SLRK SEC-arkiveringar - Solera National Bancorp, Inc.- Årsredovisning, Fullmaktsutlåtande, prospekt

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CIK

1357231

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Solera National Bancorp, Inc.

SEC Filings (Chronological Order)

Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.

February 9, 2018	253G2	SLRK / Solera National Bancorp, Inc. 253G2 Table of Contents Filed Pursuant to Rule 253(g)(2) File No. 024-10756 Purchase One Share of Common Stock for Every Two Shares Owned at $7.25 Per Share We are offering for sale up to 1,365,656 shares of our common stock on a best efforts basis by distributing, at no charge to certain of our stockholders, non-transferable subscription rights to purchase all 1,365,656 of such shares as described fu
February 7, 2018	CORRESP	SLRK / Solera National Bancorp, Inc. CORRESP CORRESP 1 filename1.htm February 7, 2018 VIA EDGAR Amit Pande Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street, NE Washington, D. C. 20549 Re: Solera National Bancorp, Inc. Offering Statement on Form 1-A Filed on October 30, 2017 File No. 024-10756 Dear Mr. Pande: Pursuant to Rule 252 of Regulation A, Solera National Bancorp, In
February 1, 2018	EX1A-2B BYLAWS.4	AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Exhibit 2.4 AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Table of Contents Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meeting 1 Section 3. Notice of Annual Meeting 1 Section 4. Voting List 1 Section 5. Special Meetings 1 Section 6.
February 1, 2018	EX1A-6 MAT CTRCT.1	SOLERA NATIONAL BANCORP, INC. 2007 STOCK INCENTIVE PLAN AMENDED 4/17/2008 Exhibit 6.1 SOLERA NATIONAL BANCORP, INC. 2007 STOCK INCENTIVE PLAN AMENDED 4/17/2008 1. PURPOSE The 2007 Stock Incentive Plan (?Plan?) is intended to promote shareholder value by (a) enabling Solera National Bancorp, Inc. (?Company?), and its affiliates to attract and retain the best available individuals for positions of substantial responsibility; (b) providing additional incentive to such pers
February 1, 2018	EX1A-2A CHARTER.1	CERTIFICATE OF INCORPORATION SOLERA NATIONAL BANCORP, INC. EXHIBIT 2.1 CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. 1. The name of the Corporation is Solera National Bancorp, Inc. (the “Corporation”). 2. The address of the registered office of the Corporation in the State of Delaware is 3500 South Dupont Highway, in the City of Dover, County of Kent, 19901. The name of the registered agent of the Corporation at such address is Incorporati
February 1, 2018	EX1A-2A CHARTER.3	EX1A-2A CHARTER.3 Exhibit 2.3
February 1, 2018	EX1A-6 MAT CTRCT.2	SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN Exhibit 6.2 Annex A SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to assist the Company in attracting, retaining, motivating, and rewarding certain key employees, officers, directors, and consultants of the Company and its Affiliates and promoting the creation of long-term value for stockholders of the Company by closely aligning the interests o
February 1, 2018	EX1A-11 CONSENT.2	CONSENT OF FORTNER, BAYENS, LEVKULICH AND GARRISON, P.C., INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Exhibit 11.2 CONSENT OF FORTNER, BAYENS, LEVKULICH AND GARRISON, P.C., INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS We consent to the use of our reports dated March 11, 2016 of Solera National Bancorp, Inc. and Subsidiary, in the Offering Circular of Solera National Bancorp, Inc. for the issuance by qualification of shares of its common stock. We make no representation of, and render no opinion on, th
February 1, 2018	EX1A-2A CHARTER.2	STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. Exhibit 2.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. SOLERA NATIONAL BANCORP, INC., a corporation organized and existing by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of the Board of Directors of Solera National Bancorp, Inc. resolutions were duly adopted setting for
February 1, 2018	EX1A-4 SUBS AGMT.1	SUBSCRIPTION AGREEMENT Exhibit 4.1 SUBSCRIPTION AGREEMENT [Stockholder Name and Address] - - Ladies and Gentlemen: Reference is made to your offering circular dated February 1, 2018 (the “Offering Circular”). The undersigned understand that as stockholders of Solera National Bancorp, Inc. (the “Company”) owning at least two shares of the Company’s common stock as of January 29, 2018, they are being given subscription ri
February 1, 2018	EX1A-6 MAT CTRCT.3	STOCK OPTION AWARD AGREEMENT Exhibit 6.3 STOCK OPTION AWARD AGREEMENT Participant: Martin P. May Grant Date: August 10, 2015 (?Grant Date?) Type of Options: Non-Qualified Stock Options Number of Shares to which Options are Granted: 250,000 Exercise Price per Share: $7.00 Vesting Schedule: The Options shall become vested in accordance with Schedule 1 and are exercisable by Participant at any time between the date on which they
February 1, 2018	EX1A-11 CONSENT.1	Consent of Independent Auditors Exhibit 11.1 Consent of Independent Auditors The consolidated financial statements of Solera National Bancorp, Inc. as of December 31, 2016 and for the year then ended, included in the Index to Financial Statements of the Offering Circular, have been audited by Eide Bailly LLP, independent auditors, as stated in their report appearing herein. We consent to the inclusion in the Offering Circular of
February 1, 2018	EX1A-12 OPN CNSL.1	February 1, Exhibit 12.1 February 1, 2018 Solera National Bancorp, Inc. 319 South Sheridan Boulevard Lakewood, CO 80226 Re: Securities Registered under Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as counsel to Solera National Bancorp, Inc. a Delaware corporation (the “Company”) in connection with the filing of an Offering Statement on Form 1-A (as amended or supplemented, the “Offering
February 1, 2018	PART II AND III	Purchase One Share of Common Stock for Every Two Shares Owned at $7.25 Per Share Table of Contents An offering statement pursuant to Regulation A relating to these securities has been filed with the United States Securities and Exchange Commission (the “Commission”).
November 14, 2017	CORRESP	SLRK / Solera National Bancorp, Inc. CORRESP November 14, 2017 Christian E. Otteson 720.488.5425 [email protected] VIA EDGAR Amit Pande Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street, NE Washington, D. C. 20549 Re: Solera National Bancorp, Inc. Amendment to Offering Statement on Form 1-A Filed on November 14, 2017 File No. 024-10756 Dear Mr. Pande: This letter, togeth
November 14, 2017	EX1A-11 CONSENT.2	CONSENT OF FORTNER, BAYENS, LEVKULICH AND GARRISON, P.C., INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Exhibit 11.2 CONSENT OF FORTNER, BAYENS, LEVKULICH AND GARRISON, P.C., INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS We consent to the use of our reports dated March 11, 2016 of Solera National Bancorp, Inc. and Subsidiary, in the Offering Circular of Solera National Bancorp, Inc. for the issuance by qualification of shares of its common stock. We make no representation of, and render no opinion on, th
November 14, 2017	EX1A-12 OPN CNSL.1	November 14, 2017 Exhibit 12.1 November 14, 2017 Solera National Bancorp, Inc. 319 South Sheridan Boulevard Lakewood, CO 80226 Re: Securities Registered under Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as counsel to Solera National Bancorp, Inc. a Delaware corporation (the “Company”) in connection with the filing of an Offering Statement on Form 1-A (as amended or supplemented, the “Offering
November 14, 2017	EX1A-2B BYLAWS.4	AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Exhibit 2.4 AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Table of Contents Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meeting 1 Section 3. Notice of Annual Meeting 1 Section 4. Voting List 1 Section 5. Special Meetings 1 Section 6.
