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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Worldwide Webb Acquisition Corp - Class A
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| August 14, 2025 |
Exhibit 99.1 Aeries Technology Reports Record Q1 FY2026 Results: Cash Flow Positive, $17M Net Income Turnaround, and Strongest Start to a Fiscal Year in Company History Operational Discipline, Focus on Core Offerings, and AI-Enabled GCC Delivery Help to Drive Sustainable, Profitable Growth New York, Aug 14, 2025 – - Aeries Technology, Inc. (“Aeries” or “the Company”) (Nasdaq: AERT), a global leade |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 Aeries Techno |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 Aeries Technology, Inc. |
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| August 14, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 Prospectus Supplement (to prospectus dated August 12, 2025) AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 53,805,874 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Sel |
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| August 12, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 53,805,874 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Selling Securityholders This prospectus relates to the issuance |
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| August 5, 2025 |
As filed with the Securities and Exchange Commission on August 5, 2025 As filed with the Securities and Exchange Commission on August 5, 2025 Registration No. |
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| July 17, 2025 |
Aeries Technology Regains Compliance with Nasdaq Listing Requirements Exhibit 99.1 Aeries Technology Regains Compliance with Nasdaq Listing Requirements New York, July 17, 2025 - Aeries Technology (Nasdaq: AERT), a global leader in AI-powered value creation, business transformation, and Global Capability Center (GCC) delivery for private-equity (PE) portfolio companies, today announced that it has restored compliance with the minimum bid price requirement under Nasd |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 Aeries Technology, Inc. |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2025 Aeries Technology, Inc. |
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| July 3, 2025 |
Exhibit 99.1 Aeries Technology Announces Completion of Fiscal Year 2025 Earnings Call Core Adjusted EBITDA exceeds guidance; Company re-affirms FY 2026 outlook as AI-Centric Global Capability Center strategy accelerates New York – July 3, 2025 Aeries Technology, Inc. (“Aeries” or the “Company”), a leading partner to private-equity-backed enterprises building and scaling Global Capability Centers ( |
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| July 2, 2025 |
Aeries Technology, Inc. Insider Trading Policy Exhibit 19.1 AERIES TECHNOLOGY, INC. Insider Trading Policy This Insider Trading Policy (this “Policy”) describes the standards of Aeries Technology, Inc. and its subsidiaries (the “Company”) on trading, and causing the trading of, the Company’s securities or securities of certain other publicly traded companies while in possession of confidential information. This Policy is divided into two parts |
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| July 2, 2025 |
Description of the Company’s securities. Exhibit 4.4 DESCRIPTION OF SECURITIES OF AERIES TECHNOLOGY INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 31, 2025, Aeries Technology Inc. (the “Company,” “we,” “us” and “our”) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): Class A ordinary share, par value $0.0001, and wa |
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| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 Aeries Technology, Inc. |
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| July 2, 2025 |
Exhibit 10.16 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on February 10, 2025 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Venu Raman Kumar, (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the services of |
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| July 2, 2025 |
Exhibit 99.1 Aeries Technology, Inc. Reports Results for the Full Fiscal Year 2025 Beats Core Adjusted EBITDA Guidance, North America Revenue Up 15% Year-Over-Year. NEW YORK, July 02, 2025 - Aeries Technology, Inc. (“Aeries” or “the Company”) (Nasdaq: AERT), a global leader in AI-enabled value creation, business transformation, and Global Capability Center (GCC) delivery for private equity (PE) po |
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| July 2, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Aeries Technology, Inc. |
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| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 Aeries Technology, I |
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| July 2, 2025 |
Exhibit 10.17 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on 10th February 2025 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and P. A. Sudhir, (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the services of Dir |
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| July 2, 2025 |
As filed with the Securities and Exchange Commission on July 2, 2025 As filed with the Securities and Exchange Commission on July 2, 2025 Registration No. |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 Aeries Technology, Inc. |
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| July 1, 2025 |
SEC File Number 001-40920 CUSIP Number G0136H102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 Prospectus Supplement (to prospectus dated November 5, 2024) AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,107,858 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Se |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Aeries Technology, Inc. |
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| April 2, 2025 |
Exhibit 10.3 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) dated as of March 28, 2025 constitutes the entire understanding between the parties and supersedes and replaces all prior or contemporaneous agreements, representations, or understandings, whether written or oral, relating to the subject matter, and no such prior agreements shall be of any further force or effect. This E |
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| April 2, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 Prospectus Supplement (to prospectus dated November 5, 2024) AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,107,858 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Se |
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| April 2, 2025 |
Second Amended & Restated Memorandum and Articles of Association of Aeries Technology, Inc.. Exhibit 3.1 THE COMPANIES ACT (As Revised) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF AERIES TECHNOLOGY, INC. (ADOPTED BY SPECIAL RESOLUTION DATED MARCH 27, 2025) THE COMPANIES ACT (As Revised) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF AERIES TECHNOLOGY, INC. (A |
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| April 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2025 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation |
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| April 2, 2025 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) dated as of March 28, 2025 constitutes the entire understanding between the parties and supersedes and replaces all prior or contemporaneous agreements, representations, or understandings, whether written or oral, relating to the subject matter, and no such prior agreements shall be of any further force or effect. This E |
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| April 2, 2025 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) dated as of March 28, 2025 constitutes the entire understanding between the parties and supersedes and replaces all prior or contemporaneous agreements, representations, or understandings, whether written or oral, relating to the subject matter, and no such prior agreements shall be of any further force or effect. This E |
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| February 26, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporat |
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| February 26, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 Prospectus Supplement (to prospectus dated November 5, 2024) AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,107,858 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Se |
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| February 14, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2025 Aeries Technology, Inc. (f/k/a Worldwide Webb Acquisition Corp.) (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 ( |
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| February 14, 2025 |
424B3 1 aeriestech424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 Prospectus Supplement (to prospectus dated November 5, 2024) AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,107,858 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| February 14, 2025 |
Exhibit 99.1 Aeries Technology, Inc. Reports Results for Third Fiscal Quarter 2025 North America Revenue Up 13.1% Year-Over-Year. Core adjusted EBITDA for the third fiscal quarter of 2025 was $1.50 million, compared to ($0.02) with the same period in 2024. NEW YORK, February 14, 2025 - Aeries Technology, Inc. (“Aeries” or “the Company”) (Nasdaq: AERT), a leading provider of global capability cente |
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| February 14, 2025 |
= UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 Aeries |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2024 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporat |
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| December 4, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 Prospectus Supplement (to prospectus dated November 5, 2024) AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,107,858 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Se |
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| December 4, 2024 |
Exhibit 10.2 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (this “Agreement”) by and between Aeries Technology Solutions, Inc. and Aeries Technology Inc. (hereinafter “Employer”), and Rajeev Nair (hereinafter “Employee” and, together with the Employer, the “Parties”) is entered into as of the date appearing on the signature page hereof (the “Signature Date”). Statement of |
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| December 4, 2024 |
Exhibit 10.1 Date: November 27, 2024 To: Aeries Technology, Inc., a Cayman Islands exempted company (“ATI”) Address: 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 From: Sandia Investment Management LP (“Seller”), acting as Investment Manager on behalf of the following Investors: (1) Diametric True Alpha Market Neutral Master Fund, LP and (2) Diametric True Alpha Enhanced Market Neu |
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| November 19, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 Prospectus Supplement (to prospectus dated November 5, 2024) AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,107,858 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Se |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 Aeries Technology, Inc. (f/k/a Worldwide Webb Acquisition Corp.) (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 ( |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 Aeries T |
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| November 19, 2024 |
Exhibit 99.1 Aeries Technology Reports Results for Second Fiscal Quarter 2025 North America Revenue Up 13.3% Year-Over-Year Business Re-Focused on Core North American Global Capability Center (GCC) Market November 19, 2024, NEW YORK – Aeries Technology (Nasdaq: AERT), a global professional services and consulting partner for businesses in transformation mode and their stakeholders, today announced |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC FILE NUMBER WASHINGTON, D.C. 20549 001-40920 FORM 12b-25 CUSIP NUMBER G0136H102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tr |
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| November 7, 2024 |
As filed with the Securities and Exchange Commission on November 7, 2024 As filed with the Securities and Exchange Commission on November 7, 2024 Registration No. |
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| November 6, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,107,858 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Selling Securityholders This prospectus relates to the issuance |
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| November 5, 2024 |
AERT / Aeries Technology, Inc / TENOR CAPITAL MANAGEMENT Co., L.P. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Aeries Technology, Inc. (Name of Issuer) Class A ordinary shares, par value $0.0001 per share (Title of Class of Securities) G0136H102 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| October 24, 2024 |
As filed with the Securities and Exchange Commission on October 24, 2024 As filed with the Securities and Exchange Commission on October 24, 2024 Registration No. |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 Aeries Techno |
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| September 27, 2024 |
Description of the Company’s securities. Exhibit 4.4 DESCRIPTION OF SECURITIES OF AERIES TECHNOLOGY INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 31, 2024, Aeries Technology Inc. (the “Company,” “we,” “us” and “our”) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): Class A ordinary share, par value $0.0001, and wa |
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| September 27, 2024 |
Exhibit 10.47 NONSTATUTORY share OPTION AGREEMENT UNDER THE AERIES TECHNOLOGY, INC. 2023 equity INCENTIVE PLAN Name of Optionee: No. of Option Shares: Option Exercise Price per Share: $ Grant Date: Expiration Date: [No more than 10 years] Pursuant to the Aeries Technology, Inc. 2023 Equity Incentive Plan, as amended through the date hereof (the “Plan”), Aeries Technology, Inc. (the “Company”) here |
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| September 27, 2024 |
Exhibit 10.21 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Amendment No. 1 to Employment Agreement, dated as of June 12, 2024 (the “Amendment”), between Aeries Technology Solutions, Inc., a North Carolina corporation (the “Company”) and Rajeev Gopala Krishna Nair (the “Executive” and together with the Company, the “Parties,” and each, a “Party”). WHEREAS, the Parties have entered into that certain Empl |
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| September 27, 2024 |
Exhibit 10.45 RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE AERIES TECHNOLOGY, INC. 2023 Equity INCENTIVE PLAN Name of Grantee: No. of Restricted Share Units: Grant Date: Pursuant to the Aeries Technology, Inc. 2023 Equity Incentive Plan, as amended through the date hereof (the “Plan”) and subject to the Company’s filing of a Form S-8 Registration Statement (the “Form S-8”) with the U.S. Securit |
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| September 27, 2024 |
Exhibit 10.23 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Amendment No. 1 to Employment Agreement, dated as of June 12, 2024 (the “Amendment”), between Aeries Technology Solutions, Inc., a North Carolina corporation (the “Company”) and Unnikrishnan Balakrishnan Nambiar (the “Executive” and together with the Company, the “Parties,” and each, a “Party”). WHEREAS, the Parties have entered into that certa |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40920 Aeries Technology, |
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| September 27, 2024 |
Executive Incentive Compensation Recoupment Policy. Exhibit 97.1 EXECUTIVE INCENTIVE COMPENSATION RECOUPMENT POLICY This Executive Incentive Compensation Recoupment Policy (as may be amended or restated from time to time, this “Policy”) was first adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Aeries Technology, Inc. (the “Company”) on November 6, 2023. 1. Purpose This Policy has been adopted to de |
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| September 27, 2024 |
Exhibit 10.17 Employment Contract AERIES TECHNOLOGY MIDDLE EAST LTD (the “Company”) and SUDHIR APPUKUTTAN PANIKASSERY (the “Employee”) Date 13 June 2024 THIS CONTRACT OF EMPLOYMENT (“Contract”) is made on 13 June 2024 (“Commencement Date”) BETWEEN: 1. AERIES TECHNOLOGY MIDDLE EAST LTD, a private limited company duly registered with the Registration Authority of Abu Dhabi Global Market (“ADGM”) and |
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| September 27, 2024 |
Exhibit 10.25 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Amendment No. 1 to Employment Agreement, dated as of June 12, 2024 (the “Amendment”), between Aeries Technology Solutions, Inc., a North Carolina corporation (the “Company”) and Daniel Webb (the “Executive” and together with the Company, the “Parties,” and each, a “Party”). WHEREAS, the Parties have entered into that certain Employment Agreemen |
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| September 27, 2024 |
List of Subsidiaries of Aeries Technology, Inc. Exhibit 21.1 List of Subsidiaries The following are significant subsidiaries of Aeries Technology, Inc. as of March 31, 2024 and the jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the fiscal year covered by this report, a “significant subsidiar |
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| September 27, 2024 |
Exhibit 10.48 INCENTIVE STOCK OPTION AGREEMENT UNDER THE AERIES TECHNOLOGY, INC. 2023 equity INCENTIVE PLAN Name of Optionee: No. of Option Shares: Option Exercise Price per Share: $ [FMV on Grant Date (110% of FMV if a 10% owner)] Grant Date: Expiration Date: [No more than 10 years (5 years if a 10% owner)] Pursuant to the Aeries Technology, Inc. 2023 Equity Incentive Plan, as amended through the |
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| September 27, 2024 |
Exhibit 10.46 RESTRICTED SHARES AWARD AGREEMENT UNDER THE AERIES TECHNOLOGY, INC. 2023 Equity INCENTIVE PLAN Name of Grantee: No. of Shares: Grant Date: Pursuant to the Aeries Technology, Inc. 2023 Equity Incentive Plan as amended through the date hereof (the “Plan”), Aeries Technology, Inc. (the “Company”) hereby grants a Restricted Shares Award (an “Award”) to the Grantee named above. Upon accep |
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| September 27, 2024 |
Exhibit 10.19 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Amendment No. 1 to Employment Agreement, dated as of June 12, 2024 (the “Amendment”), between Aeries Technology Solutions, Inc., a North Carolina corporation (the “Company”) and Bhisham Khare (the “Executive” and together with the Company, the “Parties,” and each, a “Party”). WHEREAS, the Parties have entered into that certain Employment Agreem |
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| September 27, 2024 |
Exhibit 10.27 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement, dated as of June 18, 2024 (the “Amendment”), is by and between ATG Business Solutions Private Limited (the “Company”) and Narayan Shetkar (the “Executive” and together with the Company, the “Parties,” and each, a “Party”). WHEREAS, the Parties have entered into that certain Appointment Letter, dated as of April |
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| September 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporat |
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| September 10, 2024 |
