Grundläggande statistik
| CIK | 1545440 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ultimus Managers Trust - U.S. Value ETF
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| June 26, 2025 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 June 26, 2025 VIA EDGAR CORRESPONDENCE Mindy Rotter, Esq. |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ULTIMUS MANAGERS TRUST (Exact name of registrant as specified in its charter) State of Ohio See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| March 5, 2025 |
March 5, 2025 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| November 25, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM N-1A Filed with the Securities and Exchange Commission on November 25, 2024 Securities Act of 1933 File No. |
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| November 25, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-1A of our report dated January 29, 2024, relating to the financial statements and financial highlights of Q3 All-Season Systematic Opportunities Fund and Q3 All-Season Tactical Fund, each a series of Ultimus Managers Trust, for the year ended November 30, 2023, and to the references to our firm under the headings “Financial Highlights” in the Prospectus and “Other Service Providers” in the Statement of Additional Information. |
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| September 19, 2024 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 September 19, 2024 VIA EDGAR CORRESPONDENCE Mr. |
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| June 27, 2024 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 June 27, 2024 VIA EDGAR CORRESPONDENCE Mr. |
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| May 22, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 03, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 13, 2024 |
Renewable Energy Infrastructure - 0.0% WESTWOOD SALIENT MLP ENERGY INFRASTRUCTURE FUND SCHEDULE OF INVESTMENTS September 30, 2023 (Unaudited) MASTER LIMITED PARTNERSHIPS - 23. |
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| May 13, 2024 |
WAVELENGTH FUND SCHEDULE OF INVESTMENTS February 29, 2024 (Unaudited) EXCHANGE-TRADED FUNDS - 91. |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ULTIMUS MANAGERS TRUST (Exact name of registrant as specified in its charter) State of Ohio See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ULTIMUS MANAGERS TRUST (Exact name of registrant as specified in its charter) State of Ohio See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| March 1, 2024 |
March 1, 2024 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| February 29, 2024 |
February 29, 2024 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| February 28, 2024 |
February 28, 2024 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| February 26, 2024 |
February 26, 2024 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| February 23, 2024 |
February 23, 2024 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| February 7, 2024 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 February 7, 2024 VIA EDGAR CORRESPONDENCE David Manion Senior Staff Accountant U. |
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| January 19, 2024 |
Renewable Energy Infrastructure - 0.0% WESTWOOD SALIENT MLP ENERGY INFRASTRUCTURE FUND SCHEDULE OF INVESTMENTS September 30, 2023 (Unaudited) MASTER LIMITED PARTNERSHIPS - 23. |
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| November 8, 2023 |
EXPENSE LIMITATION AGREEMENT ULTIMUS MANAGERS TRUST EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUST THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated as of September 8, 2023, is made and entered into by and between the ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund”), and Edge Capital Group, LLC, a Delaware limited liability company (the “Adviser”). |
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| November 8, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-1A of the Ultimus Managers Trust and to the use of our report dated July 20, 2022 on the financial statements and financial highlights of Adler Value Fund, a series of shares of beneficial interest in Ultimus Managers Trust. |
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| November 8, 2023 |
INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the "Agreement") is made and entered into effective as of September 8, 2023, by and between Ultimus Managers Trust, an Ohio business trust (the "Trust'') on behalf of each series of the Trust set forth on Schedule A attached hereto (individually the "Fund'' and collectively the "Funds"), a series of shares of the Trust, and Edge Capital Group, LLC, a Delaware limited liability company (the "Adviser"). |
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| November 8, 2023 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS that the undersigned officer and/or trustee of the Ultimus Managers Trust (the “Trust”), an Ohio business trust, hereby revokes all previous appointments and hereby constitutes and appoints each of Karen Jacoppo-Wood, Jesse Hallee, Natalie S. |
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| November 8, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM N-1A Filed with the Securities and Exchange Commission on November 8, 2023 Securities Act of 1933 File No. |
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| July 20, 2023 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 VIA EDGAR July 20, 2023 U. |
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| July 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] [ ] [X] [ ] [ ] Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| July 14, 2023 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 July 14, 2023 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] [ ] [ ] [ ] [ ] Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| January 23, 2023 |
NPORT-EX 2 blueprintnport.htm BLUEPRINT SOI 11-30-22 BLUEPRINT ADAPTIVE GROWTH ALLOCATION FUND SCHEDULE OF INVESTMENTS November 30, 2022 (Unaudited) COMMON STOCKS - 63.6% Shares Value Communications - 2.2% Cable & Satellite - 0.3% Comcast Corporation - Class A 7,061 $ 258,715 Entertainment Content - 0.1% World Wrestling Entertainment, Inc. - Class A 1,527 121,977 Internet Media & Services - 0.6% B |
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| January 23, 2023 |
MEEHAN FOCUS FUND SCHEDULE OF INVESTMENTS November 30, 2022 (Unaudited) COMMON STOCKS - 91. |
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| January 23, 2023 |
BLUE CURRENT GLOBAL DIVIDEND FUND SCHEDULE OF INVESTMENTS November 30, 2022 (Unaudited) COMMON STOCKS - 93. |
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| January 23, 2023 |