November 14, 2017	EX1A-6 MAT CTRCT.1	SOLERA NATIONAL BANCORP, INC. 2007 STOCK INCENTIVE PLAN AMENDED 4/17/2008 Exhibit 6.1 SOLERA NATIONAL BANCORP, INC. 2007 STOCK INCENTIVE PLAN AMENDED 4/17/2008 1. PURPOSE The 2007 Stock Incentive Plan (“Plan”) is intended to promote shareholder value by (a) enabling Solera National Bancorp, Inc. (“Company”), and its affiliates to attract and retain the best available individuals for positions of substantial responsibility; (b) providing additional incentive to such pers
November 14, 2017	EX1A-4 SUBS AGMT.1	SUBSCRIPTION AGREEMENT Exhibit 4.1 SUBSCRIPTION AGREEMENT [Stockholder Name and Address] - - Ladies and Gentlemen: Reference is made to your offering circular dated November 14, 2017 (the ?Offering Circular?). The undersigned understand that as stockholders of Solera National Bancorp, Inc. (the ?Company?) owning at least two shares of the Company?s common stock as of December 15, 2017, they are being given subscription
November 14, 2017	EX1A-6 MAT CTRCT.3	STOCK OPTION AWARD AGREEMENT Exhibit 6.3 STOCK OPTION AWARD AGREEMENT Participant: Martin P. May Grant Date: August 10, 2015 (?Grant Date?) Type of Options: Non-Qualified Stock Options Number of Shares to which Options are Granted: 250,000 Exercise Price per Share: $7.00 Vesting Schedule: The Options shall become vested in accordance with Schedule 1 and are exercisable by Participant at any time between the date on which they
November 14, 2017	EX1A-2A CHARTER.3	EX1A-2A CHARTER.3 Exhibit 2.3
November 14, 2017	EX1A-11 CONSENT.1	Consent of Independent Auditors Exhibit 11.1 Consent of Independent Auditors The consolidated financial statements of Solera National Bancorp, Inc. as of December 31, 2016 and for the year then ended, included in the Index to Financial Statements of the Offering Circular, have been audited by Eide Bailly LLP, independent auditors, as stated in their report appearing herein. We consent to the inclusion in the Offering Circular of
November 14, 2017	PART II AND III	Purchase One Share of Common Stock for Every Two Shares Owned at $7.25 Per Share Table of Contents An offering statement pursuant to Regulation A relating to these securities has been filed with the United States Securities and Exchange Commission (the ?Commission?).
November 14, 2017	EX1A-6 MAT CTRCT.2	SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN Exhibit 6.2 Annex A SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to assist the Company in attracting, retaining, motivating, and rewarding certain key employees, officers, directors, and consultants of the Company and its Affiliates and promoting the creation of long-term value for stockholders of the Company by closely aligning the interests o
November 14, 2017	EX1A-2A CHARTER.1	CERTIFICATE OF INCORPORATION SOLERA NATIONAL BANCORP, INC. EXHIBIT 2.1 CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. 1. The name of the Corporation is Solera National Bancorp, Inc. (the ?Corporation?). 2. The address of the registered office of the Corporation in the State of Delaware is 3500 South Dupont Highway, in the City of Dover, County of Kent, 19901. The name of the registered agent of the Corporation at such address is Incorporati
November 14, 2017	EX1A-2A CHARTER.2	STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. Exhibit 2.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. SOLERA NATIONAL BANCORP, INC., a corporation organized and existing by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of the Board of Directors of Solera National Bancorp, Inc. resolutions were duly adopted setting for
October 30, 2017	EX1A-12 OPN CNSL.1	October 30 Exhibit 12.1 October 30, 2017 Solera National Bancorp, Inc. 319 South Sheridan Boulevard Lakewood, CO 80226 Re: Securities Registered under Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as counsel to Solera National Bancorp, Inc. a Delaware corporation (the “Company”) in connection with the filing of an Offering Statement on Form 1-A (as amended or supplemented, the “Offering
October 30, 2017	CORRESP	SLRK / Solera National Bancorp, Inc. CORRESP October 30, 2017 Christian E. Otteson 720.488.5425 [email protected] VIA EDGAR Erin E. Martin Special Counsel Office of Financial Services Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street, NE Washington, D. C. 20549 Re: Solera National Bancorp, Inc. Offering Statement on Form 1-A Filed on October 27, 2017 CIK No. 0001357231 Dear Ms. Martin: This let
October 30, 2017	EX1A-6 MAT CTRCT.1	SOLERA NATIONAL BANCORP, INC. 2007 STOCK INCENTIVE PLAN AMENDED 4/17/2008 Exhibit 6.1 SOLERA NATIONAL BANCORP, INC. 2007 STOCK INCENTIVE PLAN AMENDED 4/17/2008 1. PURPOSE The 2007 Stock Incentive Plan (?Plan?) is intended to promote shareholder value by (a) enabling Solera National Bancorp, Inc. (?Company?), and its affiliates to attract and retain the best available individuals for positions of substantial responsibility; (b) providing additional incentive to such pers
October 30, 2017	EX1A-2A CHARTER.1	CERTIFICATE OF INCORPORATION SOLERA NATIONAL BANCORP, INC. EXHIBIT 2.1 CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. 1. The name of the Corporation is Solera National Bancorp, Inc. (the ?Corporation?). 2. The address of the registered office of the Corporation in the State of Delaware is 3500 South Dupont Highway, in the City of Dover, County of Kent, 19901. The name of the registered agent of the Corporation at such address is Incorporati
October 30, 2017	EX1A-2B BYLAWS.4	AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Exhibit 2.4 AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Table of Contents Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meeting 1 Section 3. Notice of Annual Meeting 1 Section 4. Voting List 1 Section 5. Special Meetings 1 Section 6.
October 30, 2017	EX1A-4 SUBS AGMT.1	SUBSCRIPTION AGREEMENT Exhibit 4.1 SUBSCRIPTION AGREEMENT [Stockholder Name and Address] - - Ladies and Gentlemen: The undersigned, having received and read your offering circular dated [?], 2017 (the ?Offering Circular?), understand that as stockholders of Solera National Bancorp, Inc. (the ?Company?) owning at least two shares of the Company?s common stock as of [?], 2017, they are being given subscription rights enti
October 30, 2017	EX1A-11 CONSENT.2	CONSENT OF FORTNER, BAYENS, LEVKULICH AND GARRISON, P.C., INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Exhibit 11.2 CONSENT OF FORTNER, BAYENS, LEVKULICH AND GARRISON, P.C., INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS We consent to the use of our reports dated March 11, 2016 of Solera National Bancorp, Inc. and Subsidiary, in the Offering Circular of Solera National Bancorp, Inc. for the issuance by qualification of shares of its common stock. We make no representation of, and render no opinion on, th
October 30, 2017	EX1A-6 MAT CTRCT.3	STOCK OPTION AWARD AGREEMENT Exhibit 6.3 STOCK OPTION AWARD AGREEMENT Participant: Martin P. May Grant Date: August 10, 2015 (?Grant Date?) Type of Options: Non-Qualified Stock Options Number of Shares to which Options are Granted: 250,000 Exercise Price per Share: $7.00 Vesting Schedule: The Options shall become vested in accordance with Schedule 1 and are exercisable by Participant at any time between the date on which they
October 30, 2017	EX1A-6 MAT CTRCT.2	SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN Exhibit 6.2 Annex A SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to assist the Company in attracting, retaining, motivating, and rewarding certain key employees, officers, directors, and consultants of the Company and its Affiliates and promoting the creation of long-term value for stockholders of the Company by closely aligning the interests o
October 30, 2017	EX1A-2A CHARTER.3	EX1A-2A CHARTER.3 Exhibit 2.3
October 30, 2017	PART II AND III	Purchase One Share of Common Stock for Every Two Shares Owned at $7.25 Per Share(1) Table of Contents An offering statement pursuant to Regulation A relating to these securities has been filed with the United States Securities and Exchange Commission (the “Commission”).
