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| CIK | 1271075 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to usell.com, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| January 14, 2019 |
Amendment No. 2 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 2)* uSell.com, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| January 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* USELL.COM, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 917296204 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Telephone Nu |
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| January 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-50494 uSell.com, Inc. (Exact name of registrant as specified in its cha |
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| December 21, 2018 |
uSell.com Inc. 18 West 18th Street New York, NY, 10011 December 21, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Request to Withdraw Registration Statement on Form S-1 (File No. 333-221825) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933 (the “Securities Act”), uSell.com, Inc. (the “Regis |
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| December 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| December 11, 2018 |
2018 Equity Incentive Plan, effective December 5, 2018 Exhibit 4.1 usell.com, Inc. 2018 EQUITY INCENTIVE PLAN uSell.com, Inc. (the “Company”) hereby establishes this 2018 Equity Incentive Plan (the “Plan”), effective December 5, 2018 (“Effective Date”). 1. Purpose; Eligibility. 1.1 General Purpose. The name of this plan is the uSell.com, Inc. 2018 Equity Incentive Plan. The purposes of the Plan are to (a) enable the Company, and any Affiliate to attra |
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| December 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* USELL.COM, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 917296204 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Telephone Nu |
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| November 27, 2018 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT Dated as of November 20, 2018 between Siena Lending Group LLC, as Lender, WE SELL CELLULAR LLC, UPSTREAM PHONE COMPANY USA, INC., PHONEX, INC., as Borrowers, and USELL.COM, INC., BST DISTRIBUTION, INC., UPSTREAM PHONE HOLDINGS, INC., HD CAPITAL HOLDINGS, LLC, as Loan Parties TABLE OF CONTENTS Page 1. LOANS AND LETTERS OF CREDIT 1 1.1 Amount of Loans / Lette |
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| November 27, 2018 |
Exhibit 10.2 MASTER LICENSE AND SERVICES AGREEMENT This Master License and Services Agreement (this “Agreement”), effective as of November 20, 2018 (the “Effective Date”), is by and among uSell.com, Inc., with offices located at 18 West 18th Street, New York, NY 10011, (“uSell”), PhoneX, Inc., with offices located at 18 West 18th Street, New York, NY 10011 (“PhoneX, Inc.” or “PhoneX” and together |
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| November 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| November 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* USELL.COM, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 917296204 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Telephone Nu |
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| November 21, 2018 |
Form of Securities Purchase Agreement dated November 20, 2018 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 20, 2018, between uSell.com, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature page to this Agreement (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condi |
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| November 21, 2018 |
Exhibit 4.1 THE SHARES UNDERLYING THIS CONVERTIBLE NOTE AND THE CONVERTIBLE NOTE HAVE NOT BEEN REGISTERED UNDER THE FEDERAL OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR HYPOTHECATED IN ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH LAWS AS MAY BE APPLICABLE OR, AN OPINION OF COUNSEL, SATISFACTORY TO THE COMPANY, THAT AN EXEMPTION FROM SUCH APPLICABLE LAWS EXIST. CONV |
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| November 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| November 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| November 19, 2018 |
USEL / usell.com, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50494 uSell.com, Inc. |
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| November 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| November 15, 2018 |
USEL / usell.com, Inc. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-50494 NOTIFICATION OF LATE FILING CUSIP NUMBER 917296204 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tr |
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| October 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* USELL.COM, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 917296204 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Telephone Nu |
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| October 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| October 12, 2018 |
Form of Forbearance and Fifth Amendment Agreement dated October 1, 2018 * Exhibit 10.1 FORBEARANCE AND FIFTH AMENDMENT AGREEMENT This Forbearance and Fifth Amendment Agreement (this “Amendment Agreement”), effective as of October 5, 2018, by and among uSell.com, Inc., a Delaware corporation (“USELL”), BST Distribution, Inc., a New York corporation (“BST”), We Sell Cellular LLC, a Delaware limited liability company (“WE SELL” together with uSell and BST, each a “Company” |
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| October 12, 2018 |
Form of Fourth Amended and Restated Secured Note dated October 1, 2018*** Exhibit 10.2 EXECUTION VERSION THIS NOTE IS ISSUED WITH ORIGINAL ISSUE DISCOUNT. BEGINNING NO LATER THAN 10 DAYS AFTER THE ISSUE DATE OF THIS NOTE, USELL.COM, INC., A DELAWARE CORPORATION, LOCATED AT 171 MADISON AVENUE, 17TH FLOOR, NEW YORK, NEW YORK 10016, SHALL PROMPTLY MAKE AVAILABLE TO THE HOLDER OR HOLDERS OF THIS NOTE UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION SECTION 1.12 |
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| October 12, 2018 |
8-K 1 s1132608k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporat |
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| August 14, 2018 |
USEL / usell.com, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50494 uSell.com, Inc. (Exac |
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| July 11, 2018 |
Form of Third Amended and Restated Secured Term Note dated July 2, 2018*** Exhibit 10.2 THIS NOTE IS ISSUED WITH ORIGINAL ISSUE DISCOUNT. BEGINNING NO LATER THAN 10 DAYS AFTER THE ISSUE DATE OF THIS NOTE, USELL.COM, INC., A DELAWARE CORPORATION, LOCATED AT 171 MADISON AVENUE, 17TH FLOOR, NEW YORK, NEW YORK 10016, SHALL PROMPTLY MAKE AVAILABLE TO THE HOLDER OR HOLDERS OF THIS NOTE UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION SECTION 1.1275-3(b)(1)(i). THI |
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| July 11, 2018 |
Form of Forbearance and Fourth Amendment Agreement dated July 2, 2018*** Exhibit 10.1 FORBEARANCE AND FOURTH AMENDMENT AGREEMENT This Forbearance and Fourth Amendment Agreement (this “Amendment Agreement”), effective as of July 2, 2018, by and among uSell.com, Inc., a Delaware corporation (“USELL”), BST Distribution, Inc., a New York corporation (“BST”), We Sell Cellular LLC, a Delaware limited liability company (“WE SELL” together with uSell and BST, each a “Company” |
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| July 11, 2018 |
8-K 1 s1113348k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation |
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| June 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 21, 2018 |
Letter Agreement dissolving LLC Exhibit 10.3 May 4, 2018 Reference is made to the (a) Limited Liability Company Agreement of (“Company”) dated as of January 13, 2017 (the “LLC Agreement”) and (b) Services Agreement dated as of January 13, 2017 by and between uSell.com, Inc. (“USELL”) and the Company (the “Services Agreement”). Capitalized terms used herein that are not defined shall have the respective meanings given to them in |
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| May 21, 2018 |
USEL / usell.com, Inc. 10-Q (Quarterly Report) 10-Q 1 s11008510q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| May 16, 2018 |
USEL / usell.com, Inc. NT 10-Q NT 10-Q 1 s11023712b25.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-50494 NOTIFICATION OF LATE FILING CUSIP NUMBER 917296204 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Tran |
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| May 10, 2018 |
Form of Second Amended and Restated Secured Term Note *** Exhibit 10.2 THIS NOTE IS ISSUED WITH ORIGINAL ISSUE DISCOUNT. BEGINNING NO LATER THAN 10 DAYS AFTER THE ISSUE DATE OF THIS NOTE, USELL.COM, INC., A DELAWARE CORPORATION, LOCATED AT 171 MADISON AVENUE, 17TH FLOOR, NEW YORK, NEW YORK 10016, SHALL PROMPTLY MAKE AVAILABLE TO THE HOLDER OR HOLDERS OF THIS NOTE UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION SECTION 1.1275-3(b)(1)(i). THI |
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| May 10, 2018 |
8-K 1 s1101058k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) |
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| May 10, 2018 |
Form of Forbearance and Third Amendment Agreement dated May 4, 2018 *** Exhibit 10.1 FORBEARANCE AND THIRD AMENDMENT AGREEMENT This Forbearance and Third Amendment Agreement (this “Amendment Agreement”), effective as of May 4, 2018, by and among uSell.com, Inc., a Delaware corporation (“USELL”), BST Distribution, Inc., a New York corporation (“BST”), We Sell Cellular LLC, a Delaware limited liability company (“WE SELL” together with uSell and BST, each a “Company” and |