NPORT-EX 2 nianport.htm NIA SOI 11-30-22 NIA IMPACT SOLUTIONS FUND SCHEDULE OF INVESTMENTS November 30, 2022 (Unaudited) COMMON STOCKS - 94.7% Shares Value Communications - 1.4% Telecommunications - 1.4% PLDT, Inc. - ADR 20,716 $ 618,165 Consumer Discretionary - 3.9% Automotive - 0.5% Rivian Automotive, Inc. - Class A (a) 7,210 231,009 Consumer Services - 1.7% Stride, Inc. (a) 21,027 744,566 E-Com |
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| January 23, 2023 |
HVIA EQUITY FUND SCHEDULE OF INVESTMENTS November 30, 2022 (Unaudited) COMMON STOCKS - 95. |
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| January 23, 2023 |
MARSHFIELD CONCENTRATED OPPORTUNITY FUND SCHEDULE OF INVESTMENTS November 30, 2022 (Unaudited) COMMON STOCKS - 83. |
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| December 22, 2022 |
FORM 8-A/A AMENDMENT No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ULTIMUS MANAGERS TRUST (Exact name of registrant as specified in its charter) State of Ohio See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employ |
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| December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ULTIMUS MANAGERS TRUST (Exact name of registrant as specified in its charter) State of Ohio See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| November 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ULTIMUS MANAGERS TRUST (Exact name of registrant as specified in its charter) State of Ohio See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| November 3, 2022 |
EVOLUTIONARY TREE SOI 08-31-22 EVOLUTIONARY TREE INNOVATORS FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) COMMON STOCKS - 96. |
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| November 2, 2022 |
IMPORTANT PROXY REMINDER FOR SHAREHOLDERS OF THE SALIENT SELECT INCOME FUND YOUR VOTE IS NEEDED IMPORTANT PROXY REMINDER FOR SHAREHOLDERS OF THE SALIENT SELECT INCOME FUND RE: Fund Reorganization Dear Shareholder: We have tried unsuccessfully to contact you, whether by mail or by phone, regarding your proxy vote on a very important matter concerning your investment in the Salient Select Income Fund (the ?Fund?). |
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| October 28, 2022 |
PRIORITY NOTICE PLEASE READ AND RESPOND PRIORITY NOTICE PLEASE READ AND RESPOND October XX, 2022 TO SIGNIFICANT INVESTORS IN THE SALIENT GLOBAL REAL ESTATE FUND: You have been identified as a significant investor in the Salient Global Real Estate Fund (the “Fund”) and we are asking for your help. |
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| October 28, 2022 |
ADLER VALUE FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) COMMON STOCKS - 74. |
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| October 26, 2022 |
Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) EXCHANGE-TRADED FUNDS - 47. |
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| October 26, 2022 |
Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) EXCHANGE-TRADED FUNDS - 47. |
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| October 26, 2022 |
KEMPNER MULTI-CAP DEEP VALUE FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) COMMON STOCKS - 90. |
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| October 26, 2022 |
LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) COMMON STOCKS - 99.3% Shares Value Communications - 7.3% Cable & Satellite - 3.2% Liberty Global plc - Series C (a) 984,011 $ 20,969,275 Internet Media & Services - 4.1% Uber Technologies, Inc. (a) 910,216 26,177,812 Consumer Discretionary - 13.9% Apparel & Textile Products - 1.0% Hanesbrands, Inc. 739,108 6,437,631 |
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| October 26, 2022 |
LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) COMMON STOCKS - 99.3% Shares Value Communications - 7.3% Cable & Satellite - 3.2% Liberty Global plc - Series C (a) 984,011 $ 20,969,275 Internet Media & Services - 4.1% Uber Technologies, Inc. (a) 910,216 26,177,812 Consumer Discretionary - 13.9% Apparel & Textile Products - 1.0% Hanesbrands, Inc. 739,108 6,437,631 |
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| October 26, 2022 |
U.S. VALUE ETF SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) COMMON STOCKS - 95.6% Shares Value Communications - 3.2% Advertising & Marketing - 0.5% Omnicom Group, Inc. 1,050 $ 70,245 Cable & Satellite - 0.4% DISH Network Corporation - Class A (a) 3,723 64,594 Entertainment Content - 0.5% Fox Corporation - Class A 2,003 68,463 Publishing & Broadcasting - 1.0% Nexstar Media Group, Inc. 397 75 |
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| October 26, 2022 |
KARNER BLUE BIODIVERSITY IMPACT FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| October 26, 2022 |
EVOLUTIONARY TREE SOI 08-31-22 EVOLUTIONARY TREE INNOVATORS FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) COMMON STOCKS - 96. |
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| October 25, 2022 |
WAVELENGTH FUND SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) EXCHANGE-TRADED FUNDS - 72. |
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| October 17, 2022 |
IMPORTANT INFORMATION REGARDING YOUR INVESTMENT Salient Global Real Estate Fund Salient Select Income Fund Salient MLP & Energy Infrastructure Fund Salient Tactical Growth Fund Salient Tactical Plus Fund Dear Shareholder: As you may know, the Salient Funds (the ?Fund(s)? or ?Existing Fund(s)?) detailed above will be holding a special meeting of shareholders (the ?Meeting?) to ask you to vote on a very important business initiative for each of the Funds. |
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| October 17, 2022 |
IMPORTANT INFORMATION REGARDING YOUR INVESTMENT Salient Global Real Estate Fund Salient Select Income Fund Salient MLP & Energy Infrastructure Fund Salient Tactical Growth Fund Salient Tactical Plus Fund Dear Shareholder: As you may know, the Salient Funds (the ?Fund(s)? or ?Existing Fund(s)?) detailed above will be holding a special meeting of shareholders (the ?Meeting?) to ask you to vote on a very important business initiative for each of the Funds. |
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| October 5, 2022 |
Important Information Regarding Your Clients’ Investments in One or More of the Salient Funds Important Information Regarding Your Clients? Investments in One or More of the Salient Funds Dear Financial Advisor: Your client(s) that had an investment in one or more of the Salient Funds as of the record date of September 22, 2022, will be receiving important proxy information soon. |
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| October 5, 2022 |
Salient Funds Alternative Outreach Communication Messaging (Start of Campaign Script) ?Hello. |
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| October 5, 2022 |
