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| CIK | 1449278 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to TubeMogul, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| January 10, 2017 |
TUBE / TubeMogul, Inc. / Trinity TVL X, LLC - SC 13D/A Activist Investment SC 13D/A 1 d328685dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* TubeMogul, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 898570 10 6 (CUSIP Number) NINA C. LABATT TRINITY VENTURES 2480 SAND HILL ROAD, SUITE 200 MENLO PARK, CALIFORNIA 94025 TELEPHONE: (650) 85 |
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| January 9, 2017 |
TUBE / TubeMogul, Inc. / FOUNDATION CAPITAL VI LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number) Foundation Capital 250 Middlefield Road Menlo Park, CA 94025 (Name, Address and Telephone Number of Person Author |
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| December 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36543 TUBEMOGUL, INC. (Exact name of registrant as specified in its char |
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| December 22, 2016 |
S-8 POS 1 a16-236233s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 22, 2016 Registration No. 333-197499 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TUBEMOGUL, INC. (Exact name of issuer as specified in its charter) Delaware 51-0633881 (S |
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| December 22, 2016 |
As filed with the Securities and Exchange Commission on December 22, 2016 Registration No. |
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| December 22, 2016 |
As filed with the Securities and Exchange Commission on December 22, 2016 Registration No. |
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| December 22, 2016 |
TUBE / TubeMogul, Inc. / ADOBE SYSTEMS INC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 898570106 (CUSIP Number) Copies to: Michael Dillon Executive Vice President, General Counsel and Corporate Secretary Adobe Systems Incorporated 345 Park Avenue |
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| December 19, 2016 |
THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TUBEMOGUL, INC. ARTICLE I EX-3.1 2 a16-2132722ex3d1.htm EX-3.1 Exhibit 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TUBEMOGUL, INC. ARTICLE I The name of this corporation is TubeMogul, Inc. (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 2711 Centerville Road, Suite 400, in the City of Wilmington, Delaware 19808, County of New Castle. The name |
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| December 19, 2016 |
BYLAWS OF TUBEMOGUL, INC. Adopted December 19, 2016 EX-3.2 3 a16-2132722ex3d2.htm EX-3.2 Exhibit 3.2 BYLAWS OF TUBEMOGUL, INC. Adopted December 19, 2016 TABLE OF CONTENTS Page ARTICLE I — MEETINGS OF STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Stockholders’ Meetings 1 1.5 Quorum 2 1.6 Adjourned Meeting; Notice 2 1.7 Conduct of Business 2 1.8 Voting 2 1.9 Stockholder Action by Written Consent Witho |
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| December 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 19, 2016 TUBEMOGUL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36543 (Commission File Number) 51- |
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| December 19, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 TUBEMOGUL, INC. (Name of Subject Company) TUBEMOGUL, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 89857 |
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| December 19, 2016 |
SC TO-T/A 1 a16-2132721sctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) TUBEMOGUL, INC. (Name of Subject Company (Issuer)) TIGER ACQUISITION CORPORATION (Offeror) a subsidiary of ADOBE SYSTEMS INCORPORATED (Parent of Offeror) (Na |
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| December 15, 2016 |
TUBE / TubeMogul, Inc. / ADOBE SYSTEMS INC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number) Copies to: Michael Dillon Executive Vice President, General Counsel and Corporate Secretary Adobe Systems Incorporated 345 Pa |
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| December 15, 2016 |
ADOBE SYSTEMS, INC. WAIVER AND CONSENT December 12, 2016 EX-2.3 2 a16-2132720ex2d3.htm EX-2.3 Exhibit 2.3 ADOBE SYSTEMS, INC. WAIVER AND CONSENT December 12, 2016 THIS WAIVER (this “Waiver”) is made as of the date first set forth above, by and among Adobe Systems Incorporated, a Delaware corporation (the “Parent”), Tiger Acquisition Corporation, a Delaware Corporation (“Merger Sub”) and [ ] (the “Transferor”). Capitalized terms not otherwise defined her |
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| December 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) TUBEMOGUL, INC. (Name of Subject Company (Issuer)) TIGER ACQUISITION CORPORATION (Offeror) a subsidiary of ADOBE SYSTEMS INCORPORATED (Parent of Offeror) (Names of Filing Persons) Common Stock, Par Val |
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| December 13, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 TUBEMOGUL, INC. (Name of Subject Company) TUBEMOGUL, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 89857 |
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| December 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) TUBEMOGUL, INC. (Name of Subject Company (Issuer)) TIGER ACQUISITION CORPORATION (Offeror) a subsidiary of ADOBE SYSTEMS INCORPORATED (Parent of Offeror) (Names of Filing Persons) Common Stock, Par Val |
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| December 8, 2016 |
Case 4:16-cv-06996 Document 1 Filed 12/06/16 Page 1 of 36 EX-99.(A)(5)(Q) Exhibit (a)(5)(Q) Case 4:16-cv-06996 Document 1 Filed 12/06/16 Page 1 of 36 BRODSKY & SMITH, LLC Evan J. Smith [email protected] 9595 Wilshire Boulevard, Suite 900 Beverly Hills, CA 90212 Tel: (877) 534-2590 Fax: (310) 247-0160 Attorneys for Plaintiff UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA BAHADIR YAVUZ, Individually and on behalf of all others similarl |
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| December 8, 2016 |
EX-99.(A)(5)(O) 2 d255202dex99a5o.htm EX-99.(A)(5)(O) Exhibit (a)(5)(O) Date: December 7, 2016 To: Employees, Former Employees and Consultants Holding Equity Awards From: Yvonne Brazil Director, Stock Administration Subject: Treatment of Equity Awards Issued Under the TubeMogul, Inc. 2007 Equity Compensation Plan, as amended, and the TubeMogul, Inc. 2014 Equity Incentive Plan (together, the “Equit |
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| December 8, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 TUBEMOGUL, INC. (Name of Subject Company) TUBEMOGUL, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 89857 |
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| December 8, 2016 |
EX-99.(A)(5)(P) Exhibit (a)(5)(P) David E. Bower (SBN 119546) MONTEVERDE & ASSOCIATES PC 600 Corporate Pointe, Suite 1170 Culver City, CA 90230 Tel: (213) 446-6652 Fax: (212) 601-2610 [email protected] Attorneys for Plaintiff, William Thiel SUPERIOR COURT OF THE STATE OF CALIFORNIA IN AND FOR THE COUNTY OF ALAMEDA WILLIAM THIEL, individually and on behalf of all others similarly situated, C |
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| December 8, 2016 |
CORRESP DLA Piper LLP (US) 2000 University Avenue East Palo Alto, California 94303-2214 www. |
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| December 1, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 TUBEMOGUL, INC. (Name of Subject Company) TUBEMOGUL, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 89857 |
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| December 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) TUBEMOGUL, INC. (Name of Subject Company (Issuer)) TIGER ACQUISITION CORPORATION (Offeror) a subsidiary of ADOBE SYSTEMS INCORPORATED (Parent of Offeror) (Names of Filing Persons) Common Stock, Par Val |
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| December 1, 2016 |
CORRESP DLA Piper LLP (US) 2000 University Avenue East Palo Alto, California 94303-2214 www. |
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| November 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) TUBEMOGUL, INC. (Name of Subject Company (Issuer)) TIGER ACQUISITION CORPORATION (Offeror) a subsidiary of ADOBE SYSTEMS INCORPORATED (Parent of Offeror) (Names of Filing Persons) Common Stock, Par Val |
