Grundläggande statistik
| CIK | 1143921 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Vantagesouth Bancshares, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| July 24, 2014 |
VSB / Vantagesouth Bancshares, Inc. S-8 POS - - S-8 POS As filed with the Securities and Exchange Commission on July 24, 2014 Registration No. |
|
| July 24, 2014 |
VSB / Vantagesouth Bancshares, Inc. 15-12G - - 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36009 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specif |
|
| July 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 4, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation or organi |
|
| July 7, 2014 |
YADKIN FINANCIAL CORPORATION COMPLETES MERGER WITH VANTAGESOUTH BANCSHARES, INC. FOR IMMEDIATE RELEASE YADKIN FINANCIAL CORPORATION COMPLETES MERGER WITH VANTAGESOUTH BANCSHARES, INC. |
|
| June 23, 2014 |
VANTAGESOUTH BANCSHARES, INC. STOCKHOLDERS AND YADKIN FINANCIAL CORPORATION SHAREHOLDERS APPROVE MERGER ELKIN, NC and RALEIGH, NC June 23, 2014 – VantageSouth Bancshares, Inc. (NYSE MKT: VSB), the parent holding company of VantageSouth Bank, and Yadkin Financial Corporation (NASDAQ: YDKN), the parent holding company of Yadkin Bank, announced today that Yadkin shareholders, VantageSouth stockholder |
|
| June 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation or organ |
|
| June 11, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 form8k061114.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdictio |
|
| June 11, 2014 |
CONTACT: Terry Earley, Chief Financial Officer VantageSouth Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE VantageSouth Bancshares, Inc. Announces Repurchase of TARP Warrants Raleigh, N.C., June 11, 2014 - VantageSouth Bancshares, Inc. (NYSE MKT: VSB), whose wholly-owned subsidiary is VantageSouth Bank (the “Bank”), announced today that it has repurchased |
|
| May 14, 2014 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 12, 2014 |
SEVERANCE AGREEMENT, WAIVER and GENERAL RELEASE SEVERANCE AGREEMENT, WAIVER and GENERAL RELEASE This Severance Agreement, Waiver and General Release (“Agreement”) is made by and between VantageSouth Bank (the “Bank”) and Lee H. |
|
| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2014 Yadkin Financial Corporation (Exact Name of Registrant As Specified in Its Charter) North Carolina (State or Other Jurisdiction of Incorporation) 000-52099 20-4495993 (Commission File Number) (I. |
|
| May 12, 2014 |
gulfsouthpresentationv10 Gulf South Conference Presentation May 13, 2014 Important information 2 Forward Looking Statements Information in this presentation contains forward-looking statements with the meaning of the Private Securities Litigation Reform Act of 1995. |
|
| May 12, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation or organi |
|
| May 12, 2014 |
ex991vsb512 Gulf South Conference Presentation May 12, 2014 Important information 2 Forward Looking Statements Information in this presentation contains forward-looking statements with the meaning of the Private Securities Litigation Reform Act of 1995. |
|
| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36009 VANTAGESOUTH BANCSHARES, |
|
| April 25, 2014 |
FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER Exhibit 2.1 FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER This FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER, dated April 23, 2014 (this “Amendment”) amends that certain Agreement and Plan of Merger (the “Merger Agreement”), dated as of January 27, 2014, by and among Yadkin Financial Corporation (“Yadkin”), VantageSouth Bancshares, Inc. (“VantageSouth”), and Piedmont Community Bank Hol |
|
| April 25, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.6 Exhibit 10.6 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), signed as of April 23, 2014, is entered into by and among: (a) Yadkin Financial Corporation (“Yadkin Financial”), a North Carolina corporation, and Yadkin Bank, a state bank chartered under the laws of North Carolina; and (b) Edwin H. Shuford (“Executive”), a resident of Watauga County, North Car |
|
| April 25, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), signed as of April 23, 2014, is entered into by and among: (a) Yadkin Financial Corporation (“Yadkin Financial”), a North Carolina corporation, and Yadkin Bank, a state bank chartered under the laws of North Carolina; and (b) Joseph H. Towell (“Executive”), a resident of Davie County, North Carol |
|
| April 25, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.5 Exhibit 10.5 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), signed as of April 23, 2014, is entered into by and among: (a) Yadkin Financial Corporation (“Yadkin Financial”), a North Carolina corporation, and Yadkin Bank, a state bank chartered under the laws of North Carolina; and (b) Steven W. Jones (“Executive”), a resident of Wake County, North Carolin |
|
| April 25, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.3 Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), signed as of April 23, 2014, is entered into by and among: (a) Yadkin Financial Corporation (“Yadkin Financial”), a North Carolina corporation, and Yadkin Bank, a state bank chartered under the laws of North Carolina; and (b) Wm. Mark DeMarcus (“Executive”), a resident of Mecklenburg County, Nort |
|
| April 25, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.2 Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), signed as of April 23, 2014, is entered into by and among: (a) Yadkin Financial Corporation (“Yadkin Financial”), a North Carolina corporation, and Yadkin Bank, a state bank chartered under the laws of North Carolina; and (b) Scott M. Custer (“Executive”), a resident of New Hanover County, North |
|
| April 25, 2014 |
FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER This FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER, dated April 22, 2014 (this “Amendment”) amends that certain Agreement and Plan of Merger (the “Merger Agreement”), dated as of January 27, 2014, by and among Yadkin Financial Corporation (“Yadkin”), VantageSouth Bancshares, Inc. |
|
| April 25, 2014 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 22, 2014 Yadkin Financial Corporation (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 000-52099 20-4 |
|
| April 25, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation) (Commi |
|
