |||
| 2021-02-09 | 2021-02-05 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 16 776 484 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 4,5000 | 600 000 | 2 700 | 16 776 484 | ||||
| 2021-01-28 | 3 | Kamen Efrem By Pura Vida Investments, LLC | OCX | Common Stock, No Par Value | I | 12 223 953 | ||||||||
| 2021-01-22 | 2021-01-20 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 0 | 16 176 484 | ||||||
| 2021-01-22 | 2021-01-20 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 3,4240 | 1 460 280 | 5 000 | 16 176 484 | ||||
| 2020-12-28 | 2020-12-28 | 4 | KINGSLEY ALFRED D | OCX | Option to purchase common stock | D | 1,34 | 1,3400 | 65 271 | 87 | 0 | |||
| 2020-12-28 | 2020-12-28 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 1,3400 | 65 271 | 87 | 384 111 | ||||
| 2020-12-28 | 2020-12-23 | 4 | KINGSLEY ALFRED D | OCX | Option to purchase common stock | D | 1,34 | 1,3400 | 1 237 | 2 | 65 271 | |||
| 2020-12-28 | 2020-12-23 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 2,5500 | −900 | −2 | 318 840 | ||||
| 2020-12-28 | 2020-12-23 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 1,3400 | 1 237 | 2 | 319 740 | ||||
| 2020-12-23 | 2020-12-22 | 4 | KINGSLEY ALFRED D | OCX | Option to purchase common stock | D | 1,34 | 1,3400 | 10 516 | 14 | 66 508 | |||
| 2020-12-23 | 2020-12-22 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | −7 652 | 318 503 | ||||||
| 2020-12-23 | 2020-12-22 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 1,3400 | 10 516 | 14 | 326 155 | ||||
| 2020-12-23 | 2020-12-21 | 4 | KINGSLEY ALFRED D | OCX | Option to purchase common stock | D | 1,34 | 1,3400 | 47 976 | 64 | 77 024 | |||
| 2020-12-23 | 2020-12-21 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 2,5400 | −5 148 | −13 | 315 639 | ||||
| 2020-12-23 | 2020-12-21 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | −30 000 | 320 787 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 1,3400 | 47 976 | 64 | 350 787 | ||||
| 2020-12-17 | 2019-09-12 | 4/A | Levine Mitchell S | OCX | Common Stock | D | 2,0060 | 10 000 | 20 | 13 495 | ||||
| 2020-12-15 | 2020-12-11 | 4 | Sundar Padma | OCX | Common Stock | D | 4 177 | 4 177 | ||||||
| 2020-12-15 | 2020-12-11 | 4 | Arno Andrew | OCX | Common Stock | D | 9 602 | 112 049 | ||||||
| 2020-12-15 | 2020-12-11 | 4 | HESTERBERG LYNDAL K. | OCX | Common Stock | D | 6 603 | 7 477 | ||||||
| 2020-12-15 | 2020-09-12 | 4/A | Levine Mitchell S | OCX | Common Stock | D | 2,0060 | 10 000 | 20 | 13 495 | ||||
| 2020-12-15 | 2020-12-11 | 4 | Last Andrew J. | OCX | Common Stock | D | 16 184 | 23 177 | ||||||
| 2020-12-15 | 2020-12-11 | 4 | Parker Albert P | OCX | Common Stock | D | 5 586 | 10 586 | ||||||
| 2020-12-15 | 2020-12-11 | 4 | Levine Mitchell S | OCX | Common Stock | D | 10 121 | 46 700 | ||||||
| 2020-12-15 | 2020-12-11 | 4 | Redmond Cavan M. | OCX | Common Stock | D | 18 416 | 70 863 | ||||||
