CEM / ClearBridge MLP and Midstream Fund Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

ClearBridge MLP and Midstream Fund Inc
US ˙ NYSE ˙ US1846922003
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Insider Sentiment Score

Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.

Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.

Uppdateringsfrekvens: Dagligen

Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.

Office Sentiment Score

Officersentiment Score hittar företag som köps av Corporate Officers.

Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.

Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.

Uppdateringsfrekvens: Dagligen

Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.

Viktiga insidernyckeltal

Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.

Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).

Nettoantalet insiders som köper (rankning)

N/A

Nettoantalet insiders som köper är den totala mängden insiders som säljer minus det totala antalet insiders som säljer under de senaste 90 dagarna. Percentilrankningen visas här (intervall från 0 till 100%).

Procent av flytande köpta av insiders (ranking)

N/A

Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.

Insiderhandelsdiagram

ClearBridge MLP and Midstream Fund Inc insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.

Insiderlista och lönsamhetsstatistik

Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.

See our leaderboard of most profitable insider traders.

Insider Genomsnitt vinst (%) Aktier
Ägda
Delad
Justerad

Report errors via our new Insider Auditing Tool

Track Records av insiderköp - Kortsiktig vinstanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i CEM / ClearBridge MLP and Midstream Fund Inc. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier
Rapporterat
pris
Justerade
aktier
Justerat
pris
Kostnadsbasis Dagar til
Max
Pris vid
Max
Maximal
vinst ($)
Maximal avkastning (%)
2023-12-06 Saba Capital Management, L.P. 300 38,3400 300 38,3400 11 502 166 48.5500 3 063 26,63
2023-12-05 Saba Capital Management, L.P. 22 986 38,6300 22 986 38,6300 887 949
2023-12-04 Saba Capital Management, L.P. 17 378 38,6600 17 378 38,6600 671 833
2023-12-01 Saba Capital Management, L.P. 13 440 38,7800 13 440 38,7800 521 203
2023-11-30 Saba Capital Management, L.P. 19 348 38,3600 19 348 38,3600 742 189
2023-11-29 Saba Capital Management, L.P. 26 440 37,3900 26 440 37,3900 988 592
2023-11-28 Saba Capital Management, L.P. 28 533 36,7900 28 533 36,7900 1 049 729
2023-11-10 Saba Capital Management, L.P. 4 893 35,9500 4 893 35,9500 175 903
2023-11-09 Saba Capital Management, L.P. 44 315 35,5000 44 315 35,5000 1 573 182

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

CEM / ClearBridge MLP and Midstream Fund Inc Insider Trades
Track Records av insiderförsäljning - Kortsiktig förlustanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i CEM / ClearBridge MLP and Midstream Fund Inc. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier
Rapporterat
pris
Justerade
aktier
Justerat
pris
Kostnadsbasis Dagar til
Min
Pris vid
Min
Maximal förlust
undvikits ($)
Maximal förlust
undvikits ($)
2022-10-05 CRONIN DANIEL P 2 476 32,5092 2 476 32,5092 80 481 169 29.9500 −6 354 −7,89
2020-12-04 HUTCHINSON WILLIAM R 1 400 18,7700 1 400 18,7700 26 278
2019-12-19 Agdern Robert D 3 095 11,5000 619 57,5000 35 592
2019-11-21 COHEN HARRY D 7 234 9,9139 1 447 49,5695 71 719
2019-10-28 COHEN HARRY D 1 738 10,7017 348 53,5085 18 600
2018-12-31 Glasser Scott 24 584 10,2997 4 917 51,4985 253 207
2018-12-28 Freeman Richard A 31 421 10,1196 6 284 50,5980 317 966
2018-12-26 Freeman Richard A 26 611 9,8322 5 322 49,1610 261 645

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

CEM / ClearBridge MLP and Midstream Fund Inc Insider Trades
Transaktionshistorik

Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.

