Grundläggande statistik
| CIK | 1421665 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Solar Energy Initiatives, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| January 8, 2014 |
5005 Elbow Drive SW, Suite 207 Calgary, Alberta, Canada T2S2T6 Telephone 403.287.8803 January 8, 2014 Ms. Amanda Ravitz Assistant Director Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Solar Energy Initiatives, Inc. Amendment to Form 8-K, filed December 5, 2013 File No. 000-54837 Dear Ms. Ravitz: Solar Energy Initiatives, Inc. (the “Compa |
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| January 8, 2014 |
Quarterly Report - FORM 10-Q\A AMENDMENT NO. 2 Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 8, 2014 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 8, 2014 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 6, 2013 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 5, 2013 |
TRANSFER, NOTE ASSIGNMENT AND RELEASE AGREEMENT TRANSFER, NOTE ASSIGNMENT AND RELEASE AGREEMENT This Transfer, Note Assignment and Release Agreement is made and entered into as of this 19th day of June, 2013, between and among Peter Marovic, Steve Marovic, and the Marovic Family Trust (collectively the “Landlord”); Martinez & Cayanan, LLC, a California limited liability company (the “Operator”); Miguel Angel Martinez Garcia and George Albert Martinez, all individual residents of California (collectively the “Members”); and Solar Energy Initiatives, Inc. |
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| December 5, 2013 |
TRANSFER, NOTE ASSIGNMENT AND RELEASE AGREEMENT TRANSFER, NOTE ASSIGNMENT AND RELEASE AGREEMENT This Transfer, Note Assignment and Release Agreement is made and entered into as of this 19th day of June, 2013, between and among Peter Marovic, Steve Marovic, and the Marovic Family Trust (collectively the “Landlord”); Martinez & Cayanan, LLC, a California limited liability company (the “Operator”); Miguel Angel Martinez Garcia and George Albert Martinez, all individual residents of California (collectively the “Members”); and Solar Energy Initiatives, Inc. |
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| December 5, 2013 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 5, 2013 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 5, 2013 |
Converted by EDGARwiz ACQUISITION AGREEMENT This ACQUISITION AGREEMENT (the “Agreement”) is entered into and made effective as of the 18th day of April, 2013 by and between Novation Holdings, Inc. |
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| December 5, 2013 |
Converted by EDGARwiz ACQUISITION AGREEMENT This ACQUISITION AGREEMENT (the “Agreement”) is entered into and made effective as of the 18th day of April, 2013 by and between Novation Holdings, Inc. |
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| November 22, 2013 |
Quarterly Report - SNRY AMENDED 10-Q 4-30-2013 Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 22, 2013 |
SOLAR ENERGY INITIATIVES, INC. November 22, 2013 Ms. Amanda Ravitz Assistant Director Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Solar Energy Initiatives, Inc. Amendment to Form 8-K, filed August 14, 2013 File No. 000-54837 Dear Ms. Ravitz: Solar Energy Initiatives, Inc. (the “Company”) has received your letter dated September 4, 2013 |
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| November 22, 2013 |
Quarterly Report - SNRY AMENDED 10-Q 1-31-2013 Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 8, 2013 |
- PRELIMINARY INFORMATION STATEMENT SCHEDULE 14C INFORMATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 19, 2013 |
Converted by EDGARwiz September 19, 2013 Ms. Amanda Ravitz Assistant Director Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Solar Energy Initiatives, Inc. Amendment to Form 8-K, filed August 14, 2013 File No. 000-54837 Dear Ms. Ravitz: Solar Energy Initiatives, Inc. (the “Company”) has received your letter dated September 4, 2013 regardin |
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| September 18, 2013 |
SNRY / Solar Energy Initiatives, Inc. / LG CAPITAL FUNDING, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SOLAR ENERGY INITIATIVES, INC. (Name of issuer) Common Stock (Title of class of securities) 83416P207 (CUSIP number) July 2, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| September 18, 2013 |
EX-1 2 lgcapitalex1.htm JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT This Joint Filing Agreement, entered into and effective as of September 18, 2013, is made by and among LG Capital Funding, LLC, a New York limited liability company, Joseph Lerman, Boruch Greenberg, and Daniel Louis Gellman pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. Each of the |
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| August 14, 2013 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 9, 2013 |
Converted by EDGARwiz August 9, 2013 Ms. Amanda Ravitz Assistant Director Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Solar Energy Initiatives, Inc. Form 8-K, filed July 2, 2013 File No. 000-54837 Dear Ms. Ravitz: Solar Energy Initiatives, Inc. (the “Company”) has received your letter dated July 26, 2013 regarding the Form 8-K filed by |
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| July 15, 2013 |
- SCHEDULE 14C SOLAR ENERGY INITIATIVES DEF 14C 1 def14f1.htm SCHEDULE 14C SOLAR ENERGY INITIATIVES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d) (2)) [X] De |
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| July 3, 2013 |
- SOLAR ENERGY INITIATIVES PRELIMINARY 14C SCHEDULE 14C INFORMATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 2, 2013 |
Restating Original Note dated February 27, 2012 $50,000 June 20, 2013 Restating Original Note dated February 27, 2012 FOR VALUE RECEIVED, Solar Energy Initiatives, Inc, a Delaware corporation (the “Company”), promises to pay to the order of Marovic Family Trust (the “Holder”), or its registered assigns or successors in interest, the principal sum of $50,000 (Fifty Thousand Dollars) (the “Principal Amount”) or such lesser principal amount following the conversion or conversions of this Note in accordance with Paragraph 2 (the “Outstanding Principal Amount”) on September 20, 2013 (the “Maturity Date”), and to pay interest on the Outstanding Principal Amount ("Interest") in a lump sum on the Maturity Date, at the rate of five percent (5%) per Annum (the "Rate") from the date of issuance. |
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| July 2, 2013 |
Converted by EDGARwiz NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| July 2, 2013 |
CERTIFICATE OF DESIGNATIONS CONVERTIBLE PREFERRED STOCK SOLAR ENERGY INITIATIVES, INC. EX-4 2 fex41.htm STATEMENT OF RIGHTS AND PREFERENCES CERTIFICATE OF DESIGNATIONS of CONVERTIBLE PREFERRED STOCK of SOLAR ENERGY INITIATIVES, INC. SOLAR ENERGY INITIATIVES, INC., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), does hereby certify that, pursuant to the authority conferred on its board of directors (the “Board of Directors”) by its ar |
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| July 2, 2013 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 2, 2013 |