| 2020-12-15 | 2020-12-11 | 4 | Ross Douglas T. | OCX | Common Stock | D | 5 317 | 5 317 | ||||||
| 2020-12-15 | 2020-12-11 | 4 | KINGSLEY ALFRED D | OCX | Common Stock | D | 5 909 | 302 811 | ||||||
| 2020-08-05 | 2020-08-03 | 4 | Parker Albert P | OCX | Common Stock, no par value | D | 1,3296 | 5 000 | 7 | 5 000 | ||||
| 2020-08-05 | 2020-08-03 | 4 | KALAJIAN TONY T | OCX | Common Stock, no par value | D | 1,3066 | 5 000 | 7 | 15 000 | ||||
| 2020-08-04 | 2020-08-03 | 4 | Levine Mitchell S | OCX | Common Stock, no par value | D | 1,3200 | 10 000 | 13 | 36 579 | ||||
| 2020-08-04 | 2020-08-03 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 1,3470 | 40 000 | 54 | 102 698 | ||||
| 2020-06-19 | 2020-06-17 | 4 | KINGSLEY ALFRED D | OCX | Option to purchase common stock | D | 2,38 | 57 000 | 57 000 | |||||
| 2020-06-19 | 2020-06-17 | 4 | Last Andrew J. | OCX | Option to purchase common stock | D | 2,38 | 57 000 | 57 000 | |||||
| 2020-06-19 | 2020-06-17 | 4 | GRIFFITH MELINDA | OCX | Option to purchase common stock | D | 2,38 | 57 000 | 57 000 | |||||
| 2020-06-19 | 2020-06-17 | 4 | Redmond Cavan M. | OCX | Option to purchase common stock | D | 2,38 | 62 000 | 62 000 | |||||
| 2020-06-19 | 2020-06-17 | 4 | Arno Andrew | OCX | Option to purchase common stock | D | 2,38 | 57 000 | 57 000 | |||||
| 2020-05-12 | 2020-05-07 | 4 | ANDREWS RONALD ASBURY | OCX | Restricted Stock Units | D | 106 221 | 106 221 | ||||||
| 2020-04-30 | 2020-04-28 | 4/A | Levine Mitchell S | OCX | Restricted Stock Units | D | 20 000 | 20 000 | ||||||
| 2020-04-30 | 2020-04-28 | 4 | Levine Mitchell S | OCX | Restricted Stock Units | D | −20 000 | 20 000 | ||||||
| 2020-04-28 | 2020-04-24 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | I | 0 | 14 716 204 | ||||||
| 2020-04-28 | 2020-04-24 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 2,2700 | 1 050 000 | 2 384 | 14 716 204 | ||||
| 2020-04-20 | 2020-03-14 | 4 | Levine Mitchell S | OCX | Restricted Stock Units | D | 0,00 | −20 000 | 0 | |||||
| 2020-04-20 | 2020-03-14 | 4 | Levine Mitchell S | OCX | Common Shares, no par value | D | −6 916 | 26 579 | ||||||
| 2020-04-20 | 2020-03-14 | 4 | Levine Mitchell S | OCX | Common Shares, no par value | D | 20 000 | 33 495 | ||||||
| 2020-04-01 | 2020-03-31 | 4/A | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 2,3720 | 18 000 | 43 | 62 698 | ||||
| 2020-04-01 | 2020-03-30 | 4/A | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 2,2580 | 27 216 | 61 | 44 698 | ||||
| 2020-04-01 | 2020-03-31 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 2 372,0000 | 18 000 | 42 696 | 62 698 | ||||
| 2020-04-01 | 2020-03-30 | 4 | ANDREWS RONALD ASBURY | OCX | Common Stock, no par value | D | 2,2580 | 27 216 | 61 | 44 698 | ||||
| 2020-02-12 | 2020-02-10 | 4 | Sundar Padma | OCX | Option to purchase common stock | D | 2,63 | 255 000 | 255 000 | |||||
| 2020-02-12 | 2020-02-10 | 4 | Parker Albert P | OCX | Option to purchase common stock | D | 2,63 | 204 000 | 204 000 | |||||
