Grundläggande statistik
| LEI | 391200MQMJVYVM0L2S18 |
| CIK | 1769116 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to VIA optronics AG - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39543 VIA optronics AG (Exact name of registrant as specified in its char |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of April 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offi |
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| April 26, 2024 |
Exhibit 99.1 VIA optronics AG files Annual Report 2022 on Form 20-F with the U.S. Securities and Exchange Commission Nuremberg, Germany, April 26, 2024 – VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, announced that it has filed its Annual Report on Form 20-F for the year ended December 31, 2022 (the “Annual Report”) with th |
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| April 26, 2024 |
Exhibit 13.1 CERTIFICATION Pursuant to the requirement set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended, (the “Exchange Act”) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. §1350), Roland Chochoiek, Chief Executive Officer of VIA optronics (the “Company”), hereby certifies that, to the best of his knowledge: 1. The Company’s Annual Rep |
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| April 26, 2024 |
Exhibit 12.1 SECTION 302 CERTIFICATION I, Roland Chochoiek, certify that: 1. I have reviewed this annual report on Form 20-F of VIA optronics AG; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| April 26, 2024 |
VIA OPTRONICS AG INCENTIVE COMPENSATION RECOUPMENT POLICY Exhibit 97 VIA OPTRONICS AG INCENTIVE COMPENSATION RECOUPMENT POLICY 1.INTRODUCTION The Supervisory Board of VIA optronics AG (“Supervisory Board”), a German stock corporation (Aktiengesellschaft) organized under the laws of the Federal Republic of Germany (the “Company”), as recommended by its Compensation and Nomination Committee (the “Compensation Committee”), has determined that it is in the b |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECUR |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39543 VIA optronics AG Listed on The New York Stock Exchange under the symbol “VIAO” (Exact name of Issuer as specified in its charter, and name of Exchange where security is l |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of April 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offi |
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| April 10, 2024 |
Exhibit 99.1 VIA optronics and Antolin unveil Sunrise, a New Horizon of Integration in Vehicle Cockpits Companies introduce their new “Sunrise” concept vehicle cockpit, engineered for seamless transitions between manual and autonomous driving modes. Nuremberg, Germany: April 10, 2024 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display solutions, and |
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| April 9, 2024 |
VIA optronics AG Announces Intention to Voluntarily Delist its ADSs from the New York Stock Exchange Exhibit 99.1 VIA optronics AG Announces Intention to Voluntarily Delist its ADSs from the New York Stock Exchange Nuremberg, Germany, April 09, 2024 – VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display solutions, today announced its intention to voluntarily delist its American Depository Shares (“ADSs”) from the New York Stock Exchange (“NYSE”) and te |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of April 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offi |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of April 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offi |
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| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of April 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offi |
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| April 4, 2024 |
VIA optronics AG Announces Change in Management Board Exhibit 99.1 VIA optronics AG Announces Change in Management Board Nuremberg, Germany: April 4, 2024 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced that Dr. Markus Peters has resigned from his role as Chief Financial Officer (“CFO”) and as a member of VIA´s Management Board, effective March 31, 2024. Chairm |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of February 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| February 28, 2024 |
Exhibit 99.1 VIA optronics AG Announces Conclusion of Internal Review and Provides Management Update Supervisory Board discloses findings of internal review and announces management change Company provides update on expected timing of filing its delayed form 20-F for FY 2022 Nuremberg, Germany, February 28, 2024 – VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of intera |
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| February 13, 2024 |
SC 13G/A 1 ccllcviao13g02142024.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.1) 1 VIA OPTRONICS AG (Name of Issuer) American Depositary shares each representing one-fifth of an ordinary sh |
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| February 8, 2024 |
Exhibit 99.1 VIA optronics AG Signs Design and Development Contract with Immervision Inc. for VIA´s Next Generation Automotive Camera Exterior automotive cameras for E-Mirror or surround view applications Nuremberg, Germany: February 08, 2024 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced the signing of a c |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of February 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| February 6, 2024 |
Exhibit 99.1 VIA optronics AG Announces Appointment of New Chief Marketing Officer Dr. Jasmin Wagner returns to Company as newly appointed Chief Marketing Officer Nuremberg, Germany: February 06, 2024 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced that it has appointed Dr. Jasmin Wagner as Chief Marketing O |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of February 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of January 2024 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive of |
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| January 16, 2024 |
VIA optronics AG Announces Receipt of Notice Regarding NYSE Continued Listing Standards Exhibit 99.1 VIA optronics AG Announces Receipt of Notice Regarding NYSE Continued Listing Standards Nuremberg, Germany: January 16, 2024 – VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced that on December 19, 2023 it received a letter from the New York Stock Exchange (the “NYSE”) notifying the Company that it |
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| December 1, 2023 |
VIA optronics Provides Further Update to Recent Management Communications Exhibit 99.1 VIA optronics Provides Further Update to Recent Management Communications Nuremberg, Germany, December 1, 2023 – On 17 November 2023, VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”) reported that Jürgen Eichner had been temporarily suspended by the Supervisory Board from his position as a member of the management board. Following discussions with Jürgen Eichner, the Supervisory |
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| December 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of December 2023 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of November 2023 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| November 17, 2023 |
Exhibit 99.1 VIA optronics Provides Corporate and Management Updates Anticipates delayed filing of Form 20-F due to the ongoing review by Supervisory Board and Advisors of internal controls and compliance with corporate policies Company receives New York Stock Exchange acceptance for listing extension until May 16, 2024 Nuremberg, Germany, November 17, 2023 – VIA optronics AG (NYSE: VIAO) (“VIA” o |
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| August 30, 2023 |
Exhibit 99.1 VIA optronics AG Announces Strategic Collaboration with Antolin to Develop Innovative Integrated Display Systems for Vehicle Interiors The companies aim to provide an expanded range of integrated display solutions for automotive customers Nuremberg, Germany: August 30, 2023 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and |
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| August 30, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of August 2023 Commission File Number: 001-39543 VIA optronics AG (Registrant’s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check mark whether the r |
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| August 9, 2023 |
Exhibit 99.1 VIA optronics AG Announces Planned CEO Transition and Business Update Roland Chochoiek appointed CEO and member of the Management Board Provides update to 2023 guidance and reaffirms commitment to operational improvement initiatives Nuremberg, Germany: August 9, 2023 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutio |
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| August 9, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of August 2023 Commission File Number: 001-39543 VIA optronics AG (Registrant’s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check mark whether the r |
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| May 23, 2023 |
Exhibit 99.1 VIA optronics AG Announces Notice of Failure to Satisfy a Continued Listing Rule or Standard of the New York Stock Exchange Nuremberg, Germany: May 23, 2023 - On May 17, 2023, VIA optronics AG (the “Company”) received an expected notice from the New York Stock Exchange (the “NYSE”) stating that the Company is not in compliance with the NYSE’s continued listing requirements under the t |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of May 2023 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive office |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of May 2023 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive office |
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| May 16, 2023 |
Exhibit 99.1 VIA optronics AG Announces New Supervisory Board Member Strengthens Board with highly experienced professional Nuremberg, Germany: May 16, 2023 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced Udo Zimmer as new member of Supervisory Board and Chairman of the Audit Committee. The Supervisory Board |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-39543 CUSIP NUMBER 91823Y109 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tra |
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| April 5, 2023 |