Important Information Regarding Your Clients’ Investments in One or More of the Salient Funds Important Information Regarding Your Clients? Investments in One or More of the Salient Funds Dear Financial Advisor: Your client(s) that had an investment in one or more of the Salient Funds as of the record date of September 22, 2022, will be receiving important proxy information soon. |
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| October 5, 2022 |
Salient Funds Alternative Outreach Communication Messaging (Start of Campaign Script) ?Hello. |
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| October 4, 2022 |
Consent of the Registered Independent Public Accounting Firm, filed herewith. Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated February 24, 2022, with respect to the financial statements and financial highlights of Salient Global Real Estate Fund, Salient Select Income Fund, and Salient Tactical Growth Fund, each a series of Forward Funds, and Salient MLP & Energy Infrastructure Fund and Salient Tactical Plus Fund, each a series of Salient MF Trust, as of December 31, 2021, incorporated by reference in this Registration Statement on Form N-14 (the Registration Statement), and to the references to our firm under the headings ?Questions and Answers?, ?Experts? and ?Appendix B ? Financial Highlights? in the Combined Proxy Statement/Prospectus. |
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| October 4, 2022 |
As filed with the Securities and Exchange Commission on October 4, 2022 Securities Act Registration No. |
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| October 4, 2022 |
(ii) Amendment to Master Services Agreement, filed herewith. AMENDED SCHEDULE A To the Master Services Agreement between Ultimus Managers Trust and Ultimus Fund Solutions, LLC Dated August 23, 2022 Fund Portfolio(s) (by fiscal year end) Fund Fiscal Year End HVIA Equity Fund February 28 Blueprint Adaptive Growth Allocation Fund February 28 Nia Impact Solutions Fund February 28 Adler Value Fund May 31 Evolutionary Tree Innovators Fund May 31 Karner Blue Biodi |
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| October 4, 2022 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 CORRESP 1 filename1.htm Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 October 4, 2022 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff’s Comments on Form N-14 for Ultimus Managers Trust (CIK#: 0001545440) (the “Trust”), on behalf of its new series, the Westw |
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| October 4, 2022 |
(ii) Amended Appendix A to Distribution (Rule 12b-1) Plan, filed herewith. APPENDIX A Dated August 23, 2022 To the DISTRIBUTION PLAN of ULTIMUS MANAGERS TRUST Funds Share Classes Rule 12b-1 Fee Blueprint Adaptive Growth Allocation Fund Investor 0. |
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| September 30, 2022 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR September 30, 2022 United States Securities and Exchange Commission 100 F Street, N. |
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| September 14, 2022 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Fund Distributors, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 VIA EDGAR September 14, 2022 Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 13, 2022 |
WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) COMMON STOCKS - 97. |
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| September 7, 2022 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 September 7, 2022 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| September 2, 2022 |
Form of Tax Opinion is filed herewith Suite 2800, 1100 Peachtree Street NE Atlanta, GA 30309-4528 t 404 815 6500 f 404 815 6555 direct dial 404 815 6045 direct fax 404 541 3102 HPreston@kilpatricktownsend. |
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| September 2, 2022 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 September 2, 2022 U. |
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| September 2, 2022 |
As filed with the Securities and Exchange Commission on September 2, 2022 Securities Act Registration No. |
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| September 2, 2022 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS that the undersigned officer and/or trustee of the Ultimus Managers Trust (the “Trust”), an Ohio business trust, hereby revokes all previous appointments and hereby constitutes and appoints each of David James, Khimmara Greer, Natalie S. |
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| September 2, 2022 |
Auditor Opinion is filed herewith. Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated February 24, 2022, with respect to the financial statements and financial highlights of Salient Global Real Estate Fund, Salient Select Income Fund, and Salient Tactical Growth Fund, each a series of Forward Funds, and Salient MLP & Energy Infrastructure Fund and Salient Tactical Plus Fund, each a series of Salient MF Trust, as of December 31, 2021, incorporated by reference in this Registration Statement on Form N-14 (the Registration Statement), and to the references to our firm under the headings “Questions and Answers”, “Experts” and “Appendix B – Financial Highlights” in the Combined Proxy Statement/Prospectus. |
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| July 29, 2022 |
First American Government Obligations Fund - Class X, 0.67% BLUEPRINT ADAPTIVE GROWTH ALLOCATION FUND SCHEDULE OF INVESTMENTS May 31, 2022 (Unaudited) COMMON STOCKS - 39. |
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| July 27, 2022 |
First American Government Obligations Fund - Class Z, 0.63% BLUE CURRENT GLOBAL DIVIDEND FUND SCHEDULE OF INVESTMENTS May 31, 2022 (Unaudited) COMMON STOCKS - 93. |
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| July 27, 2022 |
MARSHFIELD CONCENTRATED OPPORTUNITY FUND SCHEDULE OF INVESTMENTS May 31, 2022 (Unaudited) U. |
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| July 27, 2022 |
MEEHAN FOCUS FUND SCHEDULE OF INVESTMENTS May 31, 2022 (Unaudited) COMMON STOCKS - 92. |
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| July 27, 2022 |
HVIA EQUITY FUND SCHEDULE OF INVESTMENTS May 31, 2022 (Unaudited) COMMON STOCKS - 94. |
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| July 27, 2022 |
LEFT BRAIN COMPOUND GROWTH FUND SCHEDULE OF INVESTMENTS May 31, 2022 (Unaudited) CORPORATE BONDS - 14. |
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| July 27, 2022 |
NIA IMPACT SOLUTIONS FUND SCHEDULE OF INVESTMENTS May 31, 2022 (Unaudited) COMMON STOCKS - 0. |
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| May 10, 2022 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 VIA EDGAR May 10, 2022 Securities and Exchange Commission 100 F Street, N. |
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| April 28, 2022 |
Federated Hermes Treasury Obligations Fund Service Shares, 0.01% ADLER VALUE FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) COMMON STOCKS - 87. |