| April 25, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.4 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), signed as of April 23, 2014, is entered into by and among: (a) Yadkin Financial Corporation (“Yadkin Financial”), a North Carolina corporation, and Yadkin Bank, a state bank chartered under the laws of North Carolina; and (b) Terry S. Earley (“Executive”), a resident of Wake County, North Carolina. RECIT |
|
| April 23, 2014 |
FOR IMMEDIATE RELEASE VantageSouth Bancshares, Inc. Reports First Quarter 2014 Net Income of $2.1 Million and Net Operating Earnings of $3.7 Million, or $0.06 Per Share First quarter 2014 financial highlights and other significant events: • Pre-tax, pre-provision operating earnings totaled $7.1 million in 1Q 2014, which was an increase from $6.8 million in 4Q 2013 and $1.2 million in 1Q 2013. • Ne |
|
| April 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation) (Commi |
|
| April 23, 2014 |
EX-99.2 3 a1q2014earningsconferenc.htm INVESTOR PRESENTATION VantageSouth Bancshares, Inc. NYSE: VSB 2014 Q1 Earnings Conference Call April 23, 2014 Important information 2 Forward Looking Statements Information in this presentation contains forward-looking statements with the meaning of the Private Securities Litigation Reform Act of 1995. These statements involve risks and uncertainties that cou |
|
| March 24, 2014 |
CONSOLIDATED FINANCIAL STATEMENTS Piedmont Community Bank Holdings, Inc. As of and For the Years Ended December 31, 2013 and 2012 1 FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA CONSOLIDATED FINANCIAL STATEMENTS PIEDMONT COMMUNITY BANK HOLDINGS. INC. AND SUBSIDIARIES INDEX TO THE CONSOLIDATED FINANCIAL STATEMENTS Page No. Report of Independent Registered Public Accounting Firm 3 Consolidated Balance |
|
| March 24, 2014 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 24, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation) (Commi |
|
| March 24, 2014 |
MANAGEMENT'S DISCUSSION AND ANALYSIS Piedmont Community Bank Holdings, Inc. As of and For the Years Ended December 31, 2013 and 2012 MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Piedmont Community Bank Holdings, Inc. (the "Company" or "Piedmont") is a bank holding company incorporated under the laws of Delaware on May 7, 2009. The Company was formed to buil |
|
| March 13, 2014 |
Exhibit 21 Subsidiaries VantageSouth Bank, a North Carolina banking corporation Crescent Financial Capital Trust I, a Delaware statutory business trust High House Road Trustee LLC, a Delaware limited liability company (subsidiary of the Bank) |
|
| March 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-36009 VANTAGESOUTH BANCSHARES, INC. |
|
| March 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* VantageSouth Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 92209W105 (CUSIP Number) Piedmont Community Bank Holdings, Inc. 3600 Glenwood Avenue, Suite 300 Raleigh, NC 27612 Attention: Terry S. E |
|
| March 4, 2014 |
vsbinvestorpresentation0 NYSE: VSB NASDAQ: YDKN Q1 2014 Investor Presentation March 2014 Cautionary statement regarding forward-looking statements 2 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
|
| March 4, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 form8k-030414.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdicti |
|
| March 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2014 Yadkin Financial Corporation (Exact Name of Registrant As Specified in Its Charter) North Carolina (State or Other Jurisdiction of Incorporation) 000-52099 20-4495993 (Commission File Number) (I. |
|
| March 4, 2014 |
investorpresentation3414 |
|
| February 19, 2014 |
CONTACT: Terry Earley, Chief Financial Officer VantageSouth Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE VantageSouth Bancshares, Inc. Announces Repurchase of TARP Preferred Stock Raleigh, N.C., February 19, 2014 – VantageSouth Bancshares, Inc. (NYSE MKT: VSB), whose wholly-owned subsidiary is VantageSouth Bank (the “Bank”), announced today that it has r |
|
| February 19, 2014 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation or o |
|
| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation or or |
|
| January 31, 2014 |
January 31, 2014 Via EDGAR and E-MAIL ([email protected]) U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Mr. Joshua Samples Re: VantageSouth Bancshares, Inc. Application for Withdrawal of Registration Statement on Form S-1 File No. 333-190731 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933 (th |
|
| January 31, 2014 |
CONTACT: Terry Earley, Chief Financial Officer VantageSouth Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE VantageSouth Bancshares, Inc. Closes $47 Million Private Placement Raleigh, N.C., January 31, 2014 – VantageSouth Bancshares, Inc. (NYSE: MKT VSB), whose wholly-owned subsidiary is VantageSouth Bank, announced today that it closed the sale of $47 mill |
|
| January 31, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31. 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation or or |
|
| January 30, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-36009 45-2915089 (State or other jurisdiction of incorporation o |
|
| January 30, 2014 |
EX-10.1 Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 24, 2014, by and among VantageSouth Bancshares, Inc., a corporation organized under the laws of Delaware (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectiv |
|
| January 30, 2014 |
EX-10.2 Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 24, 2014, by and among VantageSouth Bancshares, Inc., a corporation organized under the laws of Delaware (the “Company”), and the several purchasers signatory hereto (each a “Purchaser” and collectively, the “Purchasers”). WHEREAS, this A |
|
| January 30, 2014 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG YADKIN FINANCIAL CORPORATION, VANTAGESOUTH BANCSHARES, INC., AND PIEDMONT COMMUNITY BANK HOLDINGS, INC. DATED AS OF JANUARY 27, 2014 TABLE OF CONTENTS Page ARTICLE I THE MERGERS 2 1.1 The Mergers 2 1.2 Effective Time 2 1.3 Effects of the Mergers 2 1.4 Conversion of Shares 2 1.5 Stock Options, Other Stock-Based Awards and Warrants 4 1.6 A |
|
| January 30, 2014 |
EX-10.1 Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 24, 2014, by and among VantageSouth Bancshares, Inc., a corporation organized under the laws of Delaware (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectiv |
|
| January 30, 2014 |
EX-10.2 Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 24, 2014, by and among VantageSouth Bancshares, Inc., a corporation organized under the laws of Delaware (the “Company”), and the several purchasers signatory hereto (each a “Purchaser” and collectively, the “Purchasers”). WHEREAS, this A |
|
| January 30, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-36009 45-2915089 (State or other jurisdiction of incorporation o |
|
| January 30, 2014 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG YADKIN FINANCIAL CORPORATION, VANTAGESOUTH BANCSHARES, INC., AND PIEDMONT COMMUNITY BANK HOLDINGS, INC. DATED AS OF JANUARY 27, 2014 TABLE OF CONTENTS Page ARTICLE I THE MERGERS 2 1.1 The Mergers 2 1.2 Effective Time 2 1.3 Effects of the Mergers 2 1.4 Conversion of Shares 2 1.5 Stock Options, Other Stock-Based Awards and Warrants 4 1.6 Articles |
|
| January 29, 2014 |
CONTACT: Terry Earley, CFO VantageSouth Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE VantageSouth Bancshares, Inc. Reports Fourth Quarter 2013 Net Income of $3.3 Million and Pre-Tax, Pre-Provision Earnings of $6.8 Million Reflecting Continued Business Momentum and Earnings Growth RALEIGH, N.C., January 29, 2014 – VantageSouth Bancshares, Inc. (NYSE MKT: |
|
| January 29, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-k2013q4.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdi |
|
| January 27, 2014 |
Financial Statements and Exhibits, Other Events, 8-K - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27. 2014 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporation or or |
|
| January 27, 2014 |
Exhibit 99.1 For Immediate Release: VANTAGESOUTH BANCSHARES, INC. AND YADKIN FINANCIAL CORPORATION ANNOUNCE TRANSFORMATIONAL MERGER-OF-EQUALS Creates North Carolina’s Largest Community Bank with $4 Billion in Assets ELKIN, NC and RALEIGH, NC January 27, 2014 – VantageSouth Bancshares, Inc. (NYSE MKT: VSB) and Yadkin Financial Corporation (NASDAQ: YDKN) jointly announced today that they have entere |
|
| January 27, 2014 |
ex992 NYSE: VSB NASDAQ: YDKN Creating North Carolina’s Largest Community Bank Through a Transformational Merger-of-Equals January 27, 2014 Cautionary statement regarding forward-looking statements 2 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
|
| December 18, 2013 |
ex991a01 VantageSouth Bancshares, Inc. Raleigh, North Carolina NYSE: VSB Investor Presentation December 2013 Forward-looking statements 2 Statements in this presentation relating to plans, strategies, economic performance and trends, projections of results of specific, acquisitions, activities or investments, expectations or beliefs about future events or results, and other statements that are not |
|
| December 18, 2013 |
Financial Statements and Exhibits, 8-K 8-K 1 form8-k121813.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2013 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisd |
|
| November 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 000-36009 VANTAGESOUTH BANCSHA |
|
| October 30, 2013 |
a3q2013earningsconferenc VantageSouth Bancshares, Inc. NYSE: VSB 2013 Q3 Earnings Conference Call October 30, 2013 Forward-looking statements 2 Statements in this presentation relating to plans, strategies, economic performance and trends, projections of results of specific, acquisitions, activities or investments, expectations or beliefs about future events or results, and other statements that a |
|
| October 30, 2013 |
CONTACT: Terry Earley, CFO VantageSouth Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE VantageSouth Bancshares, Inc. Reports 3rd Quarter Net Income of $1.5 Million and Net Operating Earnings of $3.0 Million RALEIGH, N.C., October 30, 2013 – VantageSouth Bancshares, Inc. (VSB) (the "Company") today reported third quarter 2013 financial results. Highlights i |
|
| October 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2013 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) (Com |
|
| October 2, 2013 |
FORM S-1/A Table of Contents As filed with the Securities and Exchange Commission on October 2, 2013 Registration No. |
|
| August 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2013 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation or org |
|
| August 20, 2013 |
Registration Statement - FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on August 20, 2013 Registration No. |
|
| August 20, 2013 |
EX-12.1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Successor Company Predecessor Company For the six months ended June 30, For the period from February 1 to June 30, For the period from February 1 to December 31, For the period from January 1 to January 31, For the year ended December 31, 2013 2012 2012 201 |
|
| August 20, 2013 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EX-99.3 Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On April 1, 2013, VantageSouth Bancshares, Inc. (the “Company” or “VSB”) completed the merger of ECB Bancorp, Inc. (“ECB”) with and into the Company (the “ECB Merger”). The ECB Merger was completed pursuant to an Agreement and Plan of Merger dated as of September 25, 2012 (the “Merger Agreement”). Immediately followin |
|
| August 20, 2013 |
Community Bank of Rowan Financial Statements For the period January 1, 2011 through April 18, 2011 EX-99.1 Exhibit 99.1 Community Bank of Rowan Financial Statements For the period January 1, 2011 through April 18, 2011 (Unaudited) Community Bank of Rowan Table of Contents Statements of Operations For the Period January 1, 2011 – April 18, 2011 1 Statements of Changes in Shareholders’ Equity For the Period January 1, 2011 – April 18, 2011 2 Statements of Cash Flows For the Period January 1, 2011 |
|
| August 20, 2013 |
Exhibit 99.2 ECB Bancorp, Inc. and Subsidiary Consolidated Financial Statements As of and for the three months ended March 31, 2013 (unaudited), as of and for the year ended December 31, 2012, and for the year ended December 31, 2011 1 INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Page Financial Statements for the periods ended March 31, 2013 (unaudited) & December 31, 2012 and 2011 Consolidated Bala |
|
| August 20, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2013 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36009 45-2915089 (State or other jurisdiction of incorporati |
|
| August 15, 2013 |