| 2020-02-12 | 2020-02-10 | 4 | KALAJIAN TONY T | OCX | Option to purchase common stock | D | 2,63 | 204 000 | 204 000 | |||||
| 2020-02-12 | 2020-02-10 | 4 | Levine Mitchell S | OCX | Option to purchase common stock | D | 2,63 | 204 000 | 204 000 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | I | 0 | 13 666 204 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | I | 0 | 13 666 204 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 2,1560 | 623 090 | 1 343 | 13 666 204 | ||||
| 2020-01-06 | 2020-01-02 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 2,1560 | 768 376 | 1 657 | 13 043 114 | ||||
| 2020-01-06 | 2020-01-02 | 4 | BIOTIME INC | OCX | Common Stock, no par value | D | 2,1560 | −2 383 090 | −5 138 | 6 041 154 | ||||
| 2019-11-15 | 2019-11-13 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | I | 0 | 12 274 738 | ||||||
| 2019-11-15 | 2019-11-13 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 1,7000 | 1 176 471 | 2 000 | 12 274 738 | ||||
| 2019-09-18 | 2019-09-17 | 4 | Arno Andrew | OCX | Common Stock, no par value | D | 2,1626 | 50 000 | 108 | 102 447 | ||||
| 2019-09-16 | 2019-09-13 | 4 | KALAJIAN TONY T | OCX | Common Stock, no par value | D | 1,9800 | 10 000 | 20 | 10 000 | ||||
| 2019-09-13 | 2019-09-11 | 4 | BIOTIME INC | OCX | Common Stock, no par value | D | 1,6600 | −4 000 000 | −6 640 | 8 424 244 | ||||
| 2019-09-13 | 2019-09-11 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | I | 0 | 11 098 267 | ||||||
| 2019-09-13 | 2019-09-11 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 1,6600 | 2 000 000 | 3 320 | 11 098 267 | ||||
| 2019-09-12 | 2019-09-12 | 4 | Levine Mitchell S | OCX | Common Stock, no par value | D | 2,0060 | 10 000 | 20 | 10 000 | ||||
| 2019-07-19 | 2019-07-17 | 4 | Redmond Cavan M. | OCX | Option to Purchase Common Stock | D | 2,12 | 50 000 | 50 000 | |||||
| 2019-07-19 | 2019-07-17 | 4 | MOHANTY ADITYA P. | OCX | Option to Purchase Common Stock | D | 2,12 | 45 000 | 45 000 | |||||
| 2019-07-19 | 2019-07-17 | 4 | KINGSLEY ALFRED D | OCX | Option to Purchase Common Stock | D | 2,12 | 45 000 | 45 000 | |||||
| 2019-07-19 | 2019-07-17 | 4 | Arno Andrew | OCX | Option to Purchase Common Stock | D | 2,12 | 45 000 | 45 000 | |||||
| 2019-07-19 | 2019-07-17 | 4 | Last Andrew J. | OCX | Option to Purchase Common Stock | D | 2,12 | 45 000 | 45 000 | |||||
| 2019-07-05 | 2019-07-05 | 4 | BIOTIME INC | OCX | Common Stock, no par value | D | 2,0000 | −2 250 000 | −4 500 | 12 424 244 | ||||
| 2019-07-03 | 2019-07-01 | 4 | ANDREWS RONALD ASBURY | OCX | Option to Purchase Common Stock | D | 2,51 | 950 000 | 950 000 | |||||
| 2019-07-02 | 2019-07-02 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | I | 2,0000 | 0 | 0 | 9 098 267 | ||||
| 2019-07-02 | 2019-07-02 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 2,0000 | 1 000 000 | 2 000 | 9 098 267 | ||||