SOLAR ENERGY INITIATIVES, INC. SOLAR ENERGY INITIATIVES, INC. $50,000 June 20, 2013 Restating Original Note dated February 27, 2012 FOR VALUE RECEIVED, Solar Energy Initiatives, Inc, a Delaware corporation (the “Company”), promises to pay to the order of Marovic Family Trust (the “Holder”), or its registered assigns or successors in interest, the principal sum of $50,000 (Fifty Thousand Dollars) (the “Principal Amount”) or such |
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| July 2, 2013 |
Restating Original Note dated February 27, 2012 Converted by EDGARwiz $60,000 June 20, 2013 Restating Original Note dated February 27, 2012 FOR VALUE RECEIVED, Solar Energy Initiatives, Inc, a Delaware corporation (the “Company”), promises to pay to the order of Marovic Family Trust (the “Holder”), or its registered assigns or successors in interest, the principal sum of $60,000 (Sixty Thousand Dollars) (the “Principal Amount”) or such lesser p |
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| July 2, 2013 |
SOLAR ENERGY INITIATIVES, INC. SOLAR ENERGY INITIATIVES, INC. $70,000 June 20, 2013 FOR VALUE RECEIVED, Solar Energy Initiatives, Inc, a Delaware corporation (the “Company”), promises to pay to the order of Marovic Family Trust (the “Holder”), or its registered assigns or successors in interest, the principal sum of $70,000 (Seventy Thousand Dollars) (the “Principal Amount”) or such lesser principal amount following the convers |
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| June 13, 2013 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JANUARY 31, 2013 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 000-54837 Solar Energy Initiativ |
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| March 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JANUARY 31, 2013 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 000-54837 Solar Energy Initiatives |
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| March 18, 2013 |
- SOLAR ENEWRGY INITIATIVES EXTENSION UNITED STATES Commission File Number: 000-54837 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2013 |
2500 Regency Parkway Cary, NC 27518 February 19, 2013 Board of Directors Solar Energy Initiatives, Inc. 2500 Regency Parkway Cary, NC 27518 Re: Resignation Gentlemen: Please accept this letter as my resignation as a director, officer, employee, agent and consultant for Solar Energy Initiatives, Inc., effective immediately upon the acceptance of this resignation by the Board of Directors. I am resigning for personal reasons and to pu |
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| February 22, 2013 |
2500 Regency Parkway Cary, NC 27518 February 21, 2013 Board of Directors Solar Energy Initiatives, Inc. 1800 NW Corporate Boulevard, Suite 201 Boca Raton, FL 33431 Re: Form 8-K Gentlemen: I have received and reviewed the proposed Current Report on Form 8-K, announcing my resignation as an officer and director of Solar Energy Initiatives, Inc. effective February 19, 2013. I have no disagreements with any of the statements contained i |
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| February 22, 2013 |
Financial Statements and Exhibits - FORM 8-K 2-21-2013 Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 000-54837 Solar Energy Initiatives |
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| November 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-54873 Solar Energy Initiatives, Inc. (Exact Name of Registrant as |
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| November 19, 2012 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (?Agreement?) is made and entered into as of the 29th day of June 2012, between David Fann (?Executive?) and Solar Energy Initiatives, Inc. |
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| November 9, 2012 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of the 29th day of June 2012, between David Fann (“Executive”) and Solar Energy Initiatives, Inc. |
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| November 9, 2012 |
10-K 1 form10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-54873 Solar Energy Initiatives, Inc. (Exact Name |
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| October 25, 2012 |
Form NT 10-K Commission File Number: 000-54837 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 12, 2012 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 20-5241121 (State of incorporation or organization) (I.R.S. Employer Identification No.) 2500 |
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| August 21, 2012 |
SOLAR ENERGY INITIATIVES, INC. 2012 Stock Incentive Plan Exhibit 4.1 SOLAR ENERGY INITIATIVES, INC. 2012 Stock Incentive Plan 1. Purpose. The purpose of the 2012 Stock Incentive Plan of Solar Energy Initiatives, Inc. is to further align the interests of employees, directors and non-employee Consultants with those of the stockholders by providing incentive compensation opportunities tied to the performance of the Common Stock and by promoting increased o |
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| August 21, 2012 |
- SECURITIES TO BE OFFERED TO EMPLOYEES Form S-8 As filed with the Securities and Exchange Commission on August 21, 2012 Registration No. |
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| July 19, 2012 |
EX-10.2 3 ex10-2.htm AMENDMENT TO ASSET PURCHASE AGREEMENT July 19, 2012 Amendment to Asset Purchase Agreement The Asset Purchase Agreement (this “Agreement”) made as of November 1, 2011, by and between Solar Energy Initiatives, Inc., a Delaware corporation (SNRY) (“Buyer”), and Solcial Fly Marketing Inc. (DBA Internet Digital Marketing) a Florida corporation (SFM), (“Seller”), by mutual consent o |
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| July 19, 2012 |
EX-10.1 2 ex10-1.htm ASSET PURCHASE AGREEMENT ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) is made as of November 1, 2011, by and between Solar Energy Initiatives, Inc, a Delaware corporation (SNRY) (“Buyer”), and Social Fly Marketing Inc. (DBA Internet Digital Marketing, Inc.) (IDM) (“Seller”), a Florida corporation. Buyer and Seller are sometimes referred to individu |
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| July 19, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2012 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Juri |
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| June 29, 2012 |
SNRY / Solar Energy Initiatives, Inc. / ASHER ENTERPRISES INC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. )* Solar Energy Initiatives, Inc. (Name of issuer) Common Stock, Par Value $0.001 Per Share (Title of class of securities) 83416P207 (CUSIP number) June 29, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| June 6, 2012 |
Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED APRIL 30, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy In |
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| April 12, 2012 |
SOLAR ENERGY INITIATIVES, INC. 2012 EMPLOYEE AND CONSULTANT STOCK COMPENSATION PLAN EX-4.1 2 ex4-1.htm EMPLOYEE AND STOCK COMPENSATION PLAN EXHIBIT 4.1 SOLAR ENERGY INITIATIVES, INC. 2012 EMPLOYEE AND CONSULTANT STOCK COMPENSATION PLAN 1. Purpose. The purpose of this 2012 Employee and Consultant Stock Plan (“Plan”) is to provide compensation in the form of common stock (“Common Stock”), $0.001 par value, of US Natural Gas Corp (the “Company”) to employees and “eligible consultant |
