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| CIK | 1486597 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Supernova Energy, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| April 10, 2019 |
SPRN / Supernova Energy, Inc. 253G2 Filed Pursuant to Rule 253(g)(2) File No: 024-10860 Offering Circular SUPERNOVA ENERGY, INC. |
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| April 9, 2019 |
SPRN / Supernova Energy, Inc. 253G2 253G2 1 sprn-20190409253g.htm 253G2 Filed Pursuant to Rule 252(g)(2) File No: 024-10860 Offering Circular SUPERNOVA ENERGY, INC. $7,907,600 1,976,900,000 SHARES OF COMMON STOCK $0.004 PER SHARE April 9, 2019 This offering (the “Offering”) pursuant to Regulation A consists of shares of Common Stock (the “Shares” or individually, each a “Share”) that is being offered on a “best efforts” basis, which |
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| August 21, 2018 |
SPRN / Supernova Energy, Inc. CORRESP CORRESP 1 filename1.htm SUPERNOVA ENERGY, INC. 265 Sunrise Highway, Suite 1-276 Rockville Centre, NY 11570 T: (785) 422-912 August 21, 2018 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: John Reynolds Assistant Director, Office of Natural Resources Re: Supernova Energy, Inc. Offering Statement on Form 1-A/ |
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| August 3, 2018 |
LEASE and WELL PURCHASE AGREEMENT LEASE and WELL PURCHASE AGREEMENT Anderson Lease with 3 oil wells and one Salt Water disposal well located in Barton County, Kansas NW/4 28-20S-12W Total Acreage: 160 +/- acres THIS Purchase Agreement is made and entered into on this 9h day of May 2018, by and between the undersigned, SUPERNOVA ENERGY, whose address is 265 Sunrise Hwy STE 1-276 Rockville Centre, New York 11570, hereinafter referred to as “SUPERNOVA”, and Harbourtown Inc. |
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| August 3, 2018 |
Philip Magri, Esq. August 3, 2018 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: John Reynolds Assistant Director Office of Natural Resources Re: Supernova Energy, Inc. Offering Statement on Form 1-A Filed June 26, 2018 File No. 024-10860 Ladies and Gentlemen: On behalf of our client, Supernova Energy, Inc |
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| August 3, 2018 |
PART II — INFORMATION REQUIRED IN OFFERING CIRCULAR PART II — INFORMATION REQUIRED IN OFFERING CIRCULAR An Offering Statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| June 27, 2018 |
SPRN / Supernova Energy, Inc. EX1A-2A 1 2 3 4 5 6 7 8 9 10 11 |
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| June 27, 2018 |
SPRN / Supernova Energy, Inc. EX1A-12 Philip Magri, Esq. June 21, 2018 Supernova Energy, Inc. 265 Sunrise Highway, Suite 1-276 Rockville, Centre, NY 11570 Attn: Board of Directors Ladies and Gentlemen: We have acted as special counsel to Supernova Energy, Inc., a Nevada corporation (the “Company”), in connection with the filing with the Securities and Exchange Commission (the “Commission”) of a Regulation A Offering Statement on Form |
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| June 27, 2018 |
SPRN / Supernova Energy, Inc. EX1A-6 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 EM P L O Y M E N T A G R E E M E N T This Employment Agreement is made May 22nd 2018 and is retroactive to the 1st day of January, 2018 ("Effective Date") by and between Supernova Energy Inc. |
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| June 27, 2018 |
SPRN / Supernova Energy, Inc. SPRN FORM 1A PART II — INFORMATION REQUIRED IN OFFERING CIRCULAR An Offering Statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| June 27, 2018 |
SPRN / Supernova Energy, Inc. EX1A-4 Exhibit 4.1 SUPERNOVA ENERGY, INC. SUBSCRIPTION AGREEMENT Name of Subscriber: Re: Supernova Energy, Inc. – Shares of Common Stock (the “Shares”) Gentlemen: 1. Subscription a. The Subscriber ("Subscriber") hereby irrevocably subscribes for and agrees to purchase Shares of Supernova Energy, Inc., a Nevada corporation (the “Company"), at a purchase price of $0.005 per Share of Common Stock (the "Purc |
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| January 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 IRS Employer Identification No. |
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| May 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2016 SUPERNOVA ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction (Commission (IRS Employer of incor |
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| March 31, 2016 |
Supernova Energy SUPERNOVA ENERGY, INC., NT 10-K OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [x] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: December 31, 2015 [] Tra |
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| November 20, 2015 |
Supernova Energy SUPERNOVA 10Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 SUPERNOVA ENERGY, INC. (Exact |
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| November 16, 2015 |