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| April 27, 2022 |
U.S. VALUE ETF SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) COMMON STOCKS - 98.6% Shares Value Communications - 3.9% Advertising & Marketing - 0.5% Omnicom Group, Inc. 217 $ 18,204 Cable & Satellite - 0.4% DISH Network Corporation. - Class A (a) 472 15,085 Entertainment Content - 1.0% Fox Corporation - Class A 428 17,903 Paramount Global - Class B 473 14,479 32,382 Publishing & Broadcasti |
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| April 27, 2022 |
Percentage rounds to less than 0.1%. Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) EXCHANGE-TRADED FUNDS - 98. |
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| April 27, 2022 |
EVOLUTIONARY TREE SOI 02-28-22 EVOLUTIONARY TREE INNOVATORS FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) COMMON STOCKS - 97. |
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| April 27, 2022 |
First American Government Obligations Fund - KARNER BLUE BIODIVERSITY IMPACT FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) COMMON STOCKS - 98. |
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| April 27, 2022 |
LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) COMMON STOCKS - 97.8% Shares Value Communications - 7.6% Cable & Satellite - 3.3% Liberty Global plc - Series C (a) 962,165 $ 24,891,209 Internet Media & Services - 4.3% Uber Technologies, Inc. (a) 878,705 31,659,741 Consumer Discretionary - 12.9% Apparel & Textile Products - 1.5% Hanesbrands, Inc. 726,723 11,227, |
|
| April 27, 2022 |
WAVELENGTH INTEREST RATE NEUTRAL FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) EXCHANGE-TRADED FUNDS - 64. |
|
| April 27, 2022 |
LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) COMMON STOCKS - 97.8% Shares Value Communications - 7.6% Cable & Satellite - 3.3% Liberty Global plc - Series C (a) 962,165 $ 24,891,209 Internet Media & Services - 4.3% Uber Technologies, Inc. (a) 878,705 31,659,741 Consumer Discretionary - 12.9% Apparel & Textile Products - 1.5% Hanesbrands, Inc. 726,723 11,227, |
|
| April 27, 2022 |
Percentage rounds to less than 0.1%. Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) EXCHANGE-TRADED FUNDS - 98. |
|
| April 27, 2022 |
KEMPNER MULTI-CAP DEEP VALUE FUND SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) COMMON STOCKS - 92. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| March 31, 2022 |
SEI Daily Income Trust, Government Fund - Class F, 0.01% WESTWOOD QUALITY VALUE FUND SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) COMMON STOCKS - 98. |
|
| February 3, 2022 |
LEFT BRAIN COMPOUND GROWTH FUND SCHEDULE OF INVESTMENTS November 30, 2021 (Unaudited) CORPORATE BONDS - 20. |
|
| January 26, 2022 |
MEEHAN FOCUS FUND SCHEDULE OF INVESTMENTS November 30, 2021 (Unaudited) COMMON STOCKS - 98. |
|
| January 26, 2022 |
MARSHFIELD CONCENTRATED OPPORTUNITY FUND SCHEDULE OF INVESTMENTS November 30, 2021 (Unaudited) COMMON STOCKS - 70. |
|
| January 26, 2022 |
Non-income producing security. HVIA EQUITY FUND SCHEDULE OF INVESTMENTS November 30, 2021 (Unaudited) COMMON STOCKS - 96. |
|
| January 26, 2022 |
First American Government Obligations Fund - Class X, 0.03% BLUEPRINT ADAPTIVE GROWTH ALLOCATION FUND SCHEDULE OF INVESTMENTS November 30, 2021 (Unaudited) COMMON STOCKS - 68. |
|
| January 26, 2022 |
LEFT BRAIN COMPOUND GROWTH FUND SCHEDULE OF INVESTMENTS November 30, 2021 (Unaudited) CORPORATE BONDS - 20. |
|
| January 26, 2022 |
BLUE CURRENT GLOBAL DIVIDEND FUND SCHEDULE OF INVESTMENTS November 30, 2021 (Unaudited) COMMON STOCKS - 94. |
|
| December 1, 2021 |
As filed with the Securities and Exchange Commission on December 1, 2021 As filed with the Securities and Exchange Commission on December 1, 2021 ===================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| November 24, 2021 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 November 24, 2021 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
|
| October 26, 2021 |
First American Government Obligations Fund - Class X, 0.03% Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) EXCHANGE-TRADED FUNDS - 97. |
|
| October 26, 2021 |
First American Government Obligations Fund - Class X, 0.03% Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) EXCHANGE-TRADED FUNDS - 97. |
|
| October 26, 2021 |
ADLER VALUE FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) COMMON STOCKS - 86. |
|
| October 26, 2021 |
KEMPNER MULTI-CAP DEEP VALUE FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) COMMON STOCKS - 84. |
|
| October 26, 2021 |
First American Treasury Obligations Fund - Class X, 0.01% EVOLUTIONARY TREE INNOVATORS FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) COMMON STOCKS - 97. |
|
| October 26, 2021 |
KARNER BLUE BIODIVERSITY IMPACT FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) COMMON STOCKS - 99. |
|
| October 26, 2021 |
LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) COMMON STOCKS - 97.3% Shares Value Communications - 3.7% Cable & Satellite - 3.7% Liberty Global plc - Series C (a) 876,917 $ 25,413,055 Consumer Discretionary - 15.3% Apparel & Textile Products - 1.8% Hanesbrands, Inc. 673,953 12,589,442 Automotive - 0.9% Adient plc (a) 152,253 5,989,633 E-Commerce Discretionary - |
|
| October 26, 2021 |
LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) COMMON STOCKS - 97.3% Shares Value Communications - 3.7% Cable & Satellite - 3.7% Liberty Global plc - Series C (a) 876,917 $ 25,413,055 Consumer Discretionary - 15.3% Apparel & Textile Products - 1.8% Hanesbrands, Inc. 673,953 12,589,442 Automotive - 0.9% Adient plc (a) 152,253 5,989,633 E-Commerce Discretionary - |
|
| October 26, 2021 |
WAVELENGTH INTEREST RATE NEUTRAL FUND SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) EXCHANGE-TRADED FUNDS - 65. |
|
| October 18, 2021 |
As filed with the Securities and Exchange Commission on October 18, 2021 As filed with the Securities and Exchange Commission on October 18, 2021 ===================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| October 8, 2021 |
As filed with the Securities and Exchange Commission on October 8, 2021 ===================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| September 24, 2021 |
425 1 westwood425.htm 425 Filed by: Ultimus Managers Trust (SEC File Nos.:333-180308; 811-22680) Pursuant to Rule 425 under the Securities Act of 1933, as amended, and Deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended. Subject Company: The Advisors’ Inner Circle Fund, on behalf of its Westwood Quality Value Fund, Westwood Quality SMidCap Fund, Westwood |
|
| September 21, 2021 |
Ultimus Managers Registrant 225 Pictoria Drive, Suite 450’ Cincinnati, Ohio 45246 Ultimus Managers Registrant 225 Pictoria Drive, Suite 450? Cincinnati, Ohio 45246 VIA EDGAR September 21, 2021 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Ultimus Managers Registrant (?Registrant?) ? N-14 Pre-Effective Amendment No. |