| 2019-03-18 | 2019-03-14 | 4 | ANNETT WILLIAM | OCX | Option to Purchase Common Stock | D | 3,52 | 390 000 | 390 000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Parker Albert P | OCX | Option to Purchase Common Stock | D | 3,52 | 200 000 | 200 000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | HESTERBERG LYNDAL K. | OCX | Option to Purchase Common Stock | D | 3,52 | 350 000 | 350 000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Levine Mitchell S | OCX | Restricted Stock Units | D | 20 000 | 20 000 | ||||||
| 2019-03-18 | 2019-03-14 | 4 | Levine Mitchell S | OCX | Option to Purchase Common Stock | D | 3,52 | 245 000 | 245 000 | |||||
| 2019-02-27 | 2019-02-15 | 4 | MOHANTY ADITYA P. | OCX | Option to Purchase Common Stock | D | 3,80 | 33 750 | 33 750 | |||||
| 2019-02-12 | 2019-02-08 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | I | 3,7500 | 0 | 0 | 8 098 267 | ||||
| 2019-02-12 | 2019-02-08 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 3,7500 | 533 333 | 2 000 | 8 098 267 | ||||
| 2018-09-04 | 2018-08-30 | 4 | KINGSLEY ALFRED D | OCX | Option to Purchase Common Stock | D | 2,40 | 45 000 | 45 000 | |||||
| 2018-09-04 | 2018-08-30 | 4 | Redmond Cavan M. | OCX | Option to Purchase Common Stock | D | 2,40 | 50 000 | 50 000 | |||||
| 2018-09-04 | 2018-08-30 | 4 | ANDREWS RONALD ASBURY | OCX | Option to Purchase Common Stock | D | 2,40 | 45 000 | 45 000 | |||||
| 2018-09-04 | 2018-08-30 | 4 | Last Andrew J. | OCX | Option to Purchase Common Stock | D | 2,40 | 45 000 | 45 000 | |||||
| 2018-09-04 | 2018-08-30 | 4 | Arno Andrew | OCX | Option to Purchase Common Stock | D | 2,40 | 45 000 | 45 000 | |||||
| 2018-07-31 | 2018-07-26 | 4 | Arno Andrew | OCX | Common stock purchase warrants | D | 3,00 | 52 447 | 52 447 | |||||
| 2018-07-31 | 2018-07-26 | 4 | Arno Andrew | OCX | Common stock, no par value | D | 52 447 | 52 447 | ||||||
| 2018-07-31 | 2018-07-26 | 4 | Last Andrew J. | OCX | Common stock purchase warrants | D | 3,00 | 6 993 | 6 993 | |||||
| 2018-07-31 | 2018-07-26 | 4 | Last Andrew J. | OCX | Common stock, no par value | D | 6 993 | 6 993 | ||||||
| 2018-07-31 | 2018-07-26 | 4 | HESTERBERG LYNDAL K. | OCX | Common stock purchase warrants | D | 3,00 | 874 | 874 | |||||
| 2018-07-31 | 2018-07-26 | 4 | HESTERBERG LYNDAL K. | OCX | Common stock, no par value | D | 874 | 874 | ||||||
| 2018-07-31 | 2018-07-26 | 4 | Redmond Cavan M. | OCX | Common stock purchase warrants | D | 3,00 | 52 447 | 52 447 | |||||
| 2018-07-31 | 2018-07-26 | 4 | Redmond Cavan M. | OCX | Common stock, no par value | D | 52 447 | 52 447 | ||||||
| 2018-07-31 | 2018-07-26 | 4 | Levine Mitchell S | OCX | Common stock purchase warrants | D | 3,00 | 3 495 | 3 495 | |||||
| 2018-07-31 | 2018-07-26 | 4 | Levine Mitchell S | OCX | Common stock, no par value | D | 3 495 | 3 495 | ||||||
| 2018-07-31 | 2018-07-26 | 4 | ANDREWS RONALD ASBURY | OCX | Common stock purchase warrants | D | 3,00 | 17 482 | 17 482 | |||||
| 2018-07-31 | 2018-07-26 | 4 | ANDREWS RONALD ASBURY | OCX | Common stock, no par value | D | 17 482 | 17 482 | ||||||