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| April 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2018 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Num |
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| April 4, 2018 |
Exhibit 21.1 Subsidiaries The following are the Company’s subsidiaries which are conducting business: Name Place of Incorporation HD Capital Holdings LLC Delaware We Sell Cellular, LLC Delaware BST Distribution, Inc. New York |
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| April 4, 2018 |
USEL / usell.com, Inc. 10-K (Annual Report) 10-K 1 s10948210k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to usell.com, Inc. (Exact name of |
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| April 3, 2018 |
USEL / usell.com, Inc. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 000-50494 FORM 12b-25 CUSIP NUMBER NOTIFICATION OF LATE FILING 917296204 (Check One): xForm 10-K ☐Form 20-F ☐Form 11-K ☐Form 10-Q ☐Form 10-D ☐Form N-SAR ☐Form N-CSR For Period Ended: December 31, 2017 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition |
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| December 27, 2017 |
USELL.COM, INC. 7,880,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-221825 USELL.COM, INC. PROSPECTUS 7,880,000 Shares of Common Stock This prospectus relates to the sale of up to 7,880,000 shares of usell.com, Inc. common stock which may be offered by the selling shareholders identified in this prospectus. We will not receive any proceeds from the sales of shares of our common stock by the selling shareholders |
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| December 20, 2017 |
uSell.com, Inc. 171 Madison Ave., 17th Floor New York, NY 10016 December 20, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Larry Spirgel Re: uSell.com, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed December 12, 2017 File No. 000-50494 Registration No. 333-221825 Ladies and |
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| December 19, 2017 |
As filed with the Securities and Exchange Commission on December 19, 2017 Registration No. |
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| December 19, 2017 |
uSell.com, Inc. 171 Madison Avenue, 17th Floor New York, NY 10016 December 19, 2017 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: uSell.com, Inc. Registration Statement on Form S-1 Filed November 30, 2017 File No. 333-221825 Dear Mr. Spirgel: Please find our response to the comment received from the Staff in the let |
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| November 30, 2017 |
As filed with the Securities and Exchange Commission on November 30, 2017 Registration No. |
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| November 28, 2017 |
USEL / usell.com, Inc. / PVAM Perlus Microcap Fund, L.P. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) USELL.COM, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 917296204 (CUSIP Number) November 16, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 22, 2017 |
Form of Amendment to the Tepfer Employment Agreements* Exhibit 10.3 November , 2017 We Sell Cellular LLC BST Distribution, Inc. 171 Madison Avenue, 17th FL 171 Madison Avenue, 17th FL New York, NY 10016 New York, NY 10016 Attention: Nikhil Raman, Manager Attention: Nikhil Raman, Chairman Re: Amendments to Employment Agreement Dear Nik: Reference is made in this Letter Agreement (the ?Letter Agreement?) to the Employment Agreement dated October 23, 201 |
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| November 22, 2017 |
Form of Securities Purchase Agreement ** Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of November , 2017, between uSell.com, Inc., a Delaware corporation (the ?Company?), and each purchaser identified in the Schedule of Purchasers hereto attached as Schedule A (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to t |
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| November 22, 2017 |
Form of Registration Rights Agreement Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of November , 2017, between uSell.com, Inc., a Delaware corporation (the ?Company?) and each of the several purchasers as listed in Exhibit A of the Purchase Agreement (each such purchaser, a ?Purchaser? and, collectively, the ?Purchasers?). WHEREAS, the Company and the Purc |
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| November 22, 2017 |
8-K 1 s1082638k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2017 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorpor |
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| November 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* USELL.COM, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 917296204 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Telephone Nu |
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| November 17, 2017 |
8-K 1 s1082308k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2017 uSell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorpor |
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| November 17, 2017 |
Amendment No. 2 to the Note Purchase Agreement dated January 13, 2017 * Exhibit 10.1 SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT This Second Amendment to Note Purchase Agreement (this ?Amendment?), effective as of November 2, 2017, by and among uSell.com, Inc., a Delaware corporation (?USELL?), BST Distribution, Inc., a New York corporation (?BST?), We Sell Cellular LLC, a Delaware limited liability company (?WE SELL? together with uSell and BST, each a ?Company? and |
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| November 14, 2017 |
USEL / usell.com, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50494 uSell.com, Inc. |
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| August 11, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 s1071528k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2017 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporat |
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| August 11, 2017 |
uSell.com Reports Second Quarter 2017 Results Exhibit 99.1 uSell.com Reports Second Quarter 2017 Results First Half 2017 Growth of 8% in Revenue and 76% Decline in Operating Loss Additional Volume of Transactions Supported by Special Purpose Entity Sufficiently Capitalized for Growth Plans over Next 12 Months NEW YORK, NY / ACCESSWIRE / August 11, 2017 / uSell.com (USEL), a large market maker of used smartphones, today reported financial and |
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| August 10, 2017 |
First Amendment to Note Purchase Agreement Exhibit 10.13 FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT This First Amendment to Note Purchase Agreement (this “Amendment”), effective as of June 29, 2017, by and among Usell.com, Inc., a Delaware corporation (“uSell”), BST Distribution, Inc., a New York corporation (“BST”), We Sell Cellular LLC, a Delaware limited liability company (“WE SELL” together with uSell and BST, each a “Company” and coll |
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| August 10, 2017 |
USEL / usell.com, Inc. 10-Q (Quarterly Report) 10-Q 1 s10703210q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000- |
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| June 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* USELL.COM, INC. (Name of Issuer) Common Stock, $0.0001 Par Value per Share (Title of Class of Securities) 917296204 (CUSIP Number) Garrett Lynam General Counsel and Chief Compliance Officer Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 ( |
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| May 15, 2017 |
usell.com QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2017 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50494 uSell.com, Inc. (Exa |
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| March 30, 2017 |
usell.com 10-K (Annual Report) 10-K 1 s10550410k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to usell.com, Inc. (Exact name of |
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| March 30, 2017 |
Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF USELL.COM, INC. Article I. Meeting of Shareholders Section 1. Annual Meeting. The annual meeting of the shareholders of this Corporation shall be held at the time and place designated by the Board of Directors of the Corporation. Business transacted at the annual meeting shall include the election of directors of the Corporation. Section 2. Special |
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| March 30, 2017 |
2008 Equity Incentive Plan, as amended Exhibit 10.3 usell.com, Inc 2008 Equity Incentive Plan, as amended 1. Scope of Plan; Definitions. (a) This 2008 Equity Incentive Plan (the ?Plan?) is intended to advance the interests of Money4Gold Holdings, Inc. (the ?Company?) by enhancing the ability of the Company to attract and retain qualified employees, consultants, Officers, directors, by creating incentives and rewards for their contribut |
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| March 30, 2017 |
Exhibit 21.1 Subsidiaries The following are the Company?s subsidiaries which are conducting business: Name Place of Incorporation HD Capital Holdings LLC Delaware We Sell Cellular, LLC Delaware BST Distribution, Inc. New York |
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| March 29, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 s1057088k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2017 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of |
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| March 29, 2017 |
