Grundläggande statistik
| LEI | 549300W71XJ8DIF9RQ35 |
| CIK | 1772720 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Spruce Power Holding Corporation
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| August 12, 2025 |
Table of Contents inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2025 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (C |
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| August 11, 2025 |
Spruce Power Reports Second Quarter 2025 Results Revenue Surges 48% Solid Balance Sheet with $90 million cash equal to $5. |
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| June 30, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2025 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Com |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 6 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2025 (November 22, 2024) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or oth |
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| June 30, 2025 |
Spruce Power Announces Results from 2025 Annual Meeting of Stockholders and Election of Directors Exhibit 99.1 Spruce Power Announces Results from 2025 Annual Meeting of Stockholders and Election of Directors June 25, 2025 DENVER, COLORADO – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, announced today that all proposals at the Annual Meeting of Stockholders held on June 24, 2 |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 5 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2025 (November 22, 2024) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or oth |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2025 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Comm |
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| June 11, 2025 |
Spruce Power Announces Appointment of Interim Chief Financial Officer Spruce Power Announces Appointment of Interim Chief Financial Officer DENVER, COLORADO – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”) is pleased to announce the appointment of Thomas Cimino as Interim Chief Financial Officer (“CFO”), effective June 5, 2025. |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 15, 2025 |
Spruce Power Reports First Quarter 2025 Results Spruce Power Reports First Quarter 2025 Results DENVER, COLORADO (May 14, 2025) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the first quarter ended March 31, 2025. |
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| May 15, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2025 (May 14, 2025) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jur |
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| May 14, 2025 |
Spruce Power Announces $50 Million Share Repurchase Program Spruce Power Announces $50 Million Share Repurchase Program DENVER, COLORADO – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce”) today announced that its board of directors has authorized share repurchase program (the "Share Repurchase Program") to repurchase up to $50 million of Spruce’s common stock on or before May 15, 2027, beginning upon the expiry of its current share repurchase program on May 15, 2025. |
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| May 14, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2025 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Comm |
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| May 14, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2025 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Comm |
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| May 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0 |
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| May 14, 2025 |
Spruce Power Reports First Quarter 2025 Results Spruce Power Reports First Quarter 2025 Results DENVER, COLORADO (May 14, 2025) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the first quarter ended March 31, 2025. |
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| May 6, 2025 |
Spruce Power Announces Chief Financial Officer Transition Spruce Power Announces Chief Financial Officer Transition DENVER, COLORADO – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”) today announced that Sarah Wells, Chief Financial Officer (“CFO”), has resigned, effective May 14, 2025, to pursue other opportunities. |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2025 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Co |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 4 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2025 (November 22, 2024) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or ot |
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| April 11, 2025 |
Letter from CohnReznick LLP to the Securities and Exchange Commission dated Exhibit 16.1 April 10, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K/A dated April 7, 2025, of Spruce Power Holding Corporation and are in agreement with the statements contained therein about our Firm. /s/CohnReznick LLP |
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| April 11, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 2 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 7, 2025 (January 30, 2025) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or othe |
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| April 4, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2025 (January 30, 2025) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or oth |
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| April 4, 2025 |
Letter from Deloitte & Touche LLP to the Securities and Exchange Commission dated April 3, 2025 April 3, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Spruce Power Holding Corporation's Form 8-K/A dated April 3, 2025, and have the following comments: 1.We agree with the statements made in the first sentence of the first paragraph, as well as the second, third, fourth, and fifth paragraphs. 2.We have no basis |
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| March 31, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2025 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Co |
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| March 31, 2025 |
Description of Registered Securities Exhibit 4.1 SPRUCE POWER HOLDING CORPORATION DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the filing date of the Annual Report on Form 10-K (the “Form 10-K”) of which this exhibit is part, Spruce Power Holding Corporation, a Delaware corporation (“Company,” “we,” “us,” or “our”), has one class of securities registered pursuant to Section |
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| March 31, 2025 |
Subsidiaries of the Registrant Exhibit 21 Subsidiaries of Registrant Name Percentage Ownership State of Organization Ampere Solar Manager IV, LLC 100% Delaware Ampere Solar Owner 1, LLC 100% Delaware Ampere Solar Owner IV, LLC 100% Delaware Kilowatt OBS Owner 1, LLC 100% Delaware KWS Solar Term Borrower 1, LLC 100% Delaware KWS Solar Term Borrower 2, LLC 100% Delaware KWS Solar Term Borrower 3, LLC 100% Delaware KWS Solar Term |
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| March 31, 2025 |
Exhibit 10.25 SPRUCE POWER HOLDING CORPORATION EXECUTIVE SEVERANCE PLAN PLAN DOCUMENT AND SUMMARY PLAN DESCRIPTION Effective as of August 6, 2024 1.Establishment of Plan. Spruce Power Holding Corporation (the “Company”) hereby establishes an unfunded severance benefits plan (this “Plan”) that is intended to be a welfare benefit plan within the meaning of Section 3(1) of ERISA. This Plan is in effe |
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| March 31, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-389 |
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| March 31, 2025 |
Spruce Power Holding Corporation Exhibit 19.1 Spruce Power Holding Corp. INSIDER TRADING POLICY (Effective December 21, 2020, revised February 25, 2025) TABLE OF CONTENTS Page I.The Need for an Insider Trading Policy 2 II.What is Material Non-Public Information? 2 III.The Consequences of Insider Trading 4 IV.Our Policy 5 General Prohibition on Trading 5 Transactions by Family Members, Others in Your Household and Entities You Con |
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| March 31, 2025 |
Spruce Power Holding Corporation Clawback Policy Exhibit 97 SPRUCE POWER HOLDING CORPORATION CLAWBACK POLICY (adopted as of December 1, 2023, and amended as of February 25, 2025) I. |
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| March 31, 2025 |
Spruce Power Reports Fourth Quarter and Full-Year 2024 Results Spruce Power Reports Fourth Quarter and Full-Year 2024 Results DENVER, COLORADO (March 31, 2025) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the fourth quarter and year ended December 31, 2024. |
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| March 5, 2025 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2025 (November 22, 2024) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdict |
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| February 10, 2025 |
RESIDENTIAL SOLAR PORTFOLIO OF NEW JERSEY RESOURCES CORPORATION ABBREVIATED FINANCIAL STATEMENTS AS OF AND FOR THE FISCAL YEARS ENDED SEPTEMBER 30, 2024 AND 2023 INDEX Glossary of Key Terms 1 Independent Auditor’s Report 2 Statements of Assets Acquired and Liabilities Assumed as of September 30, 2024 and 2023 4 Statements of Revenues and Direct Expenses for the Fiscal Years Ended September 30, 202 |
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| February 10, 2025 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On November 22, 2024, Spruce Power 5, LLC (“SP5”), a wholly owned subsidiary of Spruce Power Holding Corporation (“Spruce” or the “Company”), entered into an Asset Purchase Agreement (“APA”) with NJR Clean Energy Ventures II Corporation (“CEV”), a subsidiary of New Jersey Resources Corporation (“NJR”), pursuant to which, on t |
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| February 10, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2025 (November 22, 2024) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdict |
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| February 5, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2025 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) ( |
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| February 5, 2025 |
Letter from CohnReznick LLP to the Securities and Exchange Commission dated February 5, 2025 Exhibit 16.2 February 5, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated February 5, 2025, of Spruce Power Holding Corporation and are in agreement with the statements contained in paragraph six and seven therein about our Firm. We have no basis to agree or disagree with the statements in paragraphs one |
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| February 5, 2025 |
Letter from Deloitte & Touche LLP to the Securities and Exchange Commission dated February 5, 2025 Exhibit 16.1 February 5, 2025 Securities and Exchange Commission 100 F Street, N.E. Deloitte & Touche LLP Suite 4500 1111 Bagby Street Houston, TX 77002-2591 USA Tel: +1 713-982-2000 Washington, D.C. 20549-7561 Dear Sirs/Madams: Fax: +1 713-982-2001 www.deloitte.com We have read Item 4.01 of Spruce Power Holding Corporation's Form 8-K dated February 5, 2025, and have the following comments: 1.We a |
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| February 4, 2025 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2025 (November 22, 2024) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdicti |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) |
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| November 26, 2024 |
Spruce Power Announces Acquisition of Residential Solar Portfolio from NJR Clean Energy Ventures, Adding Nearly 9,800 Customers in New Jersey -Deal Grows Spruce’s Home Solar Assets and Contracts by ~13% to ~85,000- -Accelerates Operating Efficiencies to Enhance Customer Experience and Shareholder Value- DENVER, COLORADO – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”) today announced the acquisition of a residential solar portfolio from NJR Clean Energy Ventures (“CEV”), a subsidiary of New Jersey Resources Corporation (NYSE: NJR), for $132. |
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| November 26, 2024 |
Exhibit 10.1 Execution Version Credit Agreement dated as of November 22, 2024 among Spruce Power 5 Borrower 2024, LLC, as Borrower, Banco Santander S.A., New York Branch, as Facility Agent, Computershare Trust Company, National Association, as Collateral Agent, as Paying Agent and as Securities Intermediary and the Lenders from time to time party hereto Table of Contents i ii iii CREDIT AGREEMENT |
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| November 26, 2024 |
Exhibit 2.1 Execution ASSET PURCHASE AGREEMENT BY AND BETWEEN NJR CLEAN ENERGY VENTURES II CORPORATION, AS SELLER, AND SPRUCE POWER 5, LLC, AS BUYER, DATED AS OF NOVEMBER 22, 2024 TABLE OF CONTENTS Page i TABLE OF CONTENTS (continued) Page ii TABLE OF CONTENTS (continued) Page iii ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”), dated as of November 22, 2024 (the “Closing |
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| November 20, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) |
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| November 20, 2024 |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE Exhibit 99.1 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE IN RE XL FLEET (PIVOTAL) STOCKHOLDER LITIGATION Consol. C.A. No. 2021-0808-KJSM STIPULATION AND AGREEMENT of settlement, compromise, and release This Stipulation and Agreement of Settlement, Compromise, and Release, dated November 13, 2024 (with the Exhibits hereto, the “Stipulation,” and the settlement contemplated hereby, the “Settle |
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| November 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 Spruce Power Holding Corporation (Exact name of Registrant as specified in its Charter) Delaware 83-4109918 (State or other jurisdiction of incorporation or organization) (I. |
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| November 13, 2024 |
Spruce Power Reports Third Quarter 2024 Results Spruce Power Reports Third Quarter 2024 Results DENVER, COLORADO (November 13, 2024) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the third quarter ended September 30, 2024. |
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| November 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (C |
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| August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (C |
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| August 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 Spruce Power Holding Corporation (Exact name of Registrant as specified in its Charter) Delaware 83-4109918 (State or other jurisdiction of incorporation or organization) (I. |
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| August 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (C |
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| August 14, 2024 |
June 13, 2024 Sarah Wells Via Email Dear Sarah: We value your continued support of, and service to, Spruce Power (the “Company”). |
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| August 14, 2024 |
ENERGY SERVICE EXPERTS AMENDED AND RESTATED AT-WILL EMPLOYMENT, CONFIDENTIAL INFORMATION, INVENTION ASSIGNMENT, AND ARBITRATION AGREEMENT This Amended and Restated At-Will Employment, Confidential Information, Invention Assignment, and Arbitration Agreement (this “Agreement”) is made by and between Solar Service Experts, LLC, d/b/a Energy Service Experts (the “Company”), on behalf of itself, its parent, subsidiaries, affiliates, successors, and assigns (together with the Company, the “Company Parties”), and Jonathan M. |
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| August 14, 2024 |
April 12, 2024 Christopher Hayes Re: CEO Offer Letter Dear Christopher: This offer letter (this “Offer Letter”) memorializes the agreement between you and Spruce Power Holding Corporation (the “Company”) regarding your appointment as President and Chief Executive Officer of the Company. |
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| August 14, 2024 |
April 12, 2024 Mr. Christian Fong Re: Separation from Employment Dear Christian: As we have discussed, your employment with Spruce Power, Inc. (the “Company”) has ended effective April 12, 2024 (the “Separation Date”). The purpose of this letter agreement (the “Separation Agreement”) is to set forth the terms of your separation from the Company. Provision of the Separation Benefits referenced in S |
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| August 14, 2024 |
Spruce Power Reports Second Quarter 2024 Results Spruce Power Reports Second Quarter 2024 Results DENVER, COLORADO (August 14, 2024) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the second quarter ended June 30, 2024. |
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| July 1, 2024 |
Spruce Power Announces $130 Million Debt Financing Spruce Power Announces $130 Million Debt Financing DENVER, COLORADO- -(BUSINESS WIRE)- - Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today announced that certain of its subsidiaries have closed on a $130 million non-recourse debt facility (the “New Debt Facility”) provided by Barings LLC (“Barings”). |
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| July 1, 2024 |
EXECUTION COPY Credit Agreement dated as of June 26, 2024 among SPRUCE SET BORROWER 2024, LLC, as Borrower, BARINGS GPSF LLC, as Facility Agent for the financial institutions that may from time to time become parties hereto as Lenders, Computershare Trust Company, National Association, as Collateral Agent and as Paying Agent and Lenders from time to time party hereto 765544882 24763500 Table of Co |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Comm |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement ☐Confide |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Com |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant □ Filed by a Party other than the Registrant ☒ Check the appropriate box: □ Preliminary Proxy Statement □ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) □ Defin |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement ☐Confiden |