October 30, 2017	EX1A-11 CONSENT.1	Consent of Independent Auditors Exhibit 11.1 Consent of Independent Auditors The consolidated financial statements of Solera National Bancorp, Inc. as of December 31, 2016 and for the year then ended, included in the Index to Financial Statements of the Offering Circular, have been audited by Eide Bailly LLP, independent auditors, as stated in their report appearing herein. We consent to the inclusion in the Offering Circular of
October 30, 2017	EX1A-2A CHARTER.2	STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. Exhibit 2.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. SOLERA NATIONAL BANCORP, INC., a corporation organized and existing by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of the Board of Directors of Solera National Bancorp, Inc. resolutions were duly adopted setting for
September 15, 2017	EX1A-4 SUBS AGMT	SUBSCRIPTION AGREEMENT Exhibit 4.1 SUBSCRIPTION AGREEMENT [Stockholder Name and Address] Stockholder Number: Number of Shares: Ladies and Gentlemen: The undersigned, having received and read your offering circular dated [?], 2017 (the ?Offering Circular?), understand that as stockholders of Solera National Bancorp, Inc. (the ?Company?) owning at least two shares of the Company?s common stock as of [?], 2017, they are be
September 15, 2017	EX1A-6 MAT CTRCT	SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN Exhibit 6.2 Annex A SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to assist the Company in attracting, retaining, motivating, and rewarding certain key employees, officers, directors, and consultants of the Company and its Affiliates and promoting the creation of long-term value for stockholders of the Company by closely aligning the interests o
September 15, 2017	EX1A-12 OPN CNSL	15, 2017 Exhibit 12.1 September 15, 2017 Solera National Bancorp, Inc. 319 South Sheridan Boulevard Lakewood, CO 80226 Re: Securities Registered under Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as counsel to Solera National Bancorp, Inc. a Delaware corporation (the “Company”) in connection with the filing of an Offering Statement on Form 1-A (as amended or supplemented, the “Offerin
September 15, 2017	EX1A-6 MAT CTRCT	SOLERA NATIONAL BANCORP, INC. 2007 STOCK INCENTIVE PLAN AMENDED 4/17/2008 Exhibit 6.1 SOLERA NATIONAL BANCORP, INC. 2007 STOCK INCENTIVE PLAN AMENDED 4/17/2008 1. PURPOSE The 2007 Stock Incentive Plan (?Plan?) is intended to promote shareholder value by (a) enabling Solera National Bancorp, Inc. (?Company?), and its affiliates to attract and retain the best available individuals for positions of substantial responsibility; (b) providing additional incentive to such pers
September 15, 2017	EX1A-2A CHARTER	EX1A-2A CHARTER Exhibit 2.3
September 15, 2017	EX1A-2B BYLAWS	AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Exhibit 2.4 AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Table of Contents Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meeting 1 Section 3. Notice of Annual Meeting 1 Section 4. Voting List 1 Section 5. Special Meetings 1 Section 6.
September 15, 2017	EX1A-11 CONSENT	CONSENT OF FORTNER, BAYENS, LEVKULICH AND GARRISON, P.C., INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Exhibit 11.2 CONSENT OF FORTNER, BAYENS, LEVKULICH AND GARRISON, P.C., INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS We consent to the use of our reports dated March 11, 2016 of Solera National Bancorp, Inc. and Subsidiary, in the Offering Circular of Solera National Bancorp, Inc. for the issuance by qualification of shares of its common stock. We make no representation of, and render no opinion on, th
September 15, 2017	EX1A-2A CHARTER	CERTIFICATE OF INCORPORATION SOLERA NATIONAL BANCORP, INC. EXHIBIT 2.1 CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. 1. The name of the Corporation is Solera National Bancorp, Inc. (the ?Corporation?). 2. The address of the registered office of the Corporation in the State of Delaware is 3500 South Dupont Highway, in the City of Dover, County of Kent, 19901. The name of the registered agent of the Corporation at such address is Incorporati
September 15, 2017	EX1A-11 CONSENT	Consent of Independent Auditors Exhibit 11.1 Consent of Independent Auditors The consolidated financial statements of Solera National Bancorp, Inc. as of December 31, 2016 and for the year then ended, included in the Index to Financial Statements of the Offering Circular, have been audited by Eide Bailly LLP, independent auditors, as stated in their report appearing herein. We consent to the inclusion in the Offering Circular of
September 15, 2017	PART II AND III	Purchase One Share of Common Stock for Every Two Shares Owned at $7.25 Per Share(1) Table of Contents An offering statement pursuant to Regulation A relating to these securities has been filed with the United States Securities and Exchange Commission (the “Commission”).
September 15, 2017	EX1A-2A CHARTER	STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. Exhibit 2.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SOLERA NATIONAL BANCORP, INC. SOLERA NATIONAL BANCORP, INC., a corporation organized and existing by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of the Board of Directors of Solera National Bancorp, Inc. resolutions were duly adopted setting for
September 15, 2017	EX1A-6 MAT CTRCT	STOCK OPTION AWARD AGREEMENT Exhibit 6.3 STOCK OPTION AWARD AGREEMENT Participant: Martin P. May Grant Date: August 10, 2015 (“Grant Date”) Type of Options: Non-Qualified Stock Options Number of Shares to which Options are Granted: 250,000 Exercise Price per Share: $7.00 Vesting Schedule: The Options shall become vested in accordance with Schedule 1 and are exercisable by Participant at any time between the date on which they
November 3, 2014	SC 13D/A	SLRK / Solera National Bancorp, Inc. / Solera National Bancorp, Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solera National Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 83420T104 (CUSIP Number) 319 S. Sheridan Blvd. Lakewood, CO 80226 303-202-8600 (Name, Address and Telephone Number of Person Authorized t
November 3, 2014	SC 13D/A	SLRK / Solera National Bancorp, Inc. / Solera National Bancorp, Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solera National Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 83420T104 (CUSIP Number) Robert J. Fenton c/o Solera National Bank 319 S. Sheridan Blvd Lakewood, CO 80226 (303) 209-8600 (Name, Address
November 3, 2014	SC 13D/A	SLRK / Solera National Bancorp, Inc. / Solera National Bancorp, Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Solera National Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 83420T104 (CUSIP Number) Michael D. Quagliano c/o Solera National Bank 319 S. Sheridan Blvd Lakewood, CO 80226 (303) 209-8600 (Name, Addr
October 9, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2014 (October 3, 2014) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Comm
October 9, 2014	EX-99.1	Bob Fenton Exhibit 99.1 From: Bob Fenton Sent: Tuesday, October 07, 2014 2:19 PM To: 'John Carmichael' Subject: RE: Federal Reserve Bank letter John, I respectfully disagree. There were no glaring misstatements. If there were, I’m sure you would have corrected my understanding. We’ll prepare the 8-K announcing your resignation under Item 5.02. It will be filed with the SEC on or before the due date of Thursd
August 14, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of registrant as s
August 7, 2014	15-12G	SLRK / Solera National Bancorp, Inc. 15-12G - - 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-53181 Solera National Bancorp, Inc. (Exact name of registrant as specifi
August 6, 2014	15-12G/A	SLRK / Solera National Bancorp, Inc. 15-12G/A - - 15-12G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-53181 Solera National Bancorp, Inc. (Exact name of registrant as specifi
August 6, 2014	EX-99.1	Solera National Bancorp Reports Second Quarter, First Half 2014 Financial Results Reflecting Solid Asset Quality, Strong Capital Ratios, and Loan Growth EX-99.1 2 exhibit991q22014.htm EXHIBIT Exhibit 99.1 Solera National Bancorp Reports Second Quarter, First Half 2014 Financial Results Reflecting Solid Asset Quality, Strong Capital Ratios, and Loan Growth LAKEWOOD, Colo., August 6, 2014 - Solera National Bancorp, Inc. (OTCQB: SLRK), the holding company for Solera National Bank, today reported financial results for the three and six months ended Ju
August 6, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8kq2earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2014 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other ju
July 28, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2014 (July 22, 2014) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commissi
July 18, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 18, 2014 (July 14, 2014) (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commission File Num