Fil
datum
Handel
datum
Schema Insider Ticker Värdepappertitel Kod 10b5-1 Direkta Utövningspris Enhet
pris
Enheter
ändrad
Värde
ändrad (1K)
Kvarvarande
Optioner
Kvarvarande
Aktier
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson CEM Series M Mandatory Redeemable Preferred Stock (CEM) J - Other I 35,0000 −285 715 −10 000 0
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series I Mandatory Redeemable Preferred Stock (CEM) J - Other I 100 000,0000 −160 −16 000 0
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due June 11, 2030 J - Other I −2 051 904
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due June 11, 2027 J - Other I −1 492 294
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due June 11, 2025 J - Other I −559 610
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM Series K Mandatory Redeemable Preferred Stock J - Other I −82 0
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM Series J Mandatory Redeemable Preferred Stock J - Other I −44 0
2024-06-25 2024-06-21 4 Saba Capital Management, L.P. - CEM Common Stock U - Other I 49,6000 −2 189 802 −108 614 0
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM Series K Mandatory Redeemable Preferred Stock I 82
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due June 11, 2025 I
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due June 11, 2027 I
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due June 11, 2030 I
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM Series J Mandatory Redeemable Preferred Stock I 44
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series K Mandatory Redeemable Preferred Stock J - Other I −56 26
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series J Mandatory Redeemable Preferred Stock J - Other I −30 14
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due June 11, 2030 J - Other I −2 051 904
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due June 11, 2027 J - Other I −1 492 294
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due June 11, 2025 J - Other I −559 610
2024-04-10 3 Tarallo Nicole CEM Common Stock D 0
2024-01-03 3 Hinkle Matthew T. CEM Common Stock D 0
2024-01-02 3 McElroy Patrick CEM Common Stock D 0
2023-12-07 2023-12-06 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,3400 300 12 2 189 802
2023-12-07 2023-12-05 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,6300 22 986 888 2 189 502
2023-12-05 2023-12-04 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,6600 17 378 672 2 166 516
2023-12-05 2023-12-01 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,7800 13 440 521 2 149 138
2023-12-01 2023-11-30 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,3600 19 348 742 2 135 698
2023-12-01 2023-11-29 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 37,3900 26 440 989 2 116 350
2023-11-28 2023-11-28 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,7900 28 533 1 050 2 089 910
2023-11-13 2023-11-10 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,9500 4 893 176 2 061 377
2023-11-13 2023-11-09 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,5000 44 315 1 573 2 056 484
2023-11-09 2023-11-08 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,4700 59 909 2 125 2 012 169
2023-11-09 2023-11-07 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,8300 38 868 1 393 1 952 260
2023-11-06 2023-11-06 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,5100 9 103 332 1 913 392
2023-11-06 2023-11-03 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,5800 3 613 132 1 904 289
2023-11-03 2023-11-02 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,4100 87 614 3 190 1 900 676
2023-11-03 2023-11-01 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,2200 518 18 1 813 062
2023-10-31 2023-10-31 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,3200 4 578 157 1 812 544
2023-10-31 2023-10-30 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,0800 14 764 503 1 807 966
2023-10-30 2023-10-27 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,4000 44 184 1 520 1 793 202
2023-10-30 2023-10-26 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,7800 24 076 837 1 749 018
2023-10-25 2023-10-25 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,0300 14 113 494 1 724 942
2023-10-03 2023-10-02 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,6800 30 772 1 067 1 710 829
2023-08-21 2023-08-18 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 37,1400 30 622 1 137 1 680 057
2023-08-21 2023-08-17 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,9300 4 975 184 1 649 435
2023-08-02 2023-07-31 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 37,1900 2 668 99 1 644 460
2023-07-31 2023-07-28 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,7700 24 216 890 1 641 792