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| June 24, 2024 |
Spruce Power Announces New Director Spruce Power Announces New Director DENVER- -(BUSINESS WIRE)- - Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, announced today that it has appointed Clara Nagy McBane to serve as a new member of its Board of Directors (the “Board”) effective immediately. |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement ☐Confiden |
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| June 24, 2024 |
COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of June 21, 2024, by and among Spruce Power Holding Corporation, a Delaware corporation (the “Company”), on the one hand, and Clayton Capital Appreciation Fund, L. |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A / A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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| May 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 Spruce Power Holding Corporation (Exact name of Registrant as specified in its Charter) Delaware 83-4109918 (State or other jurisdiction of incorporation or organization) (I. |
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| May 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Comm |
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| May 15, 2024 |
Spruce Power Reports First Quarter 2024 Results Spruce Power Reports First Quarter 2024 Results DENVER, COLORADO (May 15, 2024) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the quarter ended March 31, 2024. |
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| May 7, 2024 |
Spruce Power Announces Notice of Pendency and Proposed Settlement of Stockholder Derivative Matters Spruce Power Announces Notice of Pendency and Proposed Settlement of Stockholder Derivative Matters DENVER, COLORADO (May 6, 2024) – Spruce Power Holding Corporation (NYSE: SPRU) has released the following notice according to THE UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS: THE UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS VAL KAY, Derivatively on Behalf of Nominal Defendant XL FLEET CORP. |
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| May 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commi |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38971 Spruce Power Holding Corporation (Ex |
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| April 29, 2024 |
Spruce Power Holding Corporation Corporate Code of Conduct and Whistle Exhibit 14.1 SPRUCE POWER HOLDING CORP. CORPORATE CODE OF CONDUCT AND WHISTLEBLOWER POLICY INTRODUCTION Spruce Power Holding Corp. (“we” or the “Company”) has adopted this Corporate Code of Conduct (the “Code”) and Whistleblower Policy (the “Policy”) to provide our stakeholders, as defined below, with a clear understanding of the principles of business conduct and ethics that are expected at the C |
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| April 26, 2024 |
SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTICE OF EXEMPT SOLICITION (VOLUNTRY SUBMISSION) NAME OF REGISTRANT: Spruce Power Holding Corporation NAME OF PERSON RELYING ON EXEMPTION: Shawn Kravetz ADDRESS OF PERSON RELYING ON EXEMPTION: Esplanade Capital LLC, 1330 Boylston Street, 6th Floor, Chestnut Hill, Massachusetts 02467 Written materials are submitted pursuant to Rule 14a-6(g)(1 |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 12, 2024 Date of Report (Date of earliest event reported) Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 15, 2024 |
Exhibit 99.1 Spruce Power Holding Corporation Announces Leadership Changes Chairman of the Board Chris Hayes Appointed as President & CEO Dr. Audrey Lee joins the Board of Directors DENVER‒April 15, 2024 ‒Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today announced that Chris Hay |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 12, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Co |
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| April 9, 2024 |
Spruce Power Holding Corp. 2020 Equity Incentive Plan Form of Restricted Stock Unit Agreement. Exhibit 10.7 Restricted Stock Unit No. SPRUCE POWER HOLDING CORP. Restricted Stock Unit Award Grant Notice Restricted Stock Unit Award Grant under the Company’s 2020 Equity Incentive Plan 1.Name and Address of Participant: 2.Date of Grant of Restricted Stock Unit Award: 3.Maximum Number of Shares underlying Restricted Stock Unit Award: 4.Vesting of Award: This Restricted Stock Unit Award shall ves |
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| April 9, 2024 |
Subsidiaries of the Registrant Exhibit 21 Subsidiaries of Registrant Name Percentage Ownership State of Organization Spruce Holding Company 1 LLC 100% Delaware Spruce Holding Company 2 LLC 100% Delaware Spruce Holding Company 3 LLC 100% Delaware Spruce Manager, LLC 100% Delaware Spruce Home 2, LLC 100% Delaware Spruce Asset Management, LLC 100% Delaware Spruce Capital & Trading, LLC 100% Delaware Spruce Sequoia, LLC 100% Delaware Spruce Servicing, LLC 100% Delaware Spruce Maple, LLC 100% Delaware Spruce IP Properties, LLC 100% Delaware Spruce Power Pledgor, LLC 100% Delaware Catania Solar, LLC 100% Delaware Spruce Market, LLC 100% Delaware Solar Service Experts, LLC (dba Spruce Power) 100% Delaware Spruce Lending, Inc. |
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| April 9, 2024 |
Spruce Power Holding Corp. 2020 Equity Incentive Plan Form of Stock Option Agreement. Exhibit 10.6 Option No. SPRUCE POWER HOLDING CORP. Stock Option Grant Notice Stock Option Grant under the Company’s 2020 Equity Incentive Plan 1.Name and Address of Participant: 2.Grant Date: 3.Type of Grant: 4.Maximum Number of Shares for which this Option is exercisable: 5.Exercise (purchase) price per share: 6.Option Expiration Date: 7.Vesting Start Date: 8.Vesting Schedule: This Option shall b |
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| April 9, 2024 |
Exhibit 97 SPRUCE POWER HOLDING CORPORATION CLAWBACK POLICY (adopted as of December 1, 2023) INTRODUCTION The Board of Directors (the “Board”) of Spruce Power Holding Corporation (the “Company”) believes that it is in the best interests of the Company and its stockholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company's pay-for-performance compensation philosophy. |
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| April 9, 2024 |
Spruce Power Holding Corp. 2020 Equity Incentive Plan. EX-10.5 SPRUCE POWER HOLDING CORP. 2020 EQUITY INCENTIVE PLAN Exhibit 10.5 SPRUCE POWER HOLDING CORP. 2020 EQUITY INCENTIVE PLAN 1.DEFINITIONS. Unless otherwise specified or unless the context otherwise requires, the following terms, as used in this Spruce Power Holding Corp. 2020 Equity Incentive Plan, have the following meanings: Administrator means the Board of Directors, unless it has delegate |
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| April 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 Spruce Power Holding Corporation (Exact name of Registrant as specified in its Charter) Delaware 83-4109918 (State or other jurisdiction of incorporation or organization) (I. |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023. |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2024 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Co |
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| March 14, 2024 |
Spruce Power Reports Fourth Quarter and Full-Year 2023 Results Spruce Power Reports Fourth Quarter and Full-Year 2023 Results DENVER, COLORADO (March 14, 2024) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the fourth quarter and year ended December 31, 2023. |
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| January 22, 2024 |
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK Exhibit 99.1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK In re XL Fleet Corp. Securities Litigation Case No. 1:21-cv-02002-JLR STIPULATION AND AGREEMENT of settlement This Stipulation and Agreement of Settlement, dated as of December 6, 2023 (the “Stipulation”) is entered into between (a) Court-appointed lead plaintiff Delton Rowe (“Lead Plaintiff”) and additional plaintiffs Jeffrey |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2024 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) ( |
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| November 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) |
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| November 13, 2023 |
Spruce Power Announces Record Revenue in Third Quarter 2023 Earnings Results Spruce Power Announces Record Revenue in Third Quarter 2023 Earnings Results DENVER, COLORADO (November 9, 2023) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the quarter ended September 30, 2023. |
