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| LEI | 549300L85NQSIULERR88 |
| CIK | 1643269 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sumo Logic Inc
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 12, 2024 |
SUMO / Sumo Logic Inc / SAPPHIRE VENTURES, L.L.C. Passive Investment SC 13G/A 1 sapphire-sumo123123a3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Sumo Logic, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 86646P103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the a |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39502 SUMO LOGIC, INC. (Exact name of registrant as specified in its cha |
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| May 15, 2023 |
Francisco Partners Completes Acquisition of Sumo Logic Exhibit 99.1 Francisco Partners Completes Acquisition of Sumo Logic REDWOOD CITY, Calif., May 12, 2023 – Sumo Logic, the SaaS analytics platform to enable reliable and secure cloud-native applications, today announced that Francisco Partners, a leading global investment firm that specializes in partnering with technology businesses, has completed its acquisition of the company. Pursuant to the ter |
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| May 15, 2023 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION SUMO LOGIC, INC. ARTICLE ONE Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUMO LOGIC, INC. ARTICLE ONE The name of the corporation is Sumo Logic, Inc. (hereinafter called the “Corporation”). ARTICLE TWO The address of the Corporation’s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, Delaware, 19808. The name of its registered agent at s |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 15, 2023 |
As filed with the Securities and Exchange Commission on May 15, 2023 As filed with the Securities and Exchange Commission on May 15, 2023 Registration No. |
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| May 15, 2023 |
As filed with the Securities and Exchange Commission on May 15, 2023 As filed with the Securities and Exchange Commission on May 15, 2023 Registration No. |
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| May 15, 2023 |
As filed with the Securities and Exchange Commission on May 15, 2023 As filed with the Securities and Exchange Commission on May 15, 2023 Registration No. |
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| May 15, 2023 |
As filed with the Securities and Exchange Commission on May 15, 2023 As filed with the Securities and Exchange Commission on May 15, 2023 Registration No. |
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| May 15, 2023 |
As filed with the Securities and Exchange Commission on May 15, 2023 S-8 POS 1 brhc20052957s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 15, 2023 Registration No. 333-270623 Registration No. 333-263532 Registration No. 333-257230 Registration No. 333-254249 Registration No. 333-248869 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration No. 333-270623 Form S-8 |
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| May 15, 2023 |
AMENDED AND RESTATED SUMO LOGIC, INC. A Delaware corporation (Adopted as of May 12, 2023) ARTICLE I Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF SUMO LOGIC, INC. A Delaware corporation (Adopted as of May 12, 2023) ARTICLE I OFFICES Section 1 Registered Office. The registered office of the corporation in the State of Delaware shall be located at 251 Little Falls Drive, in the City of Wilmington, County of New Castle, Delaware 19808. The name of the corporation's registered agent at such address sh |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Def |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-395 |
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| April 5, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| March 24, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| March 24, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Sumo Logic, Inc. |
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| March 16, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.0001 par va |
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| March 16, 2023 |
Sublease Agreement between the registrant and Delphix Corp., dated as of January 24, 2023. sumo-exhibit1014 855 Main Street, 1st and 4th Floor Redwood City, CA SUBLEASE AGREEMENT This Sublease Agreement (“Sublease”) is made effective as of the 24th day of January, 2023, (the “Effective Date”) by and between DELPHIX CORP. |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Logic, Inc. |
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| March 16, 2023 |
As filed with the Securities and Exchange Commission on March 16, 2023 As filed with the Securities and Exchange Commission on March 16, 2023 Registration No. |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 7, 2023 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Com |
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| March 7, 2023 |
Exhibit 99.1 Sumo Logic Announces Fourth Quarter and Fiscal Year 2023 Financial Results Fourth quarter revenue grew 19% year over year to $79.8 million Full year fiscal 2023 revenue grew 24% year over year to $300.7 million Full year fiscal 2023 ARR grew 17% year over year to $301.6 million REDWOOD CITY, CA. — March 07, 2023 — Sumo Logic (NASDAQ: SUMO), the SaaS analytics platform to enable reliab |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 23, 2023 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) |
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| February 10, 2023 |
SUMO / Sumo Logic Inc / SAPPHIRE VENTURES, L.L.C. Passive Investment SC 13G/A 1 sapphire-sumo123122a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Sumo Logic, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 86646P103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the a |
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| February 9, 2023 |
Exhibit 10.1 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of February 9, 2023, is entered into by and among Serrano Parent, LLC, a Delaware limited liability company (“Parent”), and (the “Stockholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below). RECITALS WHEREAS, concurrently with the execut |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 9, 2023 Sumo Logic, Inc. |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 9, 2023 Sumo Logic, Inc. |