EX-4.1 Exhibit 4.1 FORM OF SUBORDINATED NOTE CERTIFICATE VANTAGESOUTH BANCSHARES, INC. 7.625% Subordinated Note due August 12, 2023 THIS OBLIGATION IS NOT A DEPOSIT AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION (THE “FDIC”) OR ANY OTHER GOVERNMENT AGENCY OR FUND. THIS OBLIGATION IS SUBORDINATED AND JUNIOR IN RIGHT OF PAYMENT TO THE OBLIGATIONS OF VANTAGESOUTH BANCSHARES, INC. (TH |
|
| August 15, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2013 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation or |
|
| August 15, 2013 |
SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of , 2013 SUBORDINATED NOTE PURCHASE AGREEMENT Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of , 2013 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of , 2013, and is made by and among VantageSouth Bancshares, Inc. (“Borrower”), and the several lenders named on Schedule I hereto (each a “Lender” and collectively, the “Lenders”). R E C I T A L S: Borrower is a Delaware |
|
| July 31, 2013 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 VantageSouth Bancshares, Inc. Keefe, Bruyette & Woods 2013 Community Bank Investor Conference July 31, 2013 Forward-looking statements 2 Statements in this presentation relating to plans, strategies, economic performance and trends, projections of results of specific, acquisitions, activities or investments, expectations or beliefs about future events or results, a |
|
| July 31, 2013 |
Financial Statements and Exhibits, 8-K - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2013 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation or organ |
|
| July 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2013 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) (Commis |
|
| July 30, 2013 |
CONTACT: Terry Earley, CFO VantageSouth Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE VantageSouth Bancshares, Inc. Announces Net Income of $3.7 million and Annualized Loan Growth of 24 percent in the Second Quarter of 2013 RALEIGH, N.C., July 30, 2013 – VantageSouth Bancshares, Inc. (NYSE MKT: VSB), the holding company for VantageSouth Bank, today report |
|
| July 30, 2013 |
a2q2013earningsconferenc VantageSouth Bancshares 2013 Q2 Earnings Conference Call July 30, 2013 Forward-looking statements 2 Statements in this presentation relating to plans, strategies, economic performance and trends, projections of results of specific, acquisitions, activities or investments, expectations or beliefs about future events or results, and other statements that are not descriptions of historical facts, may be forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. |
|
| July 24, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2013 VANTAGESOUTH BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation or organ |
|
| July 24, 2013 |
EX-99.1 2 ex991-072413.htm EXHIBIT CONTACT: Terry Earley, Chief Financial Officer VantageSouth Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE VantageSouth Bancshares, Inc. Announces Name Change from Crescent Financial Bancshares, Inc., Listing on the NYSE MKT LLC, and Second Quarter Earnings Call Raleigh, N.C., July 24, 2013 – VantageSouth Bancshares, Inc. |
|
| July 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-36009 VANTAGESOUTH BANCSHARES, INC.* – NASDAQ STOCK MARKET LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registere |
|
| July 17, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CRESCENT FINANCIAL BANCSHARES, INC.* (Exact name of registrant as specified in its charter) Delaware 45-2915089 (State of incorporation or organization) (IRS Employer Identification No.) 3600 Glenwood Avenue, |
|
| July 10, 2013 |
EX-99.1 2 ex991.htm EXHIBIT Exhibit 99.1 CONTACT: Terry Earley, CFO Crescent Financial Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE Crescent Financial Bancshares, Inc. To List Shares on the NYSE MKT LLC RALEIGH, N.C., July 10, 2013 - Crescent Financial Bancshares, Inc. (NASDAQ: CRFN), the bank holding company for VantageSouth Bank, announced today that, |
|
| July 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2013 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation or |
|
| June 6, 2013 |
As filed with the Securities and Exchange Commission on June 6, 2013 Registration No. |
|
| May 30, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2013 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation or |
|
| May 15, 2013 |
Exhibit 99.1 |
|
| May 15, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2013 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) (C |
|
| May 13, 2013 |
RW 1 formrw.htm FORM RW [Crescent Financial Bancshares, Inc. Letterhead] April 17, 2013 VIA EDGAR AND E-MAIL ([email protected]) Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-3628 Attention: Mr. Jonathan Gottlieb Re: Crescent Financial Bancshares, Inc. – Application for Withdrawal of Registration Statement on Form S-1 (Regi |
|
| May 1, 2013 |
CONTACT: Terry Earley, CFO Crescent Financial Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE Crescent Financial Bancshares, Inc. Announces First Quarter 2013 Financial Results, which reflect Strong Loan Growth and Merger Activities RALEIGH, N.C., May 1, 2013 – Crescent Financial Bancshares, Inc. (NASDAQ: CRFN), the bank holding company for VantageSouth Ban |
|
| May 1, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2013 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) (Com |
|
| April 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
|
| April 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2013 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation o |
|
| April 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
|
| April 3, 2013 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EX-99.3 10 v340273ex99-3.htm EXHIBIT 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The accompanying unaudited pro forma condensed combined financial statements present the pro forma consolidated financial position and results of operations of the combined company following the completion of the merger of ECB with and into Crescent (the “ECB Merger”). The unaudited pro forma cond |
|
| April 3, 2013 |
VantageSouth Bank and East Carolina Bank Complete Merger VantageSouth Bank and East Carolina Bank Complete Merger RALEIGH, N.C. & ENGELHARD, N.C.—(BUSINESS WIRE)–April 1, 2013 – Crescent Financial Bancshares, Inc. (NASDAQ: CRFN) and ECB Bancorp, Inc. (NYSE MKT: ECBE) announced today the closing of their previously- announced merger. The parties also announced the merger of their subsidiary banks, VantageSouth Bank and The East Carolina Bank. The combine |