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| November 13, 2023 |
Execution Version SECOND AMENDED AND RESTATED CREDIT AGREEMENT among SPRUCE POWER 2, LLC, as Borrower, SILICON VALLEY BANK, a division of First-Citizens Bank & Trust Company as Administrative Agent, SILICON VALLEY BANK, a division of First-Citizens Bank & Trust Company as Issuing Bank, and The Lenders From Time to Time Party Hereto dated as of August 18, 2023 SILICON VALLEY BANK, a division of First-Citizens Bank & Trust Company as Sole Lead Arranger and Sole Bookrunner ii TABLE OF CONTENTS ARTICLE I. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2023 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) ( |
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| November 13, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 Spruce Power Holding Corporation (Exact name of Registrant as specified in its Charter) Delaware 83-4109918 (State or other jurisdiction of incorporation or organization) (I. |
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| October 6, 2023 |
Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SPRUCE POWER HOLDING CORPORATION SPRUCE POWER HOLDING CORPORATION (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify as follows: FIRST: A resolution was duly adopted by the Board of Directors |
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| October 6, 2023 |
Exhibit 99.1 Spruce Power Announces Reverse Stock Split 1-for-8 reverse stock split of Spruce’s common stock approved by stockholders Spruce’s common stock anticipated to begin trading on a split-adjusted base on October 9, 2023 DENVER, COLORADO (October 2, 2023) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy as |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 2, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (C |
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| October 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) |
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| October 4, 2023 |
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Exhibit 99.1 UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 11247 / September 28, 2023 SECURITIES EXCHANGE ACT OF 1934 Release No. 98612 / September 28, 2023 ADMINISTRATIVE PROCEEDING File No. 3-21748 In the Matter of SPRUCE POWER HOLDING CORPORATION, Respondent. ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for use of |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 Spruce Power Holding Corporation (Exact name of Registrant as specified in its Charter) Delaware 83-4109918 (State or other jurisdiction of incorporation or organization) (I. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (C |
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| August 10, 2023 |
Press Release of Spruce Power Holding Corporation, issued August 10, 2023. Exhibit 99.1 Spruce Power Announces Record Net Income in Second Quarter 2023 Earnings Results DENVER, COLORADO (August 10, 2023) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the quarter ended June 30, 2023. Business Highlights ● Reported 2Q |
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| August 10, 2023 |
Spruce Power Announces Record Net Income in Second Quarter 2023 Earnings Results Exhibit 99.1 Spruce Power Announces Record Net Income in Second Quarter 2023 Earnings Results DENVER, COLORADO (August 10, 2023) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the quarter ended June 30, 2023. Business Highlights ● Reported 2Q |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (C |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| August 4, 2023 |
EX-99.1 2 brhc20057054ex99-1.htm EXHIBIT 1 Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the U.S. Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other reporting persons on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the shares of Common Stock, $0.00 |
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| August 4, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 2)* SPRUCE POWER HOLDING CORPORATION** (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 9837FR 100 (CUSIP Number) December 31, |
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| June 7, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On March 23, 2023, Spruce Power Holding Corporation (the “Company” or "Spruce") completed the acquisition of all the issued and outstanding interests in SS Holdings 2017, LLC (“SS Holdings”) from certain funds managed by HPS Investment Partners, LLC (“HPS”), pursuant to a Membership Interest Purchase And Sale Agreement (“Purc |
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| June 7, 2023 |
ssholdings2017llcissuedf SS Holdings 2017, LLC and subsidiaries Consolidated Financial Statements as of and for the Year Ended November 30, 2022 and Independent Auditor’s Report Exhibit 99. |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2023 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) ( |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2023 SPRUCE POWER HOLDING CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 Spruce Power Holding Corporation (Exact name of Registrant as specified in its Charter) Delaware 83-4109918 (State or other jurisdiction of incorporation or organization) (I. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Comm |
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| May 15, 2023 |
Spruce Power Reports First Quarter 2023 Results Exhibit 99.1 Spruce Power Reports First Quarter 2023 Results DENVER, COLORADO (May 15, 2023) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the quarter ended March 31, 2023. Business Highlights ● Added cash flows from 22,500 residential solar |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023. |
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| May 12, 2023 |
Offer Letter, dated October 25, 2018, by and between Spruce Lending Inc. and Sarah Weber Wells Exhibit 10.1 October 25, 2018 Sarah Wells Via Email Address Dear Sarah: On behalf of Spruce Finance Inc. (“Spruce”) and its subsidiary Spruce Lending, Inc. (“Spruce Lending”), I am pleased to extend to you our offer of employment. This offer supersedes any prior representations or understandings, whether expressed orally or in writing. The terms of your employment with Spruce Lending will be as fo |
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| May 12, 2023 |
Enhanced Severance Letter, dated April 27, 2022, between the Company and Sarah Weber Wells Exhibit 10.2 April 27, 2022 Sarah Wells Via Email Dear Sarah: We value your continued support of, and service to, Spruce Power (the “Company”). In recognition of your continued commitment to the Company, I am pleased to provide you with this letter (this “Letter”) amending your offer letter with the Company to provide for the below separation benefits. Separation Benefits In the event that the Com |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Comm |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) ( |
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| April 7, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) ( |
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| April 7, 2023 |
Letter of Marcum LLP dated April 4, 2023 concerning change in the registrant's certifying accountant Exhibit 16.1 April 5, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Spruce Power Holding Corporation under Item 4.01 of its Form 8-K dated April 5, 2023. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Spruce Power Holding Co |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Co |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2023 SPRUCE POWER HOLDING CORP (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commissio |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2023 SPRUCE POWER HOLDING CORP (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commissio |
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| March 31, 2023 |
Spruce Power Holding Corp. Receives Notice Regarding NYSE Continued Listing Standard Exhibit 99.1 Spruce Power Holding Corp. Receives Notice Regarding NYSE Continued Listing Standard DENVER, COLORADO (March 31, 2023) – Spruce Power Holding Corp. (NYSE: SPRU) (“Spruce Power” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today announced that on March 28, 2023, it received a notice from the New York Stock Exchange (“NYSE” |
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| March 31, 2023 |
Spruce Power Holding Corp. Receives Notice Regarding NYSE Continued Listing Standard Exhibit 99.1 Spruce Power Holding Corp. Receives Notice Regarding NYSE Continued Listing Standard DENVER, COLORADO (March 31, 2023) – Spruce Power Holding Corp. (NYSE: SPRU) (“Spruce Power” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today announced that on March 28, 2023, it received a notice from the New York Stock Exchange (“NYSE” |