Information About the Departure of a Supervisory Board Member Exhibit 99.1 Information About the Departure of a Supervisory Board Member Anil Doradla resigned from the Supervisory Board of VIA optronics AG (the “Company”), effective as of March 31, 2023. Anil Doradla has been a member of the Supervisory Board and Chairman of the Audit Committee since 2020. Dr. Heiko Frank, Chairman of VIA’s Supervisory Board added, “The Supervisory Board as well as the Manag |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of April 2023 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offi |
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| March 28, 2023 |
Exhibit 99.1 VIA optronics AG Reports Preliminary Unaudited Fourth Quarter and Full Year 2022 Financial Results Annual revenue rose 20.9% year-over-year Nuremberg, Germany: March 28, 2023 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced preliminary unaudited financial results for the fourth quarter ended Dece |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of March 2023 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offi |
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| February 13, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.) 1 VIA OPTRONICS AG (Name of Issuer) American Depositary shares each representing one-fifth of an ordinary share, € 1.00 notional value per share (Title of Class |
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| February 1, 2023 |
viao22a1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 91823Y109 13G Page 1 of 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* VIA optronics AG (Name of Issuer) American Depositary Shares, each representing one-fifth of an ordinary share, €1.00 notional value per share Ordinary shares, € |
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| December 29, 2022 |
Exhibit 99.2 VIA optronics AG Voting results Annual General Meeting; 29 December 2022 in N?rnberg ? ? ? ? ITEMS In favour in % against ITEM 2 Resolution on the ratification of the acts of the Management Board for the fiscal year 2021 2,968,575 99.89% 3.358 ITEM 3 Resolution on the ratification of the acts of the Supervisory Board for the fiscal year 2021 3,688,575 99.91% 3.358 ITEM 4 Election of t |
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| December 29, 2022 |
VIA optronics AG Announces 2022 Annual General Meeting Results Exhibit 99.1 VIA optronics AG Announces 2022 Annual General Meeting Results Nuremberg, Germany: December 29, 2022 ? VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, today announced the results of its annual general meeting (?AGM?) held on December 29, 2022, at its headquarters in Nuremberg, Germany. The following items were ap |
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| December 29, 2022 |
6-K 1 tmb-20221229x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of December 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Ad |
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| November 23, 2022 |
Exhibit 99.1 ? ? VIA optronics AG Reports Preliminary Unaudited Third Quarter 2022 Results ? Announced record quarterly revenue of ?62.9 million, up 27.3% year-over-year ? ? ? Nuremberg, Germany: November 23, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of interactive display systems and solutions, today announced preliminary unaudited financial results for the third quarter en |
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| November 23, 2022 |
6-K 1 tmb-20221123x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of November 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Ad |
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| November 22, 2022 |
VIA optronics AG c/o GFEI AG Ostergrube 11 30559 Hannover E-Mail: [email protected] Exhibit 99.3 VIA optronics AG c/o GFEI AG Ostergrube 11 30559 Hannover E-Mail: [email protected] POWER OF ATTORNEY Shareholder’s number: Number of shares: I/We Authorising person’s first nameAuthorising person’s surname Authorising person’s postcodeAuthorising person’s town/city of residence hereby authorise Mr./Ms./Mrs. Proxy’s first name Proxy’s surname Proxy’s postcode Proxy’s town/city of r |
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| November 22, 2022 |
Exhibit 99.1 VIA optronics AG Nuremberg ISIN DE000A2TSG37 / WKN A2TSG3 (Shares of VIA optronics AG) ISIN US91823Y1091 / WKN A2QDG5 (American Depositary Shares of VIA optronics AG) Invitation to the Annual General Meeting 2022 We hereby invite our shareholders to the Annual General Meeting to be held on Thursday, December 29, 2022 at 15:00 hours CET (= 14:00 hours UTC (Coordinated Universal Time)) |
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| November 22, 2022 |
VIA optronics AG c/o GFEI AG Ostergrube 11 30559 Hannover E-Mail: [email protected] Exhibit 99.4 VIA optronics AG c/o GFEI AG Ostergrube 11 30559 Hannover E-Mail: [email protected] REVOCATION OF PROXY AUTHORIZATION for shareholder’s number for ordinary shares in VIA optronics AG I/We hereby revoke Authorizing person’s name ☐ the proxy authorization I/we issued to the Company proxies of VIA optronics AG ☐ the proxy authorization I/we issued to Mr./Ms. Authorized representative’ |
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| November 22, 2022 |
REPORT OF THE SUPERVISORY BOARD Exhibit 99.2 REPORT OF THE SUPERVISORY BOARD Dear Shareholders, The business year 2021 was characterized by many structural challenges. This was mainly due to the Covid 19 pandemic and the resulting supply chain problems, the availability of electronic components and, not least, the global travel restrictions. Nevertheless, there were some milestones at VIA optronics that should not go unmentioned |
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| November 22, 2022 |
INFORMATION ON AUTHORIZING AND INSTRUCTING COMPANY PROXIES Exhibit 99.5 VIA optronics AG c/o GFEI AG, Ostergrube 11, 30559 Hannover, E-Mail: [email protected] AUTHORIZING AND INSTRUCTING COMPANY PROXIES for the Annual General Meeting of VIA optronics AG on December 29, 2022 (Annual General Meeting) We kindly ask you to fill in this form and send it by specifying your shareholder’s number directly to the following address by December 28, 2022, 24:00 hou |
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| November 22, 2022 |
Exhibit 99.7 VIA optronics AG - c/o GFEI AG «Aktionärsnummer» Ostergrube 11, 30559 Hannover, Deutschland Annual General Meeting, 29 December 2022, 3:00 p.m. (CET) Shareholder´s number: Number of Shares held: «Nominale» Shareholder´s name: «Nominale» ISIN: DE000A2TSG37 US91823Y1091 VIA optronics AG - c/o GFEI AG, Ostergrube 11, 30559 Hannover «Name2» «Strasse2» «PLZ2» «ORT2» «Land2» Invitation to t |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of November 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| November 22, 2022 |
EX-99.8 9 tmb-20221122xex99d8.htm EX-99.8 Exhibit 99.8 Further explanations of shareholders' rights pursuant to Sections 122 (2), 126 (1), 127, 131 (1) of the German Stock Corporation Act (AktG) Annual General Meeting of VIA optronics AG on December 29, 2022 Requests for additions to the agenda pursuant to Section 122 (2) of the German Stock Corporation Act (AktG) Shareholders whose shares togethe |
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| November 22, 2022 |
Exhibit 99.6 INFORMATION PURSUANT TO SECTION 125 (1) IN CONJUNCTION WITH SECTION 125 (5) GERMAN STOCK CORPORATION ACT (AKTG), ARTICLE 4 (1), TABLE 3 OF THE ANNEX OF THE COMMISSION IMPLEMENTING REGULATION (EU) 2018/1212 Type of information Description A. Specification of the message 1. Unique identifier of the event VIAoptronicsoHV2022 2. Type of message Notice convening an annual general meeting F |
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| October 24, 2022 |
VIA optronics AG · Sieboldstr. 18 · DE-90411 Nuremberg CORRESP 1 filename1.htm VIA optronics AG · Sieboldstr. 18 · DE-90411 Nuremberg Heather Clark Contact person: Jürgen Eichner U.S. Securities & Exchange Commission Department: Management Board Division of Corporate Finance 100 F Street, N. E., Phone: +49 911 597 575-120 Washington, DC 20549 E-Mail: [email protected] Internet: www.via-optronics.com Nuremberg, October 24, 2022 RE: VIA optroni |
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| October 11, 2022 |
VIA optronics AG · Sieboldstr. 18 · DE-90411 Nuremberg CORRESP 1 filename1.htm VIA optronics AG · Sieboldstr. 18 · DE-90411 Nuremberg Heather Clark Contact person: Jürgen Eichner U.S. Securities & Exchange Commission Department: Management Board Division of Corporate Finance 100 F Street, N. E., Phone:+49 911 597 575-120 Washington, DC 20549 E-Mail: [email protected] Internet: www.via-optronics.com Nuremberg, October 11, 2022 RE: VIA optronic |
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| September 29, 2022 |
Exhibit 99.1 ? ? VIA optronics AG Reports Preliminary Unaudited Second Quarter 2022 Results ? Top-line increased by 10.1% year-over-year, exceeding prior guidance ? Expects revenue growth between 5% and 10% for the full year 2022 ? ? ? Nuremberg, Germany: September 29, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, to |
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| September 29, 2022 |
6-K 1 tmb-20220929x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of September 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of prin |
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| September 20, 2022 |
Exhibit 99.1 ? VIA optronics AG Reports Preliminary Unaudited Second Quarter 2022 Revenue ? Total Q2 2022 revenue expected to increase of approximately 10% year-over-year, exceeding prior guidance ? Nuremberg, Germany: September 20, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of interactive display systems and solutions, today announced preliminary revenue for the second quart |
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| September 20, 2022 |
6-K 1 tmb-20220930x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of September 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (A |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of August 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive off |
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| August 2, 2022 |
Exhibit 99.1 VIA optronics AG Appoints Roland Chochoiek as Chief Marketing Officer Announces new alignment of Marketing organization to consolidate functions under new CMO Nuremberg, Germany: August 2, 2022 - VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced the appointment of Roland Chochoiek as Chief Marketing |
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| July 22, 2022 |
CORRESP 1 filename1.htm VIA EDGAR July 22, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn:Ms. Heather Clark Ms. Claire Erlanger Re:VIA optronics AG Form 20-F for the Year Ended December 31, 2021 Filed on May 16, 2022 File No. 001-39543 Ladies and Gentlemen: VIA optronics AG (the “Company”) is responding to the comments of |
