Grundläggande statistik
LEI | 549300WQTSJRTPRU5C77 |
CIK | 1621672 |
SEC Filings
SEC Filings (Chronological Order)
September 5, 2025 |
As filed with the Securities and Exchange Commission on September 4, 2025 As filed with the Securities and Exchange Commission on September 4, 2025 Registration No. |
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August 29, 2025 |
Calculation of Filing Fee Tables S-1 Super League Enterprise, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forwa |
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August 29, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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August 14, 2025 |
Exhibit 4.2 THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABL |
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August 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 From the transition period from to Commission File Number 001-38819 SUPER LEA |
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August 11, 2025 |
Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation, as amended Exhibit 3.7 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUPER LEAGUE ENTERPRISE, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware, Super League Enterprise, Inc., a corporation organized under and existing by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of the corporat |
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August 11, 2025 |
As filed with the Securities and Exchange Commission on August 11, 2025 As filed with the Securities and Exchange Commission on August 11, 2025 Registration No. |
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August 11, 2025 |
Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation, as amended Exhibit 3.7 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUPER LEAGUE ENTERPRISE, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware, Super League Enterprise, Inc., a corporation organized under and existing by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of the corporat |
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August 11, 2025 |
Calculation of Filing Fee Tables S-3 Super League Enterprise, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forwa |
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August 11, 2025 |
Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation, as amended Exhibit 3.7 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUPER LEAGUE ENTERPRISE, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware, Super League Enterprise, Inc., a corporation organized under and existing by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of the corporat |
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August 11, 2025 |
As filed with the Securities and Exchange Commission on August 11, 2025 As filed with the Securities and Exchange Commission on August 11, 2025 Registration No. |
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August 11, 2025 |
As filed with the Securities and Exchange Commission on August 11, 2025 As filed with the Securities and Exchange Commission on August 11, 2025 Registration No. |
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August 11, 2025 |
As filed with the Securities and Exchange Commission on August 11, 2025 As filed with the Securities and Exchange Commission on August 11, 2025 Registration No. |
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August 11, 2025 |
Calculation of Filing Fee Tables S-8 Super League Enterprise, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, $0.001 par value per share: To be issued under the 2025 Omnibus Equity Incentive Plan Oth |
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August 11, 2025 |
Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation, as amended Exhibit 3.7 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUPER LEAGUE ENTERPRISE, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware, Super League Enterprise, Inc., a corporation organized under and existing by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of the corporat |
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August 11, 2025 |
As filed with the Securities and Exchange Commission on August 8, 2025 As filed with the Securities and Exchange Commission on August 8, 2025 Registration No. |
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August 11, 2025 |
Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation, as amended Exhibit 3.7 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUPER LEAGUE ENTERPRISE, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware, Super League Enterprise, Inc., a corporation organized under and existing by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of the corporat |
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August 11, 2025 |
As filed with the Securities and Exchange Commission on August 11, 2025 As filed with the Securities and Exchange Commission on August 11, 2025 Registration No. |
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August 11, 2025 |
Exhibit 3.8 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUPER LEAGUE ENTERPRISE, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware, Super League Enterprise, Inc., a corporation organized under and existing by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of the corporat |
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July 17, 2025 |
As filed with the Securities and Exchange Commission on July 17, 2025 As filed with the Securities and Exchange Commission on July 17, 2025 Registration No. |
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July 17, 2025 |
Exhibit 107 Calculation of Fee Filing Tables Form S-3 (Form Type) Super League Enterprise, Inc. |
