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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to World Energy Solutions Inc
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* World Energy Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule |
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| January 29, 2015 |
XWES / World Energy Solutions Inc / HERSHEY MANAGEMENT I, LLC. - AMENDMENT NO. 2 Passive Investment SC 13G/A 1 v399827sc13ga.htm AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No 2)* WORLD ENERGY SOLUTIONS, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this St |
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| January 20, 2015 |
XWES / World Energy Solutions Inc 15-12B - - 15-12B 15-12B OMB APPROVAL OMB Number: 3235-0167 Expires: January 31, 2015 Estimated average burden hours per response 1. |
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| January 6, 2015 |
XWES / World Energy Solutions Inc POS AM - - POS AM POS AM As filed with the Securities and Exchange Commission on January 6, 2015 Registration No. |
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| January 6, 2015 |
XWES / World Energy Solutions Inc POS AM - - POS AM POS AM As filed with the Securities and Exchange Commission on January 6, 2015 Registration No. |
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| January 6, 2015 |
XWES / World Energy Solutions Inc POS AM - - POS AM POS AM As filed with the Securities and Exchange Commission on January 6, 2015 Registration No. |
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| January 6, 2015 |
XWES / World Energy Solutions Inc POS AM - - POS AM POS AM 1 d847873dposam.htm POS AM As filed with the Securities and Exchange Commission on January 6, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Post-Effective Amendment No. 1 to Form S-3 Registration No. 333-147301 Post-Effective Amendment No. 2 to Form S-3 Registration No. 333-164473 Post-Effective Amendment No. 4 to Form S-3 Registration No. |
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| January 6, 2015 |
XWES / World Energy Solutions Inc S-8 POS - - S-8 POS S-8 POS 1 d848062ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 6, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Post-Effective Amendment No. 2 to Form S-8 Registration No. 333-181808 Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-151641 Post-Effective Amendment No. 1 to Form S-8 Registration No |
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| January 6, 2015 |
XWES / World Energy Solutions Inc S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on January 6, 2015 Registration No. |
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| January 6, 2015 |
XWES / World Energy Solutions Inc S-8 POS - - S-8 POS S-8 POS 1 d848062ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 6, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Post-Effective Amendment No. 2 to Form S-8 Registration No. 333-181808 Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-151641 Post-Effective Amendment No. 1 to Form S-8 Registration No |
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| January 5, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2015 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 5, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2015 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation) ( |
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| January 5, 2015 |
Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Completes Acquisition of World Energy Solutions - Acquisition Increases Energy Procurement Functionality and Grows Enterprise Customer Base - BOSTON, MA, JANUARY 5, 2015 – EnerNOC, Inc. (NASDAQ: ENOC), a leading provider of energy intelligence software (EIS), today announced that it has closed the previously announced |
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| January 5, 2015 |
ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A SC TO-T/A 1 d845817dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 5) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offe |
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| January 5, 2015 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION WORLD ENERGY SOLUTIONS, INC. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WORLD ENERGY SOLUTIONS, INC. I. The name of this corporation is World Energy Solutions, Inc. (the “Corporation”). II. The address of the registered office of the Corporation in the State of Delaware is 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle, and the name of the registered agent of the Corporation |
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| January 5, 2015 |
XWES / World Energy Solutions Inc SC 14D9/A - - SC 14D9/A SC 14D9/A 1 d845742dsc14d9a.htm SC 14D9/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 5) World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (Tit |
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| January 5, 2015 |
EX-(a)(5)(iv) Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Completes Acquisition of World Energy Solutions - Acquisition Increases Energy Procurement Functionality and Grows Enterprise Customer Base - BOSTON, MA, JANUARY 5, 2015 – EnerNOC, Inc. (NASDAQ: ENOC), a leading provider of energy intelligence software (EIS), today announced that it has closed the previo |
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| January 5, 2015 |
EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF World Energy Solutions, Inc. (A DELAWARE CORPORATION) ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II CORPORATE SEAL 1 Section 3. Corporate Seal 1 ARTICLE III STOCKHOLDERS’ MEETINGS 1 Section 4. Place of Meetings 1 Section 5. Annual Meeting 1 Section 6. Special Meetings 4 Section 7. Notice of Meetings 4 Sect |
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| January 2, 2015 |
XWES / World Energy Solutions Inc SC 14D9/A - - SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145 |
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| January 2, 2015 |
World Energy Solutions Announces Expiration of the “Go-Shop” Period EX-(a)(10) Exhibit (a)(10) World Energy Solutions Announces Expiration of the “Go-Shop” Period World Energy Solutions, Inc. |
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| December 24, 2014 |
XWES / World Energy Solutions Inc SC 14D9/A - - SC 14 D-9/A SC 14D9/A 1 d842884dsc14d9a.htm SC 14 D-9/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (T |
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| December 24, 2014 |
ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons) Common Sto |
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| December 18, 2014 |
XWES / World Energy Solutions Inc CORRESP - - Correspondence WORLD ENERGY SOLUTIONS, INC. 100 Front Street, 20th Floor Worcester, MA 01608 December 18, 2014 VIA EDGAR Tiffany Piland Posil, Esq. Special Counsel, Office of Mergers and Acquisitions U.S. Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N.W. Washington, D.C., 20549 Re: World Energy Solutions, Inc. Amendment No. 1 to Schedule 14D-9 Filed December |
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| December 18, 2014 |
XWES / World Energy Solutions Inc SC 14D9/A - - SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145 |
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| December 16, 2014 |
ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A SC TO-T/A 1 d838417dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offe |
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| December 8, 2014 |
XWES / World Energy Solutions Inc SC 14D9/A - - AMENDMENT NO. 1 TO SCHEDULE 14D9 Amendment No. 1 to Schedule 14D9 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (Title of Cla |
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| December 8, 2014 |
XWES / World Energy Solutions Inc CORRESP - - Response Letter WORLD ENERGY SOLUTIONS, INC. 100 Front Street, 20th Floor Worcester, MA 01608 December 8, 2014 VIA EDGAR Tiffany Piland Posil, Esq. Special Counsel, Office of Mergers and Acquisitions U.S. Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N.W. Washington, D.C., 20549 Re: World Energy Solutions, Inc. Schedule 14D-9 Filed November 19, 2014 File No. |
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| December 4, 2014 |
ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A SC TO-T/A 1 d833240dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offe |
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| December 4, 2014 |
ENOC / EnerNOC, Inc. CORRESP - - CORRESP 5 filename5.htm Miguel J. Vega T: 617-937-2319 [email protected] December 4, 2014 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 6010 100 F Street, N.E. Washington, D.C. 20549 Attn: Tiffany Piland Posil Re: World Energy Solutions, Inc. Schedule TO-T filed by Wolf Merger Sub Corporation and EnerNOC, Inc. Filed November 19, 2014 |
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| November 25, 2014 |
EX-99(A)(5)(III) EnerNOC & World Energy Meetings Q4 2014 Exhibit (a)(5)(iii) 2 EnerNOC’s team here today Neil Moses Chief Operations Officer & Chief Financial Officer Fielder Hiss VP of Product Management Keith Albee Leader of Inside Sales Phil Pergola VP of Professional Services Sean Leaver Director of Corporate Development Tracy Rifkin Nicholas HR Business Partner Patricia O'Neill VP, Human Resources Eric Watt VP of Finance Gerry Wilson Chief Information Officer 3 The purpose for today’s visit to Worcester Reason for today’s visit: Similarly to our last visit, World Energy’s Special Committee has requested we keep our remarks at a high-level and not get into detail about integration at this time 1. |
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| November 25, 2014 |
ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons) |
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| November 20, 2014 |
XWES / World Energy Solutions Inc / Maguire Asset Management, LLC Activist Investment SC 13D/A 1 sc13da20989600311062014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 World Energy Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Secur |
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| November 19, 2014 |
XWES / World Energy Solutions Inc SC 14D9 - - SC 14D9 SC 14D9 Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W2 |
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| November 19, 2014 |
EX-99.E.3 Exhibit (e) (3) WORLD ENERGY SOLUTIONS, INC. Restricted Stock Agreement Name of Recipient: Philip V. Adams Number of shares of restricted common stock awarded: 50,000 Grant Date: June 6, 2012 World Energy Solutions, Inc. (the “Company”) has selected you to receive the restricted stock award described above, which is subject to the provisions of the Company’s 2006 Stock Incentive Plan (th |
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| November 19, 2014 |
Exhibit (a)(1)(v) Offer To Purchase For Cash All Outstanding Shares of Common Stock of WORLD ENERGY SOLUTIONS, INC. |