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| November 18, 2016 |
EX-99.(E)(3) Exhibit (e)(3) Exhibit A EXCLUSIVITY AGREEMENT This Exclusivity Agreement between TubeMogul, Inc. (the ?Company?) and Adobe Systems Incorporated (?Acquirer?) is entered into as of the date last signed below (the ?Effective Date?). WHEREAS, the Company agrees to provide Acquirer with an opportunity to complete due diligence and to negotiate, consistent with the price and the other mate |
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| November 18, 2016 |
TUBEMOGUL, INC. March 13, 2014 EX-99.(E)(18) Exhibit (e)(18) TUBEMOGUL, INC. March 13, 2014 Eric Deeds [PRIVATE ADDRESS] Dear Eric: TubeMogul, Inc. (the Company) is pleased to confirm the terms of your continuing employment with the Company described herein. This letter supersedes and restates your previous offer letter with the Company. 1. Position. Your title will be General Counsel and you will report to the Companys Chie |
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| November 18, 2016 |
Exhibit (e)(2) ADOBE SYSTEMS INCORPORATED MASTER AGREEMENT FOR DISCLOSURE OF INFORMATION Effective Date: October 19, 2016 This Agreement governs the disclosure of information between TubeMogul, Inc. |
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| November 18, 2016 |
TubeMogul Employee Frequently Asked Questions EX-99.(A)(5)(N) Exhibit (a)(5)(N) TubeMogul Employee Frequently Asked Questions 1. What is a ?tender offer?? Through a tender offer, a bidder makes a public offer directly to a company?s stockholders to purchase their company shares for cash, stock or a combination of both. In our case, Adobe Systems Incorporated, through a subsidiary, Tiger Acquisition Corporation (?Purchaser?), is offering to bu |
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| November 18, 2016 |
SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 18, 2016 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(D) Offer to Purchase All Outstanding Shares of Common Stock of TUBEMOGUL, INC. |
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| November 18, 2016 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 18, 2016 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(A) Offer To Purchase All Outstanding Shares of Common Stock of TUBEMOGUL, INC. |
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| November 18, 2016 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of TUBEMOGUL, INC. |
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| November 18, 2016 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of TUBEMOGUL, INC. |
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| November 18, 2016 |
EX-99.1 3 a16-2132711ex99d1.htm EX-99.1 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.001 per share, of TubeMogul, Inc., a Delaware co |
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| November 18, 2016 |
TUBE / TubeMogul, Inc. / ADOBE SYSTEMS INC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number) Copies to: Michael Dillon Executive Vice President, General Counsel and Corporate Secretary Adobe Systems Incorporated 345 Park Avenue San Jose |
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| November 18, 2016 |
EX-2.2 2 a16-2132711ex2d2.htm EX-2.2 Exhibit 2.2 TENDER AND SUPPORT AGREEMENT TENDER AND SUPPORT AGREEMENT, dated as of November 10, 2016 (this “Agreement”), among Adobe Systems, Inc., a Delaware corporation (“Parent”), Tiger Acquisition Corporation, a Delaware corporation (“Merger Subsidiary”), and the Person listed as “Stockholder” on the signature page hereto (“Stockholder”). WHEREAS, as a cond |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 TubeMogul, Inc. (Name of Subject Company (Issuer)) Tiger Acquisition Corporation a wholly owned subsidiary of Adobe Systems Incorporated (Names of Filing Persons (Offerors)) Common Stock, $0.001 par value per share (Tit |
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| November 14, 2016 |
Exhibit 99.1 The following was included in an email to an internal Adobe distribution list on November 11, 2016: Adobe [to buy] TubeMogul Our darling digital marketing business [to buy] TubeMogul, a California-based video platform with over 650 global employees for $540M. This news, in the advertising tech bubble in which we work, could be called exciting. I really mean it too. The capabilities an |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 TubeMogul, Inc. (Name of Subject Company (Issuer)) Tiger Acquisition Corporation a wholly owned subsidiary of Adobe Systems Incorporated (Names of Filing Persons (Offerors)) Common Stock, $0.001 par value per share (Tit |
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| November 14, 2016 |
The following was included in an email to an internal Adobe distribution list on November 11, 2016: Exhibit 99.1 The following was included in an email to an internal Adobe distribution list on November 11, 2016: Adobe [to buy] TubeMogul Our darling digital marketing business [to buy] TubeMogul, a California-based video platform with over 650 global employees for $540M. This news, in the advertising tech bubble in which we work, could be called exciting. I really mean it too. The capabilities an |
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| November 14, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EX-1 2 t1600741ex1.htm EXHIBIT 1 EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. Such transactions involved the sale of shares on the NASDAQ Stock Market. Certain of the prices reported below reflect the weighted average sale price of the shares of Common Stock sold on the relev |
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| November 14, 2016 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| November 14, 2016 |
TUBE / TubeMogul, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 4) Activist Investment SC 13D/A 1 t1600741sc13da.htm SCHEDULE 13D (AMENDMENT NO. 4) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* TubeMogul, Inc. (Name of Issuer) Common Stock, p |
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| November 14, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
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| November 10, 2016 |
EX-99.2 Exhibit 99.2 We are excited to share the news that Adobe has agreed to acquire TubeMogul. Our CEO?s take on the news and what it means for clients and other important information: https://www.tubemogul.com/blog/adobe-systems-signs-definitive-agreement-to-acquire-tubemogul/ |
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| November 10, 2016 |
TubeMogul clients and partners: EX-99.3 Exhibit 99.3 TubeMogul clients and partners: Im thrilled to share the news that TubeMogul has entered into a definitive agreement to be acquired by Adobe Systems. I want to thank our clients, shareholders, team and partners for your invaluable contributions in getting us to this point. Together, we accomplished a lot. You helped us break down barriers where others saw walled gardens. You |
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| November 10, 2016 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 TubeMogul, Inc. (Name of Subject Company) TubeMogul, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number |
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| November 10, 2016 |
EX-99.1 Exhibit 99.1 TubeMogul?ers, I?m excited to share the news that Adobe intends to acquire TubeMogul for $14 per share in cash, or approximately $540 million (net of our debt and cash). Here is a copy of the press release: http://news.adobe.com/press-release/corporate/adobe-acquire-tubemogul I?m so proud of us and the amazing company we have built together so far. Serving as your CEO and co-f |
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| November 10, 2016 |
Adobe to Acquire TubeMogul Frequently Asked Questions (FAQ) Exhibit 99.3 Adobe to Acquire TubeMogul Frequently Asked Questions (FAQ) Adobe?s acquisition of TubeMogul will create an unprecedented end-to-end video advertising solution within Adobe Marketing Cloud, simplifying what has been a complex and fragmented process for the world?s biggest brands. It builds upon Adobe?s decades of expertise in video content creation and delivery, creating a single plat |
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| November 10, 2016 |
