Grundläggande statistik
CIK | 1373467 |
SEC Filings
SEC Filings (Chronological Order)
April 24, 2023 |
Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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April 19, 2023 |
Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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April 10, 2023 |
Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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October 13, 2022 |
As filed with the Securities and Exchange Commission on October 13, 2022 As filed with the Securities and Exchange Commission on October 13, 2022 File No. 024-11595 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST QUALIFICATION AMENDMENT NO. 3 TO FORM 1-A REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) Date: October 12, 2022 Colorado 7389 81-1007448 (Sta |
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May 26, 2022 |
As filed with the Securities and Exchange Commission on May 26, 2022 As filed with the Securities and Exchange Commission on May 26, 2022 File No. 024-11595 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST QUALIFICATION AMENDMENT NO. 2 TO FORM 1-A REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) Date: May 26, 2022 Colorado 7389 81-1007448 (State of Ot |
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September 1, 2021 |
Vortex Brands Co. | Corporate: 213-260-0321 3511 Del Paso Road, Ste 160 PMB 208, Sacramento, CA 95835 September 1, 2021 VIA EDGAR AND OVERNIGHT MAIL Office of Electronics and Machinery Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Vortex Brands Co. (the ?Company?) Offering Statement on Form 1-A (the ?Offering Statement? |
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August 26, 2021 |
MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 EXHIBIT 6.1 MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 The purpose of this Memorandum of Understanding (?MOU?) is to outline the working arrangement and vendor relationship among the parties, including the duties of each party, effective December 31st, 2017. The first party consists of Blockchain Energy, Inc., a Colorado corporation referred to herein as ?BEI?; an |
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August 26, 2021 |
EXHIBIT 2.2 CORPORATE BYLAWS OF VORTEX BRANDS, INC, INCORPORATED IN THE STATE OF COLORADO SECTION 1 Articles of Incorporation 1.1. The nature of the business or purposes of the corporation shall be as set forth in its articles of incorporation. These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the management of the business and conduct o |
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August 26, 2021 |
EXHIBIT 12.1 LAW OFFICE OF CARL P. RANNO CARL P. RANNO 2733 EAST VISTA DRIVE Telephone: 602-493-0369 Attorney and Counselor at Law PHOENIX, ARIZONA 85032 Email: [email protected] August 12, 2021 Vortex Brands, Inc 3511 Del Paso Rd., Ste. 160 PMB 208 Sacramento, CA 95835 Attn: Todd Higley, CEO Via email: [email protected] RE: Opinion to be included with an amended Form 1-A Offering Statement, p |
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August 26, 2021 |
As filed with the Securities and Exchange Commission on August 26, 2021 PART II AND III 2 vtxb1a.htm FORM 1-A POS As filed with the Securities and Exchange Commission on August 26, 2021 File No. 024-11595 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST QUALIFICATION AMENDMENT NO. 1 TO FORM 1-A REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) Date: Augus |
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August 26, 2021 |
FORM OF SUBSCRIPTION AGREEMENT VORTEX BRANDS CO A COLORADO CORPORATION NOTICE TO INVESTORS EXHIBIT 4.1 FORM OF SUBSCRIPTION AGREEMENT VORTEX BRANDS CO A COLORADO CORPORATION NOTICE TO INVESTORS Investing in the Common Stock Shares (the “Shares”) of VORTEX BRANDS CO (the “Company”) involves significant risks. This investment is suitable only for persons who can afford to lose their entire investment and such investment could be illiquid for an indefinite period of time. The Company’s Cla |
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August 26, 2021 |
EXHIBIT 2.1 Document must be filed electronically. Paper documents are not accepted. Fees & forms are subject to change. For more information or to print copies of filed documents, visit www.sos.state.co.us Colorado Secretary of State Date and Time: 01/29/2019 05:29 PM ID Number: 20051182847 Document number: 20191091179 Amount Paid: $25.00 ABOVE SPACE FOR OFFICE USE ONLY Amended and Restated Artic |
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August 18, 2021 |
CORRESP 1 filename1.htm VORTEX BRANDS CO. | Corporate: 213-260-0321 3511 Del Paso Road, Ste 160 PMB 208, Sacramento, CA 95835 August 18, 2021 VIA EDGAR AND OVERNIGHT MAIL Office of Electronics and Machinery Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Vortex Brands Co. (the “Company”) Offering Statement on Form 1-A (th |
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July 30, 2021 |
EXHIBIT 2.1 Document must be filed electronically. Paper documents are not accepted. Fees & forms are subject to change. For more information or to print copies of filed documents, visit www.sos.state.co.us Colorado Secretary of State Date and Time: 01/29/2019 05:29 PM ID Number: 20051182847 Document number: 20191091179 Amount Paid: $25.00 ABOVE SPACE FOR OFFICE USE ONLY Amended and Restated Artic |
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July 30, 2021 |
EXHIBIT 2.2 CORPORATE BYLAWS OF VORTEX BRANDS, INC, INCORPORATED IN THE STATE OF COLORADO SECTION 1 Articles of Incorporation 1.1. The nature of the business or purposes of the corporation shall be as set forth in its articles of incorporation. These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the management of the business and conduct o |
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July 30, 2021 |
FORM OF SUBSCRIPTION AGREEMENT VORTEX BRANDS CO A COLORADO CORPORATION NOTICE TO INVESTORS EXHIBIT 4.1 FORM OF SUBSCRIPTION AGREEMENT VORTEX BRANDS CO A COLORADO CORPORATION NOTICE TO INVESTORS Investing in the Common Stock Shares (the “Shares”) of VORTEX BRANDS CO (the “Company”) involves significant risks. This investment is suitable only for persons who can afford to lose their entire investment and such investment could be illiquid for an indefinite period of time. The Company’s Cla |
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July 30, 2021 |
MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 EX1A-6 MAT CTRCT.1 6 vtxbex61.htm MEMORANDUM OF UNDERSTANDING EXHIBIT 6.1 MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 The purpose of this Memorandum of Understanding (“MOU”) is to outline the working arrangement and vendor relationship among the parties, including the duties of each party, effective December 31st, 2017. The first party consists of Blockchain Energy |
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July 30, 2021 |
As filed with the Securities and Exchange Commission on July 30, 2021 PART II AND III 2 vtxb1a.htm FORM 1-A As filed with the Securities and Exchange Commission on July 30, 2021 File No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) Date: July 30, 2021 Colorado 7389 81-1007448 (State of Other Juri |
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January 22, 2020 |
VTXB / Vortex Brands Co. 1-SA - - FORM 1-SA 1-SA 1 vtxb1-sa.htm FORM 1-SA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA x SEMIANNUAL REPORT PURSUANT TO REGULATION A or ¨ SPECIAL FINANCIAL REPORT PURSUANT TO REGULATION A For the fiscal semiannual period ended: August 31, 2019 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) Colorado 81-1007448 (State or other jurisdiction of (I.R.S. |
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October 17, 2019 |
VTXB / Vortex Brands Co. 253G2 - - 253G2 253G2 1 vtxb253g2.htm 253G2 OFFERING CIRCULAR SUPPLEMENT NO. 1 DATED OCTOBER 16, 2019 (To the offering circular dated February 22, 2019) Filed pursuant to Rule 253(g)(2) File No. 024-10875 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) COLORADO 81-1007448 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 3511 Del Paso Road, STE 160 PMB 208 S |
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July 17, 2019 |
VTXB / Vortex Brands Co. PART II - - PART II wordproof.doc PART II INFORMATION TO BE INCLUDED IN REPORT Item 1. Business Corporate History Vortex Brands Co. (“Vortex Brands”, “we”, “us”, “our”, or the "Company") was originally incorporated in the State of Colorado on May 6, 2005 under the name of Global Sunrise, Inc. On January 15, 2007 the Company changed its name to Zulu Energy Corp. On May 29, 2014, the Company changed its name to Vortex |
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July 17, 2019 |
VTXB / Vortex Brands Co. EX1K-11 CONSENT.1 - - EX_11.1 EXHIBIT 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form 1-K of Vortex Brands, Co. of our report dated July 16, 2019, relating to our audit of the consolidated financial statements, which appears in the Form 1-K of Vortex Brands, Co. for the period ended February 28, 2019. /s/ Haynie & Company Haynie & |
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February 22, 2019 |
Amended and Restated Articles of Incorporation, as filed on July 25, 2018 EXHIBIT 2.9 |
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February 22, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 11.1 EXHIBIT 11 Certified Public Accountants (a professional corporation) 50 West Broadway, Suite 600 Salt Lake City, UT 84101 (801) 532-7800 Fax (801) 328-4461 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Amendment No. |
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February 22, 2019 |
VTXB / Vortex Brands Co. FORM 1-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A/A Amendment No. 6 TIER II OFFERING OFFERING STATEMENT UNDER THE SECURITIES ACT OF 1933 VORTEX BRANDS, INC. (Exact name of registrant as specified in its charter) Date: February , 2019 Colorado 7389 81-1007448 (State of Other Jurisdiction Of Incorporation) (Primary Standard Classification Code) (IRS Employer Identifica |