Exhibit 99.1 Aeries Technology Receives Notification of Deficiency from Nasdaq Related to Delayed Filing of Quarterly Report on Form 10-Q New York, NY - Aeries Technology, Inc. (“Aeries Technology” or “the Company”) (Nasdaq: AERT), a global professional services and technology consulting partner, today announced that it received an expected deficiency notification letter from the Listing Qualifica |
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| August 15, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2024 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporatio |
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| August 15, 2024 |
Exhibit 16.1 August 15, 2024 Office of the Chief Accountant, Securities and Exchange Commission 460 Fifth Street N. W. Washington, DC 20549 Re: Aeries Technology, Inc. and its subsidiaries Commission File Number: 001-40920 Dear Sirs, We have received a copy of, and are in agreement with, the statements being made by Aeries Technology, Inc. and its subsidiaries in Item 4.01 of its Form 8-K dated Au |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC FILE NUMBER WASHINGTON, D.C. 20549 001-40920 FORM 12b-25 CUSIP NUMBER G0136H102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transit |
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| August 6, 2024 |
Exhibit 99.1 Aeries Technology Receives Notification of Deficiency from Nasdaq Related to Delayed Filing of Annual Report on Form 10-K New York, Aug. 06, 2024 (GLOBE NEWSWIRE) - Aeries Technology, Inc. (“Aeries” or “the Company”) (Nasdaq: AERT), a global professional services and technology consulting partner, today announced that it received an expected deficiency notification letter from the Lis |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation |
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| July 1, 2024 |
SEC File Number 001-40920 CUSIP Number G0136H102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2024 |
AERT / Aeries Technology, Inc / Khare Bhisham - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class of Securities) G0136H1 |
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| June 25, 2024 |
AERT / Aeries Technology, Inc / Panikassery Sudhir - SC 13D/A Activist Investment SC 13D/A 1 aeriestechnologysc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 p |
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| June 25, 2024 |
AERT / Aeries Technology, Inc / Kumar Venu Raman - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class of Securities) G0136H1 |
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| June 20, 2024 |
AERT / Aeries Technology, Inc / Khare Bhisham - SC 13D Activist Investment SC 13D 1 aeriestechnologysc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class o |
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| June 11, 2024 |
Amendment No. 1 to the 2023 Equity Incentive Plan. Exhibit 10.1 AERIES TECHNOLOGY, INC. AMENDMENT NO. 1 TO THE 2023 EQUITY INCENTIVE PLAN This AMENDMENT NO. 1 TO THE 2023 EQUITY INCENTIVE PLAN is approved and adopted by the Board of Directors of Aeries Technology, Inc., a Cayman Islands exempted company, as of June 8, 2024. WHEREAS, Aeries Technology, Inc. (the “Company”) maintains the Aeries Technology, Inc. 2023 Equity Incentive Plan (the “Plan” |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2024 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation o |
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| June 11, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 Prospectus Supplement No. 1 (to prospectus dated May 14, 2024) AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,917,027 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the |
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| June 11, 2024 |
AERT / Aeries Technology, Inc / Panikassery Sudhir - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class of Securities) G0136H102 (CUSIP Number) Sudhir Appukuttan Panikassery |
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| May 15, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276173 AERIES TECHNOLOGY, INC. 10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights 21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants 54,917,027 Class A Ordinary Shares 9,527,810 Warrants to Purchase Class A Ordinary Shares Offered by the Selling Securityholders This prospectus relates to the issuance |
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| May 10, 2024 |
Aeries Technology, Inc. 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 Aeries Technology, Inc. 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 May 10, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Aeries Technology, Inc. Registration Statement on Form S-1 File No. 333-276173 Acceleration Request Requested Date: Tuesday, May 14, 2024 Requested Time: 5:00 p.m. Eastern T |
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| May 7, 2024 |
As filed with the Securities and Exchange Commission on May 7, 2024 As filed with the Securities and Exchange Commission on May 7, 2024 Registration No. |
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| May 7, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Aeries Technology, Inc. |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 3, 2024 As filed with the Securities and Exchange Commission on May 3, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organizatio |
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| May 3, 2024 |
Board of Directors Agreement dated November 6, 2023 by and between the Company and Daniel S. Webb. Exhibit 10.45 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on November 6, 2023 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Daniel S. Webb (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the services of Dire |
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| May 3, 2024 |
Exhibit 10.41 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on November 6, 2023 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Alok Kochhar, (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the services of Direc |
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| May 3, 2024 |
Exhibit 10.42 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on November 6, 2023 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Venu Raman Kumar, (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the services of D |
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| May 3, 2024 |
Exhibit 10.40 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on November 6, 2023 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Nina B. Shapiro, (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the services of Di |
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| May 3, 2024 |
Exhibit 10.39 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on November 6, 2023 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Biswajit Dasgupta, (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the services of |
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| May 3, 2024 |
Exhibit 10.43 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on November 3, 2023 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Sudhir Appukuttan Panikassery (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the s |
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| May 3, 2024 |
Exhibit 10.44 BOARD OF DIRECTORS AGREEMENT This AGREEMENT (the “Agreement”), dated on November 6, 2023 (the “Effective Date”), is by and between Aeries Technology, Inc. (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Ramesh Venkataraman, (the “Director”) (together, “the “Parties” and each a “Party”). WHEREAS, the Company desires to retain the services o |
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| May 3, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1/A (Form Type) Aeries Technology, Inc. |
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| April 12, 2024 |
Exhibit 10.1 SHARE SUBSCRIPTION AGREEMENT BY AND BETWEEN OYSTER BAY FUND LIMITED AND AERIES TECHNOLOGY, INC. SHARE SUBSCRIPTION AGREEMENT THIS SHARE SUBSCRIPTION AGREEMENT is made on this April 08, 2024 (hereinafter referred to as “this Agreement”) BY AND BETWEEN Oyster Bay Fund Limited, a Bermudan fund, with its registered office at Victoria Place, 31 Victoria Street, Hamilton HM11 Bermuda, throu |
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| April 12, 2024 |
Aeries Technology, Inc. Announces $5 Million PIPE Exhibit 99.1 Aeries Technology, Inc. Announces $5 Million PIPE NEW YORK, April 12, 2024 (GLOBE NEWSWIRE) – Aeries Technology, Inc. (“Aeries” or “the Company”) (Nasdaq: AERT), a global professional services and consulting partner, today announced that it has entered into a Subscription Agreement totaling $5 million at a purchase price of $2.21 per share in a private placement. Sudhir Panikassery, A |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation |
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| April 9, 2024 |
AERT / Aeries Technology, Inc / Kumar Venu Raman - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class of Securities) G0136H1 |
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| April 9, 2024 |
Changes in Control of Registrant, Unregistered Sales of Equity Securities, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2024 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation |
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| April 9, 2024 |
AERT / Aeries Technology, Inc / Khare Bhisham - SC 13D/A Activist Investment SC 13D/A 1 aeriestechnologysc13da1.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 |
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| March 28, 2024 |
AERT / Aeries Technology, Inc / Kumar Venu Raman - SC 13D/A Activist Investment SC 13D/A 1 aeriestechnologysc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class of S |