June 25, 2014	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2014 (June 24, 2014) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commissi
June 18, 2014	EX-99.1	Solera Announces Board Changes FOR IMMEDIATE RELEASE Solera Announces Board Changes LAKEWOOD, Colo., June 17, 2014 - Solera National Bancorp, Inc. (SLRK) (“Solera,” the “Company,” “we,” or “us”), the holding company for Solera National Bank, today announced changes in the composition of its board of directors. On June 13, 2014, in an effort to reach an accommodation with dissident shareholder Michael Quagliano, six of the Compa
June 18, 2014	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2014 (June 13, 2014) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commissi
May 28, 2014	8-K	Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2014 (May 22, 2014) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission
May 22, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2014 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
May 21, 2014	DFAN14A	- DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 21, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
May 20, 2014	DFAN14A	- DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 20, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 19, 2014	DFAN14A	- DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 16, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 15, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 14, 2014	DFAN14A	- DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 13, 2014	DEFA14A	- DEFA14A DEFA14A 1 may132014defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as
May 9, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
May 9, 2014	10-Q	Quarterly Report - 10-Q SLRK-2014.03.31-10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact na
May 9, 2014	DFAN14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 8, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
May 5, 2014	DEFN14A	- DEFN14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi
May 1, 2014	PRRN14A	- PRRN14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 1
April 29, 2014	EX-99.1	Solera National Bancorp Reports First Quarter 2014 Financial Results: Net Loan Growth, Increased Interest Income, Improved Net Interest Margin and Strong Asset Quality EX-99.1 2 exhibit991q12014.htm EXHIBIT Exhibit 99.1 Solera National Bancorp Reports First Quarter 2014 Financial Results: Net Loan Growth, Increased Interest Income, Improved Net Interest Margin and Strong Asset Quality LAKEWOOD, Colo., April 29, 2014 - Solera National Bancorp, Inc. (SLRK), the holding company for Solera National Bank, today reported financial results for the three months ended Ma
April 29, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2014 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employe
April 25, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
April 25, 2014	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin
April 24, 2014	PREN14A	- PREN14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14
April 22, 2014	CORRESP	- April 22, 2014 Mr. Daniel F. Duchovny Special Counsel Office of Mergers and Acquisitions U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Re: Solera National Bancorp, Inc. Revised Preliminary Proxy Statement Filed April 17, 2014 (File No. 000-53181) Dear Mr. Duchovny: On behalf of Solera National Bancorp, Inc. (the “Company”), t
April 22, 2014	PRER14A	- PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi
April 18, 2014	PREN14A	- PREN14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14
April 17, 2014	CORRESP	- April 17, 2014 Mr. Daniel F. Duchovny Special Counsel Office of Mergers and Acquisitions U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Re: Solera National Bancorp, Inc. Soliciting Materials filed pursuant to Rule 14a-12 Filed March 25, 2014 (File No. 000-53181) Preliminary Proxy Statement Filed April 4, 2014 (File No. 000-531
April 17, 2014	PRER14A	- PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi
April 11, 2014	SC 13D	SLRK / Solera National Bancorp, Inc. / Quagliano Michael Drew - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Solera National Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 83420T104 (CUSIP Number) John W. Kellogg, Esq. Moye White LLP 1400 16th. Street, Suite 600 Denver, Colorado 80203 (303) 292-2900 (Name, Ad
April 11, 2014	SC 13D	SLRK / Solera National Bancorp, Inc. / FENTON ROBERT J - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Solera National Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 83420T104 (CUSIP Number) Robert J. Fenton 876 Wolverine Court Castle Rock, Colorado 80108 (720) 480-0950 (Name, Address and Telephone Numb
April 7, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
April 4, 2014	PREC14A	- PREC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
April 2, 2014	EX-10.1	SEPARATION AGREEMENT EX-10.1 2 fentonseparationagreement.htm EXHIBIT SEPARATION AGREEMENT THIS SEPARATION AGREEMENT is entered into by and between Solera National Bancorp, Inc. and Solera National Bank (collectively, the "Employer") and Robert J. Fenton ("Employee") for good and valuable consideration, the sufficiency of which is hereby acknowledged. 1. Employee and Employer agree that Employee’s termination of employ
April 2, 2014	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 21, 2014 (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commission Fil
March 25, 2014	DEFA14A	- DEF A14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
March 25, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2014 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employe
March 24, 2014	SC 13D/A	SLRK / Solera National Bancorp, Inc. / Quagliano Michael Drew - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Solera National Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 83420T104 (CUSIP Number) John W. Kellogg, Esq. Moye White LLP 1400 16th. Street, Suite 600 Denver, Colorado 80203 (303) 292-2900 (Name, A
March 21, 2014	10-K	Annual Report - 10-K SLRK-2013.12.31-10K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of
March 10, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2014 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
March 10, 2014	EX-99.1	Solera National Bancorp, Inc. Announces Date of Annual Meeting of Shareholders and Record Date Exhibit 99.1 Solera National Bancorp, Inc. Announces Date of Annual Meeting of Shareholders and Record Date Company Release - 03/10/2014 09:00 LAKEWOOD, Colo., Mar. 10, 2014 (GLOBE NEWSWIRE) - Solera National Bancorp, Inc. (OTCQB: SLRK), the holding company for Solera National Bank, announced today that it intends to hold its 2014 annual meeting of shareholders on Thursday, May 22, 2014. The meeti
February 20, 2014	SC 13D/A	SLRK / Solera National Bancorp, Inc. / Quagliano Michael Drew - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Solera National Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 83420T104 (CUSIP Number) John W. Kellogg, Esq. Moye White LLP 1400 16th. Street, Suite 600 Denver, Colorado 80203 (303) 292-2900 (Name, A
February 3, 2014	EX-99.1	Solera National Bancorp Reports Fourth Quarter, Full Year 2013 Financial Results Reflecting Restructuring and Strategic Refocus, Organic Loan Growth, Asset Quality Exhibit 99.1 Solera National Bancorp Reports Fourth Quarter, Full Year 2013 Financial Results Reflecting Restructuring and Strategic Refocus, Organic Loan Growth, Asset Quality Lakewood, CO., January 31, 2014 - Solera National Bancorp, Inc. (OTCQB:SLRK), the holding company for Solera National Bank, today reported financial results for the three months and 12 months ended December 31, 2013. For th
February 3, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January, 31, 2014 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Empl
January 22, 2014	SC 13D/A	SLRK / Solera National Bancorp, Inc. / Quagliano Michael Drew - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solera National Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 83420T104 (CUSIP Number) John W. Kellogg, Esq. Moye White LLP 1400 16th. Street, Suite 600 Denver, Colorado 80203 (303) 292-2900 (Name, A
January 10, 2014	EX-10.1	SEPARATION AGREEMENT EX-10.1 2 stoutseparationagreement.htm EXHIBIT SEPARATION AGREEMENT THIS SEPARATION AGREEMENT is entered into by and between Solera National Bank, a national banking association (the “Employer”), and Kathleen A. Stout (“Employee”) for good and valuable consideration, the sufficiency of which is hereby acknowledged. 1. Employee and Employer agree that Employee’s termination of employment with Emplo
January 10, 2014	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 2, 2014 (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commission Fi
December 19, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Empl
November 22, 2013	S-8	- S-8 As filed with the Securities and Exchange Commission on November 22, 2013 Registration No.