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| April 12, 2012 |
Exhibit 24.1 ACTION BY THE UNANIMOUS WRITTEN CONSENT OF THE DIRECTORS OF SOLAR ENERGY INITIATIVES, INC. April 9, 2012 The following action by unanimous written consent of the directors of Solar Energy Initiatives, Inc. a Delaware corporation (the “Company”), was adopted as of the date above written and such action evidences said directors’ waiver of any right to dissent: 2012 EMPLOYEE AND CONSULTA |
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| April 12, 2012 |
Form S-8 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 20-5241121 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) Solar Energy Solutions, In |
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| March 20, 2012 |
Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JANUARY 31, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy |
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| March 16, 2012 |
Form 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-148155 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CAR For Period Ended: January 31, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Re |
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| March 8, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2012 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporati |
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| February 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-148155 Solar Energy Initiatives, Inc. (Exact Name of Registrant as Spe |
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| January 6, 2012 |
CORRESP January 5, 2012 Mr. Kevin L. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Washington D.C. 20549 Re: Solar Energy Initiatives, Inc. Form 10-K for the Fiscal Year Ended July 31, 2011 Filed November 15, 2011 File No. 333-148155 Dear Mr. Vaughn, We have reviewed your comments and have the following responses: Form 10-K for the Fiscal Year Ended July 31, 2011 |
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| January 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2011 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiati |
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| December 23, 2011 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION, AS AMENDED OF SOLAR ENERGY INITIATIVES, INC. |
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| December 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2011 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) ( |
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| December 23, 2011 |
STATE OF DELAWARE CERTIFICATE OF CORRECTION EX-3.2 3 ex3-2.htm CERTIFICATE OF CORRECTION TO THE CERTIFICATE OF AMENDMENT STATE OF DELAWARE CERTIFICATE OF CORRECTION Solar Energy Initiatives, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware. DOES HEREBY CERTIFY: 1. The name of the corporation is Solar Energy Initiatives, Inc.. 2. That a Certificate of Amendment to the Cert |
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| December 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10-Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 So |
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| December 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiatives, I |
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| December 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2011 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| November 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-148155 Solar Energy Initiatives, Inc. (Exact Name of Registrant as Speci |
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| November 4, 2011 |
November 4, 2011 Mr. Kevin L. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Washington D.C. 20549 RE: Comments regarding Solar Energy Initiatives, Inc. Form 10K for the Fiscal Year Ended July 31, 2010 Filed November 15, 2010 Form 10Q for the Quarter Ended January 31, 2011 Form 10-Q for the Quarter Ended April 30, 2011 Filed June 20, 2011 File No. 333-148155 Dear M |
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| October 31, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-148155 NOTIFICATION OF LATE FILING T Form 10-K ? Form 11-K ? Form 20-F ?Form 10-Q ? Form N-SAR For Period Ended: July 31, 2011 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR For the Transition Period Ended: Nothing in |
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| October 20, 2011 |
AMENDMENT NO. 1 CONVERTIBLE PROMISSORY NOTE Exhibit 4.1 AMENDMENT NO. 1 TO CONVERTIBLE PROMISSORY NOTE This Amendment No. 1 to the Convertible Promissory Note (this "Amendment") is executed as of October 17, 2011, by SOLAR ENERGY INITIATIVES, INC., a Nevada corporation (the “Maker”); and ASHER ENTERPRISES, INC., a Delaware corporation, or its assigns ("Holder") to amend the Convertible Promissory Note dated May 25, 2011 among those parties |
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| October 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2011 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| October 20, 2011 |
AMENDMENT NO. 1 CONVERTIBLE PROMISSORY NOTE Exhibit 4.2 AMENDMENT NO. 1 TO CONVERTIBLE PROMISSORY NOTE This Amendment No. 1 to the Convertible Promissory Note (this "Amendment") is executed as of October 17, 2011, by SOLAR ENERGY INITIATIVES, INC., a Nevada corporation (the ?Maker?); and ASHER ENTERPRISES, INC., a Delaware corporation, or its assigns ("Holder") to amend the Convertible Promissory Note dated July 8, 2011 among those parties |
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| October 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2011 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) |
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| September 15, 2011 |
September 15, 2011 Mr. Kevin L. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Washington D.C. 20549 RE: Comments regarding Solar Energy Initiatives, Inc. Form 10K for the Fiscal Year Ended July 31, 2010 Filed November 15, 2010 Form 10Q for the Quarter Ended January 31, 2011 File No. 333-148155 Dear Mr. Vaughn, We have reviewed your comments and have the following |
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| August 18, 2011 |
August 18, 2011 VIA EDGAR Mr. Kevin L. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Washington D.C. 20549 Re: Comments regarding Solar Energy Initiatives, Inc. Form 10K for the Fiscal Year Ended July 31, 2010 Filed November 15, 2010 Form 10Q for the Quarter Ended January 31, 2011 File No. 333-148155 Dear Mr. Vaughn: We are in receipt of your letter dated August 1 |
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| August 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2011 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Com |
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| July 13, 2011 |
July 13, 2011 Mr. Kevin L. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Washington D.C. 20549 RE: Comments regarding Solar Energy Initiatives, Inc. Form 10K for the Fiscal Year Ended July 31, 2010 Filed November 15, 2010 Form 10Q for the Quarter Ended January 31, 2011 File No. 333-148155 Dear Mr. Vaughn, We have reviewed your comments and have the following respo |