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| March 28, 2024 |
AERT / Aeries Technology, Inc / Khare Bhisham - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class of Securities) G0136H102 (CUSIP Number) Bhisham Khare c/o Aeries Techn |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 15, 2024 As filed with the Securities and Exchange Commission on March 15, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organiza |
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| March 15, 2024 |
Aeries Technology, Inc. 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 March 15, 2024 Aeries Technology, Inc. 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 March 15, 2024 VIA EDGAR Attention: Rebekah Reed Mara Ransom United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, NE Washington, D.C. 20549 Re: Aeries Technology, Inc. Amendment No. 3 to Registration Statement on Form S-1 Filed February 26, 2024 |
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| February 26, 2024 |
As filed with the Securities and Exchange Commission on February 26, 2024 As filed with the Securities and Exchange Commission on February 26, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organ |
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| February 21, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 Aeries Technology, Inc. (f/k/a Worldwide Webb Acquisition Corp.) (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 ( |
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| February 21, 2024 |
Exhibit 99.1 Aeries Technology Reports Results for Third Fiscal Quarter 2024 Revenues for the third fiscal quarter of 2024 were $18.9 million, up 49% compared with the same period in 2023 February 21, 2024, NEW YORK – Aeries Technology (Nasdaq: AERT), a global professional services and consulting partner, today announced financial results for the quarter ended December 31, 2023. “We saw strong top |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 Aeries Te |
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| February 14, 2024 |
SEC File Number 001-40920 CUSIP Number G0136H102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2024 |
EX-99.1 2 d162323dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including additional amendments thereto) with respect to the shares of Common Stock, $0.0001 par value per share, of Aeries Techn |
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| February 14, 2024 |
SC 13G 1 d162323dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Aeries Technology, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) G0136H102 (CINS Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 14, 2024 |
SC 13G/A 1 formsc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AERIES TECHNOLOGY, INC. (F/K/A WORLDWIDE WEBB ACQUISITION CORP.) (Name of Issuer) Class A ordinary shares, par value $0.0001 (Title of Class of Securities) G0136H102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires F |
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| February 12, 2024 |
KYG977751299 / Worldwide Webb Acquisition Corp. / ARISTEIA CAPITAL LLC Passive Investment SC 13G/A 1 formaeriessc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 2) Aeries Technology, Inc. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G0136H102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of |
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| February 9, 2024 |
As filed with the Securities and Exchange Commission on February 9, 2024 As filed with the Securities and Exchange Commission on February 9, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organi |
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| February 9, 2024 |
Aeries Technology, Inc. 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 February 9, 2024 VIA EDGAR Attention: Rebekah Reed Mara Ransom United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, NE Washington, D.C. 20549 Re: Aeries Technology, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed January 17, 202 |
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| February 9, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1/A (Form Type) Aeries Technology, Inc. |
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| February 9, 2024 |
Letter from Marcum LLP to the U.S. Securities and Exchange Commission, dated as of February 9, 2024. Exhibit 16.1 February 9, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Aeries Technology, Inc. (formerly known as Worldwide Webb Acquisition Corp.) under the heading “Change in Auditor” in its Amendment No. 2 to Form S-1 dated February 9, 2024. We agree with the statements concerning our Firm under such heading; w |
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| February 7, 2024 |
Exhibit 16.1 February 6, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Aeries Technology, Inc.(formerly known as Worldwide Webb Acquisition Corp.) under Item 4.01 of its Form 8-K dated February 6, 2024. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2024 Aeries Technology, Inc. (f/k/a Worldwide Webb Acquisition Corp.) (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (S |
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| January 26, 2024 |
Power of Attorney, dated as of December 22, 2022 filed by the Reporting Persons on January 26, 2024. EXHIBIT 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that I, David J. Snyderman, hereby make, constitute and appoint each of Michael Turro, Karl Wachter and Hayley Stein, or any of them acting individually, and with full power of substitution, as my true and lawful attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as Manager or |
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| January 26, 2024 |
Joint Filing Agreement, dated as of January 26, 2024, among the Reporting Persons. EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Shares of AERIES TECHNOLOGY, INC. dated as of December 31, 2023 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the previsions of Rule13d-1(k) under |
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| January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 – Exit Filing)* AERIES TECHNOLOGY, INC. (Name of Issuer) Common Stock – Class A (Title of Class of Securities) G0136H102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| January 17, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 No. 333-276173 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organi |
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| January 16, 2024 |
Aeries Technology, Inc. 60 Paya Lebar Road, #08-13 Paya Lebar Square Singapore 409051 January 16, 2024 VIA EDGAR Attention: Rebekah Reed Mara Ransom United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, NE Washington, D.C. 20549 Re: Aeries Technology, Inc. Registration Statement on Form S-1 Filed December 20, 2023 File No. 333-276 |
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| December 20, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Aeries Technology, Inc. |
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| December 20, 2023 |
As filed with the Securities and Exchange Commission on December 20, 2023 As filed with the Securities and Exchange Commission on December 20, 2023 No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporation or organization) (Commission File |
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| December 13, 2023 |
Exhibit 99.4 AARK SINGAPORE PTE. LTD. AND ITS SUBSIDIARIES Condensed Carve-out Consolidated Balance Sheets (in thousands, except share and per share data) (As restated, see note 3) June 30, 2023 (Unaudited) March 31, 2023 Assets Current assets Cash and cash equivalents $ 1,664 $ 1,131 Accounts receivable, net of allowance of $165 and $0, as of June 30, 2023 and March 31, 2023, respectively 13,761 |
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| December 13, 2023 |
WWAC / Worldwide Webb Acquisition Corp - Class A / Kumar Venu Raman - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) AERIES TECHNOLOGY, INC. (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class of Securities) G97775103 (CUSIP Number) Venu Raman Kumar 6002 Burj Kha |
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| December 13, 2023 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.3 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of Aark Singapore Pte. Ltd. and Subsidiaries Opinion on the carve-out consolidated financial statements We have audited the accompanying carve-out consolidated balance sheets of Aark Singapore Pte. Ltd. and Subsidiaries (the Company) as of March 31, 2023 and 2022, and the related carve-o |
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| December 13, 2023 |
Exhibit 99.5 UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS OF AARK AS OF AND FOR THE SIX MONTHS ENDED SEPTEMBER 30, 2023 AND 2022 AARK SINGAPORE PTE. LTD. AND ITS SUBSIDIARIES Condensed Carve-out Consolidated Balance Sheets (in thousands, except share and per share data) (As restated, see note 3) September 30, 2023 (Unaudited) March 31, 2023 Assets Current assets Cash and cash equivalents $ 1,882 $ |
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| December 13, 2023 |
SUMMARY UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 SUMMARY UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Throughout this section, unless otherwise noted, “WWAC” refers to ATI (“Aeries Technology, Inc”). The following summary unaudited pro forma condensed combined financial information (the “summary pro forma information”) gives effect to the Business Combination described in the section titled “Unaudited Pro Forma Conde |
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| December 13, 2023 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 Aeries Technology, Inc. (f/k/a Worldwide Webb Acquisition Corp.) (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 |