November 8, 2013	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of registrant
October 25, 2013	EX-99.1	CONTACTS: Solera National Bancorp, Inc. John P. Carmichael, President & CEO 303.937.6422 Robert J. Fenton, EVP & CFO 303.202.0933 EX-99.1 2 exhibit991q32013.htm EXHIBIT EARNINGS RELEASE Exhibit 99.1 CONTACTS: Solera National Bancorp, Inc. John P. Carmichael, President & CEO 303.937.6422 Robert J. Fenton, EVP & CFO 303.202.0933 News Release Solera National Bancorp Reports Third Quarter 2013 Results Gross Loans Increase 18% Year-Over-Year LAKEWOOD, CO - October 25, 2013 - Solera National Bancorp, Inc. (OTCQB: SLRK), the holdin
October 25, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
October 1, 2013	EX-99.1	CONTACTS: SOLERA NATIONAL BANK ROBERT J. FENTON, EVP & CFO (303) 202-0933 EX-99.1 2 pressreleasedatedsept302013.htm EXHIBIT Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANK ROBERT J. FENTON, EVP & CFO (303) 202-0933 News Release John P. Carmichael Becomes President and CEO of Solera National Bancorp LAKEWOOD, Colo., September 30, 2013 - Solera National Bancorp, Inc. (OTCQB: SLRK), today announced that John P. Carmichael has been named President and Chief Executive Officer of
October 1, 2013	8-K	- 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 30, 2013 (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commission File Number) 02-077
September 5, 2013	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 3, 2013 (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commission
September 5, 2013	EX-10.1	SEPARATION AGREEMENT EX-10.1 2 a101exhibitcrichfield.htm EXHIBIT EXHIBIT 10.1 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT is entered into by and between Solera National Bancorp, Inc. and Solera National Bank (collectively, the “Employer”) and Douglas Crichfield (“Employee”) for good and valuable consideration, the sufficiency of which is hereby acknowledged. 1. Employee and Employer agree that Employee's resignatio
August 22, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 19, 2013 (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commission File Number) 02-077484
August 13, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of registrant as s
July 31, 2013	EX-99.1	CONTACTS: SOLERA NATIONAL BANCORP, INC. ROBERT J. FENTON, EVP & CFO (303) 202-0933 EX-99.1 3 exhibit991.htm EXHIBIT Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. ROBERT J. FENTON, EVP & CFO (303) 202-0933 News Release Doug Crichfield Retires as President and CEO of Solera National Bancorp; Ray L. Nash Named Interim President and CEO LAKEWOOD, CO - July 30, 2013 - Solera National Bancorp, Inc. (OTCQB: SLRK), the holding company for Solera National Bank, today announced tha
July 31, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8-K 1 a8kdeparture.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 25, 2013 (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commissi
July 31, 2013	EX-3.2(II)	AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Table of Contents Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Place of Meet EX-3.2(II) 2 a32iiamendedandrestatedbyl.htm EXHIBIT Exhibit 3.2 (ii) AMENDED AND RESTATED BYLAWS OF SOLERA NATIONAL BANCORP, INC. (effective July 25, 2013) Table of Contents Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meeting 1 Section 3. Notice of Annual Meeting 1 Section
July 31, 2013	EX-99.2	CONTACTS: SOLERA NATIONAL BANCORP, INC. ROBERT J. FENTON, EVP & CFO (303) 202-0933 EX-99.2 4 exhibit992.htm EXHIBIT Exhibit 99.2 CONTACTS: SOLERA NATIONAL BANCORP, INC. ROBERT J. FENTON, EVP & CFO (303) 202-0933 News Release Solera National Bancorp Amends Annual Meeting Procedures LAKEWOOD, CO - July 31, 2013 - Solera National Bancorp, Inc. (OTCQB: SLRK), the holding company for Solera National Bank, today announced its Board of Directors unanimously voted to amend its bylaws to
July 26, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
July 26, 2013	EX-99.1	CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 News Release Solera National Bancorp Earnings Surge More Than Six-Fold to $620,000 in First Half of 2013 Second Quarter Profits More Than Double to $439,000 LAKEWOOD, CO - July 26, 2013 - Solera National Bancorp, Inc. (OTCQB: SLRK), the holding company
June 11, 2013	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
June 11, 2013	EX-99.1	CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 News Release Solera National Bank Completes Deposit Acquisition; Welcomes Liberty Savings Bank Customers LAKEWOOD, Colo., June 10, 2013 - Solera National Bancorp, Inc. (OTCQB:SLRK), announced today that its wholly-owned banking subsidiary, Solera Nation
June 6, 2013	EX-3.1	EX-3.1 certificateofamendment
June 6, 2013	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 3, 2013 (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commission File Number) 02-0774841 (
May 22, 2013	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
May 14, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of registrant as
May 9, 2013	EX-99.1	SLRK Solera National Bancorp, Inc. SLRK Davidson Companies 15th Annual Financial Services Conference May 8-9, 2013 “2012 Diversity Corporation of the Year Award,” ColoradoBiz Magazine. SLRK This presentation contains forward-looking statements within slrkdadco2013final SLRK Solera National Bancorp, Inc. SLRK Davidson Companies 15th Annual Financial Services Conference May 8-9, 2013 “2012 Diversity Corporation of the Year Award,” ColoradoBiz Magazine. SLRK This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The statements contained in this release, which are not histo
May 9, 2013	EX-99.2	OTCQB: SLRK $5.45 April 29, 2013 FACT SHEET First Quarter 2013 Highlights (at or for the period ended March 31, 2013, except as noted)  Net income increased 60% to $181,000, from the preceding quarter, mainly due to the increase in noninterest inco EX-99.2 3 slrk1q13fs.htm INVESTOR FACT SHEET OTCQB: SLRK $5.45 April 29, 2013 FACT SHEET First Quarter 2013 Highlights (at or for the period ended March 31, 2013, except as noted)  Net income increased 60% to $181,000, from the preceding quarter, mainly due to the increase in noninterest income which was bolstered by $1.5 million in gains from the sale of loans, primarily due to our residen?al m
May 9, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer o
April 29, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employe
April 29, 2013	EX-99.1	CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 News Release Solera National Bancorp Earnings increase 60% to $181,000 in 1Q13; New Residential Mortgage Division Accretive to Earnings LAKEWOOD, CO - April 29, 2013 - Solera National Bancorp, Inc. (OTCQB: SLRK), the holding company for Solera National
April 15, 2013	DEFA14A	- NOTICE AND ACCESS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)
April 15, 2013	DEF 14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State
April 9, 2013	PRER14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State
April 4, 2013	PRE 14A	- SCHEDULE 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State
March 21, 2013	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 o TRANSITION REPORT UNDER SECTION 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of registrant as specifi
February 20, 2013	EX-2.1	PURCHASE AND ASSUMPTION AGREEMENT Dated as of February 15, 2013 LIBERTY SAVINGS BANK, FSB SOLERA NATIONAL BANK EX-2.1 2 a13-56541ex2d1.htm EX-2.1 Exhibit 2.1 Execution Copy PURCHASE AND ASSUMPTION AGREEMENT Dated as of February 15, 2013 Between LIBERTY SAVINGS BANK, FSB and SOLERA NATIONAL BANK TABLE OF CONTENTS RECITALS: 1 ARTICLE 1. CERTAIN DEFINITIONS 1 1.1 Certain Definitions 1 ARTICLE II. THE TRANSACTIONS 8 2.1 Transfer and Consideration 8 2.2 Intentionally Omitted 8 2.3 Consideration for Assumption o
February 20, 2013	EX-99.1	Solera National Bank to Acquire Deposits from Liberty Savings Bank EX-99.1 3 a13-56541ex99d1.htm EX-99.1 Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 NEWS RELEASE ROBERT J. FENTON, EVP & CFO (303) 202-0933 Solera National Bank to Acquire Deposits from Liberty Savings Bank LAKEWOOD, CO — February 20, 2013, Solera National Bancorp, Inc. (OTCQB: SLRK), announced today that its wholly-owned banking subsidiary
February 20, 2013	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Empl
January 28, 2013	EX-99.1	Solera National Bancorp Earnings Increase 16% to $281,000, or $0.11 per share in 2012 Fourth Quarter Net Income Up 52% Over Third Quarter EX-99.1 2 a13-37521ex99d1.htm EX-99.1 Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 NEWS RELEASE Solera National Bancorp Earnings Increase 16% to $281,000, or $0.11 per share in 2012 Fourth Quarter Net Income Up 52% Over Third Quarter LAKEWOOD, CO — January 28, 2013 — Solera National Bancorp, Inc.