To: Email to global PR leaders Exhibit 99.7 To: Email to global PR leaders From: Maria Colleagues, Today we announced that Adobe has entered into a definitive agreement to acquire TubeMogul (Nasdaq: TUBE), a leader in video advertising, with a single platform that enables brands and agencies to plan and buy video advertising across desktops, mobile, streaming devices and TVs. TubeMogul is headquartered in Emeryville, California |
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| November 10, 2016 |
Exhibit 99.1 Public Relations Contact Stefan Offermann Adobe 408-536-4023 [email protected] Investor Relations Contact Mike Saviage Adobe 408-536-4416 [email protected] TubeMogul Public Relations Contact David Burch TubeMogul 510-653-0501 [email protected] Adobe to Acquire TubeMogul TubeMogul Acquisition Brings Leading Video Advertising Platform to Adobe Marketing Cloud SAN JOSE, Calif. and EMERYVIL |
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| November 10, 2016 |
Exhibit 99.9 Email to Press: Hi [member of the press], I wanted to flag with you that we just announced our intent to acquire TubeMogul for approximately $540 million. With the integration of TubeMogul into Adobe Marketing Cloud, well be able to extend our expertise in search, display and social ad planning, buying, and delivery through Adobe Media Optimizer (DSP) to video advertising, a market e |
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| November 10, 2016 |
Exhibit 99.6 TO: All WWFO (DL-Comms WWFO) FROM: Matt Thompson SUBJECT: Adobe Enters into Agreement to Acquire TubeMogul CC: [email protected] ADOBE CONFIDENTIAL ? DO NOT FORWARD Team: Per Brad?s message, today we announced that we?ve entered into a definitive agreement to acquire TubeMogul, a leading video advertising software company. This acquisition will expand our footprint and streng |
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| November 10, 2016 |
On November 10, 2016, the following text appeared on Adobe.com: EX-99.4 5 a16-213279ex99d4.htm EX-99.4 Exhibit 99.4 On November 10, 2016, the following text appeared on Adobe.com: Adobe to acquire TubeMogul, bringing a leading video advertising platform to Adobe Marketing Cloud. Learn more |
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| November 10, 2016 |
Exhibit 99.5 Subject Line: alladobe: Adobe Enters into Agreement to Acquire TubeMogul ADOBE CONFIDENTIAL All, As the 2016 fiscal year comes to a close, I?m thrilled to announce some exciting news that will help amplify the momentum we?ve established with Adobe Marketing Cloud, and that will further strengthen Adobe?s leadership in Digital Marketing and advertising technology. Today, we are enterin |
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| November 10, 2016 |
The following materials were posted to Twitter by Adobe on November 10, 2016: EX-99.8 9 a16-213279ex99d8.htm EX-99.8 Exhibit 99.8 The following materials were posted to Twitter by Adobe on November 10, 2016: We are excited to share the news that Adobe has agreed to acquire TubeMogul — find out more: http://adobe.ly/2eFi2FO Super excited to share the news that Adobe has agreed to acquire TubeMogul — find out more: http://adobe.ly/2eFi2FO Excited to share the news that Adobe |
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| November 10, 2016 |
Exhibit 99.2 Adobe to Acquire TubeMogul Company Overview Adobe is one of the largest software companies in the world, and is the global leader in digital media and digital marketing solutions; its diverse product line enables its customers to create groundbreaking digital content, deploy it across media and devices, measure and optimize it over time, and achieve greater business success; Adobe cus |
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| November 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 TubeMogul, Inc. (Name of Subject Company (Issuer)) Tiger Acquisition Corporation a wholly owned subsidiary of Adobe Systems Incorporated (Names of Filing Persons (Offerors)) Common Stock, $0.001 par value per share (Tit |
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| November 10, 2016 |
EX-2.1 Exhibit 2.1 CONFIDENTIAL EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of November 10, 2016 among ADOBE SYSTEMS INCORPORATED, TIGER ACQUISITION CORPORATION and TUBEMOGUL, INC. Table of Contents Page ARTICLE 1 THE OFFER AND THE MERGER 2 SECTION 1.1. The Offer 2 SECTION 1.2. Company Actions 5 SECTION 1.3. The Merger 6 SECTION 1.4. Effects of the Merger 6 SECTION 1.5. Closing 6 SECTI |
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| November 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 10, 2016 TubeMogul, Inc. (Exact Name of the Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36543 51-0633881 (Commission F |
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| November 10, 2016 |
CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF TUBEMOGUL, INC. EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF TUBEMOGUL, INC. I, Eric Deeds, hereby certify that: 1. I am the duly elected Secretary of TubeMogul, Inc., a Delaware corporation (the ?Corporation?). 2. The Amended and Restated Bylaws of the Corporation have been amended by inserting the following text as Article VIII: ?ARTICLE VIII ADJUDICATION OF DISPUTES Section |
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| November 10, 2016 |
EX-99.2 Exhibit 99.2 Press Contact Stefan Offermann Adobe 408-536-4023 [email protected] Investor Relations Contact Mike Saviage Adobe 408-536-4416 [email protected] TubeMogul Press Contact David Burch TubeMogul 510-653-0501 [email protected] FOR IMMEDIATE RELEASE Adobe to Acquire TubeMogul TubeMogul Acquisition Brings Leading Video Advertising Platform to Adobe Marketing Cloud SAN JOSE, Calif. No |
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| November 10, 2016 |
EX-99.1 Exhibit 99.1 TENDER AND SUPPORT AGREEMENT TENDER AND SUPPORT AGREEMENT, dated as of November 10, 2016 (this Agreement), among Adobe Systems Incorporated, a Delaware corporation (Parent), Tiger Acquisition Corporation, a Delaware corporation (Merger Subsidiary), and the Person listed as Stockholder on the signature page hereto (Stockholder). WHEREAS, as a condition and inducement |
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| November 10, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 10, 2016 TubeMogul, Inc. (Exact Name of the Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36543 51-0633881 (Commissi |
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| November 10, 2016 |
EX-2.1 Exhibit 2.1 CONFIDENTIAL EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of November 10, 2016 among ADOBE SYSTEMS INCORPORATED, TIGER ACQUISITION CORPORATION and TUBEMOGUL, INC. Table of Contents Page ARTICLE 1 THE OFFER AND THE MERGER 2 SECTION 1.1. The Offer 2 SECTION 1.2. Company Actions 5 SECTION 1.3. The Merger 6 SECTION 1.4. Effects of the Merger 6 SECTION 1.5. Closing 6 SECTI |
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| November 10, 2016 |
EX-99.1 Exhibit 99.1 TENDER AND SUPPORT AGREEMENT TENDER AND SUPPORT AGREEMENT, dated as of November 10, 2016 (this ?Agreement?), among Adobe Systems Incorporated, a Delaware corporation (?Parent?), Tiger Acquisition Corporation, a Delaware corporation (?Merger Subsidiary?), and the Person listed as ?Stockholder? on the signature page hereto (?Stockholder?). WHEREAS, as a condition and inducement |
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| November 10, 2016 |
EX-99.2 5 d288493dex992.htm EX-99.2 Exhibit 99.2 Press Contact Stefan Offermann Adobe 408-536-4023 [email protected] Investor Relations Contact Mike Saviage Adobe 408-536-4416 [email protected] TubeMogul Press Contact David Burch TubeMogul 510-653-0501 [email protected] FOR IMMEDIATE RELEASE Adobe to Acquire TubeMogul TubeMogul Acquisition Brings Leading Video Advertising Platform to Adobe Marketing |
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| November 10, 2016 |
CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF TUBEMOGUL, INC. EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF TUBEMOGUL, INC. I, Eric Deeds, hereby certify that: 1. I am the duly elected Secretary of TubeMogul, Inc., a Delaware corporation (the ?Corporation?). 2. The Amended and Restated Bylaws of the Corporation have been amended by inserting the following text as Article VIII: ?ARTICLE VIII ADJUDICATION OF DISPUTES Section |
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| November 9, 2016 |