| 2018-07-31 | 2018-07-26 | 4 | ANNETT WILLIAM | OCX | Common stock purchase warrants | D | 3,00 | 3 500 | 3 500 | |||||
| 2018-07-31 | 2018-07-26 | 4 | ANNETT WILLIAM | OCX | Common stock, no par value | D | 3 500 | 3 500 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Levine Mitchell S | OCX | Option to Purchase Common Stock | D | 2,55 | 45 000 | 45 000 | |||||
| 2018-06-11 | 2018-06-07 | 4 | MECHEM KRISTINE C. | OCX | Option to Purchase Common Stock | D | 2,85 | 50 000 | 50 000 | |||||
| 2018-06-04 | 2018-05-23 | 4 | HESTERBERG LYNDAL K. | OCX | Option to Purchase Common Stock | D | 2,35 | 150 000 | 150 000 | |||||
| 2018-06-04 | 2018-05-23 | 4 | MECHEM KRISTINE C. | OCX | Option to Purchase Common Stock | D | 2,35 | 125 000 | 125 000 | |||||
| 2018-06-01 | 2018-05-23 | 4 | Levine Mitchell S | OCX | Option to Purchase Common Stock | D | 2,35 | 125 000 | 125 000 | |||||
| 2018-06-01 | 2018-05-23 | 4 | Levine Mitchell S | OCX | Option to Purchase Common Stock | D | 2,35 | 50 000 | 50 000 | |||||
| 2018-06-01 | 2018-05-23 | 4 | ANNETT WILLIAM | OCX | Option to Purchase Common Stock | D | 2,35 | 180 000 | 180 000 | |||||
| 2018-03-30 | 2018-03-28 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 1,2600 | 0 | 0 | 7 564 934 | ||||
| 2018-03-30 | 2018-03-28 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 1,2600 | 3 968 254 | 5 000 | 7 564 934 | ||||
| 2017-11-17 | 2017-11-15 | 4 | Levine Mitchell S | OCX | Option to Purchase Common Stock | D | 5,90 | 200 000 | 200 000 | |||||
| 2017-07-25 | 2017-07-21 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Warrant to Purchase Common Stock | I | 3,25 | 0 | 270 000 | |||||
| 2017-07-25 | 2017-07-21 | 4 | BROADWOOD PARTNERS LP | OCX | Warrant to Purchase Common Stock | D | 3,25 | 270 000 | 270 000 | |||||
| 2017-07-25 | 2017-07-21 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Warrant to Purchase Common Stock | I | 3,25 | 0 | 573 461 | |||||
| 2017-07-25 | 2017-07-21 | 4 | BROADWOOD PARTNERS LP | OCX | Warrant to Purchase Common Stock | D | 3,25 | −540 000 | 573 461 | |||||
| 2017-07-25 | 2017-07-21 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 3,2500 | 0 | 0 | 3 596 680 | ||||
| 2017-07-25 | 2017-07-21 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 3,2500 | 540 000 | 1 755 | 3 596 680 | ||||
| 2017-06-20 | 2017-06-15 | 4 | Last Andrew J. | OCX | Option to Purchase Common Stock | D | 5,10 | 20 000 | 20 000 | |||||
| 2017-06-20 | 2017-06-15 | 4 | Last Andrew J. | OCX | Option to Purchase Common Stock | D | 5,10 | 6 520 | 6 520 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Redmond Cavan M. | OCX | Option to Purchase Common Stock | D | 5,10 | 20 000 | 20 000 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Redmond Cavan M. | OCX | Option to Purchase Common Stock | D | 5,10 | 6 520 | 6 520 | |||||
| 2017-06-19 | 2017-06-15 | 4 | KINGSLEY ALFRED D | OCX | Option to Purchase Common Stock | D | 5,10 | 50 000 | 50 000 | |||||