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| February 9, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER between SERRANO PARENT, LLC SERRANO MERGER SUB, INC. and SUMO LOGIC, INC. Dated February 9, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 2 1.1 Certain Definitions 2 1.2 Additional Definitions 18 1.3 Certain Interpretations 20 1.4 Disclosure Letters 24 ARTICLE II THE MERGER 24 2.1 The Merger 24 2.2 The Effective Time 24 2.3 The Closing |
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| February 9, 2023 |
Sumo Logic to be Acquired by Francisco Partners for $1.7 Billion Exhibit 99.1 Sumo Logic to be Acquired by Francisco Partners for $1.7 Billion REDWOOD CITY, Calif. – February 9, 2023 – Sumo Logic (Nasdaq: SUMO), the SaaS analytics platform to enable reliable and secure cloud-native applications, today announced that it has entered into a definitive agreement (the “Agreement”) to be acquired by affiliates of Francisco Partners, a leading global investment firm t |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 9, 2023 Sumo Logic, Inc. |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 9, 2023 |
SUMO / Sumo Logic Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Sumo Logic Inc. Title of Class of Securities: Common Stock CUSIP Number: 86646P103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rul |
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| February 9, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 9, 2023 Sumo Logic, Inc. |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 24, 2023 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) ( |
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| December 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Log |
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| December 5, 2022 |
Exhibit 99.1 Sumo Logic Announces Third Quarter Fiscal 2023 Financial Results Third quarter revenue grew 27% year over year to $79.0 million Third quarter ARR grew 22% year over year to $298.9 million REDWOOD CITY, CA. ? December 5, 2022 ? Sumo Logic (NASDAQ: SUMO), the SaaS analytics platform to enable reliable and secure cloud-native applications, today announced financial results for the third |
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| December 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 5, 2022 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) ( |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 4, 2022 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) ( |
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| November 7, 2022 |
Exhibit 99.1 Sumo Logic Appoints Timothy Youngblood to its Board of Directors Youngblood, Current SVP and Chief Security Officer of T-Mobile, Brings Decades of Cyber Security Expertise to Help Company Drive Modern Security Leadership Position REDWOOD CITY, Calif. ? November 7, 2022 ? Sumo Logic (NASDAQ: SUMO), the SaaS analytics platform to enable reliable and secure cloud-native applications, tod |
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| September 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 7, 2022 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) |
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| August 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Logic, |
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| August 25, 2022 |
Exhibit 99.1 Sumo Logic Announces Second Quarter Fiscal 2023 Financial Results Second quarter revenue grew 26% year over year to $74.1 million Second quarter ARR grew 25% year over year to $286.2 million REDWOOD CITY, CA. ? August 25, 2022 ? Sumo Logic (NASDAQ: SUMO), the SaaS analytics platform to enable reliable and secure cloud-native applications, today announced financial results for the seco |
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| August 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 25, 2022 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (C |
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| July 22, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 21, 2022 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Com |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Logic |
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| May 26, 2022 |
DEF 14A 1 ny20003455x1def14a.htm DEF14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On |
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| May 26, 2022 |
Exhibit 99.1 Sumo Logic Announces First Quarter Fiscal 2023 Financial Results First quarter revenue grew 25% year-over-year to $67.9 million First quarter ARR grew 27% year-over-year to $273.3 million REDWOOD CITY, CA. ? May 26, 2022 ? Sumo Logic (NASDAQ: SUMO), the SaaS analytics platform to enable reliable and secure cloud-native applications, today announced financial results for the first quar |
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| May 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 26, 2022 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Comm |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ??? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? ? Defini |
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| May 5, 2022 |
Sumo Logic Appoints John D. Harkey, Jr. to Board of Directors EXHIBIT 99.1 Sumo Logic Appoints John D. Harkey, Jr. to Board of Directors REDWOOD CITY, Calif. – May 3, 2022 – Sumo Logic (Nasdaq: SUMO), the SaaS analytics platform to enable reliable and secure cloud-native applications, today announced that it has appointed John D. Harkey, Jr. to its Board of Directors, effective immediately. With this addition, the Sumo Logic Board will consist of ten directo |
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| May 5, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 3, 2022 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Commi |
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| May 5, 2022 |
Agreement, dated as of May 3, 2022, by and between Sumo Logic, Inc. and Scalar Gauge Fund LP. EXHIBIT 10.1 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 May 3, 2022 Scalar Gauge Fund LP 8117 Preston Road, Suite 725 Dallas, TX 75225 Attn: Sumit Gautam, Principal Ladies and Gentlemen: This letter (this “Agreement”) constitutes the agreement between (a) Sumo Logic, Inc. (“Company”) and (b) Scalar Gauge Fund LP (“Scalar Gauge”) and each of the other related Persons (as defined below) |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 6, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporati |
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| March 14, 2022 |
As filed with the Securities and Exchange Commission on March 14, 2022 As filed with the Securities and Exchange Commission on March 14, 2022 Registration No. |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Logic, Inc. |
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| March 14, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.0001 par va |
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| March 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 8, 2022 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Com |
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| March 8, 2022 |
Exhibit 99.1 Sumo Logic Announces Fourth Quarter and Fiscal Year 2022 Financial Results Fourth quarter revenue grew 24% year-over-year to $67.0 million Full year fiscal 2022 revenue grew 19% year-over-year to $242.1 million REDWOOD CITY, CA. ? March 8, 2022 ? Sumo Logic (NASDAQ: SUMO), the SaaS analytics platform to enable reliable and secure cloud-native applications, today announced financial re |
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| February 14, 2022 |
SUMO / Sumo Logic Inc / Accel XI L.P. - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Sumo Logic, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 86646P103 (CUSIP Number) December 31, 2021 (Date of Event W |
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| February 14, 2022 |
SUMO / Sumo Logic Inc / TIGER GLOBAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2022 |
SCHEDULE 13G Exhibit I JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Sumo Logic, Inc. |
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| February 11, 2022 |
SUMO / Sumo Logic Inc / Greylock XIII Limited Partnership - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SUMO LOGIC, INC. (Name of issuer) Common Stock, $0.0001 par value per share (Title of class of securities) 86646P103 (CUSIP number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule |
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| February 11, 2022 |
SUMO / Sumo Logic Inc / SAPPHIRE VENTURES, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2022 |
SUMO / Sumo Logic Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Sumo Logic Inc. Title of Class of Securities: Common Stock CUSIP Number: 86646P103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d-1(b) ??Rule 13 |
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| December 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Log |
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| December 8, 2021 |
Sumo Logic, Inc. 2020 Employee Stock Purchase Plan, as amended, and related form agreements. Ex. 10.1 SUMO LOGIC, INC. 2020 EMPLOYEE STOCK PURCHASE PLAN 1.Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company intends for the Plan to have two components: a component that is intended to qualify as an ?employee stock purchase plan? under Section 423 of th |
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| December 6, 2021 |
Exhibit 99.1 Sumo Logic Announces Third Quarter Fiscal 2022 Financial Results Third quarter revenue grew 20% year-over-year to $62.0 million REDWOOD CITY, CA. ? December 6, 2021 ? Sumo Logic (Nasdaq: SUMO), a pioneer of continuous intelligence, today announced financial results for the third quarter of its fiscal 2022 ended October 31, 2021. ?Sumo Logic delivered another strong quarter of revenue |
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| December 6, 2021 |
Employment Letter between the registrant and Stewart Grierson, dated November 6, 2021. Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 Exhibit 10.1 November 6, 2021 Stewart Grierson Dear Stewart, On behalf of Sumo Logic, Inc. (?Sumo Logic? or the ?Company?), it is my pleasure to offer you the position of Chief Finanical Officer, reporting to me, Ramin Sayar, Chief Executive Officer. We are excited to have you join the Sumo Logic team! Please take some time to read through th |
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| December 6, 2021 |
Exhibit 99.2 Sumo Logic Names Stewart Grierson Chief Financial Officer Seasoned Executive with Broad Financial and Operational Experience Joins Sumo Logic to Help to Drive its Next Stage of Growth REDWOOD CITY, Calif. ? Dec. 6, 2021 ? Sumo Logic (Nasdaq: SUMO), the pioneer in continuous intelligence, today announced the appointment of Stewart Grierson as Chief Financial Officer, effective Dec. 13, |
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| December 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 6, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) ( |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 1, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) ( |
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| November 1, 2021 |
Ex. 99.1 Sumo Logic Names Lynne Doherty President, Worldwide Field Operations Proven executive brings decades of experience leading highly productive organizations at McAfee and Cisco Systems to help capture significant opportunity REDWOOD CITY, Calif. ? November 1, 2021 ? Sumo Logic, (Nasdaq: SUMO), the pioneer in continuous intelligence, today announced the appointment of Lynne Doherty to the ne |
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| November 1, 2021 |
Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 September 9, 2021 Dear Lynne, On behalf of Sumo Logic, Inc. (?Sumo Logic? or the ?Company?), it is my pleasure to offer you the position of President, Worldwide Field Operations, reporting to me, Ramin Sayar, Chief Executive Officer. We are excited to have you join the Sumo Logic team! Please take some time to read through the important infor |
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| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Logic, |
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| September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 6, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) |
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| September 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 9, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) |
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| September 9, 2021 |