|
| April 3, 2013 |
STATE OF DELAWARE CERTIFICATE OF CORRECTION EX-3.1 2 v340273ex3-1.htm EXHIBIT 3.1 STATE OF DELAWARE CERTIFICATE OF CORRECTION CRESCENT FINANCIAL BANCSHARES, INC. , a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware. DOES HEREBY CERTIFY: 1. The name of the corporation is CRESCENT FINANCIAL BANCSHARES, INC. . 2. That a Certificate of Designation (Title of Certificate Being Correcte |
|
| April 3, 2013 |
2012 Annual Report ECB Bancorp, Inc. and Subsidiary December 31, 2012 2012 Annual Report ECB Bancorp, Inc. and Subsidiary December 31, 2012 1 INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Page Audited Financial Statements for the years ended December 31, 2012, 2011 and 2010 Report of Dixon Hughes Goodman LLP 3 Consolidated Balance Sheets as of December 31, 2012 and 2011 4 Consolidated Results of Operations for the years ended December 31, 2012, 2011 and 2010 5 Consolid |
|
| April 3, 2013 |
EX-10.1 5 v340273ex10-1.htm EXHIBIT 10.1 UNITED STATES DEPARTMENT OF THE TREASURY 1500 Pennsylvania Avenue, NW Washington, D.C. 20220 April 1, 2013 Ladies and Gentlemen: Reference is made to both (i) that certain Letter Agreement incorporating the Securities Purchase Agreement — Standard Terms dated as of January 16, 2009 (the “Acquired Company Securities Purchase Agreement”) by and among the Unit |
|
| April 3, 2013 |
EX-4.2 4 v340273ex4-2.htm EXHIBIT 4.2 |
|
| April 3, 2013 |
WARRANT TO PURCHASE COMMON STOCK EX-4.1 3 v340273ex4-1.htm EXHIBIT 4.1 WARRANT TO PURCHASE COMMON STOCK THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT WHILE A REGISTRATION STATEMENT RELATING THERETO IS IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAW |
|
| April 3, 2013 |
EX-10.2 6 v340273ex10-2.htm EXHIBIT 10.2 United States Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, D.C. 20220 April 1, 2013 Ladies and Gentlemen: Reference is made to that certain Letter Agreement incorporating the Securities Purchase Agreements – Standard Terms (the “Securities Purchase Agreements”), dated as of January 16, 2009, between ECB Bancorp, Inc. (the “Acquired Co |
|
| March 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Crescent Financial Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 225743103 (CUSIP Number) Piedmont Community Bank Holdings, Inc. 3600 Glenwood Avenue Suite 300 Raleigh, NC 27612 Attention: Terry |
|
| March 8, 2013 |
Submission of Matters to a Vote of Security Holders 8-K 1 a8kecbmergervote030813.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2013 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State |
|
| March 6, 2013 |
SUPPLEMENT TO JOINT PROXY STATEMENT/PROSPECTUS DATED FEBRUARY 8, 2013 CORRECTION SHEET 424B3 1 v337049424b3.htm FORM 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-185118 March 5, 2013 CRESCENT FINANCIAL BANCSHARES, INC. ECB BANCORP, INC. SUPPLEMENT TO JOINT PROXY STATEMENT/PROSPECTUS DATED FEBRUARY 8, 2013 CORRECTION SHEET This correction sheet corrects an error in the joint proxy statement/prospectus, dated February 8, 2013, for the special meetings of shareholders of |
|
| February 28, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2013 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporatio |
|
| February 28, 2013 |
EX-99.1 2 v336626ex99-1.htm EXHIBIT 99.1 Crescent Financial Bancshares, Inc. Holding Company for VantageSouth Bank Investor Presentation February 2013 Filed by Crescent Financial Bancshares, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: ECB Bancorp, Inc. Crescent Financial’s Registration Statement No. 333-185118 Forward looking statements Statements in thi |
|
| February 28, 2013 |
Crescent Financial Bancshares, Inc. Holding Company for VantageSouth Bank Investor Presentation February 2013 Filed by Crescent Financial Bancshares, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: ECB Bancorp, Inc. Crescent Financial’s Registration Statement No. 333-185118 Forward looking statements Statements in this presentation relating to plans, strateg |
|
| February 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2013 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporatio |
|
| February 11, 2013 |
PROPOSED MERGER—YOUR VOTE IS VERY IMPORTANT Filed Pursuant to Rule 424(b)(3) Registration No. 333-185118 PROPOSED MERGER—YOUR VOTE IS VERY IMPORTANT The boards of directors of Crescent Financial Bancshares, Inc. and ECB Bancorp, Inc. have approved a merger agreement under which ECB will merge with and into Crescent with Crescent as the surviving entity. Under the terms of the merger agreement, ECB shareholders will receive in exchange for e |
|
| February 5, 2013 |
[CRESCENT FINANCIAL BANCSHARES, INC. LETTERHEAD] February 5, 2013 Jessica Livingston United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Crescent Financial Bancshares, Inc. Registration Statement on Form S-4 File No. 333-185118 Dear Ms. Livingston: In accordance with Rule 461, I am writing this letter on behalf of Crescent |
|
| January 31, 2013 |
CONSENT OF KEEFE, BRUYETTE & WOODS, INC. EX-99.4 12 v332638ex99-4.htm EXHIBIT 99.4 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Crescent Financial Bancshares, Inc. as Annex C to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 dated the date hereof relating to the proposed merger of ECB Bancorp, Inc. with and |
|
| January 31, 2013 |
CORRESP 31 filename31.htm [CRESCENT LETTERHEAD] January 31, 2013 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mark Webb Re: Crescent Financial Bancshares, Inc. Registration Statement on Form S-4/A Filed December 21, 2012 File No. 333-185118 Ladies and Gentlemen: This letter is submitted in response to comments contained in |
|
| January 31, 2013 |
CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. EX-99.3 11 v332638ex99-3.htm EXHIBIT 99.3 CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the Board of Directors of ECB Bancorp, Inc. (the “Company”), as an Annex to the Proxy Statement/Registration Statement on Form S-4 (the “Proxy Statement/Registration Statement”) relating to the proposed merger of the Company with Crescent Financial Banc |
|
| January 31, 2013 |