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| July 7, 2011 |
July 7, 2011 VIA EDGAR Mr. Kevin L. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Washington D.C. 20549 Re: Solar Energy Initiatives, Inc. Form 10-K for the Fiscal Year Ended July 31, 2010 Filed November 15, 2010 File No. 333-148155 Dear Mr. Vaughn: We are in receipt of your letter dated June 16, 2011. We are in the process of reviewing your comments and intend to |
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| June 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q (MARK ONE) |X| QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended April 30, 2011 OR || TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to http://www.solarenergyinitiatives.com/ |
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| June 14, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-148155 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CAR For Period Ended: April 30, 2011 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Rep |
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| June 6, 2011 |
June 6, 2011 Mr. Kevin L. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Washington D.C. 20549 VIA FACSIMILE and U.S. MAIL RE: Comments regarding Solar Energy Initiatives, Inc. Form 10K for the Fiscal Year Ended July 31, 2010 Filed November 15, 2010 Form 10Q for the Quarter Ended January 31, 2011 File No. 333-148155 Dear Mr. Vaughn, We have reviewed your comments a |
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| April 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (AMENDMENT NO. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-148155 Solar Energy Initiatives, Inc. (Exact Name |
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| April 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q (Amendment No. 1) (MARK ONE) |X| QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended January 31, 2011 OR || TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to http://www.solaren |
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| April 25, 2011 |
April 25, 2011 Kevin L. Vaughn, Accounting Branch Chief United States Securities and Exchange Commission Washington D.C. 20549 VIA EDGAR RE: Comments regarding Solar Energy Initiatives, Inc. Form 10K for the Fiscal Year Ended July 31, 2010 Filed November 15, 2010 Form 10Q for the Quarter Ended January 31, 2011 File No. 333-148155 Dear Mr. Vaughn, We have reviewed your comments and have the followi |
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| April 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2011 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Com |
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| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2011 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Com |
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| March 30, 2011 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF SOLAR ENERGY INITIATIVES, INC. Under Section 242 of the General Corporation Law The undersigned, the Chief Executive Officer and President of the corporation, do hereby certify as follows: FIRST: The name of the corporation is: SOLAR ENERGY INITIATIVES, INC. SECOND: The certificate of incorporation of the Corporation is he |
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| March 23, 2011 |
Exhibit 10.7 THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OFFERED FOR SALE IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES OR AN OPINION OF COUNSEL OR OTHER EVIDENCE ACCEPTABLE TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED. AGREEMENT THIS AGREEMENT, dated as of Mar |
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| March 23, 2011 |
AMENDMENT NO. 1 TO THE AGREEMENT Exhibit 10.9 AMENDMENT NO. 1 TO THE AGREEMENT THIS AMENDMENT NO. 1 TO THE AGREEMENT, dated as of March 21, 2011, is made by and between Solar Energy Initiatives, Inc., a Delaware corporation (“Company”), and Michael Dodak, Chief Financial Officer and Director of the Company (“Employee”) for the purpose of amending that certain Agreement dated March 16, 2011 (the “Agreement”). WHEREAS, the Agreemen |
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| March 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q (MARK ONE) |X| QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended January 31, 2011 OR || TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to http://www.solarenergyinitiatives.co |
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| March 23, 2011 |
AMENDMENT NO. 1 TO THE AGREEMENT Exhibit 10.8 AMENDMENT NO. 1 TO THE AGREEMENT THIS AMENDMENT NO. 1 TO THE AGREEMENT, dated as of March 21, 2011, is made by and between Solar Energy Initiatives, Inc., a Delaware corporation (?Company?), and David Fann, Chief Executive Officer and Director of the Company (?Employee?) for the purpose of amending that certain Agreement dated March 16, 2011 (the ?Agreement?). WHEREAS, the Agreement i |
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| March 23, 2011 |
Exhibit 10.6 THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OFFERED FOR SALE IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES OR AN OPINION OF COUNSEL OR OTHER EVIDENCE ACCEPTABLE TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED. AGREEMENT THIS AGREEMENT, dated as of Mar |
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| March 18, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-148155 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CAR For Period Ended: January 31, 2011 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition R |
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| February 24, 2011 |
As filed with the Securities and Exchange Commission on February 24, 2011 Registration No. |
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| February 24, 2011 |
SOLAR ENERGY INITIATIVES, INC. 2011 Incentive Stock Plan Exhibit 4.1 SOLAR ENERGY INITIATIVES, INC. 2011 Incentive Stock Plan This Solar Energy Initiatives, Inc. 2011 Incentive Stock Plan (the " Plan ") is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby |
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| February 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2011 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) ( |
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| February 23, 2011 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this "Agreement") is made as of February 15, 2011, by and between Solar Park Initiatives, Inc, a Nevada corporation ("Buyer"), and Solar Energy Initiatives, Inc. ("Seller"), a Delaware corporation. Buyer and Seller are sometimes referred to individually as a "Party" and together as "Parties." PRELIMINARY STATEMENTS: Seller is a p |
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| February 23, 2011 |
Exhibit 4.1 EXHIBIT-B NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATE |
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| February 23, 2011 |
Exhibit 10.2 EXHIBIT-E ROYALTY AGREEMENT Solar Park Initiatives, Inc. hereby agrees to compensate Solar Energy Initiatives, Inc. an amount equal to 10% of Adjusted Gross Profit (Adjusted Gross Profit to include, but not limited to, costs of School Teachers, Commissions for Selling Class-time, Depreciation and Course Materials) derived from the operation of education programs to the Seller for a pe |