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| July 14, 2022 |
Exhibit 99.1 VIA optronics AG Expects Breakeven Net Profit on a Run-Rate Basis by End of Year 2022 Company announces margin enhancing initiatives Initiation of improvements to stabilize the global cost structure Nuremberg, Germany: July 14, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, today announced a series of cos |
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| July 14, 2022 |
6-K 1 tmb-20220714x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of July 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Addres |
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| July 6, 2022 |
Exhibit 99.1 VIA optronics AG Announces New Automotive Display Business Award New supply agreement with premium Chinese electric vehicle customer demonstrates strong demand for the Company?s automotive solutions Nuremberg, Germany: July 6, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, today announced a business award |
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| July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of July 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offic |
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| June 29, 2022 |
Exhibit 99.1 VIA optronics AG Reports Unaudited First Quarter 2022 Results ? Achieved significant revenue expansion of 27.6% year-over-year in first quarter 2022 ? Provides outlook for 5% to 10% expected revenue growth in fiscal year 2022 ? Full year 2021 results at a glance ? Nuremberg, Germany?June 29, 2022 ? VIA optronics AG (NYSE: VIAO) (?VIA or the ?Company?), a leading supplier of interactiv |
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| June 29, 2022 |
6-K 1 tmb-20220629x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of June 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Addres |
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| June 22, 2022 |
Exhibit 99.1 ? VIA optronics AG Announces Reporting Date and Conference Call for Full Year 2021 and First Quarter 2022 Financial Results ? Nuremberg, Germany: June 22, 2022 ? VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, today announced that it will report financial results for the full year ended December 31, 2021, and fir |
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| June 22, 2022 |
6-K 1 tmb-20220622x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of June 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Addres |
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| June 15, 2022 |
Exhibit 99.1 VIA optronics AG Achieves Record Shipments of over 31,000 Units at Nuremberg Production Site Year-to-date shipments as of May 31, 2022, exceeded total shipments in full year 2021 Nuremberg, Germany: June 15, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, today announced record shipments of over 31,000 uni |
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| June 15, 2022 |
6-K 1 tmb-20220615x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of June 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Addres |
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| June 2, 2022 |
6-K 1 tmb-20220602x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of June 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Addres |
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| June 2, 2022 |
Exhibit 99.1 VIA optronics AG Announces Plans for a New Production Site in the Philippines Expansion to support growth strategy with an alternative, cost efficient production location Nuremberg, Germany: June 2, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, today announced plans for a new production site in the Phili |
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| May 31, 2022 |
VIA optronics AG to Participate at the 19th Annual Craig-Hallum Institutional Investor Conference Exhibit 99.1 ? VIA optronics AG to Participate at the 19th Annual Craig-Hallum Institutional Investor Conference ? Nuremberg, Germany ? May 31, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA? or ?the Company?), a leading supplier of interactive display systems and solutions, today announced that senior management will participate in the 19th Annual Craig-Hallum Institutional Investor Conference on Wed |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of May 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive office |
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| May 24, 2022 |
Exhibit 99.1 ? VIA optronics AG Continues to Drive Growth at its Nuremberg Headquarters Employee headcount exceeds 200 with additional growth potential ? Nuremberg, Germany: May 24, 2022, VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading provider of interactive display systems and solutions, today announced that the growth of its corporate headquarters and production site in Nuremb |
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| May 24, 2022 |
6-K 1 tmb-20220524x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of May 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address |
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| May 23, 2022 |
VIA optronics AG to Present at Annual German Spring Conference Exhibit 99.1 VIA optronics AG to Present at Annual German Spring Conference ? Nuremberg, Germany ? May 23, 2022 - VIA optronics AG (NYSE: VIAO) (?VIA? or ?the Company?), a leading supplier of interactive display systems and solutions, today announced that senior management will participate in the annual German Spring Conference taking place at Le Meridien in Frankfurt, Germany on May 24, 2022. ? J |
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| May 23, 2022 |
6-K 1 tmb-20220523x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of May 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 16, 2022 |
Exhibit 4.27 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. ? Share Purchase and Transfer Agreement Final 20.05.2021 ? ? ? ? GERMANEERS GMBH ? CONTRACT FOR THE PURCHASE AND TRANSFER OF GMBH SHARES ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 16, 2022 |
Exhibit 4.30 ? AMENDMENT ? This is to confirm the amendment to SYSTEM USE AGREEMENT executed on March 29, 2018, which incorporates its first AMENDMENT executed on December 31, 2018, its second AMENDMENT executed on November 7, 2019, its third AMENDMENT executed on April 24, 2020. its fourth AMENDMENT executed on June 18, 2020 and its fifth AMENDMENT executed on August 24, 2021 (collectively referr |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 16, 2022 |
Exhibit 4.34 ? BUSINESS SUPPORT AGREEMENT This Business Support Agreement (this ?Agreement?) is entered into on April 24,2020 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (?Toppsn?) and VTS-Touchsensor Co., Ltd., a company organized under the laws of Japan (?VTS?). Each of Toppan and VTS is referred to as a uParty? RECITALS A.VTS manufactures and sells copper-base |
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| May 16, 2022 |
Exhibit 4.26 AMENDMENT This is to confirm the amendment to SYSTEM USE AGREEMENT executed on March 29, 2018, its first AMENDMENT excused on December 31, 2018, its second AMENDMENT excused on November 7, 2019, its third AMENDMENT excused on April 24, 2020 and its fourth AMENDMENT excused on June 18, 2020 (collectively referred to as ?the Agreement?) between Toppan Printing Co., Ltd. and VTS-TOUCHSEN |
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| May 16, 2022 |
Exhibit 13.1 CERTIFICATION Pursuant to the requirement set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended, (the ?Exchange Act?) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. ?1350), J?rgen Eichner, Chief Executive Officer of VIA optronics (the ?Company?), and Markus Peters, Chief Financial Officer of the Company, each hereby certifies t |
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| May 16, 2022 |
6-K 1 tmb-20220531x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of May 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address |
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| May 16, 2022 |
Exhibit 12.2 SECTION 302 CERTIFICATION I, Markus Peters, certify that: 1. I have reviewed this annual report on Form 20-F of VIA optronics AG. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| May 16, 2022 |
Exhibit 4.32 ? AMENDMENT ? This is to confirm the amendment to BUSINESS SUPPORT AGREEMENT executed on April 24, 2020 (?the Agreement?) between Toppan Inc. (formerly known as Toppan Printing Co., Ltd.) and VTS-Touchsensor Co., Ltd. ? 1. The parties agree that the term of the Agreement shall be extended for additional one (1) year, ending March 31, 2023. ? 2. Section 1.3 of the Agreement shall be de |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED ? Exhibit 4. |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 16, 2022 |
Exhibit 99.1 ? VIA optronics AG files Annual Report 2021 on Form 20-F with the U.S. Securities and Exchange Commission ? Nuremberg, Germany, May 16, 2022 ? VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, announced that it has filed its Annual Report on Form 20-F for the year ended December 31, 2021 (the ?Annual Report?) with |
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| May 16, 2022 |
Exhibit 12.1 SECTION 302 CERTIFICATION I, J?rgen Eichner, certify that: 1. I have reviewed this annual report on Form 20-F of VIA optronics AG. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 16, 2022 |
Exhibit 16.1 ? May 16, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 United States Ladies and Gentlemen: We have read Item 16F of VIA optronics AG?s Form 20-F to be filed on May 16, 2022, and are in agreement with the statements contained in the first and third paragraphs therein. We have no basis to agree or disagree with other statements of the Company contained |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 16, 2022 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of May 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant?s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive office |
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| May 3, 2022 |
VIA optronics AG Files SEC Form 12b-25 Reports certain preliminary unaudited financial results EX-99.1 2 tmb-20220503xex99d1.htm EX-99.1 VIA optronics AG Files SEC Form 12b-25 Reports certain preliminary unaudited financial results Nuremberg, Germany and New York, NY: May 3, 2022 - VIA optronics AG (NYSE: VIAO) (“VIA” or “the Company”), a leading supplier of enhanced display solutions, today announced its filing of Form 12b-25 with the Securities and Exchange Commission (“SEC”) to disclose |
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| May 3, 2022 |