TubeMogul FORM 10-Q (Quarterly Report) tube-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb |
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| November 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition tube-8k20161109.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) |
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| November 9, 2016 |
tube-ex9917.htm Exhibit 99.1 TubeMogul Reports Financial Results for Third Quarter 2016 Programmatic TV grows over 250% annually as Non-Desktop channels now represent 51% of Revenue and 49% of Total Spend EMERYVILLE, California – November 9, 2016 – TubeMogul, Inc. (NASDAQ: TUBE), a leading software platform for brand advertising, today reported financial results for its third quarter ended Septemb |
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| September 14, 2016 |
FOURTH Amendment to AMENDED AND RESTATED Loan and security agreement tube-ex101_6.htm Exhibit 10.1 FOURTH Amendment to AMENDED AND RESTATED Loan and security agreement THIS FOURTH AMENDMENT to Amended and Restated Loan and Security Agreement (this “Amendment”) is entered into this 12th day of September, 2016 by and between Silicon Valley Bank (“Bank”) and TUBEMOGUL, INC., a Delaware corporation (“Borrower”) and successor by merger to TubeMogul, Inc., a California c |
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| September 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 12, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (Commission File |
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| September 8, 2016 |
tube-8k20160906.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 6, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation |
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| September 8, 2016 |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these present, that the undersigned hereby makes, constitutes and appoints each of Ron Will and Eric Deeds, acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) execute for, and on behalf of, the undersigned, in the undersigned's capacity as an officer and/or director of TubeMogul, Inc. |
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| August 30, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in the Schedule 13D filed by the Reporting Persons on August 16, 2016. |
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| August 30, 2016 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| August 30, 2016 |
TUBE / TubeMogul, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 3) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 8985 |
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| August 30, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
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| August 30, 2016 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| August 16, 2016 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| August 16, 2016 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| August 16, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
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| August 16, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
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| August 16, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. |
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| August 16, 2016 |
TUBE / TubeMogul, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 2) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 8985 |
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| August 16, 2016 |
TUBE / TubeMogul, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 2) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 8985 |
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| August 16, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. |
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| August 9, 2016 |
TubeMogul FORM 10-Q (Quarterly Report) tube-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| August 9, 2016 |
TubeMogul FORM 10-Q (Quarterly Report) tube-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| August 8, 2016 |
EX-99.1 2 tube-ex9916.htm EX-99.1 Exhibit 99.1 TubeMogul Reports Financial Results for Second Quarter 2016 Cross-screen growth accelerated as PTV and mobile each grew over 140% annually New social partnerships with Twitter and Snapchat further enhance cross-screen platform EMERYVILLE, California – August 8, 2016 – TubeMogul, Inc. (NASDAQ: TUBE), a leading software platform for brand advertising, t |
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| August 8, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition tube-8k20160808.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) ( |
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| July 12, 2016 |
TUBE / TubeMogul, Inc. / FOUNDATION CAPITAL VI LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number) Foundation Capital 250 Middlefield Road Menlo Park, CA 94025 (Name, Address and Telephone Number of Person Author |
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| July 7, 2016 |
TubeMogul SC 13D/A (Activist Acquisition of More Than 5% of Shares) SC 13D/A 1 d220349dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* TubeMogul, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 898570 10 6 (CUSIP Number) NINA C. LABATT TRINITY VENTURES 2480 SAND HILL ROAD, SUITE 200 MENLO PARK, CALIFORNIA 94025 TELEPHONE: (650) 85 |
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| July 1, 2016 |
THIRD Amendment to AMENDED AND RESTATED Loan and security agreement tube-ex1016.htm Exhibit 10.1 THIRD Amendment to AMENDED AND RESTATED Loan and security agreement THIS THIRD AMENDMENT to Amended and Restated Loan and Security Agreement (this “Amendment”) is entered into this 29th day of June, 2016 by and between Silicon Valley Bank (“Bank”) and TUBEMOGUL, INC., a Delaware corporation (“Borrower”) and successor by merger to TubeMogul, Inc., a California corporati |
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| July 1, 2016 |
tube-8k20160629.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (C |
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| June 17, 2016 |
Submission of Matters to a Vote of Security Holders tube-8k20160616.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (C |
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| June 15, 2016 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. |
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| June 15, 2016 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. |
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| June 15, 2016 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| June 15, 2016 |
TubeMogul SCHEDULE 13D (AMENDMENT NO. 1) (Activist Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 8985 |
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| June 15, 2016 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| May 27, 2016 |
TUBE / TubeMogul, Inc. / FOUNDATION CAPITAL VI LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number) Foundation Capital 250 Middlefield Road Menlo Park, CA 94025 (Name, Address and Telephone Number of Person Author |
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| May 10, 2016 |
TubeMogul 10-Q (Quarterly Report) tube-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| May 10, 2016 |
Amendment No. 1 to Offer Letter Exhibit 10.2 Amendment No. 1 to Offer Letter The undersigned, Robert Gatto (“you”) and TubeMogul, Inc. (the “Company”), hereby agree that, effective as of March 30, 2016, the one-time cash starting bonus in the amount of $100,000 contemplated in Section 5 of that certain employment Agreement dated February 1, 2016 (the “Offer Letter”) shall be subject to the clawback provision set forth below. All |
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| May 9, 2016 |
ATTACHMENT A RELEASE OF CLAIMS tube-ex1017.htm Exhibit 10.1 March 9, 2016 Ron Will Dear Ron: TubeMogul, Inc. (the ?Company?) is pleased to offer you employment with the Company on the terms described herein (this ?Agreement?). This Agreement will be effective upon its execution by both parties and the start of your employment with the Company. 1. Position. Your title will be Chief Financial Officer and you will report to the Co |
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| May 9, 2016 |
TubeMogul 8-K (Current Report/Significant Event) tube-8k20160509.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (Com |