Exhibit 99.1 Sumo Logic Announces Second Quarter Fiscal 2022 Financial Results Second quarter revenue grew 19% year-over-year to $58.8 million Named a Visionary in the 2021 Gartner Magic Quadrant for Security Information and Event Management (SIEM) REDWOOD CITY, CA. ? September 9, 2021 ? Sumo Logic (Nasdaq: SUMO), a pioneer of continuous intelligence, today announced financial results for the seco |
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| September 9, 2021 |
Exhibit 99.1 Sumo Logic Adds Margaret Francis to its Board of Directors Francis Brings Modern Software Development and Product Led Growth Expertise to Help Company Drive Continuous Intelligence Category Leadership REDWOOD CITY, Calif. ? Sept. 9, 2021 ? Sumo Logic, (Nasdaq: SUMO), the pioneer in continuous intelligence, today announced the appointment of Margaret Francis to its board of directors a |
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| August 2, 2021 |
Advisor Agreement between Sumo Logic, Inc. and Sydney Carey Exhibit 10.1 ADVISOR AGREEMENT This Advisor Agreement (the ?Agreement?) is entered into by and between Sumo Logic, Inc. (the ?Company?), and Sydney Carey (the ?Advisor?) effective as of August 3, 2021 (the ?Effective Date?), the day after your employment with the Company as its Chief Financial Officer will terminate. The Company desires to retain Advisor as an independent contractor to perform cer |
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| August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 29, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Com |
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| August 2, 2021 |
Sumo Logic Announces CFO Transition and Reaffirms Second Quarter and Full Fiscal Year 2022 Guidance EX-99.1 3 a991-pressrelease.htm EX-99.1 Exhibit 99.1 Sumo Logic Announces CFO Transition and Reaffirms Second Quarter and Full Fiscal Year 2022 Guidance REDWOOD CITY, Calif., — August 2, 2021 — Sumo Logic (Nasdaq: SUMO), the pioneer in continuous intelligence, today announced that Chief Financial Officer Sydney Carey is leaving the company to pursue other opportunities. While she is stepping down |
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| July 8, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 6, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Comm |
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| June 21, 2021 |
As filed with the Securities and Exchange Commission on June 21, 2021 S-8 1 sumologic-sx8sensuoptionpl.htm S-8 As filed with the Securities and Exchange Commission on June 21, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUMO LOGIC, INC. (Exact name of Registrant as specified in its charter) Delaware 27-2234444 (State or other jurisdiction of incorp |
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| June 21, 2021 |
Sensu, Inc. Amended and Restated 2017 Equity Incentive Plan. Exhibit 99.1 Sensu, Inc. Amended and Restated 2017 Equity Incentive Plan Adopted by the Board of Directors: February 28, 2018 Approved by the Stockholders: February 28, 2018 Termination Date: January 20, 2027 1.General. (a)Eligible Stock Award Recipients. The persons eligible to receive Stock Awards are Employees, Directors and Consultants. (b)Available Stock Awards. The Plan provides for the gran |
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| June 16, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 27, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Logic |
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| June 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 3, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Comm |
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| June 3, 2021 |
Exhibit 99.1 Sumo Logic Announces First Quarter Fiscal 2022 Financial Results First quarter revenue grew 15% year-over-year to $54.2 million REDWOOD CITY, CA. ? June 3, 2021 ? Sumo Logic (Nasdaq: SUMO), a pioneer of continuous intelligence, today announced financial results for the first quarter of its fiscal 2022, ended April 30, 2021. ?Our year is off to a strong start driven by demand from our |
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| June 2, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 27, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Comm |
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| May 21, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 21, 2021 |
DEFA14A 1 nc10023708x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| March 15, 2021 |
As filed with the Securities and Exchange Commission on March 12, 2021 Registration No. |
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| March 12, 2021 |
Description of registrant’s securities. DESCRIPTION OF REGISTRANT?S SECURITIES The following description of the capital stock of Sumo Logic, Inc. |
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| March 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Logic, Inc. |
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| March 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 10, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) (Co |
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| March 10, 2021 |
Exhibit 99.1 Sumo Logic Announces Fourth Quarter Fiscal 2021 Financial Results Full year fiscal 2021 revenue grew 31% year-over-year to $202.6 million Fourth quarter revenue grew 22% year-over-year to $54.2 million REDWOOD CITY, CA. — March 10, 2021 — Sumo Logic (Nasdaq: SUMO), a pioneer of continuous intelligence, today announced financial results for the fourth quarter and fiscal year 2021, ende |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* Sumo Logic, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 86646P103 (CUSIP Number) December 31, 2020 (Date of Event Wh |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2021 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SUMO LOGIC, INC. (Name of issuer) Common Stock, $0.0001 par value per share (Title of class of securities) 86646P103 (CUSIP number) December 31, 2020 (Date of event which requires filing of this statement) Check the appropriate box to designate the |
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| February 12, 2021 |
EX-99.I SCHEDULE 13G Exhibit I JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Sumo Logic, Inc. This Agreement may be executed in an |
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| February 12, 2021 |