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February 22, 2019 |
Statement of Correction of Articles of Incorporation, as filed on June 5, 2008 EXHIBIT 2.5 |
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February 22, 2019 |
EXHIBIT 6.2 MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 The purpose of this Memorandum of Understanding (“MOU”) is to outline the working arrangement and vendor relationship among the parties, including the duties of each party, effective December 31st, 2017. The first party consists of Blockchain Energy, Inc., a Colorado corporation referred to herein as “BEI”; an |
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February 22, 2019 |
EXHIBIT 2.13 CORPORATE BYLAWS OF VORTEX BRANDS, INC, INCORPORATED IN THE STATE OF COLORADO SECTION 1 Articles of Incorporation 1.1. The nature of the business or purposes of the corporation shall be as set forth in its articles of incorporation. These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the management of the business and conduct |
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February 22, 2019 |
Amended Articles of Incorporation, as filed on May 28, 2014 EXHIBIT 2.6 |
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February 22, 2019 |
Amended and Restated Articles of Incorporation, as filed on August 24, 2018 EXHIBIT 2.10 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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February 22, 2019 |
Series C Preferred Stock, as filed with the Colorado Secretary of State EXHIBIT 2.11 CERTIFICATE OF DESIGNATIONS OF RIGHTS, PRIVILEGES, AND PREFERENCES OF SERIES C PREFERRED STOCK OF VORTEX BRANDS CO. The name of this corporation is VORTEX BRANDS CO. I, Tom Olmstead, the Chief Executive Officer and Chief Financial Officer, respectively, of Vortex Brands Co.., a corporation organized and existing under the Laws of the State of Colorado (the “Corporation”), DO HEREBY CE |
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February 22, 2019 |
Amended Articles of Incorporation, as filed on June 11, 2014 EXHIBIT 2.7 3 4 5 |
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February 22, 2019 |
EXHIBIT 6.1 Termination of Relationship Agreement This Termination Agreement (the “Agreement”) is entered into on October 29, 2018 (the “Effective Date”). The parties to this agreement are: 1. “Party A” a. Vortex Brands, Inc. (OTC: VTXB) (“Vortex”), and all their subsidiaries including Blockchain Energy (“Blockchain”), Inc. b. Tripac Systems, Inc. (“Tripac”) c. Todd Higley. d. Robert Widner. 2. “P |
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February 22, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 12.1 EXHIBIT 12.1 February 21 , 2019 Vortex Brands, Inc. 3511 Del Paso Road, Ste. 160, PMB 208, Sacramento, CA 95835, United States Re: Offering Statement on Form 1-A Gentlemen: We are acting as counsel to Vortex Brands, Inc., a Colorado corporation (the Company), in connection with the proposed sale by the Company of up to 1,000,000,000 (the Offered Shares) of its Common Stock, par value $0.0001 per s |
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February 22, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 4 EXHIBIT 4.1 VORTEX BRANDS, INC. SUBSCRIPTION AGREEMENT NOTICE TO SUBSCRIBERS THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, SUBSCRIBERS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQU |
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February 22, 2019 |
Amended and Restated Articles of Incorporation, as filed on February 26, 2018 EXHIBIT 2.8 |
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February 22, 2019 |
Amended and Restated Articles of Incorporation, as filed on January 29, 2019 EXHIBIT 2.12 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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February 20, 2019 |
VORTEX BRANDS, INC. | Corporate: 213-260-0321 3511 Del Paso Road, Ste 160 PMB 208, Sacramento, CA 95835 February 20, 2019 VIA EDGAR AND OVERNIGHT MAIL Caleb French Geoff Kruczek, Senior Attorney Office of Electronics and Machinery Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Vortex Brands, Inc. (the “Company”) Offering |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 12.1 EXHIBIT 12.1 February 15, 2019 Vortex Brands, Inc. 3511 Del Paso Road, Ste. 160, PMB 208, Sacramento, CA 95835, United States Re: Offering Statement on Form 1-A Gentlemen: We are acting as counsel to Vortex Brands, Inc., a Colorado corporation (the Company), in connection with the proposed sale by the Company of up to 1,000,000,000 (the Offered Shares) of its Common Stock, par value $0.0001 per sh |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.8 EXHIBIT 2.8 |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.5 EXHIBIT 2.5 |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 11.1 EXHIBIT 11 Certified Public Accountants (a professional corporation) 50 West Broadway, Suite 600 Salt Lake City, UT 84101 (801) 532-7800 Fax (801) 328-4461 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Amendment No. |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.13 EXHIBIT 2.13 CORPORATE BYLAWS OF VORTEX BRANDS, INC, INCORPORATED IN THE STATE OF COLORADO SECTION 1 Articles of Incorporation 1.1. The nature of the business or purposes of the corporation shall be as set forth in its articles of incorporation. These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the management of the business and conduct |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 6.2 EXHIBIT 6.2 MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 The purpose of this Memorandum of Understanding (“MOU”) is to outline the working arrangement and vendor relationship among the parties, including the duties of each party, effective December 31st, 2017. The first party consists of Blockchain Energy, Inc., a Colorado corporation referred to herein as “BEI”; an |
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February 19, 2019 |
VTXB / Vortex Brands Co. FORM 1-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A/A Amendment No. 5 TIER II OFFERING OFFERING STATEMENT UNDER THE SECURITIES ACT OF 1933 VORTEX BRANDS, INC. (Exact name of registrant as specified in its charter) Date: February , 2019 Colorado 7389 81-1007448 (State of Other Jurisdiction Of Incorporation) (Primary Standard Classification Code) (IRS Employer Identifica |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.12 EXHIBIT 2.12 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.10 EXHIBIT 2.10 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.6 EXHIBIT 2.6 |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.7 EXHIBIT 2.7 3 4 5 |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 4 EX1A-4 SUBS AGMT 12 vtxbex41.htm EXHIBIT 4 EXHIBIT 4.1 VORTEX BRANDS, INC. SUBSCRIPTION AGREEMENT NOTICE TO SUBSCRIBERS THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, SUBSCRIBERS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQU |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.9 EXHIBIT 2.9 |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 6.1 EXHIBIT 6.1 Termination of Relationship Agreement This Termination Agreement (the “Agreement”) is entered into on October 29, 2018 (the “Effective Date”). The parties to this agreement are: 1. “Party A” a. Vortex Brands, Inc. (OTC: VTXB) (“Vortex”), and all their subsidiaries including Blockchain Energy (“Blockchain”), Inc. b. Tripac Systems, Inc. (“Tripac”) c. Todd Higley. d. Robert Widner. 2. “P |
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February 19, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.11 EXHIBIT 2.11 CERTIFICATE OF DESIGNATIONS OF RIGHTS, PRIVILEGES, AND PREFERENCES OF SERIES C PREFERRED STOCK OF VORTEX BRANDS CO. The name of this corporation is VORTEX BRANDS CO. I, Tom Olmstead, the Chief Executive Officer and Chief Financial Officer, respectively, of Vortex Brands Co.., a corporation organized and existing under the Laws of the State of Colorado (the “Corporation”), DO HEREBY CE |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 4 EXHIBIT 4.1 VORTEX BRANDS, INC. SUBSCRIPTION AGREEMENT NOTICE TO SUBSCRIBERS THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, SUBSCRIBERS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQU |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.9 EXHIBIT 2.9 |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.11 EXHIBIT 2.11 CERTIFICATE OF DESIGNATIONS OF RIGHTS, PRIVILEGES, AND PREFERENCES OF SERIES C PREFERRED STOCK OF VORTEX BRANDS CO. The name of this corporation is VORTEX BRANDS CO. I, Tom Olmstead, the Chief Executive Officer and Chief Financial Officer, respectively, of Vortex Brands Co.., a corporation organized and existing under the Laws of the State of Colorado (the “Corporation”), DO HEREBY CE |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.10 EXHIBIT 2.10 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.12 EXHIBIT 2.12 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.5 EXHIBIT 2.5 |
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February 2, 2019 |
VTXB / Vortex Brands Co. FORM 1-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A/A Amendment No. 4 TIER II OFFERING OFFERING STATEMENT UNDER THE SECURITIES ACT OF 1933 VORTEX BRANDS, INC. (Exact name of registrant as specified in its charter) Date: February , 2019 Colorado 7389 81-1007448 (State of Other Jurisdiction Of Incorporation) (Primary Standard Classification Code) (IRS Employer Identifica |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.6 EXHIBIT 2.6 |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.7 EXHIBIT 2.7 3 4 5 |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 6.1 EXHIBIT 6.1 Termination of Relationship Agreement This Termination Agreement (the “Agreement”) is entered into on October 29, 2018 (the “Effective Date”). The parties to this agreement are: 1. “Party A” a. Vortex Brands, Inc. (OTC: VTXB) (“Vortex”), and all their subsidiaries including Blockchain Energy (“Blockchain”), Inc. b. Tripac Systems, Inc. (“Tripac”) c. Todd Higley. d. Robert Widner. 2. “P |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 2.8 EXHIBIT 2.8 |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 6.2 EXHIBIT 6.2 MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 The purpose of this Memorandum of Understanding (“MOU”) is to outline the working arrangement and vendor relationship among the parties, including the duties of each party, effective December 31st, 2017. The first party consists of Blockchain Energy, Inc., a Colorado corporation referred to herein as “BEI”; an |