|
| September 15, 2021 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 CORRESP 2 filename2.htm ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR September 15, 2021 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Ultimus Managers Trust (the “Trust”) File Nos. 333-180308 and 811-22680 Ladies and Gentlemen: The Trust hereby submits for filing under the Securities Act of 1933, rule 485(a)(2) |
|
| September 10, 2021 |
Opinion and Consent of Counsel is filed herewith. Exhibit 11 September 7, 2021 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Trustees: We have been requested by Ultimus Managers Trust (the "Trust"), an open-end investment company with transferable units of interest (shares) established under the laws of t |
|
| September 10, 2021 |
As filed with the Securities and Exchange Commission on September 10, 2021 Securities Act Registration No. |
|
| September 10, 2021 |
ACTION REQUIRED IMPORTANT INFORMATION REGARDING THE WESTWOOD FUNDS 425 1 westwood425.htm 425 Filed by: Ultimus Managers Trust (SEC File Nos.:333-180308; 811-22680) Pursuant to Rule 425 under the Securities Act of 1933, as amended, and Deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended. Subject Company: The Advisors’ Inner Circle Fund, on behalf of its Westwood Quality Value Fund, Westwood Total Return Fund, Westwood Qua |
|
| September 10, 2021 |
Auditor Consent is filed herewith. Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions ?Questions and Answers?, ?Experts?, and ?Financial Highlights? in the Combined Proxy Statement/Prospectus, and to the incorporation by reference in Post-Effective Amendment No. |
|
| September 10, 2021 |
Form of Tax Opinions are filed herewith. Exhibit 12 KILPATRICK TOWNSEND & STOCKTON LLP www. kilpatricktownsend.com Suite 2800, 1100 Peachtree Street NE Atlanta, GA 30309-4528 t 404 815 6500 f 404 815 6555 [DRAFT] [ ], 2021 Board of Directors Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ladies and Gentlemen: As counsel to the Ultimus Managers Trust, an Ohio statutory trust (“Acquiring Trust”), on behalf of W |
|
| September 3, 2021 |
8-A12B 1 umtusvalueetf8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ULTIMUS MANAGERS TRUST (Exact name of registrant as specified in its charter) State of Ohio See below (State or other jurisdiction of incorporation or organiz |
|
| August 12, 2021 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 August 12, 2021 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
|
| August 11, 2021 |
POWER OF ATTORNEY The undersigned Trustee of Ultimus Managers Trust, an Ohio business trust, hereby constitutes and appoints David James, Natalie S. |
|
| August 11, 2021 |
As filed with the Securities and Exchange Commission on August 10, 2021 Securities Act Registration No. |
|
| August 11, 2021 |
Investment Advisory Agreement for Westwood Funds is filed herewith. INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the ?Agreement?) is made and entered into effective as of August 4, 2021, by and between Ultimus Managers Trust, an Ohio business trust (the ?Trust?) on behalf of each series of the Trust set forth on Schedule A attached hereto (individually each a ?Fund? and collectively the ?Funds?), a series of shares of the Trust, and Westwood Management Corp. |
|
| August 11, 2021 |
Amended and Restated Agreement and Declaration of Trust, dated July 12, 2021, is filed herewith. ULTIMUS MANAGERS TRUST AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Amended and Restated July 12, 2021 ULTIMUS MANAGERS TRUST AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST PAGE ARTICLE I. |
|
| August 11, 2021 |
(ii) Amended Appendix to Distribution Plan is filed herewith. APPENDIX A Dated July 21, 2021 To the DISTRIBUTION PLAN of ULTIMUS MANAGERS TRUST Funds Share Classes Rule 12b-1 Fee Adler Value Fund Investor 0. |
|
| August 11, 2021 |
Custody Agreement is filed herewith. EX-99.9 CUST CONTRCT 6 ex9.htm ULTIMUS MANAGERS TRUST TWENTIETH AMENDMENT TO THE CUSTODY AGREEMENT THIS TWENTIETH AMENDMENT dated as of the 27th day of July, 2021 to the Custody Agreement, dated as of June 5, 2012, as amended August 20, 2012, August 21, 2012, December 31, 2012, May 28, 2013, September 11, 2013, May 15, 2014, August 26, 2014, November 11, 2014, March 24, 2015, April 6, 2015, July 9 |
|
| August 11, 2021 |
(ii) Amended Schedule A to Distribution Agreement is filed herewith. EX-99.7 DISTR CONTR 5 ex7ii.htm AMENDED SCHEDULE A Dated August 1, 2021 to the DISTRIBUTION AGREEMENT Dated February 1, 2019 between ULTIMUS MANAGERS TRUST and ULTIMUS FUND DISTRIBUTORS, LLC TRUST SERIES Adler Value Fund Blue Current Global Dividend Fund Blueprint Adaptive Growth Allocation Fund Evolutionary Tree Innovators Fund HVIA Equity Fund Karner Blue BioDiversity Impact Fund Kempner Multi-C |
|
| August 11, 2021 |
Auditor Consent is filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions ?Questions and Answers?, ?Experts?, and ?Financial Highlights? in the Combined Proxy Statement/Prospectus, and to the incorporation by reference in the Registration Statement of Ultimus Managers Trust (Form N-14) of our report dated December 29, 2020, on the financial statements and |
|
| July 27, 2021 |
HVIA EQUITY FUND SCHEDULE OF INVESTMENTS May 31, 2021 (Unaudited) COMMON STOCKS - 98. |
|
| July 27, 2021 |
MARSHFIELD CONCENTRATED OPPORTUNITY FUND SCHEDULE OF INVESTMENTS May 31, 2021 (Unaudited) COMMON STOCKS - 69. |
|
| July 27, 2021 |
LEFT BRAIN COMPOUND GROWTH FUND SCHEDULE OF INVESTMENTS May 31, 2021 (Unaudited) MONEY MARKET FUNDS - 100. |
|
| July 27, 2021 |
BLUEPRINT GROWTH FUND SCHEDULE OF INVESTMENTS May 31, 2021 (Unaudited) COMMON STOCKS - 49. |
|
| July 27, 2021 |
MEEHAN FOCUS FUND SCHEDULE OF INVESTMENTS May 31, 2021 (Unaudited) COMMON STOCKS - 96. |
|
| July 27, 2021 |
First American Government Obligations Fund - Class Z, 0.02% BLUE CURRENT GLOBAL DIVIDEND FUND SCHEDULE OF INVESTMENTS May 31, 2021 (Unaudited) COMMON STOCKS - 95. |
|
| July 22, 2021 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 July 22, 2021 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
|
| June 3, 2021 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR June 3, 2021 U. |
|
| June 1, 2021 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450’ Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450? Cincinnati, Ohio 45246 VIA EDGAR June 1, 2021 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Ultimus Managers Trust (?Trust?) - Post-Effective Amendment No. |
|
| April 30, 2021 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR April 30, 2021 U. |
|
| April 23, 2021 |
KARNER BLUE BIODIVERSITY IMPACT FUND KARNER BLUE BIODIVERSITY IMPACT FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) COMMON STOCKS - 98. |