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| January 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2011 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| December 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiati |
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| December 16, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-148155 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K TForm 10-Q ? Form N-SAR ? Form N-CAR For Period Ended: October 31, 2010 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Re |
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| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-148155 Solar Energy Initiatives, Inc. (Exact Name of Registrant as S |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) ( |
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| November 2, 2010 |
EXHIBIT 4.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of October 26, 2010, by and between SOLAR ENERGY INITIATIVES, INC., a Delaware corporation, with headquarters located at 818 AIA North - Suite 201, Ponte Vedra, Florida 32082 (the ?Company?), and ASHER ENTERPRISES, INC., a Delaware corporation, with its address at 1 Linden Place, Suite 207, Gre |
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| November 2, 2010 |
Exhibit 4.2 FNEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| November 2, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| November 1, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-148155 NOTIFICATION OF LATE FILING x Form 10-K o Form 11-K o Form 20-F oForm 10-Q o Form N-SAR For Period Ended: July 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 10-Q o Transition Report on Form 20-F o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in |
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| October 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| October 8, 2010 | ||
| October 8, 2010 |
Exhibit 4.3 Filed as a PDF Reference. |
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| October 8, 2010 | ||
| October 8, 2010 | ||
| October 8, 2010 |
Exhibit 4.4 Filed as a PDF Reference. |
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| October 8, 2010 | ||
| October 8, 2010 |
Exhibit 4.2 Filed as a PDF Reference. |
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| October 8, 2010 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) |
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| October 8, 2010 |
Exhibit 4.5 Filed as a PDF Reference. |
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| October 8, 2010 |
Exhibit 4.1 Filed as a PDF Reference. |
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| October 8, 2010 | ||
| October 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Com |
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| August 23, 2010 |
Exhibit 4.2 FNEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| August 23, 2010 |
Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 9, 2010, by and between SOLAR ENERGY INITIATIVES, INC., a Delaware corporation, with headquarters located at 818 AIA North - Suite 201, Ponte Vedra, Florida 32082 (the “Company”), and ASHER ENTERPRISES, INC., a Delaware corporation, with its address at 1 Linden Place, Suite 207, Great |
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| August 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Co |
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| July 20, 2010 |
Exhibit 10.1 Filed as a PDF Reference. |
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| July 20, 2010 |
SETTLEMENT AND RELEASE AGREEMENT This SETTLEMENT and RELEASE AGREEMENT ("Agreement") is made and entered into as of this ll~ay of July, 2010, by and between Solar Energy, Inc. |
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| July 20, 2010 |
Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of July 15, 2010, by and between SOLAR ENERGY INITIATIVES, INC., a Delaware corporation, with headquarters located at 818 AIA North - Suite 201, Ponte Vedra, Florida 32082 (the ?Company?), and JDF CAPITAL, INC., a New York corporation, with its address at 2 Blue Heron Drive, Jackson, New Jersey |
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| July 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Comm |
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| July 20, 2010 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION AMONG CRITICAL DIGITAL DATA, INC., SOLAR PARK ACQUISITION CORP. AND SOLAR PARK INITIATIVES, INC. July 13, 2010 1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION AGREEMENT AND PLAN OF MERGER (this ?Agreement?), dated as of July 13, 2010, by and among Critical Digital Data, Inc., a Nevada corporation (the ?Parent?), Solar Park Acquisition C |
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| July 20, 2010 |
Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| July 20, 2010 |
Exhibit 4.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| July 15, 2010 |
As filed with the Securities and Exchange Commission on July 14, 2010 Registration No. |
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| July 15, 2010 |
SOLAR ENERGY INITIATIVES, INC. 2010 Incentive STOCK PLAN Exhibit 4.1 SOLAR ENERGY INITIATIVES, INC. 2010 Incentive STOCK PLAN This Solar Energy Initiatives, Inc. 2010 Incentive Stock Plan (the " Plan ") is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby |
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| July 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Comm |
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| July 9, 2010 |
Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| July 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Comm |
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| July 9, 2010 |
Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 29, 2010, by and between SOLAR ENERGY INITIATIVES, INC., a Delaware corporation, with headquarters located at 818 AIA North - Suite 201, Ponte Vedra, Florida 32082 (the “Company”), and ASHER ENTERPRISES, INC., a Delaware corporation, with its address at 1 Linden Place, Suite 207, Great |
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| June 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED APRIL 30, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiative |
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| June 15, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-148155 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K TForm 10-Q ¨ Form N-SAR ¨ Form N-CAR For Period Ended: April 30, 2010 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Repo |
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| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Commis |
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| April 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| March 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Com |
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| March 24, 2010 |
FORM OF COMMON STOCK PURCHASE WARRANT No. 2010-SG001 Issue Date: March 5, 2010 Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| March 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Com |
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| March 24, 2010 |