| 2017-06-19 | 2017-06-15 | 4 | KINGSLEY ALFRED D | OCX | Option to Purchase Common Stock | D | 5,10 | 16 300 | 16 300 | |||||
| 2017-06-19 | 2017-06-15 | 4 | BAILEY DON M | OCX | Option to Purchase Common Stock | D | 5,10 | 20 000 | 20 000 | |||||
| 2017-06-19 | 2017-06-15 | 4 | BAILEY DON M | OCX | Option to Purchase Common Stock | D | 5,10 | 6 520 | 6 520 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Arno Andrew | OCX | Option to Purchase Common Stock | D | 5,10 | 20 000 | 20 000 | |||||
| 2017-06-19 | 2017-06-15 | 4 | Arno Andrew | OCX | Option to Purchase Common Stock | D | 5,10 | 6 520 | 6 520 | |||||
| 2017-02-22 | 2017-02-17 | 4 | MECHEM KRISTINE C. | OCX | Option to Purchase Common Stock | D | 4,70 | 67 500 | 67 500 | |||||
| 2017-02-22 | 2017-02-17 | 4 | HESTERBERG LYNDAL K. | OCX | Option to Purchase Common Stock | D | 4,70 | 14 400 | 14 400 | |||||
| 2017-02-22 | 2017-02-17 | 4 | ANNETT WILLIAM | OCX | Option to Purchase Common Stock | D | 4,70 | 225 000 | 250 000 | |||||
| 2017-02-22 | 2017-02-17 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Warrant to Purchase Common Stock | I | 3,25 | 0 | 212 500 | |||||
| 2017-02-22 | 2017-02-17 | 4 | BROADWOOD PARTNERS LP | OCX | Warrant to Purchase Common Stock | D | 3,25 | 212 500 | 212 500 | |||||
| 2017-02-22 | 2017-02-17 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Warrant to Purchase Common Stock | I | 3,25 | 0 | 1 113 461 | |||||
| 2017-02-22 | 2017-02-17 | 4 | BROADWOOD PARTNERS LP | OCX | Warrant to Purchase Common Stock | D | 3,25 | −425 000 | 1 113 461 | |||||
| 2017-02-22 | 2017-02-17 | 4 | BROADWOOD PARTNERS LP Footnote | OCX | Common Stock, no par value | I | 3,2500 | 0 | 0 | 3 056 680 | ||||
| 2017-02-22 | 2017-02-17 | 4 | BROADWOOD PARTNERS LP | OCX | Common Stock, no par value | D | 3,2500 | 425 000 | 1 381 | 3 056 680 | ||||
| 2016-10-19 | 2016-10-17 | 4 | BAILEY DON M | OCX | Warrant to Purchase Common Stock | D | 3,25 | 230 769 | 230 769 | |||||
| 2016-09-08 | 3 | BRADSHER NEAL C | OCX | Common Stock, no par value | D | 7 895 043 | ||||||||
| 2016-09-08 | 3 | BRADSHER NEAL C Footnote | OCX | Common Stock, no par value | I | 7 895 043 | ||||||||
| 2016-09-08 | 3 | BRADSHER NEAL C | OCX | Common Stock, no par value | D | 7 895 043 | ||||||||
| 2016-09-08 | 3 | BRADSHER NEAL C Footnote | OCX | Common Stock, no par value | I | 7 895 043 | ||||||||
| 2016-09-08 | 3 | BRADSHER NEAL C | OCX | Common Stock, no par value | D | 7 895 043 | ||||||||
| 2016-09-08 | 3 | BRADSHER NEAL C Footnote | OCX | Common Stock, no par value | I | 7 895 043 | ||||||||
| 2016-09-08 | 3 | BRADSHER NEAL C | OCX | Common Stock, no par value | D | 7 895 043 | ||||||||
| 2016-09-08 | 3 | BRADSHER NEAL C Footnote | OCX | Common Stock, no par value | I | 7 895 043 | ||||||||
| 2016-08-30 | 3 | BAILEY DON M | OCX | Common Stock | D | 494 002 | ||||||||