NT 20-F 1 tmb-20211231xnt20f.htm NT 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-39543 CUSIP NUMBER 91823Y109 NOTIFICATION OF LATE FILING (Check One): ◻ Form 10-K ⌧ Form 20-F ◻ Form 11-K ◻ Form 10-Q ◻ Form 10-D ◻ Form N-CEN ◻ Form N-CSR For Period Ended: December 31, 2021 ◻ Transition Report on Form 10-K ◻ Transition Report on Form 20 |
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| February 14, 2022 |
SC 13G/A 1 via-sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* VIA optronics AG (Name of Issuer) Ordinary Shares, notional value €1.00 per share (Title of Class of Securities) 91823Y 109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check |
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| February 8, 2022 |
Exhibit 99.1 VIA optronics AG Receives 2021 Award for Best Technology Innovation Value Creation Strategy - Germany By Capital Finance International ? ? Nuremberg, Germany: February 8, 2022 ? VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, today announced it has won the 2021 award for Best Technology Innovation Value Strategy |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of February 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant?s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| February 4, 2022 |
viao21in.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 91823Y109 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* VIA optronics AG (Name of Issuer) American Depositary Shares, each representing one-fifth of an ordinary share, €1.00 notional value per share Ordinary shares, € |
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| January 13, 2022 |
VIA optronics AG Announces Changes to the Committee Composition of the Company’s Supervisory Board EX-99.1 2 tmb-20220113xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics AG Announces Changes to the Committee Composition of the Company’s Supervisory Board Nuremberg, Germany: January 13, 2022 – VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced changes to the committee composition of its Supervisory Board. VIA’s S |
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| January 13, 2022 |
6-K 1 tmb-20220113x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of January 2022 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Add |
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| December 29, 2021 |
Exhibit 99.2 Results of the vote VIA optronics AG Annual General Meeting on 29 December 2021 ? ? ? ? ? ? ? ? ? ? item of agenda Number of shares for which valid votes were cast Share of nominal capital represented by the valid votes in % For For in % Against Against in % proposed resolution 2 Resolution on the Discharge of the Management Board 3,203,105 70.70 3,200,635 99.9229 2,470 0.0771 accepte |
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| December 29, 2021 |
6-K 1 tmb-20211229x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of December 2021 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Ad |
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| December 29, 2021 |
VIA optronics AG Announces 2021 Annual General Meeting Results EX-99.1 2 tmb-20211229xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics AG Announces 2021 Annual General Meeting Results Nuremberg, Germany: December 29, 2021 – VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a leading supplier of interactive display systems and solutions, today announced the results of its annual general meeting (“AGM”) held virtually on December 29, 2021. As of the date of |
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| December 27, 2021 |
Exhibit 99.1 ? VIA optronics AG to Virtually Present at the 24th Annual Needham Growth Conference ? Nuremberg, Germany and New York, NY: December 27, 2021 ? VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of interactive display systems and solutions, today announced that J?rgen Eichner, Chief Executive Officer and Founder, and Dr. Markus Peters, Chief Financial Officer, will virtually pr |
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| December 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of December 2021 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| December 23, 2021 |
REVOCATION OF ELECTRONIC POSTAL VOTE OR PROXY EX-99.5 6 viao-20211223xex99d5.htm EX-99.5 Exhibit 99.5 REVOCATION OF ELECTRONIC POSTAL VOTE OR PROXY for shareholder’s number forordinary shares in VIA optronics AG I/Wehereby revoke Authorising person’s name ☐ my/our postal votes, ☐ the proxy I/we issued to the Company proxies of VIA optronics AG, Mr. Bernhard Orlik an Mr. Christian Groetzbach, both employees of Link Market Services GmbH, busine |
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| December 23, 2021 |
EX-99.7 8 viao-20211223xex99d7.htm EX-99.7 Exhibit 99.7 Non-binding English translation from the German language Shareholder´s name Shareholder´s number Number of shares held pieces*) Access code *) Extract from the share register at the beginning of November 18, 2021 You need the information above for our online service for authorizing and instructing proxies as well as for postal votes via the A |
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| December 23, 2021 |
6-K 1 viao-20211223x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of December 2021 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (A |
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| December 23, 2021 |
EX-99.1 2 viao-20211223xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics AG Nürnberg ISIN DE000A2TSG37 / WKN A2TSG3 (Shares in VIA optronics AG), ISIN US91823Y1091 / WKN A2QDG5 (American Depositary Receipts der VIA optronics AG) Invitation to the Annual General Meeting 2021 We herewith invite our shareholders to attend the annual general meeting taking place on Wednesday, December 29, 2021, at 2.00 P |
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| December 23, 2021 |
REPORT OF THE SUPERVISORY BOARD Exhibit 99.2 REPORT OF THE SUPERVISORY BOARD Dear Shareholders, The financial year 2020 was of unique relevance for VIA optronics AG as it was the year of our successful Initial Public Offering (IPO) at the New York stock exchange as a Foreign Private Issuer (FPO) by way of issuance of American Depositary Receipts (ADR). Further, the financial year 2020 was highly impacted by a development which w |
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| December 23, 2021 |
INFORMATION ON POSTAL VOTES OR AUTHORIZING AND INSTRUCTING COMPANY PROXIES EX-99.3 4 viao-20211223xex99d3.htm EX-99.3 Exhibit 99.3 POSTAL VOTES OR AUTHORIZING AND INSTRUCTING COMPANY PROXIES for the Annual General Meeting of VIA optronics AG on December 29, 2021 (virtual General Meeting) We kindly ask you to fill in this form and send it by specifying your shareholder’s number directly to the following address by December 28, 2021, 24:00 hours (CET) (time of receipt by t |
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| December 23, 2021 |
EX-99.4 5 viao-20211223xex99d4.htm EX-99.4 Exhibit 99.4 POWER OF ATTORNEY Shareholder’s number: Number of shares: I/We Authorising person’s first name Authorising person’s surname Authorising person’s postcode Authorising person’s town/city of residence hereby authorise Mr./Ms./Mrs. Proxy’s first name Proxy’s surname Proxy’s postcode Proxy’s town/city of residence to represent me/us at the virtual |
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| December 23, 2021 |
Exhibit 99.6 INFORMATION PURSUANT TO SECTION 125 (1) IN CONJUNCTION WITH SECTION 125 (5) GERMAN STOCK CORPORATION ACT (AKTG), ARTICLE 4 (1), TABLE 3 OF THE ANNEX OF THE COMMISSION IMPLEMENTING REGULATION (EU) 2018/1212 Type of information Description A.Specification of the message 1. Unique identifier of the event VIAoptronicsoHV20211229 2. Type of message Notice of annual shareholder’s meeting Fo |
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| December 16, 2021 |
VIA optronics AG Achieves IATF 16949 Certification EX-99.1 2 tmb-20211216xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics AG Achieves IATF 16949 Certification Nuremberg, Germany: December 16, 2021 - VIA optronics AG (NYSE: VIAO) (“VIA”), a leading supplier of interactive display systems and solutions, today announced that VIA optronics AG and VIA optronics GmbH have attained IATF 16949 certification for automotive quality management systems for its |
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| December 16, 2021 |
6-K 1 tmb-20211216x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of December 2021 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Ad |
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| December 14, 2021 |
EX-99.1 2 tmb-20211231xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics AG Incorporates New Entity, VIA optronics (Philippines), Inc., for Design and Development of Camera Solutions Nuremberg, Germany: December 14, 2021 - VIA optronics AG (NYSE: VIAO) (“VIA”), a leading supplier of interactive display systems and solutions, today announced that it has incorporated a new entity in the Philippines, VIA |
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| December 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of December 2021 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| November 22, 2021 |
Exhibit 99.1 VIA optronics AG Announces Annual General Meeting, Supervisory Board Nominations and Additional Financial Expectations Nuremberg, Germany: November 22, 2021 - VIA optronics AG (NYSE: VIAO) (?VIA? or the ?Company?), a leading supplier of interactive display systems and solutions, today announced that the Company?s 2021 annual general meeting (the ?AGM?) is planned to take place on Dece |
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| November 22, 2021 |
6-K 1 tmb-20211122x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of November 2021 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Ad |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the Month of November 2021 Commission File Number: 001-39543 VIA optronics AG (Translation of registrant’s name into English) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive o |
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| November 17, 2021 |
EX-99.1 2 tmb-20211117xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics AG Reports Unaudited Third Quarter 2021 Results Total Q3 2021 revenue rose 13.3% year over year Nuremberg, Germany: November 17, 2021 - VIA optronics AG (NYSE: VIAO) (“VIA”), a leading supplier of interactive display systems and solutions, today announced unaudited financial results for the third quarter ended September 30, 2021. |
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| November 9, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 November 2021 Commission File Number: 001-39543 VIA optronics AG (Registrant’s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check mark whether the registrant files |