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July 14, 2025 |
Certificate of Designation of Preferences, Rights and Limitations of the Series AAAA Jr. Exhibit 3.1 FORM OF CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AAAA JUNIOR CONVERTIBLE PREFERRED STOCK OF SUPER LEAGUE ENTERPRISE, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Co |
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July 14, 2025 |
Common Stock Purchase Warrant, issued to Yield Point NY, LLC by Super League Enterprise, Inc. Exhibit 4.4 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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July 14, 2025 |
Security Agreement, dated July 10, 2025, by and between the Company and Yield Point NY, LLC Exhibit 10.9 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of July 10, 2025 (this “Agreement”), is among Super League Enterprise, Inc., a Delaware corporation (the “Company”), and each other Subsidiary of the Company which shall become a party to this Agreement by execution and delivery of the form annexed hereto as Annex A and the Subsidiary Guaranty annexed thereto (each such Subsidiary, |
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July 14, 2025 |
Pre-Funded Warrant, dated July 10, 2025, issued to Agile Capital Funding, LLC Exhibit 4.1 PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK SUPER LEAGUE ENTERPRISE, INC. Warrant Shares: 173,023 Initial Exercise Date: July 10, 2025 Issuance Date: July 10, 2025 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, Agile Lending, LLC a Virginia limited liability company, or its assigns (the “Holder”), is entitled, upon the terms and sub |
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July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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July 14, 2025 |
Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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July 14, 2025 |
Exhibit 4.2 PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK SUPER LEAGUE ENTERPRISE, INC. Warrant Shares: 300,000 Initial Exercise Date: July 10, 2025 Issuance Date: July 10, 2025 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, Yield Point NY, LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise an |
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July 14, 2025 |
Exhibit 10.4 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”) is entered into as of July 10, 2025, (the “Effective Date”), by and between Agile Capital Funding, LLC, a Virginia limited liability company (“Collateral Agent”) and Agile Lending, LLC, a Virginia limited liability company (“Agile” or “Holder”), on the one hand, and Super League Enterprise Inc., a Delaware corporation (“SLE, |
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July 14, 2025 |
Exhibit 99.1 Super League Completes Series of Transactions to Secure Capital and Strengthen Balance Sheet ~ Financing Secured via $4.5 Million Convertible Note Priced at a Premium to Market, Reflecting Investor Confidence in Future Growth~ ~ Debt to Equity Conversions Reduce 2025 Debt Service Obligations by ~90%, Clearing the Path for Stronger Financial Performance ~ Santa Monica, CA, July 14, 202 |
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July 14, 2025 |
Exhibit 10.1 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”) is entered into as of July 8, 2025, (the “Effective Date”), by and between Ben Khakshoor, an individual (“Khakshoor” or “Holder”), on the one hand, and Super League Enterprise Inc., a Delaware corporation (“SLE,” and collectively with Khakshoor, the “Parties,” and each, sometimes, a “Party”), on the other hand. RECITALS WHER |
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July 14, 2025 |
Exhibit 10.7 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 10, 2025, between Super League Enterprise, Inc., a Delaware corporation and includes any successor Company thereto (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, the |
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July 14, 2025 |
Exhibit 10.3 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”) is entered into as of July 8, 2025, (the “Effective Date”), by and between Firepit Partners Co., a Delaware corporation (“Firepit” or “Holder”), on the one hand, and Super League Enterprise Inc., a Delaware corporation (“SLE,” and collectively with Firepit, the “Parties,” and each, sometimes, a “Party”), on the other hand. R |
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July 14, 2025 |
Exhibit 10.8 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 10, 2025, by and among Super League Enterprise, Inc., a Delaware corporation, with headquarters located at 2450 Colorado Avenue, Suite 100E, Santa Monica, CA 90404 (the “Company”), and the investors listed on the Schedule of Purchasers attached hereto (each, a “Purchaser” and collectively, |
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July 14, 2025 |
Registration Rights Agreement dated July 10, 2025 by and between the Company and YieldPoint NY, LLC Exhibit 10.6 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 10, 2025 (the “Execution Date”), is entered into by and between Super League Enterprise, Inc., a corporation incorporated in the State of Delaware (the “Company”), and Yield Point NY, LLC, a New York liability company (together with its permitted assigns, the “Investor”). Capitalized terms |
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July 14, 2025 |