Supernova Energy SUPERNOVA ENERGY, INC., NT 10-Q OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: September 30, 2015 [] T |
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| October 14, 2015 |
SETTLEMENT AGREEMENT THIS AGREEMENT, entered into this day of September, 2015, by and among Supernova Energy, Inc. |
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| October 14, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2015 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission F |
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| October 9, 2015 |
LEASE and WELL PURCHASE AGREEMENT EX-10.1 2 sprn-exhibit101.htm EXHIBIT 10.1 LEASE and WELL PURCHASE AGREEMENT MONROE LEASE with THREE OIL WELLS located in MONROE COUNTY, KENTUCKY Total Acreage: 500 +/- acres THIS Purchase Agreement is made and entered into on this 5th day of October 2015, by and between the undersigned, SUPERNOVA ENERGY, whose address is 265 Sunrise Hwy STE 1-276 Rockville Centre, New York 11570, hereinafter refe |
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| October 9, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2015 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission F |
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| September 16, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2015 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorp |
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| September 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2015 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission |
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| August 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 SUPERNOVA ENERGY, INC. (Exact name |
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| August 14, 2015 |
Supernova Energy SUPERNOVA ENERGY, INC., NT 10-Q OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: June 30, 2015 [] Transi |
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| June 29, 2015 |
FARM OUT AGREEMENT PROJECT NAME: ANTLE LEASE RUSSELL COUNTY, KENTUCKY THIS Farm out Agreement is made and entered into on this 25th day of June 2015, by and between the undersigned, SUPERNOVA ENERGY, whose address is 7230 Indian Creek Lane #201 Las Vegas NV 89149, hereinafter referred to as “SUPERNOVA”, and OMR Drilling and Acquisition LLC, a Kentucky corporation, whose address is 5405 S. |
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| June 29, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2015 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 29, 2015 |
EX-10.1 2 exhibit10-1.htm EXHIBIT 10.1 LEASE DEPOSIT AGREEMENT PROJECT NAME: Ryan Lease CLINTON COUNTY, KENTUCKY THIS Lease Deposit Agreement is made and entered into on this 25th day of June 2015, by and between the undersigned, Supernova Energy, hereinafter referred to as “BUYER”, and OMR Drilling and Acquisition LLC, a Kentucky corporation, whose address is 5405 S. Highway 127, Albany, Kentucky |
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| May 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 SUPERNOVA ENERGY, INC. (Exact nam |
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| May 15, 2015 |
Supernova Energy SUPERNOVA ENERGY, INC., NT 10-K OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: March 31, 2015 [] Trans |
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| May 8, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2015 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission File |
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| May 8, 2015 |
May 8, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Re: Supernova Energy, Inc. Dear Sirs/Madams: We have read Item 4.01 of the Current Report on Form 8-K dated May 8, 2015 of Supernova Energy, Inc. and we agree with the statements made therein concerning our firm. Sincerely, Sadler, Gibb & Associates, LLC |
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| May 1, 2015 |
10-K 1 sprn-2014123110k.htm SUPERNOVA ENERGY, INC., 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to C |
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| March 31, 2015 |
Supernova Energy SUPERNOVA ENERGY, INC., NT 10-K OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [x] Form 10-K [_] Form 20-F [_] Form 11-K [_] Form 10-Q [_] Form 10-D [_] Form N-SAR [_] Form N-CSR For Period Ended: December 31, 2014 |
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| February 4, 2015 |
EX-10.3 8 exhibit10-3.htm EXHIBIT-10.3 1 2 |
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| February 4, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2015 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission |
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| February 4, 2015 | ||
| February 4, 2015 |
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| December 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2014 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission |
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| November 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 SUPERNOVA ENERGY, INC. (Exact n |
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| November 14, 2014 |
SPRN / Supernova Energy, Inc. NT 10-Q - - SUPERNOVA ENERGY, INC NT10-Q FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q [ ] Form N-SAR For the Period September 30, 2014 [ ] Transition Report on Form 100-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Re |
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| August 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A 10-Q/A 1 sprn-2014063010qa.htm SUPERNOVA ENERGY, INC., 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| August 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2014 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission F |
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| August 21, 2014 |
EX-16.1 2 exhibit16-1.htm EXHIBIT 16.1 EXHIBIT 16.1 SADLER, GIBB & ASSOCIATES, L.L.C. CERTIFIED PUBLIC ACCOUNTANTS Registered with the Public Company Accounting Oversight Board August 21, 2014 Office of the Chief Accountant Securities and Exchange Commission 460 Fifth Street N. W. Washington, DC 20549 Re: Supernova Energy Inc. Commission File Number 333-165373 Dear Sirs: We are not in agreement wi |
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| August 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 SUPERNOVA ENERGY, INC. (Exact name of |
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| August 15, 2014 |
SPRN / Supernova Energy, Inc. NT 10-Q - - SUPERNOVA ENERGY, INC NT10-Q NT 10-Q 1 nhur-20130630nt10q.htm SUPERNOVA ENERGY, INC NT10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q [ ] Form N-SAR For the Period June 30, 2014 [ ] Transition Report on Form 100-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Tra |
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| August 14, 2014 |
SPRN / Supernova Energy, Inc. DEF 14C - - SUPERNOVA ENERGY, INC., DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 [X] Filed by Registrant [ ] Filed by Party other than Registrant Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [x |
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| August 14, 2014 | ||
| July 22, 2014 |
SPRN / Supernova Energy, Inc. PRE 14C - - SUPERNOVA ENERGY, INC., PRE-14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 [X] Filed by Registrant [ ] Filed by Party other than Registrant Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ |
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| July 11, 2014 |
Changes in Control of Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2014 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 11, 2014 |
Stock Purchase Agreement This Stock Purchase Agreement (the “Agreement”) is entered this 28th day of June 2014 (“Effective Date”), by and between: I-Quest, Inc. |
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| July 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2014 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 1, 2014 |
SUPERNOVA ENERGY INC. (the “Company”) Resignation of Officer SUPERNOVA ENERGY INC. (the “Company”) Resignation of Officer I hereby resign as Director of the Company, effective immediately. My resignation does not result from any disagreement with the Company regarding its operations, policies, practices or otherwise but is as a result of my desire to pursue other professional ventures. Date: June 28, 2014 Name: Fortunato Villamagna Signature /s/ Fortunato V |
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| May 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 nhur-2014033110q.htm SUPERNOVA ENERGY INC., 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis |
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| May 15, 2014 |
- SUPERNOVA ENERGY, INC NT10-Q FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q [ ] Form N-SAR For the Period March 31, 2014 [ ] Transition Report on Form 100-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report |
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| May 12, 2014 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year - SUPERNOVA 8K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2013 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Northumberland Resources, Inc. (Former name of registrant) Nevada 333-165373 98-062859 |
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| May 12, 2014 |
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| April 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-53284 SUPERNOVA ENERGY, INC. ( |
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| April 1, 2014 |
NT 10-K 1 nhur-2014040110knt.htm SUPERNOVA 10K NT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 000-53284 CUSIP Number 86845R 108 (Check one) : [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2013 [ ] Transition Report on Form 10-K [ ] T |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES INC. |
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| October 21, 2013 |