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| May 9, 2016 |
EX-99.1 3 tube-ex99141.htm EX-99.1 Exhibit 99.1 TubeMogul Reports Financial Results for First Quarter 2016 and Raises Full-Year 2016 Guidance Platform Direct Spend Growth Accelerates to 65% and comprises 81% of Total Spend in Q1 TubeMogul Enables Brand Advertisers to Buy Facebook and Instagram Video Company Promotes Paul Joachim to Chief Administrative Officer and Appoints Ron Will as Chief Financ |
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| April 29, 2016 |
tube-def14a20160616.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 29, 2016 |
tube-defa14a20160616.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 11, 2016 |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these present, that the undersigned hereby makes, constitutes and appoints each of Paul Joachim and Eric Deeds, acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) execute for, and on behalf of, the undersigned, in the undersigned's capacity as an officer and/or director of TubeMogul, Inc. |
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| April 7, 2016 |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these present, that the undersigned hereby makes, constitutes and appoints each of Paul Joachim and Eric Deeds, acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) execute for, and on behalf of, the undersigned, in the undersigned's capacity as an officer and/or director of TubeMogul, Inc. |
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| April 5, 2016 |
ATTACHMENT A RELEASE OF CLAIMS tube-ex1017.htm Exhibit 10.1 February 1, 2016 Robert Gatto Dear Rob: TubeMogul, Inc. (the “Company”) is pleased to confirm the terms of your employment with the Company described herein (this “Agreement”). This Agreement will be effective upon its execution by both parties and the start of your employment with the Company. 1. Position. Your title will be Chief Operating Officer and you will report |
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| April 5, 2016 |
TubeMogul Appoints Robert Gatto as Chief Operating Officer tube-ex9916.htm Exhibit 99.1 TubeMogul Appoints Robert Gatto as Chief Operating Officer The former executive at Neustar and PointRoll will lead TubeMogul?s go-to-market functions Emeryville, CA - April 5, 2016 - Today, TubeMogul (NASDAQ: TUBE), a leading software company for brand advertising, announced the hire of Robert Gatto as Chief Operating Officer (COO). Gatto brings more than 30 years of e |
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| April 5, 2016 |
tube-8k20160405.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 5, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (C |
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| March 15, 2016 |
TUBE / TubeMogul, Inc. / FOUNDATION CAPITAL VI LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number) Foundation Capital 250 Middlefield Road Menlo Park, CA 94025 (Name, Address and Telephone Number of Person Author |
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| March 10, 2016 |
S-8 1 tube-s820160205.htm S-8 As filed with the Securities and Exchange Commission on March 10, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TUBEMOGUL, INC. (Exact name of registrant as specified in its charter) Delaware 51-0633881 (State or other jurisdiction of incorporation or |
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| March 10, 2016 |
TubeMogul 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36543 TubeMogul, Inc. |
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| March 10, 2016 |
SUBSIDIARIES OF TUBEMOGUL, INC. As of December 31, 2015 Exhibit 21.1 SUBSIDIARIES OF TUBEMOGUL, INC. As of December 31, 2015 Name of Subsidiary Jurisdiction of Organization TubeMogul Australia Pty Ltd Australia TubeMogul Canada, Inc. Canada TubeMogul Japan Inc. Japan TubeMogul Singapore Pte. Ltd. Singapore TubeMogul Information Technology (Shanghai) Co., Ltd. China TubeMogul UK Limited United Kingdom Illumenix, Inc. Delaware TubeMogul Ukraine LLC Ukrai |
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| March 4, 2016 |
TubeMogul SC 13D/A (Activist Acquisition of More Than 5% of Shares) SC 13D/A 1 d153190dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* TubeMogul, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 898570 10 6 (CUSIP Number) NINA C. LABATT TRINITY VENTURES 2480 SAND HILL ROAD, SUITE 200 MENLO PARK, CALIFORNIA 94025 TELEPHONE: (650) 85 |
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| February 29, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition tube-8k20160229.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 29, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation |
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| February 29, 2016 |
tube-ex991_6.htm Exhibit 99.1 TubeMogul Reports Record Financial Results for Fourth Quarter and Full Year 2015 Total Spend, Revenue and Gross Proft Grew More Than 50% Year Over Year for the Full Year 2015 EMERYVILLE, California – February 29, 2016 – TubeMogul, Inc. (NASDAQ: TUBE), a leading enterprise software company for brand advertising, today reported financial results for its fourth quarter a |
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| February 16, 2016 |
TUBE / TubeMogul, Inc. / Wilson Brett - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* TUBEMOGUL, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 898570106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 16, 2016 |
TUBE / TubeMogul, Inc. / Hughes John E - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* TUBEMOGUL, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 898570106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 11, 2016 |
tube-8k20160205.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 5, 2016 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) |
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| December 28, 2015 |
tube-8k20151223.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 23, 2015 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation |
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| December 28, 2015 |
SECOND Amendment to AMENDED AND RESTATED Loan and security agreement Exhibit 10.1 SECOND Amendment to AMENDED AND RESTATED Loan and security agreement THIS SECOND AMENDMENT to Amended and Restated Loan and Security Agreement (this “Amendment”) is entered into this 23rd day of December, 2015 by and between Silicon Valley Bank (“Bank”) and TUBEMOGUL, INC., a Delaware corporation (“Borrower”) and successor by merger to TubeMogul, Inc., a California corporation (“TubeM |
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| November 9, 2015 |
tube-ex9916.htm Exhibit 99.1 TubeMogul Reports Strong Financial Results for Third Quarter 2015 and Raises Full Year 2015 Guidance Total Spend, Revenue and Gross Profit All Exceed 60% Year-Over-Year Growth in the Third Quarter EMERYVILLE, California ? November 9, 2015 ? TubeMogul, Inc. (NASDAQ: TUBE), a leading enterprise software company for brand advertising, today reported financial results for |
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| November 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition tube-8k20150930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2015 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) |
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| September 4, 2015 |
TRANSACTIONS DURING PAST 60 DAYS EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. |
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| September 4, 2015 |
EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Schedule 13D to which this Agreement is attached. |
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| September 4, 2015 |
EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| September 4, 2015 |
EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the |
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| September 4, 2015 |
TUBE / TubeMogul, Inc. / Discovery Group I, LLC - SCHEDULE 13D Activist Investment SC 13D 1 t83108sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per shar |
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| August 10, 2015 |
