WEFP / Wells Financial Corp. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Citizens Community Bancorp 425 (Prospectus)

Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2017 CITIZENS COMMUNITY BANCORP, INC.

Citizens Community Bancorp 8-K (Prospectus)

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2017 CITIZENS COMMUNITY BANCORP, INC.

SECOND AMENDED AND RESTATED LOAN AGREEMENT

EX-10.1 Exhibit 10.1 SECOND AMENDED AND RESTATED LOAN AGREEMENT THIS SECOND AMENDED AND RESTATED LOAN AGREEMENT (as amended, restated or supplemented or otherwise modified from time to time, hereinafter called the ?Agreement?) made and entered into this 30th day of May, 2017 (?Closing Date?) by and between CITIZENS COMMUNITY BANCORP, INC., a Maryland corporation, (hereinafter called ?Borrower?) an

FORM OF SUBORDINATED NOTE CITIZENS COMMUNITY BANCORP, INC.

EX-4.2 3 d375306dex42.htm EX-4.2 Exhibit 4.2 EXHIBIT A FORM OF SUBORDINATED NOTE CITIZENS COMMUNITY BANCORP, INC. THIS OBLIGATION IS NOT A DEPOSIT AND IS NOT INSURED BY THE UNITED STATES OR ANY AGENCY OR FUND OF THE UNITED STATES, INCLUDING THE FEDERAL DEPOSIT INSURANCE CORPORATION. THIS OBLIGATION IS SUBORDINATED TO THE CLAIMS OF GENERAL AND SECURED CREDITORS OF THE COMPANY, IS INELIGIBLE AS COLL

SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of May 30, 2017 by and among CITIZENS COMMUNITY BANCORP, INC. THE PURCHASER NAMED HEREIN TABLE OF CONTENTS Page Section 1. ARTICLE 1 PURCHASE; CLOSING 1 1.1 Purchase 1 1.2 Closing 1 Section 2. ARTICLE 2 R

EX-4.1 2 d375306dex41.htm EX-4.1 Exhibit 4.1 SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of May 30, 2017 by and among CITIZENS COMMUNITY BANCORP, INC. and THE PURCHASER NAMED HEREIN TABLE OF CONTENTS Page Section 1. ARTICLE 1 PURCHASE; CLOSING 1 1.1 Purchase 1 1.2 Closing 1 Section 2. ARTICLE 2 REPRESENTATIONS AND WARRANTIES 4 2.1 Disclosure 4 2.2 Representations and Warranties of the Company 5

Citizens Community Bancorp 425 (Prospectus)

wells R: 1 G: 44 B: 86 R: 171 G: 4 B: 50 Filed by Citizens Community Bancorp, Inc.

Citizens Community Bancorp 425 (Prospectus)

Document Filed by Citizens Community Bancorp, Inc. Commission File No. 001-33003 Filed Pursuant to Rule 425 under the Securities Act of 1933 CCFBank and Wells Federal Bank Answers t o Ques ti o n s You May Have Citizens Community Bancorp, Inc. (CCBI), the holding company for Citizens Community Federal N.A. (CCFBank) and Wells Financial Corp. (WEFP), the holding company for Wells Federal Bank, N.A.

Wells Financial FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1

WEFP / Wells Financial Corp. / GENDELL JEFFREY L ET AL - JEFFREY L. GENDELL Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* WELLS FINANCIAL CORP. (Name of Issuer) Common Stock (Title of Class of Securities) 949759203 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed

Wells Financial FORM 15

f1515d010416-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response?.?..1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF TH

Financial Statements and Exhibits, Other Events

8-K 1 f8k112015-0129.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdi

WELLS FINANCIAL CORP. DECLARES CASH DIVIDEND

ex99-1.htm FOR IMMEDIATE RELEASE November 20, 2015 FOR FURTHER INFORMATION CONTACT: James D. Moll President and CEO (507) 553-3151 WELLS FINANCIAL CORP. DECLARES CASH DIVIDEND Wells, Minnesota ? November 20, 2015 - Wells Financial Corp. (OTCQB Market Place-?WEFP?), the parent holding company of Wells Federal Bank, today announced that the Company?s Board of Directors declared an $0.18 per share qu

Wells Financial Corp. Announces Third Quarter Results of Operations Selected Financial Data (Dollars in thousands, except per share data)

ex99-1.htm Contact: FOR IMMEDIATE RELEASE James D. Moll November 2, 2015 President and CEO Wells Financial Corp. (507)553-3151 Wells Financial Corp. Announces Third Quarter Results of Operations Selected Financial Data (Dollars in thousands, except per share data) (Unaudited) Quarter Ended September 30, Nine Months Ended September 30, 2015 2014 2015 2014 Net Income $ 3,420 $ 518 $ 4,463 $ 865 Basi

Wells Financial FORM 8-K (Current Report/Significant Event)

f8k110215-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 2, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commissio

EMPLOYMENT AGREEMENT

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”), is entered into this the 17th day of June, 2015 ("Effective Date") by and between Wells Federal Bank, Wells, Minnesota ("Bank") and James D.