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February 2, 2019 |
VTXB / Vortex Brands Co. EXHIBIT 11.1 EXHIBIT 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Amendment No. 4 to the Registration Statement on Form 1-A of Vortex Brands, Co. of our report dated July 27, 2018, relating to our audit of the consolidated financial statements, which appears in the Amendment No. 4 to the Form 1-A of Vortex Brands, Co. for the period ended Fe |
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February 1, 2019 |
February 1, 2019 VIA EDGAR United States Securities and Exchange Commission Washington, D. |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 6.2 EXHIBIT 6.2 MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 The purpose of this Memorandum of Understanding (“MOU”) is to outline the working arrangement and vendor relationship among the parties, including the duties of each party, effective December 31st, 2017. The first party consists of Blockchain Energy, Inc., a Colorado corporation referred to herein as “BEI”; an |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 6.1 EXHIBIT 6.1 Termination of Relationship Agreement This Termination Agreement (the “Agreement”) is entered into on October 29, 2018 (the “Effective Date”). The parties to this agreement are: 1. “Party A” a. Vortex Brands, Inc. (OTC: VTXB) (“Vortex”), and all their subsidiaries including Blockchain Energy (“Blockchain”), Inc. b. Tripac Systems, Inc. (“Tripac”) c. Todd Higley. d. Robert Widner. 2. “P |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.9 EXHIBIT 2.9 |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 11.1 EXHIBIT 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Amendment No. 2 to the Registration Statement on Form 1-A of Vortex Brands, Co. of our report dated July 27, 2018, relating to our audit of the consolidated financial statements, which appears in the Amendment No. 2 to the Form 1-A of Vortex Brands, Co. for the period ended Fe |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 4 EXHIBIT 4.1 VORTEX BRANDS, INC. SUBSCRIPTION AGREEMENT NOTICE TO SUBSCRIBERS THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, SUBSCRIBERS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQU |
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December 13, 2018 |
VTXB / Vortex Brands Co. FORM 1-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A/A Amendment No. 3 TIER II OFFERING OFFERING STATEMENT UNDER THE SECURITIES ACT OF 1933 VORTEX BRANDS, INC. (Exact name of registrant as specified in its charter) Date: December, 2018 Colorado 7389 81-1007448 (State of Other Jurisdiction Of Incorporation) (Primary Standard Classification Code) (IRS Employer Identificat |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.5 EXHIBIT 2.5 |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.7 EXHIBIT 2.7 3 4 5 |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.8 EXHIBIT 2.8 |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.10 EXHIBIT 2.10 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.11 EXHIBIT 2.11 CERTIFICATE OF DESIGNATIONS OF RIGHTS, PRIVILEGES, AND PREFERENCES OF SERIES C PREFERRED STOCK OF VORTEX BRANDS CO. The name of this corporation is VORTEX BRANDS CO. I, Tom Olmstead, the Chief Executive Officer and Chief Financial Officer, respectively, of Vortex Brands Co.., a corporation organized and existing under the Laws of the State of Colorado (the “Corporation”), DO HEREBY CE |
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December 13, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.6 EXHIBIT 2.6 |
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December 13, 2018 |
December 13, 2018 Via Edgar United States Securities and Exchange Commission Washington, D. |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 6.2 EXHIBIT 6.2 MEMORANDUM OF UNDERSTANDING VENDOR RELATIONSHIP Effective: December 31, 2017 The purpose of this Memorandum of Understanding (“MOU”) is to outline the working arrangement and vendor relationship among the parties, including the duties of each party, effective December 31st, 2017. The first party consists of Blockchain Energy, Inc., a Colorado corporation referred to herein as “BEI”; an |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.5 EXHIBIT 2.5 |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.6 EXHIBIT 2.6 |
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November 29, 2018 |
VTXB / Vortex Brands Co. FORM 1-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A/A Amendment No. 2 TIER II OFFERING OFFERING STATEMENT UNDER THE SECURITIES ACT OF 1933 CURRENT REPORT  VORTEX BRANDS, INC. (Exact name of registrant as specified in its charter) Date: November , 2018 Colorado 7389 81-1007448 (State of Other Jurisdiction Of Incorporation) (Primary Standard Classification Code) (IR |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.8 EXHIBIT 2.8 |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.9 vtxb_ex29.htm EXHIBIT 2.9 |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 11.1 EXHIBIT 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Amendment No. 2 to the Registration Statement on Form 1-A of Vortex Brands, Co. of our report dated July 27, 2018, relating to our audit of the consolidated financial statements, which appears in the Amendment No. 2 to the Form 1-A of Vortex Brands, Co. for the period ended Fe |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 4 vtxb_ex41.htm EXHIBIT 4.1 VORTEX BRANDS, INC. SUBSCRIPTION AGREEMENT NOTICE TO SUBSCRIBERS THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 6.1 EXHIBIT 6.1 Termination of Relationship Agreement This Termination Agreement (the “Agreement”) is entered into on October 29, 2018 (the “Effective Date”). The parties to this agreement are: 1. “Party A” a. Vortex Brands, Inc. (OTC: VTXB) (“Vortex”), and all their subsidiaries including Blockchain Energy (“Blockchain”), Inc. b. Tripac Systems, Inc. (“Tripac”) c. Todd Higley. d. Robert Widner. 2. “P |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.11 EXHIBIT 2.11 CERTIFICATE OF DESIGNATIONS OF RIGHTS, PRIVILEGES, AND PREFERENCES OF SERIES C PREFERRED STOCK OF VORTEX BRANDS CO. The name of this corporation is VORTEX BRANDS CO. I, Tom Olmstead, the Chief Executive Officer and Chief Financial Officer, respectively, of Vortex Brands Co.., a corporation organized and existing under the Laws of the State of Colorado (the “Corporation”), DO HEREBY CE |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.7 EXHIBIT 2.7 3 4 5 |
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November 29, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.10 EXHIBIT 2.10 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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November 29, 2018 |
CORRESP 1 filename1.htm November 29, 2018 Via Edgar United States Securities and Exchange Commission Washington, D.C. 20549 Geoff Kruczek Senior Attorney Office of Information Technologies and Services Re: Vortex Brands, Inc. Offering Statement on Form 1-A Filed July 30, 2018 File No. 024-10875 Ladies and Gentlemen: On behalf of Vortex Brands, Inc. (the “Company”), enclosed for review by the Secur |
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September 1, 2018 |
VTXB / Vortex Brands Co. FORM 1-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A/A Amendment No. 1 TIER II OFFERING OFFERING STATEMENT UNDER THE SECURITIES ACT OF 1933 CURRENT REPORT  VORTEX BRANDS, INC. (Exact name of registrant as specified in its charter) Date: August , 2018 Colorado 7389 81-1007448 (State of Other Jurisdiction Of Incorporation) (Primary Standard Classification Code) (IRS |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.9 EXHIBIT 2.9 |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.8 EXHIBIT 2.8 |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.7 EXHIBIT 2.7 3 4 5 |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.6 EXHIBIT 2.6 |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.10 EXHIBIT 2.10 ARTICLE I Name The name of the corporation is Vortex Brands (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: a) To engage in any lawful business activity from time to time authorized or approved by the board of directors of this corporation; b) To act as principal, a |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 4 EXHIBIT 4.1 SUBSCRIPTION AGREEMENT Vortex Brands This Subscription Agreement relates to the sale of up to Offered Shares of Vortex Brands, Inc., a Colorado corporation (the "Company"), pursuant to the Company's offering under Tier II of Regulation A promulgated under the Securities Act of 1933, as amended ("Securities Act"). To purchase Offered Shares of the Company, an investor you must complete |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 11.1 EXHIBIT 11.1 Certified Public Accountants (a professional corporation) 50 West Broadway, Suite 600 Salt Lake City, UT 84101 (801) 532-7800 Fax (801) 328-4461 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Amendment No. 1 to the Registration Statement on Form 1-A of Vortex Brands, Co. of our report dated July 27, 2018, relating to our a |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.5 EXHIBIT 2.5 |
