Grundläggande statistik
| LEI | 549300S4QF6KU1JNI295 |
| CIK | 1564709 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Truett-Hurst, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| March 28, 2019 |
THST / Truett-Hurst, Inc. 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35973 Truett-Hurst, Inc. (Exact name of registrant as specified in its chart |
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| March 18, 2019 |
THST / Truett-Hurst, Inc. FORM 25 25 1 tv516498form25.htm FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35973 TRUETT-HURST, INC. / THE NASDAQ STOCK MARKET (Exact name of Issuer as specified in its charter, and name of Exchange where security is li |
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| March 8, 2019 |
EX-99.1 2 tv515830ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Truett-Hurst Contact: Investor Relations Phone: (707) 431-7020 Email: [email protected] Truett-Hurst Announces Voluntary Plan for NASDAQ Delisting and SEC Deregistration of Class A Common Stock HEALDSBURG, CA — March 8, 2019 — Truett-Hurst, Inc. (NASDAQ: THST, the “Company”) today announced that its Board of Directors approved the Company und |
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| March 8, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2019 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| March 8, 2019 |
THST / Truett-Hurst, Inc. / North Star Investment Management Corp. - SC 13D/A Activist Investment North Star Investment Management Corp.: Form SC 13D/A - Truett-Hurst, Inc. - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) TRUETT-HURST, INC. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 897871109 (CUSIP Number) Andrew Ei |
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| February 28, 2019 |
Truett-Hurst Announces Final Results of Tender Offer Exhibit (a)(5)(v) Truett-Hurst Contact: Investor Relations Phone: (707) 431-7020 Email: IR@truetthurst. |
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| February 28, 2019 |
THST / Truett-Hurst, Inc. / Truett-hurst, Inc. - SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO SCHEDULE TO SCHEDULE 13E-3 Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Truett-Hurst, Inc. (Name Of Subject Company (Issuer) And Filing Person (Offeror)) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 897871109 (CUSIP Number |
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| February 25, 2019 |
Truett-Hurst Announces Preliminary Results of Tender Offer EX-99.(A)(5)(IV) 2 tv514587exa5iv.htm EXHIBIT (A)(5)(IV) Exhibit (a)(5)(iv) Truett-Hurst Contact: Investor Relations Phone: (707) 431-7020 Email: [email protected] Truett-Hurst Announces Preliminary Results of Tender Offer HEALDSBURG, CA — February 25, 2019 — Truett-Hurst, Inc. (NASDAQ: THST) today announced the preliminary results of its self tender offer to purchase up to 1,000,000 shares of it |
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| February 25, 2019 |
THST / Truett-Hurst, Inc. / Truett-hurst, Inc. - SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO SCHEDULE TO SCHEDULE 13E-3 Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Truett-Hurst, Inc. (Name Of Subject Company (Issuer) And Filing Person (Offeror)) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 897871109 (CUSIP Number |
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| February 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 thst-8k20190213.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2019 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation |
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| February 14, 2019 |
Truett-Hurst, Inc. Reports Second Quarter and First Half Fiscal 2019 Results EX-99.1 2 thst-ex9916.htm EX-99.1 Exhibit 99.1 Truett-Hurst, Inc. Reports Second Quarter and First Half Fiscal 2019 Results Healdsburg, California (February 13, 2019) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek Valley of Sonoma County, California, reported results for |
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| February 14, 2019 |
THST / Truett-Hurst, Inc. / Truett-hurst, Inc. - SC TO-I/A SC TO-I/A 1 tv513464sctoia.htm SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE TO SCHEDULE 13E-3 Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Truett-Hurst, Inc. (Name Of Subject Company (Issuer) And Filing Person (Offeror)) Class A Common Stock, par value $0.001 per share (Title of Cla |
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| February 14, 2019 |
Master Loan Agreement with American AgCredit, FLCA, dated December 17, 2018. EX-10.6 2 thst-ex106525.htm EX-10.6 Exhibit 10.6 MASTER LOAN AND MEMBERSHIP AGREEMENT American AgCredit, ACA and its Subsidiaries This Master Loan and Membership Agreement (the "Master Agreement") is entered into and made effective this December 17, 2018 by H.D.D. LLC, a California limited liability company (collectively, whether one or more, "Borrower") and American AgCredit, ACA ("ACA") and/or a |
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| February 14, 2019 |
THST / Truett-Hurst, Inc. 10-Q2 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35973 TRUETT-HU |
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| February 14, 2019 |
February 14, 2019 VIA EDGAR Mr. Perry J. Hindin Special Counsel Office of Mergers & Acquisitions U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 Re: Truett-Hurst, Inc. Schedule 13E-3 and Schedule TO-I Filed January 14, 2019 File No. 005-87507 Dear Mr. Hindin: On behalf of Truett-Hurst, Inc., a Delaware corporation (the “Company”), the Company hereby responds |
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| February 14, 2019 |
Truett-Hurst Announces Amendment of Tender Offer to Purchase up to 1,000,000 of its Shares EX-99.(A)(5)(III) 2 tv513464exa5iii.htm EXHIBIT (A)(5)(III) Exhibit (a)(5)(iii) Truett-Hurst Contact: Investor Relations Phone: (707) 431-7020 Email: [email protected] Truett-Hurst Announces Amendment of Tender Offer to Purchase up to 1,000,000 of its Shares HEALDSBURG, CA — February 14, 2019 — Truett-Hurst, Inc. (NASDAQ: THST) announced today that it has amended its previously announced self ten |
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| February 11, 2019 |
Truett-Hurst Announces Extension of Tender Offer to Purchase up to 1,000,000 of its Shares Exhibit (a)(5)(ii) Truett-Hurst Contact: Investor Relations Phone: (707) 431-7020 Email: IR@truetthurst. |
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| February 11, 2019 |
THST / Truett-Hurst, Inc. / Truett-hurst, Inc. - SC TO-I/A SC TO-I/A 1 tv513002sctoia.htm SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE TO SCHEDULE 13E-3 Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Truett-Hurst, Inc. (Name Of Subject Company (Issuer) And Filing Person (Offeror)) Class A Common Stock, par value $0.001 per share (Title of Cla |
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| January 14, 2019 |
Truett-Hurst Commences Tender Offer to Purchase up to 1,000,000 of its Shares Exhibit (a)(5)(i) Truett-Hurst Contact: Investor Relations Phone: (707) 431-7020 Email: IR@truetthurst. |
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| January 14, 2019 |
THST / Truett-Hurst, Inc. / Truett-hurst, Inc. - SC TO / SCHEDULE 13E-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO SCHEDULE 13E-3 Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Truett-Hurst, Inc. (Name Of Subject Company (Issuer) And Filing Person (Offeror)) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 897871109 (CUSIP Number of Class of Secur |
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| January 14, 2019 |
EX-99.(A)(1)(V) 6 tv510909-exa1v.htm EXHIBIT (A)(1)(V) Exhibit (a)(1)(v) Offer to Purchase for Cash by Truett-Hurst, Inc. Up to 1,000,000 Shares of Its Class A Common Stock at a Cash Purchase Price of $2.40 per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON FEBRUARY 11, 2019, UNLESS THE OFFER IS EXTENDED (SUCH D |
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| January 14, 2019 |
EX-99.(A)(1)(I) 2 tv510909-exa1i.htm EXHIBIT (A)(1)(I) Exhibit (a)(1)(i) Offer to Purchase by Truett-Hurst, Inc. Up to 1,000,000 Shares of Its Class A Common Stock At a Cash Purchase Price of $2.40 per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON FEBRUARY 11, 2019, UNLESS THE OFFER IS EXTENDED (SUCH DATE AND |
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| January 14, 2019 |
EX-99.(A)(1)(IV) 5 tv510909-exa1iv.htm EXHIBIT (A)(1)(IV) Exhibit (a)(1)(iv) Offer to Purchase for Cash by Truett-Hurst, Inc. Up to 1,000,000 Shares of Its Common Stock at a Cash Purchase Price of $2.40 per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON FEBRUARY 11, 2019, UNLESS THE OFFER IS EXTENDED (SUCH DATE |
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| January 14, 2019 |
Exhibit (a)(1)(ii) Letter of Transmittal to Tender Shares of Class A Common Stock of Truett-hurst, Inc. |
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| January 14, 2019 |
Notice of Guaranteed Delivery For Tender of Shares of Class A Common Stock of Truett-Hurst, Inc. EX-99.(A)(1)(III) 4 tv510909-exa1iii.htm EXHIBIT (A)(1)(III) Exhibit (a)(1)(iii) Notice of Guaranteed Delivery For Tender of Shares of Class A Common Stock of Truett-Hurst, Inc. THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON FEBRUARY 11, 2019, UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EXTENDED, T |
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| January 14, 2019 |