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| November 19, 2014 |
EX-99.A.1.III Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY For Tender of Shares of Common Stock of WORLD ENERGY SOLUTIONS, INC. at $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 by WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M. BOSTON, MASSACHUSETTS TIME, ON JANUARY 2, 2015, UNLES |
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| November 19, 2014 |
Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
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| November 19, 2014 |
ENOC / EnerNOC, Inc. SC TO-T - - SC TO-T SC TO-T 1 d818960dsctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 World Energy Solutions, Inc. (Name of Subject Company) Wolf Merger Sub Corporation (Offeror) A Wholly Owned Subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons (i |
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| November 19, 2014 |
EX-99.E.4 Exhibit (e) (4) WORLD ENERGY SOLUTIONS, INC. Restricted Stock Agreement Name of Recipient: Philip V. Adams Number of shares of restricted common stock awarded: 25,000 Grant Date: February 7, 2013 World Energy Solutions, Inc. (the “Company”) has selected you to receive the restricted stock award described above, which is subject to the provisions of the Company’s 2006 Stock Incentive Plan |
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| November 19, 2014 |
EX-99.D.3 Exhibit (d)(3) NON-DISCLOSURE AGREEMENT This Non-Disclosure Agreement (“Agreement”) dated April 15, 2014 (the “Effective Date”), between World Energy Solutions, Inc., a Delaware corporation (“World Energy”) with offices at 100 Front Street, Worcester, Massachusetts 01608 and EnerNOC, Inc., a Delaware corporation located at One Marina Park Drive, Boston, Massachusetts 02210 (“ENOC”). 1. B |
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| November 19, 2014 |
Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of WORLD ENERGY SOLUTIONS, INC. |
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| November 19, 2014 |
Table of Contents Exhibit (a)(1)(i) Offer to Purchase for Cash All Outstanding Shares of Common Stock of World Energy Solutions, Inc. |
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| November 19, 2014 |
EX-99.A.1.IV Exhibit (a)(1)(iv) Offer To Purchase For Cash All Outstanding Shares of Common Stock of WORLD ENERGY SOLUTIONS, INC. at $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 by WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 11:59 P.M. (BOSTON, MASSACHUSETTS TIME) ON JANUARY 2, 2015, UNLESS THE O |
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| November 10, 2014 |
XWES / World Energy Solutions Inc SC14D9C - - SC14D9C SC14D9C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number o |
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| November 10, 2014 |
World Energy Solutions 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014; or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-34289 World Energy So |
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| November 7, 2014 |
Exhibit 99.1 Final Transcript ENERNOC: Third Quarter Results Moderator Good afternoon, and welcome to EnerNOC’s Conference call. At this time all participants are in a listen-only mode. Later, we will conduct a question and answer session and instructions will follow at that time. We ask participants to limit themselves to one question and one followup question. (Operator instructions) As a remind |
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| November 7, 2014 |
ENOC / EnerNOC, Inc. SC TO-C - - SC TO-C SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons) Common Stock, Par Va |
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| November 6, 2014 |
XWES / World Energy Solutions Inc SC14D9C - - SC14D9C SC14D9C 1 d817579dsc14d9c.htm SC14D9C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 (Amendment No. 1) Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (Title o |
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| November 6, 2014 |
SC 13D/A 1 formsc13da.htm NORMAN H PESSIN SC 13DA NO 2 11-5-2014 (WORLD ENERGY SOLUTIONS, INC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2 )* World Energy Solutions, Inc. (Name of Issuer) Common Stock, $.01 Par Value (Title of Class of Securities) 98145W208 Cusip Number Norman H. Pessin Brian Pessin |
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| November 5, 2014 |
EX-99.1 EnerNOC Overview Q3 2014 to World Energy Exhibit 99.1 2 Welcome! Tim Healy Chief Executive Officer Neil Moses Chief Financial Officer & Chief Operations Officer Micah Remley VP of Product Strategy & Technology Matthew Maloney VP of Sales Phil Pergola VP of Professional Services Sean Leaver Director of Corporate Development Tom Riley VP of Energy Services 3 4 Agenda • Introduction to EnerNO |
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| November 5, 2014 |
XWES / World Energy Solutions Inc SC14D9C - - SC14D9C SC14D9C 1 d817579dsc14d9c.htm SC14D9C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 World Energy Solutions, Inc. (Name of Subject Company) World Energy Solutions, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.0001 per share (Title of Class of Securit |
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| November 5, 2014 |