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| March 30, 2023 |
Offer Letter, dated as of May 18, 2022, by and between XL Fleet Corp. and Stacey Constas offerletter-staceyconsta )&Fleet,. ,-d\opdi ls,zozz \Yt Stacey Constas 25 Wave Avenue Wakefield, MA 01880 Dear Stacey, On behalf of XL Fleet {the.Compan/) I am pleased to offeryou a position as General Counsel rcporting directly to the Chief Executive Officer. This letter (the -Offer Letts/) describes the terms and conditions of your omployrnent with the Company, subject to the approval of the Com |
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| March 30, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-389 |
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| March 29, 2023 |
Exhibit 10.1 Execution Version Credit Agreement dated as of June 10, 2022 among Set Borrower 2022, LLC, as Borrower, Deutsche Bank Ag, New York Branch, as Facility Agent for the financial institutions that may from time to time become parties hereto as Lenders, Computershare Trust Company, National Association, as Collateral Agent and as Paying Agent and Lenders from time to time party hereto Tabl |
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| March 29, 2023 |
Exhibit 2.1 Execution Version MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT Dated as of March 23, 2023 by and among SPRUCE POWER HOLDING CORPORATION, as Buyer, MEZZANINE PARTNERS III, L.P., AP MEZZANINE PARTNERS III, L.P., and SS OFFSHORE, L.P., as Sellers, and HPS INVESTMENT PARTNERS, LLC, as the Sellers’ Representative TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS Section 1.1 Definitions 2 Sect |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Co |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Co |
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| March 23, 2023 |
Spruce Power Reports Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Spruce Power Reports Fourth Quarter and Full Year 2022 Results DENVER, COLORADO (March 23, 2023) – Spruce Power Holding Corporation (NYSE: SPRU) (“Spruce” or the “Company”), a leading owner and operator of distributed solar energy assets across the United States, today reported financial results for the quarter and full year ended December 31, 2022. Business Highlights ● Completed str |
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| February 9, 2023 |
XL / XL Fleet Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Spruce Power Holding Corp. Title of Class of Securities: Common Stock CUSIP Number: 9837FR100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2023 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) ( |
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| January 10, 2023 |
As filed with the Securities and Exchange Commission on January 10, 2023 As filed with the Securities and Exchange Commission on January 10, 2023 Registration No. |
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| December 21, 2022 |
Exhibit 99.1 Spruce Power Announces Changes to its Board of Directors -Deb Frodl and Sarah Sclarsic Transition off Board Effective December 31, 2022- -Chris Hayes Elected as Chair Effective January 1, 2023- WIXOM, Michigan (December 21, 2022) ? Spruce Power (NYSE: SPRU) (?Spruce? or the ?Company?; formerly known as XL Fleet), a leading owner and operator of distributed solar energy assets across t |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2022 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) |
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| December 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2022 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) |
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| December 15, 2022 |
Exhibit 99.1 Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations. The following discussion and analysis provides information which our management believes is relevant to an assessment and understanding of our financial condition and results of operations. This discussion and analysis should be read together with our results of operations and financial cond |
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| December 15, 2022 |
Index to Consolidated Financial Statements Exhibit 99.2 Item 8. Financial Statements and Supplementary Data. Our financial statements are presented beginning on page F-1 which appears following this caption. Index to Consolidated Financial Statements Page No. Report of Independent Registered Public Accounting Firm F-2 Consolidated Balance Sheets as of December 31, 2021 and 2020 F-4 Consolidated Statements of Operations for the Years Ended |
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| December 5, 2022 |
December 5, 2022 VIA EDGAR Ms. Clark and / or Ms. Erlanger Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, DC 20549 Re: Spruce Power Holding Corporation Form 10-K for the Year Ended December 31, 2021 Form 10-Q for the Quarter Ended September 30, 2022 Form 8-K furnished November 9, 2022 File No. 001-38971 Dear Ms. Clark and Ms. Erlanger: This lette |
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| November 22, 2022 |
Exhibit 99.2 Spruce Holding Company 1, LLC, Spruce Holding Company 2, LLC, Spruce Holding Company 3, LLC, and Spruce Manager, LLC Combined Consolidated Financial Statements Six Months Ended June 30, 2022 and 2021 Spruce Holding Company 1, LLC, Spruce Holding Company 2, LLC, Spruce Holding Company 3, LLC, and Spruce Manager, LLC Index Page Combined Consolidated Financial Statements Combined Consoli |
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| November 22, 2022 |
Exhibit 99.1 Spruce Holding Company 1, LLC, Spruce Holding Company 2, LLC, Spruce Holding Company 3, LLC, and Spruce Manager, LLC Combined Consolidated Financial Statements and Independent Auditor?s Report December 31, 2021 and 2020 Spruce Holding Company 1, LLC, Spruce Holding Company 2, LLC, Spruce Holding Company 3, LLC, and Spruce Manager, LLC Index Page Independent Auditor?s Report 1 Combined |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2022 Spruce Power Holding Corporation (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdictio |
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| November 22, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Spruce Power Holding Corporation (formerly known as XL Fleet Corp.) (together with its subsidiaries, ?the Company?) acquired 100% of the membership interests of Spruce Holding Company 1 LLC, Spruce Holding Company 2 LLC, Spruce Holding Company 3 LLC, and Spruce Manager LLC (collectively and together with their subsidiaries, ? |
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| November 14, 2022 |
Certificate of Amendment changing name of Registrant to Spruce Power Holding Corporation Exhibit 3.1 Page 1 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “XL FLEET CORP”, CHANGING ITS NAME FROM “XL FLEET CORP” TO “SPRUCE POWER HOLDING CORPORATION”, FILED IN THIS OFFICE ON THE TENTH DAY OF NOVEMBER, A.D. 2022, AT 11:33 O’CLOCK A.M. 7335729 8100 Aut |
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| November 14, 2022 |
Amended and Restated Bylaws, as amended as of November 10, 2022 Exhibit 3.2 Amended and Restated Bylaws of Spruce Power Holding Corporation (a Delaware corporation) Table of Contents Page Article I – Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II – Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Advance Notice Procedures for Business Brought before a Meeting 2 2.5 Advance Notice Proc |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2022 SPRUCE POWER HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 XL Fleet Corp. |
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| November 9, 2022 |
Exhibit 99.1 XL Fleet Announces Third Quarter 2022 Financial Results Following Recent Transformational Acquisition of Spruce Power WIXOM, MI, November 9, 2022 – XL Fleet Corp. (NYSE: XL) (“XL Fleet” or the “Company”), is a leading owner and operator of distributed solar energy assets across the United States, offering subscription-based services to more than 51,000 customers and making renewable e |
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| October 28, 2022 |
Enhanced Severance Payments pursuant to the Severance Policy Exhibit 99.1 47000 Liberty Dr. Wixom, MI 48393 XLFleet.com 1-833-XL-FLEET October 26, 2022 Dear Ms. Constas: Thank you for your efforts in connection with the acquisition of Spruce Power (?Spruce?) by XL Fleet (the ?Company?). We expect our integration process following the acquisition to be completed on or before September 9, 2023 (the ?Integration Period?) and your efforts will be important to t |
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| October 28, 2022 |
Enhanced Severance Payments pursuant to the Severance Policy Exhibit 99.1 47000 Liberty Dr. Wixom, MI 48393 XLFleet.com 1-833-XL-FLEET October 26, 2022 Dear Colleen: Thank you for your efforts in connection with the acquisition of Spruce Power (?Spruce?) by XL Fleet (the ?Company?). We expect our integration process following the acquisition to be completed on or before September 9, 2023 (the ?Integration Period?) and your efforts will be important to the c |