2023-07-31 2023-07-27 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,5500 6 701 245 1 617 576
2023-07-26 2023-07-26 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,5900 11 885 435 1 610 875
2023-07-25 2023-07-21 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,9800 26 288 946 1 598 990
2023-07-21 2023-07-20 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,8800 35 598 1 277 1 572 702
2023-07-21 2023-07-19 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,6000 11 677 416 1 537 104
2023-07-19 2023-07-18 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,4500 20 962 743 1 525 427
2023-07-19 2023-07-17 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,9400 44 435 1 553 1 504 465
2023-07-11 2023-07-11 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,0800 4 635 163 1 460 030
2023-07-07 2023-07-05 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,7700 9 396 327 1 455 395
2023-07-05 2023-07-03 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,0800 14 536 510 1 445 999
2023-07-05 2023-06-30 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,8700 18 897 659 1 431 463
2023-06-30 2023-06-29 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,1300 336 11 1 412 566
2023-06-30 2023-06-28 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 33,3400 2 166 72 1 412 230
2023-06-28 2023-06-27 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 32,9900 4 0 1 410 064
2023-06-28 2023-06-26 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 32,9100 13 202 434 1 410 060
2023-06-26 2023-06-23 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 32,4700 7 771 252 1 396 858
2023-06-26 2023-06-22 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 32,9000 1 620 53 1 389 087
2023-06-22 2023-06-20 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 33,9600 7 685 261 1 387 467
2023-06-20 2023-06-16 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,1000 9 364 319 1 379 782
2023-06-20 2023-06-15 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 33,8400 3 477 118 1 370 418
2023-06-15 2023-06-14 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 33,4900 18 702 626 1 366 941
2023-06-14 3 Weinstein Boaz - CEM Common Stock I 1 348 239
2023-04-10 2023-01-08 4 GUARDIAN LIFE INSURANCE CO OF AMERICA 184692 6@5 Mandatory Redeemable Preferred Stock S - Sale D 100 000,0000 −42 −4 200 200 000
2023-02-14 3 GUARDIAN LIFE INSURANCE CO OF AMERICA 184692 6@5 Mandatory Redeemable Preferred Stock D 200 000
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series K Mandatory Redeemable Preferred Stock J - Other I 82 82
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series G Mandatory Redeemable Preferred Stock J - Other I −82 0
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series J Mandatory Redeemable Preferred Stock J - Other I 44 44
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series F Mandatory Redeemable Preferred Stock J - Other I −44 0
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series M Mandatory Redeemable Preferred Stock P - Purchase I 35,0000 285 715 10 000 285 715
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series I Mandatory Redeemable Preferred Stock J - Other I 100 000,0000 160 16 000 160
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock J - Other I 100 000,0000 −160 −16 000 0
2022-11-18 3 UNITED OF OMAHA LIFE INSURANCE CO acquired by United of Omaha Life Insurance Company a subsidiary CEM ClearBridge MLP and Midstream Fund Inc. I 157 143
2022-11-18 3 UNITED OF OMAHA LIFE INSURANCE CO CEM ClearBridge MLP and Midstream Fund Inc. D 71 429
2022-10-07 2022-10-05 4 CRONIN DANIEL P CEM Common Stock S - Sale D 32,5092 −2 476 −80 0
2020-12-07 2020-12-04 4 HUTCHINSON WILLIAM R CEM Common Stock S - Sale D 18,7700 −1 400 −26 0
2020-11-18 2020-11-16 4 Eades Chris CEM Common Stock P - Purchase D 15,6542 6 550 103 9 292
2020-03-30 2020-03-27 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 J - Other I 1 472 794,9700 −1 442 402 −2 124 362 351 0
2020-03-30 2020-03-27 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 J - Other I 1 070 505,8600 −1 049 020 −1 122 981 640 0
2020-03-30 2020-03-27 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 J - Other I 401 323,8600 −393 382 −157 873 723 0
2020-03-26 2020-03-25 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 J - Other I 972 749,8900 −943 627 −917 913 498 0
2020-03-26 2020-03-25 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 J - Other I 707 057,9400 −686 275 −485 235 841 0
2020-03-26 2020-03-25 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 J - Other I 265 072,3800 −257 353 −68 217 156 0
2020-03-25 2020-03-23 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 J - Other I 4 584 891,6600 −4 448 529 −20 396 025 391 0