EX-10.1 Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of , 2014 between World Energy Solutions, Inc., a Delaware corporation (the “Company”), and , an individual (“Indemnitee”). WITNESSETH THAT: WHEREAS, the Board of Directors of the Company (the “Board”) has determined that directors and officers of or other persons performing |
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| November 5, 2014 |
EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF WORLD ENERGY SOLUTIONS, INC. TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meetings 1 1.4 Notice of Meetings 1 1.5 Voting List 1 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting and Proxies 2 1.9 Action at Meeting 2 1.10 Nomination of Directors 3 1.11 Notice of Business at Annual Meetings 5 1.12 |
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| November 5, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2014 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation (Commi |
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| November 5, 2014 |
Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER among WORLD ENERGY SOLUTIONS, INC. WOLF MERGER SUB CORPORATION and ENERNOC, INC. dated as of November 4, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Interpretation; Construction 14 ARTICLE II THE OFFER 14 Section 2.01 The Offer 14 Section 2.02 Target Actions 17 ARTICLE III THE MERGER 18 Section |
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| November 5, 2014 |
ENOC / EnerNOC, Inc. SC TO-C - - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2014 EnerNOC, Inc. |
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| November 5, 2014 |
FORM OF TENDER AND SUPPORT AGREEMENT Exhibit 2.2 FORM OF TENDER AND SUPPORT AGREEMENT THIS TENDER AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of November 4, 2014 by and between EnerNOC, Inc., a Delaware corporation (“Parent”), Wolf Merger Sub Corporation, a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), and the undersigned stockholder (“Stockholder”) of World Energy Solutions, Inc. |
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| November 5, 2014 |
World Energy Solutions Enters into Agreement to be Acquired by EnerNOC EX-99.1 Exhibit 99.1 For Immediate Release World Energy Solutions Enters into Agreement to be Acquired by EnerNOC Worcester, MA – November 4, 2014 – World Energy Solutions, Inc. (NASDAQ: XWES), an energy technology and services firm, today announced it has entered into an agreement to be acquired by EnerNOC, Inc. (NASDAQ: ENOC), a leading provider of energy intelligence software (EIS), for $5.50 p |
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| November 5, 2014 |
EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER among WORLD ENERGY SOLUTIONS, INC. WOLF MERGER SUB CORPORATION and ENERNOC, INC. dated as of November 4, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Interpretation; Construction 14 ARTICLE II THE OFFER 14 Section 2.01 The Offer 14 Section 2.02 Target Actions 17 ARTICLE III THE MERGER 18 S |
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| November 4, 2014 |
EX-99.2 Exhibit 99.2 Subject: Exciting Announcement — EnerNOC to Acquire World Energy EnerNOC Team, I’m very excited to share that this afternoon, EnerNOC announced that it entered into an agreement to acquire World Energy Solutions, Inc. (Nasdaq: XWES), an energy management technology and services firm, that helps enterprises simplify the energy procurement process through a suite of Software-as- |
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| November 4, 2014 |
EX-99.1 Exhibit 99.1 Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Enhances Energy Intelligence Software Platform with Acquisition of World Energy Solutions - EnerNOC to Acquire Leading Cloud-Based Supply Procurement Software Vendor - BOSTON, MA, NOVEMBER 4, 2014 – EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS), today annou |
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| November 4, 2014 |
EnerNOC to Acquire World Energy Solutions Frequently Asked Questions EX-99.3 Exhibit 99.3 EnerNOC to Acquire World Energy Solutions Frequently Asked Questions General and deal rationale What did EnerNOC announce? EnerNOC, Inc. (Nasdaq: ENOC) announced that it has entered into an agreement to acquire World Energy Solutions, Inc. (Nasdaq: XWES), an energy management technology and services firm that helps enterprises simplify the energy procurement process through a |
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| November 4, 2014 |
ENOC / EnerNOC, Inc. SC TO-C - - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2014 EnerNOC, Inc. |
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| August 8, 2014 |
World Energy Solutions 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014; or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-34289 World Energy Solutio |
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| July 30, 2014 |
8-K 1 d766520d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction |
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| June 26, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2014 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation (Com |
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| June 17, 2014 |
Acceleration request WORLD ENERGY SOLUTIONS, INC. 100 Front Street Worcester, MA 01608 June 17, 2014 VIA EDGAR Securities and Exchange Commission ATTN: Mara L. Ransom, Asst. Dir. Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: World Energy Solutions, Inc. Registration Statement on Form S-3 Filed April 14, 2014 and Amended on June 3, 2014 File No. 333-195253 Request for |