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| October 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2013 Supernova Energy, Inc. (Exact name of registrant as specified in its charter) Northumberland Resources, Inc. (Former name of registrant) Nevada 333-165373 98-0628594 |
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| August 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Amendment No. 1 X QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOU |
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| August 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES, INC. ( |
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| August 14, 2013 |
FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q [ ] Form N-SAR For the Period June 30, 2013 [ ] Transition Report on Form 100-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report |
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| May 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES, INC. (E |
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| May 20, 2013 |
ADDENDUM This addendum modifies that Common Stock Purchase Agreement dated April 27, 2012 by and between Northumberland Resources, Inc. |
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| May 15, 2013 |
- NORTHUMBERLAND RESOURCES NT 10Q FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q [ ] Form N-SAR For the Period March 31, 2013 [ ] Transition Report on Form 100-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report |
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| April 15, 2013 |
HARBORTOWN, INC. 5466 CANVASBACK RD., BLAINE, WA 98230 TELEPHONE: (360)-820-1142 FACSIMILE: (360) 371-5061 ??building companies for the future? BUSINESS CONSULTING AGREEMENT This AGREEMENT made this 1st of January,2013 by and between: NORTHUMBERLAND RESOURCES INC. 701 N. Green Valley Pkwy., Ste 200-258 Henderson NV 89074 whose principal place of business is 7230 INDIAN CREEK LN., STE 201 LAS VEGAS |
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| April 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 form10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-53284 NORTH |
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| April 2, 2013 |
FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ X ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For the Period December 31, 2012 [ ] Transition Report on Form 100-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Rep |
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| January 18, 2013 |
Exhibit 99.1 CONSENT TO ACT AS DIRECTOR TO: NORTHUMBERLAND RESOURCES, inc. (the “Corporation”) 1. I hereby consent to my appointment as a director of the Corporation. 2. I hereby confirm that as of this date, I am not disqualified from acting as a director pursuant to the laws of the State of Nevada. This consent shall be effective as of this date and shall remain effective until revoked by notice |
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| January 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2013 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Comm |
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| January 2, 2013 |
EX-99 2 ex-99.htm RESIGNATION January 1, 2013 FortunatoVillamagna Director Northumberland Resources, Inc. 701 N. Green Valley Parkway. Suite 200-258 Henderson, NV 89074 Dear Mr. Villamagna, It is with great regret that I am writing to inform you of my decision to resign my position on the Board of Directors of Northumberland Resources, Inc., effective immediately. My other commitments have become |
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| January 2, 2013 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2013 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other (Commission File (IRS Emplo |
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| November 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES, INC |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For the Period September 30, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N- |
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| August 27, 2012 |
10-Q/A 1 form10qa.htm AMENDMENT TO FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30th, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| August 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30th, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES, INC. ( |
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| August 14, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2012 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other (Commission File (IRS Employer |
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| August 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For the Period June 30, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-Sar F |
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| June 21, 2012 |
Exhibit 99 |
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| June 21, 2012 |