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| October 28, 2022 |
Enhanced Severance Payments pursuant to the Severance Policy Exhibit 99.1 47000 Liberty Dr. Wixom, MI 48393 XLFleet.com 1-833-XL-FLEET October 26, 2022 Dear Don: Thank you for your efforts in connection with the acquisition of Spruce Power (“Spruce”) by XL Fleet (the “Company”). We expect our integration process following the acquisition to be completed on or before September 9, 2023 (the “Integration Period”) and your efforts will be important to the compl |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 21, 2022 |
XL Fleet Corp. Receives Notice Regarding NYSE Continued Listing Standard Exhibit 99.1 XL Fleet Corp. Receives Notice Regarding NYSE Continued Listing Standard WIXOM, Mich. (October 21, 2022) – XL Fleet Corp. (NYSE: XL) (“XL Fleet” or the “Company”), a provider of subscription-based services that make it easy for homeowners and small businesses to own and maintain rooftop solar and battery storage, today announced that on October 20, 2022, it received a notice from the |
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| September 15, 2022 |
Exhibit 10.4 Execution Version OMNIBUS AMENDMENT AND ACCESSION This OMNIBUS AMENDMENT AND ACCESSION, dated as of April 8, 2022 (this ?Agreement?), is entered into by and among KWS Solar Term Parent 1 LLC, a Delaware limited liability company (?Co-Borrower 1?), KWS Solar Term Parent 2 LLC, a Delaware limited liability company (?Co-Borrower 2?), KWS Solar Term Parent 3 LLC, a Delaware limited liabil |
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| September 15, 2022 |
Exhibit 10.3 Execution Version CREDIT AGREEMENT among SPRUCE POWER 3, LLC, as Borrower, KEYBANK NATIONAL ASSOCIATION, as Administrative Agent, KEYBANK NATIONAL ASSOCIATION, as Issuing Bank, The Lenders From Time to Time Party Hereto, and KEYBANC CAPITAL MARKETS INC. and SILICON VALLEY BANK as Joint Bookrunners and Exclusive Joint Lead Arrangers dated as of November 13, 2020 ARTICLE I. DEFINITIONS |
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| September 15, 2022 |
Exhibit 10.1 Conformed through: Omnibus Amendment and Consent, dated as of March 5, 2020 Amendment to Credit Agreement, dated as of May 29, 2020 Omnibus Amendment and Consent, dated March 18, 2021 AMENDED AND RESTATED CREDIT AGREEMENT among KILOWATT SYSTEMS, LLC, VOLTA MH OWNER II, LLC, GREENDAY FINANCE I LLC, and SPRUCE KISMET, LLC, as Co-Borrowers, SILICON VALLEY BANK, as Administrative Agent, I |
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| September 15, 2022 |
Exhibit 2.1 MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT Dated as of September 9, 2022 by and among SF SOLAR BLOCKER 2 LLC, SF SOLAR BLOCKER 3 LLC, and SPRUCE HOLDING COMPANY 3 HOLDCO LLC, as Sellers, HPS INVESTMENT PARTNERS, LLC, as the Sellers? Representative, and XL FLEET CORP., as Buyer TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Interpretation. 16 A |
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| September 15, 2022 |
Exhibit 10.6 Execution Copy EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this ?Agreement?) is effective as of September 9, 2022 (the ?Effective Date?) by and between XL Fleet Corp. (the ?Company?), a Delaware corporation, and Christian Fong (?Executive?). References below to the ?Company? shall include its subsidiaries and affiliates when applicable. 1. Roles and Duties. (a) |
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| September 15, 2022 |
Exhibit 10.2 Execution Version AMENDED AND RESTATED CREDIT AGREEMENT among SPRUCE POWER 2, LLC, as Borrower, SILICON VALLEY BANK, as Administrative Agent, SILICON VALLEY BANK, as Issuing Bank, and The Lenders From Time to Time Party Hereto dated as of July 12, 2022 SILICON VALLEY BANK as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE |
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| September 15, 2022 |
Exhibit 10.5 Execution Version WAIVER AND SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This WAIVER AND SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of July 12, 2022 (this ?Agreement?), is entered into by and among KWS Solar Term Parent 1 LLC, a Delaware limited liability company (?Co-Borrower 1?), KWS Solar Term Parent 2 LLC, a Delaware limited liability company |
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| September 15, 2022 |
Exhibit 10.7 XL FLEET CORP. Restricted Stock Award Grant Notice Restricted Stock Award Grant under the Company?s 2020 Equity Incentive Plan 1. Name and Address of Participant: Christian Fong 7775 Raphael Ln Littleton CO 80125-1810 2. Date of Grant of Restricted Stock Award: September 9, 2022 3. Number of Shares underlying Restricted Stock Award (the ?Shares?): 909,091 4. Vesting of Award: This Res |
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| September 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File N |
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| September 12, 2022 |
Exhibit 99.1 XL Fleet Completes Transformational Acquisition of Spruce Power, the Largest Privately Held Solar-as-a-Service Provider ? Completed acquisition of Spruce Power from funds managed by HPS for total cash consideration of approximately $58 million and the assumption of approximately $542 million of debt on September 9, 2022 ? Spruce Power is the largest privately held owner and operator o |
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| September 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File N |
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| September 12, 2022 |
Exhibit 99.2 Acquisition of Spruce Power and New Corporate Strategy September 12, 2022 2 Disclaimer Use of Forward - Looking Statements Certain statements in this presentation may constitute ?forward - looking statements? within the meaning of the federal securities laws . Forward - looking statements generally are accompanied by words such as ?believe,? ?may,? ?will,? ?estimate,? ?continue,? ?ant |
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| August 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 XL Fleet Corp. |
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| August 9, 2022 |
EXHIBIT 10.1 EXECUTIVE SEVERANCE POLICY This Executive Severance Policy (the ?Policy?) of XL Fleet Corp. (the ?Company?), a Delaware corporation (the ?Company?), is effective as of May 11, 2022 (the ?Effective Date?). 1. Purpose and Participation. The purpose of this Policy is to provide specified benefits to a select group of designated management or highly compensated key employees of the Compan |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 9, 2022 |
XL Fleet Announces Second Quarter 2022 Financial Results Exhibit 99.1 XL Fleet Announces Second Quarter 2022 Financial Results WIXOM, MI, August 9, 2022 ? XL Fleet Corp. (NYSE: XL) (?XL Fleet? or the ?Company?), a leading provider of fleet electrification solutions and energy efficiency, today announced second quarter 2022 financial results. Second Quarter 2022 and Recent Highlights ? Generated revenue for second quarter of 2022 of $3.0 million, compare |
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| May 10, 2022 |
Exhibit 10.4 PRIVATE & CONFIDENTIAL March 21, 2022 Mr. Thomas Hynes III 62 WALNUT PARK, UNIT A NEWTON, MA, 02458 Re: Transition and Separation from Employment Dear Tod: As we have discussed, upon mutual agreement, your employment with XL Fleet Corp. (the ?Company?) will terminate effective March 21, 2022 (the ?Separation Date?). The purpose of this letter agreement (the ?Agreement?) is to set fort |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 XL Fleet Corp. |
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| May 10, 2022 |
Exhibit 10.2 PRIVATE & CONFIDENTIAL October 30, 2021 (Revised) Mr. Dimitri Kazarinoff 1175 Bowline Drive Vero Beach, Florida 32963 Re: Transition and Separation from Employment Dear Dimitri: As we have discussed, your employment with XL Fleet Corp. (the ?Company?) shall end effective December 1, 2021 (the ?Separation Date?). The purpose of this letter agreement (the ?Transition and Separation Agre |
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| May 10, 2022 |
Exhibit 10.3 PRIVATE & CONFIDENTIAL January 26, 2022 Ms. Cielo Maria Hernandez 9 Gladwynne Terrace Moorestown, NJ 09057 Re: Transition and Separation from Employment Dear Cielo: As we have discussed, you are resigning your employment with XL Fleet Corp. (the ?Company?) effective January 31, 2022 (the ?Separation Date?). The purpose of this letter agreement (the ?Transition and Separation Agreement |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 10, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 7 To Prospectus dated November 4, 2021 Up to 48,083,495 Shares of Common Stock Up to 4,233,333 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 7 supplements the prospectus dated November 4, 2021 (the ?Prospectus?), which forms a part of the Regist |