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| June 3, 2014 |
Form S-3/A Table of Contents As filed with the Securities and Exchange Commission on June 3, 2014 Registration Statement No. |
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| June 3, 2014 |
SEC Response Letter WORLD ENERGY SOLUTIONS, INC. 100 Front Street Worcester, MA 01608 June 3, 2014 VIA EDGAR Securities and Exchange Commission ATTN: Mara L. Ransom, Asst. Director Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: World Energy Solutions, Inc. Registration Statement on Form S-3 Filed April 14, 2014 and Amended on June 3, 2014 File No. 333-195253 Dear Ladie |
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| May 27, 2014 |
XWES / World Energy Solutions Inc / Maguire Asset Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 World Energy Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) MICHAEL |
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| May 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* World Energy Solutions, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 98145W208 Cusip Number Norman H. Pessin 366 Madison Avenue, 14th Floor New York, NY 10017 212-661-2670 (Name, Address and Telephone Number of Perso |
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| May 8, 2014 |
World Energy Solutions 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014; or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-34289 World Energy Soluti |
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| April 30, 2014 |
DEF 14A 1 d713464ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as per |
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| April 28, 2014 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of the Schedule 13D (including any amendments thereto) with respect to the shares of Common Stock, par value $0.0001 per share, of World Energy Solutions, Inc. This Joint Filing Agreement shal |
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| April 28, 2014 |
XWES / World Energy Solutions Inc / Maguire Asset Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 World Energy Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) MICHAEL |
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| April 14, 2014 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on April 14, 2014 Registration Statement No. |
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| March 31, 2014 |
World Energy Solutions 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-34289 World Energy Solutions, I |
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| March 17, 2014 |
XWES / World Energy Solutions Inc / HERSHEY MANAGEMENT I, LLC. - FORM SC 13G/A Passive Investment SC 13G/A 1 v371943sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No 1)* WORLD ENERGY SOLUTIONS, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) March 6, 2014 (Date of Event Which Requires Filing of this Statemen |
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| March 17, 2014 |
XWES / World Energy Solutions Inc / HERSHEY MANAGEMENT I, LLC. - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No )* WORLD ENERGY SOLUTIONS, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) March 6, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| March 13, 2014 |
EX-99.1 Exhibit 99.1 For Immediate Release WORLD ENERGY SOLUTIONS AND ARDSLEY PARTNERS ANNOUNCE SETTLEMENT AND STANDSTILL AGREEMENT Three new independent directors will be added to the World Energy Solutions Board Worcester, MA – March 12, 2014 – World Energy Solutions, Inc. (NASDAQ: XWES), a leading energy management services firm, and Ardsley Advisory Partners (and certain of its affiliates) ann |
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| March 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 World Energy Solutions, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) STEVE W |
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| March 13, 2014 |
SETTLEMENT AND STANDSTILL AGREEMENT EX-10.1 Exhibit 10.1 SETTLEMENT AND STANDSTILL AGREEMENT This SETTLEMENT AND STANDSTILL AGREEMENT made and entered into on this 11th day of March 2014 (this “Agreement”) by and among World Energy Solutions, Inc., a Delaware corporation (the “Company”), and the persons identified on Schedule A (collectively, the “Ardsley Group”, and each individually, a “member” of the Ardsley Group) and effective |
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| March 13, 2014 |
SETTLEMENT AND STANDSTILL AGREEMENT Exhibit 99.1 SETTLEMENT AND STANDSTILL AGREEMENT This SETTLEMENT AND STANDSTILL AGREEMENT made and entered into on this 11th day of March 2014 (this “Agreement”) by and among World Energy Solutions, Inc., a Delaware corporation (the “Company”), and the persons identified on Schedule A (collectively, the “Ardsley Group”, and each individually, a “member” of the Ardsley Group) and effective on the d |
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| March 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2014 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation (Commission |
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| January 10, 2014 |
Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to securities of World Energy Solutions, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statem |
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| January 10, 2014 |