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this ?Agreement?) dated as of February 8, 2021 (the ?Effective Date?) by and between SILICON VALLEY BANK, a California corporation (?Bank?), and SUMO LOGIC, INC. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 8, 2021 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) ( |
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| December 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39502 Sumo Log |
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| December 7, 2020 |
EX-99.2 3 ex-992xtnewell.htm EX-99.2 Exhibit 99.2 Sumo Logic Expands Board of Directors with Addition of Industry Go-To-Market Veteran Tracey Newell New Addition to Help Company Navigate Next Phase of Global Expansion and Growth as Continuous Intelligence Category Leader REDWOOD CITY, Calif. – Dec. 7, 2020 – Sumo Logic (Nasdaq: SUMO), the pioneer in continuous intelligence, today announced the app |
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| December 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 4, 2020 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39502 27-2234444 (State or other jurisdiction of incorporation or organization) ( |
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| December 7, 2020 |
EX-99.1 2 ex991-q3fy21.htm EX-99.1 Exhibit 99.1 Sumo Logic Announces Third Quarter Fiscal 2021 Financial Results Third quarter revenue grew 28% year-over-year to $51.9 million Raised $342.7 million through initial public offering REDWOOD CITY, CA. — December 7, 2020 — Sumo Logic (Nasdaq: SUMO), a pioneer of continuous intelligence, today announced financial results for the third quarter of its fis |
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| September 28, 2020 |
SUMO / Sumo Logic, Inc. / TIGER GLOBAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 17, 2020 |
- REGISTRATION STATEMENT ON FORM S-8 Registration Statement on Form S-8 As filed with the Securities and Exchange Commission on September 17, 2020 Registration No. |
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| September 17, 2020 |
Jask Labs Inc. 2018 Equity Incentive Plan and related form agreements. EX-4.5 Exhibit 4.5 JASK LABS INC. 2018 EQUITY INCENTIVE PLAN 1. Purpose of the Plan. The purpose of the 2018 Equity Incentive Plan is to attract, retain and motivate employees, officers, directors, consultants, agents, advisors and independent contractors of the Company and its Related Companies by providing them the opportunity to acquire a proprietary interest in the Company and to align their i |
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| September 17, 2020 |
14,800,000 Shares Common Stock Prospectus Filed Pursuant to Rule 424(b)(4) Table of Contents Index to Financial Statements Filed pursuant to Rule 424(b)(4) Registration No. |
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| September 17, 2020 |
Jask Labs Inc. 2015 Stock Option and Grant Plan and related form agreements. EX-4.6 Exhibit 4.6 JASK LABS INC. 2015 STOCK OPTION AND GRANT PLAN SECTION 1. GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Jask Labs Inc. 2015 Stock Option and Grant Plan (the “Plan”). The purpose of the Plan is to encourage and enable the officers, employees or directors of, and consultants (whether individuals or entities) to, Jask Labs Inc. (including any successor entit |
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| September 14, 2020 |
Company Acceleration Request September 14, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Derby Matthew Crispino Melissa Walsh Stephen Krikorian Re: Sumo Logic, Inc. Registration Statement on Form S-1 File No. 333-248251 Acceleration Request Requested Date: September 16, 2020 R |
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| September 14, 2020 |
Underwriters' Acceleration Request MORGAN STANLEY & CO. LLC 1585 Broadway New York, New York 10036 J.P. MORGAN SECURITIES LLC 383 Madison Avenue New York, New York 10179 RBC CAPITAL MARKETS, LLC 200 Vesey Street New York, New York 10281 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 September 14, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Tech |
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| September 9, 2020 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Sumo Logic, Inc. (Exact name of registrant as specified in its charter) Delaware 27-2234444 (State of incorporation or organization) (I.R.S. Employer Identification No.) 305 Main Street Redw |
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| September 8, 2020 |
Form of Underwriting Agreement. EX-1.1 Exhibit 1.1 [●] Shares SUMO LOGIC, INC. COMMON STOCK (PAR VALUE $0.0001 PER SHARE) UNDERWRITING AGREEMENT [●], 2020 [●], 2020 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC RBC Capital Markets, LLC Jefferies LLC As Representatives of the several Underwriters named in Schedule I hereto c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o J.P. Morgan Securities LLC 383 |
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| September 8, 2020 |
Amendment No. 2 to Form S-1 Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on September 8, 2020. Registration No. 333-248251 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Sumo Logic, Inc. (Exact name of registrant as specified in its ch |
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| August 31, 2020 |
Warrant to Purchase Stock between the registrant and Silicon Valley Bank, dated as of June 28, 2017. EX-4.4 Exhibit 4.4 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COM |
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| August 31, 2020 |
Warrant to Purchase Stock between the registrant and Silicon Valley Bank, dated as of July 30, 2019. EX-4.5 Exhibit 4.5 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COM |
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| August 31, 2020 |
EX-4.3 Exhibit 4.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COM |
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| August 31, 2020 |
Amendment No. 1 to Form S-1 Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on August 31, 2020. Registration No. 333-248251 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Sumo Logic, Inc. (Exact name of registrant as specified in its char |
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| August 27, 2020 |
CORRESP CONFIDENTIAL TREATMENT REQUESTED BY SUMO LOGIC, INC. SL-0001 August 27, 2020 CERTAIN PORTIONS OF THIS LETTER HAVE BEEN OMITTED FROM THE VERSION FILED VIA EDGAR. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS. INFORMATION THAT WAS OMITTED IN THE EDGAR VERSION HAS BEEN NOTED IN THIS LETTER WITH A PLACEHOLDER IDENTIFIED BY THE MARK “[***].” Via EDGAR and Secure |