Consent of Prospective Director Exhibit 99.6 Consent of Prospective Director In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, in connection with the Registration Statement on Form S-4, as amended (the “Registration Statement”) of Crescent Financial Bancshares, Inc. (“Crescent”) relating to the transactions contemplated by the Agreement and Plan of Merger, dated as of September 25, 2012, by an |
|
| January 31, 2013 |
As filed with the Securities and Exchange Commission on January 31, 2013 Registration No. |
|
| January 31, 2013 |
Post Office Box 337 Engelhard, North Carolina 27824 Voting By Proxy Post Office Box 337 Engelhard, North Carolina 27824 Voting By Proxy Read our proxy statement/prospectus before you vote by proxy. |
|
| January 31, 2013 |
Consent of Prospective Director EX-99.5 13 v332638ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 Consent of Prospective Director In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, in connection with the Registration Statement on Form S-4, as amended (the “Registration Statement”) of Crescent Financial Bancshares, Inc. (“Crescent”) relating to the transactions contemplated by the Agreement and Plan of Mer |
|
| January 31, 2013 |
Consent of Prospective Director EX-99.7 15 v332638ex99-7.htm EXHIBIT 99.7 Exhibit 99.7 Consent of Prospective Director In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, in connection with the Registration Statement on Form S-4, as amended (the “Registration Statement”) of Crescent Financial Bancshares, Inc. (“Crescent”) relating to the transactions contemplated by the Agreement and Plan of Mer |
|
| January 31, 2013 |
EX-99.2 10 v332638ex99-2.htm EXHIBIT 99.2 REVOCABLE PROXY CRESCENT FINANCIAL BANCSHARES, INC. 3600 Glenwood Avenue, Suite 300 Raleigh, North Carolina 27612 APPOINTMENT OF PROXY SOLICITED BY BOARD OF DIRECTORS The undersigned hereby appoints Lee H. Roberts and Terry S. Earley (the “Proxies”), or any of them, as attorneys and proxies, with full power of substitution, to vote all outstanding shares o |
|
| January 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2013 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) |
|
| January 30, 2013 |
CONTACT: Terry Earley, CFO Crescent Financial Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE Crescent Financial Bancshares, Inc. Announces Fourth Quarter Net Income of $2.1 Million and Continued Strong Revenue and Loan Growth RALEIGH, N.C., January 30, 2013 – Crescent Financial Bancshares, Inc. (Nasdaq: CRFN) (“Crescent” or the “Company”), today reported f |
|
| December 21, 2012 |
CORRESP 24 filename24.htm [CRESCENT LETTERHEAD] December 21, 2012 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mark Webb Re: Crescent Financial Bancshares, Inc. Registration Statement on Form S-4 Filed November 21, 2012 File No. 333-185118 Ladies and Gentlemen: This letter is submitted in response to comments contained in t |
|
| December 21, 2012 |
CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. EX-99.3 8 v330766ex99-3.htm EXHIBIT 99.3 CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the Board of Directors of ECB Bancorp, Inc. (the “Company”), as an Annex to the Proxy Statement/Registration Statement on Form S-4 (the “Proxy Statement/Registration Statement”) relating to the proposed merger of the Company with Crescent Financial Bancs |
|
| December 21, 2012 |
As filed with the Securities and Exchange Commission on December 21, 2012 Registration No. |
|
| December 21, 2012 |
CONSENT OF KEEFE, BRUYETTE & WOODS, INC. CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Crescent Financial Bancshares, Inc. as Annex C to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 dated the date hereof relating to the proposed merger of ECB Bancorp, Inc. with and into Crescent Financial Bancshares, Inc. |
|
| December 4, 2012 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 30, 2012 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation |
|
| December 3, 2012 |
For Immediate Release MEDIA CONTACT: Blair Kennedy (919) 522-5581 [email protected] Crescent Financial Bancshares, Inc. completes merger of VantageSouth Bank into Crescent State Bank New bank will operate as VantageSouth Bank serving customers with expanded branch and ATM network RALEIGH, N.C., Dec.3, 2012-Crescent Financial Bancshares, Inc. (NASDAQ: CRFN) (“Crescent Financial”), Crescent Stat |
|
| December 3, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 3, 2012 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) |
|
| November 21, 2012 |
CONSENT OF KEEFE, BRUYETTE & WOODS, INC. CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Crescent Financial Bancshares, Inc. as Annex C to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 dated the date hereof relating to the proposed merger of ECB Bancorp, Inc. with and into Crescent Financial Bancshares, Inc. |
|
| November 21, 2012 |
As filed with the Securities and Exchange Commission on November 21, 2012 Registration No. |
|
| November 21, 2012 |
CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the Board of Directors of ECB Bancorp, Inc. (the “Company”), as an Annex to the Proxy Statement/Registration Statement on Form S-4 (the “Proxy Statement/Registration Statement”) relating to the proposed merger of the Company with Crescent Financial Bancshares, Inc. contained in the Proxy Statem |
|
| November 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
|
| November 19, 2012 |
Via EDGAR Correspondence November 19, 2012 Mr. Mark Webb Legal Branch Chief Securities and Exchange Commission Washington, DC 20549-3561 Re: Crescent Financial Bancshares, Inc. Amendment No. 2 to the Preliminary Proxy Statement on Schedule 14A Filed November 15, 2012 SEC File No. 000-32951 Dear Mr. Webb: I am writing on behalf of Crescent Financial Bancshares, Inc. (“Crescent”), to provide an EDGA |
|
| November 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
|
| November 15, 2012 |
Via EDGAR Correspondence November 15, 2012 Mr. Mark Webb Legal Branch Chief Securities and Exchange Commission Washington, DC 20549-3561 Re: Crescent Financial Bancshares, Inc. Amendment No.2 to the Preliminary Proxy Statement on Schedule 14A Filed November 15, 2012 SEC File No. 000-32951 Dear Mr. Webb: I am writing on behalf of Crescent Financial Bancshares, Inc. (“Crescent”), to provide an EDGAR |
|
| November 2, 2012 |
- PRELIMINARY REVISED PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
| October 30, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2012 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) |