XWES / World Energy Solutions Inc / ARDSLEY ADVISORY PARTNERS - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 World Energy Solutions, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) STEVE WO |
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| January 10, 2014 |
begin 644 sc13d00322wor01092014.pdf M)5!$1BTQ+C,-)?\-,2`P(&]B:@T\/`TO5&ET;&4@*/[`#(`-``S`#8` M,``T`#,`7P`R`"X`9`!O`&,`>"D-+U!R;V1U8V5R("A!;7EU;FD@4$1&($-O M;G9E^9ZZE@DL^ M%P!DDPPK"F5N9'-T'EZ@X2%AH>(B8J2DY25 MEI>8F9JBHZ2EIJ>HJ:JRL[2UMK>XN;K"P\3%QL?(R;GZ.GJ\?+S]/7V]CY^O$`!\!``,!`0$!`0$!`0$````````!`@,$!08' M"`D*"$`+41``(!`@0$`P0'!00$``$"=P`!`@,1!`4A,08205$'87$3(C*! M"!1"D:&QP0DC,U+P%6)RT0H6)#3A)?$7& |
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| January 6, 2014 |
EX-10.4 Exhibit 10.4 SUBORDINATION AGREEMENT Borrower: WORLD ENERGY SOLUTIONS, INC. 100 Front Street, 20th Floor Worcester, Massachusetts 01608 Creditor: MASSACHUSETTS CAPITAL RESOURCE COMPANY 420 Boylston Street Boston, Massachusetts 02116 Lender: COMMERCE BANK & TRUST COMPANY 386 Main Street Worcester, Massachusetts 01608 THIS SUBORDINATION AGREEMENT is entered into among WORLD ENERGY SOLUTIONS, |
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| January 6, 2014 |
EX-10.1 Exhibit 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT dated as of December 30, 2013 is by and between WORLD ENERGY SOLUTIONS, INC., a Delaware corporation with its principal place of business at 100 Front Street, 20th Floor, Worcester, Massachusetts 01608 (the “Borrower”) and COMMERCE BANK & TRUST COMPANY, a Massachusetts banking corporation with an office at 386 Main S |
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| January 6, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2013 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation) |
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| January 6, 2014 |
EX-99.1 Exhibit 99.1 For Immediate Release World Energy Solutions Enters into New Strategic Banking Relationship with Commerce Bank Signs New Term Loan and Line-of-Credit Agreement at Favorable Terms WORCESTER, MA – January 6, 2014 – World Energy Solutions, Inc. (NASDAQ: XWES), a leading energy management services firm, today announced it has established a new strategic banking relationship with C |
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| January 6, 2014 |
REVOLVING CREDIT NOTE $2,500,000.00 Worcester, Massachusetts December 30, 2013 EX-10.2 Exhibit 10.2 REVOLVING CREDIT NOTE $2,500,000.00 Worcester, Massachusetts December 30, 2013 FOR VALUE RECEIVED, the undersigned, WORLD ENERGY SOLUTIONS, INC., a Delaware corporation with its principal place of business at 100 Front Street, 20th Floor, Worcester, Massachusetts 01608 (the “Borrower”), hereby promises to pay to COMMERCE BANK & TRUST COMPANY, a Massachusetts banking corporatio |
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| January 6, 2014 |
TERM NOTE $6,000,000.00 Worcester, Massachusetts December 30, 2013 EX-10.3 Exhibit 10.3 TERM NOTE $6,000,000.00 Worcester, Massachusetts December 30, 2013 FOR VALUE RECEIVED, the undersigned, WORLD ENERGY SOLUTIONS, INC., a Delaware corporation with its principal place of business at 100 Front Street, 20th Floor, Worcester, Massachusetts 01608 (the “Borrower”), hereby promises to pay to COMMERCE BANK & TRUST COMPANY, a Massachusetts banking corporation (the “Lend |
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| June 14, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2013 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation (Com |
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| April 30, 2013 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* World Energy Solutions, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 98145W208 Cusip Number Norman H. Pessin 366 Madison Avenue, 14th Floor New York, NY 10017 212-661-2670 (Name, Address and Telephone Number of Person |
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| April 23, 2013 |
8-K 1 d524830d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2013 WORLD ENERGY SOLUTIONS INC. (Exact name of registrant as specified in its charter) Delaware 001-34289 04-3474959 (State or other jurisdicti |
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| April 16, 2013 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2012 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incor |
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| April 16, 2013 |
Unaudited Pro Forma Combined Consolidated Financial Information EX-99.3 EXHIBIT 99.3 Unaudited Pro Forma Combined Consolidated Financial Information The following unaudited pro forma combined condensed consolidated statements of operations of World Energy Solutions, Inc. (the “Company” or “World Energy”) for the nine months ended September 30, 2012 and for the year ended December 31, 2011, gives effect to the September 13, 2011 acquisition of the Co-eXprise, I |
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| April 2, 2013 |
SEC FILE NUMBER 001-34289 CUSIP NUMBER 98145W208 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 2, 2013 |
EX-99.1 Exhibit 99.1 For Immediate Release World Energy Solutions to Restate Prior Financial Results Decision Impacts Timing of ~$3.7M in Historical Revenue and Net Income; Company to Restate Results for Fiscal Year 2011 and First Three Quarters of 2012 Worcester, MA – April 2, 2013 –World Energy Solutions, Inc. (NASDAQ: XWES) today announced that its Board of Directors, based on the recommendatio |