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| May 10, 2022 |
XL Fleet Announces First Quarter 2022 Financial Results Exhibit 99.1 XL Fleet Announces First Quarter 2022 Financial Results BOSTON, May 10, 2022 ? XL Fleet Corp. (NYSE: XL) (?XL Fleet? or the ?Company?), a leading provider of fleet electrification solutions, today announced first quarter 2022 financial results. First Quarter 2022 and Recent Highlights ? Generated revenue for first quarter of 2022 of $4.8 million, compared to $0.7 million in the prior |
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| May 5, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 14, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 6 To Prospectus dated November 4, 2021 Up to 48,083,495 Shares of Common Stock Up to 4,233,333 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 6 supplements the prospectus dated November 4, 2021 (the ?Prospectus?), which forms a part of the Regist |
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| April 12, 2022 |
Offer Letter, dated as of March 11, 2022, by and between XL Fleet Corp. and Donald P. Klein Exhibit 10.1 145 Newton St. Brighton, MA 02135 March 11, 2022 Donald Klein 46 Carolyn Court Lake Zurich, Illinois 60047 Dear Don, On behalf of XL Fleet (the ?Company?) I am pleased to offer you a position as Chief Financial Officer reporting directly to the Chief Executive Officer. This letter (the ?Offer Letter?) describes the terms and conditions of your employment with the Company, subject to t |
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| April 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 12, 2022 |
Exhibit 99.1 XL Fleet Appoints Donald Klein as Chief Financial Officer Accomplished senior executive with over 25 years of public company finance & accounting experience Strong industry experience and track-record of execution in complex operating environments BOSTON, April 12, 2022 ? XL Fleet Corp. (NYSE: XL) (?XL Fleet? or the ?Company?), a leading provider of fleet electrification solutions, to |
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| March 31, 2022 |
XL / XL Fleet Corp / Hynes Thomas J. III - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* XL Fleet Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 9837FR 100 (CUSIP Number) Thomas J. Hynes, III MIT, E40-196 One Amherst Street Cambridge, MA 02142-1352 (617) 253-8653 (Name, Address and Telephone N |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 25, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 5 To Prospectus dated November 4, 2021 Up to 48,083,495 Shares of Common Stock Up to 4,233,333 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 5 supplements the prospectus dated November 4, 2021 (the ?Prospectus?), which forms a part of the Regist |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File N |
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| March 1, 2022 |
XL Fleet Announces Fourth Quarter and Full-Year 2021 Financial Results Exhibit 99.1 XL Fleet Announces Fourth Quarter and Full-Year 2021 Financial Results BOSTON, March 1, 2022 ? XL Fleet Corp. (NYSE: XL) (?XL Fleet? or the ?Company?), a leading provider of fleet electrification solutions, today announced fourth quarter and full-year 2021 financial results. Fourth Quarter, Full-Year 2021 and Recent Highlights ? Generated revenue for fourth quarter of 2021 of $8.0 mil |
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| March 1, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 4 To Prospectus dated November 4, 2021 Up to 48,083,495 Shares of Common Stock Up to 4,233,333 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 4 supplements the prospectus dated November 4, 2021 (the ?Prospectus?), which forms a part of the Regist |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 XL Fleet Corp. |
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| March 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| February 11, 2022 |
XL / XL Fleet Corp / Pivotal Investment Holdings II LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2. (Amendment No. 1)* XL FLEET CORP. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 9837FR 100 (CUSIP Number) December 31, 2021 (Date of Event |
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| February 10, 2022 |
XL / XL Fleet Corp / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv02265-xlfleetcorp.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: XL Fleet Corp. Title of Class of Securities: Common Stock CUSIP Number: 9837FR100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 XL FLEET CORP. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 9837FR 100 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2022 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 2, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 3 To Prospectus dated November 4, 2021 Up to 48,083,495 Shares of Common Stock Up to 4,233,333 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 3 supplements the prospectus dated November 4, 2021 (the ?Prospectus?), which forms a part of the Regist |
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| November 29, 2021 |
Form of Non-Qualified Stock Option Agreement under the Inducement Option grant Exhibit 99.5 Option No. XL Fleet Corp. Non-Qualified Stock Option Grant Notice 1. Name of Participant: Eric Tech 2. Grant Date: December 1, 2021 3. Maximum number of Shares for which this Option is exercisable: [$1,260,000 based on Black Scholes valuation as of the date of the grant rounded to nearest whole share] 4. Exercise (purchase) price per share: $[Closing price on Date of Board Grant] 5. O |
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| November 29, 2021 |
Form of Restricted Stock Unit Agreement under the Inducement RSU grant Exhibit 99.6 XL FLEET CORP. RESTRICTED STOCK UNIT AWARD NOTICE (Time-Based) 1. Name of Participant: Eric Tech 2. Grant Date: December 1, 2021 3. Vesting Start Date: December 1, 2021 4. Number of Restricted Stock Units (?RSUs?) Awarded: [$540,000 divided by closing price on the date of Board Grant rounded down to nearest whole share] 5. Vesting Schedule: This Award shall vest as follows provided (e |
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| November 29, 2021 |
As filed with the Securities and Exchange Commission on November 29, 2021 As filed with the Securities and Exchange Commission on November 29, 2021 Registration No. |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 20, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File N |
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| November 16, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 2 To Prospectus dated November 4, 2021 Up to 48,083,495 Shares of Common Stock Up to 4,233,333 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 2 supplements the prospectus dated November 4, 2021 (the ?Prospectus?), which forms a part of the Regist |
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| November 16, 2021 |
XL Fleet Announces Third Quarter 2021 Financial Results Exhibit 99.1 XL Fleet Announces Third Quarter 2021 Financial Results BOSTON, November 15, 2021 ? XL Fleet Corp. (NYSE: XL) (?XL Fleet? or the ?Company?), a leading provider of fleet electrification solutions for commercial vehicles in North America, today announced third quarter 2021 financial results. Third Quarter 2021 and Recent Highlights ? Generated revenue for third quarter of 2021 of $3.2 m |
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| November 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File N |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 XL Fleet Corp. |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 10, 2021 |
Employment Agreement for James Berklas, dated November 4, 2021 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is effective as of November 4, 2021 (the ?Effective Date?) by and between XL Fleet Corp., a Delaware corporation (the ?Company?), and James Berklas (?Employee?). 1. Roles and Duties. Subject to the terms and conditions of this Agreement, the Company shall continue to employ Employee as its Chief Legal Officer and Genera |
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| November 5, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 1 To Prospectus dated November 4, 2021 Up to 48,083,495 Shares of Common Stock Up to 4,233,333 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 1 supplements the prospectus dated November 4, 2021 (the ?Prospectus?), which forms a part of the Regist |
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| November 5, 2021 |
424B3 1 ea150005-424b3xlfleetcorp.htm PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS Up to 48,083,495 Shares of Common Stock Up to 4,233,333 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus relates to the issuance by us of up to an aggregate of 4,233,333 shares of our common stock, $0.0001 par value per share (“C |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 1, 2021 |