SOLAR ENERGY INITIATIVES, INC. SECURITIES PURCHASE AGREEMENT Exhibit 4.1 SOLAR ENERGY INITIATIVES, INC. SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (?Agreement?) is made as of , 2010, by and between Solar Energy Initiatives, Inc., a Delaware corporation (the ?Company?), and each of the purchasers who execute the Purchaser Signature Page hereto (the ?Purchaser?) as listed on Schedule A hereto (to be completed at the time(s) of acceptance |
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| March 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JANUARY 31, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiati |
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| March 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2010 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Comm |
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| December 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiati |
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| October 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2009 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State or other jurisdiction of incorporation) (C |
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| October 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-148155 Solar Energy Initiatives, Inc. (Exact Name of Registrant as |
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| October 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2009 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State or other jurisdiction of incorporation) |
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| October 2, 2009 |
Solar Energy Initiatives, Inc. Announces Spin-Off of Solar Park Company Exhibit 99.1 Solar Energy Initiatives, Inc. Announces Spin-Off of Solar Park Company Oct. 1, 2009 (Business Wire) - Solar Energy Initiatives, Inc. (OTCBB:SNRY) executing on its corporate mission to Renew The Nation via economic development through the sale and installation of Solar Thermal, Photovoltaic (PV) and other Solar technologies, today announced that it will be spinning-off Solar Park Init |
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| August 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2009 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Co |
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| July 21, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2009 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State or other jurisdiction of incorporation) (Comm |
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| July 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2009 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State or other jurisdiction of incorporation) (C |
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| July 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2009 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State or other jurisdiction of incorporation) (Comm |
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| June 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED APRIL 30, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiative |
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| May 22, 2009 |
EX-99.1 3 ex991.htm EXHIBIT 99.1 Exhibit 99.1 SOLAR ENERGY INITIATIVES, INC. a Delaware corporation SUBSCRIPTION AGREEMENT AND INVESTOR QUESTIONNAIRE 1. SUBSCRIPTION: The undersigned (the “Subscriber”) hereby irrevocably offers to purchase units (the “Units”) of Solar Energy Initiatives, Inc., a Delaware corporation (the “Company”), for $0.30 per Unit, for a total purchase price of $, which amount |
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| May 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2009 SOLAR ENERGY INITIATIVES, INC. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State or other jurisdiction of incorporation) (Com |
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| May 22, 2009 |
Solar Energy Initiatives, Inc. Exhibit 4.1 Solar Energy Initiatives, Inc. THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER SAID ACT OR, AN OPINION OF COUNSEL, IN FORM, SUBSTANCE |
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| March 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2009 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Com |
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| March 19, 2009 |
SOLAR ENERGY INITIATIVES, INC. 2009 INCENTIVE STOCK PLAN Exhibit 4.1 SOLAR ENERGY INITIATIVES, INC. 2009 INCENTIVE STOCK PLAN This Solar Energy Initiatives, Inc. 2009 Incentive Stock Plan (the " Plan ") is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby |
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| March 19, 2009 |
As filed with the Securities and Exchange Commission on March 19, 2009 Registration No. |
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| March 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JANUARY 31, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiati |
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| February 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2009 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| December 24, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2008 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 Solar Energy Initiativ |
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| December 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: October 31, 2008 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q |
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| December 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2008 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) |
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| December 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2008 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| November 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2008 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (C |
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| November 5, 2008 |
Exhibit 32.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Brad Holt, the Chief Executive Officer of Solar Energy Initiatives, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that to the best of my knowledge: (1) the Annual Report on Form 10-K of the Company |
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| November 5, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2008 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-148155 Solar Energy Initiatives, Inc. (Exact Name of Registrant as S |
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| October 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [x] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: July 31, 2008 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] |
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| September 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2008 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) |
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| September 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2008 Solar Energy Initiatives, Inc. (Exact name of registrant as specified in its charter) NP Capital Corp. (Former name of registrant as specified in its charter) Delaw |