tube-ex9916.htm Exhibit 99.1 TubeMogul Reports Record Financial Results for Second Quarter 2015 and Raises Full Year 2015 Guidance Total Spend, Revenue and Gross Profit All Exceed 50% Year-Over-Year Growth in the Second Quarter EMERYVILLE, California ? August 10, 2015 ? TubeMogul, Inc. (NASDAQ: TUBE), a leading enterprise software company for brand advertising, today reported financial results for |
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| August 10, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition tube-8k20150810.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2015 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) |
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| June 19, 2015 |
TUBE / TubeMogul, Inc. / FOUNDATION CAPITAL VI LP - SCHEDULE 13D/A Activist Investment Schedule 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number) Foundation Capital 250 Middlefield Road Menlo Park, CA 94025 (Name, Address and Telephone Number of Person |
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| June 19, 2015 |
TUBE / TubeMogul, Inc. / Trinity TVL X, LLC - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 19, 2015 |
TubeMogul 8-K (Current Report/Significant Event) tube-8k20150618.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 2015 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (C |
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| June 11, 2015 |
5,263,246 Shares TubeMogul, Inc. Common Stock 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-204629 PROSPECTUS 5,263,246 Shares TubeMogul, Inc. Common Stock We are offering 3,500,000 shares of our common stock and the selling stockholders identified in this prospectus are offering an additional 1,763,246 shares of common stock. We will not receive any of the proceeds from the sale of shares of common stock by th |
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| June 10, 2015 |
CORRESP J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 June 10, 2015 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attn: Barbara C. Jacobs, Assistant Director Matthew Crispino, Staff Attorney Mitchell Austin, St |
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| June 10, 2015 |
CORRESP June 10, 2015 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| June 9, 2015 |
June 9, 2015 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| June 9, 2015 |
J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 June 9, 2015 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attn: Barbara C. Jacobs, Assistant Director Matthew Crispino, Staff Attorney Mitchell Austin, Staff Attor |
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| June 8, 2015 |
TubeMogul AMENDMENT NO. 1 TO FORM S-1 Amendment No. 1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on June 8, 2015 Registration No. 333-204629 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TubeMogul, Inc. (Exact name of Registrant as specified in its charter) Delaware 7311 51-0633881 (Stat |
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| June 1, 2015 |
S-1 Table of Contents As filed with the Securities and Exchange Commission on June 1, 2015 Registration No. |
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| May 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2015 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 12, 2015 |
Exhibit 99.1 TubeMogul Reports Financial Results for First Quarter 2015 and Raises Full Year 2015 Guidance TubeMogul Reports First Quarter Revenue Growth of 38% and Gross Profit Growth of 39% EMERYVILLE, California – May 12, 2015 – TubeMogul, Inc. (NASDAQ: TUBE), a leading enterprise software company for brand advertising, today reported financial results for its first quarter ended March 31, 2015 |
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| April 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| March 31, 2015 |
As filed with the Securities and Exchange Commission on March 31, 2015 Registration No. |
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| February 26, 2015 |
Exhibit 99.1 TubeMogul Reports Financial Results for Fourth Quarter and Full Year 2014 Total Spend, Revenue and Gross Profit Reach Record Levels in the Fourth Quarter EMERYVILLE, California – February 26, 2015 – TubeMogul, Inc. (NASDAQ: TUBE), a leading enterprise software company for video advertising, today reported financial results for its fourth quarter and year ended December 31, 2014. Fourt |
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| February 26, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2015 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (Commission File N |
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| February 13, 2015 |
TUBE / TubeMogul, Inc. / Wilson Brett - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TUBEMOGUL, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 898570106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pur |
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| February 13, 2015 |
TUBE / TubeMogul, Inc. / Hughes John E - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TUBEMOGUL, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 898570106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pur |
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| February 12, 2015 |
TUBE / TubeMogul, Inc. / Northgate Venture Growth Iii, L.p. - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* TubeMogul, Inc. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 898570106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| December 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 8, 2014 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 13, 2014 |
8-K 1 tube-8k20141111.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2014 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of inc |
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| November 13, 2014 |
Exhibit 99.1 TubeMogul Reports Financial Results for Third Quarter 2014 and Raises Full Year 2014 Guidance Total Spend, Revenue and Gross Profit Increase more than 100% Year-Over-Year EMERYVILLE, California – November 13, 2014 – TubeMogul, Inc. (NASDAQ: TUBE), a leading enterprise software company for digital branding, today reported financial results for its third quarter ended September 30, 2014 |
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| August 26, 2014 |
EX-99.1 Exhibit 99.1 TubeMogul Reports Financial Results for Second Quarter 2014 Total Spend, Revenue and Gross Profit More Than Doubled Year-Over-Year EMERYVILLE, California - August 26, 2014 – TubeMogul, Inc. (NASDAQ: TUBE), an enterprise software company for digital branding that provides a self-serve video buying platform to advertisers, today reported financial results for its second quarter |
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| August 26, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 26, 2014 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36543 51-0633881 (State or other jurisdiction of incorporation) (Commission File |
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| August 5, 2014 |
TUBE / TubeMogul, Inc. / Trinity TVL X, LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 5, 2014 |
EX-99.C Exhibit C JOINT FILING STATEMENT I, the undersigned, hereby express my agreement that the attached Schedule 13D (and any amendments thereto) relating to the Common Stock of TubeMogul, Inc. is filed on behalf of each of the undersigned. Date: August 4, 2014 TRINITY TVL X, LLC By: /s/ Nina C. Labatt Nina C. Labatt, Management Member TRINITY VENTURES X, L.P. By its General Partner, Trinity TV |
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| August 4, 2014 |
TUBE / TubeMogul, Inc. / FOUNDATION CAPITAL VI LP - SC 13D Activist Investment SC 13D 1 d768452dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TubeMogul, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 898570106 (CUSIP Number) Foundation Capital 250 Middlefield Road Menlo Park, CA 94025 (Name, Address and Telephone Number of Person Au |
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| August 4, 2014 |
EX-99.C Exhibit C JOINT FILING STATEMENT I, the undersigned, hereby express my agreement that the attached Schedule 13D (and any amendments thereto) relating to the Common Stock of TubeMogul, Inc. is filed on behalf of each of the undersigned. Dated: August 4, 2014 FOUNDATION CAPITAL MANAGEMENT CO.VI, L.L.C. By: /s/ William B. Elmore Member FOUNDATION CAPITAL VI, L.P. By: Foundation Capital Manage |
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| July 18, 2014 |