- DEFINITIVE INFORMATION STATEMENT Def14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement Northumberland Resources, Inc. (Nam |
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| May 29, 2012 |
- PRELIMINARY REVISED INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C/A3 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement Northumberland Resources, Inc. (Name of |
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| May 29, 2012 |
Exhibit 99 |
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| May 29, 2012 |
May 28, 2012 H. Roger Schwall Assistant Director Caroline Kim Staff Attorney Laura Nicholson Staff Attorney United States Securities and Exchange Commission Washington, D.C. 20549 Re: Northumberland Resources, Inc. Amendment No. 2 to Preliminary Information Statement on Schedule 14C Filed April 18, 2012 File No. 0-54034 Dear Mr. Schwall; The following are the Company’s responses to your comment le |
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| May 21, 2012 |
10-Q 1 form10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31st, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-16 |
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| May 15, 2012 |
Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For the Period March 31, 2012 [ ] Transition Report on Form 100-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report o |
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| May 2, 2012 |
NORTHUMBERLAND RESOURCES INC. COMMON STOCK PURCHASE AGREEMENT NORTHUMBERLAND RESOURCES INC. COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) dated April 27, 2012 is made effective as of March 21, 2012, by and between Northumberland Resources Inc., a Nevada corporation (the “Company”), and ThorFinn Partners (“Investor”). WHEREAS the Company and the Investor have previously agreed that the Investor may provide up to $3,00 |
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| May 2, 2012 |
NORTHUMBERLAND RESOURCES, INC. AUDIT COMMITTEE CHARTER Exhibit 99.1 NORTHUMBERLAND RESOURCES, INC. AUDIT COMMITTEE CHARTER PURPOSE The Audit Committee (“Audit Committee” or “Committee”) is a committee of the Board of Directors (the “Board”) of Northumberland Resources,Inc. (“Northumberland” or the “Company”). The primary function of the Audit Committee is to assist the Board in fulfilling its financial reporting and controls responsibilities to the sh |
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| May 2, 2012 |
NORTHUMBERLAND RESOURCES INC. CODE OF BUSINESS CONDUCT AND ETHICS Exhibit 14.1 NORTHUMBERLAND RESOURCES INC. CODE OF BUSINESS CONDUCT AND ETHICS VISION As a US based oil & gas exploration and production company operating in the heartland of America, we aim to explore for and produce oil & gas in an economically, socially and environmentally responsible way, for the benefit of our all our stakeholders, including shareholders, employees, business partners, host st |
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| May 2, 2012 |
NORTHUMBERLAND RESOURCES, INC. SUSTAINABILITY, ENVIRONMENT, HEALTH AND SAFETY COMMITTEE CHARTER EX-99.3 7 ex99-3.htm NORTHUMBERLAND RESOURCES, INC. SUSTAINABILITY, ENVIRONMENT, HEALTH AND SAFETY COMMITTEE CHARTER PURPOSE A. The main purpose of the Sustainability, Environment, Health and Safety Committee (the “Committee”) is to review and monitor the sustainable development, environmental, health and safety policies and activities of Northumberland Resources,Inc.(“Northumberland” or the “Comp |
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| May 2, 2012 |
NORTHUMBERLAND RESOURCES INC. BOARD GUIDELINES EX-99.4 8 ex99-4.htm NORTHUMBERLAND RESOURCES INC. BOARD GUIDELINES I. INTRODUCTION 1. The Northumberland Resources. (“Northumberland” or the “Company”) Board of Directors (the “Board”) believes the principal objective of the Company is to generate acceptable returns to its security holders. It believes good corporate governance practices provide an important framework for a timely response by the |
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| May 2, 2012 |
NORTHUMBERLAND RESOURCES, INC. GOVERNANCE AND NOMINATING COMMITTEE CHARTER Exhibit 99.2 NORTHUMBERLAND RESOURCES, INC. GOVERNANCE AND NOMINATING COMMITTEE CHARTER PURPOSE The main purpose of the Governance and Nominating Committee (the “Committee”) is to provide a focus on governance that will enhance Northumberland Resources, Inc. (“Northumberland” or the “Company”) performance, to assess and make recommendations regarding Board of Directors (the Board”) effectiveness a |
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| May 2, 2012 |
NORTHUMBERLAND RESOURCES INC. INVESTORS’ RIGHTS AGREEMENT Exhibit 10.4 NORTHUMBERLAND RESOURCES INC. INVESTORS’ RIGHTS AGREEMENT This Investors’ Rights Agreement (this “Agreement”) is made as of April 27, 2012, by and among Northumberland Resources Inc., a Nevada corporation (the “Company”), and ThorFinn Partners (the “Investor”. Unless otherwise defined herein, capitalized terms used in this Agreement have the meanings ascribed to them in Section 1. Rec |