Exhibit (c)(2) Fairness Opinion – Presentation to the Special Committee January 3rd, 2019 2 CONFIDENTIAL Preface These materials were prepared by MHT Securities (“MHT,“ our”, “we” or “us”) as part of a presentation being made in support of our formal written opinion being delivered to the Special Committee of the Board of Directors (the “Special Committee”) of Truett - Hurst, Inc . |
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| January 14, 2019 |
MHT Securities, L.P. | 101 Montgomery St., Suite 1300, San Francisco, CA 94104 | Member FINRA/SIPC Exhibit (c)(1) January 3, 2019 CONFIDENTIAL The Special Committee of the Board of Directors Truett-Hurst, Inc. |
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| January 9, 2019 |
THST / Truett-Hurst, Inc. / North Star Investment Management Corp. - SC 13D/A Activist Investment North Star Investment Management Corp.: Form SC 13D/A - Truett-Hurst, Inc. - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4) TRUETT-HURST, INC. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 897871109 (CUSIP Number) Andrew Ei |
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| January 7, 2019 |
Amendment to Offer Letter, dated December 31, 2018, between the Company and Karen Weaver Exhibit 10.1 [Company letterhead] December 31, 2018 Karen Weaver c/o HDD, LLC dba Truett Hurst 125 Foss Creek Circle Healdsburg, CA 95448 Re: Amendment of Offer Letter Dear Karen: Reference is made to your offer letter from HDD, LLC dba Truett Hurst (the “Company”), dated November 21, 2017 (as amended, the “Offer Letter”). This letter sets forth our agreement to further amend the Offer Letter as s |
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| January 7, 2019 |
8-K 1 tv5105278k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2019 (December 31, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdictio |
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| December 28, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2018 (December 21, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commiss |
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| November 20, 2018 |
THST / Truett-Hurst, Inc. 10-Q (Quarterly Report) 10-Q 1 thst-10q20180930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commissio |
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| November 19, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2018 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| November 19, 2018 |
Truett-Hurst, Inc. Reports First Quarter Results Exhibit 99.1 Truett-Hurst, Inc. Reports First Quarter Results Healdsburg, California (November 19, 2018) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek Valley of Sonoma County, California, reported results for the first quarter of fiscal year 2019 which ended on Septembe |
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| November 14, 2018 |
THST / Truett-Hurst, Inc. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-35973 CUSIP NUMBER 897871109 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Tr |
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| October 29, 2018 |
Bylaws of Truett-Hurst, Inc., as amended EXHIBIT 3.2 BYLAWS OF TRUETT-HURST, INC. a Delaware Corporation TABLE OF CONTENTS Page ARTICLE 1 OFFICES 1 Section 1.1 Registered Office 1 Section 1.2 Other Offices 1 ARTICLE 2 STOCKHOLDERS’ MEETINGS 1 Section 2.1 Place of Meetings 1 Section 2.2 Annual Meetings 2 Section 2.3 Special Meetings 2 Section 2.4 Notice of Meetings 2 Section 2.5 Quorum and Voting 4 Section 2.6 Voting Rights 4 Section 2.7 |
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| October 29, 2018 |
Offer Letter, dated April 12, 2016, with Jason Strobbe EXHIBIT 10.1 April 21, 2016 Dear Jason: It is with great pleasure that H.D.D. LLC (“HDD”, “Truett Hurst, or the “Company”) offers you the position of Vice President of Sales. In your position you will be reporting to Phillip Hurst, President and Chief Executive Officer. We confirm your state date of May 9, 2016. Our offer for compensation, incentives and company benefits is as follows: · Annualize |
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| October 29, 2018 |
THST / Truett-Hurst, Inc. FORM 10-K/A (Annual Report) 10-K/A 1 tv50566610ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2018 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File |
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| October 29, 2018 |
EXHIBIT 10.2 EMPLOYEE SEPARATION AND RELEASE This release confirms the terms of your separation from employment with H.D.D., LLC (the “Company”) and Insperity PEO Services, L.P. (“Insperity”). You acknowledge that your employment with the Company and Insperity terminated effective August 31, 2018. You agree that you have been paid all wages, salary, bonuses, commissions, expense reimbursements, an |
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| October 15, 2018 |
Truett-Hurst, Inc. Reports Fiscal Year 2018 Results Exhibit 99.1 Truett-Hurst, Inc. Reports Fiscal Year 2018 Results Healdsburg, California (October 15, 2018) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek Valley of Sonoma County, California, reported results for its fiscal year 2018 which ended on June 30, 2018. FY18 vs. |
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| October 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 thst-8k20181015.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) |
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| October 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 (October 9, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State of Incorporation) (Commission File Nu |
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| October 15, 2018 |
Certificate of Amendment to Bylaws of Truett-Hurst, Inc., effective October 9, 2018 EX-3.1 2 tv504777ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF BYLAWS OF TRUETT-HURST, INC. The undersigned, Karen Weaver, hereby certifies that: 1. She is the duly elected and acting Secretary of Truett-Hurst, Inc., a Delaware corporation (the “Corporation”). 2. Section 4.2(b) of ARTICLE 4 of the Corporation’s Bylaws (the “Bylaws”) is hereby deleted in its entirety and replaced wi |
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| October 15, 2018 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registant: H.D.D., LLC – Incorporated in California |
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| October 15, 2018 |
EX-10.9 2 thst-ex109311.htm EX-10.9 Exhibit 10.9 [Company letterhead] July 11, 2018 Karen Weaver c/o HDD, LLC dba Truett Hurst 125 Foss Creek Circle Healdsburg, CA 95448 Re:Amendment of Offer Letter Dear Karen: Reference is made to your offer letter from HDD, LLC dba Truett Hurst (the “Company”), dated November 21, 2017 (the “Offer Letter”). This letter sets forth our agreement to amend the Offer |
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| October 15, 2018 |
THST / Truett-Hurst, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35973 TRUETT-HURST, INC. (E |
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| September 28, 2018 |
THST / Truett-Hurst, Inc. S-8 POS S-8 POS 1 tv503701s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 28, 2018 Registration No. 333-192136 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRUETT-HURST, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 46-1561 |
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| September 28, 2018 |
THST / Truett-Hurst, Inc. S-8 POS S-8 POS 1 tv503700s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 28, 2018 Registration No. 333-200801 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRUETT-HURST, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 46-1561 |
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| September 28, 2018 |
THST / Truett-Hurst, Inc. POS AM As filed with the Securities and Exchange Commission on September 28, 2018 Registration Statement No. |
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| September 28, 2018 |
THST / Truett-Hurst, Inc. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-35973 CUSIP NUMBER 897871109 (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transit |
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| August 16, 2018 |
Exhibit 10.2 TRANSITION SERVICES AGREEMENT This Transition Services Agreement (the "Agreement") is made and entered into on this 13th day of August, 2018 (the “Effective Date”), by and among Precept Brands LLC, a Washington limited liability company (“Precept”), on the one hand, and Truett-Hurst, Inc., a Delaware corporation (“Truett”) and H.D.D. LLC, a California limited liability company (“HDD” |
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| August 16, 2018 |
8-K 1 tv5010578k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2018 (August 13, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State of Incor |
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| August 16, 2018 |
EX-99.1 5 tv501057ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Truett-Hurst, Inc. FOR IMMEDIATE RELEASE August 13, 2018 Truett-Hurst, Inc. 125 Foss Creek Circle Healdsburg, CA 95448 tel: 707.431.4423 fax: 707.395.0289 email: [email protected] TRUETT-HURST, INC. ANNOUNCES SALE OF WHOLESALE WINE BUSINESS TO PRECEPT BRANDS, LLC Healdsburg, California (August 13, 2018) – Truett-Hurst, Inc. (NASDAQ: THST) |
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| August 16, 2018 |
Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS The following Unaudited Pro Forma Condensed Consolidated Balance Sheet and the Unaudited Pro Forma Condensed Consolidated Statements of Operations are derived from the historical consolidated financial statements of Truett-Hurst, Inc. (the "Truett –Hurst") and give effect to (i) the asset sale (the "Sale") of the Truett-H |