TUBE / TubeMogul, Inc. CORRESP - - CORRESP DLA Piper LLP (US) 2000 University Avenue East Palo Alto, California 94303-2214 www. |
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| July 18, 2014 |
6,250,000 Shares TubeMogul, Inc. Common Stock 424B4 1 d658316d424b4.htm 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-194817 PROSPECTUS 6,250,000 Shares TubeMogul, Inc. Common Stock This is an initial public offering of shares of common stock of TubeMogul, Inc. We are selling 6,250,000 shares of our common stock. The public offering price is $7.00 per share. Prior to this offering there has been no public marke |
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| July 18, 2014 |
TUBE / TubeMogul, Inc. S-8 - - FORM S-8 Form S-8 As filed with the Securities and Exchange Commission on July 18, 2014 Registration No. |
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| July 17, 2014 |
FWP Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated July 17, 2014 Relating to Preliminary Prospectus dated July 17, 2014 Registration No. |
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| July 17, 2014 |
TUBE / TubeMogul, Inc. S-1/A - - AMENDMENT NO. 4 TO FORM S-1 Amendment No. 4 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on July 17, 2014 Registration No. 333-194817 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TubeMogul, Inc. (Exact name of Registrant as specified in its charter) Delaware 7311 51-0633881 (Sta |
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| July 15, 2014 |
TUBE / TubeMogul, Inc. 8-A12B - - 8-A12B 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TubeMogul, Inc. (Exact name of registrant as specified in its charter) Delaware 51-0633881 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1250 53rd Street, Sui |
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| July 15, 2014 |
TUBE / TubeMogul, Inc. CORRESP - - CORRESP Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. |
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| July 15, 2014 |
TUBE / TubeMogul, Inc. CORRESP - - CORRESP July 15, 2014 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| July 7, 2014 |
TUBEMOGUL, INC. [—] Shares of Common Stock UNDERWRITING AGREEMENT Exhibit 1.1 TUBEMOGUL, INC. [—] Shares of Common Stock UNDERWRITING AGREEMENT Dated: [—], 2014 TUBEMOGUL, INC. [—] Shares of Common Stock UNDERWRITING AGREEMENT [—], 2014 Merrill Lynch, Pierce, Fenner & Smith Incorporated Citigroup Global Markets Inc. as Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 and c |
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| July 7, 2014 |
TubeMogul, Inc. 2014 Equity Incentive Plan, and forms of agreement thereunder†† Exhibit 10.3 TUBEMOGUL, INC. 2014 EQUITY INCENTIVE PLAN 1. Establishment, Purpose and Term of Plan 1 1.1 Establishment 1 1.2 Purpose 1 1.3 Term of Plan 1 2. Definitions and Construction 1 2.1 Definitions 1 2.2 Construction 8 3. Administration 9 3.1 Administration by the Committee 9 3.2 Authority of Officers 9 3.3 Administration with Respect to Insiders 9 3.4 Committee Complying with Section 162(m) |
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| July 7, 2014 |
TUBE / TubeMogul, Inc. S-1/A - - AMENDMENT NO. 3 TO FORM S-1 S-1/A 1 d658316ds1a.htm AMENDMENT NO. 3 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on July 7, 2014 Registration No. 333-194817 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TubeMogul, Inc. (Exact name of Registrant as specified in its charter) Delawa |
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| May 1, 2014 |
Additional abbreviations may also be used though not in the above list. EX-4.1 Exhibit 4.1 Exhibit 4.1 NUMBER TM TubeMogul INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE SHARES CUSIP 898570 10 6 SEE REVERSE FOR CERTAIN DEFINITIONS This certifies that is the record holder of FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE, OF TUBEMOGUL, INC. transferable on the books of the Corporation in person or by duly authorized attorney upon surrender |
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| May 1, 2014 |
AMENDED AND RESTATED BYLAWS OF TUBEMOGUL, INC. ARTICLE I EX-3.5 Exhibit 3.5 AMENDED AND RESTATED BYLAWS OF TUBEMOGUL, INC. ARTICLE I STOCKHOLDERS 1.1 Place of Meetings. All meetings of stockholders shall be held at such place (if any) within or without the State of Delaware as may be determined from time to time by the Board of Directors or, if not determined by the Board of Directors, by the Chairman of the Board, the President or the Chief Executive O |
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| May 1, 2014 |
Amendment No. 2 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on May 1, 2014 Registration No. 333-194817 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TubeMogul, Inc. (Exact name of Registrant as specified in its charter) Delaware 7311 51-0633881 (State |
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| May 1, 2014 |
CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TUBEMOGUL, INC. EX-3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TUBEMOGUL, INC. TubeMogul, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: 1. The name of the Corporation is TubeMogul, Inc. The Corporation’s original Certificate of Incorporation was filed with the Secretary of St |
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| May 1, 2014 |
EX-10.4 Exhibit 10.4 TubeMogul, Inc. 2014 EMPLOYEE STOCK PURCHASE PLAN 1. Establishment, Purpose and Term of Plan 1 1.1 Establishment 1 1.2 Purpose 1 1.3 Term of Plan 1 2. Definitions and Construction 1 2.1 Definitions 1 2.2 Construction 5 3. Administration 6 3.1 Administration by the Committee 6 3.2 Authority of Officers 6 3.3 Power to Adopt Sub-Plans or Varying Terms with Respect to Non-U.S. Emp |
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| May 1, 2014 |
FIRST AMENDMENT AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EX-10.9 Exhibit 10.9 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT to Amended and Restated Loan and Security Agreement (this “Amendment”) is entered into this 18th day of April, 2014 by and between Silicon Valley Bank (“Bank”) and TUBEMOGUL, INC., a Delaware corporation (“Borrower”) and successor by merger to TubeMogul, Inc., a California corporation (“Tu |
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| May 1, 2014 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TUBEMOGUL, INC. EX-3.3 3 d658316dex33.htm EX-3.3 Exhibit 3.3 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TUBEMOGUL, INC. TubeMogul, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is TubeMogul, Inc. 2. The corporation was incorporated in Delaware pursuant to a Certificate of Incorporation filed with the Secret |
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| April 17, 2014 |
CORRESP DLA Piper LLP (US) 2000 University Avenue East Palo Alto, California 94303-2214 www. |
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| April 14, 2014 |
CORRESP DLA Piper LLP (US) 2000 University Avenue East Palo Alto, California 94303-2214 www. |
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| April 14, 2014 |
Amendment No.1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on April 14, 2014 Registration No. 333-194817 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TubeMogul, Inc. (Exact name of Registrant as specified in its charter) Delaware 7311 51-0633881 (Sta |
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| April 10, 2014 |
CORRESP DLA Piper LLP (US) 2000 University Avenue East Palo Alto, California 94303-2214 www. |
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| March 26, 2014 |
TUBEMOGUL, INC. March 13, 2014 EX-10.6 Exhibit 10.6 TUBEMOGUL, INC. March 13, 2014 John Hughes Dear John: TubeMogul, Inc. (the “Company”) is pleased to confirm the terms of your continuing employment with the Company described herein. This letter supersedes and restates your previous offer letter with the Company. 1. Position. Your title will be President of Products and you will report to the Company’s Chief Executive Officer. |
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| March 26, 2014 |
TUBEMOGUL, INC. February 27, 2014 EX-10.7 Exhibit 10.7 TUBEMOGUL, INC. February 27, 2014 Mr. Stephen A. Scovic Dear Chip: TubeMogul, Inc. (the “Company”) is pleased to confirm the terms of your continuing employment with the Company described herein. This letter supersedes and restates your previous offer letter with the Company. 1. Position. Your title will be Chief Revenue Officer, and you will report to the Company’s Chief Exec |