|
| April 22, 2021 |
KEMPNER MULTI-CAP DEEP VALUE FUND KEMPNER MULTI-CAP DEEP VALUE FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) COMMON STOCKS - 92. |
|
| April 22, 2021 |
WAVELENGTH INTEREST RATE NEUTRAL FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) EXCHANGE-TRADED FUNDS - 61. |
|
| April 22, 2021 |
Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) EXCHANGE-TRADED FUNDS - 97. |
|
| April 22, 2021 |
ADR – American Depositary Receipt ADLER VALUE FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) COMMON STOCKS - 91. |
|
| April 22, 2021 |
Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) EXCHANGE-TRADED FUNDS - 97. |
|
| April 22, 2021 |
Invesco Short-Term Investments Trust - LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) COMMON STOCKS - 97.7% Shares Value Communications - 3.2% Cable & Satellite - 3.2% Liberty Global plc - Series C (a) 564,424 $ 13,715,503 Consumer Discretionary - 15.5% Apparel & Textile Products - 2.0% Hanesbrands, Inc. 486,191 8,600,719 Automotive - 0.9% Adient plc (a) 100,007 3,708,260 E-Commerce Discretionary - |
|
| April 22, 2021 |
EVOLUTIONARY TREE INNOVATORS FUND EVOLUTIONARY TREE INNOVATORS FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) COMMON STOCKS - 97. |
|
| April 22, 2021 |
Invesco Short-Term Investments Trust - LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) COMMON STOCKS - 97.7% Shares Value Communications - 3.2% Cable & Satellite - 3.2% Liberty Global plc - Series C (a) 564,424 $ 13,715,503 Consumer Discretionary - 15.5% Apparel & Textile Products - 2.0% Hanesbrands, Inc. 486,191 8,600,719 Automotive - 0.9% Adient plc (a) 100,007 3,708,260 E-Commerce Discretionary - |
|
| April 20, 2021 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 April 20, 2021 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
|
| February 22, 2021 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 February 22, 2021 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
|
| February 8, 2021 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 COVER 2 filename2.htm ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR February 8, 2021 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Ultimus Managers Trust (the “Trust”) File Nos. 333-180308 and 811-22680 Ladies and Gentlemen: The Trust hereby submits for filing under the Securities Act of 1933, rule 485(a)(2) ther |
|
| January 20, 2021 |
HVIA EQUITY FUND SCHEDULE OF INVESTMENTS November 30, 2020 (Unaudited) COMMON STOCKS - 97. |
|
| January 20, 2021 |
MEEHAN FOCUS FUND SCHEDULE OF INVESTMENTS November 30, 2020 (Unaudited) COMMON STOCKS - 97. |
|
| January 20, 2021 |
BLUE CURRENT GLOBAL DIVIDEND FUND BLUE CURRENT GLOBAL DIVIDEND FUND SCHEDULE OF INVESTMENTS November 30, 2020 (Unaudited) COMMON STOCKS - 98. |
|
| January 20, 2021 |
MARSHFIELD CONCENTRATED OPPORTUNITY FUND MARSHFIELD CONCENTRATED OPPORTUNITY FUND SCHEDULE OF INVESTMENTS November 30, 2020 (Unaudited) COMMON STOCKS - 77. |
|
| January 20, 2021 |
BLUEPRINT GROWTH FUND SCHEDULE OF INVESTMENTS November 30, 2020 (Unaudited) COMMON STOCKS - 31. |
|
| December 30, 2020 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR December 30, 2020 U. |
|
| November 2, 2020 |
WAVELENGTH INTEREST RATE NEUTRAL FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) EXCHANGE-TRADED FUNDS - 63. |
|
| October 29, 2020 |
JPMorgan 100% U.S. Treasury Securities Money Market Fund - ADLER VALUE FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) COMMON STOCKS - 79. |
|
| October 26, 2020 |
BlackRock Liquidity Funds Treasury Trust Fund - KEMPNER MULTI-CAP DEEP VALUE FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) COMMON STOCKS - 88. |
|
| October 26, 2020 |
LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) COMMON STOCKS - 98.9% Shares Value Communications - 4.3% Cable & Satellite - 4.3% Liberty Global plc - Classs C (a) 562,979 $ 12,954,147 Consumer Discretionary - 10.4% Apparel & Textile Products - 2.5% Hanesbrands, Inc. 500,598 7,654,143 Automotive - 0.6% Adient plc (a) 100,820 1,748,219 Home & Office Products - 5.1 |
|
| October 26, 2020 |
Invesco Short-Term Investments Trust - WAVELENGTH INTEREST RATE NEUTRAL FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) EXCHANGE-TRADED FUNDS - 63. |
|
| October 26, 2020 |
First American Government Obligations Fund - Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) EXCHANGE-TRADED FUNDS - 98. |
|
| October 26, 2020 |
KARNER BLUE ANIMAL IMPACT FUND KARNER BLUE ANIMAL IMPACT FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) COMMON STOCKS - 97. |
|
| October 26, 2020 |
First American Government Obligations Fund - Q3 ALL-WEATHER SECTOR ROTATION FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) EXCHANGE-TRADED FUNDS - 98. |
|
| October 26, 2020 |
LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) COMMON STOCKS - 98.9% Shares Value Communications - 4.3% Cable & Satellite - 4.3% Liberty Global plc - Classs C (a) 562,979 $ 12,954,147 Consumer Discretionary - 10.4% Apparel & Textile Products - 2.5% Hanesbrands, Inc. 500,598 7,654,143 Automotive - 0.6% Adient plc (a) 100,820 1,748,219 Home & Office Products - 5.1 |
|
| October 26, 2020 |
AmeriCredit Automobile Receivables RYAN LABS CORE BOND FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) U.S. GOVERNMENT & AGENCIES - 15.5% Coupon Maturity Par Value Value U.S. Treasury Bonds - 8.7% U.S. Treasury Bonds 4.375% 02/15/38 $ 25,000 $ 38,433 U.S. Treasury Bonds 3.000% 02/15/47 60,000 81,044 U.S. Treasury Bonds 2.750% 08/15/47 265,000 343,693 U.S. Treasury Bonds 3.000% 02/15/48 245,000 332,760 U.S. Treasury Bonds 3 |
|
| October 26, 2020 |
AmeriCredit Automobile Receivables RYAN LABS CORE BOND FUND SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) U.S. GOVERNMENT & AGENCIES - 15.5% Coupon Maturity Par Value Value U.S. Treasury Bonds - 8.7% U.S. Treasury Bonds 4.375% 02/15/38 $ 25,000 $ 38,433 U.S. Treasury Bonds 3.000% 02/15/47 60,000 81,044 U.S. Treasury Bonds 2.750% 08/15/47 265,000 343,693 U.S. Treasury Bonds 3.000% 02/15/48 245,000 332,760 U.S. Treasury Bonds 3 |
|
| October 1, 2020 |
October 1, 2020 Mr. David Manion U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-4644 Re: Ultimus Managers Trust (the ?Trust?) ? File Nos. 811-22680, 333-180308 Dear Mr. Manion: You recently provided oral comments relating to the review by the staff of the Securities and Exchange Commission of certain annual shareholder report fil |
|
| September 29, 2020 |
STRALEM EQUITY FUND SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) MONEY MARKET FUNDS - 4. |
|
| September 25, 2020 |
Invesco Short-Term Investment Trust Government & Agency MEEHAN FOCUS FUND SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) COMMON STOCKS - 97. |
|
| September 11, 2020 |