January 28, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
January 16, 2013	EX-99.1	2012 Year in Review EX-99.1 2 a13-30051ex99d1.htm EX-99.1 Exhibit 99.1 2012 Year in Review January 14, 2013 Dear Fellow Shareholder: As we reflect on 2012, it was a notable year for Solera National Bancorp. In our fifth year of operation, we were profitable, with good operating results, improved asset quality, and strong capital and liquidity. We continued the momentum established the year before and focused on growi
January 16, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2013 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
December 6, 2012	EX-10.3	SOLERA NATIONAL BANCORP, INC. NOTICE OF RESTRICTED STOCK INDUCEMENT AWARD EX-10.3 4 a12-287491ex10d3.htm EX-10.3 EXHIBIT 10.3 SOLERA NATIONAL BANCORP, INC. NOTICE OF RESTRICTED STOCK INDUCEMENT AWARD Award No.: Executive: (the “Executive”) Notice: You have been granted the following award of restricted shares of common stock of Solera National Bancorp, Inc. (the “Company”) in accordance with the terms of this Notice of Restricted Stock Inducement Award (the “Notice”) an
December 6, 2012	EX-10.1	ASSET PURCHASE AGREEMENT EX-10.1 2 a12-287491ex10d1.htm EX-10.1 Exhibit 10.1 ASSET PURCHASE AGREEMENT THIS AGREEMENT, entered effective the 30th day of November, 2012 (“Effective Date”) between Solera National Bank, a national banking association (“the Bank”), Residential Mortgage of Colorado, LLC (“RMOC”), a Colorado limited liability company, Kathleen Stout (“Ms. Stout”) and Scott Hovey (“Mr. Hovey”). RMOC, Ms. Stout an
December 6, 2012	EX-99.1	Kathleen Stout to Lead New Residential Mortgage Division at Solera National Bank Adds Five New Loan Production Offices and 40+ Mortgage Professionals Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 News Release Kathleen Stout to Lead New Residential Mortgage Division at Solera National Bank Adds Five New Loan Production Offices and 40+ Mortgage Professionals LAKEWOOD, CO — December 4, 2012 — Solera National Bank, a wholly-owned subsidiary of Soler
December 6, 2012	EX-10.4	SOLERA NATIONAL BANCORP, INC. NOTICE OF PERFORMANCE BASED RESTRICTED STOCK AWARD EX-10.4 5 a12-287491ex10d4.htm EX-10.4 EXHIBIT 10.4 SOLERA NATIONAL BANCORP, INC. NOTICE OF PERFORMANCE BASED RESTRICTED STOCK AWARD Award No.: Executive: (the “Executive”) Notice: You have been granted the following award of restricted shares of common stock of Solera National Bancorp, Inc. (the “Company”) in accordance with the terms of this Notice of Performance Based Restricted Stock Award (th
December 6, 2012	EX-10.2	EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of this 30th day of November, 2012, by and between Solera National Bank, a national banking association (“Employer”), and Kathleen A. Stout, an individual resident of the State of Colorado (“Executive”). Employer and Executive sometimes collectively are called the “Parties” and
December 6, 2012	EX-10.5	SOLERA NATIONAL BANCORP, INC. NOTICE OF CASH-BASED PERFORMANCE AWARD EX-10.5 6 a12-287491ex10d5.htm EX-10.5 EXHIBIT 10.5 SOLERA NATIONAL BANCORP, INC. NOTICE OF CASH-BASED PERFORMANCE AWARD Award No.: Executive: (the “Executive”) Notice: You have been granted the following cash-based performance award (the “Award”) in accordance with the terms of this Notice of Cash-Based Performance Award (the “Notice”) and the attached Cash-Based Performance Agreement (the “Agree
December 6, 2012	8-K	Regulation FD Disclosure - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 30, 2012 (Date of earliest event reported) Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction 000-53181 (Commission File Number) 02-0774
November 13, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of registrant
October 30, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
October 30, 2012	EX-99.1	Solera National Bancorp Year-to-Date Earnings Increase 121% Gross Loans Up 11% Year-over-Year Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 NEWS RELEASE Solera National Bancorp Year-to-Date Earnings Increase 121% Gross Loans Up 11% Year-over-Year LAKEWOOD, CO — October 29, 2012 — Solera National Bancorp, Inc. (OTCQB: SLRK), the holding company for Solera National Bank, reported today net in
September 24, 2012	EX-10.1	SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN Exhibit 10.1 SOLERA NATIONAL BANCORP, INC. 2012 LONG-TERM INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to assist the Company in attracting, retaining, motivating, and rewarding certain key employees, officers, directors, and consultants of the Company and its Affiliates and promoting the creation of long-term value for stockholders of the Company by closely aligning the interests of such
September 24, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emp
September 4, 2012	10-Q/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact Name of Registrant
August 9, 2012	EX-3.2	Certification of Principal Accounting and Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 SOLERA NATIONAL BANCORP, INC. a Delaware corporation CERTIFICATION OF PRINCIPAL ACCOUNTING AND FINANCIAL OFFICER EXHIBIT 31.2 Certification of Principal Accounting and Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 SOLERA NATIONAL BANCORP, INC. a Delaware corporation CERTIFICATION OF PRINCIPAL ACCOUNTING AND FINANCIAL OFFICER I, Robert J. Fenton, Executive Vice President and Chief Financial Officer (Principal Accounting and Chief Financial Officer) of Solera National Bancorp, Inc
August 9, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of registrant as s
July 30, 2012	EX-99.1	Solera National Bancorp Earnings Increase 33% in Second Quarter of 2012 Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 NEWS RELEASE Solera National Bancorp Earnings Increase 33% in Second Quarter of 2012 LAKEWOOD, CO — July 30, 2012 — Solera National Bancorp, Inc. (OTCQB: SLRK), the holding company for Solera National Bank, reported today that net income increased 33% t
July 30, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
July 27, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
July 20, 2012	8-K	Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
July 5, 2012	EX-10.1	UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY TERMINATION OF THE AMENDED CONSENT ORDER BY AND BETWEEN SOLERA NATIONAL BANK, LAKEWOOD, COLORADO AND THE COMPTROLLER OF THE CURRENCY Exhibit 10.1 UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY TERMINATION OF THE AMENDED CONSENT ORDER BY AND BETWEEN SOLERA NATIONAL BANK, LAKEWOOD, COLORADO AND THE COMPTROLLER OF THE CURRENCY WHEREAS, in an effort to protect the depositors, other customers and shareholders of Solera National Bank, Lakewood, Colorado (“Bank”), and to ensure the Bank’s
July 5, 2012	8-K	Termination of a Material Definitive Agreement - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
July 5, 2012	EX-99.1	Solera National Bank Announces Termination of Regulatory Consent Order Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO NEWS RELEASE (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 Solera National Bank Announces Termination of Regulatory Consent Order LAKEWOOD, CO — July 3, 2012 — Solera National Bancorp, Inc. (OTCBB: SLRK), the holding company for Solera National Bank, announced today that the continuing improvement
June 22, 2012	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
June 22, 2012	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
June 22, 2012	EX-99.2	Solera National Bancorp, Inc. 2012 Annual Meeting Exhibit 99.2 Solera National Bancorp, Inc. 2012 Annual Meeting This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The statements contained in this release, which are not historical facts and that relate to future plans or projected results of Solera National Bancorp, Inc. (“Company”) and its wholly-owned subsidiary, Sol
June 22, 2012	EX-99.1	Solera National Bancorp, Inc. Postpones Annual Shareholders’ Meeting Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 NEWS RELEASE Solera National Bancorp, Inc. Postpones Annual Shareholders’ Meeting LAKEWOOD, CO — June 22, 2012 - Solera National Bancorp, Inc. (OTCBB: SLRK), the holding company for Solera National Bank, announced today that its Annual Meeting of Shareh
May 14, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of registrant as
April 30, 2012	EX-99.1	Solera National Bancorp Narrows First Quarter Loss to $39,000, or $0.02 per share Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 NEWS RELEASE Solera National Bancorp Narrows First Quarter Loss to $39,000, or $0.02 per share LAKEWOOD, CO — April 30, 2012 — Solera National Bancorp, Inc. (OTCBB: SLRK), the holding company for Solera National Bank, today reported a small loss of $39,
April 30, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employe
April 27, 2012	DEF 14A	- PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State
April 27, 2012	DEFA14A	- NOTICE AND ACCESS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State
March 27, 2012	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 - K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 - K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of r
February 2, 2012	EX-99.2	OTCBB: SLRK $3.30 January 31, 2012 FACT SHEET SOLERA Financial Highlights (at or for the period ended December 31, 2011) ) ) Solera’s net income increased 81% to $242,000 in 2011, or $0.09 per share in 2011, compared to $134,000, or $0.05 per share a Exhibit 99.2 OTCBB: SLRK $3.30 January 31, 2012 FACT SHEET SOLERA Financial Highlights (at or for the period ended December 31, 2011) ) ) Solera’s net income increased 81% to $242,000 in 2011, or $0.09 per share in 2011, compared to $134,000, or $0.05 per share a year ago. ) Nonperforming loans declined 67 basis points from the immediate prior quarter to 1.10% of gross loans, and fell 250 basis po
February 2, 2012	EX-99.1	Solera to Participate in FIG Partners West Coast CEO Forum EX-99.1 2 a12-40981ex99d1.htm EX-99.1 Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 NEWS RELEASE Solera to Participate in FIG Partners West Coast CEO Forum LAKEWOOD, CO — February 2, 2012 — Solera National Bancorp, Inc. (OTCBB: SLRK), the holding company for Solera National Bank, today announced th
February 2, 2012	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
January 30, 2012	EX-99.1	Solera National Bancorp Earns $242,000, or $0.09 per share, in 2011 EX-99.1 2 a12-36661ex99d1.htm EX-99.1 Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 NEWS RELEASE Solera National Bancorp Earns $242,000, or $0.09 per share, in 2011 LAKEWOOD, CO — January 30, 2012 — Solera National Bancorp, Inc. (OTCBB: SLRK), the holding company for Solera National Bank, today rep
January 30, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2012 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
November 14, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact
November 3, 2011	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
November 3, 2011	EX-99.1	OTCBB: SLRK $3.25 October 27, 2011 SLRK FACT SHEET 3Q11 Highlights (at or for the quarter ended September 30, 2011) ABOUT SOLERA NATIONAL BANCORP Founded in 2007, Solera National Bank, a wholly-owned subsidiary of Solera National Bancorp, Inc., was o Exhibit 99.1 OTCBB: SLRK $3.25 October 27, 2011 SLRK FACT SHEET 3Q11 Highlights (at or for the quarter ended September 30, 2011) ABOUT SOLERA NATIONAL BANCORP Founded in 2007, Solera National Bank, a wholly-owned subsidiary of Solera National Bancorp, Inc., was organized to serve the multiethnic population of the greater Denver market. We pride ourselves in delivering personalized customer service
October 24, 2011	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
October 24, 2011	EX-99.1	Solera National Bancorp Earns $159,000 in Third Quarter 2011 Exhibit 99.1 NEWS RELEASE CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 Solera National Bancorp Earns $159,000 in Third Quarter 2011 LAKEWOOD, CO ? October 24, 2011 ? Solera National Bancorp, Inc. (OTCBB: SLRK), the holding company for Solera National Bank, today reported that stabilizing loan quality contribut
September 12, 2011	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emp
September 12, 2011	EX-99.1	Solera National Bancorp, Inc. RODMAN & RENSHAW Annual Global Investment Conference September 11-13, 2011 Exhibit 99.1 Solera National Bancorp, Inc. RODMAN & RENSHAW Annual Global Investment Conference September 11-13, 2011 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The statements contained in this release, which are not historical facts and that relate to future plans or projected results of Solera National Bancorp
August 12, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name
August 10, 2011	EX-99.1	Solera National Bancorp, Inc. RAYMOND JAMES BANK CONFERENCE August 10, 2011 Exhibit 99.1 Solera National Bancorp, Inc. RAYMOND JAMES BANK CONFERENCE August 10, 2011 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The statements contained in this release, which are not historical facts and that relate to future plans or projected results of Solera National Bancorp, Inc. (?Company?) and its wh
August 10, 2011	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employ
August 10, 2011	EX-99.2	SOLERA NATIONAL BANCORP, INC. OTCBB: SLRK $2.90 July 27, 2011 FACT SHEET 2Q11 Highlights ) Trading at 41% of tangible book value, SLRK represents a strong value. With no intangible assets, shareholder equity is $19.2 million, or $7.11 per share. ) Ne Exhibit 99.2 SOLERA NATIONAL BANCORP, INC. OTCBB: SLRK $2.90 July 27, 2011 FACT SHEET 2Q11 Highlights ) Trading at 41% of tangible book value, SLRK represents a strong value. With no intangible assets, shareholder equity is $19.2 million, or $7.11 per share. ) Net interest margin increased 19 basis points to 3.23% in the first six months of 2011, from 3.04% in same period a year ago. ) Capital rat
July 25, 2011	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction of incorporation) (Commis
July 25, 2011	EX-99.1	Solera National Bancorp Earns $100,000 in Second Quarter Exhibit 99.1 CONTACTS: SOLERA NATIONAL BANCORP, INC. DOUGLAS CRICHFIELD, PRESIDENT & CEO (303) 937-6429 ROBERT J. FENTON, EVP & CFO (303) 202-0933 NEWS RELEASE Solera National Bancorp Earns $100,000 in Second Quarter LAKEWOOD, CO ? July 25, 2011 ? Solera National Bancorp, Inc. (OTCBB: SLRK), the holding company for Solera National Bank, today reported a profitable second quarter with an improved n
July 13, 2011	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
July 1, 2011	EX-99.1	Solera National Bancorp, Inc. Postpones Annual Shareholders’ Meeting Exhibit 99.1 Solera National Bancorp, Inc. Postpones Annual Shareholders? Meeting LAKEWOOD, CO ? July 1, 2011 - Solera National Bancorp, Inc. (OTC Bulletin Board: SLRK), the holding company for Solera National Bank, announced that its Annual Meeting of Shareholders held on Thursday, June 30, 2011, rescheduled from Thursday, June 16, 2011, was adjourned due to a lack of quorum for the election of d
July 1, 2011	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
July 1, 2011	DEFA14A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
June 24, 2011	DEFA14A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
June 17, 2011	DEFA14A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
June 17, 2011	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
June 17, 2011	EX-99.1	Solera National Bancorp, Inc. Postpones Annual Shareholders’ Meeting Exhibit 99.1 Solera National Bancorp, Inc. Postpones Annual Shareholders? Meeting LAKEWOOD, CO ? June 17, 2011 - Solera National Bancorp, Inc. (OTC Bulletin Board: SLRK), the holding company for Solera National Bank today announced that its Annual Meeting of Shareholders held on Thursday, June 16, 2011 was adjourned due to a lack of quorum for the election of directors and ratification of the inde
June 16, 2011	EX-99.2	1Q11 Highlights ) Trading at 43% of tangible book value, SLRK represents a strong value. With no intangible assets, shareholder equity is $18.3 million, or $7.05 per share. ) Superior capital levels far exceed regulatory standards. Tangible equity/ta Exhibit 99.2 1Q11 Highlights ) Trading at 43% of tangible book value, SLRK represents a strong value. With no intangible assets, shareholder equity is $18.3 million, or $7.05 per share. ) Superior capital levels far exceed regulatory standards. Tangible equity/tangible assets was 13.1% at March 31, 2011 and risk-based capital to total risk adjusted assets was 18.7% at quarter end. ) Asset quality
June 16, 2011	EX-99.1	Solera National Bancorp, Inc. 2011 Annual Meeting Exhibit 99.1 Solera National Bancorp, Inc. 2011 Annual Meeting This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The statements contained in this release, which are not historical facts and that relate to future plans or projected results of Solera National Bancorp, Inc. (?Company?) and its wholly-owned subsidiary, Sol
June 16, 2011	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
June 10, 2011	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
June 10, 2011	DEFA14A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
June 10, 2011	EX-99.1	June 10, 2011 Exhibit 99.1 June 10, 2011 Dear Fellow Shareholder, Times are tough and none of us are pleased with the current values afforded small community bank stocks. We would all like to see Solera?s stock price higher than what it is today, reflecting a premium to the Company?s current book value of approximately $7 per share. During the past three years, our country?s financial system experienced a meltd