| 2016-08-30 | 3 | BAILEY DON M | OCX | Common Stock | D | 494 002 | ||||||||
| 2016-08-30 | 2016-08-29 | 4 | BAILEY DON M | OCX | Option to Purchase Common Stock | D | 4,02 | 20 000 | 20 000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Redmond Cavan M. | OCX | Option to Purchase Common Stock | D | 3,06 | 20 000 | 20 000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Last Andrew J. | OCX | Option to Purchase Common Stock | D | 3,06 | 20 000 | 20 000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Arno Andrew | OCX | Option to Purchase Common Stock | D | 3,06 | 20 000 | 20 000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | KINGSLEY ALFRED D | OCX | Option to Purchase Common Stock | D | 3,06 | 50 000 | 50 000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | WEST MICHAEL D By Spouse | OCX | Option to Purchase Common Stock | I | 3,06 | 60 000 | 60 000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | MECHEM KRISTINE C. | OCX | Option to Purchase Common Stock | D | 3,06 | 60 000 | 60 000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | CHAPMAN KAREN B. | OCX | Option to Purchase Common Stock | D | 3,06 | 60 000 | 60 000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | ANNETT WILLIAM | OCX | Option to Purchase Common Stock | D | 3,06 | 250 000 | 250 000 | |||||
| 2016-01-04 | 3 | SEGALL JUDITH | OCX | Common Stock, no par value | D | 59 314 | ||||||||
| 2016-01-04 | 3 | SEGALL JUDITH | OCX | Common Stock, no par value | D | 59 314 | ||||||||
| 2016-01-04 | 3 | CHAPMAN KAREN B. By Spouse | OCX | Common Stock, no par value | I | 87 598 | ||||||||
| 2016-01-04 | 3 | CHAPMAN KAREN B. By Spouse | OCX | Common Stock, no par value | I | 87 598 | ||||||||
| 2016-01-04 | 3 | WEST MICHAEL D | OCX | Common Stock, no par value | D | 87 598 | ||||||||
| 2016-01-04 | 3 | WEST MICHAEL D | OCX | Common Stock, no par value | D | 87 598 | ||||||||
| 2015-12-31 | 3 | BIOTIME INC | OCX | Common Stock, no par value | D | 29 348 488 | ||||||||
| 2015-12-31 | 3 | BIOTIME INC | OCX | Common Stock, no par value | D | 29 348 488 | ||||||||
| 2015-12-31 | 3 | KINGSLEY ALFRED D By Greenbelt Corp. | OCX | Common Stock, no par value | I | 466 359 | ||||||||
| 2015-12-31 | 3 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 687 916 | ||||||||
| 2015-12-31 | 3 | KINGSLEY ALFRED D | OCX | Common Stock, no par value | D | 687 916 | ||||||||
| 2015-12-31 | 3 | KINGSLEY ALFRED D By Greenway Partners, LP | OCX | Common Stock, no par value | I | 409 781 | ||||||||
| 2015-12-31 | 3 | KINGSLEY ALFRED D By Greenway Partners, LP | OCX | Common Stock, no par value | I | 409 781 | ||||||||
| 2015-12-31 | 3 | KINGSLEY ALFRED D By Greenbelt Corp. | OCX | Common Stock, no par value | I | 466 359 | ||||||||
| 2015-12-30 | 3 | KARFUNKEL GEORGE | OCX | Common Shares, no par value | D | 7 319 720 | ||||||||
| 2015-12-30 | 3 | KARFUNKEL GEORGE | OCX | Common Shares, no par value | D | 7 319 720 |
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