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September 1, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.11 EXHIBIT 2.11 CERTIFICATE OF DESIGNATIONS OF RIGHTS, PRIVILEGES, AND PREFERENCES OF SERIES C PREFERRED STOCK OF VORTEX BRANDS CO. The name of this corporation is VORTEX BRANDS CO. I, Tom Olmstead, the Chief Executive Officer and Chief Financial Officer, respectively, of Vortex Brands Co.., a corporation organized and existing under the Laws of the State of Colorado (the “Corporation”), DO HEREBY CE |
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August 31, 2018 |
August 31, 2018 Via Edgar United States Securities and Exchange Commission Washington, D. |
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July 30, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.5 EXHIBIT 2.5 |
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July 30, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.9 EXHIBIT 2.9 |
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July 30, 2018 |
VTXB / Vortex Brands Co. FORM 1-A vtxb_1a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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July 30, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.8 EXHIBIT 2.8 |
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July 30, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.6 EXHIBIT 2.6 |
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July 30, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 11.1 EXHIBIT 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form 1-A of Vortex Brands, Co. of our report dated July 27, 2018, relating to our audit of the consolidated financial statements, which appears in the Form 1-A of Vortex Brands, Co. for the period ended February 28, 2018. /s/ Haynie & Company Haynie & |
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July 30, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.10 EXHIBIT 2.10 CERTIFICATE OF DESIGNATIONS OF RIGHTS, PRIVILEGES, AND PREFERENCES OF SERIES C PREFERRED STOCK OF VORTEX BRANDS CO. The name of this corporation is VORTEX BRANDS CO. I, Tom Olmstead, the Chief Executive Officer and Chief Financial Officer, respectively, of Vortex Brands Co.., a corporation organized and existing under the Laws of the State of Colorado (the “Corporation”), DO HEREBY CE |
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July 30, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 4 EXHIBIT 4.1 SUBSCRIPTION AGREEMENT Vortex Brands This Subscription Agreement relates to the sale of up to Offered Shares of Vortex Brands, Inc., a Colorado corporation (the "Company"), pursuant to the Company's offering under Tier II of Regulation A promulgated under the Securities Act of 1933, as amended ("Securities Act"). To purchase Offered Shares of the Company, an investor you must complete |
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July 30, 2018 |
VTXB / Vortex Brands Co. EXHIBIT 2.7 EXHIBIT 2.7 3 4 5 |
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January 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2015 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-52272 (Commission File No.) (IRS |
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January 29, 2015 |
VTXB / Vortex Brands Co. 15-12G - - 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-52272 VORTEX BRANDS CO. (Exact name of registrant as specified in its c |
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December 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2014 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-52272 (Commission File No.) (IRS |
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November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2014 VORTEX BRANDS CO. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-52272 (Commission File No.) (IRS |
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October 3, 2014 |
VTXB / Vortex Brands Co. 10-12G/A - - 10-12G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10 Amendment No. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Vortex Brands Co. (Exact name of registrant as specified in its charter) Colorado 3949 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (IRS Employer Identification No.) 28202 C |
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August 29, 2014 |
INTELLECTUAL PROPERTY LICENSE AGREEMENT EX-10.1 6 vortexex101.htm LICENSE AGREEMENT EXHIBIT 10.1 INTELLECTUAL PROPERTY LICENSE AGREEMENT This INTELLECTUAL PROPERTY LICENSE AGREEMENT (this "Agreement"), made and entered into this 29th day of May, 2014 (the "Effective Date"), by and between Innovative Sport Brands, Inc. ("Licensor"), and Vortex Brands Co. ("Company") (each, a "Party", and collectively the "Parties"), W I T N E S S E T H : |
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August 29, 2014 |
EX-3.1 2 vortexex31.htm RESTATED AND AMENDED ARTICLES OF INCORPORATION EXHIBIT 3.1 ARTICLE I Name The name of the corporation is Vortex Brands. Co. (the “Corporation”) ARTICLE II Duration This corporation has perpetual existence. ARTICLE III Corporation Purposes The purposes for which the corporation is formed are: (a) To engage in any lawful business activity from time to time authorized or appro |
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August 29, 2014 |
VTXB / Vortex Brands Co. 10-12G - - FORM 10-12G 10-12G 1 vortex1012g.htm FORM 10-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Vortex Brands Co. (Exact name of registrant as specified in its charter) Colorado 3949 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (IRS Employer Identi |
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August 29, 2014 |
BY-LAWS OF VORTEX BRANDS CO. SECTION 1 Certification of Incorporation EXHIBIT 3.2 BY-LAWS OF VORTEX BRANDS CO. SECTION 1 Certification of Incorporation 1.1. The nature of the business or purposes of the corporation shall be as set forth in its certificate of incorporation. These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the management of the business and conduct of the affairs of the corporation shall be |
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August 29, 2014 |
CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS SERIES B PREFERRED STOCK VORTEX BRANDS CO. EX-3.4 5 vortexex34.htm SERIES B PREFERRED STOCK DESIGNATION EXHIBIT 3.4 CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS of SERIES B PREFERRED STOCK of VORTEX BRANDS CO. Vortex Brands Co. a corporation organized and existing under the laws of the State of Colorado (the “Corporation”), hereby certifies that the Board of Directors of the Corporation (the “Board of Directors” or the “Board”), purs |
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August 29, 2014 |
EX-3.3 4 vortexex33.htm SERIES A PREFERRED STOCK DESIGNATION EXHIBIT 3.3 CERTIFICATE OF DESIGNATIONS OF RIGHTS, PRIVILEGES, AND PREFERENCES OF SERIES A SUPER VOTING PREFERRED STOCK OF VORTEX BRANDS CO. The name of this corporation is VORTEX BRANDS CO. I, Tom Olmstead, the Chief Executive Officer and Chief Financial Officer, respectively, of Vortex Brands Co.., a corporation organized and existing |
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August 29, 2014 |
CODE OF BUSINESS CONDUCT AND ETHICS VORTEX BRANDS CO. EX-14.1 7 vortexex141.htm CODE OF ETHICS EXHIBIT 14.1 CODE OF BUSINESS CONDUCT AND ETHICS VORTEX BRANDS CO. I. INTRODUCTION. Vortex Brands Co. together with all of its subsidiaries (the "Company") seeks at all times to conduct its business in accordance with the highest standards of ethical conduct and in compliance with all laws, rules and regulations. This Code of Business Conduct and Ethics (th |
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March 5, 2009 |
ZULU ENERGY CORP. COMMON STOCK PURCHASE WARRANT EX-10.2 3 v141984ex10-2.htm THE SECURITIES REPRESENTED BY THIS DOCUMENT HAVE NOT BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), AND ARE ‘RESTRICTED SECURITIES’ AS THAT TERM IS DEFINED IN RULE 144 UNDER THE 1933 ACT. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO A |
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March 5, 2009 |
8-K 1 v1419848k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2009 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdiction of Incorporation) |
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March 5, 2009 |
EX-10.1 2 v141984ex10-1.htm SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the 19th day of February 2009 by and between Zulu Energy Corp., a Colorado corporation (the “Company”), and Europe Group Invest S.A., a Panamanian corporation (the “Purchaser”). Recitals A. The Company and the Purchaser are executing and delivering this Agreement in relianc |
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February 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 17, 2009 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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January 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) ZULU ENERGY CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 989775101 (CUSIP Number) Brian Hughes LMA Hughes LLLP 8400 Prentice Avenue, PH 1500 Greenwood Village, CO 80111 (303) 409-7625 (Name, Address and Te |
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November 19, 2008 |
10-Q 1 v13284810q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 000- |
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November 17, 2008 |
8-K 1 v1325538k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdictio |
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November 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a |
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November 17, 2008 |
United States Securities and Exchange Commission Form 12b-25 United States Securities and Exchange Commission Form 12b-25 SEC File No. 000-52272 CUSIP No. 989775101 NOTIFICATION OF LATE FILING (Check One): o Form 10-K; o Form 20-F; o Form 11-K; x Form 10-Q; o Form 10-D;o Form N-SAR; o Form N-CSR For Period Ended: September 30, 2008 o Transition report on Form 10-K and Form 10-KSB o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition |
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September 24, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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September 22, 2008 |
EX-99.1 2 v126997ex99-1.htm ZULU ENERGRY 950 17th Street, Suite 2300 Denver, CO 80202 Rubenstein Investor Relations Contact: Tim Clemensen, Tel: 212-843-9337 Email: [email protected] Rubenstein Public Relations Contact: Olga Shmuklyer, Tel: 212-843-8364 Email: [email protected] FOR IMMEDIATE RELEASE ZULU ENERGY ANNOUNCES NATURAL GAS DISCOVERY Subsidiary in Botswana, Nyati Resou |
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September 22, 2008 |
Regulation FD Disclosure, Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v1269978k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdiction of Incorpora |
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September 19, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ZULU ENERGY CORP. (Exact Name of Registrant as Specified in its Charter) Colorado 20-3281304 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification Number) 950 17th Street, Suite 2300 Denver, Colorado 80202 (720) 961-3255 (Address, Inclu |
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August 26, 2008 | ||
August 26, 2008 |
8-K 1 v1248758-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 26, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdiction of Incorporati |
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August 20, 2008 |
GRANTEE: AWARD NO. 2008- DATE OF GRANT: NUMBER OF RSUs: ZULU ENERGY CORP. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN * * * FORM OF EXECUTIVE OFFICER RESTRICTED STOCK UNIT AGREEMENT This RESTRICTED STOCK UNIT AGREEMENT, effective as of , 2008 (the ?Effective Date?), is entered into by and among ZULU ENERGY CORP., a Colorado corporation (together with its successors and assigns, the ?Company?), |
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August 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdiction of Incorporation) (Commission File |
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August 20, 2008 |
EX-10.2 3 v124401ex10-2.htm OPTION HOLDER: AWARD NO. 2008- DATE OF GRANT: NUMBER OF SHARES: EXERCISE PRICE: ZULU ENERGY CORP. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN FORM OF EXECUTIVE OFFICER NON-INCENTIVE STOCK OPTION AGREEMENT This NON-INCENTIVE STOCK OPTION AGREEMENT (this "Agreement"), effective as of , 2008 (the "Grant Date"), is entered into by and among ZULU ENERGY CORP., a Colorado |
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August 19, 2008 | ||
August 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 000-52272 ZULU ENERGY CORP. (Ex |
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August 19, 2008 | ||
August 19, 2008 |
ZULU ENERGY CORP. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN FORM OF DIRECTOR NON-INCENTIVE STOCK OPTION AGREEMENT Zulu Energy Corp. (the ?Company?), pursuant to its Amended and Restated 2008 Equity Incentive Plan (the ?Plan?), hereby grants to Optionee listed below (?Optionee?), an option to purchase the number of shares of the Company?s Common Stock set forth below, subject to the terms and |
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August 19, 2008 |
ZULU ENERGY CORP. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN EX-10.10 2 v124235ex10-10.htm ZULU ENERGY CORP. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN This Amended and Restated 2008 Equity Incentive Plan (the "Plan") is adopted in consideration for services rendered and to be rendered to Zulu Energy Corp. 1. Definitions. The terms used in this Plan shall, unless otherwise indicated or required by the particular context, have the following meanings: Ag |
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August 18, 2008 |
POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints Jacqueline Ahmed, the undersigned's true and lawful attorney-in-fact and agent to: (1) execute for and on behalf of the undersigned, an officer, director or holder of 10% of more of a registered class of securities of Zulu Energy Corp. |
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August 14, 2008 |
United States Securities and Exchange Commission Form 12b-25 NT 10-Q 1 v123775nt10q.htm United States Securities and Exchange Commission Form 12b-25 SEC File No. 000-52272 CUSIP No. 989775101 NOTIFICATION OF LATE FILING (Check One): o Form 10-K; o Form 20-F; o Form 11-K; x Form 10-Q; o Form 10-D; o Form N-SAR; oForm N-CSR For Period Ended: June 30, 2008 o Transition report on Form 10-K and Form 10-KSB o Transition Report on Form 20-F o Transition Report on |
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July 28, 2008 |
POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Albert J. |
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July 28, 2008 |
POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Mark R. |
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July 28, 2008 |
POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Albert J. |
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July 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ZULU ENERGY CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 989775101 (CUSIP Number) Brian Hughes LMA Hughes LLLP 8400 Prentice Avenue, PH 1500 Greenwood Village, CO 80111 (303) 498-7625 (Name, Address and Telephone Number of |
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July 28, 2008 |
POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Albert J. |
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July 24, 2008 |
Regulation FD Disclosure, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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July 24, 2008 |
POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Albert J. |
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July 24, 2008 |
FOR IMMEDIATE RELEASE: July 24, 2008 NEWS OTCBB: ZLUE Zulu Energy Corp. Spuds Two Additional Coal Bed Methane Exploration Wells in Botswana DENVER, Colorado - Zulu Energy Corp. (OTCBB: ZLUE) (“Zulu Energy” or the “Company”) today announced it has spudded two additional wells under its coal bed methane exploration program on the Company’s Pandamatenga licenses in northeastern Botswana, Africa. The |
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July 18, 2008 |
POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Albert J. |
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July 10, 2008 | ||
July 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2008 (July 3, 2008) ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3281304 (State or Other Jurisdiction of Incorporation) (Com |
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June 16, 2008 |
ZULU ENERGY CORP. CHAIRMAN'S EXPENSE AND COMPENSATION POLICY EX-10.1 2 v117485ex10-1.htm ZULU ENERGY CORP. CHAIRMAN'S EXPENSE AND COMPENSATION POLICY On June 10, 2008, the Board of Directors (the “Board”) of Zulu Energy Corp. (the “Company”), approved this Chairman’s Expense and Compensation Policy (the “Policy”). In light of the substantial time and travel requirements of the Chairman of the Board on behalf of the Company, the Board determined that it is i |
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June 16, 2008 |
ZULU ENERGY CORP. EXECUTIVE COMMITTEE CHARTER as of June 10, 2008 ZULU ENERGY CORP. EXECUTIVE COMMITTEE CHARTER as of June 10, 2008 Purpose and Limitations on Authority Pursuant to Article III, Section 11 of the Company?s Amended and Restated Bylaws, the Board of Directors hereby establishes an Executive Committee (the ?Executive Committee?) which shall have and may exercise all of the authority of the Board of Directors (the ?Board?) in the business and affairs |
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June 16, 2008 |
8-K 1 v1174858k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2008 (June 10, 2008) ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction o |
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June 5, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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June 4, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A Amendment No. 2 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 Commission File Number 000-52272 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 20-3281304 State or other jurisdicti |
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June 3, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-QSB/A Amendment No. 1 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2007 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-11284 |
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June 3, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A Amendment No. 1 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2007 Commission File Number 000-52272 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 20-3281304 State or other jurisdiction of (I.R.S. Employer |
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May 28, 2008 | ||
May 28, 2008 |
Zulu Energy Corp. 122 N. Main Street Sheridan, Wyoming 82801 Telephone: (307) 751-5517 EX-10.2 11 v115807ex10-2.htm Zulu Energy Corp. 122 N. Main Street Sheridan, Wyoming 82801 Telephone: (307) 751-5517 May 21, 2008 Dear Mr. Weisgerber: This letter agreement (the “Agreement”) reflects the terms and conditions under which the holders (individually an “Option Holder” and collectively the “Option Holders”) of options (the “Options”) to purchase shares (the “Shares”) of common stock (th |
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May 28, 2008 |
8-K 1 v1158078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction of Incorporation) |
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May 20, 2008 |
Statement of Correction of Articles of Incorporation, as filed on May 2, 2008 |
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May 20, 2008 |