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| September 25, 2008 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF NP CAPITAL CORP. Under Section 242 of the General Corporation Law The undersigned, the Chief Executive Officer and Director of the corporation, does hereby certify as follows: FIRST: The name of the corporation is: NP CAPITAL CORP. SECOND: The certificate of incorporation of the Corporation is hereby amended by replacing A |
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| September 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2008 NP Capital Corp. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Commission Fil |
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| August 27, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2008 NP Capital Corp. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Commission File |
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| August 27, 2008 |
WEBSITE PURCHASE AGREEMENT by and among NP CAPITAL CORP ("NPCC") SEI ACQUISITION, INC. |
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| August 8, 2008 |
NP CAPITAL CORP. 2008 INCENTIVE STOCK PLAN Exhibit 4.1 NP CAPITAL CORP. 2008 INCENTIVE STOCK PLAN This NP Capital Corp. 2008 Incentive Stock Plan (the "Plan") is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby providing Participants with a |
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| August 8, 2008 |
As filed with the Securities and Exchange Commission on August 8, 2008 Registration No. |
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| August 1, 2008 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF NP CAPITAL CORP. Under Section 242 of the General Corporation Law The undersigned, the Chief Executive Officer and Director of the corporation, does hereby certify as follows: FIRST: The name of the corporation is: NP CAPITAL CORP SECOND: The certificate of incorporation of the Corporation is hereby amended by replacing Ar |
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| August 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2008 NP Capital Corp. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Commission File Nu |
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| July 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2008 NP Capital Corp. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Commission File Nu |
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| July 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2008 NP Capital Corp. (Exact name of registrant as specified in its charter) Delaware 333-148155 20-5241121 (State of Other Jurisdiction of Incorporation) (Commission File Num |
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| June 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10Q [ X ] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED APRIL 30, 2008 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 333-148155 NP Capital Corp. (Nam |
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| June 4, 2008 |
NP Capital Corp. 3,270,198 Shares of Common Stock Filed pursuant to Rule 424(b)(3) Prospectus Registration No. 333-148155 NP Capital Corp. 3,270,198 Shares of Common Stock This prospectus relates to the sale of up to 3,270,198 shares of our common stock which includes 1,640,256 shares of common stock and up to 1,629,942 shares of common stock issuable upon exercise of common stock purchase warrants. This is the initial registration of shares of o |
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| May 30, 2008 |
NP Capital Corp 818 A1A North Suite 201 Ponte Vedra Beach, Florida 32082 May 30, 2008 NP Capital Corp 818 A1A North Suite 201 Ponte Vedra Beach, Florida 32082 May 30, 2008 VIA FACSIMILE AND EDGAR United States Securities and Exchange Commission 100 F Street, N. |
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| May 29, 2008 |
Law Offices of Stephen M. Fleming PLLC 403 MERRICK AVENUE, 2ND FLOOR EAST MEADOW NY 11554 TEL 516 902 6567 FAX 516 977 1209 WWW.FLEMINGPLLC.COM May 29, 2008 Peggy Fisher, Assistant Director U. S. Securities and Exchange Commission Division of Corporation Finance 100 F Street Washington, DC 20549 Re: NP Capital Corp. Amendment No. 6 to Registration Statement on Form S-1 Filed May 12, 2008 File No. |
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| May 21, 2008 |
Supply Contract Bangkok Solar CO,L TD and NP Capital Corp. EXHIBIT 4.3 Supply Contract Between Bangkok Solar CO,L TD and NP Capital Corp. Meeting on the 19'h of January. 2008, at the office of Bangkok Solar CO,LTD., Chacheangsao. Thailand, (hereinafter referred to as "BSC") on the one part, and NP Capital Corp. (hereinafter referred to, as -NPC") on the other part, as follows: WHEREAS BSC is the beneficial owner of a factory manufacturing solar modules wi |
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| May 21, 2008 |
Law Offices of Stephen M. Fleming PLLC 403 MERRICK AVENUE, 2ND FLOOR EAST MEADOW NY 11554 TEL 516 902 6567 FAX 516 977 1209 WWW.FLEMINGPLLC.COM May 21, 2008 Peggy Fisher, Assistant Director U. S. Securities and Exchange Commission Division of Corporation Finance 100 F Street Washington, DC 20549 Re: NP Capital Corp. Amendment No. 5 to Registration Statement on Form S-1 Filed May 12, 2008 File No. |
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| May 21, 2008 |
As filed with the Securities and Exchange Commission on May 21 , 2008 Registration No. |
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| May 12, 2008 |
As filed with the Securities and Exchange Commission on May 9 , 2008 Registration No. |
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| May 9, 2008 |
Law Offices of Stephen M. Fleming PLLC Law Offices of Stephen M. Fleming PLLC 403 MERRICK AVENUE, 2ND FLOOR EAST MEADOW NY 11554 TEL 516 902 6567 FAX 516 977 1209 WWW.FLEMINGPLLC.COM May 8, 2008 Peggy Fisher, Assistant Director U. S. Securities and Exchange Commission Division of Corporation Finance 100 F Street Washington, DC 20549 Re: NP Capital Corp. Amendment No. 4 to Registration Statement on Form S-1 Filed April 25, 2008 File No. |
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| April 25, 2008 |
As filed with the Securities and Exchange Commission on April 24 , 2008 Registration No. |
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| April 25, 2008 |
Supply Contract Bangkok Solar CO,L TD and NP Capital Corp. EXHIBIT 4.3 Supply Contract Between Bangkok Solar CO,L TD and NP Capital Corp. Meeting on the 19'h of January. 2008, at the office of Bangkok Solar CO,LTD., Chacheangsao. Thailand, (hereinafter referred to as "BSC") on the one part, and NP Capital Corp. (hereinafter referred to, as -NPC") on the other part, as follows: WHEREAS BSC is the beneficial owner of a factory manufacturing solar modules wi |
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| April 25, 2008 |
Law Offices of Stephen M. Fleming PLLC 403 MERRICK AVENUE, 2ND FLOOR EAST MEADOW NY 11554 TEL 516 902 6567 FAX 516 977 1209 WWW.FLEMINGPLLC.COM April 23, 2008 Peggy Fisher, Assistant Director U. S. Securities and Exchange Commission Division of Corporation Finance 100 F Street Washington, DC 20549 Re: NP Capital Corp. Amendment No. 3 to Registration Statement on Form S-1 Filed April 1, 2008 File N |