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| May 2, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2012 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporatio |
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| April 18, 2012 |
- PRELIMINARY INFORMATION STATEMENT Schedule 14C/A2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C/A2 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement Northumberland Resource |
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| April 18, 2012 |
Correspondence April 17, 2012 H. Roger Schwall Assistant Director Caroline Kim Staff Attorney Laura Nicholson Staff Attorney United States Securities and Exchange Commission Washington, D.C. 20549 Re: Northumberland Resources, Inc. Amendment No. 1 to Preliminary Information Statement on Schedule 14C Filed March 13, 2012 File No. 0-54034 Dear Mr. Schwall; The following are the Company’s responses t |
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| April 16, 2012 |
Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-53284 NORTHUMBERLAND |
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| April 3, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2012 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation |
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| April 2, 2012 |
Form12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ X ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For the Period December 31, 2011 [ ] Transition Report on Form 100-K [ ] Transition Report on Form 10-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Repo |
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| March 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C/A Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ X ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement Northumberland Resources, Inc. (Name o |
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| March 12, 2012 |
March 12, 2012 H. Roger Schwall Assistant Director Caroline Kim Staff Attorney Laura Nicholson Staff Attorney United States Securities and Exchange Commission Washington, D.C. 20549 Re: Northumberland Resources, Inc. Preliminary Information Statement on Schedule 14C Filed February 7, 2012 File No. 0-54034 Dear Mr. Schwall; The following are the Company’s responses to your comment letter dated Febr |
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| February 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C/A Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ X ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement Northumberland Resources, Inc. (Name o |
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| January 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ X ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement Northumberland Resources, Inc. (Name of |
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| November 25, 2011 |
EXHIBIT 99.3 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THE SECURITIES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER SAID ACT, OR AN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIO |
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| November 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A x QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES, INC. |
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| November 22, 2011 |
EX-16.1 2 ex16-1.htm EXHIBIT 16.1 EXHIBIT 16.1 SADLER, GIBB & ASSOCIATES, L.L.C. CERTIFIED PUBLIC ACCOUNTANTS Registered with the Public Company Accounting Oversight Board November 22, 2011 Office of the Chief Accountant Securities and Exchange Commission 460 Fifth Street N. W. Washington, DC 20549 Re: Northumberland Resources, Inc. Commission File Number 333-165373 Dear Sirs: We are not in agreem |
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| November 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): Nov. 21, 2011 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commis |
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| November 21, 2011 |
EXHIBIT 99.3 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THE SECURITIES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER SAID ACT, OR AN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIO |
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| November 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q o QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES, INC. (E |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one) : o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| October 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): Sept. 27, 2011 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commi |
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| October 3, 2011 |
Exhibit 99b Acreage Lease Name County Location Gross Acres GWI NRI Welsh Beaver Unit Stafford 16-T23S-R14W (E/2)320 100. |