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| December 13, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Defined terms included below shall have the same meaning as terms defined and included elsewhere in this proxy statement/prospectus. The following unaudited pro forma condensed combined financial information is provided to aid you in your analysis of the financial aspects of the Business Combination. The unaudited pro forma |
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| December 13, 2023 |
Exhibit 99.2 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of this Statement on Schedule 13D including any amendments thereto. This Joint Filing Agreement may be executed in any number of counterparts, each of which shall be deemed an original, but all of which shall constitute on |
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| December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2023 Aeries Technology, Inc. (f/k/a Worldwide Webb Acquisition Corp.) (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 ( |
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| November 30, 2023 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 30, 2023 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporati |
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| November 30, 2023 |
Exhibit 10.4 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of November 6, 2023 (the “Effective Date”), is by and between Aeries Technology Solutions, Inc., a North Carolina corporation (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Unnikrishnan Balakrishnan Nambiar (the “Executive”) (together, the “Parties” and each a “Part |
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| November 30, 2023 |
Exhibit 10.5 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of November 6, 2023 (the “Effective Date”), is by and between Aeries Technology Solutions, Inc., a North Carolina corporation (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Daniel Webb (the “Executive”) (together, the “Parties” and each a “Party”). WHEREAS, Worldwid |
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| November 30, 2023 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of November 6, 2023 (the “Effective Date”), is by and between Aark Singapore Pte. Ltd., a Singapore private company limited by shares with company registration number 200602001D (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Sudhir Appukuttan Panikassery (the “Execu |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 Aeries Technology, Inc. (f/k/a Worldwide Webb Acquisition Corp.) (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 |
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| November 30, 2023 |
Exhibit 99.1 Aeries Technology Reports Preliminary Results for Second Fiscal Quarter and First Fiscal Half 2024 Revenues for the second fiscal quarter of 2024 were $17.6 million, up 38% year-over-year Adjusted EBITDA for the second fiscal quarter of 2024 was $2.9 million, up 107% year-over-year NEW YORK Nov. 30, 2023 (GLOBE NEWSWIRE) – Aeries Technology (Nasdaq: AERT), a global professional servic |
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| November 30, 2023 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of November 6, 2023 (the “Effective Date”), is by and between Aeries Technology Solutions, Inc., a North Carolina corporation (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Bhisham Khare (the “Executive”) (together, the “Parties” and each a “Party”). WHEREAS, Worldw |
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| November 30, 2023 |
AERIES’ MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 AERIES’ MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Throughout this section, unless otherwise noted “we,” “us,” “our,” “the Company,” “AARK” and “Aeries” refer to the Aark Singapore Pte Ltd. and its consolidated subsidiaries, which relate to the management consultancy business, and excludes the legacy financial technology and investing busines |
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| November 30, 2023 |
Exhibit 10.6 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of November 6, 2023 (the “Effective Date”), is by and between Aark Singapore Pte. Ltd., a Singapore private company limited by shares with company registration number 200602001D (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Narayan Shetkar (the “Executive”) (togeth |
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| November 30, 2023 |
Exhibit 99.1 UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS OF AARK AS OF AND FOR THE SIX MONTHS ENDED SEPTEMBER 30, 2023 AND 2022 AARK SINGAPORE PTE. LTD. AND ITS SUBSIDIARIES Condensed Carve-out Consolidated Balance Sheets (in thousands, except share and per share data) September 30, 2023 March 31, 2023 (Unaudited) (Restated) Assets Current assets Cash and cash equivalents $ 1,882 $ 1,131 Accounts |
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| November 30, 2023 |
Exhibit 10.3 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of November 6, 2023 (the “Effective Date”), is by and between Aeries Technology Solutions, Inc.. a North Carolina corporation (the “Company”, and together with its subsidiaries and affiliates, the “Company Group”), and Rajeev Gopala Krishna Nair (the “Executive”) (together, the “Parties” and each a “Party”). WH |
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| November 30, 2023 |
SUMMARY UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 SUMMARY UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Throughout this section, unless otherwise noted, “WWAC” refers to ATI (“Aeries Technology, Inc”). The following summary unaudited pro forma condensed combined financial information (the “summary pro forma information”) gives effect to the Business Combination described in the section titled “Unaudited Pro Forma Conde |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 Aeries Technology |
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| November 13, 2023 |
Exhibit 3.1 THE COMPANIES ACT (As Revised) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF AERIES TECHNOLOGY, INC. (adopted by special resolution dated November 2, 2023 and effective on NOVEMBER 6, 2023) THE COMPANIES ACT (As Revised) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF AERI |
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| November 13, 2023 |
Exhibit 10.31 Aeries Technology, Inc. 2023 Equity Incentive Plan 1. Purpose of this Plan. The purpose of this global Plan is to advance the interests of the Company’s shareholders by enhancing the ability of the Company Group to attract, retain, and motivate persons who make (or are expected to make) important contributions to the Company Group by providing such persons with incentive compensation |
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| November 13, 2023 |
Exhibit 10.30 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) dated the [●] day of [●], 202[●], by and between Aeries Technology, Inc., a Cayman Islands exempted company limited by shares (the “Company”), and [●], an individual (“Indemnitee”). RECITALS A. The Board of Directors of the Company (the “Board of Directors”) deems it to be in the best interests of the Company |
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| November 13, 2023 |
Exhibit 10.1 CONSTITUTION OF AARK SINGAPORE PTE. LTD. CONSTITUTION FOR A PRIVATE COMPANY LIMITED BY SHARES INTERPRETATION 1. In these Regulations – “Act” means the Companies Act 1967, as amended; “Amalgamation Effective Time” means the time when a wholly owned merger subsidiary of the Parent merges with and into the Company; “Applicable Law” means, with respect to any person, all provisions of law |
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| November 13, 2023 |
Exhibit 21.1 List of Subsidiaries of Aeries Technology, Inc. 1. Aark Singapore Pte. Ltd., a Singapore private company limited by shares 2. Aeries Technology Group Business Accelerators Private Limited, an Indian private company limited by shares |
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| November 13, 2023 |
WWAC / Worldwide Webb Acquisition Corp - Class A / YA II PN, Ltd. - SC 13G Passive Investment Page 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Aeries Technology, Inc. (Name of Issuer) Class A ordinary shares with a par value $0.0001 per share (Title of Class of Securities) G97775103 (Cusip) November 7, 2023 (Date of Event, which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 13, 2023 |
Exhibit 10.25 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”), dated as of November 6, 2023, by and among Aeries Technology, Inc., a Cayman Islands exempted company limited by shares (the “Corporation”), Aeries Technology Group Business Accelerators Private Limited, an Indian private company limited by shares, with company registration number U74999MH2014PTC257474 (together with any |
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| November 13, 2023 |
Exhibit 99.1 Aeries Technology, Inc to Become Publicly Traded Company Following Close of Business Combination with Worldwide Webb Acquisition Corp. NEW YORK – November 7, 2023 – Aeries Technology, Inc (“Aeries” or “the Company”), a global professional services and consulting partner, today announced that it completed its previously announced business combination (the “Business Combination”) with W |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2023 Aeries Technology, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporatio |
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| November 13, 2023 |