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| August 24, 2020 |
Form of common stock certificate of the registrant. EX-4.1 Exhibit 4.1 SL INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE This certifies that CUSIP 86646P 10 3 SEE REVERSE FOR CERTAIN DEFINITIONS AND LEGENDS COUNTERSIGNED AND REGISTERED: AMERICAN STOCK TRANSFER TRUST& COMPANY, LLC (BROOKLYN, NY) TRANSFER AGENT AND REGISTRAR BY: AUTHORIZED SIGNATURE is the record holder of FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.0001 PAR VALUE P |
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| August 24, 2020 |
EX-3.2 Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUMO LOGIC, INC. a Delaware corporation Sumo Logic, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), does hereby certify as follows: A. The original Certificate of Incorporation of the Company was filed with the Secretary of State of the State of Delaware on March 29, 2010. B. |
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| August 24, 2020 |
EX-10.13 Exhibit 10.13 Triple Net Building Lease Agreement 305 Main Street, Redwood City, CA Sumo Logic, Inc. 1. Parties: This Lease, dated for reference purposes January 22, 2013 (the “Effective Date”), is made by and between Brugger Corporation, doing business as “Brockway Properties”, a California corporation with its principal office at 25 Haciendas Drive, Woodside, California 94062 (“Landlord |
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| August 24, 2020 |
Confirmatory Employment Letter between the registrant and Katherine Haar, dated as of July 10, 2020. EX-10.10 Exhibit 10.10 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Katherine Haar Re: Confirmatory Employment Letter Dear Kiki: This letter agreement (the “Agreement”) is entered into between Katherine Haar (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms and conditions of yo |
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| August 24, 2020 |
EX-10.6 Exhibit 10.6 SUMO LOGIC, INC. CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is made between Sumo Logic, Inc. (the “Company”) and [insert name] (the “Executive”), effective as of [insert date] (the “Effective Date”). This Agreement provides certain protections to the Executive in connection with a change in control of the Company |
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| August 24, 2020 |
Confirmatory Employment Letter between the registrant and Steven Fitz, dated as of July 10, 2020. EX-10.9 Exhibit 10.9 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Steve Fitz Re: Confirmatory Employment Letter Dear Steve: This letter agreement (the “Agreement”) is entered into between Steve Fitz (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms and conditions of your employ |
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| August 24, 2020 |
EX-10.14 Exhibit 10.14 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of January 31, 2016 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and SUMO LOGIC, INC., a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows: 1 ACC |
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| August 24, 2020 |
Bylaws of the registrant, as amended. EX-3.4 Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF SUMO LOGIC, INC. (as amended on August 18, 2020, effective as of the closing of the company’s initial public offering) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCED |
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| August 24, 2020 |
Restated Certificate of Incorporation of the registrant, as currently in effect. EX-3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF SUMO LOGIC, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Sumo Logic, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: FIRST: That the name of this |
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| August 24, 2020 |
Sumo Logic, Inc. 2010 Stock Plan and related form agreements. EX-10.4 Exhibit 10.4 SUMO LOGIC, INC. 2010 STOCK PLAN ADOPTED ON APRIL 27, 2010 AMENDED ON March 13, 2020 TABLE OF CONTENTS Page SECTION 1. ESTABLISHMENT AND PURPOSE 1 SECTION 2. ADMINISTRATION 1 (a) Committees of the Board of Directors 1 (b) Authority of the Board of Directors 1 SECTION 3. ELIGIBILITY 1 (a) General Rule 1 (b) Ten-Percent Stockholders 1 SECTION 4. STOCK SUBJECT TO PLAN 2 (a) Basic |
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| August 24, 2020 |
Sumo Logic, Inc. 2020 Employee Stock Purchase Plan and related form agreements. EX-10.3 Exhibit 10.3 SUMO LOGIC, INC. 2020 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company intends for the Plan to have two components: a component that is intended to qualify as an “employee stock purchase plan” under Sect |
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| August 24, 2020 |
List of subsidiaries of the registrant. EX-21.1 Exhibit 21.1 Subsidiaries of Sumo Logic, Inc. None. |
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| August 24, 2020 |
Sumo Logic, Inc. Fiscal 2021 Executive Incentive Compensation Plan. EX-10.5 Exhibit 10.5 SUMO LOGIC, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN Adopted by the Board of Directors on March 13, 2020, and effective for fiscal years commencing with fiscal year 2021 1. Purposes of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivating Employees to (a) perform to the best of their abilities, and (b) achieve the Company’s |
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| August 24, 2020 |
EX-10.1 Exhibit 10.1 SUMO LOGIC, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is dated as of [insert date], and is between Sumo Logic, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), and [insert name] (“Indemnitee”). RECITALS A. Indemnitee’s service to the Company substantially benefits the Company. B. Individuals are reluctant to s |
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| August 24, 2020 |
Sumo Logic, Inc. 2020 Equity Incentive Plan and related form agreements. EX-10.2 Exhibit 10.2 SUMO LOGIC, INC. 2020 EQUITY INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Employees, Directors, and Consultants, and • to promote the success of the Company’s business. The Plan permits the grant of Incentive Stock Opt |