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| October 3, 2011 |
NORTHUMBERLAND RESOURCES, ACQUISITION COST $ 50,000 Exhibit 99a NORTHUMBERLAND RESOURCES, ACQUISITION COST $ 50,000 September 27, 2011 EVENSON AUCTION, WICHITA-KANSAS LEASE: KEYES A & B, PRATT COUNTY 3 WELL PACKAGE Description: SW/4 OF SECTION 35-29S-13W WI 100% NRI 0. |
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| September 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): Sept. 7, 2011 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commis |
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| September 16, 2011 |
Certificate of Change filed Pursuant to NRS 78.209 For Nevada Profit Corporations Exhibit 3 ROSS MILLER Secretary of State 204 North Carson Street, Suite 1 Carson City, Nevada 89701-4520 (775) 684-5708 Website: www. |
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| August 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q o QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES, INC. (Exact |
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| August 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one) : o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q o QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NORTHUMBERLAND RESOURCES, INC. (Exact |
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| April 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-53284 NORTHUMBERLAND RESOURCES, IN |
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| April 6, 2011 |
Exhibit 99 Lease Descriptions Name County Field Acreage No of Wells Harrel D Pratt Sawyer 160 5 Keyes Pratt Sawyer 80 1 Thompson Pratt Sawyer 40 1 Mason Pratt Wildcat 120 4 |
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| April 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2011 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Commi |
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| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one) : x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| February 3, 2011 |
10260 WESTHEIMER ROAD, SUITE 310 ? HOUSTON, TEXAS 77042 ? TEL: (713) 877-9944 ? FAX: (713) 456-2408 Exhibit 16.1 February 2, 2011 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: Northumberland Resources, Inc. (the “Company”) provided to us a copy of the Company’s response to Item 4.01 of Form 8-K, dated January 19, 2011. We have read the Company’s statements included under Item 4.01 of its Form 8-K and we agree with such statments insofar as they relate to our fir |
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| February 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 19, 2011 NORTHUMBERLAND RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Comm |
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| February 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 15, 2011 NORTHUMBERLAND RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 333-165373 98-0628594 (State or other jurisdiction of incorporation) (Comm |
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| November 10, 2010 |
Northumberland Resources, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File # 333-165373 NO |
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| August 13, 2010 |
Northumberland Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 19, 2010 |
NORTHUMBERLAND RESOURCES, INC. The Resale of 2,127,500 Shares of Common Stock 424 Prospectus As filed pursuant to Rule 424(b)(3) SEC File No. 333-165373 PROSPECTUS NORTHUMBERLAND RESOURCES, INC. The Resale of 2,127,500 Shares of Common Stock This prospectus relates to the resale of 2,127,500 shares of the common stock of Northumberland Resources, Inc. (“Northumberland,” “we” or the “Company”) by the selling stockholders named in the prospectus (the “Selling Stockholders”). |
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| July 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northumberland Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 98-0628594 (State of incorporation or organization) (I.R.S. Employer Identification No.) 357 University |
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| July 13, 2010 |
NORTHUMBERLAND RESOURCES, INC. 357 University Ave. Charlottetown, PE Canada C1A 4M9 Rapa Mining Inc NORTHUMBERLAND RESOURCES, INC. 357 University Ave. Charlottetown, PE Canada C1A 4M9 July 13, 2010 VIA EDGAR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Office of Small Business Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Attention: John P. Lucas; H. Roger Schwall Re: Request for acceleration of the effective date of the Registration |
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| July 2, 2010 |
Form S-1 Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A (Amendment No. 3) REGISTRATION STATEMENT UNDER THE SECURITIES ACT 1933 NORTHUMBERLAND RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 1041 98-0628594 (State or Other Jurisdiction of Incorporation or Organization) (Primary Standard Industrial Classification Code |