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| March 26, 2014 |
TUBEMOGUL, INC. February 27, 2014 EX-10.5 Exhibit 10.5 TUBEMOGUL, INC. February 27, 2014 Dear Brett: TubeMogul, Inc. (the “Company”) is pleased to confirm the terms of your continuing employment with the Company described herein. This letter supersedes and restates any previous employment details with the Company. 1. Position. Your title will be President and Chief Executive Officer, and you will report to the Company’s Board of D |
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| March 26, 2014 |
BYLAWS OF TUBEMOGUL, INC. ARTICLE I EX-3.3 Exhibit 3.3 BYLAWS OF TUBEMOGUL, INC. ARTICLE I STOCKHOLDERS 1.1 Place of Meetings. All meetings of stockholders shall be held at such place (if any) within or without the State of Delaware as may be determined from time to time by the Board of Directors or, if not determined by the Board of Directors, by the Chairman of the Board, the President or the Chief Executive Officer; provided that |
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| March 26, 2014 |
EX-4.4 Exhibit 4.4 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LA |
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| March 26, 2014 |
EX-4.3 Exhibit 4.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LA |
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| March 26, 2014 |
Registration Statement - FORM S-1 Form S-1 Table of Contents As filed with the Securities and Exchange Commission on March 26, 2014 Registration No. |
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| March 26, 2014 |
TubeMogul, Inc. 2007 Equity Compensation Plan, as amended, and forms of agreement thereunder†† EX-10.2 Exhibit 10.2 TUBEMOGUL, INC. 2007 EQUITY COMPENSATION PLAN (As amended and restated effective November 11, 2013) The purpose of the TubeMogul, Inc. 2007 Equity Compensation Plan (the “Plan”) is to provide (a) designated employees of TubeMogul, Inc. (the “Company”) and its parents and subsidiaries, (b) certain consultants and advisors who perform services for the Company or its parents or s |
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| March 26, 2014 |
EX-4.2 Exhibit 4.2 TUBEMOGUL, INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT December 10, 2012 TUBEMOGUL, INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT This Amended and Restated Investor Rights Agreement (this “Agreement”) is made and entered into as of December 10, 2012 (the “Effective Date”) by and among TubeMogul, Inc., a California corporation (the “Company”), the holders of Common |
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| March 26, 2014 |
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EX-10.8 Exhibit 10.8 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of August 21, 2013 (the “Restatement Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and TUBEMOGUL, INC., a California corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay |
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| March 26, 2014 |
EX-21.1 Exhibit 21.1 SUBSIDIARIES OF TUBEMOGUL, INC. Name of Subsidiary Jurisdiction of Organization TubeMogul Australia Pty Ltd Australia TubeMogul Canada, Inc. Canada TubeMogul Japan Inc. Japan TubeMogul Singapore Pte. Ltd. Singapore TubeMogul Information Technology (Shanghai) Co., Ltd. China TubeMogul UK Limited United Kingdom Illumenix, Inc. Delaware TubeMogul Ukraine LLC Ukraine |
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| March 26, 2014 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TUBEMOGUL, INC. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TUBEMOGUL, INC. TubeMogul, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is TubeMogul, Inc. 2. The corporation was incorporated in Delaware pursuant to a Certificate of Incorporation filed with the Secretary of State of the State |
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| March 26, 2014 |
DLA Piper LLP (US) 2000 University Avenue East Palo Alto, California 94303-2214 www. |
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| March 26, 2014 |
EX-10.1 Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement, dated , is made between TubeMogul, Inc., a Delaware corporation (the “Company”), and (the “Indemnitee”). RECITALS A. The Company desires to attract and retain the services of talented and experienced individuals, such as Indemnitee, to serve as directors and officers of the Company and its subsidiaries and wishes to ind |
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| February 28, 2014 |
EX-4.2 Exhibit 4.2 TUBEMOGUL, INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT December 10, 2012 TUBEMOGUL, INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT This Amended and Restated Investor Rights Agreement (this “Agreement”) is made and entered into as of December 10, 2012 (the “Effective Date”) by and among TubeMogul, Inc., a California corporation (the “Company”), the holders of Common |
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| February 28, 2014 |
EX-4.4 Exhibit 4.4 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LA |
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| February 28, 2014 |
EX-10.8 Exhibit 10.8 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of August 21, 2013 (the “Restatement Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and TUBEMOGUL, INC., a California corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay |
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| February 28, 2014 |
DLA Piper LLP (US) 2000 University Avenue East Palo Alto, California 94303-2214 www. |
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| February 28, 2014 |
EX-4.3 Exhibit 4.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LA |
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| February 28, 2014 |
DRS/A Table of Contents Confidential draft No. 2 as confidentially submitted to the Securities and Exchange Commission on February 28, 2014 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FO |
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| February 28, 2014 |
EX-10.2 Exhibit 10.2 TUBEMOGUL, INC. 2007 EQUITY COMPENSATION PLAN (As amended and restated effective November 11, 2013) The purpose of the TubeMogul, Inc. 2007 Equity Compensation Plan (the Plan) is to provide (a) designated employees of TubeMogul, Inc. (the Company) and its parents and subsidiaries, (b) certain consultants and advisors who perform services for the Company or its parents or s |
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| January 24, 2014 |
EX-10.5 Exhibit 10.5 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of August 21, 2013 (the “Restatement Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and TUBEMOGUL, INC., a California corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay |
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| January 24, 2014 |
EX-4.4 Exhibit 4.4 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LA |
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| January 24, 2014 |
EX-4.3 Exhibit 4.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LA |
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| January 24, 2014 |
EX-4.2 Exhibit 4.2 TUBEMOGUL, INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT December 10, 2012 TUBEMOGUL, INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT This Amended and Restated Investor Rights Agreement (this “Agreement”) is made and entered into as of December 10, 2012 (the “Effective Date”) by and among TubeMogul, Inc., a California corporation (the “Company”), the holders of Common |
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| January 24, 2014 |
EX-10.2 Exhibit 10.2 TUBEMOGUL, INC. 2007 EQUITY COMPENSATION PLAN (As amended and restated effective November 11, 2013) The purpose of the TubeMogul, Inc. 2007 Equity Compensation Plan (the “Plan”) is to provide (a) designated employees of TubeMogul, Inc. (the “Company”) and its parents and subsidiaries, (b) certain consultants and advisors who perform services for the Company or its parents or s |
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| January 24, 2014 |
DRS Table of Contents As confidentially submitted to the Securities and Exchange Commission on January 24, 2014 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. |