Wells Financial FORM 8-K (Current Report/Significant Event)

f8k081915-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 19, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commission

Wells Financial FORM 8-K (Current Report/Significant Event)

f8k082015-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 20, 2015 WELLS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction of incorpor

WELLS FINANCIAL CORP. DECLARES CASH DIVIDEND

EX-99 2 ex-99.htm FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION CONTACT: August 20, 2015 James D. Moll President and CEO (507) 553-3151 WELLS FINANCIAL CORP. DECLARES CASH DIVIDEND Wells, Minnesota—August 20, 2015- Wells Financial Corp. (OTCQB Market Place-“WEFP”), the parent holding company of Wells Federal Bank, today announced that the Company’s Board of Directors declared an $0.18 per share qu

Wells Financial Corp. Announces Second Quarter Results of Operations

ex99-1.htm Wells Financial Corp. Announces Second Quarter Results of Operations Wells, Minnesota, July 24, 2015 Selected Financial Data (Dollars in thousands, except per share data) (Unaudited) Quarter Ended June 30, Six Months Ended June 30, 2015 2014 2015 2014 Net Income $ 550 $ 96 $ 1,043 $ 347 Basic earnings per share $ 0.75 $ 0.13 $ 1.41 $ 0.45 Diluted earnings per share $ 0.75 $ 0.13 $ 1.41

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commission File (IRS Employer o

Wells Financial POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-1 - WELLS FINANCIAL CORP.

posam1072315-0129.htm As filed with the Securities and Exchange Commission on July 23, 2015 Registration No. 333-202694 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WELLS FINANCIAL CORP. (Exact name of Registrant as specified in its charter) Minnesota 6022 41-1799504 (State

Wells Financial FORM 8-K (Current Report/Significant Event)

f8k071615-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 16, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commission F

WELLS FINANCIAL CORP. COMPLETES STOCK OFFERING AND ACQUISITION OF ST. JAMES FEDERAL SAVINGS AND LOAN ASSOCIATION

ex99-1.htm FOR IMMEDIATE RELEASE Contact: James D. Moll President and Chief Executive Officer Wells Financial Corp. (507) 553-3151 WELLS FINANCIAL CORP. COMPLETES STOCK OFFERING AND ACQUISITION OF ST. JAMES FEDERAL SAVINGS AND LOAN ASSOCIATION Wells Minnesota, July 16, 2015 ? Wells Financial Corp. (?Wells?) (OTCQB: ?WEFP?), the holding company for Wells Federal Bank, announced today that it has co

Other Events

f8k071315-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 13, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commission F

Wells Financial FORM 8-K - WELLS FINANCIAL CORP. (Current Report/Significant Event)

f8k063015-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commission F

WELLS FINANCIAL CORP. ANNOUNCES COMPLETION OF CONVERSION MERGER OFFERING

ex99-1.htm FOR IMMEDIATE RELEASE Contact: James D. Moll President and Chief Executive Officer Wells Financial Corp. (507) 553-3151 WELLS FINANCIAL CORP. ANNOUNCES COMPLETION OF CONVERSION MERGER OFFERING Wells, Minnesota, June 30, 2015 ? Wells Financial Corp. (?Wells?) (OTCQB: ?WEFP?), the holding company for Wells Federal Bank, today announced that it had completed the offering of its common stoc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

f8k061715-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 17, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commission F

Wells Financial FORM 8-K (Current Report/Significant Event)

f8k061715-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 17, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commission F

WELLS FINANCIAL CORP. ANNOUNCES EXTENSION OF COMMUNITY OFFERING

ex99-1.htm FOR IMMEDIATE RELEASE Contact: James D. Moll President and Chief Executive Officer Wells Financial Corp. (507) 553-3151 WELLS FINANCIAL CORP. ANNOUNCES EXTENSION OF COMMUNITY OFFERING Wells and St. James, Minnesota, June 17, 2015 ? Wells Financial Corp. (?Wells?) (OTCQB: ?WEFP?), the holding company for Wells Federal Bank, today announced that it has extended the Community Offering in c

Wells Financial FORM 8-K - WELLS FINANCIAL CORP. (Current Report/Significant Event)

f8k060915-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 9, 2015 Wells Financial Corp. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction (Commission Fi

Financial Statements and Exhibits, Other Events

f8k052215-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 22, 2015 WELLS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction of incorporati