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| April 2, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 29, 2013 World Energy Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34289 04-3474959 (State or other jurisdiction of incorporation) |
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| February 13, 2013 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement is made as of February 7, 2013, by and between Philip V. Adams, a resident of, Concord, Massachusetts (the “Executive”), and World Energy Solutions, Inc. (the “Company”). WHEREAS, the Company desires to continue to employ the Executive, and the Executive desires to continue to be employed by the Company on the terms spec |
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| February 13, 2013 |
SC 13G/A 1 p13-0539sc13ga.htm WORLD ENERGY SOLUTIONS, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* World Energy Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of This |
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| February 13, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2013 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation ( |
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| December 17, 2012 |
Unaudited Pro Forma Combined Condensed Consolidated Financial Information EX-99.3 EXHIBIT 99.3 Unaudited Pro Forma Combined Condensed Consolidated Financial Information The following unaudited pro forma combined condensed consolidated statements of income of World Energy Solutions, Inc. (the “Company” or “World Energy”) for the nine-months ended September 30, 2012 and for the year ended December 31, 2011, gives effect to the September 13, 2011 acquisition of the Co-eXpr |
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| December 17, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.2 EXHIBIT 99.2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Members of Northeast Energy Partners, LLC Enfield, Connecticut We have audited the accompanying consolidated balance sheets of Northeast Energy Partners, LLC (the “Company”), as of December 31, 2011 and 2010 and the related consolidated statements of income, Members’ equity (deficit) and cash flows for the years th |
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| December 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2012 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation (Commissi |
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| October 4, 2012 |
EX-2.1 Exhibit 2.1 ASSET PURCHASE AGREEMENT Dated October 3, 2012 by and between World Energy Solutions, Inc. and Northeast Energy Partners, LLC and its Members ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (“Agreement”) is entered into as of October 3, 2012 by and among World Energy Solutions, Inc., a Delaware corporation (the “Buyer”), and Northeast Energy Partners, LLC, a Connecticut l |
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| October 4, 2012 |
Exhibit 10.2 WORLD ENERGY SOLUTIONS, INC. Note Purchase Agreement Dated as of October 3, 2012 WORLD ENERGY SOLUTIONS, INC. Note Purchase Agreement Dated as of October 3, 2012 INDEX Page ARTICLE I 1 PURCHASE, SALE AND TERMS OF NOTES 1 1.01. The Notes 1 1.02. Purchase and Sale of Notes 1 (a) The Closing 1 (b) Use of Proceeds 2 1.03. Payments and Endorsements 2 1.04. Redemptions 2 (a) Required Redemp |
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| October 4, 2012 |
WORLD ENERGY SOLUTIONS, INC. SUBORDINATED NOTE DUE 2020 $4,000,000 October 3, 2012 EX-4.3 Exhibit 4.3 WORLD ENERGY SOLUTIONS, INC. SUBORDINATED NOTE DUE 2020 $4,000,000 October 3, 2012 For value received, World Energy Solutions, Inc., a Delaware corporation (the “Company”), hereby promises to pay to Massachusetts Capital Resource Company or registered assigns (hereinafter referred to as the “Payee”), on or before September 30, 2020, the principal sum of Four Million Dollars ($4, |
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| October 4, 2012 |
PROMISSORY NOTE Maturity Date: April 1, 2014 Principal Amount: $2,000,000 EX-4.1 Exhibit 4.1 PROMISSORY NOTE Maturity Date: April 1, 2014 Principal Amount: $2,000,000 FOR VALUE RECEIVED, World Energy Solutions, Inc. a Delaware corporation having a principal place of business at 100 Front St., Worcester, MA 01608 (the “Maker”), promises to pay to the order of Northeast Energy Partners, LLC (the “Payee”), a Connecticut limited liability company having a principal place of |
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| October 4, 2012 |
FOURTH LOAN MODIFICATION AGREEMENT EX-10.1 Exhibit 10.1 FOURTH LOAN MODIFICATION AGREEMENT This Fourth Loan Modification Agreement (this “Loan Modification Agreement”) is entered into as of October 3, 2012 (the “Fourth Loan Modification Effective Date”), by and between (i) SILICON VALLEY BANK, a California corporation, with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 and with a loan productio |
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| October 4, 2012 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2012 World Energy Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34289 04-3474959 (State or other Jurisdiction of Incorporation) (C |
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| October 4, 2012 |
EX-99.1 Exhibit 99.1 For Immediate Release World Energy Solutions Acquires Northeast Energy Partners Deal Broadens Company’s Reach in Key “Mid-Market” Segment, Adds Significant Cross-Sell Opportunities for Efficiency Services Hartford, CT and Worcester, MA – October 4, 2012 – World Energy Solutions, Inc. (NASDAQ: XWES), a leading energy management services firm, today announced it has acquired Nor |