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| August 24, 2020 |
Registration Statement on Form S-1 Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on August 21, 2020. |
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| August 24, 2020 |
Confirmatory Employment Letter between the registrant and Ramin Sayar, dated as of July 9, 2020. EX-10.7 Exhibit 10.7 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Ramin Sayar Re: Confirmatory Employment Letter Dear Ramin: This letter agreement (the “Agreement”) is entered into between Ramin Sayar (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms and conditions of your empl |
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| August 24, 2020 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG SUMO LOGIC, INC., LONE STAR MERGER SUB I, INC., LONE STAR MERGER SUB II, LLC, JASK LABS INC. AND SHAREHOLDER REPRESENTATIVE SERVICES LLC, AS THE REPRESENTATIVE OCTOBER 20, 2019 TABLE OF CONTENTS Page ARTICLE 1 CERTAIN DEFINITIONS 2 ARTICLE 2 THE MERGERS 28 2.1 The Closing 28 2.2 Effects of the Mergers 28 2.3 Conversion of Shares |
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| August 24, 2020 |
EX-10.11 Exhibit 10.11 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Suku Krishnaraj Chettiar Re: Confirmatory Employment Letter Dear Suku: This letter agreement (the “Agreement”) is entered into between Suku Krishnaraj Chettiar (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms |
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| August 24, 2020 |
Confirmatory Employment Letter between the registrant and Sydney Carey, dated as of August 6, 2020. EX-10.8 Exhibit 10.8 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Sydney Carey Re: Confirmatory Employment Letter Dear Sydney: This letter agreement (the “Agreement”) is entered into between Sydney Carey (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms and conditions of your e |
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| August 24, 2020 |
Sumo Logic, Inc. Outside Director Compensation Policy. EX-10.12 Exhibit 10.12 SUMO LOGIC, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Sumo Logic, Inc. (the “Company”) believes that the granting of equity compensation to its members of the Board of Directors (the “Board,” and members of the Board, the “Directors”) represents an effective tool to attract, retain, and reward Directors who are not employees of the Company (the “Outside Directors”). This Out |
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| August 24, 2020 |
Bylaws of the registrant, as amended, as currently in effect. EX-3.3 Table of Contents Exhibit 3.3 BYLAWS OF SUMO LOGIC, INC. (A DELAWARE CORPORATION) Table of Contents TABLE OF CONTENTS Page ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Location 1 2.2 Timing 1 2.3 Notice of Meeting 1 2.4 Stockholders’ Records 1 2.5 Special Meetings 2 2.6 Notice of Meeting 2 2.7 Business Transacted at Special Meeting 2 2. |
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| August 24, 2020 |
EX-4.2 Exhibit 4.2 SUMO LOGIC, INC. AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT May 1, 2019 TABLE OF CONTENTS 1. Registration Rights 2 1.1 Definitions 2 1.2 Request for Registration 3 1.3 Company Registration 5 1.4 Form S-3 Registration 6 1.5 Obligations of the Company 7 1.6 Information from Holder 9 1.7 Expenses of Registration 9 1.8 Delay of Registration 10 1.9 Indemnification 10 1.10 Repor |
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| July 20, 2020 |
EX-10.10 Exhibit 10.10 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Katherine Haar Re: Confirmatory Employment Letter Dear Kiki: This letter agreement (the “Agreement”) is entered into between Katherine Haar (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms and conditions of yo |
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| July 20, 2020 |
Draft Registration Statement No. 5 Table of Contents Index to Financial Statements As confidentially submitted to the Securities and Exchange Commission on July 17, 2020. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMI |
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| July 20, 2020 |
SUMO LOGIC, INC. 2010 STOCK PLAN ADOPTED ON APRIL 27, 2010 AMENDED ON March 13, 2020 EX-10.4 Exhibit 10.4 SUMO LOGIC, INC. 2010 STOCK PLAN ADOPTED ON APRIL 27, 2010 AMENDED ON March 13, 2020 TABLE OF CONTENTS Page SECTION 1. ESTABLISHMENT AND PURPOSE 1 SECTION 2. ADMINISTRATION 1 (a) Committees of the Board of Directors 1 (b) Authority of the Board of Directors 1 SECTION 3. ELIGIBILITY 1 (a) General Rule 1 (b) Ten-Percent Stockholders 1 SECTION 4. STOCK SUBJECT TO PLAN 2 (a) Basic |
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| July 20, 2020 |
EX-10.5 Exhibit 10.5 SUMO LOGIC, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN Adopted by the Board of Directors on March 13, 2020, and effective for fiscal years commencing with fiscal year 2021 1. Purposes of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivating Employees to (a) perform to the best of their abilities, and (b) achieve the Company’s |
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| July 20, 2020 |
EX-10.9 Exhibit 10.9 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Steve Fitz Re: Confirmatory Employment Letter Dear Steve: This letter agreement (the “Agreement”) is entered into between Steve Fitz (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms and conditions of your employ |
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| July 20, 2020 |
EX-10.7 Exhibit 10.7 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Ramin Sayar Re: Confirmatory Employment Letter Dear Ramin: This letter agreement (the “Agreement”) is entered into between Ramin Sayar (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms and conditions of your empl |
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| July 20, 2020 |
EX-3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF SUMO LOGIC, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Sumo Logic, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: FIRST: That the name of this |
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| July 20, 2020 |
EX-10.11 Exhibit 10.11 Sumo Logic, Inc. 305 Main Street Redwood City, CA 94063 July 8, 2020 CONFIDENTIAL Suku Krishnaraj Chettiar Re: Confirmatory Employment Letter Dear Suku: This letter agreement (the “Agreement”) is entered into between Suku Krishnaraj Chettiar (“you”) and Sumo Logic, Inc. (“Sumo Logic” or the “Company”) effective as of July 8, 2020 (the “Effective Date”), to confirm the terms |
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| July 20, 2020 |
EX-10.13 Exhibit 10.13 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of January 31, 2016 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and SUMO LOGIC, INC., a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows: 1 ACC |
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| July 17, 2020 |
DRSLTR July 17, 2020 Via EDGAR and Overnight Delivery U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Derby Matthew Crispino Melissa Walsh Stephen Krikorian Re: Sumo Logic, Inc. Draft Registration Statement on Form S-1 Submitted April 8, 2020 CIK No. 0001643269 Ladies and Gentlemen: On behalf |
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| April 8, 2020 |
Draft Registration Statement No. 4 Table of Contents Index to Financial Statements As confidentially submitted to the Securities and Exchange Commission on April 7, 2020. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMI |
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| March 9, 2020 |
Draft Registration Statement No. 3 Table of Contents Index to Financial Statements As confidentially submitted to the Securities and Exchange Commission on March 6, 2020. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMI |
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| March 6, 2020 |
DRSLTR March 6, 2020 Via EDGAR and Overnight Delivery U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Derby Matthew Crispino Melissa Walsh Stephen Krikorian Re: Sumo Logic, Inc. Draft Registration Statement on Form S-1 Submitted January 21, 2020 CIK No. 0001643269 Ladies and Gentlemen: On beha |
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| January 21, 2020 |
Draft Registration Statement No. 2 Table of Contents Index to Financial Statements As confidentially submitted to the Securities and Exchange Commission on January 17, 2020. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE CO |
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| January 17, 2020 |
DRSLTR January 17, 2020 Via EDGAR and Overnight Delivery U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Derby Matthew Crispino Melissa Walsh Stephen Krikorian Re: Sumo Logic, Inc. Draft Registration Statement on Form S-1 Submitted November 22, 2019 CIK No. 0001643269 Ladies and Gentlemen: On |
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| November 22, 2019 |
EX-10.14 Exhibit 10.14 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of January 31, 2016 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and SUMO LOGIC, INC., a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows: 1 ACC |
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| November 22, 2019 |
Draft Registration Statement Table of Contents Index to Financial Statements As confidentially submitted to the Securities and Exchange Commission on November 22, 2019. |
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| November 22, 2019 |
BYLAWS OF SUMO LOGIC, INC. (A DELAWARE CORPORATION) EX-3.3 Table of Contents Exhibit 3.3 BYLAWS OF SUMO LOGIC, INC. (A DELAWARE CORPORATION) Table of Contents TABLE OF CONTENTS Page ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Location 1 2.2 Timing 1 2.3 Notice of Meeting 1 2.4 Stockholders’ Records 1 2.5 Special Meetings 2 2.6 Notice of Meeting 2 2.7 Business Transacted at Special Meeting 2 2. |
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| November 22, 2019 |
SUMO LOGIC, INC. 2010 STOCK PLAN ADOPTED ON APRIL 27, 2010 AMENDED ON OCTOBER 30, 2019 EX-10.4 Exhibit 10.4 SUMO LOGIC, INC. 2010 STOCK PLAN ADOPTED ON APRIL 27, 2010 AMENDED ON OCTOBER 30, 2019 TABLE OF CONTENTS Page SECTION 1. ESTABLISHMENT AND PURPOSE 1 SECTION 2. ADMINISTRATION 1 (a) Committees of the Board of Directors 1 (b) Authority of the Board of Directors 1 SECTION 3. ELIGIBILITY 1 (a) General Rule 1 (b) Ten-Percent Stockholders 1 SECTION 4. STOCK SUBJECT TO PLAN 2 (a) Bas |
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| November 22, 2019 |
SUMO LOGIC, INC. CHANGE IN CONTROL AND SEVERANCE AGREEMENT EX-10.7 7 filename7.htm Exhibit 10.7 SUMO LOGIC, INC. CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is made between Sumo Logic, Inc. (the “Company”) and [insert name] (the “Executive”), effective as of [insert date] (the “Effective Date”). This Agreement provides certain protections to the Executive in connection with a change in control |
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| November 22, 2019 |
EX-3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF SUMO LOGIC, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Sumo Logic, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: FIRST: That the name of this |
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| November 22, 2019 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG SUMO LOGIC, INC., LONE STAR MERGER SUB I, INC., LONE STAR MERGER SUB II, LLC, JASK LABS INC. AND SHAREHOLDER REPRESENTATIVE SERVICES LLC, AS THE REPRESENTATIVE OCTOBER 20, 2019 TABLE OF CONTENTS Page ARTICLE 1 CERTAIN DEFINITIONS 2 ARTICLE 2 THE MERGERS 28 2.1 The Closing 28 2.2 Effects of the Mergers 28 2.3 Conversion of Shares |
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| November 22, 2019 |
Triple Net Building Lease Agreement 305 Main Street, Redwood City, CA Sumo Logic, Inc. EX-10.13 Exhibit 10.13 Triple Net Building Lease Agreement 305 Main Street, Redwood City, CA Sumo Logic, Inc. 1. Parties: This Lease, dated for reference purposes January 22, 2013 (the “Effective Date”), is made by and between Brugger Corporation, doing business as “Brockway Properties”, a California corporation with its principal office at 25 Haciendas Drive, Woodside, California 94062 (“Landlord |
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| November 22, 2019 |
SUMO LOGIC, INC. AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT May 1, 2019 EX-4.2 5 filename5.htm Exhibit 4.2 SUMO LOGIC, INC. AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT May 1, 2019 TABLE OF CONTENTS 1. Registration Rights 2 1.1 Definitions 2 1.2 Request for Registration 3 1.3 Company Registration 5 1.4 Form S-3 Registration 6 1.5 Obligations of the Company 7 1.6 Information from Holder 9 1.7 Expenses of Registration 9 1.8 Delay of Registration 10 1.9 Indemnificati |