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| November 9, 2021 |
VIA optronics AG Reports Preliminary Unaudited Third Quarter 2021 Financial Results Exhibit 99.1 VIA optronics AG Reports Preliminary Unaudited Third Quarter 2021 Financial Results Nuremberg, Germany and New York, NY: November 9, 2021 - VIA optronics AG (NYSE: VIAO) (“VIA” or “the Company”), a leading supplier of enhanced display solutions, today announced certain preliminary unaudited financial results for the third quarter ended September 30, 2021. VIA anticipates third quarter |
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| September 23, 2021 |
6-K 1 tmb-20210923x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 September 2021 Commission File Number: 001-39543 VIA optronics AG (Registrant’s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check ma |
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| September 23, 2021 |
VIA optronics AG To Showcase Innovative Technologies at the 28 EX-99.1 2 tmb-20210923xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics AG To Showcase Innovative Technologies at the 28th Annual Vehicle Displays & Interfaces Symposium Nuremberg, Germany: September 23, 2021 - VIA optronics AG (NYSE: VIAO) (“VIA”), a leading supplier of interactive display systems and solutions, today announced that it will exhibit at the Society for Information Display (SID) Vehi |
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| September 22, 2021 |
6-K 1 tmb-20210922x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 September 2021 Commission File Number: 001-39543 VIA optronics AG (Registrant’s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check ma |
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| September 22, 2021 |
Exhibit 99.1 VIA optronics AG Announces Production Readiness of German Facility Dedicated to US Electric Vehicle Manufacturer Nuremberg, Germany: September 22, 2021 - VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of interactive display systems and solutions, today announced that its production facility in Germany is successfully ramping up mass production. The facility has the capacity |
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| September 9, 2021 |
EX-99.1 2 tmb-20210930xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics Reports Unaudited Second Quarter 2021 Results Total Q2 2021 revenue rose 11.5% year over year Nuremberg, Germany: September 9, 2021 - VIA optronics AG (NYSE: VIAO) (“VIA”), a leading supplier of interactive display systems and solutions, today announced unaudited financial results for the second quarter ended June 30, 2021. The r |
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| September 9, 2021 |
6-K 1 tmb-20210930x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 September 2021 Commission File Number: 001-39543 VIA optronics AG (Registrant’s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check ma |
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| September 2, 2021 |
VIA optronics AG Announces Date of Second Quarter 2021 Financial Results Conference Call Exhibit 99.1 VIA optronics AG Announces Date of Second Quarter 2021 Financial Results Conference Call Nuremberg, Germany: September 2, 2021 - VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of interactive display systems and solutions, today announced that it will report its second quarter 2021 financial results before the opening of the US financial markets on Thursday, September 9, 202 |
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| September 2, 2021 |
? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 6-K ? Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 ? September 2021 ? Commission File Number: 001-39543 ? VIA optronics AG (Registrant?s name) ? Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) ? Indicate by check mark whether t |
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| July 1, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 July 2021 Commission File Number: 001-39543 VIA optronics AG (Registrant?s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check mark whether the registrant files or |
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| July 1, 2021 |
? Exhibit 99.1 VIA optronics AG Appoints Dr. Markus Peters as Chief Financial Officer Company Reaffirms 2021 Guidance Nuremberg, Germany: July 1, 2021 - VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of interactive display systems and solutions, today announced that its Supervisory Board has appointed Dr. Markus Peters as Chief Financial Officer (?CFO?) of the Company, effective immedia |
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| June 9, 2021 |
? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 6-K ? Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 ? June 2021 ? Commission File Number: 001-39543 ? VIA optronics AG (Registrant?s name) ? Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) ? Indicate by check mark whether the re |
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| June 9, 2021 |
VIA optronics Forms Strategic Partnership with SigmaSense to Develop New Touch Sensing Solutions Exhibit 99.1 ? VIA optronics Forms Strategic Partnership with SigmaSense to Develop New Touch Sensing Solutions ? Nuremberg, Germany: June 9, 2021 - VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of interactive display systems and solutions, has formed a strategic partnership with SigmaSense, a global leader in touch sensing performance. As part of the strategic partnership, VIA has mad |
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| May 21, 2021 |
VIA optronics Announces Acquisition of Germaneers Exhibit 99.1 ? VIA optronics Announces Acquisition of Germaneers ? Nuremberg, Germany: May 21, 2021 - VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of interactive display systems and solutions today announced the closing of a definitive agreement under which VIA will acquire Germaneers GmbH (?Germaneers), a high-tech engineering company focusing on automotive system integration and use |
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| May 21, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 6-K ? Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 ? May 2021 ? Commission File Number: 001-39543 ? VIA optronics AG (Registrant?s name) ? Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) ? Indicate by check mark whether the registr |
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| May 18, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 May 2021 Commission File Number: 001-39543 VIA optronics AG (Registrant?s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check mark whether the registrant files or w |
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| May 18, 2021 |
EX-99.1 2 tmb-20210518xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics Reports Unaudited First Quarter 2021 Results Total Q1 2021 revenue rose 60.7% year over year Nuremberg, Germany: May 18, 2021 - VIA optronics AG (NYSE: VIAO) (“VIA”), a leading supplier of enhanced display solutions, today announced financial results for the first quarter 2021 ending March 31, 2021. The results have been prepared |
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| April 29, 2021 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of VIA optronics AG (the “Company”) for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned, Jürgen Eichne |
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| April 29, 2021 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of VIA optronics AG (the “Company”) for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned, Daniel Jürgen |
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| April 29, 2021 |
EX-4.15 3 viao-20201231ex4153029e7.htm EX-4.15 Exhibit 4.15 Projektvertrag zwischen Kloepfel Corporate Finance GmbH Ludwigpalais, Ludwigstr. 8 DE-80539 München und Via optronics GmbH Lettenfeldstraße 15 DE-90592 Schwarzenbruck im Folgenden der „Auftraggeber“ genannt. Seite 1 von 5 1. Ausgangslage Die Via optronics GmbH, eingetragen unter der HRB Nr. 22650, wurde 2005 von Herrn Jürgen Eichner gegrü |
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| April 29, 2021 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 12.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jürgen Eichner, certify that: 1. I have reviewed this Annual Report on Form 20-F of VIA optronics AG; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| April 29, 2021 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 12.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Daniel J?rgens, certify that: 1. I have reviewed this Annual Report on Form 20-F of VIA optronics AG; ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of th |
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| April 29, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2021 |
Description of Securities registered under Section 12 of the Exchange Act. EX-2.4 2 viao-20201231ex24c61f052.htm EX-2.4 Exhibit 2.4 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description sets forth certain material terms and provisions of the securities of VIA optronics AG (“VIA,” or the “Company,” “we,” “us,” and “our”) that are registered under Section 12 of the Securities Exchange A |
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| March 11, 2021 |
Exhibit 99.1 VIA optronics Reports Unaudited Fourth Quarter and Full Year 2020 Results Total Q4 2020 revenue rose 22.5% year over year Gross profit margin increased 800 basis points year over year in 2020 Nuremberg, Germany and New York, NY: March 11, 2021 - VIA optronics AG (NYSE: VIAO) (?VIA?), a leading supplier of enhanced display solutions, today announced financial results for the fourth qua |
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| March 11, 2021 |
Current Report of Foreign Issuer - FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 March 2021 Commission File Number: 001-39543 VIA optronics (Registrant’s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check mark whether the registrant files or wi |
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| March 3, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 March 2021 Commission File Number: 001-39543 VIA optronics (Registrant?s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check mark whether the registrant files or wi |
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| March 3, 2021 |