2020-03-25 2020-03-23 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 J - Other I 3 332 633,3300 −3 235 294 −10 782 049 017 0
2020-03-25 2020-03-23 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 J - Other I 1 249 393,7500 −1 213 235 −1 515 808 589 0
2020-03-13 2020-03-13 4 Clarfeld Michael CEM Common Stock P - Purchase D 3,1158 5 000 16 7 000
2020-03-12 2020-03-12 4 CRONIN DANIEL P CEM Common Stock P - Purchase D 3,6036 5 000 18 10 066
2019-12-23 2019-12-19 4 Agdern Robert D CEM Common Stock S - Sale D 11,5000 −3 095 −36 0
2019-12-02 2019-11-21 4 COHEN HARRY D Children and Grandchildren's accounts CEM Common Stock S - Sale I 9,9139 −7 234 −72 7 215
2019-10-30 2019-10-28 4 COHEN HARRY D CEM Common Stock S - Sale D 10,7017 −1 738 −19 0
2019-09-30 3 Berarducci Christopher CEM Common Stock D 0
2019-01-09 3 Kumar Nisha CEM Common Stock D 0
2019-01-03 2018-12-31 4 Glasser Scott CEM Common Stock S - Sale D 10,2997 −24 584 −253 0
2019-01-02 3/A Glasser Scott CEM Common Stock D 13 000
2019-01-02 2018-12-28 4 Freeman Richard A CEM Common Stock S - Sale D 10,1196 −31 421 −318 0
2018-12-28 2018-12-26 4 Freeman Richard A CEM Common Stock S - Sale D 9,8322 −26 611 −262 31 421
2018-12-14 2018-12-12 4 Murphy Terrence CEM Common Stock S - Sale D 11,3929 −6 479 −74 0
2018-12-12 2018-12-10 4/A COHEN HARRY D CEM Common Stock S - Sale D 11,2534 −58 784 −662 1 738
2018-12-12 2018-12-10 4 COHEN HARRY D CEM Common Stock S - Sale D 11,2534 −58 784 −662 1 738
2018-12-06 2018-12-04 4 MANNING BARBARA BROOKE CEM Common Stock S - Sale D 12,1205 −1 608 −19 0
2018-10-16 2016-02-25 5 KNIGHTS OF COLUMBUS CEM 4.21% due 7/10/2024 J - Other D 1 000,0000 −9 607 −9 607 40 393 013
2018-05-15 2018-05-14 4 HUTCHINSON WILLIAM R CEM Common Stock P - Purchase D 14,7580 7 000 103 7 000
2018-03-12 2018-03-12 4 COLMAN CAROL L CEM Common Stock P - Purchase D 14,4800 2 000 29 8 120
2018-03-12 2018-03-08 4 COLMAN CAROL L CEM Common Stock P - Purchase D 14,1456 5 000 71 6 120
2017-12-12 2017-12-11 4 Eades Chris CEM Common Stock P - Purchase D 13,7105 1 830 25 6 430
2017-12-08 2017-12-07 4 Vanderlee Peter CEM Common Stock S - Sale D 12,8800 −500 −6 2 800
2017-09-14 2017-09-13 4 Eades Chris CEM Common Stock P - Purchase D 14,9590 1 000 15 4 600
2017-06-02 3 Cashman Frances CEM Common Stock D 0
2017-06-01 2017-05-31 4 Eades Chris CEM Common Stock P - Purchase D 15,6833 1 600 25 3 600
2017-05-16 3 Kuehl Todd F CEM Common Stock D 0
2017-04-28 3/A AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 I
2017-04-28 3/A AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 I
2017-04-28 3/A AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 I
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 J - Other I 2 155 807,8600 −2 113 537 −4 556 379 936 0
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 J - Other I 1 567 860,2600 −1 537 118 −2 409 986 070 0
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 J - Other I 587 947,6000 −576 419 −338 904 297 0
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series G Mandatory Redeemable Preferred Stock J - Other I 102 000,0000 −218 −22 236 82
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series F Mandatory Redeemable Preferred Stock J - Other I 102 000,0000 −116 −11 832 44
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-5) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-3) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-2) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-7) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-6) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-4) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-1) D 0
2016-12-22 2016-12-20 4 Vanderlee Peter CEM Common Stock P - Purchase D 15,2900 300 5 3 300
2016-12-21 2016-12-19 4 Freeman Richard A CEM Common Stock S - Sale D 15,0550 −6 601 −99 47 877
2016-09-19 2016-09-16 4 KAMERICK EILEEN A CEM Common Stock P - Purchase D 15,3848 1 382 21 1 382
2016-07-25 2016-07-21 4 Agdern Robert D CEM Common Stock P - Purchase D 16,0668 3 095 50 3 095
2016-03-29 3 Eakes Brian CEM Common Stock D 0
2016-03-29 3 Johnson Terence CEM Common Stock D 0
2016-03-29 3 Kenney John CEM Common Stock D 0
2016-03-29 3 Eede Justin CEM Common Stock D 0
2016-02-26 2016-02-24 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock J - Other I 103 132,0000 −420 −43 315 160
2016-02-26 2016-02-24 4 PRUDENTIAL FINANCIAL INC By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock J - Other I 102 958,0000 −152 −15 650 58
2015-12-09 2015-12-07 4 COHEN HARRY D CEM Common Stock P - Purchase D 13,9720 10 000 140 57 479
2015-12-03 2015-12-01 4 COHEN HARRY D CEM Common Stock P - Purchase D 18,5200 15 000 278 46 666
2015-09-29 2015-09-25 4 HUTCHINSON WILLIAM R CEM Common Stock S - Sale D 19,2679 −3 499 −67 0
2015-09-29 2015-09-25 4 HUTCHINSON WILLIAM R CEM Common Stock S - Sale I 19,2671 −2 501 −48 0