James D. Moll Timothy J. Peterson Interim President and Chief Executive Officer President and Chief Executive Officer Wells Financial Corp. St. James Federal Savings and Loan Association (507) 553-3151 (507) 375-3177 WELLS FINANCIAL CORP. TO COMMENCE

ex99.htm FOR IMMEDIATE RELEASE Contact: James D. Moll Timothy J. Peterson Interim President and Chief Executive Officer President and Chief Executive Officer Wells Financial Corp. St. James Federal Savings and Loan Association (507) 553-3151 (507) 375-3177 WELLS FINANCIAL CORP. TO COMMENCE STOCK OFFERING IN CONNECTION WITH PENDING CONVERSION MERGER WITH ST. JAMES FEDERAL SAVINGS AND LOAN ASSOCIATI

WELLS FINANCIAL CORP. Up to 96,674 Shares of Common Stock (Subject to increase to 111,175 shares)

SUBSCRIPTION AND COMMUNITY Filed Pursuant to Rule 424(b)(4) OFFERING PROSPECTUS Registration No.

WELLS FINANCIAL CORP. DECLARES CASH DIVIDEND Wells, Minnesota—May 21, 2015-- Wells Financial Corp. (OTCQB Market Place-“WEFP” ), the parent holding company of Wells Federal Bank, today announced that the Company’s Board of Directors declared an $0.18

ex-99.htm FOR IMMEDIATE RELEASE FOR FURTHER INFORMATION CONTACT: May 21, 2015 James D. Moll Interim President and CEO (507) 553-3151 WELLS FINANCIAL CORP. DECLARES CASH DIVIDEND Wells, Minnesota?May 21, 2015- Wells Financial Corp. (OTCQB Market Place-?WEFP? ), the parent holding company of Wells Federal Bank, today announced that the Company?s Board of Directors declared an $0.18 per share quarter

Wells Financial FORM 8-K (Current Report/Significant Event)

f8k052015-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2015 WELLS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction of incorporati

WELLS FINANCIAL CORP. up to 96,674 Shares (subject to increase up to 111,175 Shares) COMMON STOCK ($0.10 Par Value) Subscription Price $27.36 Per Share AGENCY AGREEMENT (this ?Agreement?) May 14, 2015

ex1-1.htm WELLS FINANCIAL CORP. up to 96,674 Shares (subject to increase up to 111,175 Shares) COMMON STOCK ($0.10 Par Value) Subscription Price $27.36 Per Share AGENCY AGREEMENT (this ?Agreement?) May 14, 2015 Sterne, Agee & Leach, Inc. 1 North Wacker Drive Suite 3500 Chicago, Illinois 60606 Ladies and Gentlemen: Wells Financial Corp., a Minnesota corporation (the ?Company?), the Company?s wholly

Wells Financial FORM 8-K (Current Report/Significant Event)

f8k051415-0129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2015 WELLS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Minnesota 333-202694 41-1799504 (State or other jurisdiction of incorporati

Wells Financial ESP

May 12, 2015 Via Edgar Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Acceleration of Effectiveness Wells Financial Corp. Registration Statement on Form S-1 File No. 333-202694 Dear Sir or Madam: Pursuant to Rule 461 of Regulation C promulgated under the Securities Act of 1933, we hereby request acceleration of the above-referenced Registration Stateme

Wells Financial ESP

May 11, 2015 Via Edgar Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Acceleration of Effectiveness Wells Financial Corp. Registration Statement on Form S-1 Registration No. 333-202694 Ladies and Gentlemen: In accordance with Rule 461 of Regulation C promulgated under the Securities Act of 1933, we hereby join Wells Financial Corp. in requesting that t

Wells Financial AMENDMENT NO. 2 TO FORM S-1

As filed with the Securities and Exchange Commission on May 7 , 2015 Registration No.

Wells Financial ESP

1227 25th Street, N.W. Suite 200 West Washington, D.C. 20037 202-434-4660 Fax 202-434-4661 www.joneswalker.com John J. Spidi Admitted in Massachusetts and the District of Columbia Direct Dial: 202-434-4670 Direct Fax: 202-434-8397 [email protected] May 7, 2015 VIA EDGAR Michael Clampitt Senior Staff Attorney Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E.

Wells Financial FORM S-1/A

As filed with the Securities and Exchange Commission on April 27, 2015 Registration No.

Wells Financial ESP

1227 25th Street, N.W. Suite 200 West Washington, D.C. 20037 202-434-4660 Fax 202-434-4661 www.joneswalker.com John J. Spidi Admitted in Massachusetts and the District of Columbia Direct Dial: 202-434-4670 Direct Fax: 202-434-8397 [email protected] April 27, 2015 VIA EDGAR Michael Clampitt Senior Staff Attorney Division of Corporation Finance Securities and Exchange Commission 100 F Street, N

Wells Financial FORM S-1

As filed with the Securities and Exchange Commission on March 12, 2015 Registration No.