EX-99.1 2 tmb-20210303xex99d1.htm EX-99.1 Exhibit 99.1 VIA optronics Reports Preliminary Unaudited Fourth Quarter 2020 Financial Results Anticipated Fourth Quarter 2020 Revenue Exceeds Prior Guidance Nuremberg, Germany and New York, NY: March 2, 2021 - VIA optronics AG (NYSE: VIAO) (“VIA” or “the Company”), a leading supplier of enhanced display solutions, today announced certain preliminary unaud |
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| February 12, 2021 |
SC 13G 1 eichnerviao13g02122021.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* VIA optronics AG (Name of Issuer) Ordinary Shares, notional value €1.00 per share (Title of Class of Securities) 91823Y 109 (CUSIP Number) N/A (Date of Event Which Requires Filing of this Statement) Check t |
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| February 12, 2021 |
Beisse & Rath Partnership of Attorneys at Law with limited professional liability Power of Attorney EX-99.1 2 eichnerpoa.htm POWER OF ATTORNEY Exhibit 99.1 Beisse & Rath Partnership of Attorneys at Law with limited professional liability Power of Attorney for the attorney at law Stephan Eichmann LL.M. Eur., Nuremberg by Mr. Jürgen Eichner, Lettenfeldstraße 15, 90592 Schwarzenbruck regarding power of attorney for extrajudicial representation of all kinds as well as power of attorney for lawsuits |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* VIA optronics AG (Name of Issuer) Ordinary Shares, notional value €1.00 per share (Title of Class of Securities) 91823Y 109 (CUSIP Number) N/A (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| October 29, 2020 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 tm2034227-16k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 October 2020 Commission File Number: 001-39543 VIA optronics (Registrant’s name) Address Sieboldstrasse 18 90411 Nuremberg Germany (Address of principal executive offices) Indicate by check mark |
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| October 29, 2020 |
Exhibit 99.1 VIA optronics Reports Third Quarter 2020 Results Total revenue rose 42.5% from Q3 2019 and 11.2% from Q2 2020 Achieved pre-tax profit of €1.4 million compared to a pre-tax loss of €4.8 million in Q3 2019 Nuremberg, Germany and New York, NY: October 29, 2020 - VIA optronics AG (NYSE: VIAO) (“VIA”), a leading supplier of enhanced display solutions, today announced financial results for |
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| October 7, 2020 |
SC 13G 1 d24957dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* VIA optronics AG (Name of Issuer) Ordinary Shares (Title of Class of Securities) 91823Y 109 (CUSIP Number) September 29, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| September 28, 2020 |
Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-248599 PROSPECTUS 6,250,000 American Depositary Shares VIA optronics AG Representing 1,250,000 Ordinary Shares $15.00 per American Depositary Share This is the initial public offering of VIA optronics AG, a German stock corporation. We are offering American Depositary Shares, or ADSs. Every 5 ADSs will represent 1 ordinary sha |
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| September 23, 2020 |
F-1/A 1 a2242418zf-1a.htm F-1/A Table of Contents As filed with the Securities and Exchange Commission on September 22, 2020. Registration No. 333-248599 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIA optronics AG (Exact name of Registrant as specified in its charter) Not Applicable (Tr |
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| September 22, 2020 |
CORRESP 1 filename1.htm September 22, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Jay Ingram Beverley Singleton Melissa Raminpour Re: VIA optronics AG Registration Statement on Form F-1 (File No. 333-248599) Request for Acceleration Ladies and Gentlemen: Pursuant to Rule 460 of the General Rules and |
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| September 22, 2020 |
CORRESP 1 filename1.htm VIA optronics AG Sieboldstrasse 18 90411 Nuremberg, Germany September 22, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Jay Ingram Beverley Singleton Melissa Raminpour Re: VIA optronics AG Registration Statement on Form F-1 File No. 333-248599 Dear |
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| September 22, 2020 |
CORRESP 1 filename1.htm September 22, 2020 Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Jay Ingram Beverley Singleton Melissa Raminpour Re: VIA optronics AG Amendment No. 1 to Registration Statement on Form F-1 Filed September 21, 2020 File No. 333-248599 Ladies and Gentlemen, On behalf |
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| September 21, 2020 |
Exhibit 10.18 VIA OPTRONICS AG SHAREHOLDERS’ AGREEMENT Execution Version SHAREHOLDERS’ AGREEMENT between 1. Mr. Jürgen Eichner Lettenfeldstraße 15, 90592 Schwarzenbruck, Germany, - “Mr. Eichner” - 2. Coöperatief IMI Europe U.A. Luna ArenA, Herikerbergweg 238, 1101 CM Amsterdam, The Netherlands, - “IMI” - - the parties 1. and 2. each a “Shareholder” and jointly the “Shareholders” - 3. VIA optronics |
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| September 21, 2020 |
Rules of Procedure of the Supervisory Board of VIA optronics AG EX-3.2 4 a2242386zex-32.htm EX-3.2 Exhibit 3.2 GESCHÄFTSORDNUNG FÜR DEN AUFSICHTSRAT DER VIA OPTRONICS AG RULES OF PROCEDURE OF THE SUPERVISORY BOARD OF VIA OPTRONICS AG Der Aufsichtsrat der Via optronics AG hat durch Beschluss vom 25. Juli 2019 seine Geschäftsordnung für den Aufsichtsrat wie folgt festgestellt: By way of a resolution dated 25 July 2019 the Supervisory Board of Via optronics AG ha |
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| September 21, 2020 |
Exhibit 10.4 FRAMEWORK AGREEMENT between VIA OPTRONICS GMBH and TOPPAN PRINTING CO., LTD. dated November 30, 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 Other Defined Terms 5 ARTICLE II OVERVIEW OF THE TRANSACTION 6 Section 2.01 L/Cs, Competition Clearance, Spin-off; Share Transfer; Newco Governance 6 Section 2.02 Intellectual Property 7 Section 2.03 |
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| September 21, 2020 |
EX-10.10 13 a2242386zex-1010.htm EX-10.10 Exhibit 10.10 BUSINESS ASSISTANCE AGREEMENT This Business Assistance Agreement (the “Agreement”) is entered into on March 29, 2018, between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products, Co., Ltd.), a company organized under the laws of Japan ( |
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| September 21, 2020 |
8-A12B 1 tm197060d88a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 VIA optronics AG (Exact Name of Registrant as Specified in Its Charter) Federal Republic of Germany Not Applicable (State of or other jurisdiction of inco |
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| September 21, 2020 |
September 21, 2020 Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| September 21, 2020 |
Rules of Procedure of the Management Board of VIA optronics AG Exhibit 3.3 GESCHÄFTSORDNUNG FÜR DEN VORSTAND DER VIA OPTRONICS AG RULES OF PROCEDURE OF THE MANAGEMENT BOARD OF VIA OPTRONICS AG Aufgrund § 9 Abs. 3 der Satzung der VIA optronics AG („Satzung”) und des Aufsichtsratsbeschlusses vom 25. Juli 2019 wird die folgende Geschäftsordnung für den Vorstand in Kraft gesetzt: In accordance with Section 9 para. 3 of the articles of association of VIA optronics |
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| September 21, 2020 |
Form of American Depositary Receipt (included in Exhibit 4.2) Exhibit 4.2 VIA OPTRONICS AG AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement , 2020 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 1 SECTION 1.1. American Depositary Shares. 1 SECTION 1.2. Commission. 2 SECTION 1.3. Company. 2 SECTION 1.4. Custodian. 2 SECTION 1.5. Delisting Event. 2 SECTION 1.6. Deliver; Surrender. 2 SECTION 1.7. Depo |
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| September 21, 2020 |
Form of Underwriting Agreement Exhibit 1.1 VIA optronics AG [·] American Depositary Shares Each representing [·] Ordinary Shares UNDERWRITING AGREEMENT New York, New York [Date] Berenberg Capital Markets LLC As Representative of the several Underwriters listed in Schedule I hereto, c/o Berenberg Capital Markets LLC 1251 Avenue of the Americas, 53rd Floor New York, New York 10020 Ladies and Gentlemen: VIA optronics AG is a stock |
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| September 21, 2020 |
EX-10.1 11 a2242386zex-101.htm EX-10.1 Exhibit 10.1 STRICTLY CONFIDENTIAL VIA OPTRONICS AG SHAREHOLDERS’ AGREEMENT January 23, 2019 SHAREHOLDERS’ AGREEMENT between 1. VIA optronics AG Sieboldstraße 18, 90411 Nürnberg, Germany, formed by means of notarial deed of incorporation (notarial deed no. 23/2019), dated January 4,2019, - “Company” - 2. Mr. Jürgen Eichner Lettenfeldstr. 15, 90952 Schwarzenbr |
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| September 21, 2020 |
Form of specimen of ordinary registered share certificate and English translation EX-4.1 6 a2242386zex-41.htm >EX-4.1 Exhibit 4.1 WKN A2TSG3 ISIN DE000A2TSG37 Ordnungsnummer 002 VIA optronics AG mit Sitz in Nürnberg Globalurkunde über bis zu [Anzahl] auf den Namen der [Joh. Berenberg, Gossler & Co. KG, Hamburg] lautende Namensstammaktien der VIA optronics AG, Nürnberg in Form von nennwertlosen Stückaktien mit einem rechnerischen Anteil am Grundkapital von jeweils EUR 1,00. Stüc |
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| September 21, 2020 |
Exhibit 21.1 Subsidiaries of the Registrant VIA optronics GmbH (Germany) VIA optronics LLC (USA) (Suzhou) Co., Ltd. (China) VIA optronics (Taiwan) Ltd. (Taiwan) VTS-Touchsensor Co., Ltd. (Japan) |
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| September 21, 2020 |
Articles of Association of VIA optronics AG EX-3.1 3 a2242386zex-31.htm EX-3.1 Exhibit 3.1 URNr. / 2019 vom 04.07.2019 Satzungsbescheinigung gemäß § 181 AktG Amtsgericht Nürnberg, HRB 36 200 Firma VIA optronics AG mit dem Sitz in Nürnberg Anschrift: 90411 Nürnberg, Sieboldstraße 18 Hiermit bescheinige ich gemäß § 181 AktG, dass übereinstimmen: 1. die geänderten Bestimmungen des Gesellschaftsvertrages mit dem Beschluss vom 04.07.2019 über di |
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| September 21, 2020 |
F-1/A 1 a2242386zf-1a.htm F-1/A Table of Contents As filed with the Securities and Exchange Commission on September 21, 2020. Registration No. 333-248599 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIA optronics AG (Exact name of Registrant as specified in its charter) Not Applicable (Tr |
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| September 4, 2020 |
EX-10.13 13 a2242302zex-1013.htm EX-10.13 Exhibit 10.13 R&D AND CONSIGNMENT AGREEMENT This R&D and Consignment Agreement (the “Agreement”) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products, Co., Ltd.), a company organized under the laws of Japan (t |