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| April 1, 2008 |
As filed with the Securities and Exchange Commission on March 31, 2008 Registration No. |
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| April 1, 2008 |
EXHIBIT 10.4 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 6th day of March, 2008, between Michael J. Dodak ("Executive") and NP Capital Corp., a Delaware corporation (the "Company"). WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company upon the terms and conditions set forth herein. NOW, THEREFORE, i |
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| April 1, 2008 |
EXHIBIT 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 6th day of March, 2008, between David Fann ("Executive") and NP Capital Corp., a Delaware corporation (the "Company"). WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company upon the terms and conditions set forth herein. NOW, THEREFORE, in cons |
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| April 1, 2008 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 6th day of March, 2008, between Brad Holt ("Executive") and NP Capital Corp., a Delaware corporation (the "Company"). WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company upon the terms and conditions set forth herein. NOW, THEREFORE, in consi |
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| April 1, 2008 |
EXHIBIT 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 6th day of March, 2008, between Dave Surette ("Executive") and NP Capital Corp., a Delaware corporation (the "Company"). WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company upon the terms and conditions set forth herein. NOW, THEREFORE, in co |
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| March 31, 2008 |
Law Offices of Stephen M. Fleming PLLC 403 MERRICK AVENUE, 2ND FLOOR EAST MEADOW NY 11554 TEL 516 902 6567 FAX 516 977 1209 WWW.FLEMINGPLLC.COM March 28, 2008 Peggy Fisher, Assistant Director U. S. Securities and Exchange Commission Division of Corporation Finance 100 F Street Washington, DC 20549 Re: NP Capital Corp. Amendment No. 2 to Registration Statement on Form S-1 Filed March 5, 2008 File N |
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| March 6, 2008 |
As filed with the Securities and Exchange Commission on March 5, 2008 Registration No. |
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| March 5, 2008 |
Law Offices of Stephen M. Fleming PLLC 403 MERRICK AVENUE, 2ND FLOOR EAST MEADOW NY 11554 TEL 516 902 6567 FAX 516 977 1209 WWW.FLEMINGPLLC.COM March 5, 2008 Peggy Fisher, Assistant Director U. S. Securities and Exchange Commission Division of Corporation Finance 100 F Street Washington, DC 20549 Re: NP Capital Corp. Amendment No. 1 to Registration Statement on Form SB-2 Filed February 1, 2008 Dea |
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| February 11, 2008 |
Sichenzia Ross Friedman Ference LLP 61 BROADWAY NEW YORK NY 10006 TEL 212 930 9700 FAX 212 930 9725 WWW. |
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| February 1, 2008 |
As filed with the Securities and Exchange Commission on January 31, 2008 Registration No. |
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| February 1, 2008 |
AMENDED CONVERTIBLE DEBENTURE PURCHASE AND SALE AGREEMENT Exhibit 4.2 THE SECURITIES TO WHICH THIS AMENDED CONVERTIBLE DEBENTURE PURCHASE AND SALE AGREEMENT RELATES HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE, AND WILL BE ISSUED IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT |
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| February 1, 2008 |
EXHIBIT 4.4 Supply Contract Between Bangkok Solar CO,L TD and NP Capital Corp. Meeting on the 19'h of January. 2008, at the office of Bangkok Solar CO,LTD., Chacheangsao. Thailand, (hereinafter referred to as "BSC") on the one part, and NP Capital Corp. (hereinafter referred to, as -NPC") on the other part, as follows: WHEREAS BSC is the beneficial owner of a factory manufacturing solar modules wi |
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| February 1, 2008 |
PROMISSORY NOTE US$97,500 JULY 20, 2007 Exhibit 4.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES LAWS OF ANY STATE. THIS NOTE MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED UNLESS TI-IIS NOTE IS REGISTERED UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS, OR ANY SUCH OFFER, SALE OR TRANSFER IS MADE UNDER AN AVAILABLE EXEMPTION FROM THE REGISTRATI |
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| December 19, 2007 |
CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF NP CAPITAL CORP Exhibit 3.3 State of Delaware Secretary of State Division of Corporations Delivered 11:18 AM 08/02/2006 Filed 11:10 AM 08/02/2006 SRV 060724211 ? 4178149 File CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF NP CAPITAL CORP The Corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of t |
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| December 19, 2007 |
Exhibit 4.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES LAWS OF ANY STATE. THIS NOTE MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED UNLESS TI-IIS NOTE IS REGISTERED UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS, OR ANY SUCH OFFER, SALE OR TRANSFER IS MADE UNDER AN AVAILABLE EXEMPTION FROM THE REGISTRATI |
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| December 19, 2007 |
As filed with the Securities and Exchange Commission on December 18, 2007 Registration No. |
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| December 19, 2007 |
CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF NP CAPITAL CORP Exhibit 3.4 State of Delaware Secretary of State Division of Corporations Delivered 07:52 PM 02/02/2007 Filed 06:47 PM 02/02/2007 SRV 070121754 ? 4178149 File CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF NP CAPITAL CORP The Corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of t |
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| December 19, 2007 |
PROMISSORY NOTE US$97,500 JULY 20, 2007 Exhibit 4.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES LAWS OF ANY STATE. THIS NOTE MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED UNLESS TI-IIS NOTE IS REGISTERED UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS, OR ANY SUCH OFFER, SALE OR TRANSFER IS MADE UNDER AN AVAILABLE EXEMPTION FROM THE REGISTRATI |
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| December 19, 2007 |
Exhibit 3.1 State of Delaware Secretary of State Division of Corporations Delivered 04:23 PM 06/20/2006 FILED 04:20 PM 06/20/2006 SW 060593390 - 4178149 FILE CERTIFICATE OF INCORPORATION OF NP CAPITAL CORP FIRST: The name of the corporation is NP Capital Corp (the "Corporation"). SECOND: The address of the Corporation's registered office in Delaware is 222 Delaware Avenue, 9th Floor, Wilmington, N |
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| December 19, 2007 |
Exhibit 3.2 BY-LAWS OF NP CAPITAL CORP ARTICLE I OFFICES Section 1.1. Registered office. The registered office shall be as set forth in the corporation's certificate of incorporation. Section 1.2. Other offices. The corporation may also have offices at such other places both within and without Delaware as the board of directors may from time to time determine or the business of the corporation may |