EX-10.15 16 v115081ex10-15.htm EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into on May 14, 2008 (the “Effective Date”) by and between Zulu Energy Corp., a Colorado corporation, with an office located at 122 N. Main Street, Sheridan, Wyoming 82801 (“Company”) and Satyendra Deshpande, an individual with an address of 3358 Daley Center Drive, #1406, San Diego, |
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May 20, 2008 |
Amended Articles of Incorporation, as filed on January 15, 2007 |
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May 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 000-52272 ZULU ENERGY CORP. (E |
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May 16, 2008 |
United States Securities and Exchange Commission Form 12b-25 United States Securities and Exchange Commission Form 12b-25 SEC File No. 000-52272 CUSIP No. 989775101 NOTIFICATION OF LATE FILING (Check One): oForm 10-K and Form 10-KSB; oForm 20-F; oForm 11-K; xForm 10-Q and Form 10-QSB; oForm N-SAR For Period Ended: March 31, 2008 Transition report on Form 10-K and Form 10-KSB Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on |
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May 14, 2008 |
EX-7.2 3 v114134ex7-2.htm Exhibit 7.2 May 14, 2008 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Commissioners: We have read the statements made by Zulu Energy Corp., which we understand will be filed with the Commission, pursuant to Item 4.02 of Form 8-K, as part of the Company’s Form 8-K report dated May 14, 2008. We agree with the statements in Item 4.02 of su |
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May 14, 2008 |
Exhibit 7.1 May 14, 2008 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Commissioners: We have read the statements made by Zulu Energy Corp., which we understand will be filed with the Commission, pursuant to Item 4.02 of Form 8-K, as part of the Company’s Form 8-K report dated May 14, 2008. We agree with the statements in Item 4.02 of such Form 8-K as it refers t |
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May 14, 2008 |
8-K 1 v1141348k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction of Incorporation) |
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May 9, 2008 |
ZULU ENERGY CORP. WARRANT TO PURCHASE ___________ SHARES OF COMMON STOCK THE SECURITIES REPRESENTED HEREBY MAY NOT BE TRANSFERRED UNLESS (I) SUCH SECURITIES HAVE BEEN REGISTERED FOR SALE PURSUANT TO THE SECURITIES ACT OF 1933, AS AMENDED, (II) SUCH SECURITIES MAY BE SOLD PURSUANT TO RULE 144, OR (III) THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO IT THAT SUCH TRANSFER MAY LAWFULLY BE MADE WITHOUT REGISTRATION UNDER THE SECURITIES ACT OR QUALIFICATION UNDER APPLICABLE STATE SECURITIES LAWS. |
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May 9, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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May 9, 2008 |
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is entered into as of this day of April, 2008, by and between Zulu Energy Corp. |
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May 9, 2008 |
_________________________ SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT IS EXECUTED IN RELIANCE UPON (1) THE EXEMPTION PROVIDED BY SECTION 4(2) AND REGULATION D, RULE 506 FOR TRANSACTIONS NOT INVOLVING A PUBLIC OFFERING UNDER THE U. |
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May 9, 2008 |
FOR IMMEDIATE RELEASE:NEWS May 9, 2008 OTCBB: ZLUE Zulu Energy Corp. Raises $8.0 Million in Private Placement Proceeds to Fund Coalbed Methane Development Operations in Botswana, Africa SHERIDAN, Wyoming - Zulu Energy Corp. (OTCBB: ZLUE) (“Zulu Energy” or the “Company”) today announced it has raised $8.0 million in a private placement of its securities with institutional accredited investors. The |
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May 2, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2008 (April 28, 2008) ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction of Incorporation) (Com |
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May 2, 2008 |
ZULU ENERGY CORP. RESTRICTED STOCK AGREEMENT EX-10.1 2 v112567ex10-1.htm a ZULU ENERGY CORP. RESTRICTED STOCK AGREEMENT Zulu Energy Corp., a Colorado corporation (the “Company”), hereby grants shares of its common stock (the “Stock”) to the Grantee named below, subject to the vesting conditions set forth in the attachment. Additional terms and conditions of the grant are set forth in this cover sheet and in the attachment. Grant Date: Name o |
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May 2, 2008 |
ZULU ENERGY CORP. 2008 STOCK INCENTIVE PLAN FORM OF STOCK OPTION AGREEMENT EX-10.2 3 v112567ex10-2.htm qwsas ZULU ENERGY CORP. 2008 STOCK INCENTIVE PLAN FORM OF STOCK OPTION AGREEMENT Zulu Energy Corp. (the “Company”), pursuant to its 2008 Stock Incentive Plan (the “Plan”), hereby grants to Optionee listed below (“Optionee”), an option to purchase the number of shares of the Company’s Common Stock set forth below, subject to the terms and conditions of the Plan and this |
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April 29, 2008 |
Zulu Energy Corp. Code of Business Conduct and Ethics The success of Zulu Energy Corp. (also referred to as the “Company”) is highly dependent on its ability to work in the community. The Board of Directors of Zulu Energy has adopted the following Code of Business Conduct and Ethics to protect the reputation and effectiveness of the Company, and to promote compliance with applicable laws and regul |
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April 29, 2008 |
Zulu Energy Corp. 122 N. Main Street Sheridan, Wyoming 82801 Telephone: (307) 751-5517 EX-10.7 5 v111855ex10-7.htm Zulu Energy Corp. 122 N. Main Street Sheridan, Wyoming 82801 Telephone: (307) 751-5517 April 25, 2008 To: Swansi Holdings Corp. (“Swansi”), which is to receive warrants (the “Warrants”) to purchase shares of common stock (the “Common Stock”) of Zulu Energy Corp. (the “Company”) Dear Sirs: As you may be aware, the Company is in the process of obtaining funds through one |
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April 29, 2008 |
ZULU ENERGY CORP. 2008 EQUITY INCENTIVE PLAN EX-10.8 6 v111855ex10-8.htm ZULU ENERGY CORP. 2008 EQUITY INCENTIVE PLAN This 2008 Equity Incentive Plan (the "Plan") is adopted in consideration for services rendered and to be rendered to Zulu Energy Corp. 1. Definitions. The terms used in this Plan shall, unless otherwise indicated or required by the particular context, have the following meanings: Agreement: The written agreement (and any amen |
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April 29, 2008 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION ZULU ENERGY CORP. EX-3.1(B) 2 v111855ex3-1b.htm AMENDED AND RESTATED ARTICLES OF INCORPORATION OF ZULU ENERGY CORP. Pursuant to Sections 7-110-103 and 7-110-107 of the Colorado Business Corporation Act, the undersigned corporation certifies to the Secretary of State of Colorado that (i) the following amendments to the Articles of Incorporation of ZULU ENERGY CORP. (the “Corporation”) were adopted by the Board of Di |
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April 29, 2008 |
Zulu Energy Corp. 122 N. Main Street Sheridan, Wyoming 82801 Telephone: (307) 751-5517 EX-10.6 4 v111855ex10-6.htm Zulu Energy Corp. 122 N. Main Street Sheridan, Wyoming 82801 Telephone: (307) 751-5517 April 25, 2008 To: The holders of options (individually an “Option Holder” and collectively the “Option Holders”) to purchase shares (the “Shares”) of common stock (the “Common Stock”) of Zulu Energy Corp. (the “Company”) Dear Option Holder: This letter agreement (the “Agreement”) set |
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April 29, 2008 |
EX-10.9 7 v111855ex10-9.htm THIS LEASE HAS IMPORTANT LEGAL CONSEQUENCES. THE PARTIES SHOULD CONSULT LEGAL COUNSEL BEFORE SIGNING. WYOMING COMMERCIAL LEASE (Gross) This Commercial Lease (the "Lease") is made on February 1, 2008 and is entered into by and between Landlord (as defined below) and Tenant (as defined below). In consideration of the payment of the Rent (as defined below); all costs, char |
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April 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A Amendment No. 1 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 Commission File Number 000-52272 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 20-3281304 State or other jurisdiction of (I.R.S. Empl |
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April 29, 2008 |
AMENDED AND RESTATED ZULU ENERGY CORP. ARTICLE I EX-3.2 3 v111855ex3-2.htm AMENDED AND RESTATED BYLAWS OF ZULU ENERGY CORP. ARTICLE I OFFICES The principal office of the corporation shall be designated from time to time by the corporation and may be within or outside of Colorado. The corporation may have such other offices, either within or outside Colorado, as the board of directors may designate or as the business of the corporation may requir |
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April 21, 2008 |
8-K 1 v1111708k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2008 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction of Incorporation |
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April 21, 2008 |
EX-10.1 2 v111170ex10-1.htm Employment Agreement THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of March 1, 2008 (the “Effective Date”) by and between Zulu Energy Corp., a Colorado corporation (the “Company”) and Paul Stroud, an individual (“Employee”). WHEREAS, the Company desires to retain the services of Employee as set forth herein, and WHEREAS, Employee is willing to |
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April 21, 2008 |
EX-10.3 4 v111170ex10-3.htm Employment Agreement THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of March 1, 2008 (the “Effective Date”) by and between Zulu Energy Corp., a Colorado corporation (the “Company”) and Keith Reeves, an individual (“Employee”). WHEREAS, the Company desires to retain the services of Employee as set forth herein, and WHEREAS, Employee is willing to |