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| September 4, 2020 |
CORRESP 1 filename1.htm September 4, 2020 Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Jay Ingram Beverley Singleton Melissa Raminpour Re: VIA optronics AG Amendment No. 5 to Draft Registration Statement on Form F-1 Submitted August 3, 2020 CIK No. 0001769116 Ladies and Gentlemen, On be |
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| September 4, 2020 |
Exhibit 10.9 EXECUTION COPY SATTE FACILITY LEASE AGREEMENT This Satte Facility Lease Agreement (this ?Agreement?) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (?Landlord?), and VTS-TOUCHSENSOR CO., LTD. (formerly known as Toppan Touch Panel Products Co., Ltd.), a company organized under the laws of Japan (?Tenant?). This Agreement |
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| September 4, 2020 |
EX-10.3 3 a2242302zex-103.htm EX-10.3 Exhibit 10.3 Execution Version INVESTMENT AGREEMENT THIS INVESTMENT AGREEMENT (this “Agreement”) is made as of March 7, 2019 by and between VIA optronics AG, a German stock corporation (Aktiengesellschaft), with business address at Sieboldstraße 18, 80411 Nuremberg, Germany (“VIA”), VIA Optronics GmbH, a German private limited company (Gesellschaft mit beschrä |
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| September 4, 2020 |
Exhibit 10.8 EXECUTION COPY SHIGA FACILITY LEASE AGREEMENT This Shiga Facility Lease Agreement (this ?Agreement?) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (?Landlord?), and VTS-TOUCHSENSOR CO., LTD. (formerly known as Toppan Touch Panel Products Co., Ltd.), a company organized under the laws of Japan (?Tenant?). This Agreement |
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| September 4, 2020 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. Rahmen-Kooperationsvertrag (?Kooperationsvertrag?) Framework Cooperation Agreement (?Cooperation Agreement?) Zwischen by and between Wacker Chemie AG Hanns-Seidel-Platz 4 81737 M?nchen Wa |
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| September 4, 2020 |
Exhibit 10.11 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. TRANSFERRED IP PURCHASE AGREEMENT This Transferred IP Purchase Agreement (this “Agreement”) is entered into on March 29, 2018 between VTS-Touchsensor Co., Ltd. (formerly known as Toppan |
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| September 4, 2020 |
Exhibit 10.5 SHAREHOLDERS? AGREEMENT between VIA OPTRONICS GMBH and TOPPAN PRINTING CO., LTD. dated March 23, 2018 TABLE OF CONTENTS ARTICLE I EFFECTIVENESS; DEFINITIONS; INTERPRETATION 1 ARTICLE II MANAGEMENT AND OPERATION OF THE COMPANY 5 ARTICLE III CALL AND PUT OPTIONS 8 ARTICLE IV TRANSFER OF SHARES 11 ARTICLE V PRE-EMPTIVE RIGHTS 15 ARTICLE VI NON-COMPETE AND OTHER AGREEMENTS 17 ARTICLE VII |
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| September 4, 2020 |
EX-10.10 10 a2242302zex-1010.htm EX-10.10 Exhibit 10.10 BUSINESS ASSISTANCE AGREEMENT This Business Assistance Agreement (the “Agreement”) is entered into on March 29, 2018, between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products, Co., Ltd.), a company organized under the laws of Japan ( |
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| September 4, 2020 |
Exhibit 10.16 Service and Support Agreement This Service and Support Agreement (“Agreement”) confirms in writing the already orally made agreement between the Parties as of March and is effective as of 7th day of January, 2019 (the “Effective Date”), between Integrated Micro-Electronics, Inc., a Philippine corporation located at North Science Ave., Laguna Technopark, 4024 Binan, Laguna, Philippine |
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| September 4, 2020 |
EX-10.15 15 a2242302zex-1015.htm EX-10.15 Exhibit 10.15 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. Project Contract By and between Kloepfel Corporate Finance GmbH Am Rundfunkplatz 2 D-80335 Munich And VIA optronics GmbH Sieboldstrasse 18 D-904 |
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| September 4, 2020 |
annual report from our Registration Statement on Form F-1 for more information. F-1 1 a2242302zf-1.htm F-1 Table of Contents As filed with the Securities and Exchange Commission on September 4, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIA optronics AG (Exact name of Registrant as specified in its charter) Not Applicable (Translation of Registrant's name |
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| September 4, 2020 |
EX-10.4 4 a2242302zex-104.htm EX-10.4 Exhibit 10.4 FRAMEWORK AGREEMENT between VIA OPTRONICS GMBH and TOPPAN PRINTING CO., LTD. dated November 30, 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 Other Defined Terms 5 ARTICLE II OVERVIEW OF THE TRANSACTION 6 Section 2.01 L/Cs, Competition Clearance, Spin-off; Share Transfer; Newco Governance 6 Section 2.0 |
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| September 4, 2020 |
EX-10.12 12 a2242302zex-1012.htm EX-10.12 Exhibit 10.12 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. IP LICENSE AGREEMENT This IP License Agreement (this “Agreement”) is entered into on March 29, 2018 (the “Effective Date”) between Toppan Printi |
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| September 4, 2020 |
EX-10.7 7 a2242302zex-107.htm EX-10.7 Exhibit 10.7 EMPLOYEE SECONDMENT AGREEMENT (TEP) This Employee Secondment Agreement (TEP) (this “Agreement”) is entered into on March 29, 2018 by and between Toppan Electronics Products Co., Ltd. with its principal place of business at 5-1, Taito 1-chome, Taito-ku, Tokyo, Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Pro |
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| September 4, 2020 |
Exhibit 10.6 EMPLOYEE SECONDMENT AGREEMENT (TOPPAN) This Employee Secondment Agreement (Toppan) (this “Agreement”) is entered into on March 29, 2018 by and between Toppan Printing Co., Ltd. with its principal place of business at 5-1, Taito 1-chome, Taito-ku, Tokyo, Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products Co., Ltd.), with its principal place o |
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| September 4, 2020 |
Exhibit 10.17 Framework Development Agreement This Framework Development Agreement (?Agreement?) confirms in writing the already orally made agreement between the Parties as of April 2019 and is effective as of 1st day of November, 2018 (the ?Effective Date?), between Integrated Micro-Electronics, Inc., a Philippine corporation located at North Science Ave., Laguna Technopark, 4024 Binan, Laguna, |
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| September 4, 2020 |
Exhibit 10.14 EXECUTION COPY DISTRIBUTION AGREEMENT This Distribution Agreement (this ?Agreement?) is entered into on March 29, 2018 between VTS-Touchsensor Co., Ltd., a company organized under the laws of Japan (?Seller?), and Toppan Printing Co., Ltd., a company organized under the laws of Japan (?Distributor?). Each of Seller and Distributor is referred to as a ?Party.? This Agreement is effect |
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| August 3, 2020 |
Table of Contents As confidentially submitted with the United States Securities and Exchange Commission on July 31, 2020 as Amendment No. |
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| July 31, 2019 |
EX-10.16 16 filename16.htm Exhibit 10.16 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. Project Contract By and between Kloepfel Corporate Finance GmbH Am Rundfunkplatz 2 D-80335 Munich And VIA optronics GmbH Sieboldstrasse 18 D-90411 Nuremberg He |
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| July 31, 2019 |
Table of Contents As confidentially submitted with the Securities and Exchange Commission on July 30, 2019 as Amendment No. |
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| July 31, 2019 |
SHAREHOLDERS’ AGREEMENT VIA OPTRONICS GMBH TOPPAN PRINTING CO., LTD. March 23, 2018 EX-10.5 5 filename5.htm Exhibit 10.5 SHAREHOLDERS’ AGREEMENT between VIA OPTRONICS GMBH and TOPPAN PRINTING CO., LTD. dated March 23, 2018 TABLE OF CONTENTS ARTICLE I EFFECTIVENESS; DEFINITIONS; INTERPRETATION 1 ARTICLE II MANAGEMENT AND OPERATION OF THE COMPANY 5 ARTICLE III CALL AND PUT OPTIONS 8 ARTICLE IV TRANSFER OF SHARES 11 ARTICLE V PRE-EMPTIVE RIGHTS 15 ARTICLE VI NON-COMPETE AND OTHER AG |
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| July 31, 2019 |
EX-10.2 2 filename2.htm Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. Rahmen-Kooperationsvertrag („Kooperationsvertrag”) Framework Cooperation Agreement (“Cooperation Agreement”) Zwischen by and between Wacker Chemie AG Hanns-Seidel- |
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| July 31, 2019 |
EX-10.15 15 filename15.htm Exhibit 10.15 EXECUTION COPY DISTRIBUTION AGREEMENT This Distribution Agreement (this “Agreement”) is entered into on March 29, 2018 between VTS-Touchsensor Co., Ltd., a company organized under the laws of Japan (“Seller”), and Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Distributor”). Each of Seller and Distributor is referred to as a “Party |
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| July 31, 2019 |
EMPLOYEE SECONDMENT AGREEMENT (TEP) EX-10.7 7 filename7.htm Exhibit 10.7 EMPLOYEE SECONDMENT AGREEMENT (TEP) This Employee Secondment Agreement (TEP) (this “Agreement”) is entered into on March 29, 2018 by and between Toppan Electronics Products Co., Ltd. with its principal place of business at 5-1, Taito 1-chome, Taito-ku, Tokyo, Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products Co., Ltd |
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| July 31, 2019 |
EX-10.12 12 filename12.htm Exhibit 10.12 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. IP LICENSE AGREEMENT This IP License Agreement (this “Agreement”) is entered into on March 29, 2018 (the “Effective Date”) between Toppan Printing Co., Ltd., a |
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| July 31, 2019 |
EMPLOYEE SECONDMENT AGREEMENT (TOPPAN) EX-10.6 6 filename6.htm Exhibit 10.6 EMPLOYEE SECONDMENT AGREEMENT (TOPPAN) This Employee Secondment Agreement (Toppan) (this “Agreement”) is entered into on March 29, 2018 by and between Toppan Printing Co., Ltd. with its principal place of business at 5-1, Taito 1-chome, Taito-ku, Tokyo, Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products Co., Ltd.), wi |
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| July 31, 2019 |
FRAMEWORK AGREEMENT VIA OPTRONICS GMBH TOPPAN PRINTING CO., LTD. November 30, 2017 Exhibit 10.4 FRAMEWORK AGREEMENT between VIA OPTRONICS GMBH and TOPPAN PRINTING CO., LTD. dated November 30, 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 Other Defined Terms 5 ARTICLE II OVERVIEW OF THE TRANSACTION 6 Section 2.01 L/Cs, Competition Clearance, Spin-off; Share Transfer; Newco Governance 6 Section 2.02 Intellectual Property 7 Section 2.03 |