Aeries Technology, Inc. Announces Two Executive Appointments Exhibit 99.2 Aeries Technology, Inc. Announces Two Executive Appointments NEW YORK – November 13, 2023 – Aeries Technology, Inc. (“Aeries” or “the Company”), a global professional services and consulting partner, today announced the appointment of Rajeev Nair to the position of Chief Financial Officer, and Daniel Webb to the position of Chief Investment Officer. “I am thrilled to welcome both Raje |
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| November 13, 2023 |
Exhibit 14.1 Aeries Technology, Inc. Code of Ethics and Business Conduct 1. Introduction. 1.1 The Board of Directors of Aeries Technology, Inc. (together with its subsidiaries, the “Company”) has adopted this Code of Ethics and Business Conduct (the “Code”) in order to: (a) promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest; (b) promote f |
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| November 13, 2023 |
Exhibit 10.26 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”), dated as of November 6, 2023, by and among Aeries Technology, Inc., a Cayman Islands exempted company limited by shares (the “Corporation”), Aark Singapore Pte. Ltd., a Singapore private company limited by shares, with company registration number 200602001D (“AARK”), the undersigned Shareholder (as defined below) and Shar |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2023 Worldwide webb Acquisition Corp. (Exact Name of Registrant as Specified in Charter) Cayman Islands 001-40920 98-1587626 (State or Other Jurisdiction of Incorporation) |
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| November 6, 2023 |
Exhibit 10.3 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is entered into on November 5, 2023, by and between Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (the “Company”) and the undersigned subscriber (“Subscriber”). WHEREAS, the Company, WWAC Amalgamation Sub Pte. Ltd., a Singapore private company limited by shares and a direct wholly |
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| November 6, 2023 |
Exhibit 10.2 FORWARD PURCHASE AGREEMENT Confirmation AMENDMENT THIS FORWARD PURCHASE AGREEMENT CONFIRMATION AMENDMENT, dated as of November 5, 2023 (this “Amendment”), is entered into by and between [●] (“Seller”) and Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (“WWAC”). The term “Counterparty” refers to WWAC until the Business Combination, then to Aark Singapore Pte. Ltd., |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact Name of Registrant as Specified in Charter) Cayman Islands 001-40920 98-1587626 (State or Other Jurisdiction of Incorporation) |
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| November 3, 2023 |
Exhibit 10.2 NON-REDEMPTION AGREEMENT This NON-REDEMPTION AGREEMENT (this “Agreement”), dated as of November [•], 2023, is made by and between Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (the “Company”), and the Backstop Investor (as defined below). WHEREAS, the Company is a special purpose acquisition company whose Class A ordinary shares, par value $0.0001 per share (“Cla |
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| November 3, 2023 |
Exhibit 10.1 Date: November 2, 2023 To: Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (“Worldwide Webb” or “WWAC”). Address: 770 E Technology Way F13-16 Orem, UT 84097 From: (i) [], (ii) [ ] and (iii) [ ] (collectively as “Seller”) Re: OTC Equity Prepaid Forward Transaction The purpose of this agreement (this “Confirmation”) is to confirm the terms and conditions of the trans |
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| November 3, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact Name of Registrant as Specified in Charter) Cayman Islands 001-40920 98-1587626 (State or Other Jurisdiction of Incorporation) |
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| November 3, 2023 |
Worldwide Webb Acquisition Corp. Stockholders Approve Business Combination with Aeries Technology Exhibit 99.1 Worldwide Webb Acquisition Corp. Stockholders Approve Business Combination with Aeries Technology NEW YORK – November 2, 2023 – Worldwide Webb Acquisition Corp. (“WWAC”) (Nasdaq: WWAC), a special purpose acquisition company, today announced that its stockholders approved all proposals related to the previously announced business combination (the “Business Combination”) with Aark Singa |
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| October 30, 2023 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of inc |
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| October 30, 2023 |
Exhibit 10.1 AMENDMENT NO. 2 TO INVESTMENT AGREEMENT THIS AMENDMENT NO. 2 TO INVESTMENT AGREEMENT (this “Amendment”) is made and entered into as of October [•], 2023, and shall be effective as of the closing of the transactions contemplated by the BCA (as defined below) (the “Closing”) by and among (i) Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (the “SPAC”), (ii) Worldwide |
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| October 30, 2023 |
Exhibit 2.1 Execution Version Amendment No. 3 to Business Combination Agreement Worldwide Webb Acquisition Corp., a Cayman Islands exempted company limited by shares (“Parent”), WWAC Amalgamation Sub Pte. Ltd., a Singapore private company limited by shares, with company registration number 202300520W (“Amalgamation Sub”), and Aark Singapore Pte. Ltd., a Singapore private company limited by shares, |
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| October 30, 2023 |
Exhibit 10.3 Execution Version AMENDMENT TO REGISTRATION RIGHTS AGREEMENT THIS AMENDMENT TO REGISTRATION RIGHTS AGREEMENT (this “Amendment”) is made and entered into as of October 26, 2023, and shall be effective as of the closing of the transactions contemplated by the BCA (as defined below) (the “Closing”), by and among (i) Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (the |
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| October 30, 2023 |
Exhibit 10.2 Execution Version AMENDMENT NO. 2 TO LETTER AGREEMENT THIS AMENDMENT NO. 2 TO LETTER AGREEMENT (this “Amendment”) is made and entered into as of October 26, 2023, and shall be effective as of the closing of the transactions contemplated by the BCA (as defined below) (the “Closing”), by and among (i) Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (the “Company”), ( |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 25, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of inc |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 18, 2023 |
Amendment to Investment Management Trust Agreement Exhibit 10.1 AMENDMENT NO. 1 TO INVESTMENT MANAGEMENT TRUST AGREEMENT THIS AMENDMENT NO. 1 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT (this “Amendment”) is made as of October 16, 2023, by and between Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Trustee”). Capitalized terms contain |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 16, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of inc |
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| October 18, 2023 |
Amendment to Amended and Restated Memorandum and Articles of Association Exhibit 3.1 AMENDMENTS TO THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF WORLDWIDE WEBB ACQUISITION CORP. (the “Company”) RESOLUTIONS OF THE SHAREHOLDERS OF THE COMPANY RESOLVED, as a special resolution THAT, effective immediately, the Amended and Restated Memorandum and Articles of Association of the Company be amended by: (a) amending Article 49.7 by deleting the following in |
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| October 17, 2023 |
PROXY STATEMENT/PROSPECTUS FOR THE ANNUAL GENERAL MEETING OF WORLDWIDE WEBB ACQUISITION CORP. Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No.: 333-271894 PROXY STATEMENT/PROSPECTUS FOR THE ANNUAL GENERAL MEETING OF WORLDWIDE WEBB ACQUISITION CORP. The board of directors of Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (“WWAC”), has unanimously approved the transactions (collectively, the “Business Combination”) contemplated by that certain Business |
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| October 16, 2023 |
EX-99.1 2 d321112dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Units of Worldwide Webb Acquisition Corp. dated as of October 16, 2023 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance |
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| October 16, 2023 |
SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Worldwide Webb Acquisition Corp. G97775103 (CUSIP Number) October 10, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13 |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporat |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorporat |
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| October 13, 2023 |
Worldwide Webb Acquisition Corp. 770 E Technology Way Orem, Utah 84097 October 13, 2023 Worldwide Webb Acquisition Corp. 770 E Technology Way Orem, Utah 84097 October 13, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, NE Washington, D.C. 20549 Attention: Abe Friedman Doug Jones Nicholas Nalbantian Lilyanna Peyser Re: Worldwide Webb Acquisition Corp. Registration Statement on Form S-4, as amended |
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| October 11, 2023 |
Form of Proxy Card for Special Meeting. Exhibit 99.1 P R O X Y C A R D WORLDWIDE WEBB ACQUISITION CORP. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS FOR THE EXTRAORDINARY GENERAL MEETING TO BE HELD [•] The undersigned, revoking any previous proxies relating to these shares with respect to the proposals hereby acknowledges receipt of the notice and the accompanying proxy statement/prospectus (the “Proxy Statement”), dated |
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| October 11, 2023 |
Exhibit 2.1 Execution Version Amendment No. 2 to Business Combination Agreement Worldwide Webb Acquisition Corp., a Cayman Islands exempted company limited by shares (“Parent”), WWAC Amalgamation Sub Pte. Ltd., a Singapore private company limited by shares, with company registration number 202300520W (“Amalgamation Sub”), and Aark Singapore Pte. Ltd., a Singapore private company limited by shares, |