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| August 16, 2018 |
Exhibit 10.1 Royalty Payment AGREEMENT This Royalty Payment Agreement (“Royalty Agreement”) is made this 1st day of September, 2018 (“Effective Date”), by and between Precept Brands LLC, a Washington limited liability company (“Precept”) and H.D.D. LLC, a California limited liability company (“HDD” or “Seller”), who are sometimes individually referred to herein as a “Party” and sometimes collectiv |
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| August 16, 2018 |
Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT between PRECEPT BRANDS LLC and TRUETT-HURST, INC. and H.D.D. LLC August 13, 2018 Purchase of Assets Truett-Hurst, Inc. H.D.D. LLC, Seller Precept Brands LLC, Buyer TABLE OF CONTENTS 1. Asset Purchase Agreement dated August 13, 2018 A. Exhibit A – Inventory B. Exhibit B – Supplies C. Exhibit C – Precept Assumed Agreements D. Exhibit D – Intelle |
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| August 16, 2018 |
North Star Investment Management Corporation - Schedule 13 D/A - Filed by newsfilecorp. |
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| July 17, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2018 (July 11, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File |
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| June 1, 2018 |
8-K 1 thst-8k20180530.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2018 (May 30, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of inc |
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| May 16, 2018 |
THST / Truett-Hurst, Inc. 10-Q/A (Quarterly Report) 10-Q/A 1 thst-10qa20180331.htm 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition per |
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| May 15, 2018 |
THST / Truett-Hurst, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35973 TRUETT-HURST |
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| May 15, 2018 |
Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT THIS SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement”) is made by and between Evan B. Meyer (“Meyer”) and Truett-Hurst, Inc., including its predecessors, successors, affiliates, parents, subsidiaries, and related entities (the “Company”) (collectively, with Meyer, the “Parties”). WHEREAS, the Company has decided to terminate Meyer fro |
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| May 15, 2018 |
Truett-Hurst, Inc. Reports Third Quarter and First Half Fiscal 2018 Results Exhibit 99.1 Truett-Hurst, Inc. Reports Third Quarter and First Half Fiscal 2018 Results Healdsburg, California (May 15, 2018) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek Valley of Sonoma County, California, reported results for the third quarter of fiscal year 2018 w |
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| May 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2018 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| May 1, 2018 |
THST / Truett-Hurst, Inc. DEFINITIVE PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 30, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2018 (April 27, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 30, 2018 |
Truett-Hurst, Inc. Announces Appointment of New Chief Financial Officer Exhibit 99.1 FOR IMMEDIATE RELEASE Date: April 30, 2018 Contact: Lori Green 707-431-4445 [email protected] Truett-Hurst, Inc. Announces Appointment of New Chief Financial Officer (HEALDSBURG, Calif.) – April 30, 2018 Truett-Hurst, Inc. (the “Company”) today announced the appointment of Karen Weaver as Chief Financial Officer (CFO) of the Company, effective April 27, 2018, in which capacity Ms. |
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| April 18, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2018 (April 12, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 18, 2018 |
Letter from Paul J. Weber, dated as of April 12, 2018. Exhibit 17.1 Paul J. Weber April 12, 2018 Phil Hurst, Chairman Truett-Hurst, Inc. Dear Phil: Please accept this letter as my resignation from the Board of Directors of Truett-Hurst Inc., effective as of April 15, 2018. My reasons for resigning are concerns over the handling of the recent departure of the Company’s Chief Financial Officer. Best of Luck in the future, /s/ Paul J. Weber Paul J. Weber |
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| April 17, 2018 |
THST / Truett-Hurst, Inc. FORM 10-K/A (Annual Report) 10-K/A 1 tv49115710ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2017 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File |
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| April 17, 2018 |
Amended and Restated Certificate of Incorporation of Truett-Hurst, Inc. EX-3.1 2 tv491157ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TRUETT-HURST, INC. Truett-Hurst, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify: FIRST: The Corporation’s Amended and Restated Certificate of Incorporation set forth in Exhibit A hereto was duly adopt |
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| March 29, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2018 (March 29, 2018) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 14, 2018 |
Truett-Hurst, Inc. Reports Second Quarter and First Half Fiscal 2018 Results EX-99.1 2 thst-ex9916.htm EX-99.1 Exhibit 99.1 Truett-Hurst, Inc. Reports Second Quarter and First Half Fiscal 2018 Results Healdsburg, California (February 14, 2018) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek Valley of Sonoma County, California, reported results for |
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| February 14, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 thst-8k20180214.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2018 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation |
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| February 14, 2018 |
THST / Truett-Hurst, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2017 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35973 TRUETT-HU |
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| January 8, 2018 |
THST / Truett-Hurst, Inc. / North Star Investment Management Corp. - SC 13D/A Activist Investment North Star Investment Management Corp.: Form SC 13D/A - Truett-Hurst, Inc. - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) TRUETT-HURST, INC. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 897871109 (CUSIP Number) Andrew Ei |
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| December 26, 2017 |
North Star Investment Management Corporation - Schedule 13D/A - Filed by newsfilecorp. |
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| November 21, 2017 |
8-K 1 tv4800818k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2017 (November 20, 2017) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdict |
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| November 20, 2017 |
thst-ex9916.htm Exhibit 99.1 Truett-Hurst, Inc. Reports Results for the First Quarter of Fiscal Year 2018 Ended September 30, 2017 Healdsburg, California (November 20, 2017) ? Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek Valley of Sonoma County, California, reported resu |
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| November 20, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 thst-8k20171120.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation |
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| November 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 thst-10q20170930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2017 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commissio |
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| November 14, 2017 |
THST / Truett-Hurst, Inc. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-35973 CUSIP NUMBER 897871109 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Tr |
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| October 13, 2017 |
Truett-Hurst, Inc. Reports Results for the Fiscal Year Ended June 30, 2017 thst-ex9916.htm Exhibit 99.1 Truett-Hurst, Inc. Reports Results for the Fiscal Year Ended June 30, 2017 Healdsburg, California (October 13, 2017) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek Valley of Sonoma County, California, reported results for its fiscal year 2017 |
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| October 13, 2017 |
Truett-Hurst 8-K (Current Report/Significant Event) thst-8k20171013.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2017 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commissi |
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| October 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2017 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35973 TRUETT-HURST, INC. (E |
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| September 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-35973 CUSIP NUMBER 897871109 (Check one): x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transit |
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| September 12, 2017 |
Exhibit 10.2 ACCOUNTS RECEIVABLE LINE OF CREDIT NOTE August 17, 2017 $10,000,000.00 For value received, the undersigned H.D.D, LLC, a California limited liability company (the ?Borrower?), promises to pay to the order of Bank of the West (together with its successors and assigns, the ?Lender?), the principal amount of up to Ten Million Dollars and Zero Cents ($10,000,000,00) on or before July 31, |