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| July 31, 2019 |
EX-10.14 14 filename14.htm Exhibit 10.14 R&D AND CONSIGNMENT AGREEMENT This R&D and Consignment Agreement (the “Agreement”) is entered into on March 29, between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products, Co., Ltd.), a company organized under the laws of Japan (the “Company”). This |
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| July 31, 2019 |
EX-10.10 10 filename10.htm Exhibit 10.10 BUSINESS ASSISTANCE AGREEMENT This Business Assistance Agreement (the “Agreement”) is entered into on March 29, 2018, between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products, Co., Ltd.), a company organized under the laws of Japan (the “Company”). |
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| July 31, 2019 |
EX-10.3 3 filename3.htm Exhibit 10.3 Execution Version INVESTMENT AGREEMENT THIS INVESTMENT AGREEMENT (this “Agreement”) is made as of March 7, 2019 by and between VIA optronics AG, a German stock corporation (Aktiengesellschaft), with business address at Sieboldstraße 18, 80411 Nuremberg, Germany (“VIA”), VIA Optronics GmbH, a German private limited company (Gesellschaft mit beschränkter Haftung) |
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| July 31, 2019 |
EX-10.13 13 filename13.htm Exhibit 10.13 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. SYSTEM USE AGREEMENT This System Use Agreement (this “Agreement”) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized unde |
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| July 31, 2019 |
SATTE FACILITY LEASE AGREEMENT EX-10.9 9 filename9.htm Exhibit 10.9 EXECUTION COPY SATTE FACILITY LEASE AGREEMENT This Satte Facility Lease Agreement (this “Agreement”) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Landlord”), and VTS-TOUCHSENSOR CO., LTD. (formerly known as Toppan Touch Panel Products Co., Ltd.), a company organized under the laws of Japan (“ |
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| July 31, 2019 |
SHIGA FACILITY LEASE AGREEMENT EX-10.8 8 filename8.htm Exhibit 10.8 EXECUTION COPY SHIGA FACILITY LEASE AGREEMENT This Shiga Facility Lease Agreement (this “Agreement”) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Landlord”), and VTS-TOUCHSENSOR CO., LTD. (formerly known as Toppan Touch Panel Products Co., Ltd.), a company organized under the laws of Japan (“ |
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| July 31, 2019 |
Exhibit 10.11 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. TRANSFERRED IP PURCHASE AGREEMENT This Transferred IP Purchase Agreement (this ?Agreement?) is entered into on March 29, 2018 between VTS-Touchsensor Co., Ltd. (formerly known as Toppan |
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| July 30, 2019 |
DRSLTR 1 filename1.htm July 30, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Ms. Heather Percival RE: VIA optronics AG Amendment No. 3 to Draft Registration Statement on Form F-1 Submitted on April 30, 2019 CIK No. 0001769116 Ladies and Gentlemen: VIA optronics AG (the “Company”) has today confidential |
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| June 21, 2019 |
June 21, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| June 21, 2019 |
EX-10.12 12 filename12.htm Exhibit 10.12 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. IP LICENSE AGREEMENT This IP License Agreement (this “Agreement”) is entered into on March 29, 2018 (the “Effective Date”) between Toppan Printing Co., Ltd., a |
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| June 21, 2019 |
SATTE FACILITY LEASE AGREEMENT Exhibit 10.9 EXECUTION COPY SATTE FACILITY LEASE AGREEMENT This Satte Facility Lease Agreement (this “Agreement”) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Landlord”), and VTS-TOUCHSENSOR CO., LTD. (formerly known as Toppan Touch Panel Products Co., Ltd.), a company organized under the laws of Japan (“Tenant”). This Agreement |
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| June 21, 2019 |
Exhibit 10.10 BUSINESS ASSISTANCE AGREEMENT This Business Assistance Agreement (the “Agreement”) is entered into on March 29, 2018, between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products, Co., Ltd.), a company organized under the laws of Japan (the “Company”). This Agreement is effectiv |
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| June 21, 2019 |
EX-10.11 11 filename11.htm Exhibit 10.11 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. TRANSFERRED IP PURCHASE AGREEMENT This Transferred IP Purchase Agreement (this “Agreement”) is entered into on March 29, 2018 between VTS-Touchsensor Co., Ltd. |
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| June 21, 2019 |
EMPLOYEE SECONDMENT AGREEMENT (TEP) Exhibit 10.7 EMPLOYEE SECONDMENT AGREEMENT (TEP) This Employee Secondment Agreement (TEP) (this “Agreement”) is entered into on March 29, 2018 by and between Toppan Electronics Products Co., Ltd. with its principal place of business at 5-1, Taito 1-chome, Taito-ku, Tokyo, Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products Co., Ltd.), with its principal p |
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| June 21, 2019 |
Exhibit 10.13 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. SYSTEM USE AGREEMENT This System Use Agreement (this ?Agreement?) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (?Toppa |
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| June 21, 2019 |
EMPLOYEE SECONDMENT AGREEMENT (TOPPAN) Exhibit 10.6 EMPLOYEE SECONDMENT AGREEMENT (TOPPAN) This Employee Secondment Agreement (Toppan) (this “Agreement”) is entered into on March 29, 2018 by and between Toppan Printing Co., Ltd. with its principal place of business at 5-1, Taito 1-chome, Taito-ku, Tokyo, Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products Co., Ltd.), with its principal place o |
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| June 21, 2019 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. Rahmen-Kooperationsvertrag („Kooperationsvertrag”) Framework Cooperation Agreement (“Cooperation Agreement”) Zwischen by and between Wacker Chemie AG Hanns-Seidel-Platz 4 81737 München Wa |
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| June 21, 2019 |
EX-10.16 16 filename16.htm Exhibit 10.16 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. Project Contract By and between Kloepfel Corporate Finance GmbH Am Rundfunkplatz 2 D-80335 Munich And VIA optronics GmbH Sieboldstrasse 18 D-90411 Nuremberg He |
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| June 21, 2019 |
Exhibit 10.3 Execution Version INVESTMENT AGREEMENT THIS INVESTMENT AGREEMENT (this “Agreement”) is made as of March 7, 2019 by and between VIA optronics AG, a German stock corporation (Aktiengesellschaft), with business address at Sieboldstraße 18, 80411 Nuremberg, Germany (“VIA”), VIA Optronics GmbH, a German private limited company (Gesellschaft mit beschränkter Haftung), with business address |
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| June 21, 2019 |
Exhibit 10.15 EXECUTION COPY DISTRIBUTION AGREEMENT This Distribution Agreement (this ?Agreement?) is entered into on March 29, 2018 between VTS-Touchsensor Co., Ltd., a company organized under the laws of Japan (?Seller?), and Toppan Printing Co., Ltd., a company organized under the laws of Japan (?Distributor?). Each of Seller and Distributor is referred to as a ?Party.? This Agreement is effect |
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| June 21, 2019 |
FRAMEWORK AGREEMENT VIA OPTRONICS GMBH TOPPAN PRINTING CO., LTD. November 30, 2017 EX-10.4 4 filename4.htm Exhibit 10.4 FRAMEWORK AGREEMENT between VIA OPTRONICS GMBH and TOPPAN PRINTING CO., LTD. dated November 30, 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 Other Defined Terms 5 ARTICLE II OVERVIEW OF THE TRANSACTION 6 Section 2.01 L/Cs, Competition Clearance, Spin-off; Share Transfer; Newco Governance 6 Section 2.02 Intellectual |
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| June 21, 2019 |
SHIGA FACILITY LEASE AGREEMENT Exhibit 10.8 EXECUTION COPY SHIGA FACILITY LEASE AGREEMENT This Shiga Facility Lease Agreement (this “Agreement”) is entered into on March 29, 2018 between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Landlord”), and VTS-TOUCHSENSOR CO., LTD. (formerly known as Toppan Touch Panel Products Co., Ltd.), a company organized under the laws of Japan (“Tenant”). This Agreement |
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| June 21, 2019 |
EX-10.14 14 filename14.htm Exhibit 10.14 R&D AND CONSIGNMENT AGREEMENT This R&D and Consignment Agreement (the “Agreement”) is entered into on March 29, between Toppan Printing Co., Ltd., a company organized under the laws of Japan (“Toppan”), and VTS-Touchsensor Co., Ltd. (formerly known as Toppan Touch Panel Products, Co., Ltd.), a company organized under the laws of Japan (the “Company”). This |
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| June 21, 2019 |
SHAREHOLDERS’ AGREEMENT VIA OPTRONICS GMBH TOPPAN PRINTING CO., LTD. March 23, 2018 EX-10.5 5 filename5.htm Exhibit 10.5 SHAREHOLDERS’ AGREEMENT between VIA OPTRONICS GMBH and TOPPAN PRINTING CO., LTD. dated March 23, 2018 TABLE OF CONTENTS ARTICLE I EFFECTIVENESS; DEFINITIONS; INTERPRETATION 1 ARTICLE II MANAGEMENT AND OPERATION OF THE COMPANY 5 ARTICLE III CALL AND PUT OPTIONS 8 ARTICLE IV TRANSFER OF SHARES 11 ARTICLE V PRE-EMPTIVE RIGHTS 15 ARTICLE VI NON-COMPETE AND OTHER AG |
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| June 21, 2019 |
Table of Contents As confidentially submitted with the Securities and Exchange Commission on June 21, 2019 as Amendment No. |
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| April 30, 2019 |
Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS VIA optronics GmbH Notes to the Consolidated Financial Statements December 31, 2018 and 2017 Table of Contents As confidentially submitted with the Securities and Exchange Commission on April 30, 2019 as Amendment No. |
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| April 26, 2019 |
Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS VIA optronics GmbH Notes to the Consolidated Financial Statements December 31, 2018 and 2017 Table of Contents As confidentially submitted with the Securities and Exchange Commission on April 26, 2019 as Amendment No. |
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| April 5, 2019 |
DRS 1 filename1.htm Table of Contents As confidentially submitted with the Securities and Exchange Commission on April 5, 2019 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-1 REGIST |