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| October 11, 2023 |
Amendment No. 1 to Sponsor Support Agreement EX-10.1 Exhibit 10.1 Execution Version Amendment No. 1 to Sponsor Support Agreement Worldwide Webb Acquisition Corp., a Cayman Islands exempted company limited by shares (“Parent”), Worldwide Webb Acquisition Sponsor, LLC, a Cayman Islands limited liability company (the “Sponsor”), and Aark Singapore Pte. Ltd., a Singapore private company limited by shares, with company registration number 2006020 |
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| October 11, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on October 11, 2023 No. |
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| October 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 11, 2023 |
Worldwide Webb Acquisition Corp. 770 E Technology Way Orem, Utah 84097 October 11, 2023 Worldwide Webb Acquisition Corp. 770 E Technology Way Orem, Utah 84097 October 11, 2023 VIA EDGAR Attention: Abe Friedman Doug Jones Nicholas Nalbantian Lilyanna Peyser United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, NE Washington, D.C. 20549 Re: Worldwide Webb Acquisition Corp. Amendment No. 2 to Registration Statement on |
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| October 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of inc |
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| October 11, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of |
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| October 10, 2023 |
Exhibit 10.1 Execution Version VOTING AND NON-REDEMPTION AGREEMENT This VOTING AND NON-REDEMPTION AGREEMENT (this “Agreement”) is entered into as of October , 2023 by and among Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (“SPAC”), Worldwide Webb Acquisition Sponsor, LLC, a Cayman Islands limited liability company (the “Sponsor”), and the undersigned entities listed on Exhi |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of inc |
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| October 10, 2023 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of inc |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| September 13, 2023 |
Worldwide Webb Acquisition Corp. 770 E Technology Way Orem, Utah 84097 September 13, 2023 Worldwide Webb Acquisition Corp. 770 E Technology Way Orem, Utah 84097 September 13, 2023 VIA EDGAR Attention: Abe Friedman Doug Jones Nicholas Nalbantian Lilyanna Peyser United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, NE Washington, D.C. 20549 Re: Worldwide Webb Acquisition Corp. Amendment No. 1 to Registration Statement on |
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| September 13, 2023 |
Form of Proxy Card for Special Meeting. Exhibit 99.1 WORLDWIDE WEBB ACQUISITION CORP. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS FOR THE EXTRAORDINARY GENERAL MEETING TO BE HELD [●] The undersigned, revoking any previous proxies relating to these shares with respect to the proposals hereby acknowledges receipt of the notice and the accompanying proxy statement/prospectus (the “Proxy Statement”), dated [•], in connection |
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| September 13, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on September 1 3 , 2023 No. |
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| August 15, 2023 |
SEC File Number 001-40920 CUSIP Number G97775 129 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 15, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 WORL |
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| August 10, 2023 |
Exhibit 10.18 5th Floor, Paville House, Twin Towers Lane, Off. Veer Savarkar Marg, Prabhadevi, Mumbai - 400 025 Tel : 91 22 7177 4000 Fax : 91 22 7177 4050 GIN : U74999MH2014PTC257474 Date: [] To, Mr./Mrs. [] [Address] Re: Management Stock Option Plan 2019 Sub: Letter of Grant of Options Dear Mr./Mrs. [], This has reference to the Management Stock Option Plan 2019 (“MSOP” or “Plan”) announced by P |
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| August 10, 2023 |
Exhibit 10.24 [***] Date: July 1, 2015 To, Mr. Bhisham Khare [***] Sub: Employment Offer Dear Mr. Khare, The purpose of this letter (“Employment Letter”) is to confirm your offer as an employee (“Employee”) by Aeries Technology Solutions, lnc. (“Company”), a wholly owned subsidiary of Aeries Technology Solutions Private Limited, a Company incorporated in Mumbai, India (“Holding Company”). 1. Appoi |
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| August 10, 2023 |
EX-10.16 Exhibit 10.16 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT is made and executed at Mumbai on this 20th day of March, 2020. BY AND BETWEEN AERIES TECHNOLOGY GROUP PRIVATE LIMITED, a company incorporated and registered under the provisions of the Companies Act, 1956 having its registered office at 5th Floor, Paville House, Off Veer Savarkar Marg, Prabhadevi, Mumbai, Maharashtra, I |
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| August 10, 2023 |
Exhibit 10.17 AERIES TECHNOLOGY GROUP BUSINESS ACCELERATORS PRIVATE LIMITED (FORMERLY KNOWN AS PULSE SECURE TECHNOLOGIES (INDIA) PRIVATE LIMITED) AERIES MANAGEMENT STOCK OPTION PLAN 2019 (FORMERLY KNOWN AS PULSE MANAGEMENT STOCK OPTION PLAN 2019) 1 | Page PULSEMSOP Aeries Technology Group Business Accelerators Private Limited (Formerly known as Pulse Secure Technologies (India) Private Limited) Re |
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| August 10, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on August 9, 2023 No. |
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| August 10, 2023 |
EX-10.22 Exhibit 10.22 Consultancy Services Agreement This Agreement for Services is entered into this 1st day of April, 2020 by and between ATG Business Solutions Private Limited, a Company incorporated under the Companies Act, 2013 and having its registered office at 5th Floor, Paville House, Twin Tower Lane, Prabhadevi, Mumbai-400025, Maharashtra, (hereinafter referred to as “ATGBS/the Company” |
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| August 10, 2023 |
Consent of Ramesh Venkataraman to be named as director. Exhibit 99.8 Consent of Person to be Named as Director Pursuant to Rule 438 under the Securities Act of 1933, I hereby consent to being named in the proxy statement/prospectus on Form S-4 of Worldwide Webb Acquisition Corp. (the “Proxy Statement/Prospectus”), as filed with the U.S. Securities and Exchange Commission, as may be amended or supplemented from time to time, as a nominee to the board of |
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| August 10, 2023 |
Exhibit 10.27 LOAN AGREEMENT This Agreement is made this 10th day of July 2015 at Mumbai (“Loan Agreement or Agreement”) BY AND BETWEEN MR. VAIBHAV RAO s/o Mr. Venu Raman Kumar, residing at [***] (hereinafter referred as “Mr. Vaibhav” or “Lender”) which expression shall, unless repugnant to the context or meaning thereof, be deemed to mean and include his heirs, administrators, executors, legal re |
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| August 10, 2023 |
Exhibit 10.19 5th Floor, Paville House, Twin Towers Lane, Off. Veer Savarkar Marg, Prabhadevi, Mumbai - 400 025 Tel : 91 22 7177 4000 Fax: 91 22 7177 4050 CIN : U74999MH2014PTC257474 Date: [] To, Mr. /Mrs. [] [Address] Dear Sir/Madam, Sub: Vesting of [] Stock Options pursuant to Pulse Management Stock Option Plan, 2019 (‘MSOP’ or ‘Plan’). With reference to above mentioned subject, we would like to |
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| August 10, 2023 |
Exhibit 10.21 Date: [] To, Mr./Mrs. [] [Address] Re: Aeries Employee Stock Option Plan 2020 Sub: Letter of Grant of Options Dear Mr./Mrs. [], This has reference to the Aeries Employee Stock Option Plan 2020 (“ESOP” or “Plan”) announced by Aeries Technology Group Business Accelerators Private Limited (Fonnerly Pulse Secure Technologies (India) Private Limited) (“Company”) on 1st August 2020 and whi |
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| August 10, 2023 |
EX-10.20 Exhibit 10.20 Aeries Technology Group Business Accelerators Private Limited Reg. Office: 5th Floor, Paville House, Off Veer Savarkar Marg, Prabhadevi, Mumbai 400025 CIN: U74999MH2014PTC257474 AERIES TECHNOLOGY GROUP BUSINESS ACCELERATORS PRIVATE LIMITED AERIES EMPLOYEES STOCK OPTION PLAN 2020 * Amended vide special resolution passed in the Extra Ordinary General Meeting held on 22nd July |
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| August 10, 2023 |
EX-10.23 Exhibit 10.23 MAHARASHTRA 2019 VL 054445 This stamp paper forms an integral part of the Consultancy Service Agreement dated 1st April, 2020 between Pulse Secure Technologies (India) Pvt. Lt. and Mr. Sudhir Appukuttan Panikassery *CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND IS THE TYPE OF INFORMATION THE COMPANY CUSTOMARILY AND ACTUALLY |
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| August 10, 2023 |
Exhibit 10.15 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT is made and executed at Mumbai on this 20th day of March, 2020. BY AND BETWEEN AERIES TECHNOLOGY GROUP PRIVATE LIMITED, a company incorporated and registered under the provisions of the Companies Act, 1956 having its registered office at 5th Floor, Paville House, Off Veer Savarkar Marg, Prabhadevi, Mumbai, Maharashtra, India 4000 |
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| August 10, 2023 |
EX-10.25 Exhibit 10.25 Date: 01 June 2022 To, Mr. Unnikrishnan Nambiar [***] Sub: Update to Employment Terms Dear Mr. Unnikrishnan Nambiar, In continuation to letters issued to you dated 1st August, 2012 and 1st April 2016, note the revisions to your employment terms as below: 1. SALARY 1.1 The details of your CTC are mentioned in ANNEXURE I. This will be effective 01 June 2022. 1.2 You are expect |