EX-99.28.D.16 4 fp0057657ex9928d16.htm INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the “Agreement”) is made and entered into effective as of September 8, 2020, by and between Ultimus Managers Trust, an Ohio business trust (the “Trust”) on behalf of each series of the Trust set forth on Schedule A attached hereto (individually the “Fund” and collectively the “Funds”), a series |
|
| September 11, 2020 |
FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT This First Amendment to the Investment Advisory Agreement (the “Amendment”) is effective as of January 1, 2020 and is made by and between Ultimus Managers Trust, an Ohio business trust (the “Trust”) and Sun Life Capital Management (U. |
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| September 11, 2020 |
FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT This First Amendment to the Investment Advisory Agreement (the “Amendment”) is effective as of January 1, 2020 and is made by and between Ultimus Managers Trust, an Ohio business trust (the “Trust”) and Sun Life Capital Management (U. |
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| September 11, 2020 |
EX-99.28.G.1.J 6 fp0057657ex9928g1j.htm ULTIMUS MANAGERS TRUST EIGHTEENTH AMENDMENT TO THE CUSTODY AGREEMENT THIS EIGHTEENTH AMENDMENT dated as of the 29th day of January 2020 to the Custody Agreement, dated as of June 5, 2012, as amended August 20, 2012, August 21, 2012, December 31, 2012, May 28, 2013, September 11, 2013, May 15, 2014, August 26, 2014, November 11, 2014, March 24, 2015, April 6, |
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| September 11, 2020 |
Filed with the Securities and Exchange Commission on September 11, 2020 Securities Act of 19933 File No. |
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| September 11, 2020 |
EX-99.28.G.1.I 5 fp0057657ex9928g1i.htm ULTIMUS MANAGERS TRUST SEVENTEENTH AMENDMENT TO THE CUSTODY AGREEMENT THIS SEVENTEENTH AMENDMENT dated as of the 3rd December, 2019 to the Custody Agreement, dated as of June 5, 2012, as amended August 20, 2012, August 21, 2012, December 31, 2012, May 28, 2013, September 11, 2013, May 15, 2014, August 26, 2014, November 11, 2014, March 24, 2015, April 6, 201 |
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| September 11, 2020 |
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUST THIS SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated as of January 1, 2020, is made and entered into by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”), and Sun Life Capital Management (U. |
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| September 11, 2020 |
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUST THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated as of September 8, 2020, is made and entered into by and between the ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund”), and EVOLUTIONARY TREE CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”). |
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| September 11, 2020 |
Sun Life Capital Management Code of Ethics Policy APPROVAL Approved By: SLC Management (U. |
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| August 31, 2020 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 August 31, 2020 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| August 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 1. Investm |
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| August 10, 2020 |
Filed with the Securities and Exchange Commission on August 7, 2020 Securities Act of 19933 File No. |
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| August 10, 2020 |
Consents of the Registered Independent Public Accounting Firm are filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-1A of our report dated April 28, 2020, relating to the financial statements and financial highlights of HVIA Equity Fund, a series of Ultimus Managers Trust, for the year ended February 29, 2020, and to the references to our firm under the headings “Financial Highlights” in the Prospectus and “Independent Registered Public Accounting Firm” in the Statement of Additional Information. |
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| July 27, 2020 |
WAYCROSS LONG/SHORT EQUITY FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS - 84. |
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| July 27, 2020 |
HVIA EQUITY FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS - 99. |
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| July 27, 2020 |
LADDER SELECT BOND FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) MORTGAGE-BACKED SECURITIES - 79. |
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| July 27, 2020 |
BLUEPRINT GROWTH FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) EXCHANGE-TRADED FUNDS - 96. |
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| July 27, 2020 |
BLUE CURRENT GLOBAL DIVIDEND FUND BLUE CURRENT GLOBAL DIVIDEND FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS - 99. |
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| July 27, 2020 |
MARSHFIELD CONCENTRATED OPPORTUNITY FUND MARSHFIELD CONCENTRATED OPPORTUNITY FUND SCHEDULE OF INVESTMENTS May 31, 2020 (Unaudited) COMMON STOCKS - 77. |
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| June 30, 2020 |
ADLER VALUE FUND SCHEDULE OF INVESTMENTS April 30, 2020 (Unaudited) COMMON STOCKS - 80. |
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| June 26, 2020 |
KEMPNER MULTI-CAP DEEP VALUE FUND KEMPNER MULTI-CAP DEEP VALUE FUND SCHEDULE OF INVESTMENTS April 30, 2020 (Unaudited) COMMON STOCKS - 90. |
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| June 23, 2020 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR June 23, 2020 U. |
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| April 20, 2020 |
EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| April 20, 2020 |
WAVLX / Wavelength Interest Rate Neutral Fund N-Q - Quarterly Schedule of Portfolio Holdings - OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10. |
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| April 8, 2020 |
See accompanying notes to Schedule of Investments. LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS February 29, 2020 (Unaudited) COMMON STOCKS - 98.4% Shares Value Consumer Discretionary - 9.1% Auto Components - 2.0% Adient plc (a) 156,406 $ 3,742,796 Goodyear Tire & Rubber Company (The) 516,132 4,998,738 Tenneco, Inc. - Class A (a) 121,425 1,113,467 9,855,001 Household Durables - 3.7% Whirlpool Corporation 137,440 17,573,078 Internet & Dir |
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| March 24, 2020 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 March 24, 2020 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| February 26, 2020 |
STEFX / Stralem Equity Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0051129nq.htm OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22680 Ultimus Managers Trust (Exact name of registrant as spe |