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| September 12, 2017 |
Modification Agreement by and between H.D.D. LLC and Bank of the West, dated as of August 17, 2017. Exhibit 10.1 MODIFICATION AGREEMENT This MODIFICATION AGREEMENT (this ?Agreement?) is entered into as of August 17, 2017, between H.D.D. LLC, a California limited liability company, with an address of 125 Foss Creek Circle, Healdsburg, California 95448 (the ?Borrower?) and Bank of the West, a California banking corporation with an address of 6873 N. West Ave., Suite 102, Fresno, California 93711 ( |
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| September 12, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2017 (September 8, 2017) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35973 (Commission File N |
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| September 11, 2017 |
THST / Truett-Hurst, Inc. / North Star Investment Management Corp. - SC 13D Activist Investment North Star Investment Management Corp.: Form SC 13D- Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TRUETT-HURST, INC. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 897871109 (CUSIP Number) Andrew Eisenberg, General Counsel/Chief Compliance Of |
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| May 23, 2017 |
8-K 1 v4676938k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2017 (May 19, 2017) TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of inc |
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| May 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2017 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HURS |
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| May 10, 2017 |
EX-10.1 2 v466633ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 [BANK OF THE WEST LETTERHEAD] April 19, 2017 CONDITIONAL WAIVER LETTER H.D.D. LLC 125 Foss Creek Circle Healdsburg, CA 95448 Attention: Phillip L. Hurst Re: Loan and Security Agreement dated July 6, 2015 (the “Agreement”) executed by H.D.D. LLC (the “Borrower”) and Bank of the West, a California banking corporation (the “Lender”). Dear Mr. Hurs |
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| May 10, 2017 |
EX-10.2 3 v466633ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 [BANK OF THE WEST LETTERHEAD] May 9, 2017 CONDITIONAL WAIVER LETTER H.D.D. LLC 125 Foss Creek Circle Healdsburg, CA 95448 Attention: Phillip L. Hurst Re: Loan and Security Agreement dated July 6, 2015 (the “Agreement”) executed by H.D.D. LLC (the “Borrower”) and Bank of the West, a California banking corporation (the “Lender”). Dear Mr. Hurst: |
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| May 10, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 v4666338k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Co |
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| April 7, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2017 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| April 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 10, 2017 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2017 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2016 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-H |
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| February 8, 2017 |
February 8, 2017 NASDAQ: THST 1 Truett - Hurst, Inc. FY17 Q2 Earnings Call Exhibit 99.2 February 8, 2017 NASDAQ: THST 1 Truett - Hurst, Inc. FY17 Q2 Earnings Call Agenda • Financial Update • Second Quarter: FY17 vs. FY16 • First Half: FY17 vs. FY16 • First Half: Statement of Operations Recap • First Half: Segment Analysis • Select Balance Sheet Data • Business Update • Q&A • Appendix – Ownership Structure 2/8/17 2 FINANCIAL UPDATE 2/8/17 3 Q2: FY17 vs. FY16 2/8/17 4 FY 1 |
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| February 8, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2017 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| February 8, 2017 |
Truett-Hurst, Inc. Reports Second Quarter and First Half Fiscal 2017 Results Exhibit 99.1 Truett-Hurst, Inc. Reports Second Quarter and First Half Fiscal 2017 Results Healdsburg, California (February 8, 2017) ? Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative super-premium and ultra-premium wine sales, marketing, and production company based in the acclaimed Dry Creek and Russian River Valleys of Sonoma County, California, reported results for the second qua |
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| January 10, 2017 |
North Star Investment Management Corp.: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 4 Truett-Hurst, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 897871109 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of th |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2016 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT- |
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| November 7, 2016 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2016 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| November 7, 2016 |
Exhibit 99.1 Truett-Hurst, Inc. Reports Results for the First Quarter of Fiscal Year 2017 Ended September 30, 2016 Healdsburg, California (November 7, 2016) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative and fast growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek and Russian River Valleys of Sonoma County, Califo |
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| November 7, 2016 |
Exhibit 99.2 Truett - Hurst, Inc. FY17 Q1 Earnings Call November 7, 2016 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of the Private Securities Litigation Reform Act of 1995 , Section 27 A of the Securities Act of 1933 and Section 21 E of the Securitie |
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| October 27, 2016 |
Truett-Hurst FORM 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2016 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HURST, INC. |
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| October 3, 2016 |
Truett-Hurst, Inc. Announces Appointment of New Chief Financial Officer EX-99.1 2 v449913ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Date: October 3, 2016 Contact: Tim McDonald 707-363-0174 [email protected] Truett-Hurst, Inc. Announces Appointment of New Chief Financial Officer (HEALDSBURG, Calif.) – October 3, 2016 Truett-Hurst, Inc. (the “Company”) today announced the appointment of Evan B. Meyer as Chief Financial Officer (CFO), effective Octob |
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| October 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2016 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2016 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HURST, INC. ( |
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| September 22, 2016 |
Truett - Hurst, Inc. FY16 Q4 Earnings Call September 21, 2016 NASDAQ: THST 1 Exhibit 99.2 Truett - Hurst, Inc. FY16 Q4 Earnings Call September 21, 2016 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of the Private Securities Litigation Reform Act of 1995 , Section 27 A of the Securities Act of 1933 and Section 21 E of the Securit |
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| September 22, 2016 |
Truett-Hurst, Inc. Reports Results for the Fiscal Year 2016 Ended June 30, 2016 EX-99.1 2 v44922699-1.htm EXHIBIT 99.1 Exhibit 99.1 Truett-Hurst, Inc. Reports Results for the Fiscal Year 2016 Ended June 30, 2016 Healdsburg, California (September 21, 2016) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative and fast growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek and Russian River Valleys of So |
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| September 22, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2016 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| August 2, 2016 |
EX-10.1 2 v445687ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 |
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| August 2, 2016 |
EX-99.1 4 v445687ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Date: July 29, 2016 Contact: Paul Forgue 707-431-4423 [email protected] Truett-Hurst, Inc. Announces Renewal of Credit Facility (HEALDSBURG, Calif.) – July 29, 2016 Truett-Hurst, Inc. (the “Company”) today announced that it renewed its credit facilities with its lender Bank of the West. The renewal maintains the $10 mil |
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| August 2, 2016 |
Exhibit 10.2 |
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| August 2, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| July 28, 2016 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Date: July 28, 2016 Contact: Paul Forgue 707-431-4423 [email protected] Innovative wine industry veteran Phil Hurst Announces Changes at Truett-Hurst, Inc. (NASDAQ THST) Ties cut with former partner Bill Hambrecht; VML Russian River tasting room returns to its roots in Dry Creek Valley (HEALDSBURG, Calif.) ? July 28, 2016 Phil Hurst, Co-Founder and President a |
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| July 28, 2016 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2016 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| May 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2016 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HURS |
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| May 11, 2016 |
Truett - Hurst, Inc. FY16 Q3 Earnings Call May 10, 2016 NASDAQ: THST 1 Exhibit 99.2 Truett - Hurst, Inc. FY16 Q3 Earnings Call May 10, 2016 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of the Private Securities Litigation Reform Act of 1995 , Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Ex |