|
| October 30, 2012 |
CONTACT: Terry Earley, CFO Crescent Financial Bancshares, Inc. Phone: (919) 659 -9015 Email:[email protected] FOR IMMEDIATE RELEASE Crescent Financial Bancshares, Inc. Announces Financial Results for Third Quarter of 2012 Reflecting Strong Loan Growth and Net Interest Margin Expansion RALEIGH, N.C., October 30, 2012– Crescent Financial Bancshares, Inc. (Nasdaq: CRFN) (hereinafter refer |
|
| October 9, 2012 |
CORRESP 1 filename1.htm Via Email and EDGAR Correspondence October 9, 2012 Mr. Mark Webb Legal Branch Chief Securities and Exchange Commission Washington, DC 20549-3561 Re: Crescent Financial Bancshares, Inc. Proxy Statement on Schedule 14A Filed September 13, 2012 SEC File No. 000-32951 Dear Mr. Webb: I am writing on behalf of Crescent Financial Bancshares, Inc. (“Crescent”) in response to the co |
|
| October 4, 2012 |
CORRESP 1 filename1.htm Via Email and EDGAR Correspondence October 4, 2012 Mr. Mark Webb Legal Branch Chief Securities and Exchange Commission Washington, DC 20549-3561 Re: Crescent Financial Bancshares, Inc. Proxy Statement on Schedule 14A Filed September 13, 2012 SEC File No. 000-32951 Dear Mr. Webb: I am writing on behalf of Crescent Financial Bancshares, Inc. (“Crescent”) in response to the co |
|
| October 1, 2012 |
Via Email and U.S. Mail October 1, 2012 Mr. Mark Webb Legal Branch Chief Securities and Exchange Commission Washington, DC 20549-3561 Re: Crescent Financial Bancshares, Inc. Proxy Statement on Schedule 14A Filed September 13, 2012 SEC File No. 000-32951 Dear Mr. Webb: I am writing on behalf of Crescent Financial Bancshares, Inc. (“Crescent”) in response to the comment letter of the Staff of the Co |
|
| September 28, 2012 |
Merger Prospectus - FILING UNDER SECURITIES ACT RULE 425 Filed by Crescent Financial Bancshares, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: ECB Bancorp, Inc. Commission File No.: 001-35389 The following is a transcript of a conference call held by certain executive officers of Crescent Financial Bancshares, Inc. and |
|
| September 26, 2012 |
Via Email and U.S. Mail September 26, 2012 Mr. Mark Webb Legal Branch Chief Securities and Exchange Commission Washington, DC 20549-3561 Re: Crescent Financial Bancshares, Inc. Proxy Statement on Schedule 14A Filed September 13, 2012 SEC File No. 000-32951 Dear Mr. Webb: I am writing on behalf of Crescent Financial Bancshares, Inc. (“Crescent”) in response to the comment letter of the Staff of the |
|
| September 25, 2012 |
Crescent Financial Bancshares, Inc. and ECB Bancorp, Inc. to Merge EX-99.1 3 v324300ex99-1.htm EXHIBIT 99.1 Crescent Financial Bancshares, Inc. and ECB Bancorp, Inc. to Merge RALEIGH, N.C. & ENGELHARD, N.C.-(BUSINESS WIRE) - September 25, 2012 -Crescent Financial Bancshares, Inc. (NASDAQ: CRFN) and ECB Bancorp, Inc. (NYSE AMEX: ECBE) jointly announced today the signing of a definitive merger agreement under which Crescent Financial will acquire ECB Bancorp, Inc. |
|
| September 25, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporati |
|
| September 25, 2012 |
Crescent Financial Bancshares, Inc. Agreement to Acquire ECB Bancorp, Inc. September 2012 EX-99.2 6 v324300ex99-2.htm EXHIBIT 99.2 Crescent Financial Bancshares, Inc. Agreement to Acquire ECB Bancorp, Inc. September 2012 Cautionary Statement Regarding Forward-Looking Statements• This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. You can identify forward-looking statements by words such as “may,” “hope,” “wil |
|
| September 25, 2012 |
Crescent Financial Bancshares, Inc. and ECB Bancorp, Inc. to Merge EX-99.1 3 v324300ex99-1.htm EXHIBIT 99.1 Crescent Financial Bancshares, Inc. and ECB Bancorp, Inc. to Merge RALEIGH, N.C. & ENGELHARD, N.C.-(BUSINESS WIRE) - September 25, 2012 -Crescent Financial Bancshares, Inc. (NASDAQ: CRFN) and ECB Bancorp, Inc. (NYSE AMEX: ECBE) jointly announced today the signing of a definitive merger agreement under which Crescent Financial will acquire ECB Bancorp, Inc. |
|
| September 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporati |
|
| September 25, 2012 |
Crescent Financial Bancshares, Inc. Agreement to Acquire ECB Bancorp, Inc. September 2012 EX-99.2 6 v324300ex99-2.htm EXHIBIT 99.2 Crescent Financial Bancshares, Inc. Agreement to Acquire ECB Bancorp, Inc. September 2012 Cautionary Statement Regarding Forward-Looking Statements• This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. You can identify forward-looking statements by words such as “may,” “hope,” “wil |
|
| September 25, 2012 |
EX-2.1 2 v324300ex2-1.htm EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN ECB BANCORP, INC. AND CRESCENT FINANCIAL BANCSHARES, INC. DATED AS OF SEPTEMBER 25, 2012 Table of Contents Page ARTICLE I THE MERGER 1 1.1 The Merger 2 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of Shares 2 1.5 Stock Options, Other Stock-Based Awards and Warrants 3 1.6 Articles of Incorporation o |
|
| September 25, 2012 |
EX-2.1 2 v324300ex2-1.htm EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN ECB BANCORP, INC. AND CRESCENT FINANCIAL BANCSHARES, INC. DATED AS OF SEPTEMBER 25, 2012 Table of Contents Page ARTICLE I THE MERGER 1 1.1 The Merger 2 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of Shares 2 1.5 Stock Options, Other Stock-Based Awards and Warrants 3 1.6 Articles of Incorporation o |
|
| September 19, 2012 |
Investor presentation September 20, 2012 CONFIDENTIAL Crescent Financial Bancshares, Inc Investor presentation September 20, 2012 CONFIDENTIAL Crescent Financial Bancshares, Inc Forward looking statement Statements in this presentation relating to plans, strategies, economic performance and trends, projections of results of specific, acquisitions, activities or investments, expectations or beliefs about future events or results, and other statements that are not descriptions of historical facts, may be forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. |
|
| September 19, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction (Commission Fi |
|
| September 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
| September 7, 2012 |
EX-2 2 v323191ex2.htm EXHIBIT 2 August 10, 2012 Crescent Financial Bancshares, Inc. 3600 Glenwood Avenue, Suite 300 Raleigh, North Carolina 27612 To the Board of Directors: Piedmont Community Bank Holdings, Inc. (“Piedmont”), a bank holding company with respect to VantageSouth Bank (“VantageSouth”) and Crescent Financial Bancshares, Inc. (“Parent”), is the beneficial holder of shares of common sto |