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| February 26, 2020 |
EX-99.CERT 2 fp0051129ex99cert.htm EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 24, 2020 |
RLCBX / Ryan Labs Core Bond Fund CORRESP - - Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 February 24, 2020 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| January 16, 2020 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR January 16, 2020 U. |
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| January 15, 2020 |
EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| January 15, 2020 |
BCGFX / Blue Current Global Dividend Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0049013nq.htm OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22680 Ultimus Managers Trust (Exact name of registrant as spe |
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| December 31, 2019 |
ADLVX / ADLER VALUE FUND 40-17F1 - - 40-17F1 1 fp00490314017f1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hou |
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| December 30, 2019 |
WAVLX / Wavelength Interest Rate Neutral Fund CORRESP - - Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 December 30, 2019 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| December 27, 2019 |
WAVLX / Wavelength Interest Rate Neutral Fund CORRESP - - Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 December 27, 2019 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| December 23, 2019 |
WAVLX / Wavelength Interest Rate Neutral Fund CORRESP - - Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 December 23, 2019 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| December 16, 2019 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR December 16, 2019 U. |
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| November 25, 2019 |
EX-99.CERT 2 fp0047856ex99cert.htm EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 25, 2019 |
OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10. |
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| October 28, 2019 |
Ultimus Managers Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0047024nq.htm OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22680 Ultimus Managers Trust (Exact name of registrant as spe |
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| October 28, 2019 |
EX-99.CERT 2 fp0047024ex99cert.htm EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| October 16, 2019 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR October 16, 2019 U. |
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| October 11, 2019 |
Ultimus Managers Trust NPORT-EX - - LYRICAL SOI 08-31-19 LYRICAL U.S. VALUE EQUITY FUND SCHEDULE OF INVESTMENTS August 31, 2019 (Unaudited) COMMON STOCKS - 100.1% Shares Value Consumer Discretionary - 10.3% Auto Components - 2.1% Adient plc 199,812 $ 4,030,208 Goodyear Tire & Rubber Company (The) 659,371 7,562,986 Tenneco, Inc. - Class A 155,124 1,352,681 12,945,875 Household Durables - 4.0% Whirlpool Corporation 175,583 24,421,839 Internet & Direct Mar |
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| September 26, 2019 |
Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 September 26, 2019 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| September 9, 2019 |
Ultimus Managers Trust 40-17F1 - - OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1. |
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| August 30, 2019 |
ADLVX / ADLER VALUE FUND CORRESP - - CORRESP 1 filename1.htm Ultimus Managers Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 August 30, 2019 FILED VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff’s Comments on Form N-1A for Ultimus Managers Trust (the “Trust”), on behalf of its series, Karner Blue Animal Welfare Fund |
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| August 23, 2019 |
Ultimus Managers Trust N-Q - Quarterly Schedule of Portfolio Holdings - OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10. |
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| August 23, 2019 |
EX-99.CERT 2 fp0045299ex99cert.htm EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| August 5, 2019 |
Ultimus Managers Trust 40-17F1 - - 40-17F1 1 fp00447014017f1.htm OMB APPROVAL OMB Number: 3235-0359 Expires: May 31, 2021 Estimated average burden hours per response 1.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 |
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| July 29, 2019 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR July 29, 2019 U. |
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| July 22, 2019 |
EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| July 22, 2019 |
Ultimus Managers Trust N-Q - Quarterly Schedule of Portfolio Holdings - OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10. |
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| June 25, 2019 |
ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 ULTIMUS MANAGERS TRUST 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 FILED VIA EDGAR June 25, 2019 U. |
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| May 21, 2019 |
EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 21, 2019 |
Ultimus Managers Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0042096nq.htm OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22680 Ultimus Managers Trust (Exact name of registrant as spe |
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| May 1, 2019 |
Ultimus Managers Trust DEF 14A File No’s 333-180308 & 811-22680 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 15, 2019 |
Ultimus Managers Trust (Quarterly Schedule of Portfolio Holdings) OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10. |
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| April 15, 2019 |
EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Ultimus Managers Trust: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| April 3, 2019 |
Ultimus Managers Trust CORRESP CORRESP 1 filename1.htm April 3, 2019 Mr. Jeffrey Long U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-4644 Re: Ultimus Managers Trust (the “Trust”) – File Nos. 811-22680, 333-180308 Dear Mr. Long: You recently provided oral comments relating to the review by the staff of the Securities and Exchange Commission of certain annual sh |
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| March 18, 2019 |
Ultimus Managers Trust (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0040268nq.htm OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22680 Ultimus Managers Trust (Exact name of registrant as specif |
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| March 18, 2019 |
EX-99.CERT CERTIFICATIONS I, David R. Carson, certify that: 1. I have reviewed this report on Form N-Q of Meehan Focus Fund and Stralem Equity Fund: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