Executive Employment Agreement, dated November 1, 2021 by and between the Company and Eric Tech. Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this ?Agreement?) is effective as of November 1, 2021 (the ?Effective Date?) by and between XL Fleet Corp. (the ?Company?), a Delaware corporation, and Eric Tech (?Executive?). 1. Roles and Duties. (a) Chief Executive Officer Role. Subject to the terms and conditions of this Agreement, the Company shall employ Executi |
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| November 1, 2021 |
EX-99.1 3 ea149711ex99-1xlfleetcorp.htm PRESS RELEASE Exhibit 99.1 XL Fleet Announces Leadership Transition Automotive and mobility sector veteran Eric Tech named CEO of XL Fleet Tech brings nearly 35 years of industry and leadership experience at Ford and Navistar Announces preliminary unaudited financial results for the third quarter of 2021 BOSTON, November 1, 2021 – XL Fleet Corp. (NYSE: XL) ( |
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| October 21, 2021 |
As filed with the Securities and Exchange Commission on October 21, 2021 As filed with the Securities and Exchange Commission on October 21, 2021 Registration No. |
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| August 13, 2021 |
Exhibit 10.3 eNow, Inc. CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT July 13, 2021 THE SECURITIES MAY BE SOLD ONLY TO ?ACCREDITED INVESTORS?, WHICH FOR NATURAL PERSONS, ARE INVESTORS WHO MEET CERTAIN MINIMUM ANNUAL INCOME OR NET WORTH THRESHOLDS. THE SECURITIES ARE BEING OFFERED IN RELIANCE ON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND ARE NOT REQUIRED TO COMPLY WI |
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| August 13, 2021 |
424B3 1 ea145814-424b3xlfleet.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 11 To Prospectus dated January 22, 2021 Up to 48,083,495 Shares of Common Stock Up to 11,900,000 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 11 supplements the prospectus dated January 22 |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38971 XL Fleet Corp. |
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| August 13, 2021 |
Membership Interest Purchase Agreement Exhibit 10.2 Execution Version MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among XL HYBRIDS, INC., as the Buyer, WORLD ENERGY EFFICIENCY SERVICES, LLC, as the Company, THE HOLDERS OF MEMBERSHIP INTERESTS OF THE COMPANY, as the Sellers, DANNY WADHWANI AND DINESH WADHWANI, as the Guarantors, XL FLEET CORP., as the Parent and Richard Galipeau, as the Sellers? Representative * * * * Dated as of May |
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| August 12, 2021 |
XL Fleet Announces Second Quarter 2021 Financial Results EX-99.1 2 ea145627ex99-1xlfleetcorp.htm PRESS RELEASE OF XL FLEET CORP., DATED AUGUST 12, 2021. Exhibit 99.1 XL Fleet Announces Second Quarter 2021 Financial Results BOSTON, August 12, 2021 – XL Fleet Corp. (NYSE: XL) (“XL Fleet” or the “Company”), a leading provider of fleet electrification solutions for commercial vehicles in North America, today announced second quarter 2021 financial results. |
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| August 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 21, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 21, 2021 |
EX-99.1 2 ea144527ex99-1xlfleetcorp.htm PRESS RELEASE OF XL FLEET CORP., DATED JULY 21, 2021 Exhibit 99.1 XL Fleet and eNow Announce Partnership to Electrify Refrigerated Trailers Development and supply agreement enables XL Fleet to provide battery and power electronics systems for eNow’s innovative electrified refrigerated trailer solution Next generation electrified refrigerated trailers reduce |
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| July 21, 2021 |
424B3 1 ea144528-424b3xlfleetcorp.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 10 To Prospectus dated January 22, 2021 Up to 48,083,495 Shares of Common Stock Up to 11,900,000 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 10 supplements the prospectus dated Januar |
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| June 1, 2021 |
424B3 1 ea142026-424b3xlfleet.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 9 To Prospectus dated January 22, 2021 Up to 48,083,495 Shares of Common Stock Up to 11,900,000 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 9 supplements the prospectus dated January 22, |
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| June 1, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 ea141848-8kxlfleetcorp.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisd |
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| May 18, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 6 To Prospectus dated January 22, 2021 Up to 48,083,495 Shares of Common Stock Up to 11,900,000 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 6 supplements the prospectus dated January 22, 2021 (the ?Prospectus?) relating to the issuance by us o |
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| May 18, 2021 |
424B3 1 ea140961-424b3xlfleet.htm PROSPECTUS SUPPLEMENT NO. 7 Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 7 To Prospectus dated January 22, 2021 Up to 48,083,495 Shares of Common Stock Up to 11,900,000 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 7 supplements the prospectus dated Januar |
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| May 18, 2021 |
424B3 1 ea140962-424b3xlfleet.htm PROSPECTUS SUPPLEMENT NO. 8 Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 8 To Prospectus dated January 22, 2021 Up to 48,083,495 Shares of Common Stock Up to 11,900,000 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 8 supplements the prospectus dated Januar |
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| May 17, 2021 |
10-Q 1 f10q0321xlfleetcorp.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Nu |
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| May 17, 2021 |
XL Fleet Announces First Quarter 2021 Financial Results EX-99.2 3 ea140959ex99-2xlfleet.htm PRESS RELEASE OF XL FLEET CORP., DATED MAY 17, 2021 Exhibit 99.2 XL Fleet Announces First Quarter 2021 Financial Results BOSTON, May 17, 2021 – XL Fleet Corp. (NYSE: XL) (“XL Fleet” or the “Company”), a leading provider of fleet electrification solutions for commercial vehicles in North America, today announced first quarter 2021 financial results. First Quarter |
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| May 17, 2021 |
EX-99.1 2 ea140959ex99-1xlfleet.htm PRESS RELEASE OF XL FLEET CORP., DATED MAY 17, 2021 Exhibit 99.1 XL Fleet Acquires World Energy Efficiency Services to Accelerate Fleet Electrification Adoption and Expand Charging Infrastructure Offering Bolt-on acquisition enables customers to deploy more charging infrastructure at their facilities more rapidly and with a lower total cost of ownership Expands |
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| May 17, 2021 |
8-K 1 ea140959-8kxlfleet.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdicti |
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| May 17, 2021 |
10-K/A 1 f10k2020a1xlfleetcorp.htm AMENDMENT NO. 1 TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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| May 11, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-252089 PROSPECTUS SUPPLEMENT NO. 5 To Prospectus dated January 22, 2021 Up to 48,083,495 Shares of Common Stock Up to 11,900,000 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 4,233,333 Warrants This prospectus supplement no. 5 supplements the prospectus dated January 22, 2021 (the “Prospectus”) relating to the issuance by us o |
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| May 11, 2021 |
XL Fleet Confirms Changes to Warrant Accounting Treatment Following SEC Statement Exhibit 99.1 XL Fleet Confirms Changes to Warrant Accounting Treatment Following SEC Statement BOSTON, May 11, 2021 ? XL Fleet Corp. (NYSE: XL) (?XL Fleet? or the ?Company?), a leading provider of fleet electrification solutions for commercial vehicles in North America, today announced that, following a statement published by the Staff of the U.S. Securities and Exchange Commission on April 12, 20 |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2021 XL FLEET CORP. (Exact name of registrant as specified in its charter) Delaware 001-38971 83-4109918 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 20, 2021 |
XL Fleet Bolsters Executive Team with Appointment of Cielo M. Hernandez as Chief Financial Officer Exhibit 99.1 XL Fleet Bolsters Executive Team with Appointment of Cielo M. Hernandez as Chief Financial Officer April 20, 2021 Accomplished finance executive with more than 25 years of public and private company experience joins fleet electrification leader BOSTON-(BUSINESS WIRE)- XL Fleet Corp. (NYSE: XL) (“XL Fleet” or the “Company”), a leading provider of fleet electrification solutions for com |