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| October 4, 2012 |
EX-4.2 Exhibit 4.2 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND |
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| October 4, 2012 |
EX-10.3 Exhibit 10.3 SUBORDINATION AGREEMENT This Subordination Agreement (the “Agreement”) is made as of October 3, 2012, by and between NORTHEAST ENERGY PARTNERS, LLC, a Connecticut limited liability company (the “Creditor”), and SILICON VALLEY BANK, a California-chartered bank, with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 and with a loan production of |
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| June 19, 2012 |
- POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8 S-8 POS 1 d369133ds8pos.htm POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8 As filed with the Securities and Exchange Commission on June 19, 2012 Registration No. 333-181808 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 World Energy Solutions, Inc. (Exact Name of Registrant as Spe |
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| June 12, 2012 |
8-K 1 d365470d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2012 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction o |
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| June 12, 2012 |
IF YOU DO NOT WISH TO USE THE 21-DAY PERIOD, PLEASE CAREFULLY REVIEW AND SIGN THIS DOCUMENT Severance Agreement and Release Exhibit 10.1 June 1, 2012 VIA HAND DELIVERY Richard Domaleski 471 Whittemore Road Leicester, MA 01524 Re: Severance Agreement and Release Dear Rich: This letter summarizes the terms of your separation from employment with World Energy Solutions, Inc. (the “Company”) as a result of your resignation from employment with the Company, your resignation as Chief Executive |
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| June 7, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2012 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation (Comm |
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| June 7, 2012 |
World Energy Solutions Announces Executive Change EX-99.1 Exhibit 99.1 World Energy Solutions Announces Executive Change Worcester, MA – June 7, 2012 – World Energy Solutions, Inc. (NASDAQ: XWES) today announced that Phil Adams, Company President since 2007 and Chief Operating Officer since 2003, will now serve as President & CEO and Director of World Energy Solutions, effective immediately. He replaces Richard Domaleski, who has tendered his res |
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| May 31, 2012 |
Form S-8 As filed with the Securities and Exchange Commission on May 31, 2012 Registration No. |
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| May 31, 2012 |
WORLD ENERGY SOLUTIONS, INC. 2006 STOCK INCENTIVE PLAN (AS AMENDED) EX-99.1 Exhibit 99.1 WORLD ENERGY SOLUTIONS, INC. 2006 STOCK INCENTIVE PLAN (AS AMENDED) WORLD ENERGY SOLUTIONS, INC. 2006 STOCK INCENTIVE PLAN (AS AMENDED) 1. Purpose The purpose of this Amended 2006 Stock Incentive Plan (the “Plan”) of World Energy Solutions, Inc., a Delaware corporation (the “Company”), is to advance the interests of the Company’s stockholders by enhancing the Company’s ability |
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| May 21, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2012 World Energy Solutions, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34289 04-3474959 (State or Other Jurisdiction of Incorporation (Comm |
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| April 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| February 14, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* World Energy Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 98145W208 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule |
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| February 13, 2012 |
aworldenergy13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* World Energy Solutions, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 98145W208 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 17, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.2 EXHIBIT 99.2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Partners of GSE Consulting, LP Dallas, Texas We have audited the accompanying balance sheets of GSE Consulting, LP (the “Company”), as of December 31, 2010 and 2009 and the related statements of income, partners’ deficit and cash flows for the years then ended. These financial statements are the responsibility |
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| January 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2011 World Energy Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34289 04-3474959 (State or other jurisdiction of incorporation) (Co |
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| January 17, 2012 |
Unaudited Pro Forma Combined Consolidated Financial Information Exhibit 99.3 EXHIBIT 99.3 Unaudited Pro Forma Combined Consolidated Financial Information The following unaudited pro forma combined consolidated statements of operations of World Energy Solutions, Inc. (the “Company” or “World Energy”) for the nine-months ended September 30, 2011 and for the year ended December 31, 2010, gives effect to the acquisition of the Co-eXprise, Inc. energy procurement b |