Exhibit 99.1 uSell.com Reports 2016 Results Revenue Growth of 249% to $94.7 Million Expanded Capacity and Access to Supply Strengthened Financial Position to Grow Without Diluting Shareholders New York, NY ? (Accesswire) - March 29, 2017 - uSell.com (USEL), a large market maker of used smartphones, today reported financial and operational results for the twelve month period ended December 31, 2016 |
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| February 14, 2017 |
USEL / usell.com, Inc. / B Asset Manager, LP - AMENDMENT NO.1 TO SCHEDULE 13G Passive Investment Amendment No.1 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1)* uSell.com, Inc. (Name of Issuer) Common Stock, $.0001 par value (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 14, 2017 |
Exhibit 1 CUSIP No. 917296204 13G Page 1 of 1 EXHIBIT 1 TO SCHEDULE 13G FEBRUARY 14, 2017 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the entities named below hereby agrees to the joint filing of this statement on Schedule 13G (including any and all amendments hereto). In addition, each party to this Agreement expressly authorizes each other p |
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| February 13, 2017 |
Exhibit 1 CUSIP No. 917296204 13G Page 1 of 1 EXHIBIT 1 TO SCHEDULE 13G FEBRUARY 10, 2017 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the entities named below hereby agrees to the joint filing of this statement on Schedule 13G (including any and all amendments hereto). In addition, each party to this Agreement expressly authorizes each other p |
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| February 13, 2017 |
USEL / usell.com, Inc. / B Asset Manager, LP - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. )* uSell.com, Inc. (Name of Issuer) Common Stock, $.0001 par value (Title of Class of Securities) 917296204 (CUSIP Number) March 31, 2016** (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 19, 2017 |
Form of Secured Term Note dated January 13, 2017 Exhibit 10.6 THIS NOTE IS ISSUED WITH ORIGINAL ISSUE DISCOUNT. BEGINNING NO LATER THAN 10 DAYS AFTER THE ISSUE DATE OF THIS NOTE, USELL.COM, INC., A DELAWARE CORPORATION, LOCATED AT 171 MADISON AVENUE, 17TH FLOOR, NEW YORK, NEW YORK 10016, SHALL PROMPTLY MAKE AVAILABLE TO THE HOLDER OR HOLDERS OF THIS NOTE UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION SECTION 1.1275-3(b)(1)(i). THI |
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| January 19, 2017 |
Form of Pledge Agreement dated January 13, 2017 EX-10.10 11 s105132ex10-10.htm EXHIBIT 10.10 Exhibit 10.10 PLEDGE AGREEMENT THIS PLEDGE AGREEMENT made as of this 13 day of January, 2017 (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”), among USELL.COM, INC., a Delaware corporation (“USELL”), BST DISTRIBUTION, INC., New York corporation (“BST”), UPSTREAM PHONE HOLDINGS, INC., a Delaware corporation ( |
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| January 19, 2017 |
Form of Services Agreement dated January 13, 2017 Exhibit 10.1 SERVICES AGREEMENT THIS SERVICES AGREEMENT (the ?Agreement?) is entered into as of January 13, 2017 by and between uSell.com, Inc., a Delaware corporation and its Affiliates (collectively, the ?Service Provider?) and XXXX, a Delaware limited liability company (the ?Company?). Capitalized terms not defined herein shall have the meaning given to such terms in the LLC Agreement (as defin |
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| January 19, 2017 |
Form of Trademark Security Agreement dated January 13, 2017 ^^ EX-10.9 10 s105132ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 TRADEMARK SECURITY AGREEMENT THIS TRADEMARK SECURITY AGREEMENT (the “Agreement”) made as of this 13 day of January, 2017 by USELL.COM, INC., a Delaware corporation (“Grantor”), in favor of XXXX, a Delaware limited liability company, in its capacity as agent (together with its successors and assigns in such capacity, the “Agent”) for the benefi |
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| January 19, 2017 |
Form of Non-Compete and Confidentiality Agreement – Scott and Brian Tepfer* EX-10.3 4 s105132ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 FORM OF NON-COMPETITION AND CONFIDENTIALITY AGREEMENT This Non-Competition and Confidentiality Agreement (the “Agreement”) is entered into as of January 13, 2017 (the “Effective Date”) by and among uSell.com, Inc., a Delaware corporation (“uSell”), BST Distribution, Inc., a New York corporation (“BST”), We Sell Cellular, LLC, a Delaware limited |
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| January 19, 2017 |
Form of Non-Compete and Confidentiality Agreement – Raman* EX-10.4 5 s105132ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 NON-COMPETITION AND CONFIDENTIALITY AGREEMENT This Non-Competition and Confidentiality Agreement (the “Agreement”) is entered into as of January 13, 2017 (the “Effective Date”) by and among uSell.com, Inc., a Delaware corporation (“uSell”), BST Distribution, Inc., a New York corporation (“BST”), We Sell Cellular, LLC, a Delaware limited liabili |
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| January 19, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2017 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| January 19, 2017 |
Form of Security Agreement dated January 13, 2017 Exhibit 10.7 SECURITY AGREEMENT THIS SECURITY AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time, this ?Agreement?) dated as of January 13, 2017 among USELL.COM, INC., a Delaware corporation (?USELL?), BST DISTRIBUTION, INC., a New York corporation (?BST?), WE SELL CELLULAR LLC, a Delaware limited liability company (?WE SELL?; together with USELL and BST, the ?Co |
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| January 19, 2017 |
Form of Subsidiary Guaranty dated January 13, 2017 Exhibit 10.8 SUBSIDIARY GUARANTY This SUBSIDIARY GUARANTY (as amended, restated, supplemented, or otherwise modified and in effect from time to time, this ?Guaranty?) is made as of this 13 day of January, 2017, jointly and severally, by usell.com, Inc., a Delaware corporation (?usell?), BST Distribution, Inc., a New York corporation (?BST?), WE SELL CELLULAR LLC, a Delaware limited liability compa |
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| January 19, 2017 |
Form of Note Purchase Agreement dated January 13, 2017 EX-10.5 6 s105132ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 NOTE PURCHASE AGREEMENT XXXXXXXXXXXXX, as Agent PURCHASERS From Time to Time Party Hereto, USELL.COM, INC., BST DISTRIBUTION, INC. and WE SELL CELLULAR LLC Dated: January 13, 2017 Table of Contents Page 1. Agreement to Sell and Purchase 1 1.1 Offering 1 1.2 Intentionally Omitted 1 1.3 Purchase Price 2 2. Disbursement Letters; Closing Expenses 2 |
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| January 19, 2017 |
Form of Contribution Agreement dated January 13, 2017 EX-10.2 3 s105132ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 CONTRIBUTION AGREEMENT THIS CONTRIBUTION AGREEMENT (“Agreement”) is entered into as of January 13, 2017 by and between XXXXXXXXXXX, a Delaware limited liability company (“XXXX”), uSell.com, Inc., a Delaware corporation (“uSell”) and XXXX, a Delaware limited liability company (the “Company”). Except as otherwise provided, any capitalized terms u |
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| January 19, 2017 |
Form of Amendment to Management Agreement - Raman, Brauser and Scott and Brian Tepfer * EX-10.11 12 s105132ex10-11.htm EXHIBIT 10.11 EXHIBIT 10.11 AMENDMENT NO. 1 TO MANAGEMENT AGREEMENT This Amendment No. 1 to Management Agreement (this “Amendment”) is entered into as of this 13th day of January, 2017, by and among uSell.com, a Delaware corporation (“uSell”), Scott Tepfer (“Scott”), Brian Tepfer (“Brian” and together with Scott, the “Tepfers”), Daniel Brauser (“Brauser”) and Nikhil |
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| December 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 USELL.COM, INC. (Name of Issuer) Common Stock, $0.0001 Par Value per Share (Title of Class of Securities) 917296204 (CUSIP Number) Garrett Lynam General Counsel and Chief Compliance Officer Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name |
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| December 27, 2016 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| November 10, 2016 |
usell.com 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50494 uSell.com, Inc. |
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| November 10, 2016 |
Form of Amendment to Tepfers Employment Agreement* Exhibit 10.1 USELL.COM, INC. 171 Madison Avenue, 17th Floor, PH New York, NY 10016 212.213.6805 July , 2016 Dear Brian and Scott: This letter agreement documents our understanding regarding your Placement Rights provided under Section 7.4 of that certain Stock Purchase Agreement among BST Distribution, Inc., each of you and uSell.com, Inc. (the ?Company?) dated October 23, 2015 (?SPA?). The Compan |
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| November 10, 2016 |
uSell.com, Inc. 171 Madison Avenue, 17th Floor New York, NY 10016 November 10, 2016 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: uSell.com, Inc. Form 10-K for Fiscal Year Ended December 31, 2015 Filed March 31, 2016 File No. 000-50494 Dear Mr. Spirgel: Please find our responses to the comments received from you in |
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| August 16, 2016 |
uSell.com Reports Second Quarter 2016 Results Exhibit 99.1 uSell.com Reports Second Quarter 2016 Results 849% YOY Revenue Growth to $25.8 Million; Net Loss Reduced to $33,000; Positive Adjusted EBITDA (a non-GAAP Financial Measure) of $572,000; Substantially Improved Margins; Successful Integration of uSell Technology NEW YORK, NY-(Marketwired - Aug 15, 2016) - uSell.com (OTCQB: USEL), a technology driven company focused on extracting the max |
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| August 16, 2016 |
uSell.com Reports Second Quarter 2016 Results Exhibit 99.1 uSell.com Reports Second Quarter 2016 Results 849% YOY Revenue Growth to $25.8 Million; Net Loss Reduced to $33,000; Positive Adjusted EBITDA (a non-GAAP Financial Measure) of $572,000; Substantially Improved Margins; Successful Integration of uSell Technology NEW YORK, NY-(Marketwired - Aug 15, 2016) - uSell.com (OTCQB: USEL), a technology driven company focused on extracting the max |
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| August 16, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4470798k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incor |
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| August 16, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4470798k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incor |
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| August 15, 2016 |
usell.com FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50494 uSell.com, Inc. (Exac |
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| August 2, 2016 |
usell.com FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Numb |
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| May 16, 2016 |
usell.com 10-Q (Quarterly Report) 10-Q 1 v43885410q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| May 16, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4401078k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorpor |
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| May 16, 2016 |
Exhibit 99.1 uSell.com Reports First Quarter 2016 Results 948% YOY Revenue Growth to $22.5 Million Increase in Working Capital to $6.8 Million Successful Launch of We Sell Cellular Auction Platform New York, NY ? (Accesswire) - May 16, 2016 - uSell.com (USEL), a technology driven company focused on extracting the maximum value from used mobile devices, today reported results for the first quarter |
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| April 27, 2016 |
Exhibit 99.1 www.uSell.com Cautionary Note Regarding Forward Looking Statements Certain statements in this presentation and responses to various questions include forward - looking statements, including statements regarding growth, opportunities for our business model, potential increased gross margins and inventory turns and platform expansion . The words ?believe,? ?may,? ?estimate,? ?continue,? |
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| April 27, 2016 |
usell.com FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Num |
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| April 27, 2016 |
Exhibit 99.2 171 Madison Ave., 17th Floor, PH New York, NY 10016 212.213.6805 | uSell.com uSell.com Executive Summary uSell Business Overview uSell.com, Inc. is a technology based company focused on extracting the maximum value from used mobile devices, at large scale. uSell acquires products from both individual consumers, on its website, uSell.com, and from major carriers, big box retailers, and |
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| April 20, 2016 |
usell.com FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Num |
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| April 20, 2016 |
uSell.com, Inc. Amendment to the 2008 Equity Incentive Plan Exhibit 10.1 uSell.com, Inc. Amendment to the 2008 Equity Incentive Plan uSell.com, Inc. amends its 2008 Equity Incentive Plan (the ?Plan?) as follows: Section 4 of the Plan shall be deleted and replaced by the following: 4. Common Stock. The Common Stock subject to Stock Rights shall be authorized but unissued shares of Common Stock, par value $0.0001, or shares of Common Stock reacquired by the |
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| April 1, 2016 |
usell.com 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Num |
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| April 1, 2016 |
Form of Secured Term Note issued March 30, 2016 Exhibit 10.4 THIS NOTE IS ISSUED WITH ORIGINAL ISSUE DISCOUNT. BEGINNING NO LATER THAN 10 DAYS AFTER THE ISSUE DATE OF THIS NOTE, USELL.COM, INC., A DELAWARE CORPORATION, LOCATED AT 171 MADISON AVENUE, 17TH FLOOR, NEW YORK, NEW YORK 10016, SHALL PROMPTLY MAKE AVAILABLE TO THE HOLDER OR HOLDERS OF THIS NOTE UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION SECTION 1.1275-3(b)(1)(i). THI |
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| April 1, 2016 |
Form of Amended and Restated Secured Term Note, originally issued December 1, 2015 Exhibit 10.3 THIS NOTE IS ISSUED WITH ORIGINAL ISSUE DISCOUNT. BEGINNING NO LATER THAN 10 DAYS AFTER THE ISSUE DATE OF THIS NOTE, USELL.COM, INC., A DELAWARE CORPORATION, LOCATED AT 171 MADISON AVENUE, 17TH FLOOR, NEW YORK, NEW YORK 10016, SHALL PROMPTLY MAKE AVAILABLE TO THE HOLDER OR HOLDERS OF THIS NOTE UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION SECTION 1.1275-3(b)(1)(i). THI |
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| April 1, 2016 |
Form of Amended and Restated Secured Term Note, originally issued October 23, 2015 Exhibit 10.2 THIS NOTE IS ISSUED WITH ORIGINAL ISSUE DISCOUNT. BEGINNING NO LATER THAN 10 DAYS AFTER THE ISSUE DATE OF THIS NOTE, USELL.COM, INC., A DELAWARE CORPORATION, LOCATED AT 171 MADISON AVENUE, 17TH FLOOR, NEW YORK, NEW YORK 10016, SHALL PROMPTLY MAKE AVAILABLE TO THE HOLDER OR HOLDERS OF THIS NOTE UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION SECTION 1.1275-3(b)(1)(i). THI |
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| April 1, 2016 |
Form of Amendment No. 1 to Note Purchase Agreement - BAM Administrative Services, LLC Exhibit 10.1 AMENDMENT NO. 1 TO NOTE PURCHASE AGREEMENT THIS AMENDMENT NO. 1 to NOTE PURCHASE AGREEMENT (this ?Amendment?), dated as of March 30, 2016 is entered into by and among USELL.COM, INC. (the ?USELL?), BST DISTRIBUTION, INC. (?BST?), WE SELL CELLULAR LLC (?WE CELL? and together with USELL and BST, each a ?Company? and collectively the ?Companies?), (each a ?Purchaser? and collectively the |
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| March 31, 2016 |
Exhibit 21.1 Subsidiaries The following are the Company?s subsidiaries which are conducting business: Name Place of Incorporation HD Capital Holdings LLC Delaware We Sell Cellular, LLC Delaware BST Distribution, Inc. New York |
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| March 31, 2016 |
usell.com FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to usell.com, Inc. (Exact name of registrant as specified in |
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| March 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-50494 (Check one): x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form |
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| March 30, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Num |
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| March 30, 2016 |
Exhibit 99.1 uSell.com Reports Strong Full Year 2015 Results 306% YOY Revenue Growth to $27.1 Million 68% YOY Pro-Forma Revenue Growth to $78.6 Million Increase in Working Capital to $5.6 Million and Stockholders? Equity to $14.0 Million New York, NY ? (Marketwired) - March 30, 2016 - uSell.com (USEL), a technology based company focused on extracting the maximum value from used mobile devices, tod |
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| March 9, 2016 |
USEL / usell.com, Inc. / Brauser Michael - SC 13G/A Passive Investment SC 13G/A 1 v433775sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296 204 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 16, 2016 |
USEL / usell.com, Inc. / Schreyer Leslie J - SCHEDULE 13G AMENDMENT NO. 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* USELL.COM, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 16, 2016 |
USEL / usell.com, Inc. / Brauser Michael - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296 204 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 12, 2016 |
USEL / usell.com, Inc. / Honig Barry C - SC 13G/A Passive Investment SC 13G/A 1 v431684sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 12, 2016 |
uSell.com, Inc. Amendment to the 2008 Equity Incentive Plan Exhibit 10.1 uSell.com, Inc. Amendment to the 2008 Equity Incentive Plan uSell.com, Inc. amends its 2008 Equity Incentive Plan (the ?Plan?) as follows: Section 4 of the Plan shall be deleted and replaced by the following: 4. Common Stock. The Common Stock subject to Stock Rights shall be authorized but unissued shares of Common Stock, par value $0.0001, or shares of Common Stock reacquired by the |
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| January 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Nu |
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| January 11, 2016 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma financial information has been derived from uSell.com, Inc.?s (?uSell? or the ?Company?) and BST Distribution, Inc.?s (?BST?) respective historical unaudited interim condensed consolidated financial statements as of and for the three and six months ended June 30, 2015 and the respective hist |
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| January 11, 2016 |
usell.com FORM 8-K/A (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2016 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| January 11, 2016 |
INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.2 INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Page Interim Condensed Consolidated Balance Sheets 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statement of Changes in Stockholders? Equity 4 Interim Condensed Consolidated Statements of Cash Flows 5 Notes to Interim Condensed Consolidated Financial Statements 6 ? 12 BST DISTRIBUTION, INC. AND SU |
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| January 11, 2016 |
Exhibit 99.1 BST DISTRIBUTION, INC. AND SUBSIDIARY CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2014 AND 2013 INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Page Independent Auditor?s Report 2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Changes in Stockholders? Equity (Deficit) 5 Consolidated Statements of Cash Flows |
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| December 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2015 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| November 19, 2015 |
USEL / usell.com, Inc. / Frost Gamma Investments Trust - SC 13G/A Passive Investment SC 13G/A 1 v425195sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5)* usell.com, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 91 |
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| November 5, 2015 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned agree that the statement on Schedule 13D, dated November 5, 2015, with respect to the Common Stock of uSell.com, Inc. is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13(d) under the Securities Exchange Act of 1934, as amended. Novembe |
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| November 5, 2015 |
USEL / usell.com, Inc. / Brauser Daniel - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* uSell.com, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 917296204 (CUSIP Number) Daniel Brauser 171 Madison Ave. 17 Fl. New York, NY 10016 (516) 993-6008 Nikhil Raman 171 Madison Ave. 17 Fl. New York, NY 1 |
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| October 27, 2015 |
Scott Tepfer Employment Agreement* Exhibit 10.6 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) dated October 23, 2015, effective as of October 1, 2015, between BST Distribution, Inc., a New York corporation (?BST?), We Sell Cellular, LLC, a Delaware limited liability company (?We Sell?), (BST and We Sell, together, the ?Company?) and Scott Tepfer (the ?Executive?). The Executive acknowledges that while We Sell pri |
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| October 27, 2015 |
Note Purchase Agreement - BAM Administrative Services, LLC^^ Exhibit 10.7 NOTE PURCHASE AGREEMENT BAM ADMINISTRATIVE SERVICES, LLC, as Agent PURCHASERS From Time to Time Party Hereto, USELL.COM, INC., BST DISTRIBUTION, INC. and WE SELL CELLULAR LLC Dated: October 23, 2015 Table of Contents Page 1. Agreement to Sell and Purchase 1 1.1 Initial Offering 1 1.2 Deferred Draw Notes 2 1.3 Purchase Price 3 2. Disbursement Letters; Closing Expenses 3 3. Closing Shar |
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| October 27, 2015 |
Shareholders Agreement – Raman, Brauser and Tepfers Exhibit 10.3 SHAREHOLDERS AGREEMENT This Shareholders Agreement (this ?Agreement?) is dated October 23, 2015, effective as of October 1, 2015, by and among, uSell.com, Inc., a Delaware corporation (?uSell?), Daniel Brauser (?Brauser?), Nikhil Raman (?Raman?), Scott Tepfer (?Scott?) and Brian Tepfer (?Brian?) (Brauser, Raman, Scott and Brian may sometimes be referred to herein individually as a ?Sh |
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| October 27, 2015 |
Stock Purchase Agreement – We Sell Cellular^^ Exhibit 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the ?Agreement?) dated October 23, 2015, effective as of October 1, 2015 (the ?Effective Date?), by and among BST Distribution, Inc. d/b/a We Sell Cellular, a New York corporation (?BST?), Scott Tepfer and Brian Tepfer (collectively, the ?Sellers?) and uSell.com, Inc., a Delaware corporation (the ?Buyer?). The Buyer, BST and the |
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| October 27, 2015 |
Management Agreement – Raman, Brauser and Tepfers Exhibit 10.4 MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (this ?Agreement?) is dated October 23, 2015, effective as of October 1, 2015 (the ?Effective Date?) by and among uSell.com, Inc., a Delaware Corporation (?uSell?), Scott Tepfer (?Scott?), Brian Tepfer (?Brian,? and together with Scott, the ?Tepfers?), Daniel Brauser (?Brauser?), and Nikhil Raman (?Raman?). The Tepfers, uSell, Brauser and |
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| October 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2015 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| October 27, 2015 |
usell.com FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2015 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| October 27, 2015 |
Registration Rights Agreement – Brian and Scott Tepfer Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the ?Agreement?) is dated October 23, 2015, effective as of October 1, 2015 by and among uSell.com, Inc., a Delaware corporation (the ?Company?), and Brian Tepfer and Scott Tepfer (collectively, the ?Investors?). WHEREAS, the Company has agreed to provide certain registration rights to the Investors in order to induce t |
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| October 27, 2015 |
Brian Tepfer Employment Agreement* Exhibit 10.5 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) dated October 23, 2015, effective as of October 1, 2015, between BST Distribution, Inc., a New York corporation (?BST?), We Sell Cellular, LLC, a Delaware limited liability company (?We Sell?), (BST and We Sell, together, the ?Company?) and Brian Tepfer (the ?Executive?). The Executive acknowledges that while We Sell pri |
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| October 27, 2015 |
Exhibit 99.1 uSell.com Closes Acquisition of We Sell Cellular Transformational Transaction Takes Advantage of Trends in Smartphone Trade-in 100% YOY Growth to $61 Million Revenue and $2.8 Million EBITDA Over Trailing Twelve Months Combined Company will be Cash Flow Positive from Day One New York, NY ? (Accesswire) - October 27, 2015 - uSell.com (OTCQB: USEL), the leading US-based reCommerce market |
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| May 15, 2015 |
Exhibit 99.1 uSell.com Announces First Quarter 2015 Results Year-over-Year Increase of 39% in Orders Completed Processed $19.5 Million in Gross Merchandise Value Over Last 12 Months New York, NY ? (Accesswire) - May 14, 2015 ? uSell.com (USEL), the leading US-based reCommerce marketplace that instantly finds cash offers for used smartphones and electronics, announced today results for the first qu |
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| May 15, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2015 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 17, 2015 |
USEL / usell.com, Inc. / Schreyer Leslie J - SCHEDULE 13G AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* USELL.COM, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 13, 2015 |
USEL / usell.com, Inc. / Frost Gamma Investments Trust - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 4)* usell.com, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 20 |
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| February 13, 2015 |
USEL / usell.com, Inc. / Unterman Gerald - FORM SC 13G/A Passive Investment SC 13G/A 1 v398757sc13ga.htm FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 13, 2015 |
USEL / usell.com, Inc. / Brauser Michael - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296 204 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 13, 2015 |
USEL / usell.com, Inc. / Czeizler Marcy - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ |
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| February 13, 2015 |
USEL / usell.com, Inc. / Honig Barry C - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ |
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| November 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| November 26, 2014 |
usell.com, Inc. Amendment to the 2008 Equity Incentive Plan Exhibit 10.1 usell.com, Inc. Amendment to the 2008 Equity Incentive Plan usell.com, Inc. amends its 2008 Equity Incentive Plan (the “Plan”) as follows: Section 4 of the Plan shall be deleted and replaced by the following: 4. Common Stock. The Common Stock subject to Stock Rights shall be authorized but unissued shares of Common Stock, par value $0.0001, or shares of Common Stock reacquired by the |
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| November 7, 2014 |
Amendment to Second Amended and Restated Bylaws Exhibit 3.1 uSell.com, Inc. Amendment to the Second Amended and Restated Bylaws The following amendment was adopted by the Board of Directors on November 6, 2014. “Article III. Officers. Section 2. Duties.” of the Second Amended and Restated Bylaws is amended to read in its entirety as follows: The officers of this Corporation shall have and perform the powers and duties usually pertaining to thei |
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| November 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| September 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* USELL.COM, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) September 4, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| August 21, 2014 |
USEL / usell.com, Inc. / Schreyer Leslie J - SCHEDULE 13G DATED AUGUST 21, 2014 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* USELL.COM, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) August 11, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| August 15, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Nu |
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| August 15, 2014 |
COMPANY LETTERHEAD PLACEMENT AGENCY AGREEMENT Exhibit 10.1 COMPANY LETTERHEAD PLACEMENT AGENCY AGREEMENT Dawson James Securities, Inc. 1 North Federal Highway Boca Raton, Florida 33432 August 11, 2014 Ladies and Gentlemen: This letter (this “Agreement”) constitutes the agreement between USell.com, Inc., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall s |
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| August 15, 2014 |
Exhibit 4.1 WARRANT CERTIFICATE EXERCISABLE ONLY IF COUNTERSIGNED BY THE WARRANT AGENT AS PROVIDED HEREIN VOID AFTER 5 P.M. New York City time, ON AUGUST 11, 2019. USELL.COM, INC. WARRANT CERTIFICATE REPRESENTING WARRANTS TO PURCHASE COMMON STOCK, PAR VALUE $0.0001 PER SHARE No. Warrants This certifies that or registered assigns is the registered owner of the above indicated number of Warrants, ea |
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| August 13, 2014 |
424B4 1 v386618424b4.htm 424B4 Filed Pursuant to Rule 424(b)(4) Registration No. 333-184007 USELL.COM, INC. PROSPECTUS 1,550,000 Units, Each Unit consisting of One Share of Common Stock and One-Half Warrant to purchase One Share of Common Stock We are offering up to 1,550,000 units at a price per unit of $3.00. Each unit consists of one share of common stock and one-half warrant to purchase one sh |
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| August 12, 2014 |
uSell.com Prices $4.65 Million Registered Direct Offering Exhibit 99.1 uSell.com Prices $4.65 Million Registered Direct Offering New York, NY – (Marketwired) - August 12, 2014 - uSell.com, Inc. (OTCBB: USEL), a leading US-based reCommerce marketplace that instantly finds cash offers for used smartphones and electronics, announced today that it has priced a registered direct public offering of units consisting of one share of common stock and a warrant to |
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| August 12, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Nu |
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| August 8, 2014 |
USEL / usell.com, Inc. CORRESP - - August 8, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 8, 2014 |
USEL / usell.com, Inc. CORRESP - - uSell.com, Inc. 33 E. 33rd Street, Ste. 1101 New York, NY 10016 August 8, 2014 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Larry Spirgel Re: uSell.com, Inc. Amendment No. 5 to Registration Statement on Form S-1 Filed August 4, 2014 File No. 333-184007 Ladies and Gentlemen: Pursuant to Rule 461 u |
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| August 4, 2014 |
USEL / usell.com, Inc. CORRESP - - uSell.com, Inc. 33 E. 33rd Street, Ste. 1101 New York, NY 10016 August 4, 2014 Via EDGAR Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: uSell.com, Inc. Amendment No. 4 to Registration Statement on Form S-1 Filed July 22, 2014 File No. 333-184007 Dear Mr. Spirgel: In response to the Staff’s Comment Letter dated August |
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| August 4, 2014 |
UNIT PURCHASE OPTION FOR THE PURCHASE OF [•] UNITS OF USELL.COM, INC. EX-4.3 3 v385562ex4-3.htm EXHIBIT 4.3 Exhibit 4.3 THE REGISTERED HOLDER OF THIS UNIT PURCHASE OPTION BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS UNIT PURCHASE OPTION EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS UNIT PURCHASE OPTION AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS UNIT PURCHASE OPTION, OR SUBJECT THIS UNIT |
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| August 4, 2014 |
USEL / usell.com, Inc. S-1/A - - S-1/A S-1/A 1 v385562s1a.htm S-1/A As filed with the Securities and Exchange Commission on August 4, 2014 Registration No. 333-184007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 USELL.COM, INC. (Exact name of registrant as specified in its charter) Delaware 7389 98-0412432 (State or other jurisdi |
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| August 4, 2014 |
COMPANY LETTERHEAD PLACEMENT AGENCY AGREEMENT Exhibit 1.1 COMPANY LETTERHEAD PLACEMENT AGENCY AGREEMENT Dawson James Securities, Inc. 1 North Federal Highway Boca Raton, Florida 33432 August , 2014 Ladies and Gentlemen: This letter (this “Agreement”) constitutes the agreement between USell.com, Inc., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serv |
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| July 22, 2014 |
USEL / usell.com, Inc. CORRESP - - USELL.COM, INC. 33 E. 33rd Street, Suite 1101 New York, New York 10016 July 22, 2014 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: usell.com, Inc. Registration Statement on Form S-1/A Filed July 22, 2014 File No.: 333-184007 Dear Mr. Spirgel: Earlier today, usell.com, Inc. filed an amendment to the Registration Stat |
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| June 5, 2014 |
UNIT PURCHASE OPTION FOR THE PURCHASE OF [•] UNITS OF USELL.COM, INC. THE REGISTERED HOLDER OF THIS UNIT PURCHASE OPTION BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS UNIT PURCHASE OPTION EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS UNIT PURCHASE OPTION AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS UNIT PURCHASE OPTION, OR SUBJECT THIS UNIT PURCHASE OPTION TO ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF THE UNIT PURCHASE OPTION, FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) DAWSON JAMES SECURITIES, INC. |
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| June 5, 2014 |
EX-4.2 4 v380518ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 USELL.COM, INC. AND AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF JUNE , 2014 THIS COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of June , 2014, between uSell.com, Inc., a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having |
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| June 5, 2014 |
Exhibit 4.1 FORM OF WARRANT CERTIFICATE EXERCISABLE ONLY IF COUNTERSIGNED BY THE WARRANT AGENT AS PROVIDED HEREIN VOID AFTER 5 P.M. New York City time, ON , 2019. USELL.COM, INC. WARRANT CERTIFICATE REPRESENTING WARRANTS TO PURCHASE COMMON STOCK, PAR VALUE $0.0001 PER SHARE No. Warrants This certifies that or registered assigns is the registered owner of the above indicated number of Warrants, eac |
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| June 5, 2014 |
USELL.COM, INC. 33 E. 33rd Street, Suite 1101 New York, New York 10016 June 5, 2014 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: usell.com, Inc. Response letter to SEC’s May 29, 2014 letter Registration Statement on Form S-1/A Filed June 4, 2014 File No.: 333-184007 Dear Mr. Spirgel: Please find our response to the |
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| June 5, 2014 |
S-1/A 1 v380518s1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on June 5, 2014 Registration No. 333-184007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 USELL.COM, INC. (Exact name of registrant as specified in its charter) Delaware 7389 98-0412432 (State or other juri |
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| June 5, 2014 |
EX-1.1 2 v380518ex1-1.htm EXHIBIT 1.1 UNDERWRITING AGREEMENT between USELL.COM, INC. and DAWSON JAMES SECURITIES, INC., as Representative of the Several Underwriters USELL.COM, INC. UNDERWRITING AGREEMENT New York, New York [•], 2014 Dawson James Securities, Inc. As Representative of the several Underwriters named on Schedule 1 attached hereto 1 North Federal Highway, 5th Floor Boca Raton, FL 3343 |
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| May 30, 2014 |
usell.com, INC. AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK I, Daniel Brauser, Chief Executive Officer of usell.com, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, DO HEREBY CERTIFY: That pursuant to Section 242(b) of the Delaware Corporation Law and the provi |
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| May 30, 2014 |
usell.com, INC. AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C CONVERTIBLE PREFERRED STOCK I, Daniel Brauser, Chief Executive Officer of usell.com, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, DO HEREBY CERTIFY: That pursuant to Section 242(b) of the Delaware Corporation Law and the provi |
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| May 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 21, 2014 |
S-1/A 1 v378556s1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on May 20, 2014 Registration No. 333-184007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 USELL.COM, INC. (Exact name of registrant as specified in its charter) Delaware 7389 98-0412432 (State or other juri |
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| May 21, 2014 |
EX-1.1 2 v378556ex1-1.htm EXHIBIT 1.1 UNDERWRITING AGREEMENT between USELL.COM, INC. and DAWSON JAMES SECURITIES, INC., as Representative of the Several Underwriters USELL.COM, INC. UNDERWRITING AGREEMENT New York, New York [•], 2014 Dawson James Securities, Inc. As Representative of the several Underwriters named on Schedule 1 attached hereto 1 North Federal Highway, 5th Floor Boca Raton, FL 3343 |
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| May 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement USELL.COM, INC. (Na |
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| May 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 21, 2014 |
UNIT PURCHASE OPTION FOR THE PURCHASE OF [•] UNITS OF USELL.COM, INC. EX-4.3 5 v378556ex4-3.htm EXHIBIT 4.3 THE REGISTERED HOLDER OF THIS UNIT PURCHASE OPTION BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS UNIT PURCHASE OPTION EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS UNIT PURCHASE OPTION AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS UNIT PURCHASE OPTION FOR A PERIOD OF ONE HUNDRED EIGHT |
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| May 21, 2014 |
FORM OF WARRANT CERTIFICATE EXERCISABLE ONLY IF COUNTERSIGNED BY THE WARRANT AGENT AS PROVIDED HEREIN VOID AFTER 5 P. |
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| May 21, 2014 | ||
| May 21, 2014 |
USELL.COM, INC. 33 E. 33rd Street, Suite 1101 New York, New York 10016 May 20, 2014 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: usell.com, Inc. Response letter to SEC’s May 9, 2014 letter Registration Statement on Form S-1/A Filed April 15, 2014 File No.: 333-184007 Dear Mr. Spirgel: Please find our response to th |
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| April 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Num |
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| April 15, 2014 |
As filed with the Securities and Exchange Commission on April 14, 2014 Registration No. |
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| March 28, 2014 |
usell.com FORM 10-K (Annual Report) 10-K 1 v36945110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to uSell.com, Inc. (Exact na |
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| March 28, 2014 |
RESTRICTED STOCK UNIT AGREEMENT Exhibit 10.11 RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this ?Agreement?), entered into as of October 31, 2013 (the ?Grant Date?), sets forth the terms and conditions of an award (this ?Award?) of restricted stock units (?Units?) granted by usell.com, Inc., a Delaware corporation (the ?Company?), to (the ?Recipient?) under the 2008 Equity Incentive Plan (the ?Plan?). 1. |
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| March 28, 2014 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION Exhibit 3.13 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION usell.com, Inc. (the ??Company??), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ??Delaware General Corporation Law??), hereby certifies as follows: 1. The Company was incorporated by the filing of a Certificate of Incorporation with the Secretary of State of Delaware on Nov |
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| March 26, 2014 |
USEL / usell.com, Inc. / Czeizler Marcy - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) March 17, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Rule |
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| March 20, 2014 |
USEL / usell.com, Inc. / Zyman Sergio - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Final Amendment)* usell.com, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 917296105 (CUSIP Number) Proskauer Rose LLP Eleven Times Square New York, NY 10036 Attention: Michael S. Sirkin, Esq. (Name, Address and Telephone Number of |
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| March 4, 2014 |
CERTIFICATE OF DESIGNATION SERIES E PREFERRED STOCK OF USELL.COM, INC. CERTIFICATE OF DESIGNATION OF SERIES E PREFERRED STOCK OF USELL.COM, INC. I, Daniel Brauser, Chief Executive Officer of usell.com, Inc., a corporation organized and existing under the laws of the State of Delaware (hereinafter the “Corporation”), DO HEREBY CERTIFY: That pursuant to Section 151(g) of the Delaware General Corporation Law and the provisions of the Corporation’s Certificate of Incorpo |
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| March 4, 2014 |
Financial Statements and Exhibits, Unregistered Sales of Equity Securities - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| February 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of (Commission File Number) (IRS Em |
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| February 21, 2014 |
SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2014, between usell. |
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| February 14, 2014 |
USEL / usell.com, Inc. / Unterman Gerald - FORM SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Ru |
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| February 14, 2014 |
USEL / usell.com, Inc. / Frost Gamma Investments Trust - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)* usell.com, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 20 |
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| February 14, 2014 |
USEL / usell.com, Inc. / Raman Nik - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ |
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| February 14, 2014 |
USEL / usell.com, Inc. / Brauser Michael - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 14, 2014 |
USEL / usell.com, Inc. / Honig Barry C - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296204 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ |
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| January 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| January 22, 2014 |
January 21, 2014 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: usell. |
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| January 22, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2014 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| December 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) þ Definitive Information Statement USELL.COM, INC. (Na |
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| December 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: þ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement USELL.COM, INC. (Na |
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| November 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2013 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| November 1, 2013 |
usell.com, Inc. Amendment to the 2008 Equity Incentive Plan Exhibit 10.1 usell.com, Inc. Amendment to the 2008 Equity Incentive Plan usell.com, Inc. amends its 2008 Equity Incentive Plan (the “Plan”) as follows: Section 4 of the Plan shall be deleted and replaced by the following: 4. Common Stock. The Common Stock subject to Stock Rights shall be authorized but unissued shares of Common Stock, par value $0.0001, or shares of Common Stock reacquired by the |
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| October 28, 2013 |
USEL / usell.com, Inc. / Zyman Sergio - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* usell.com, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 917296105 (CUSIP Number) Proskauer Rose LLP Eleven Times Square New York, NY 10036 Attention: Michael S. Sirkin, Esq. (Name, Address and Telephone Number of |
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| October 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2013 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| October 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2013 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Nu |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to usell.com, Inc. (Exact name of registrant as specified in |
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| April 1, 2013 |
Exhibit 21.1 USELL.COM, INC. Subsidiaries Money4Gold, Inc. March 26, 2008 Delaware HD Capital Holdings LLC February 14, 2008 Delaware Money4Gold Precious Metals, Inc. December 4, 2008 Canada |
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| April 1, 2013 |
usell.com, Inc 2008 Equity Incentive Plan, as amended Exhibit 10.11 usell.com, Inc 2008 Equity Incentive Plan, as amended 1. Scope of Plan; Definitions. (a) This 2008 Equity Incentive Plan (the “Plan”) is intended to advance the interests of Money4Gold Holdings, Inc. (the “Company”) by enhancing the ability of the Company to attract and retain qualified employees, consultants, Officers, directors, by creating incentives and rewards for their contribu |
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| March 6, 2013 |
USEL / usell.com, Inc. / Raman Nik - FORM SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296105 (CUSIP Number) February 28, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Ru |
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| March 6, 2013 |
USEL / usell.com, Inc. / Zyman Sergio - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) 1 usell.com, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 917296105 (CUSIP Number) Sergio Zyman 245 North Ocean Blvd., Suite 306 Fort Lauderdale, FL 33301 (954) 915-1550 With copies to: Nason, Yeager, Gerson White |
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| March 6, 2013 |
USEL / usell.com, Inc. / Brauser Michael - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296 105 (CUSIP Number) February 28, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| March 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2013 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| March 1, 2013 |
SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION SERIES D PREFERRED STOCK USELL.COM, INC. EX-3.1 2 v336775ex3-1.htm EXHIBIT 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES D PREFERRED STOCK OF USELL.COM, INC. I, Daniel Brauser, President of usell.com, Inc., a corporation organized and existing under the laws of the State of Delaware (hereinafter the “Company”), DO HEREBY CERTIFY: That pursuant to Section 151(g) of the Delaware General Corporation Law and the provis |
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| February 14, 2013 |
USEL / usell.com, Inc. / Honig Barry C - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296 105 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o |
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| February 14, 2013 |
USEL / usell.com, Inc. / Frost Gamma Investments Trust - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* usell.com, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 917296 105 (CUSIP Number) 12/31/2012 (Da |
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| February 14, 2013 |
USEL / usell.com, Inc. / Brauser Michael - AMENDMENT NO. 4 TO SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* usell.com, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296 105 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| January 29, 2013 |
USEL / usell.com, Inc. / Zyman Sergio - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.) 1 usell.com, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 917296105 (CUSIP Number) Sergio Zyman 245 North Ocean Blvd., Suite 306 Fort Lauderdale, FL 33301 (954) 915-1550 With copies to: Nason, Yeager, Gerson White & L |
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| January 16, 2013 |
USELL.COM, INC. 245 North Ocean Blvd., Suite 306 Deerfield Beach, FL 33441 January 16, 2013 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: usell.com, Inc. (formerly known as Upstream Worldwide, Inc.) Response letter to SEC’s October 18, 2012 letter Form 10-K for the fiscal year ended December 31, 2011 Filed March 30, |
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| January 4, 2013 |
USELL.COM, INC. 245 North Ocean Blvd., Suite 306 Deerfield Beach, FL 33441 January 4, 2013 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: usell.com, Inc. (formerly known as Upstream Worldwide, Inc.) Form 10-K for the fiscal year ended December 31, 2011 Filed March 30, 2012 Form 10-Q for the quarter ended June 30, 201 |
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| December 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2012 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| December 11, 2012 |
USELL.COM, INC. 245 North Ocean Blvd., Suite 306 Deerfield Beach, FL 33441 December 11, 2012 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: usell.com, Inc. (formerly known as Upstream Worldwide, Inc.) Response letter to SEC’s October 18, 2012 letter Form 10-K for the fiscal year ended December 31, 2011 Filed March 30 |
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| November 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2012 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| November 9, 2012 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 under the Securities Act of 1933 Registration Statement No. |
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| November 9, 2012 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 under the Securities Act of 1933 Registration Statement No. |
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| November 6, 2012 |
USELL.COM, INC. 245 North Ocean Blvd., Suite 306 Deerfield Beach, FL 33441 November 6, 2012 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: usell.com, Inc. (formerly known as Upstream Worldwide, Inc.) Response letter to SEC’s October 18, 2012 letter Form 10-K for the fiscal year ended December 31, 2011 Filed March 30, |
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| October 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2012 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File N |
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| September 21, 2012 |
Exhibit 10.8 RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (this “Agreement”) entered into as of July 18, 2012, sets forth the terms and conditions of an award (this “Award”) of restricted stock granted by Upstream Worldwide, Inc., a Delaware corporation (the “Company”), to [See Schedule I] (the “Recipient”) outside of the 2008 Equity Incentive Plan. 1. Award. The Recipient was grante |
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| September 21, 2012 |
Second Amended and Restated Bylaws EX-3.16 2 v323721ex3-16.htm AMENDED AND RESTATED BYLAWS Exhibit 3.16 SECOND AMENDED AND RESTATED BYLAWS OF USELL.COM, INC. Article I. Meeting of Shareholders Section 1. Annual Meeting. The annual meeting of the shareholders of this Corporation shall be held at the time and place designated by the Board of Directors of the Corporation. Business transacted at the annual meeting shall include the ele |
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| September 21, 2012 |
Exhibit 10.7 Summary of Agreement On April 24, 2012, usell.com, Inc. acquired 100% of EcoSquid Acquisition, Inc. (“Acquisition Corp”) by issuing 350,000 shares of Series D preferred stock to the Acquisition Corp shareholders including 90,000 shares each to Messrs. Doug Feirstein, Daniel Brauser, and Nik Raman and 25,000 shares each to Mr. Michael Brauser and another usell shareholder. The Series D |
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| September 21, 2012 |
NON-QUALIFIED STOCK OPTION AGREEMENT Exhibit 10.10 NON-QUALIFIED STOCK OPTION AGREEMENT NON-PLAN THIS STOCK OPTION AGREEMENT (the “Agreement”) entered into as of July 18, 2012 (the “Grant Date”), between Upstream Worldwide, Inc. (the “Company”) and Sergio Zyman (the “Optionee”). WHEREAS, pursuant to the authority of the Board of Directors (the “Board”), the Company has granted the Optionee the right to purchase common stock of the Co |
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| September 21, 2012 |
Registration Statement - REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on September 20, 2012 Registration No. |
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| September 21, 2012 |
NON-QUALIFIED STOCK OPTION AGREEMENT Exhibit 10.9 NON-QUALIFIED STOCK OPTION AGREEMENT NON-PLAN THIS STOCK OPTION AGREEMENT (the “Agreement”) entered into as of July 10, 2012 (the “Grant Date”), between Upstream Worldwide, Inc. (the “Company”) and [See Schedule I] (the “Optionee”), outside of the Company's 2008 Equity Incentive Plan. WHEREAS, pursuant to the authority of the Board of Directors (the “Board”), the Company has granted t |
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| September 20, 2012 |
SECOND AMENDED AND RESTATED BYLAWS OF USELL.COM, INC. Article I. Meeting of Shareholders Section 1. Annual Meeting. The annual meeting of the shareholders of this Corporation shall be held at the time and place designated by the Board of Directors of the Corporation. Business transacted at the annual meeting shall include the election of directors of the Corporation. Section 2. Special Meetings. S |
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| September 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2012 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File |
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| July 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2012 usell.com, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission File Numb |
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| July 20, 2012 |
USEL / usell.com, Inc. / Zyman Sergio - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Upstream Worldwide, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296 105 (CUSIP Number) July 18, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| July 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2012 Upstream Worldwide, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission |
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| July 20, 2012 |
USEL / usell.com, Inc. / Brauser Michael - AMENDMENT NO. 3 TO SCHEDULE 13G Passive Investment SC 13G/A 1 v319146sc13g-a.htm AMENDMENT NO. 3 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Upstream Worldwide, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 917296 105 (CUSIP Number) July 18, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| July 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2012 Upstream Worldwide, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission |
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| June 18, 2012 |
USEL / usell.com, Inc. / Zyman Sergio - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Upstream Worldwide, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 916787 203 (CUSIP Number) June 8, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| June 18, 2012 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Michael D. |
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| June 11, 2012 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2012 Upstream Worldwide, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission F |
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| June 11, 2012 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF UPSTREAM WORLDWIDE, INC. Upstream Worldwide, Inc. (the ‘‘Company’’), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ‘‘Delaware General Corporation Law’’), hereby certifies as follows: 1. The Company was incorporated by the filing of a Certificate of Incorporation with the S |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50494 Upstream Worldwide, |
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| May 15, 2012 |
CERTIFICATE OF DESIGNATION SERIES D PREFERRED STOCK UPSTREAM WORLDWIDE, INC. CERTIFICATE OF DESIGNATION OF SERIES D PREFERRED STOCK OF UPSTREAM WORLDWIDE, INC. |
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| May 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by Party other than Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive |
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| April 26, 2012 |
Nason, Yeager, Gerson, White & Lioce, P.A. 1645 Palm Beach Lakes Boulevard, Suite 1200 West Palm Beach, Florida 33401 April 26, 2012 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Re: Upstream Worldwide, Inc. File No.: 000-50494 Dear Mr. Spirgel: Please find our response to the comment received from you in your letter da |
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| April 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by Registrant þ Filed by Party other than Registrant o Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| April 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2012 Upstream Worldwide, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commission |
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| March 5, 2012 |
Upstream Worldwide, Inc. 200 E. Broward Blvd., Suite 1200 Ft. Lauderdale, FL 33301 March 5, 2012 Mr. Larry Spirgel Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Dear Mr. Spirgel: Please find our response to the comment received from you in your letter dated February 21, 2012 related to the Preliminary Proxy Statement on Schedule 14A (the |
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| March 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2012 Upstream Worldwide, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50494 98-0412432 (State or other Jurisdiction of Incorporation) (Commiss |