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April 21, 2008 |
Employment Agreement THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of March 1, 2008 (the “Effective Date”) by and between Zulu Energy Corp. |
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April 15, 2008 |
Exhibit 21 LIST OF SUBSIDIARIES Nyati Mauritius Limited, a company organized under the laws of the Republic of Mauritius Nyati Resources Limited, a company organized under the laws of the Republic of Mauritius Nyati Resources Botswana (Proprietary) Limited, a company organized under the laws of the Republic of Botswana |
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April 15, 2008 |
10KSB 1 v11070310ksb.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 Commission File Number 000-52272 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 20-3281304 State or other jurisdiction of (I.R. |
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March 28, 2008 |
United States Securities and Exchange Commission Form 12b-25 United States Securities and Exchange Commission Form 12b-25 SEC File No. 000-52272 CUSIP No. 989775101 NOTIFICATION OF LATE FILING (Check One): Form 10-K and Form 10-KSB; Form 20-F; Form 11-K; Form 10-Q and Form 10-QSB; Form N-CSR For Period Ended: X Transition report on Form 10-K and Form 10-KSB Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transiti |
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February 12, 2008 |
MADSEN & ASSOCIATES CPA?S, INC 684 EAST VINE STREET STE 3 MURRAY, UTAH 84107 (801) 268-2632 MADSEN & ASSOCIATES CPA’S, INC EXHIBIT 16.1 MADSEN & ASSOCIATES CPA’S, INC 684 EAST VINE STREET STE 3 MURRAY, UTAH 84107 (801) 268-2632 February 12, 2008 Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549 Ladies and Gentlemen: We have read the statements that Zulu Energy Corp. has included under “Change in Registrant’s Certifying Accountant” of the Form 8-K to be filed on |
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February 12, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2008 (February 8, 2008) ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction of Incorporati |
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December 27, 2007 |
- Converted by SECPublisher 4.1.0.0, created by BCL Technologies Inc., for SEC Filing STOCK EXCHANGE AGREEMENT AND PLAN OF REORGANIZATION AMONG ZULU ENERGY CORP. NYATI MAURITIUS LIMITED AND LMA HUGHES LLLP Dated as of December 19, 2007 TABLE OF CONTENTS Section Page Article I EXCHANGE OF SHARES 1 1.1 Exchange of Shares 1 Article II DELIVERY OF CERTIFICATES BY SELLER 2 2.1 Delivery of Shares 2 Arti |
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December 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2007 ZULU ENERGY CORP. (Exact name of registrant as specified in its charter) Colorado 000-52272 20-3437301 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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December 27, 2007 |
ZULU ENERGY CORP. 1066 West Hastings Street, Suite 2610 Vancouver, BC v6e 3x2 Converted by EDGARwiz ZULU ENERGY CORP. 1066 West Hastings Street, Suite 2610 Vancouver, BC v6e 3x2 December 19, 2007 LMA Hughes LLLP c/o Nerine Trust Company PO Box 434, Nerine House, St George's Place St. Peter Port Guernsey, GY1 3ZG Channel Islands Attn: Phil Lockett, Esq., Executive Director Re: Tax Indemnification Zulu Energy Corp., for itself and its subsidiaries (including, but not limited |
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December 27, 2007 |
STOCK PURCHASE AGREEMENT ZULU ENERGY CORP. AND SWANSI HOLDINGS CORP. Dated as of December 19, 2007 EX-10.2 4 ex10two.htm STOCK PURCHASE AGREEMENT BETWEEN ZULU ENERGY CORP. AND SWANSI HOLDINGS CORP. Dated as of December 19, 2007 267670 TABLE OF CONTENTS Section Page Article I SALE AND PURCHASE OF SHARES 1 1.1 Sale and Purchase of Shares 1 Article II PURCHASE PRICE AND PAYMENT 1 2.1 Amount of Purchase Price 1 2.2 Payment of Purchase Price 1 Article III CLOSING AND TERMINATION 2 3.1 Closing Date 2 |
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December 27, 2007 |
FOR IMMEDIATE RELEASE: NEWS December 24, 2007 OTCBB: ZLUE Zulu Energy Corp. Completes Botswana Acquisition DENVER, Colorado – Zulu Energy Corp. (OTCBB: ZLUE) today announced the closing of agreements resulting in Zulu Energy becoming the owner of all of the stock of Nyati Mauritius Limited. Nyati Mauritius’ indirect wholly-owned subsidiary, Nyati Energy Resources Botswana (Proprietary) Limited, ho |
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December 27, 2007 |
Amended Articles of Incorporation, as filed on July 10, 2007 |
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November 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2007 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-52272 Zulu Energy Co |
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October 10, 2007 |
U.S. Securities and Exchange Commission Washington, DC 20549 FORM 10 KSB [ X ] ANNUAL REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2007 Commission File No. 000-52272 ZULU ENERGY, CORP. COLORADO 20-3437301 (State or other jurisdiction of (IRS Employer incorporation or organization) ID Number) 1066 West Hastings Street, Vancouver, BC V6E |
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September 28, 2007 |
CONFIDENTIALITY/STANDSTILL AGREEMENT Exhibit 99 Exhibit 99. 3. CONFIDENTIALITY/STANDSTILL AGREEMENT THIS AGREEMENT is dated as of the 26th day of September, 2007 AMONG: NYATI MAURITIUS LIMITED, a Mauritius corporation and having an office for business located c/o Nerine Trust Company, PO Box 434, Nerine House, St George's Place, St. Peter Port, Guernsey, GY1 3ZG, Channel Islands (“Nyati Mauritius”) AND ZULU ENERGY CORP., a Colorado c |
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September 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 26, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Commission File No.) (IRS Employ |
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September 28, 2007 |
MINUTES OF THE BOARD OF DIRECTORS ZULU ENERGY CORP. September 25, 2007 Exhibit 99.1 MINUTES OF THE BOARD OF DIRECTORS OF ZULU ENERGY CORP. September 25, 2007 At a telephone meeting of the Board of Directors of Zulu Energy Corp, notice being waived and all directors present, the following three resolutions were put forth. RESOLVED: the Mr. Mohamed Gova be appointed to the Company’s Board of Directors to serve until the next meeting of shareholders. Resolution carried. |
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September 28, 2007 |
ZULU ENERGY CORP. 2610 – 1066 West Hastings Street Vancouver, BC V6E 3X2 Exhibit 99 Exhibit 99.2 Binding Letter of Intent ZULU ENERGY CORP. 2610 – 1066 West Hastings Street Vancouver, BC V6E 3X2 September 25, 2007 Nyati Mauritius Limited c/o Nerine Trust Company PO Box 434, Nerine House, St George's Place, St. Peter Port Guernsey, GY1 3ZG Channel Islands Attn: Phil Lockett, Esq., Executive Director Swansi Holdings Corp. Nerine Fiduciaire S.A. Rue des Terreaux-du-Temple |
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September 28, 2007 |
Satyendra Deshpande (303) 476-4112 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 000-52272 NOTIFICATION OF LATE FILING (Check One): {X} Form 10-KSB { } Form 11-K {} Form 20-F { } Form 10-QSB {} Form N-SAR for Period Ended: June 30, 2007 {} Transition Report on Form 10-KSB {} Transition Report on Form 20-F {} Transition Report on Form 11-K {} Transition Report on Form 10-Q {} Transition |
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September 28, 2007 |
CONFIDENTIALITY/STANDSTILL AGREEMENT Exhibit 99 Exhibit 99.3/A CONFIDENTIALITY/STANDSTILL AGREEMENT THIS AGREEMENT is dated as of the 26th day of September, 2007 AMONG: SWANSI HOLDINGS CORP., a Panama corporation and having an office for business located at Nerine Fiduciaire S.A., Rue des Terreaux-du-Temple 4, Case postale 5023, CH - 1211 Geneva 11, Switzerland (“Swansi”); AND: ZULU ENERGY CORP., a Colorado corporation having an offi |
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September 28, 2007 |
Exhibit 99.4 Employment Agreement THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into as of September 24, 2007 and shall be effective as of September 24, 2007 (the ?Effective Date?) by and between Zulu Energy Corp., a Colorado corporation, with an office located at 1515 Arapahoe Street, Tower 1, 10th Floor, Denver, Colorado 80202 (the ?Company?) and Paul Stroud, an individual with |
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September 26, 2007 |
CONFIDENTIALITY/STANDSTILL AGREEMENT Exhibit 99.3/A CONFIDENTIALITY/STANDSTILL AGREEMENT THIS AGREEMENT is dated as of the 26th day of September, 2007 AMONG: SWANSI HOLDINGS CORP., a Panama corporation and having an office for business located at Nerine Fiduciaire S.A., Rue des Terreaux-du-Temple 4, Case postale 5023, CH - 1211 Geneva 11, Switzerland (“Swansi”); AND: ZULU ENERGY CORP., a Colorado corporation having an office for busi |
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September 26, 2007 |
ZULU ENERGY CORP. 2610 – 1066 West Hastings Street Vancouver, BC V6E 3X2 Exhibit 99 Exhibit 99.2 Binding Letter of Intent ZULU ENERGY CORP. 2610 – 1066 West Hastings Street Vancouver, BC V6E 3X2 September 25, 2007 Nyati Mauritius Limited c/o Nerine Trust Company PO Box 434, Nerine House, St George's Place, St. Peter Port Guernsey, GY1 3ZG Channel Islands Attn: Phil Lockett, Esq., Executive Director Swansi Holdings Corp. Nerine Fiduciaire S.A. Rue des Terreaux-du-Temple |
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September 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 26, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Commission File No.) (IRS Employer |
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September 26, 2007 |
Exhibit 99.4 Employment Agreement THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of September 24, 2007 and shall be effective as of September 24, 2007 (the “Effective Date”) by and between Zulu Energy Corp., a Colorado corporation, with an office located at 1515 Arapahoe Street, Tower 1, 10th Floor, Denver, Colorado 80202 (the “Company”) and Paul Stroud, an individual with |
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September 26, 2007 |
CONFIDENTIALITY/STANDSTILL AGREEMENT Exhibit 99. 3. CONFIDENTIALITY/STANDSTILL AGREEMENT THIS AGREEMENT is dated as of the 26th day of September, 2007 AMONG: NYATI MAURITIUS LIMITED, a Mauritius corporation and having an office for business located c/o Nerine Trust Company, PO Box 434, Nerine House, St George's Place, St. Peter Port, Guernsey, GY1 3ZG, Channel Islands (?Nyati Mauritius?) AND ZULU ENERGY CORP., a Colorado corporation |
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September 26, 2007 |
Exhibit 99.4 Employment Agreement THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of September 24, 2007 and shall be effective as of September 24, 2007 (the “Effective Date”) by and between Zulu Energy Corp., a Colorado corporation, with an office located at 1515 Arapahoe Street, Tower 1, 10th Floor, Denver, Colorado 80202 (the “Company”) and Paul Stroud, an individual with |
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September 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 26, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Commission File No.) (IRS Employ |
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September 26, 2007 |
MINUTES OF THE BOARD OF DIRECTORS ZULU ENERGY CORP. September 25, 2007 Exhibit 99.1 MINUTES OF THE BOARD OF DIRECTORS OF ZULU ENERGY CORP. September 25, 2007 At a telephone meeting of the Board of Directors of Zulu Energy Corp, notice being waived and all directors present, the following three resolutions were put forth. RESOLVED: the Mr. Mohamed Gova be appointed to the Company’s Board of Directors to serve until the next meeting of shareholders. Resolution carried. |
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September 26, 2007 |
MINUTES OF THE BOARD OF DIRECTORS ZULU ENERGY CORP. September 25, 2007 Exhibit 99.1 MINUTES OF THE BOARD OF DIRECTORS OF ZULU ENERGY CORP. September 25, 2007 At a telephone meeting of the Board of Directors of Zulu Energy Corp, notice being waived and all directors present, the following three resolutions were put forth. RESOLVED: the Mr. Mohamed Gova be appointed to the Company’s Board of Directors to serve until the next meeting of shareholders. Resolution carried. |
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September 26, 2007 |
CONFIDENTIALITY/STANDSTILL AGREEMENT Exhibit 99.3/A CONFIDENTIALITY/STANDSTILL AGREEMENT THIS AGREEMENT is dated as of the 26th day of September, 2007 AMONG: SWANSI HOLDINGS CORP., a Panama corporation and having an office for business located at Nerine Fiduciaire S.A., Rue des Terreaux-du-Temple 4, Case postale 5023, CH - 1211 Geneva 11, Switzerland (“Swansi”); AND: ZULU ENERGY CORP., a Colorado corporation having an office for busi |
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September 26, 2007 |
CONFIDENTIALITY/STANDSTILL AGREEMENT Exhibit 99. 3. CONFIDENTIALITY/STANDSTILL AGREEMENT THIS AGREEMENT is dated as of the 26th day of September, 2007 AMONG: NYATI MAURITIUS LIMITED, a Mauritius corporation and having an office for business located c/o Nerine Trust Company, PO Box 434, Nerine House, St George's Place, St. Peter Port, Guernsey, GY1 3ZG, Channel Islands (“Nyati Mauritius”) AND ZULU ENERGY CORP., a Colorado corporation |
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September 26, 2007 |
ZULU ENERGY CORP. 2610 – 1066 West Hastings Street Vancouver, BC V6E 3X2 Exhibit 99.2 Binding Letter of Intent ZULU ENERGY CORP. 2610 ? 1066 West Hastings Street Vancouver, BC V6E 3X2 September 25, 2007 Nyati Mauritius Limited c/o Nerine Trust Company PO Box 434, Nerine House, St George's Place, St. Peter Port Guernsey, GY1 3ZG Channel Islands Attn: Phil Lockett, Esq., Executive Director Swansi Holdings Corp. Nerine Fiduciaire S.A. Rue des Terreaux-du-Temple 4 Case pos |
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July 19, 2007 |
BOARD OF DIRECTORS MINUTES ZULU ENERGY, INC. EXHIBIT 99.1 BOARD OF DIRECTORS MINUTES OF ZULU ENERGY, INC. At a meeting of the board of directors via telephone, notice being waived, the following resolutions were passed. RESOLVED: that Mr. Paul Stroud of Zurich, Switzerland and Mr. Satyen Deshpande of Denver, Colorado be appointed to the Corporation’s board of directors until the next annual meeting of shareholders. Motion carried. RESOLVED: |
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July 19, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 18, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Commission File No.) (IRS Employer inco |
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July 12, 2007 |
EX-99.1 5 ex99one.htm Exhibit 99.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 8, 2007 - GLOBAL SUNRISE, INC. (Name of Small Business issuer in its charter) COLORAD0 333-137076 20-343739 1 (State or other jurisdiction of |
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July 12, 2007 |
EX-99.3 7 ex99three.htm Exhibit 99.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 5, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Co |
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July 12, 2007 |
United States Securities and Exchange Commission Washington, DC 20549 FORM 10Q SB/A [X] QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended March 31 2007 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT Commission file Number 000-52272 ZULU ENERGY CORP. |
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July 12, 2007 |
EX-99.2 6 ex99two.htm Exhibit 99.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 16, 2007 - GLOBAL SUNRISE, INC. (Name of Small Business issuer in its charter) COLORAD0 333-137076 20-343739 1 (State or other jurisdiction o |
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July 12, 2007 |
United States Securities and Exchange Commission Washington, DC 20549 FORM 10Q SB/A [X] QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended December 31 2006 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT Commission file Number 000-52272 ZULU ENERGY CORP. |
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July 12, 2007 |
Exhibit 99 Exhibit 99.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 8, 2007 - GLOBAL SUNRISE, INC. (Name of Small Business issuer in its charter) COLORAD0 333-137076 20-343739 1 (State or other jurisdiction of (Commissio |
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July 12, 2007 |
EX-99.2 6 ex99two.htm Exhibit 99.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 16, 2007 - GLOBAL SUNRISE, INC. (Name of Small Business issuer in its charter) COLORAD0 333-137076 20-343739 1 (State or other jurisdiction o |
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July 11, 2007 |
Minutes of the Board of Directors Exhibit 99.1 Minutes of the Board of Directors On July 10, 2007 the Board of Directors of Zulu Energy Corp, notice being waived, passed the following resolution: RESOLVED: That Brant Hodyno, President and CEO be authorized to change the Company’s authorized capital from 100,000,000 common shares to 500,000,000 common shares, par value $0.0001. Preferred shares to remain unchanged at 10,000,000 par |
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July 11, 2007 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 10, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Commission File No.) (IRS Employer inco |
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July 2, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 29, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Commission File No.) (IRS Employer inco |
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June 22, 2007 |
Exhibit 99 Exhibit 99.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 5, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Commission File |
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June 22, 2007 |
EX-99.2 6 ex99two.htm Exhibit 99.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 16, 2007 - GLOBAL SUNRISE, INC. (Name of Small Business issuer in its charter) COLORAD0 333-137076 20-343739 1 (State or other jurisdiction o |
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June 22, 2007 |
United States Securities and Exchange Commission Washington, DC 20549 FORM 10Q SB/A [X] QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended March 31 2007 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT Commission file Number 000-52272 ZULU ENERGY CORP. |
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June 22, 2007 |
Exhibit 99 Exhibit 99.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 8, 2007 - GLOBAL SUNRISE, INC. (Name of Small Business issuer in its charter) COLORAD0 333-137076 20-343739 1 (State or other jurisdiction of (Commissio |
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April 20, 2007 |
EX-99.2 6 ex99two.htm Exhibit 99.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 16, 2007 - GLOBAL SUNRISE, INC. (Name of Small Business issuer in its charter) COLORAD0 333-137076 20-343739 1 (State or other jurisdiction o |
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April 20, 2007 |
EX-99.3 7 ex99three.htm Exhibit 99.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 5, 2007 - ZULU ENERGY CORP. (Name of Small Business issuer in its charter) COLORAD0 000-52272 20-343739 1 (State or other jurisdiction of (Co |
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April 20, 2007 |
10QSB 1 march31q.htm United States Securities and Exchange Commission Washington, DC 20549 FORM 10Q SB [X] QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended March 31 2007 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT Commission file Number 000-52272 ZULU ENERGY CORP. (Formerly Global Sunrise, Inc.) Exact nam |