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| July 2, 2010 |
NORTHUMBERLAND RESOURCES, INC. 357 University Ave. Charlottetown, PE Canada C1A 4M9 First Corporation NORTHUMBERLAND RESOURCES, INC. 357 University Ave. Charlottetown, PE Canada C1A 4M9 June 29, 2010 United States Securities and Exchange Commission Attention: John P. Lucas Re: Northumberland Resources, Inc. Amendment No. 2 to Registration Statement on Form S-1 Filed May 17, 2010 File No. 333-165373 Dear Sirs: Below are the responses to the comments in your June 9, 2010 letter to |
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| May 17, 2010 |
Form S-1 Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT 1933 NORTHUMBERLAND RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 1041 98-0628594 (State or Other Jurisdiction of Incorporation or Organization) (Primary Standard Industrial Classification Code |
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| May 17, 2010 |
NORTHUMBERLAND RESOURCES, INC. 357 University Ave. Charlottetown, PE Canada C1A 4M9 First Corporation NORTHUMBERLAND RESOURCES, INC. 357 University Ave. Charlottetown, PE Canada C1A 4M9 May 14, 2010 United States Securities and Exchange Commission Attention: John P. Lucas Re: Northumberland Resources, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed April 21, 2010 File No. 333-165373 Dear Sirs: Below are the responses to the comments in your May 10, 2010 letter to |
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| April 21, 2010 |
Converted by EDGARwiz Exhibit 99.1 |
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| April 21, 2010 |
NORTHUMBERLAND RESOURCES, INC. 357 University Ave. Charlottetown, PE Canada C1A 4M9 Northumberland NORTHUMBERLAND RESOURCES, INC. 357 University Ave. Charlottetown, PE Canada C1A 4M9 April 21, 2010 United States Securities and Exchange Commission Attention: John P. Lucas H. Roger Schwall Michael Karney Re: Northumberland Resources, Inc. Form S-1 Filed March 9, 2010 File No. 333-165373 Dear Sirs: Below are the responses to the comments in your letter to the Company dated April 6, |
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| April 21, 2010 |
Form S-1 Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A (Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT 1933 NORTHUMBERLAND RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 1041 98-0628594 (State or Other Jurisdiction of Incorporation or Organization) (Primary Standard Industrial Classification Code |
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| March 9, 2010 |
NORTHUMBERLAND RESOURCES, INC. (a Nevada corporation) ARTICLE I Exhibit 3.2 BYLAWS OF NORTHUMBERLAND RESOURCES, INC. (a Nevada corporation) ARTICLE I INTERPRETATION 1.1 Definitions. In the bylaws of the Corporation, unless the context otherwise specifies or requires: (a) “Act” means 2001 Nevada Revised Statutes, chapter 78, Private Corporations, as from time to time amended and every statute that may be substituted therefor and, in the case of such substitutio |
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| March 9, 2010 |
Exhibit 10.1 LOAN AGREEMENT THIS AGREEMENT is made as of the 4th day of September, 2009. BETWEEN: B. GEOFFREY SCALES, of 357 University Ave., Charlottetown, PE C1A 4M9 (the "Lender") AND: NORTHUMBERLAND RESOURCES, INC., of 357 University Ave., Charlottetown, PE C1A 4M9 (the "Borrower") WHEREAS the Lender is a principal shareholder of the Borrower; AND WHEREAS the Lender has agreed to lend to the B |
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| March 9, 2010 |
Exhibit 3.1 |
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| March 9, 2010 |
Converted by EDGARwiz Exhibit 99.1 Review and Recommendations Bard 1-4 Mineral Claims Paymaster Canyon Area Esmeralda County Nevada, USA Prepared by: James W. McLeod, P. Geo. For: Northumberland Resources, Inc. Dated: July 18, 2009 Table of Contents Page Contents 2 Illustrations 3 0.0 Summary 4 1.0 Introduction and Terms of Reference 5 1.1 Glossary 5 2.0 Disclaimer 7 3.0 Property Description and L |
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| March 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT 1933 NORTHUMBERLAND RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 1041 98-0628594 (State or Other Jurisdiction of Incorporation or Organization) (Primary Standard Industrial Classification Code Number) (IRS Employer Identification Number) |
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| March 9, 2010 |
B. Geoffrey Scales 357 University Ave. Charlottetown PE C1A 4M9 (902) 314-8585 Exhibit 10.2 B. Geoffrey Scales 357 University Ave. Charlottetown PE C1A 4M9 (902) 314-8585 September 4, 2009 Northumberland Resources, Inc. 357 University Ave. Charlottetown, PE C1A 4M9 To Whom It May Concern: I hereby agree to advance and loan up to $80,000 USD to Northumberland Resources, Inc., a Nevada corporation (the "Company"), on an as needed and as requested basis, to finance the business |