|
| September 7, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Crescent Financial Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 225743103 (CUSIP Number) Piedmont Community Bank Holdings, Inc. 3600 Glenwood Avenue Suite 300 Raleigh, NC 27612 Attention: Scott Custer (919) |
|
| August 13, 2012 |
8-K 1 v3211718k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or o |
|
| August 13, 2012 |
AGREEMENT AND PLAN OF MERGER by and among VANTAGESOUTH BANK, CRESCENT STATE BANK, and CRESCENT FINANCIAL BANCSHARES, INC. |
|
| August 13, 2012 |
VantageSouth Bank to Merge into Crescent State Bank CONTACT: Terry Earley, CFO Crescent Financial Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE AUGUST 13, 2012 VantageSouth Bank to Merge into Crescent State Bank RALEIGH, N.C. – Crescent Financial Bancshares, Inc. (Nasdaq: CRFN) (“Crescent Financial” or the “Company”), Crescent State Bank, and VantageSouth Bank announced today that they have entere |
|
| July 30, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2012 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) (C |
|
| July 30, 2012 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 CONTACT: Terry Earley, CFO Crescent Financial Bancshares, Inc. Phone: (919) 659-9015 Email: [email protected] FOR IMMEDIATE RELEASE Crescent Financial Bancshares, Inc. Announces Financial Results for Second Quarter of 2012 and Filing of Application to Acquire VantageSouth Bank RALEIGH, N.C., July 30, 2012 – Crescent Financial Bancshares, I |
|
| June 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-32951 A. Full title of the plan |
|
| June 12, 2012 |
As filed with the Securities and Exchange Commission on June 11, 2012. SEC File No. 333-181152 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 6022 45-2915089 (State or jurisdict |
|
| May 10, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation or o |
|
| May 4, 2012 |
Registration Statement - FORM S-1 As filed with the Securities and Exchange Commission on May 4, 2012. SEC File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 6022 45-2915089 (State or jurisdiction of incorporation or organization) (Pr |
|
| April 30, 2012 |
EXHIBIT 99.1 Crescent Financial Bancshares, Inc. Announces Financial Results for First Quarter of 2012 and Approval to Resume Payments on TARP Preferred Stock and Trust Preferred Securities RALEIGH, N.C., April 30, 2012 (GLOBE NEWSWIRE) - Crescent Financial Bancshares, Inc. (Nasdaq:CRFN), the parent company of Crescent State Bank, today reported financial results for the first quarter of 2012 and |
|
| April 30, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2012 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) ( |
|
| April 11, 2012 |
- ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive proxy statement x Definitive additional materials ¨ Soliciting material under Rule 14a-12 CRESCENT FINANCIAL BANCSHARES, INC. |
|
| April 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive proxy statement ¨ Definitive additional materials ¨ Soliciting material under Rule 14a-12 CRESCENT FINANCIAL BANCSHARES, INC. |
|
| April 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation or |
|
| April 5, 2012 |
AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is entered into by and among Piedmont Community Bank Holdings, Inc. |
|
| March 6, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 6, 2012 Crescent Financial Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation) (C |
|
| March 6, 2012 |
EXHIBIT 99.1 Crescent Financial Bancshares, Inc. Announces Financial Results for Fourth Quarter and Full Year 2011 CARY, N.C., March 6, 2012 (GLOBE NEWSWIRE) - Crescent Financial Bancshares, Inc. (Nasdaq:CRFN), the parent company of Crescent State Bank, today reported financial results for the fourth quarter and full year of 2011. Highlights include the following: ● Piedmont Community Bank Holding |
|
| March 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporatio |
|
| February 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporatio |
|
| January 24, 2012 |
Exhibit 10.1 TAX SHARING AGREEMENT This TAX SHARING AGREEMENT (“Agreement”), dated as of December 22, 2011, by and between Piedmont Community Bank Holdings, Inc., a Delaware corporation (“Parent”), by and on behalf of each Affiliate of Parent, and Crescent Financial Bancshares, Inc., a Delaware corporation (“Holdco”) and Crescent State Bank, a North Carolina state bank and a wholly-owned banking s |
|
| January 24, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 crescentfinancial8k01242012.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-291508 |
|
| January 23, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2012 CRESCENT FINANCIAL BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 000-32951 45-2915089 (State or other jurisdiction of incorporation |
|
| November 30, 2011 |
GAETA & EVESON, P.A. Attorneys at Law 700 Spring Forest Road, Suite 335 Raleigh, North Carolina 27609 (919) 845-2558 Telephone (919) 518-2146 Facsimile http://www.banklawnc.com November 30, 2011 VIA EDGAR Ms. Peggy Kim Special Counsel Office of Mergers & Acquisitions Division of Corporate Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Crescent |
|
| November 23, 2011 |
November 23, 2011 VIA EDGAR Mr. Christian Windsor Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Crescent Financial Bancshares, Inc., Cary, North Carolina Post-Effective Amendment to Registration Statement on Form S-3 Filed November 22, 2011 File No. 333-157137 Dear Mr. Windsor: We have received your |
|
| April 27, 2011 |
April 27, 2011 VIA EDGAR, TELECOPIER AND U.S. MAIL Mr. Christian N. Windsor Senior Counsel Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Mail Stop 4470 Washington, DC 20549 Re: Crescent Financial Corporation, Cary, North Carolina Preliminary Proxy Statement Filed March 31, 2011 File No. 000-32951 Dear Mr. Windsor: We are writing in response to |
|
| April 14, 2011 |
April 14, 2011 VIA EDGAR, TELECOPIER AND U.S. MAIL Mr. Christian N. Windsor Senior Counsel Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Mail Stop 4470 Washington, DC 20549 Re: Crescent Financial Corporation, Cary, North Carolina Preliminary Proxy Statement Filed March 31, 2011 File No. 000-32951 Dear Mr. Windsor: We are writing in response to |