2015-09-14 2015-09-10 4 COLMAN CAROL L CEM Common Stock S - Sale D 21,0600 −2 000 −42 1 120
2015-07-29 2015-07-28 4 Vanderlee Peter CEM Common Stock P - Purchase D 21,8500 500 11 3 000
2015-06-22 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series G Mandatory Redeemable Preferred Stock I 760
2015-06-22 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series F Mandatory Redeemable Preferred Stock I 620
2015-06-22 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series G Mandatory Redeemable Preferred Stock I 760
2015-06-22 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series F Mandatory Redeemable Preferred Stock I 620
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock I 1 000
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock I 1 000
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock I 1 370
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock I 1 000
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock I 1 370
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock I 1 000
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock I 1 370
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock I 1 370
2015-04-24 3 Trust Jane CEM Common Stock D 0
2015-03-05 2015-03-03 4 Fuller Kenneth CEM Common Stock P - Purchase D 26,6500 300 8 300
2015-01-16 3 GUARDIAN LIFE INSURANCE CO OF AMERICA CEM Series B Mandatory Redeemable Pref. Stock par value $0.001 D 300
2015-01-16 3 GUARDIAN LIFE INSURANCE CO OF AMERICA CEM Series B Mandatory Redeemable Pref. Stock par value $0.001 D 300
2015-01-14 3 SUN LIFE FINANCIAL INC CEM 3.85% Series A Mandatory Redeemable Preferred Stock D 450
2015-01-14 3 SUN LIFE FINANCIAL INC CEM 3.85% Series A Mandatory Redeemable Preferred Stock D 450
2015-01-14 3 SUN LIFE FINANCIAL INC See Footnote 1. CEM 3.85% Series A Mandatory Redeemable Preferred Stock I 450
2015-01-14 3 SUN LIFE FINANCIAL INC See Footnote 1. CEM 3.85% Series A Mandatory Redeemable Preferred Stock I 450
2015-01-14 3 SUN LIFE FINANCIAL INC See Footnote 1. CEM 3.85% Series A Mandatory Redeemable Preferred Stock I 450
2015-01-14 3 SUN LIFE FINANCIAL INC CEM 3.85% Series A Mandatory Redeemable Preferred Stock D 450
2015-01-09 3 Agdern Robert D CEM Common Stock D 0
2014-10-09 3 Clearbridge Investments, LLC CEM Common Stock D 0
2014-09-23 3 Glasser Scott CEM Common Stock D 0
2014-09-23 3 Olmert Amy CEM Common Stock D 0
2014-09-23 3 Nachtwey Peter CEM Common Stock D 0
2014-09-23 3 List Cynthia CEM Common Stock D 0
2014-09-23 3 Nattans Jeffrey Allen CEM Common Stock D 0
2014-05-07 3 NORTHWESTERN MUTUAL LIFE INSURANCE CO CEM 4.06% Senior Secured Notes, Series C, due July 2022 D 0
2014-05-07 3 NORTHWESTERN MUTUAL LIFE INSURANCE CO By Northwestern Long Term Care Insurance Company CEM 4.06% Senior Secured Notes, Series C, due July 2022 I 0
2014-05-07 3 NORTHWESTERN MUTUAL LIFE INSURANCE CO CEM 4.20% Senior Secured Notes, Series A, due April 2026 D 0
2014-05-02 2014-04-30 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited CEM Senior Secured Notes Series A Due 2026 P - Purchase I 1,0000 3 600 000 3 600 3 600 000
2014-05-02 2014-04-30 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company CEM Senior Secured Notes Series A Due 2026 P - Purchase I 1,0000 1 150 000 1 150 1 150 000
2014-05-02 2014-04-30 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By Babson Capital Management LLC CEM Senior Secured Notes Series A Due 2026 P - Purchase I 1,0000 2 500 000 2 500 2 500 000
2014-05-02 2014-04-30 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO CEM Senior Secured Notes Series A Due 2026 P - Purchase D 1,0000 17 750 000 17 750 17 750 000
2013-06-28 2013-06-26 4 Eades Chris CEM Common Stock P - Purchase D 27,0080 1 000 27 2 000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO CEM Senior Secured Notes Series A D 45 000 000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited CEM Senior Secured Notes Series D I 2 900 000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO CEM Senior Secured Notes Series B D 45 000 000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO CEM Senior Secured Notes Series D D 37 100 000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company CEM Senior Secured Notes Series A I 5 000 000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company CEM Senior Secured Notes Series B I 5 000 000
2013-06-05 3 Fuller Kenneth CEM Common Stock D 0
2013-02-07 3 KAMERICK EILEEN A CEM Common Stock D 0
2013-01-04 2013-01-02 4 COHEN HARRY D CEM Common Stock P - Purchase I 23,7881 2 000 48 2 000
2013-01-04 2013-01-02 4 COHEN HARRY D CEM Common Stock P - Purchase I 23,7825 2 000 48 4 138
2011-12-02 3 Sennett Richard CEM Common Stock D 0
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista