Grundläggande statistik
| LEI | 5493004K1ECE43Q0BX47 |
| CIK | 1011659 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Unionbancal Corp
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 15-12G 1 form15.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-15081 MUFG Americas Holdings Corporation (Exact |
|
| September 24, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Nu |
|
| September 24, 2021 |
EXECUTION COPY SHARE PURCHASE AGREEMENT AMONG MITSUBISHI UFJ FINANCIAL GROUP, INC. |
|
| September 21, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Nu |
|
| September 21, 2021 |
1 Mitsubishi UFJ Financial Group, Inc. (MUFG) MUFG Bank, Ltd. MUFG Americas Holdings Corporation MUFG Has Reached a Definitive Agreement for the Sale of MUFG Union Bank and Will Invest in Shares of U.S. Bancorp Tokyo/New York, September 21, 2021 - MUFG and MUFG Bank, a core banking subsidiary of MUFG, today announced that they have agreed with U.S. Bancorp (USB) to the sale of all shares in MUFG U |
|
| September 20, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2021 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Nu |
|
| September 20, 2021 |
1 UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY In the Matter of: MUFG Union Bank, National Association San Francisco, CA AA-ENF-2021-34 CONSENT ORDER WHEREAS, the Office of the Comptroller of the Currency (?OCC?) has supervisory authority over MUFG Union Bank, National Association, San Francisco, CA (?Bank?); WHEREAS, the OCC intends to initiate cease and desist proceedings against the Bank pursuant to 12 U. |
|
| August 6, 2021 |
EX-99.1 2 a2q21muahinvestorpresent.htm EX-99.1 MUFG Americas Holdings Corporation (MUAH) MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended June 30, 2021 MUFG Americas Holdings Corporation Investor Presentation, 2Q21 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. Th |
|
| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Ame |
|
| August 6, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2021 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number |
|
| May 7, 2021 |
MUFG Americas Holdings Corporation (MUAH) MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended March 31, 2021 MUFG Americas Holdings Corporation Investor Presentation, 1Q21 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| May 7, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2021 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) ( |
|
| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Am |
|
| April 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2021 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number |
|
| March 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2021 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) |
|
| March 2, 2021 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of MUFG Americas Holdings Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints Johannes Worsoe, Christoffer Escher and Michael F. Coyne and each of them acting individually, its, his and her true and lawful attorneys with power to act without |
|
| March 2, 2021 |
MUFG Americas Holdings Corporation (MUAH) MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended December 31, 2020 MUFG Americas Holdings Corporation Investor Presentation, 4Q20 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| March 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 MUFG Americas Hol |
|
| March 2, 2021 |
Resolution of Board of Directors Exhibit 24.2 MUFG Americas Holdings Corporation March 1, 2021 WHEREAS, officers of MUFG Americas Holdings Corporation (the "Corporation") have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation's financial results for the year ended December 31, 2020; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on suc |
|
| November 6, 2020 |
a3q20muahinvestorpresent MUFG Americas Holdings Corporation (MUAH) Investor Presentation for the Quarter Ended September 30, 2020 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUF |
|
| November 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 q32020investorpresentation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2020 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (Stat |
|
| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Ame |
|
| August 10, 2020 |
a2q20muahinvestorpresent MUFG Americas Holdings Corporation (MUAH) Investor Presentation for the Quarter Ended June 30, 2020 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| August 10, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2020 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number |
|
| May 15, 2020 |
a1q20muahinvestorpresent MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended March 31, 2020 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Am |
|
| May 15, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 q12020investorpresentation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of |
|
| February 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2020 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Num |
|
| February 27, 2020 |
a4q19muahinvestorpresent MUFG Americas Holdings Corporation Investor Presentation for the Year Ended December 31, 2019 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| February 26, 2020 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of MUFG Americas Holdings Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints Johannes Worsoe, Neal Holland and Michael F. Coyne and each of them acting individually, its, his and her true and lawful attorneys with power to act without any ot |
|
| February 26, 2020 |
UB / Unionbancal Corp 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 MUFG Americas Hol |
|
| February 26, 2020 |
Description of the Registrant's Common Stock Exhibit 4.7 DESCRIPTION OF THE REGISTRANT’S COMMON STOCK The following is a description of the common stock of MUFG Americas Holdings Corporation (MUAH or the corporation) and certain provisions of the Delaware General Corporation Law (“DGCL”) that may be applicable to stockholders of MUAH. This description does not purport to be complete and is subject to, and qualified in its entirety by referen |
|
| February 26, 2020 |
Resolution of Board of Directors Exhibit 24.2 MUFG Americas Holdings Corporation February 25, 2020 WHEREAS, officers of MUFG Americas Holdings Corporation (the "Corporation") have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation's financial results for the year ended December 31, 2019; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on |
|
| December 9, 2019 |
8-K 1 a8-kbanknoteissuancedec2019.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2019 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (Sta |
|
| November 8, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 q32019investorpresentation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2019 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (Stat |
|
| November 8, 2019 |
a3q19muahinvestorpresent MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended September 30, 2019 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| November 8, 2019 |
UB / Unionbancal Corp 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUF |
|
| September 16, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2019 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Nu |
|
| September 16, 2019 |
a2q19muahupdatedinvestor MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended June 30, 2019 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| August 9, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2019 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number |
|
| August 9, 2019 |
a2q19muahinvestorpresent MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended June 30, 2019 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| August 9, 2019 |
UB / Unionbancal Corp 10-Q - Quarterly Report - 10-Q 10-Q 1 muah10qq22019.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
|
| May 15, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) |
|
| May 15, 2019 |
q119muahinvestorpresenta MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended March 31, 2019 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| May 10, 2019 |
UB / Unionbancal Corp 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Am |
|
| March 8, 2019 |
8-K 1 a8-kbanknoteissuance.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Inco |
|
| February 28, 2019 |
UB / Unionbancal Corp 10-K (Annual Report) 10-K 1 muah201810-k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file num |
|
| February 28, 2019 |
Resolution of Board of Directors Exhibit 24.2 MUFG Americas Holdings Corporation February 26, 2019 WHEREAS, officers of MUFG Americas Holdings Corporation (the "Corporation") have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation's financial results for the year ended December 31, 2018; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on |
|
| February 28, 2019 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of MUFG Americas Holdings Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints Johannes Worsoe, Neal Holland and Michael F. Coyne and each of them acting individually, its, his and her true and lawful attorneys with power to act without any ot |
|
| February 27, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2019 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Num |
|
| February 27, 2019 |
a4q18muahinvestorpresent MUFG Americas Holdings Corporation Investor Presentation for the Year Ended December 31, 2018 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| December 14, 2018 |
8-K 1 a8-ktlacandsharerepurchase.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2018 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (Sta |
|
| December 14, 2018 |
MASTER INTERNAL TOTAL LOSS ABSORBING CAPACITY LOAN AGREEMENT Exhibit 10.1 MASTER INTERNAL TOTAL LOSS ABSORBING CAPACITY LOAN AGREEMENT This MASTER INTERNAL TOTAL LOSS ABSORBING CAPACITY LOAN AGREEMENT (this “Agreement”) is dated as of December 12, 2018 and is by and between MUFG AMERICAS HOLDINGS CORPORATION (the “Borrower”), a Delaware corporation, having an address at 1251 Avenue of the Americas, New York, New York 10020, and MUFG BANK, LTD., a Japanese b |
|
| November 7, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2018 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Numb |
|
| November 7, 2018 |
a3q18muahinvestorpresent MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended September 30, 2018 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| November 7, 2018 |
UB / Unionbancal Corp MUAH 10Q Q3 2018 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUF |
|
| September 13, 2018 |
d Amended and Restated Certificate of Incorporation of the Registrant EXHIBIT 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MUFG AMERICAS HOLDINGS CORPORATION MUFG Americas Holdings Corporation, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: 1. That the name of this corporation is MUFG Americas Holdings Corporatio |
|
| September 13, 2018 |
8-K 1 form8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2018 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporatio |
|
| August 8, 2018 |
EX-99.1 2 a2q18muahinvpres.htm EXHIBIT 99.1 MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended June 30, 2018 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. This presentatio |
|
| August 8, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 q22018investorpresentation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2018 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State |
|
| August 8, 2018 |
UB / Unionbancal Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Ame |
|
| May 9, 2018 |
a1q18muahinvpres MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended March 31, 2018 MUFG Americas Holdings Corporation Forward-Looking Statements and Non-GAAP Financial Measures This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| May 9, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 q12018investorpresentation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2018 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of |
|
| May 9, 2018 |
UB / Unionbancal Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Am |
|
| April 12, 2018 |
As filed with the Securities and Exchange Commission on April 12, 2018 Registration No. |
|
| April 6, 2018 |
RW 1 withdrawalrequestofpost-ef.htm RW MUFG AMERICAS HOLDINGS CORPORATION 1251 Avenue of the Americas New York, New York 10020 (212) 782-6800 April 6, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Attn: Ms. Erin Purnell, Staff Attorney Re: MUFG Americas Holdings Corporation Request for Withdrawal of Post-Effective Amendment No. 1 to Registra |
|
| March 22, 2018 |
As filed with the Securities and Exchange Commission on March 22, 2018 Registration No. |
|
| March 2, 2018 |
Computation of Ratio of Earnings to Combined Fixed Charges and Preferred Stock Dividend Requirements Exhibit No. 12.1 MUFG AMERICAS HOLDINGS CORPORATION AND SUBSIDIARIES COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES For the Years Ended December 31, (In millions, except ratios) 2017 2016 2015 2014 2013 Excluding Interest on Deposits Income (loss) before income taxes and including noncontrolling interests $ 1,333 $ 1,341 $ 768 $ 1,111 $ 1,082 Fixed Charges: Interest expense, excluding interest |
|
| March 2, 2018 |
UB / Unionbancal Corp 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 MUFG Americas Hol |
|
| March 2, 2018 |
Resolution of Board of Directors Exhibit 24.2 MUFG Americas Holdings Corporation February 28, 2018 WHEREAS, officers of MUFG Americas Holdings Corporation (the "Corporation") have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation's financial results for the year ended December 31, 2017; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on |
|
| March 2, 2018 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of MUFG Americas Holdings Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints Johannes Worsoe, Rolland D. Jurgens and Michael F. Coyne and each of them acting individually, its, his and her true and lawful attorneys with power to act without |
|
| March 1, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2018 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) |
|
| March 1, 2018 |
EX-99.1 2 a4q17investorpres.htm EXHIBIT 99.1 MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation for the Year Ended December 31, 2017 MUFG Americas Holdings Corporation Investor Presentation, 4Q17 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. This prese |
|
| November 8, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission |
|
| November 8, 2017 |
a3q17muahinvestorpresent MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended September 30, 2017 MUFG Americas Holdings Corporation Investor Presentation, 3Q17 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| November 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUF |
|
| October 20, 2017 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS THIRD QUARTER NET INCOME OF $232 MILLION Exhibit Exhibit 99.1 MUFG Americas Holdings Corporation A member of MUFG, a global financial group FOR IMMEDIATE RELEASE ( October 20, 2017 ) Contact: Alan Gulick Mimi Mengis Corporate Communications Investor Relations (425) 423-7317 (212) 782-6872 MUFG AMERICAS HOLDINGS CORPORATION REPORTS THIRD QUARTER NET INCOME OF $232 MILLION NEW YORK - MUFG Americas Holdings Corporation (the Company), parent |
|
| October 20, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission |
|
| August 9, 2017 |
a2q17muahinvestorpresent MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended June 30, 2017 MUFG Americas Holdings Corporation Investor Presentation, 2Q17 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| August 9, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number |
|
| August 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Ame |
|
| July 24, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission Fil |
|
| July 24, 2017 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS SECOND QUARTER NET INCOME OF $295 MILLION Exhibit Exhibit 99.1 MUFG Americas Holdings Corporation A member of MUFG, a global financial group FOR IMMEDIATE RELEASE ( July 24, 2017 ) Contact: Alan Gulick Mimi Mengis Corporate Communications Investor Relations (425) 423-7317 (212) 782-6872 MUFG AMERICAS HOLDINGS CORPORATION REPORTS SECOND QUARTER NET INCOME OF $295 MILLION NEW YORK - MUFG Americas Holdings Corporation (the Company), parent c |
|
| July 6, 2017 |
Unregistered Sales of Equity Securities Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission Fil |
|
| May 10, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) |
|
| May 10, 2017 |
a1q17muahinvestorpresent MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended March 31, 2017 MUFG Americas Holdings Corporation Investor Presentation, 1Q17 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| May 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Am |
|
| May 3, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission F |
|
| May 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Numbe |
|
| April 24, 2017 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS FIRST QUARTER NET INCOME OF $229 MILLION Exhibit Exhibit 99.1 MUFG Americas Holdings Corporation A member of MUFG, a global financial group FOR IMMEDIATE RELEASE ( April 24, 2017 ) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-6872 MUFG AMERICAS HOLDINGS CORPORATION REPORTS FIRST QUARTER NET INCOME OF $229 MILLION NEW YORK - MUFG Americas Holdings Corporation (the Company), parent |
|
| April 24, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission Fi |
|
| April 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number |
|
| April 3, 2017 |
EX-99.1 2 loanbtmu-muahcreditagreem.htm EXHIBIT 99.1 Exhibit 99.1 Execution Copy CREDIT AGREEMENT This CREDIT AGREEMENT (this "Agreement") is dated as of March 28, 2017 and is by and between MUFG AMERICAS HOLDINGS CORPORATION (the "Borrower"), a Delaware corporation, having an address at 1251 Avenue of the Americas, New York, New York 10020, and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., a Japanese b |
|
| March 3, 2017 |
Exhibit 24.2 MUFG Americas Holdings Corporation February 28, 2017 WHEREAS, officers of MUFG Americas Holdings Corporation (the "Corporation") have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation's financial results for the year ended December 31, 2016; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on |
|
| March 3, 2017 |
Exhibit No. 12.1 MUFG AMERICAS HOLDINGS CORPORATION AND SUBSIDIARIES COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES For the Years Ended December 31, (In millions, except ratios) 2016 2015 2014 2013 2012 Excluding Interest on Deposits Income (loss) before income taxes and including noncontrolling interests $ 1,341 $ 768 $ 1,111 $ 1,082 $ 994 Fixed Charges: Interest expense, excluding interest o |
|
| March 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 MUFG Americas Hol |
|
| March 3, 2017 |
a4q16muahinvestorpresent MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended December 31, 2016 MUFG Americas Holdings Corporation Investor Presentation, 4Q16 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| March 3, 2017 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of MUFG Americas Holdings Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints Johannes Worsoe, Rolland D. Jurgens and Michael F. Coyne and each of them acting individually, its, his and her true and lawful attorneys with power to act without |
|
| March 3, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) |
|
| January 24, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2017 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission |
|
| January 24, 2017 |
Exhibit Exhibit 99.1 MUFG Americas Holdings Corporation A member of MUFG, a global financial group FOR IMMEDIATE RELEASE ( January 24, 2017 ) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-6872 MUFG AMERICAS HOLDINGS CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $334 MILLION AND FULL YEAR NET INCOME OF $990 MILLION NEW YORK - MUFG Americas |
|
| December 16, 2016 |
Purchase Agreement dated December 14, 2016, between MUFG Union Bank, N.A. and 400 California, LLC Exhibit Exhibit 10.1 EXECUTION COPY PURCHASE AGREEMENT between MUFG UNION BANK, N.A., a national banking association and 400 CALIFORNIA, LLC, a Delaware limited liability company December 14, 2016 400-430 California Street San Francisco, California TABLE OF CONTENTS Page ARTICLE 1 Purchase and Sale 1 1.1 The Property 1 1.2 Confidentiality 1 ARTICLE 2 Purchase Price 2 2.1 Amount and Payment 2 ARTIC |
|
| December 16, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission |
|
| November 14, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 investorpresentation8kcove.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (Sta |
|
| November 14, 2016 |
a3q16muahinvestorpresc13 MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended September 30, 2016 MUFG Americas Holdings Corporation Investor Presentation, 3Q16 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUF |
|
| October 24, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Numb |
|
| October 24, 2016 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS THIRD QUARTER NET INCOME OF $260 MILLION Exhibit Exhibit 99.1 MUFG Americas Holdings Corporation A member of MUFG, a global financial group FOR IMMEDIATE RELEASE ( October 24, 2016 ) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-6872 MUFG AMERICAS HOLDINGS CORPORATION REPORTS THIRD QUARTER NET INCOME OF $260 MILLION NEW YORK - MUFG Americas Holdings Corporation (the Company), paren |
|
| September 29, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Nu |
|
| September 29, 2016 |
exhibit991 ? Long history of Union Bank presence, including 150+ years in California ? One of the few banks with outstanding credit performance during the economic downturn, with continuing high-credit standards ? Top 10 bank reputation in the past three years3 and top 3 customer satisfaction rating4 1. |
|
| September 1, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission F |
|
| August 16, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 investorpresentation8kcove.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State |
|
| August 16, 2016 |
a2q16muahinvestorpresent MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended June 30, 2016 MUFG Americas Holdings Corporation Investor Presentation, 2Q16 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| August 16, 2016 |
a2q16muahinvestorpresent MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation for the Quarter Ended June 30, 2016 MUFG Americas Holdings Corporation Investor Presentation, 2Q16 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. |
|
| August 16, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 investorpresentation8kcove.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State |
|
| August 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Ame |
|
| July 28, 2016 |
ENTITIES ACQUIRED BY MUFG AMERICAS HOLDINGS CORPORATION COMBINED STATEMENTS OF COMPREHENSIVE INCOME EX-99.2 4 a8kaex992.htm EXHIBIT 99.2 EXHIBIT 99.2 UNAUDITED COMBINED FINANCIAL STATEMENTS OF THE ACQUIRED ENTITIES AS OF MARCH 31, 2016 AND FOR THE THREE MONTHS ENDED MARCH 31, 2016 AND 2015 ENTITIES ACQUIRED BY MUFG AMERICAS HOLDINGS CORPORATION COMBINED STATEMENTS OF COMPREHENSIVE INCOME (Unaudited) For the Three Months Ended March 31, (Dollars in millions) 2016 2015 Revenue Investment banking f |
|
| July 28, 2016 |
Financial Statements and Exhibits 8-K/A 1 a8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (C |
|
| July 28, 2016 |
EX-99.1 3 a8kaex991.htm EXHIBIT 99.1 EXHIBIT 99.1 AUDITED COMBINED FINANCIAL STATEMENTS OF THE ACQUIRED ENTITIES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2015 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of MUFG Americas Holdings Corporation: We have audited the accompanying combined balance sheet of the entities acquired by MUFG Americas Hold |
|
| July 28, 2016 |
EX-99.3 5 a8kaex993.htm EXHIBIT 99.3 EXHIBIT 99.3 PRO FORMA MUFG AMERICAS HOLDINGS CORPORATION CONDENSED CONSOLIDATED STATEMENTS OF INCOME FOR THE YEARS ENDED DECEMBER 31, 2015, 2014 AND 2013 AND THE THREE MONTHS ENDED MARCH 31, 2016 AND CONDENSED CONSOLIDATED BALANCE SHEET AS OF MARCH 31, 2016 Introduction On June 30, 2016, MUFG Americas Holdings Corporation ("MUAH") entered into a definitive con |
|
| July 25, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) |
|
| July 25, 2016 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS SECOND QUARTER NET INCOME OF $305 MILLION Exhibit Exhibit 99.1 MUFG Americas Holdings Corporation A member of MUFG, a global financial group FOR IMMEDIATE RELEASE ( July 25, 2016 ) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION REPORTS SECOND QUARTER NET INCOME OF $305 MILLION NEW YORK - MUFG Americas Holdings Corporation ("MUAH" or "the Compan |
|
| July 1, 2016 |
Exhibit Exhibit 2.1 Execution Copy CONTRIBUTION AGREEMENT BY AND AMONG MUFG AMERICAS HOLDINGS CORPORATION THE BANK OF TOKYO-MITSUBISHI UFJ, LTD. MITSUBISHI UFJ FINANCIAL GROUP, INC. JUNE 30, 2016 TABLE OF CONTENTS PAGE ARTICLE I THE CONTRIBUTIONS AND RELATED MATTERS 2 1.1 MUFG Contributed Entities 2 1.2 MUFG Contributed Entities 2 1.3 MUFG Contributed Entities 2 1.4 MUFG Contributed Entities 3 1.5 |
|
| July 1, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission Fil |
|
| May 16, 2016 |
mufgamericasholdingscorp MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation First Quarter March 31, 2016 Exhibit 99. |
|
| May 16, 2016 |
UB 8-K (Current Report/Significant Event) SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission |
|
| May 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUFG Am |
|
| April 25, 2016 |
UB 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Nu |
|
| April 25, 2016 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS FIRST QUARTER NET INCOME OF $49 MILLION EX-99.1 2 muah-earningsex991q12016.htm EXHIBIT 99.1 Exhibit 99.1 MUFG Americas Holdings Corporation A member of MUFG, a global financial group FOR IMMEDIATE RELEASE (April 25, 2016) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION REPORTS FIRST QUARTER NET INCOME OF $49 MILLION NEW YORK - MUFG Americas Ho |
|
| February 29, 2016 |
Exhibit No. 12.1 MUFG AMERICAS HOLDINGS CORPORATION AND SUBSIDIARIES COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES For the Years Ended December 31, (In millions, except ratios) 2015 2014 (1) 2013 (1) 2012 (1) 2011 (1) Excluding Interest on Deposits Income (loss) before income taxes and including noncontrolling interests $ 679 $ 1,156 $ 908 $ 882 $ 1,109 Fixed Charges: Interest expense, exclud |
|
| February 29, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File |
|
| February 29, 2016 |
EX-99.1 2 q42015investorpresentati.htm EXHIBIT 99.1 MUFG Americas Holdings Corporation MUFG Americas Holdings Corporation Investor Presentation Fourth Quarter December 31, 2015 This presentation describes activities of MUFG Americas Holdings Corporation and its consolidated subsidiaries (the Company) unless otherwise specified. This presentation should be read in conjunction with the financial sta |
|
| February 29, 2016 |
Exhibit 24.2 MUFG Americas Holdings Corporation February 26, 2016 WHEREAS, officers of MUFG Americas Holdings Corporation (the "Corporation") have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation's financial results for the year ended December 31, 2015; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on |
|
| February 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 MUFG Americas Hol |
|
| February 29, 2016 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of MUFG Americas Holdings Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints John F. Woods, Rolland D. Jurgens and Michael F. Coyne and each of them acting individually, its, his and her true and lawful attorneys with power to act without an |
|
| January 25, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 muah8kq42015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2016 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorpora |
|
| January 25, 2016 |
Exhibit Exhibit 99.1 MUFG Americas Holdings Corporation A member of MUFG, a global financial group FOR IMMEDIATE RELEASE ( January 25, 2016 ) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION REPORTS FULL YEAR NET INCOME OF $573 MILLION AND FOURTH QUARTER NET INCOME OF $69 MILLION NEW YORK - MUFG Americas |
|
| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-15081 MUF |
|
| October 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Numb |
|
| October 28, 2015 |
Exhibit Exhibit 99.1 Execution Copy CREDIT AGREEMENT This CREDIT AGREEMENT (this "Agreement") is dated as of October 23, 2015 and is by and between MUFG UNION BANK, N.A. (the "Borrower"), a national banking association, and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., a Japanese banking corporation (the ?Lender? or ?Parent?). The Borrower desires the Lender to lend certain sums to the Borrower and the |
|
| October 26, 2015 |
MUFG Americas Holdings Corporation and Subsidiaries Financial Highlights (Unaudited) Exhibit MUFG Americas Holdings Corporation Exhibit 99.2 FINANCIAL SUPPLEMENT SEPTEMBER 30, 2015 MUFG Americas Holdings Corporation and Subsidiaries Financial Highlights (Unaudited) Percent Change to As of and for the Three Months Ended September 30, 2015 from (Dollars in millions) September 30, 2015 June 30, 2015 March 31, 2015 December 31, 2014 (1) September 30, 2014 (1) June 30, 2015 September 3 |
|
| October 26, 2015 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS THIRD QUARTER NET INCOME OF $186 MILLION EX-99.1 2 muah-earningsex991q32015.htm EXHIBIT 99.1 MUFG Americas Holdings Corporation Exhibit 99.1 A member of MUFG, a global financial group FOR IMMEDIATE RELEASE (10/26/2015) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION REPORTS THIRD QUARTER NET INCOME OF $186 MILLION NEW YORK - MUFG Americas Holdi |
|
| October 26, 2015 |
UB 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File |
|
| September 25, 2015 |
8-K 1 muahsep20158kbtmuloan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State o |
|
| September 25, 2015 |
EX-99.1 2 exhibit991executedloanagre.htm EXHIBIT 99.1 Exhibit 99.1 Execution Copy CREDIT AGREEMENT This CREDIT AGREEMENT (this "Agreement") is dated as of September 22, 2015 and is by and between MUFG UNION BANK, N.A. (the "Borrower"), a national banking association, and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., a Japanese banking corporation (the “Lender” or “Parent”). The Borrower desires the Lend |
|
| August 28, 2015 |
Exhibit Exhibit 99.1 Execution copy CREDIT AGREEMENT This CREDIT AGREEMENT (this "Agreement") is dated as of August 25, 2015 and is by and between MUFG UNION BANK, N.A. (the "Borrower"), a national banking association, and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., a Japanese banking corporation (the ?Lender? or ?Parent?). The Borrower desires the Lender to lend certain sums to the Borrower and the L |
|
| August 28, 2015 |
8-K 1 muahaug20158-kbtmuloan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of |
|
| August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
|
| July 27, 2015 |
MUFG Americas Holdings Corporation and Subsidiaries Financial Highlights (Unaudited) MUAH-EARNINGS EX 99.2 Q2 2015 MUFG Americas Holdings Corporation Exhibit 99.2 FINANCIAL SUPPLEMENT JUNE 30, 2015 MUFG Americas Holdings Corporation and Subsidiaries Financial Highlights (Unaudited) Percent Change to As of and for the Three Months Ended June 30, 2015 from (Dollars in millions) June 30, 2015 March 31, 2015 December 31, 2014 (1) September 30, 2014 (1) June 30, 2014 (1) March 31, 2015 |
|
| July 27, 2015 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS SECOND QUARTER NET INCOME OF $181 MILLION EX-99.1 2 muahearningsex991q22015.htm EXHIBIT 99.1 MUFG Americas Holdings Corporation Exhibit 99.1 A member of MUFG, a global financial group FOR IMMEDIATE RELEASE (7/27/2015) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION REPORTS SECOND QUARTER NET INCOME OF $181 MILLION NEW YORK - MUFG Americas Holdin |
|
| July 27, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 muah8kq22015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporatio |
|
| May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
|
| April 27, 2015 |
MUFG Americas Holdings Corporation and Subsidiaries Financial Highlights (Unaudited) MUAH-33115-EARNINGS EX 99.2 MUFG Americas Holdings Corporation Exhibit 99.2 FINANCIAL SUPPLEMENT MARCH 31, 2015 MUFG Americas Holdings Corporation and Subsidiaries Financial Highlights (Unaudited) Percent Change to As of and for the Three Months Ended March 31, 2015 from (Dollars in millions) March 31, 2015 December 31, 2014 (1) September 30, 2014 (1) June 30, 2014 (1) March 31, 2014 (1) December |
|
| April 27, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 muah-33115x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporat |
|
| April 27, 2015 |
MUFG AMERICAS HOLDINGS CORPORATION REPORTS FIRST QUARTER NET INCOME OF $137 MILLION EX-99.1 2 muah-33115xearningsex991.htm EXHIBIT 99.1 MUFG Americas Holdings Corporation Exhibit 99.1 A member of MUFG, a global financial group FOR IMMEDIATE RELEASE (04/27/2015) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION REPORTS FIRST QUARTER NET INCOME OF $137 MILLION NEW YORK - MUFG Americas Holdi |
|
| March 16, 2015 |
MUFG Americas Holdings Corporation and MUFG Union Bank, N.A. Announce CEO Transition MUAH Exhibit 99.1 to 8K March 16, 2015 Exhibit 99.1 Press Release MUFG Americas Holdings Corporation and MUFG Union Bank, N.A. Announce CEO Transition New York, NY (March 16, 2015) ? MUFG Americas Holdings Corporation and MUFG Union Bank N.A. today announced that Masashi Oka, who currently serves as Executive Chairman, has also been named Acting President and Chief Executive Officer, effective imm |
|
| March 16, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 muahform8kmarch162015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of In |
|
| March 2, 2015 |
Exhibit No. 12.1 MUFG AMERICAS HOLDINGS CORPORATION AND SUBSIDIARIES COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES For the Years Ended December 31, (In millions, except ratios) 2014 2013 2012 2011 2010 EXCLUDING INTEREST ON DEPOSITS Income (loss) before income taxes and including noncontrolling interests $ 1,080 $ 844 $ 829 $ 1,055 $ 776 Fixed Charges: Interest expense, excluding interest on |
|
| March 2, 2015 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of MUFG Americas Holdings Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints John F. Woods, Rolland D. Jurgens and Michael F. Coyne and each of them acting individually, its, his and her true and lawful attorneys with power to act without an |
|
| March 2, 2015 |
Exhibit 24.2 MUFG Americas Holdings Corporation February 25, 2015 WHEREAS, officers of MUFG Americas Holdings Corporation (the "Corporation") have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation's financial results for the year ended December 31, 2014; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on |
|
| March 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 MUFG Americas Hol |
|
| February 17, 2015 |
Exhibit 1.1 MUFG AMERICAS HOLDINGS CORPORATION Floating Rate Senior Notes due 2018 1.625% Senior Notes due 2018 2.250% Senior Notes due 2020 3.000% Senior Notes due 2025 UNDERWRITING AGREEMENT February 5, 2015 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: MUFG Americas Holdings Corporation, a Delaware corporation (the “Company”), |
|
| February 17, 2015 |
Exhibit 4.1 MUFG AMERICAS HOLDINGS CORPORATION Officer’s Certificate Capitalized terms used but not otherwise defined herein shall have the meanings specified in the Indenture, dated as of December 8, 2003 (the “Indenture”), by and between MUFG Americas Holdings Corporation (formerly UnionBanCal Corporation), as issuer (the “Issuer”), and The Bank of New York Mellon Trust Company, N.A., as success |
|
| February 17, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Num |
|
| February 9, 2015 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. |
|
| February 6, 2015 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-201746 February 5, 2015 MUFG Americas Holdings Corporation Term Sheet 1.625% Senior Notes due 2018 2.250% Senior Notes due 2020 3.000% Senior Notes due 2025 Floating Rate Senior Notes due 2018 Issuer: MUFG Americas Holdings Corporation Trade Date: February 5, 2015 Settlement Date: February 10, 2015 Ratings:* A3 (stable) |
|
| February 5, 2015 |
Subject to Completion Preliminary Prospectus Supplement dated February 5, 2015 Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. |
|
| January 29, 2015 |
UB / Unionbancal Corp F-3 - - F-3 Table of Contents As filed with the Securities and Exchange Commission on January 29, 2015 Registration No. |
|
| January 29, 2015 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
|
| January 29, 2015 |
POWER OF ATTORNEY (Registration Statement) Exhibit 24.1 POWER OF ATTORNEY (Registration Statement) KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being an officer or director or both of MUFG Americas Holdings Corporation, a Delaware corporation (the “Company”), does hereby make, constitute and appoint Katsumi Hatao, John F. Woods, Michael Coyne or Rolland Jurgens, or any of them, as the true and lawful attorney-in-fact o |
|
| January 26, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2015 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Numb |
|
| January 26, 2015 |
MUFG Americas Holdings Corporation Exhibit 99.1 A member of MUFG, a global financial group FOR IMMEDIATE RELEASE (Monday, January 26, 2015) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION REPORTS FULL YEAR NET INCOME OF $825 MILLION, UP 24 PERCENT FROM 2013 NEW YORK - MUFG Americas Holdings Corporation ( |
|
| November 10, 2014 |
EX-10.1 2 muahq3ex-101.htm CONTRIBUTION AGREEMENT CONTRIBUTION AGREEMENT BY AND AMONG MUFG AMERICAS HOLDINGS CORPORATION THE BANK OF TOKYO-MITSUBISHI UFJ, LTD. MUFG UNION BANK, N.A. JULY 1, 2014 EXECUTION COPY CONFIDENTIAL TABLE OF CONTENTS PAGE ARTICLE I THE CONTRIBUTION AND RELATED MATTERS 2 1.1 First Contribution 2 1.2 Second Contribution 2 1.3 Setting of Closing Date, First Closing Effective T |
|
| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N |
|
| November 10, 2014 |
MASTER SERVICES AGREEMENT BY AND BETWEEN THE BANK OF TOKYO-MITSUBISHI UFJ, LTD. AND MUFG UNION BANK, N.A. This Master Services Agreement (the ?Agreement?) is effective as of July 1, 2014 (the ?Effective Date?) by and between The Bank of Tokyo-Mitsubishi UFJ, Ltd. (?BTMU?) acting through its branches, subsidiaries and other operations in the Americas, including through its principal U.S. branch wit |
|
| October 28, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2014 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Numb |
|
| October 28, 2014 |
### MUFG Americas Holdings Corporation and Subsidiaries Financial Highlights (Unaudited) EX-99.1 2 muah-093014xearnings.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE (Tuesday, October 28, 2014) Contact: Alan Gulick Doug Lambert Corporate Communications Investor Relations (425) 423-7317 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION REPORTS THIRD QUARTER NET INCOME OF $246 MILLION NEW YORK - MUFG Americas Holdings Corporation (the Company), parent company of San Francisco-base |
|
| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 29, 2014 |
### MUFG Americas Holdings Corporation and Subsidiaries Financial Highlights (Unaudited) Exhibit 99.1 FOR IMMEDIATE RELEASE (TUESDAY, JULY 29, 2014) Contact: Thomas Taggart Doug Lambert Corporate Communications Investor Relations (415) 765-2249 (212) 782-5911 MUFG AMERICAS HOLDINGS CORPORATION (FORMERLY UNIONBANCAL CORPORATION) REPORTS SECOND QUARTER NET INCOME OF $249 MILLION NEW YORK - MUFG Americas Holdings Corporation (the Company), parent company of San Francisco-based MUFG Union |
|
| July 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2014 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) |
|
| July 8, 2014 |
Entry into a Material Definitive Agreement 8-K 1 a14-1680818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2014 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation |
|
| July 1, 2014 |
Second Amended and Restated Certificate of Incorporation of the Registrant Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF UNIONBANCAL CORPORATION UnionBanCal Corporation, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: 1. That the name of this corporation is UnionBanCal Corporation. This corporation was original |
|
| July 1, 2014 |
Amended and Restated Bylaws of the Registrant EX-3.2 3 a14-162491ex3d2.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED B Y L A W S OF MUFG AMERICAS HOLDINGS CORPORATION (a Delaware corporation) ARTICLE 1 Meeting of Stockholders 1.1 Place of Meeting. Meetings of stockholders may be held at such place, either within or without of the State of Delaware, as may be designated by or in the manner provided in these Bylaws, or, if not so designated, at t |
|
| July 1, 2014 |
8-K 1 a14-1624918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2014 MUFG Americas Holdings Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation |
|
| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2014 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employe |
|
| May 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 29, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a14-1145818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 29, 2014 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer Id |
|
| April 29, 2014 |
UnionBanCal Corporation and Subsidiaries Financial Highlights (Unaudited) Exhibit 99.1 FOR IMMEDIATE RELEASE (TUESDAY, APRIL 29, 2014) Contact: Thomas Taggart Mimi Mengis Corporate Communications Investor Relations (415) 765-2249 (415) 765-3182 UNIONBANCAL CORPORATION REPORTS FIRST QUARTER NET INCOME OF $175 MILLION SAN FRANCISCO — UnionBanCal Corporation (the Company), parent company of San Francisco-based Union Bank, N.A., today reported net income for the quarter of |
|
| March 10, 2014 |
UnionBanCal Corporation March 7, 2014 Exhibit 24.2 UnionBanCal Corporation March 7, 2014 WHEREAS, officers of UnionBanCal Corporation (the "Corporation") have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation's financial results for the year ended December 31, 2013; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on such results; and WHEREAS |
|
| March 10, 2014 |
UNIONBANCAL CORPORATION AND SUBSIDIARIES COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES QuickLinks - Click here to rapidly navigate through this document Exhibit No. 12.1 UNIONBANCAL CORPORATION AND SUBSIDIARIES COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES For the Years Ended December 31, (In millions, except ratios) 2013 2012 2011 2010 2009 EXCLUDING INTEREST ON DEPOSITS Income (loss) before income taxes and including noncontrolling interests $ 844 $ 829 $ 1,055 $ 776 $ (233 ) |
|
| March 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Use these links to rapidly review the document Table of Contents UnionBanCal Corporation and Subsidiaries Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 10, 2014 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of UnionBanCal Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints John F. Woods, Rolland D. Jurgens and Michael F. Coyne and each of them acting individually, its, his and her true and lawful attorneys with power to act without any other and |
|
| January 28, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a14-436918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 28, 2014 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer I |
|
| January 28, 2014 |
UnionBanCal Corporation and Subsidiaries Financial Highlights (Unaudited) Exhibit 99.1 UNIONBANCAL CORPORATION REPORTS FOURTH QUARTER NET INCOME OF $179 MILLION, FULL YEAR NET INCOME OF $667 MILLION Fourth Quarter Highlights: · Net income for the fourth quarter was $179 million, down from $198 million for the prior quarter, and up from $123 million for the year-ago quarter. · Total loans held for investment, excluding purchased credit-impaired (PCI) loans, at December 3 |
|
| January 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2013 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS E |
|
| January 2, 2014 |
SUBORDINATED TERM LOAN AGREEMENT Exhibit 99.1 SUBORDINATED TERM LOAN AGREEMENT This SUBORDINATED TERM LOAN AGREEMENT (this “Agreement”) is dated as of December 27, 2013 and is by and between UNIONBANCAL CORPORATION (the “Borrower”), a Delaware corporation, and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., a Japanese banking corporation (the “Bank”). The Borrower desires the Bank to lend certain sums to the Borrower and the Bank agrees |
|
| November 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 24, 2013 |
UnionBanCal Corporation Reports Third Quarter Net Income of $198 Million Exhibit 99.1 UnionBanCal Corporation Reports Third Quarter Net Income of $198 Million Third Quarter Highlights: Net income for the third quarter was $198 million, up from $142 million for the prior quarter, and up from $124 million for the year-ago quarter. Total loans held for investment, excluding purchased credit-impaired (PCI) loans, at September 30, 2013, were $65.9 billion, up from $64.4 bil |
|
| October 24, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50735816.htm UNIONBANCAL CORPORATION 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 24, 2013 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File N |
|
| October 1, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2013 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Numb |
|
| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 25, 2013 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 400 Califo |
|
| July 25, 2013 |
UnionBanCal Corporation Reports Second Quarter Net Income of $141 Million Exhibit 99.1 UnionBanCal Corporation Reports Second Quarter Net Income of $141 Million Second Quarter Highlights: On June 24, 2013, Union Bank, N.A. announced that it had completed the acquisition of PB Capital Corporation's $3.5 billion institutional commercial real estate (CRE) lending portfolio (PB Capital acquisition). Net income for the second quarter was $141 million, down from $147 million |
|
| July 1, 2013 |
8-K 1 d562372d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2013 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Comm |
|
| July 1, 2013 |
SUBORDINATED TERM LOAN AGREEMENT EX-10.1 2 d562372dex101.htm EX-10.1 Exhibit 99.1 SUBORDINATED TERM LOAN AGREEMENT This SUBORDINATED TERM LOAN AGREEMENT (this “Agreement”) is dated as of June 26, 2013 and is by and between UNION BANK, N.A. (the “Borrower”), a national banking association, and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., a Japanese banking corporation (the “Bank”). The Borrower desires the Bank to lend certain sums to |
|
| July 1, 2013 |
Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1 |
|
| April 24, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 24, 2013 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 400 Calif |
|
| April 24, 2013 |
UnionBanCal Corporation Reports First Quarter Net Income of $147 Million EX-99.1 2 a50616866ex991.htm EXHIBIT 99.1 Exhibit 99.1 UnionBanCal Corporation Reports First Quarter Net Income of $147 Million First Quarter Highlights: Net income was $147 million, up from $123 million for the prior quarter, but down from $195 million for the year-ago quarter. Total loans held for investment, excluding purchased credit-impaired (PCI) loans, at March 31, 2013, were $59.8 billion, |
|
| March 11, 2013 |
EX-24.2 Exhibit 24.2 UnionBanCal Corporation March 8, 2013 WHEREAS, officers of UnionBanCal Corporation (the “Corporation”) have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation’s financial results for the year ended December 31, 2012; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on such results; and |
|
| March 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-1 |
|
| March 11, 2013 |
EX-12.1 Exhibit No. 12.1 UNIONBANCAL CORPORATION AND SUBSIDIARIES COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES For the Years Ended December 31, (In millions, except ratios) 2012 2011 2010 2009 2008 EXCLUDING INTEREST ON DEPOSITS Income (loss) before income taxes and including noncontrolling interests $ 830 $ 1,081 $ 793 $ (226 ) $ 412 Fixed Charges: Interest expense, excluding interest on de |
|
| March 11, 2013 |
EX-24.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of UnionBanCal Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints John F. Woods, Rolland D. Jurgens and Morris W. Hirsch and each of them acting individually, its, his and her true and lawful attorneys with power to act without any o |
|
| January 25, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: January 25, 2013 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 400 Cal |
|
| January 25, 2013 |
Exhibit 99.1 UnionBanCal Corporation Reports Fourth Quarter Net Income of $123 Million, Full Year Net Income of $629 Million Fourth Quarter Highlights: Completed the acquisition of Pacific Capital Bancorp (PCBC) on December 1, 2012. Completed the acquisition of Smartstreet on October 26, 2012. Net income was $123 million, down slightly from $124 million for the prior quarter, and down from $129 mi |
|
| December 3, 2012 |
UNIONBANCAL CORPORATION ANNOUNCES COMPLETION OF ACQUISITION OF PACIFIC CAPITAL BANCORP Press Release Exhibit 99.1 For Immediate Release Tom Taggart (415) 765-2249 [email protected] Dan Weidman (213) 236-4050 [email protected] UNIONBANCAL CORPORATION ANNOUNCES COMPLETION OF ACQUISITION OF PACIFIC CAPITAL BANCORP SAN FRANCISCO, December 1, 2012 – UnionBanCal Corporation (“UNBC”) and its primary subsidiary, Union Bank, N.A. (“Union Bank”), today announced that it |
|
| December 3, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 d448178d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2012 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (C |
|
| November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 U |
|
| October 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: October 25, 2012 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 400 Cal |
|
| October 25, 2012 |
UnionBanCal Corporation Reports Third Quarter Net Income of $124 Million Exhibit 99.1 UnionBanCal Corporation Reports Third Quarter Net Income of $124 Million Third Quarter Highlights: Net income was $124 million, down from $187 million for the prior quarter, and down from $172 million for the year-ago quarter. Total provision for credit losses was $41 million, compared with a benefit of $15 million for the prior quarter, and a benefit of $13 million for the year-ago q |
|
| August 23, 2012 |
Correspondence August 23, 2012 Ms. Sharon Blume Assistant Chief Accountant United States Securities and Exchange Commission Washington, D.C. 20549-0306 Re: UnionBanCal Corporation (the Company) Form 10-K for Fiscal Year Ended December 31, 2011 Filed March 26, 2012 Form 10-Q for Fiscal Quarter Ended March 31, 2012 Filed May 14, 2012 File No. 001-15081 Dear Ms. Blume: We have received and reviewed y |
|
| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report on Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 1, 2012 |
Correspondence July 31, 2012 Ms. Sharon Blume Assistant Chief Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington D.C. 20549 Re: UnionBanCal Corporation Form 10-K for Fiscal Year Ended December 31, 2011 Filed March 26, 2012 Form 10-Q for Fiscal Quarter Ended March 31, 2012 Filed May 14, 2012 File No. 001-15081 Dear Ms. Blume, We are in receipt of |
|
| July 26, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: July 26, 2012 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 400 Califo |
|
| July 26, 2012 |
UnionBanCal Corporation Reports Second Quarter Net Income of $187 Million Exhibit 99.1 UnionBanCal Corporation Reports Second Quarter Net Income of $187 Million Second Quarter Highlights: Net income was $187 million, down from $195 million for the prior quarter, and down from $242 million for the year-ago quarter. Net interest margin was 3.29 percent, up from 3.27 percent for the prior quarter, and down from 3.44 percent for the year-ago quarter. Average total loans, ex |
|
| June 22, 2012 |
UNIONBANCAL CORPORATION 3.500% SENIOR NOTES DUE 2022 UNDERWRITING AGREEMENT EX-1.1 2 d370036dex11.htm UNDERWRITING AGREEMENT, DATED JUNE 11, 2012 Exhibit 1.1 Execution Version UNIONBANCAL CORPORATION 3.500% SENIOR NOTES DUE 2022 UNDERWRITING AGREEMENT June 11, 2012 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: UnionBanCal Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to t |
|
| June 22, 2012 |
8-K 1 d370036d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2012 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Comm |
|
| June 22, 2012 |
Officer's Certificate establishing the terms of the 3.50% Senior Notes due 2022, dated June 18, 2012 EX-4.1 3 d370036dex41.htm OFFICER'S CERTIFICATE ESTABLISHING THE TERMS OF THE SENIOR NOTES Exhibit 4.1 UNIONBANCAL CORPORATION Officer’s Certificate Capitalized terms used but not otherwise defined herein shall have the meanings specified in the Indenture, dated as of December 8, 2003 (the “Indenture”), by and between UnionBanCal Corporation, as issuer (the “Issuer”), and The Bank of New York Mell |
|
| June 12, 2012 |
$400,000,000 UnionBanCal Corporation 3.500% Senior Notes due 2022 424B2 1 d351473d424b2.htm PROSPECTUS SUPPLEMENT FILED PURSUANT TO RULE 424(B)(2) Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-180503 Prospectus Supplement (To prospectus dated April 9, 2012) $400,000,000 UnionBanCal Corporation 3.500% Senior Notes due 2022 UnionBanCal Corporation is offering $400,000,000 aggregate principal amount of its 3.500% Senior Notes due 2022, ref |
|
| June 12, 2012 |
UnionBanCal Corporation Term Sheet 3.500% Senior Notes due 2022 FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-180503 June 11, 2012 UnionBanCal Corporation Term Sheet 3.500% Senior Notes due 2022 Issuer: UnionBanCal Corporation Security: 3.500% Senior Notes due 2022 Ratings:* A3/A/A (Moody’s/S&P/Fitch) Principal Amount: $400,000,000 Format: SEC Registered Maturity: June 18, 2022 Benchmark Treasury: 1.750% US Treasury due May |
|
| June 11, 2012 |
Subject to Completion Preliminary Prospectus Supplement dated June 11, 2012 Preliminary Prospectus Supplement Filed Pursuant to Rule 424(b)(5) Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
|
| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 Union |
|
| April 26, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: April 26, 2012 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 400 Calif |
|
| April 26, 2012 |
UnionBanCal Corporation Reports First Quarter Net Income of $195 Million EX-99.1 2 a50253931ex991.htm EXHIBIT 99.1 Exhibit 99.1 UnionBanCal Corporation Reports First Quarter Net Income of $195 Million First Quarter Highlights: Net income was $195 million, up from $129 million for the prior quarter, but down from $235 million for the year-ago quarter. Total loans held for investment, excluding FDIC covered loans, at March 31, 2012, were $53.5 billion, up from $52.6 bill |
|
| March 30, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on March 30, 2012 Registration No. |
|
| March 30, 2012 |
POWER OF ATTORNEY (Registration Statement) Exhibit 24.1 POWER OF ATTORNEY (Registration Statement) KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being an officer or director or both of UnionBanCal Corporation, a Delaware corporation (the “Company”), does hereby make, constitute and appoint Masashi Oka, John F. Woods, David A. Anderson and Morris W. Hirsch, or any of them, as the true and lawful attorney-in-fact of the u |
|
| March 30, 2012 |
EX-25.1 5 d325869dex251.htm FORM T-1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of tru |
|
| March 26, 2012 |
Exhibit 24.2 UnionBanCal Corporation March 6, 2012 WHEREAS, officers of UnionBanCal Corporation (the ?Corporation?) have made presentations to the Audit & Finance Committee and the Board of Directors regarding the Corporation?s financial results for the year ended December 31, 2011; and WHEREAS, the Audit & Finance Committee has had an opportunity to review and comment on such results; and WHEREAS |
|
| March 26, 2012 |
Power of Attorney Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of UnionBanCal Corporation and the several undersigned officers and directors whose signatures appear below, hereby makes, constitutes and appoints John F. Woods, David A. Anderson and Morris W. Hirsch and each of them acting individually, its, his and her true and lawful attorneys with power to act with |
|
| March 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 26, 2012 |
Exhibit No. 12.1 UNIONBANCAL CORPORATION AND SUBSIDIARIES COMPUTATION OF RATIO OF EARNINGS TO COMBINED FIXED CHARGES REQUIREMENTS For the Years Ended December 31, (In millions, except ratios) 2011 2010 2009 2008 2007 EXCLUDING INTEREST ON DEPOSITS Income (loss) before income taxes and effect of accounting changes $ 1,081 $ 793 $ (226 ) $ 412 $ 868 Fixed Charges: Interest expense, excluding interes |
|
| March 12, 2012 |
Agreement and Plan of Merger Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among UNIONBANCAL CORPORATION, PEBBLE MERGER SUB INC. and PACIFIC CAPITAL BANCORP Dated as of March 9, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 1 Section 1.02 Closing 1 Section 1.03 Effective Time 2 Section 1.04 Certificate of Incorporation 2 Section 1.05 Bylaws 2 Section 1.06 Directors 2 S |
|
| March 12, 2012 |
Press Release Exhibit 99.2 For Immediate Release Thomas Taggart (415) 765-2249 [email protected] Daniel W. Weidman (213) 236-4050 [email protected] UNIONBANCAL CORPORATION TO ACQUIRE PACIFIC CAPITAL BANCORP Combination to Substantially Enhance California Central Coast Presence SAN FRANCISCO, March 12, 2012 – UnionBanCal Corporation (UNBC) and its primary subsidiary, Union Ban |
|
| March 12, 2012 |
Slide Presentation Acquisition of Exhibit 99.1 Safe Harbor Statement 2 This document includes forward-looking statements that involve risks and uncertainties. Forward-looking statements can be identified by the fact that they do not relate strictly to historical or current facts. Often, they include the words “believe,” “continue,” “expect,” “target,” “anticipate,” “intend,” “plan,” “estimate,” “p |
|
| March 12, 2012 |
8-K 1 d313935d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: March 9, 2012 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer |
|
| January 27, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: January 27, 2012 UnionBanCal Corporation (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 400 Cal |
|
| January 27, 2012 |
UnionBanCal Corporation Reports Fourth Quarter Net Income of $129 Million Exhibit 99.1 UnionBanCal Corporation Reports Fourth Quarter Net Income of $129 Million Fourth Quarter Highlights: Net income was $129 million, down from $172 million for both the prior quarter and the year-ago quarter. Total loans held for investment, excluding FDIC covered loans, at December 31, 2011, were up 5 percent compared with September 30, 2011, and up 13 percent compared with December 31, |
|
| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-15081 U |
|
| October 27, 2011 |
UnionBanCal Corporation Reports Third Quarter Net Income of $172 Million Exhibit 99.1 UnionBanCal Corporation Reports Third Quarter Net Income of $172 Million Third Quarter Highlights: Net income was $172 million, down from $242 million for the prior quarter, and up from $170 million for the year-ago quarter. Net interest margin was 3.31 percent, down 13 basis points from the prior quarter, and down 5 basis points from the year-ago quarter. Total loans held for investm |