June 3, 2011	DEFA14A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6
May 13, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name
April 28, 2011	EX-99.1	SOLERA NATIONAL BANCORP, INC. REPORTS FIRST QUARTER 2011 RESULTS Performance Highlights Exhibit 99.1 SOLERA NATIONAL BANCORP, INC. REPORTS FIRST QUARTER 2011 RESULTS Performance Highlights · Net loss of $183,000 in 1Q 2011, or ($0.07) per share. · Net interest income increased 11% versus prior year. · Net interest margin increased 22 basis points year-over-year to 3.25%. · Loan portfolio grew 3% to $58.2 million at March 31, 2011 compared to $56.3 million at March 31, 2010. · Total a
April 28, 2011	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employe
April 26, 2011	DEF 14A	UNITED STATES Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi
April 15, 2011	EX-10.1	1 Exhibit 10.1 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT is entered into by and between Solera National Bancorp, Inc. and Solera National Bank (collectively, the ?Employer?) and Mark Martinez (?Employee?) for good and valuable consideration, the sufficiency of which is hereby acknowledged. 1. Employee and Employer agree that Employee?s termination of employment with Employer was effective as of
April 15, 2011	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Em
March 28, 2011	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employe
March 23, 2011	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 - K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 - K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name of r
March 1, 2011	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2011 Solera National UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Empl
January 31, 2011	EX-99.1	SOLERA NATIONAL BANCORP, INC. REPORTS FOURTH QUARTER 2010 AND YEAR END RESULTS Performance Highlights Exhibit 99.1 SOLERA NATIONAL BANCORP, INC. REPORTS FOURTH QUARTER 2010 AND YEAR END RESULTS Performance Highlights ? Record earnings of $416,000 in 4Q 2010, or $0.16 EPS. For the year ended December 31, 2010, earnings of $134,000 increased $1.4 million versus prior year. ? Net interest income for the year ended December 31, 2010 of $4.2 million increased 46% versus prior year. ? Net interest margi
January 31, 2011	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2011 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
December 22, 2010	EX-10.2	UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY Exhibit 10.2 UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY In the Matter of: ) Solera National Bank ) AA-WE-10-120 Lakewood, Colorado ) AMENDED CONSENT ORDER The Comptroller of the Currency of the United States of America (?Comptroller?), through his National Bank Examiner, has supervisory authority over the Solera National Bank, Lakewood, Colorado (?Bank?). On or
December 22, 2010	EX-10.1	UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY Exhibit 10.1 UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY In the Matter of: ) Solera National Bank ) AA-WE-10-120 Lakewood, Colorado ) STIPULATION AND CONSENT TO THE ISSUANCE OF A CONSENT ORDER The Comptroller of the Currency of the United States of America (?Comptroller?) intends to initiate cease and desist proceedings against the Solera National Bank, Lakewood
December 22, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2010 Solera National UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Empl
November 24, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2010 Solera National UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Empl
November 10, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact
October 26, 2010	EX-99.1	SOLERA NATIONAL BANCORP, INC. REPORTS 3Q 2010 RESULTS Performance Highlights Exhibit 99.1 SOLERA NATIONAL BANCORP, INC. REPORTS 3Q 2010 RESULTS Performance Highlights ? Net interest margin increased year-over-year and on consecutive-quarter basis. ? Quarterly total interest income up 19% versus third quarter 2009. ? Loan portfolio grew 25% to $60.4 million at September 30, 2010 compared to $48.5 million in third quarter 2009, and deposits rose 5% compared to a year ago. ?
October 26, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2010 Solera National UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emplo
October 19, 2010	POS AM	As filed with the Securities and Exchange Commission on October 19, 2010 As filed with the Securities and Exchange Commission on October 19, 2010 Registration No.
September 21, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2010 Solera Nationa UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emp
September 17, 2010	POS AM	As filed with the Securities and Exchange Commission on September 17, 2010 As filed with the Securities and Exchange Commission on September 17, 2010 Registration No.
September 14, 2010	EX-10.1	EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (?Agreement?) is made and entered into as of this 10th day of September, 2010, by and between Solera National Bank, a national banking association (?Bank?), Solera National Bancorp, Inc., the Bank Holding Company, (?Company or Bank?) and Robert J. Fenton, an individual resident of the State of Colorado (?Executive?). W
September 14, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2010 Solera Nationa UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emp
September 13, 2010	EX-99.2	Rodman & Renshaw Annual Global Investment Conference Community & Regional Bank Track September 12-15, 2010 New York Palace Hotel New York, NY Exhibit 99.2 Rodman & Renshaw Annual Global Investment Conference Community & Regional Bank Track September 12-15, 2010 New York Palace Hotel New York, NY Safe Harbor Statement This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The statements contained in this presentation, which are not historical facts and that relate
September 13, 2010	EX-99.1	# # # Exhibit 99.1 Solera National Bancorp, Inc. to Present at Rodman & Renshaw Annual Global Investment Conference LAKEWOOD, CO ? September 13, 2010 - Solera National Bancorp, Inc. (OTC Bulletin Board: SLRK) announced today that the Company will participate at the Rodman & Renshaw Annual Global Investment Conference, to be held at the New York Palace Hotel, September 13 - - 15, 2010. Mr. Douglas Crichf
September 13, 2010	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Emp
August 16, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2010 Solera National Ban UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
August 13, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-53181 SOLERA NATIONAL BANCORP, INC. (Exact name
August 11, 2010	EX-2.1	PURCHASE AND ASSUMPTION AGREEMENT Dated as of August 5, 2010 LIBERTY SAVINGS BANK, FSB SOLERA NATIONAL BANK Exhibit 2.1 PURCHASE AND ASSUMPTION AGREEMENT Dated as of August 5, 2010 Between LIBERTY SAVINGS BANK, FSB and SOLERA NATIONAL BANK TABLE OF CONTENTS RECITALS: 1 ARTICLE 1. CERTAIN DEFINITIONS 1 1.1 Certain Definitions 1 ARTICLE II. THE TRANSACTIONS 8 2.1 Transfer and Consideration 8 2.2 Intentionally Omitted 8 2.3 Consideration for Assumption of Liabilities 8 2.4 Aggregate Asset Value and Deposit
August 11, 2010	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employe
August 11, 2010	EX-99.1	SOLERA NATIONAL BANK ANNOUNCES ACQUISITION FROM LIBERTY SAVINGS BANK Exhibit 99.1 SOLERA NATIONAL BANK ANNOUNCES ACQUISITION FROM LIBERTY SAVINGS BANK LAKEWOOD, CO ? August 11, 2010 - Solera National Bancorp, Inc. (OTC Bulletin Board: SLRK), announced today that its wholly-owned banking subsidiary, Solera National Bank, has entered into a Purchase and Assumption agreement with Liberty Savings Bank, FSB, headquartered in Wilmington, Ohio, whereby Solera will assume
July 26, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2010 Solera National Ban UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2010 Solera National Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-53181 02-0774841 (State or other jurisdiction (Commission (IRS Employer
July 26, 2010	EX-99.1	SOLERA NATIONAL BANCORP, INC. RECORDS SECOND CONSECUTIVE QUARTERLY PROFIT; MAINTAINS STRONG LOAN, DEPOSIT GROWTH Performance Highlights Exhibit 99.1 SOLERA NATIONAL BANCORP, INC. RECORDS SECOND CONSECUTIVE QUARTERLY PROFIT; MAINTAINS STRONG LOAN, DEPOSIT GROWTH Performance Highlights ? Quarterly net income of $108,000 in 2Q 2010 represents a $631,000 increase from the prior year?s second quarter. ? Net interest income rose 57% to $1.04 million compared with $667,000 in 2Q 2009. ? Loan portfolio grew 55% to $60.8 million at June 30

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