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| May 11, 2016 |
Exhibit 99.1 Truett-Hurst, Inc. Reports Results for the Third Quarter of Fiscal 2016 and the Nine Months Ended March 31, 2016 Healdsburg, California (May 10, 2016) ? Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative and fast growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek and Russian River Valleys of Sonoma County, |
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| May 11, 2016 |
Truett-Hurst 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2016 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| February 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2015 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-H |
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| February 10, 2016 |
Truett-Hurst, Inc. Reports Second Quarter and First Half Fiscal 2016 Results Exhibit 99.1 Truett-Hurst, Inc. Reports Second Quarter and First Half Fiscal 2016 Results Healdsburg, California (February 9, 2016) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative and fast growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek and Russian River Valleys of Sonoma County, California, reported results fo |
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| February 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2016 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| February 10, 2016 |
Truett - Hurst, Inc. FY16 Q2 Earnings Call February 9, 2016 NASDAQ: THST 1 Exhibit 99.2 Truett - Hurst, Inc. FY16 Q2 Earnings Call February 9, 2016 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of the Private Securities Litigation Reform Act of 1995 , Section 27 A of the Securities Act of 1933 and Section 21 E of the Securitie |
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| January 26, 2016 |
Truett-Hurst, Inc. Announces Disposition of The Wine Spies Membership Interest EX-99.1 2 v429752ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Truett-Hurst, Inc. Announces Disposition of The Wine Spies Membership Interest Healdsburg, California (January 26, 2016) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative and fast growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek and Russian River Valleys of Son |
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| January 26, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2016 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 19, 2016 |
North Star Investment Management Corp.: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 4 Truett-Hurst, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 897871109 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of th |
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| January 7, 2016 |
Truett-Hurst NORTHPOINTE CAPITAL LLC (Passive Acquisition of More Than 5% of Shares) thsta1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* TRUETT-HURST INC (Name of Issuer) Common Stock (Title of Class of Securities) 897871109 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| December 21, 2015 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission F |
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| November 23, 2015 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| November 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2015 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT- |
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| November 10, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| November 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| November 10, 2015 |
Truett-Hurst, Inc. Reports First Quarter FY16 Results Exhibit 99.1 Truett-Hurst, Inc. Reports First Quarter FY16 Results Healdsburg, California (November 10, 2015) – Truett-Hurst, Inc. (NASDAQ: THST), which operates an innovative and fast growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek and Russian River Valleys of Sonoma County, California, reported results for the first quarter of |
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| November 10, 2015 |
Truett - Hurst, Inc. FY16 Q1 Earnings Call November 10, 2015 NASDAQ: THST 1 Exhibit 99.2 Truett - Hurst, Inc. FY16 Q1 Earnings Call November 10, 2015 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of the Private Securities Litigation Reform Act of 1995 , Section 27 A of the Securities Act of 1933 and Section 21 E of the Securiti |
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| November 9, 2015 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 27, 2015 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 9, 2015 |
Truett-Hurst DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| September 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HURST, I |
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| September 28, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 28, 2015 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of July 6, 2015, between H.D.D. LLC, a California limited liability company, with its chief executive office located at 125 Foss Creek Circle, Healdsburg, California 95448 (the “Borrower”) and Bank of the West, a California banking corporation, with an address of 6873 N. West Ave., Suite |
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| September 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HURST, INC |
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| September 28, 2015 |
Exhibit 21.1 Subsidiaries of the Registant: H.D.D., LLC ? Incorporated in California The Wine Spies ? Incorporated in California |
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| September 24, 2015 |
Truett-Hurst, Inc. Reports Fiscal 2015 Results Exhibit 99.1 Truett-Hurst, Inc. Reports Fiscal 2015 Results Healdsburg, California (September 24, 2015) – Truett-Hurst, Inc. (NASDAQ: THST) today reported results for fiscal 2015 (“FY15”), which ended June 30, 2015. Truett-Hurst, Inc. operates an innovative and fast growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek and Russian Riv |
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| September 24, 2015 |
Truett - Hurst, Inc. FY15 Earnings Call September 24, 2015 NASDAQ: THST 1 Exhibit 99.2 Truett - Hurst, Inc. FY15 Earnings Call September 24, 2015 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of the Private Securities Litigation Reform Act of 1995 , Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities |
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| September 24, 2015 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| July 17, 2015 |
EX-10.1 2 v415678ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of July 6, 2015, between H.D.D. LLC, a California limited liability company, with its chief executive office located at 125 Foss Creek Circle, Healdsburg, California 95448 (the “Borrower”) and Bank of the West, a California banking corporation, wi |
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| July 17, 2015 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File |
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| July 17, 2015 |
EX-99.1 4 v415678ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 News Release July 16, 2015 NASDAQ: THST Truett-Hurst, Inc. Announces Credit Facility Renewal and Increased Revolving Line of Credit Commitment to $10 million Healdsburg, California (July 16, 2015) – Truett-Hurst, Inc. (NASDAQ: THST) today announced that it has renewed its credit facilities with its incumbent lender Bank of the West. Recognizing |
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| July 17, 2015 |
Exhibit 10.2 ACCOUNTS RECEIVABLE Line of Credit NOTE July 6, 2015 $10,000,000.00 For value received, the undersigned H.D.D. LLC, a California limited liability company (the "Borrower"), promises to pay to the order of Bank of the West (together with its successors and assigns, the "Lender"), the principal amount of up to Ten Million Dollars and Zero Cents ($10,000,000.00) on or before July 31, 201 |
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| May 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2015 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35973 TRUETT-HURST |
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| May 13, 2015 |
Truett-Hurst, Inc. Reports Third Quarter Fiscal 2015 Results EX-99.1 2 v410189ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 news release May 13, 2015 NASDAQ: THST Truett-Hurst, Inc. Reports Third Quarter Fiscal 2015 Results Healdsburg, California (May 13, 2015) – Truett-Hurst, Inc. (NASDAQ: THST) today reported results for the third quarter and nine-month period of fiscal 2015 (“FY15”), which ended March 31, 2015. Truett-Hurst, Inc. operates an innovative and fast g |
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| May 13, 2015 |
Truett - Hurst, Inc. FY15Q3 Earnings Call May 13, 2015 NASDAQ: THST 1 Exhibit 99.2 Truett - Hurst, Inc. FY15Q3 Earnings Call May 13, 2015 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 . Such forward - looking statements a |
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| May 13, 2015 |
Truett-Hurst FORM 8-K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| April 10, 2015 |
THST / Truett-Hurst, Inc. / North Star Investment Management Corp. - SC 13G/A Passive Investment SC 13G/A 1 sched13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 3 Truett-Hurst, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 897871109 (CUSIP Number) March 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2014 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35973 TRUETT-HU |
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| February 11, 2015 |
Exhibit 99.2 Truett - Hurst, Inc. FY15Q2 Earnings Call February 11, 2015 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 . Such forward - looking stateme |
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| February 11, 2015 |
Truett-Hurst, Inc. Reports Second Quarter Fiscal 2015 Results Exhibit 99.1 February 11, 2015 NASDAQ: THST Truett-Hurst, Inc. Reports Second Quarter Fiscal 2015 Results Healdsburg, California (February 11, 2015) – Truett-Hurst, Inc. (NASDAQ: THST) today reported results for the second quarter and six-month period of fiscal 2015 (“FY15”), which ended December 31, 2014. Truett-Hurst, Inc. operates an innovative and fast growing super-premium and ultra-premium w |
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| February 11, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2015 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 001-35973 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| February 10, 2015 |
THST / Truett-Hurst, Inc. / North Star Investment Management Corp. - SC 13G/A Passive Investment North Star Investment Management Corporation - Schedule 13G/A - Filed by newsfilecorp. |
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| January 27, 2015 |
THST / Truett-Hurst, Inc. / NORTHPOINTE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRUETT-HURST INC (Name of Issuer) Common Stock (Title of Class of Securities) 897871109 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| December 8, 2014 |
THST / Truett-Hurst, Inc. S-8 - - FORM S-8 As filed with the Securities and Exchange Commission on December 5, 2014. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRUETT-HURST, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-1561499 (State or other jurisdiction of incorporation or organization) (I.R.S. Em |
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| November 25, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2014 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| November 25, 2014 |
Truett-Hurst, Inc. Elects New Independent Director EX-99.1 2 v395186ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 news release FOR IMMEDIATE RELEASE November 25, 2014 NASDAQ: THST Truett-Hurst, Inc. Elects New Independent Director Healdsburg, California (November 25, 2014) – Truett-Hurst, Inc. today announced that Marcus Benedetti has been elected to the Board of Directors, effective November 20, 2014. As previously reported, Truett-Hurst, Inc. held its 20 |
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| November 17, 2014 |
THST / Truett-Hurst, Inc. / Hurst Phillip L - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 TRUETT-HURST, INC. (Name of Company) CLASS A COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 897871109 (CUSIP Number) Phillip L. Hurst Truett-Hurst, Inc. 125 Foss Creek Circle Healdsburg, CA 95448 (707) 433-9545 (Name, Address and Telephone Number |
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| November 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ending September 30, 2014 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT |
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| November 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2014 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| November 10, 2014 |
Exhibit 99.1 news release November 10, 2014 NASDAQ: THST Truett-Hurst, Inc. Reports FY15Q1 Results: Net sales increased 20% to $6.5 million Overall gross margins increased to 38% Healdsburg, California (November 10, 2014) – Truett-Hurst, Inc. (NASDAQ: THST) today reported results for its first quarter fiscal 2015 (“FY15”), which ended September 30, 2014. Truett-Hurst, Inc. operates an innovative a |
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| November 10, 2014 |
Exhibit 99.2 Truett - Hurst, Inc. FY15Q1 Earnings Call November 10, 2014 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 . Such forward - looking stateme |
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| November 7, 2014 |
North Star Investment Management Corp.: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 1 Truett-Hurst, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 897871109 (CUSIP Number) October 31, 2014 (Date of Event which Requires Filing of th |
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| October 21, 2014 |
Truett-Hurst, Inc. Shares of Class A Common Stock 424B3 1 v391639424b3.htm FORM 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-198178 Truett-Hurst, Inc. 3,657,644 Shares of Class A Common Stock The stockholders of Truett-Hurst, Inc. identified on page 12 may offer and sell up to 3,657,644 shares of Class A common stock from time to time. Truett-Hurst, Inc. is a public company organized under the laws of Delaware and the sole managing |
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| October 16, 2014 |
THST / Truett-Hurst, Inc. CORRESP - - October 16, 2014 VIA EDGAR AND FACSIMILE Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| October 9, 2014 |
THST / Truett-Hurst, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |
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| October 6, 2014 |
THST / Truett-Hurst, Inc. S-3/A - - S-3/A As filed with the Securities and Exchange Commission on October 6, 2014 Registration No. |
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| September 30, 2014 |
THST / Truett-Hurst, Inc. PRE 14A - - PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| September 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HURST, INC |
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| September 26, 2014 |
EXHIBIT 99.1 September 25, 2014 NASDAQ: THST Truett-Hurst, Inc. Reports Fiscal 2014 Results Net sales increased 29% to $22.1 million, Gross margins expanded to 34% from 33% Healdsburg, California (September 25, 2014) – Truett-Hurst Inc. (NASDAQ: THST) today reported results for its fourth quarter and fiscal year 2014, which ended June 30. Truett-Hurst, Inc. operates an innovative and fast growing |
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| September 26, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3899268k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2014 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporatio |
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| September 26, 2014 |
Truett - Hurst, Inc. FY14 Earnings Call September 26, 2014 NASDAQ: THST 1 EXHIBIT 99.2 Truett - Hurst, Inc. FY14 Earnings Call September 26, 2014 NASDAQ: THST 1 2 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 . Such forward - looking statemen |
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| August 15, 2014 |
THST / Truett-Hurst, Inc. S-3 - - S-3 S-3 1 v386760s3.htm S-3 As filed with the Securities and Exchange Commission on August 15, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Truett-Hurst, Inc. (Exact name of registrant as specified in its charter) Delaware 46-1561499 (State or other jurisdiction of incorporation or or |
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| July 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) TRUETT-HURST, INC. (Name of Issuer) Class A Common stock, $0.001 par value (Title of Class of Securities) 897871109 (CUSIP Number) June 19, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| June 13, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2014 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S |
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| June 13, 2014 |
THST / Truett-Hurst, Inc. / Hurst Phillip L - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TRUETT-HURST, INC. (Name of Company) CLASS A COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 897871109 (CUSIP Number) Phillip L. Hurst Truett-Hurst, Inc. 125 Foss Creek Circle Healdsburg, CA 95448 (707) 431-4423 (Name, Address and Telephone Number o |
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| June 13, 2014 |
Exhibit 99.1 Truett-Hurst Inc. Announces Appointment of Paul A. Forgue as Chief Financial Officer and Chief Operating Officer Healdsburg, California (June 13, 2014) – Truett-Hurst Inc. (NASDAQ: THST), today announced the appointment of Paul A. Forgue as Chief Financial Officer and Chief Operating Officer, effective June 16, 2014. “We are pleased Paul Forgue is joining the Truett-Hurst team,” state |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ending March 31, 2014 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HUR |
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| May 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2014 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| May 7, 2014 |
Truett - Hurst, Inc. FY14Q3 Earnings Call May 7, 2014 NASDAQ - THST 1 Truett - Hurst, Inc. FY14Q3 Earnings Call May 7, 2014 NASDAQ - THST 1 Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 . Such forward - looking statements are only predict |
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| May 7, 2014 |
Truett-Hurst Inc. Reports Third Quarter Fiscal Year 2014 Financial Results news release May 6, 2014 NASDAQ: THST Truett-Hurst Inc. Reports Third Quarter Fiscal Year 2014 Financial Results Healdsburg, California (May 6, 2014) – Truett-Hurst Inc. (NASDAQ: THST), today reported fiscal year 2014 financial results for its third quarter and nine months ended March 31, 2014. “Our net sales continue to grow, increasing 44% for the quarter and 36% year-to-date compared to the sam |
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| March 17, 2014 |
THST / Truett-Hurst, Inc. / North Star Investment Management Corp. - SCHEDULE 13G Passive Investment North Star Investment Management Corp.: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRUETT – HURST, INC. (Name of Issuer) Common (Title of Class of Securities) 897871109 (CUSIP Number) MARCH 12, 2014 (Date of Event which Requires Filing of this Statement) Ch |
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| March 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2014 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S |
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| March 6, 2014 |
Truett-Hurst Inc. Provides Updated Financial Guidance EX-99.1 2 v370875ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 news release FOR IMMEDIATE RELEASE March 6, 2014 NASDAQ: THST Truett-Hurst Inc. Provides Updated Financial Guidance Healdsburg, California (March 6, 2014) – Truett-Hurst Inc. (NASDAQ: THST) (“Company”), today revised guidance it had furnished in connection with its earnings release and subsequent conference call. The Company’s existing paper bo |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ending December 31, 2013 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT |
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| February 11, 2014 |
THST / Truett-Hurst, Inc. / NORTHPOINTE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Truett-Hurst Inc (Name of Issuer) Common Stock (Title of Class of Securities) 897871109 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 6, 2014 |
FY14Q2 Earnings Call Presentation February 6, 2014 Exhibit 99.2 FY14Q2 Earnings Call Presentation February 6, 2014 © 2014 Truett - Hurst Inc. Safe Harbor Statement This presentation (including the presentation and any subsequent questions and answers) contains statements that are forward - looking within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 . Such forward - looking statem |
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| February 6, 2014 |
Truett-Hurst Inc. Reports Second Quarter Fiscal Year 2014 Financial Results Exhibit 99.1 news release FOR IMMEDIATE RELEASE February 5, 2014 NASDAQ: THST Truett-Hurst Inc. Reports Second Quarter Fiscal Year 2014 Financial Results Healdsburg, California (February 5, 2014) – Truett-Hurst Inc. (NASDAQ: THST), an innovative and fast growing super-premium, ultra-premium and luxury wine sales, marketing and production company based in the acclaimed Dry Creek and Russian River V |
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| February 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2014 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| December 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ending September 30, 2013 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUE |
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| November 22, 2013 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2013 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| November 14, 2013 |
PART I - FINANCIAL INFORMATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ending September 30, 2013 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-187164 TRUETT |
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| November 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2013 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| November 7, 2013 |
Q1’ 14 Results Earnings Call 11 - 7 - 13 Q1’ 14 Results Earnings Call 11 - 7 - 13 © 2012 WR HAMBRECHT + CO SAFE HARBOR 1 This presentation for the first quarter ended September 30 , 2013 contain forward - looking statements within the meaning of Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Exchange Act of 1934 , as amended, that are made as of the date of this press release based upon our current expectations . |
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| November 7, 2013 |
Truett-Hurst Inc. Reports First Quarter Fiscal Year 2014 Financial Results EX-99.1 2 v359553ex99-1.htm EXHIBIT 99.1 news release FOR IMMEDIATE RELEASE November 6, 2013 NASDAQ: THST Truett-Hurst Inc. Reports First Quarter Fiscal Year 2014 Financial Results Healdsburg, California (November 6, 2013) – Truett-Hurst Inc. (NASDAQ: THST), an innovative and fast growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek |
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| November 6, 2013 |
As filed with the Securities and Exchange Commission on November 6, 2013. Registration No. 333-187164 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRUETT-HURST, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organization) 46-1561499 (I.R |
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| November 4, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2013 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| November 4, 2013 |
TRADEMARK CO-OWNERSHIP AGREEMENT Exhibit 10.1 *** Represents material that has been omitted and will be filed separately with the Securities and Exchange Commission pursuant to a request for confidential treatment under Rule 24b-2 of the Securities and Exchange Act of 1934, as amended. TRADEMARK CO-OWNERSHIP AGREEMENT This TRADEMARK CO-OWNERSHIP AGREEMENT ("Agreement"), dated October 29, 2013 (the "Effective Date"), is made by an |
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| October 2, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2013 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| September 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| September 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini |
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| September 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-187164 TRUETT-HURST, INC |
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| September 25, 2013 |
Truett-Hurst Inc. Reports Fiscal 2013 Results EX-99.1 2 v355685ex99-1.htm EXHIBIT 99.1 news release FOR IMMEDIATE RELEASE September 24, 2013 NASDAQ: THST Truett-Hurst Inc. Reports Fiscal 2013 Results Healdsburg, California (September 24, 2013) – Truett-Hurst Inc. (NASDAQ: THST) an innovative and growing super-premium and ultra-premium wine sales, marketing and production company based in the acclaimed Dry Creek and Russian River Valleys of So |
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| September 25, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2013 TRUETT-HURST, INC. (Exact name of registrant as specified in its charter) Delaware 333-187164 46-1561499 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| June 28, 2013 |
THST / Truett-Hurst, Inc. / Hurst Phillip L Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TRUETT-HURST, INC. (Name of Company) CLASS A COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 897871109 (CUSIP Number) Phillip L. Hurst Truett-Hurst, Inc. 5610 Dry Creek Road Healdsburg, CA 95448 (707) 433-9545 (Name, Address and Telephone Number of |
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| June 25, 2013 |
Exhibit 10.1 H.D.D. LLC a California Limited Liability Company THIRD AMENDED AND RESTATED OPERATING AGREEMENT DATED AS OF JUNE 19, 2013 THE LIMITED LIABILITY COMPANY INTERESTS IN H.D.D. LLC HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED, THE SECURITIES LAWS OF ANY STATE OR ANY OTHER APPLICABLE SECURITIES LAWS AND ARE BEING SOLD IN RELIANCE UPON EXEMPTIONS FROM THE REGIS |
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| June 25, 2013 |
TRUETT-HURST, INC. ANNOUNCES PRICING OF INITIAL PUBLIC OFFERING EX-99.1 8 ex991.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release: June 19, 2013 TRUETT-HURST, INC. ANNOUNCES PRICING OF INITIAL PUBLIC OFFERING HEALDSBURG, California — Truett-Hurst, Inc. (“Truett”) today announced the pricing of its initial public offering of 2,700,000 shares of its Class A common stock at a price to the public of $6.00 per share. The shares will be listed on the Nasdaq Capita |
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| June 25, 2013 |
TRUETT-HURST, INC. ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING EX-99.2 9 ex992.htm EXHIBIT 99.2 Exhibit 99.2 For Immediate Release: June 25, 2013 TRUETT-HURST, INC. ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING HEALDSBURG, California — Truett-Hurst, Inc. (“Truett”) today announced the closing of its initial public offering of 2,700,000 shares of its Class A common stock at a price to the public of $6.00 per share. The shares have been listed on the Nasdaq Capi |
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| June 25, 2013 |
Exhibit 1.2 ESCROW AGREEMENT This Escrow Agreement (“Escrow Agreement”), dated as of June 19, 2013, is entered into, by and among Truett-Hurst, Inc., a Delaware corporation (the “Company”), WR Hambrecht + Co, LLC, as representative for the placement agents party to that certain Placement Agency Agreement dated as of the date hereof (the “Placement Agents”) and American Stock Transfer & Trust Compa |
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| June 25, 2013 |
Exhhibit 10.3 TAX RECEIVABLE AGREEMENT This TAX RECEIVABLE AGREEMENT (as amended from time to time, this “Agreement”), dated as of June 19, 2013, is hereby entered into by and among Truett-Hurst, Inc., a Delaware corporation (the “Corporation”), H.D.D. LLC, a California limited liability company (the “LLC”), and each of the Members (as defined herein). RECITALS WHEREAS, the Members hold member int |
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| June 25, 2013 |