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| August 10, 2023 |
EX-10.26 Exhibit 10.26 *CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND IS THE TYPE OF INFORMATION THE COMPANY CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. REDACTED INFORMATION IS INDICATED BY [***]. PRIVATE AND CONFIDENTIAL Date: 26 May 2023 Ref. No.: ECOM/22052023/81028 ATG BUSINESS SOLUTIONS PRIVATE LIMITED B2,3, Building, 7th, P |
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| August 9, 2023 |
Worldwide Webb Acquisition Corp. 770 E Technology Way Orem, Utah 84097 August 9, 2023 Worldwide Webb Acquisition Corp. 770 E Technology Way Orem, Utah 84097 August 9, 2023 VIA EDGAR Attention: Abe Friedman Doug Jones Nicholas Nalbantian Lilyanna Peyser United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, NE Washington, D.C. 20549 Re: Worldwide Webb Acquisition Corp. Registration Statement on Form S-4 Filed May 12, |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incor |
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| July 14, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of i |
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| July 14, 2023 |
Exhibit 99.1 Management Presentation July 2023 Disclaimer…(1/2) This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include all statements that are not historical facts, and further include, without limitation, statements reflecting our current views with respect to, among other things, our op |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K UNDER THE SECURITIES ACT OF 1933 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 Worldwide Webb Acquisition Corp. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or ot |
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| July 5, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K UNDER THE SECURITIES ACT OF 1933 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 Worldwide Webb Acquisition Corp. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State o |
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| July 5, 2023 |
EX-2.1 Exhibit 2.1 Execution Version Amendment No. 1 to Business Combination Agreement Worldwide Webb Acquisition Corp., a Cayman Islands exempted company limited by shares (“Parent”), WWAC Amalgamation Sub Pte. Ltd., a Singapore private company limited by shares, with company registration number 202300520W (“Amalgamation Sub”), and Aark Singapore Pte. Ltd., a Singapore private company limited by |
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| June 30, 2023 |
Filed by Worldwide Webb Acquisition Corp. pursuant to 425 Filed by Worldwide Webb Acquisition Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Worldwide Webb Acquisition Corp. Commission File No. 001-40920 The following article appeared on AlphaStreet at https://news.alphastreet.com/we-see-public-listing-as-the-next-logical-step-in-our-growt |
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| June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorp |
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| June 6, 2023 |
EX-99.1 Exhibit 99.1 Worldwide Webb Acquisition Corp. Announces $5 Million PIPE Subscription Agreement Executed NEW YORK—(BUSINESS WIRE)—Worldwide Webb Acquisition Corp. (NASDAQ: WWAC) (“WWAC”) today announced that it has entered into a Subscription Agreement totaling $5 million at a purchase price of $4.84 per share in a private placement to be consummated substantially concurrently with the cons |
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| June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorp |
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| June 6, 2023 |
Form of Subscription Agreement EX-10.1 Exhibit 10.1 Final Form to be provided to Investors SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is entered into on [●], 2023, by and between Worldwide Webb Acquisition Corp., a Cayman Islands exempted company (the “Issuer”), and the undersigned subscriber (the “Investor”). WHEREAS, this Subscription Agreement is being entered into in connection with t |
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| May 22, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40920 WOR |
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| May 18, 2023 |
425 1 d502282d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or ot |
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| May 18, 2023 |
WWAC / Worldwide Webb Acquisition Corp - Class A / Exos Asset Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incorp |
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| May 15, 2023 |
425 Filed by Worldwide Webb Acquisition Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Worldwide Webb Acquisition Corp. Commission File No. 001-40920 Aeries Technology and Worldwide Webb Acquisition Corp. Announce Filing of Registration Statement on Form S-4 in Connection with their Pro |
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| May 15, 2023 |
NT 10-Q SEC File Number 001-40920 CUSIP Number G97775 129 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 12, 2023 |
Consent of Alok Kochhar to be named as director EX-99.5 Exhibit 99.5 Consent of Person to be Named as Director Pursuant to Rule 438 under the Securities Act of 1933, I hereby consent to being named in the proxy statement/prospectus on Form S-4 of Worldwide Webb Acquisition Corp. (the “Proxy Statement/Prospectus”), as filed with the U.S. Securities and Exchange Commission, as may be amended or supplemented from time to time, as a nominee to the |
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| May 12, 2023 |
Consent of Biswajit Dasgupta to be named as director EX-99.6 Exhibit 99.6 Consent of Person to be Named as Director Pursuant to Rule 438 under the Securities Act of 1933, I hereby consent to being named in the proxy statement/prospectus on Form S-4 of Worldwide Webb Acquisition Corp. (the “Proxy Statement/Prospectus”), as filed with the U.S. Securities and Exchange Commission, as may be amended or supplemented from time to time, as a nominee to the |
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| May 12, 2023 |
Consent of Sudhir Appukuttan Panikassery to be named as director EX-99.3 Exhibit 99.3 Consent of Person to be Named as Director Pursuant to Rule 438 under the Securities Act of 1933, I hereby consent to being named in the proxy statement/prospectus on Form S-4 of Worldwide Webb Acquisition Corp. (the “Proxy Statement/Prospectus”), as filed with the U.S. Securities and Exchange Commission, as may be amended or supplemented from time to time, as a nominee to the |
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| May 12, 2023 |
Consent of Nina B. Shapiro to be named as director. EX-99.7 Exhibit 99.7 Consent of Person to be Named as Director Pursuant to Rule 438 under the Securities Act of 1933, I hereby consent to being named in the proxy statement/prospectus on Form S-4 of Worldwide Webb Acquisition Corp. (the “Proxy Statement/Prospectus”), as filed with the U.S. Securities and Exchange Commission, as may be amended or supplemented from time to time, as a nominee to the |
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| May 12, 2023 |
Consent of Daniel S. Webb to be named as director EX-99.4 Exhibit 99.4 Consent of Person to be Named as Director Pursuant to Rule 438 under the Securities Act of 1933, I hereby consent to being named in the proxy statement/prospectus on Form S-4 of Worldwide Webb Acquisition Corp. (the “Proxy Statement/Prospectus”), as filed with the U.S. Securities and Exchange Commission, as may be amended or supplemented from time to time, as a nominee to the |
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| May 12, 2023 |
Consent of Venu Raman Kumar to be named as director EX-99.2 Exhibit 99.2 Consent of Person to be Named as Director Pursuant to Rule 438 under the Securities Act of 1933, I hereby consent to being named in the proxy statement/prospectus on Form S-4 of Worldwide Webb Acquisition Corp. (the “Proxy Statement/Prospectus”), as filed with the U.S. Securities and Exchange Commission, as may be amended or supplemented from time to time, as a nominee to the |
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| May 12, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on May 12, 2023 No. |
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| May 12, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Worldwide Webb Acquisition Corp. |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 14, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of incor |
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| April 19, 2023 |
EX-3.1 2 d501261dex31.htm EX-3.1 Exhibit 3.1 AMENDMENTS TO AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF WORLDWIDE WEBB ACQUISITION CORP. WORLDWIDE WEBB ACQUISITION CORP. (the “Company”) RESOLUTIONS OF THE SHAREHOLDERS OF THE COMPANY FIRST, RESOLVED, as a special resolution THAT, effective immediately, the Articles of the Company be amended by: (a) amending Article 49.7 by deletin |
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| April 19, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 14, 2023 WORLDWIDE WEBB ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-40920 98-1587626 (State or other jurisdiction of i |
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| April 12, 2023 |
EX-10.2 Exhibit 10.2 AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT THIS AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT (this “Amendment”) is made and entered into as of April 10, 2023, by and between Worldwide Webb Acquisition Corp. (the “Company”), and Worldwide Webb Acquisition Sponsor, LLC (the “Provider”). Capitalized terms used but not otherwise defined herein shall have the respective meani |