Exhibit 1.1 TRUETT-HURST, INC. 2,700,000 Shares of Class A Common Stock $0.001 par value per share PLACEMENT AGENCY AGREEMENT June 19, 2013 W.R. Hambrecht + Co., LLC as Representative of the several Placement Agents named in Schedule 3 hereto c/o W.R. Hambrecht + Co., LLC Pier 1, Bay 3 San Francisco, California 94111 Ladies and Gentlemen: Truett-Hurst, Inc., a Delaware corporation (the “Company”), |
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| June 25, 2013 |
Exhibit 10.2 EXCHANGE AGREEMENT EXCHANGE AGREEMENT (this “Agreement”), dated as of June 19, 2013, by and between Truett-Hurst, Inc., a Delaware corporation (the “Corporation”), and the holders of LLC Units (as defined herein) from time to time party hereto. WHEREAS, the parties hereto are party to the Third Amended and Restated Operating Agreement, dated as of the date hereof; WHEREAS, the parties |
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| June 25, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 19, 2013 Truett-Hurst, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 333-187164 46-1561499 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 25, 2013 |
EX-10.4 7 ex104.htm EXHIBIT 1.4 Exhhibit 10.4 REGISTRATION RIGHTS AGREEMENT OF TRUETT-HURST, INC. Dated as of June 19, 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND OTHER MATTERS 1 Section 1.1 Definitions 1 Section 1.2 Definitions Generally 4 ARTICLE II REGISTRATION RIGHTS 4 Section 2.1 Exchange Registration 4 Section 2.2 Incidental Registration 5 Section 2.3 Holdback Agreements 7 Section |
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| June 20, 2013 |
CSCA Feltl and Company Sidoti & Company, LLC The date of this prospectus is June 19, 2013. Filed Pursuant to Rule 424(b)(4) Registration Statement No. 333-187164 Truett-Hurst, Inc. 2,700,000 Shares of Class A Common Stock This is our initial public offering and no public market currently exists for our shares. We are selling 2,700,000 shares of our Class A common stock. Immediately following this offering, our Class A common stock will collectively represent 100% of the economic interes |
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| June 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE THE SECURITIES EXCHANGE ACT OF 1934 Truett-Hurst, Inc. (Exact name of Registrant as specified in Its Charter) Delaware 46-1561499 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No |
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| June 18, 2013 |
H.D.D. LLC a California Limited Liability Company Exhibit 3.5 H.D.D. LLC a California Limited Liability Company THIRD AMENDED AND RESTATED OPERATING AGREEMENT DATED AS OF JUNE 19, 2013 THE LIMITED LIABILITY COMPANY INTERESTS IN H.D.D. LLC HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED, THE SECURITIES LAWS OF ANY STATE OR ANY OTHER APPLICABLE SECURITIES LAWS AND ARE BEING SOLD IN RELIANCE UPON EXEMPTIONS FROM THE REGIST |
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| June 18, 2013 |
As filed with the Securities and Exchange Commission on June 17, 2013 Registration No. |
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| June 17, 2013 |
W.R. HAMBRECHT + CO., LLC Pier 1, Bay 3 San Francisco, California 94111 June 17, 2013 VIA EDGAR AND FACSIMILE Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Tiffany Piland Re: Truett-Hurst, Inc. Registration Statement on Form S-1 (File No. 333-187164) Request for Acceleration Ladies and Gentlemen: In connection with the above |
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| June 17, 2013 |
1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104-0050 TELEPHONE: 212.468.8000 FACSIMILE: 212.468.7900 WWW.MOFO.COM morrison & foerster llp new york, san francisco, los angeles, palo alto, sacramento, san diego, denver, northern virginia, washington, d.c. tokyo, london, brussels, beijing, shanghai, hong kong, singapore June 17, 2013 Writer’s Direct Contact 212.468.8179 [email protected] Via EDGAR Tiff |
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| June 17, 2013 |
June 17, 2013 VIA EDGAR AND FACSIMILE Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| June 13, 2013 |
June 12, 2013 Via EDGAR and by Courier Tiffany Piland Securities and Exchange Commission 100 F Street, NE Mailstop #3561 Washington, D. |
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| June 13, 2013 |
1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104-0050 TELEPHONE: 212.468.8000 FACSIMILE: 212.468.7900 WWW.MOFO.COM morrison & foerster llp new york, san francisco, los angeles, palo alto, sacramento, san diego, denver, northern virginia, washington, d.c. tokyo, london, brussels, beijing, shanghai, hong kong, singapore June 13, 2013 Writer’s Direct Contact 212.468.8179 [email protected] Via EDGAR Tiff |
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| June 11, 2013 |
1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104-0050 TELEPHONE: 212.468.8000 FACSIMILE: 212.468.7900 WWW.MOFO.COM morrison & foerster llp new york, san francisco, los angeles, palo alto, sacramento, san diego, denver, northern virginia, washington, d.c. tokyo, london, brussels, beijing, shanghai, hong kong, singapore June 11, 2013 Writer’s Direct Contact 212.468.8179 [email protected] Via EDGAR Tiff |
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| June 7, 2013 |
Filed Pursuant to Rule 433 Issuer Free Writing Prospectus Dated June 6, 2013 (To Prospectus dated June 5, 2013) Registration Statement No. |
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| June 7, 2013 |
Filed Pursuant to Rule 433 Issuer Free Writing Prospectus Dated June 6, 2013 (To Prospectus dated June 5, 2013) Registration Statement No. |
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| June 6, 2013 |
As filed with the Securities and Exchange Commission on June 5, 2013 Registration No. |
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| June 5, 2013 |
1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104-0050 TELEPHONE: 212.468.8000 FACSIMILE: 212.468.7900 WWW.MOFO.COM morrison & foerster llp new york, san francisco, los angeles, palo alto, sacramento, san diego, denver, northern virginia, washington, d.c. tokyo, london, brussels, beijing, shanghai, hong kong, singapore June 5, 2013 Writer’s Direct Contact 212.468.8179 [email protected] Via EDGAR and b |
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| May 22, 2013 |
As filed with the Securities and Exchange Commission on May 22, 2013 Registration No. |
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| April 23, 2013 |
April 23, 2013 Writer’s Direct Contact 212.468.8179 [email protected] VIA EDGAR AND ELECTRONIC MAIL Tiffany Piland Securities and Exchange Commission 100 F Street, N.E. Mailstop #3561 Washington, D.C. 20549 Re: Truett-Hurst, Inc. Registration Statement on Form S-1 (the “Registration Statement”) Registration No. 333-187164 WITHDRAWAL OF ACCELERATION REQUEST Dear Ms. Piland: By letter dated April 22, |
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| April 22, 2013 |
As filed with the Securities and Exchange Commission on April 22, 2013 Registration No. |
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| April 22, 2013 |
W.R. HAMBRECHT + CO., LLC Pier 1, Bay 3 San Francisco, California 94111 April 22, 2013 VIA EDGAR AND FACSIMILE Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Tiffany Piland Re: Truett-Hurst, Inc. Registration Statement on Form S-1 (File No. 333-187164) Request for Acceleration Ladies and Gentlemen: In connection with the abov |
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| April 22, 2013 |
April 22, 2013 Writer’s Direct Contact 212.468.8179 [email protected] Via EDGAR and by Courier Tiffany Piland Securities and Exchange Commission 100 F Street, NE Mailstop #3561 Washington, D.C. 20549 Re: Truett-Hurst, Inc. Registration Statement on Form S-1 (the “Registration Statement”) Registration No. 333-187164 Dear Ms. Piland: On behalf of our client, Truett-Hurst, Inc. (the “Company”), we are |
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| April 22, 2013 |
April 22, 2013 VIA EDGAR AND FACSIMILE Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| April 22, 2013 |
Exhibit 1.1 TRUETT-HURST, INC. [2,250,000] Shares of Class A Common Stock $0.001 par value per share PLACEMENT AGENCY AGREEMENT April [•], 2013 W.R. Hambrecht + Co., LLC as Representative of the several Placement Agents named in Schedule 3 hereto c/o W.R. Hambrecht + Co., LLC Pier 1, Bay 3 San Francisco, California 94111 Ladies and Gentlemen: Truett-Hurst, Inc., a Delaware corporation (the “Compan |
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| April 22, 2013 |
April 22, 2013 Writer?s Direct Contact 212.468.8179 [email protected] VIA EDGAR AND ELECTRONIC MAIL Tiffany Piland Securities and Exchange Commission 100 F Street, N.E. Mailstop #3561 Washington, D.C. 20549 Re: Truett-Hurst, Inc. Registration Statement on Form S-1 (the ?Registration Statement?) Registration No. 333-187164 WITHDRAWAL OF ACCELERATION REQUEST Dear Ms. Piland: By letter dated April 18, |
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| April 18, 2013 |
April 18, 2013 Via EDGAR and by Courier Tiffany Piland Securities and Exchange Commission 100 F Street, NE Mailstop #3561 Washington, D. |
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| April 18, 2013 |
April 18, 2013 VIA EDGAR AND FACSIMILE Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| April 18, 2013 |
W.R. HAMBRECHT + CO., LLC Pier 1, Bay 3 San Francisco, California 94111 April 18, 2013 VIA EDGAR AND FACSIMILE Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Tiffany Piland Re: Truett-Hurst, Inc. Registration Statement on Form S-1 (File No. 333-187164) Request for Acceleration Ladies and Gentlemen: In connection with the abov |