Equity Purchase Agreement dated July 10, 2025 by and between the Company and YieldPoint NY, LLC Exhibit 10.5 EQUITY PURCHASE AGREEMENT THIS EQUITY PURCHASE AGREEMENT (this “Agreement”) is entered into as of July 10, 2025 (the “Execution Date”), by and between Super League Enterprise, Inc., a corporation incorporated in the State of Delaware (the “Company”), and Yield Point NY, LLC, a New York limited liability company (the “Investor”). RECITALS WHEREAS, the parties desire that, upon the term |
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July 14, 2025 |
Exhibit 10.2 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”) is entered into as of July 8, 2025, (the “Effective Date”), by and between Sam Drozdov, an individual (“Drozdov” or “Holder”), on the one hand, and Super League Enterprise Inc., a Delaware corporation (“SLE,” and collectively with Drozdov, the “Parties,” and each, sometimes, a “Party”), on the other hand. RECITALS WHEREAS, o |
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July 11, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 7, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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July 11, 2025 |
Exhibit 10.1 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”) is entered into as of July 7, 2025, (the “Effective Date”), by and between the Michael Keller Trust (“Keller” or “Holder”), on the one hand, and Super League Enterprise Inc., a Delaware corporation (“SLE,” and collectively with Keller, the “Parties,” and each, sometimes, a “Party”), on the other hand. RECITALS WHEREAS, on No |
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July 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commis |
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June 20, 2025 |
Exhibit 10.4 AMENDMENT NO. 1 UNSECURED PROMISSORY NOTE This Amendment No. 1 (the “Amendment”) to that certain unsecured promissory note issued on November 19, 2024 (the “Note”) in the name of MICHAEL KELLER TRUST (the “Holder”), on the one hand, and SUPER LEAGUE ENTERPRISE, INC., a Delaware corporation located at 2450 Colorado Ave., Suite 100E, Santa Monica, CA 90404 (“Company”), on the other hand |
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June 20, 2025 |
Exhibit 10.2 AMENDMENT NO. 1 TO UNSECURED PROMISSORY NOTE This Amendment No. 1 (the “Amendment”) to that certain Unsecured Promissory Note issued on August 1, 2024 (the “Note”)\, in the name of BEN KHAKSHOOR, located at 21 Flower Lane, Great Neck, NY 11024 (the “Holder”), on the one hand, and SUPER LEAGUE ENTERPRISE, INC., a Delaware corporation located at 2450 Colorado Ave., Suite 100E, Santa Mon |
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June 20, 2025 |
Exhibit 10.3 AMENDMENT NO. 1 TO UNSECURED PROMISSORY NOTE This Amendment No. 1 (the “Amendment”) to that certain Unsecured Promissory Note issued on August 1, 2024 (the “Note”)\, in the name of FIREPIT PARTNERS CO. (f/k/a Bloxbiz Co.), a Delaware corporation, located at 21 Flower Lane, Great Neck, NY 11024 (the “Holder”), on the one hand, and SUPER LEAGUE ENTERPRISE, INC., a Delaware corporation l |
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June 20, 2025 |
Exhibit 10.1 AMENDMENT NO. 1 TO UNSECURED PROMISSORY NOTE This Amendment No. 1 (the “Amendment”) to that certain Unsecured Promissory Note issued on August 1, 2024 (the “Note”)\, in the name of SAM DROZDOV, located at 21 Flower Lane, Great Neck, NY 11024 (the “Holder”), on the one hand, and SUPER LEAGUE ENTERPRISE, INC., a Delaware corporation located at 2450 Colorado Ave., Suite 100E, Santa Monic |
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June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13 ,2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commis |
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June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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June 2, 2025 |
Form of Securities Purchase Agreement, dated May 30, 2025 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 30, 2025, between Super League Enterprise, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (including their respective successors and assigns, each a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the ter |
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June 2, 2025 |
Exhibit 1.1 May 30, 2025 PERSONAL AND CONFIDENTIAL Mr. Matthew Edelman, Chief Executive Officer Super League Enterprise, Inc. 2450 Colorado Ave., Suite 100E Santa Monica, California 90404 Re: SLE | Registered Direct Shelf Takedown | Placement Agent Agreement Dear Mr. Edelman: The purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) w |
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June 2, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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June 2, 2025 |
Super League Enterprise, Inc. Announces Registered Direct Offering Exhibit 99.1 Super League Enterprise, Inc. Announces Registered Direct Offering SANTA MONICA, CALIF., MAY 30, 2025 (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced that it has entered into definitive agreements in a registered direct offering with an institut |
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June 2, 2025 |
424B5 1 slgg20250531424b5.htm FORM 424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-283812 PROSPECTUS SUPPLEMENT (To Prospectus dated December 20, 2024) SUPER LEAGUE ENTERPRISE, INC. 3,190,000 Shares of Common Stock Pre-Funded Warrants to Purchase 2,393,334 Shares of Common Stock 2,393,334 Shares of Common Stock Issuable Upon Exercise of the Pre-Funded Warrants We are offering 3,190,000 |
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June 2, 2025 |
Exhibit 4.1 REGISTERED PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK SUPER LEAGUE ENTERPRISE, INC. Warrant Shares: [●] Initial Exercise Date: May [●], 2025 Issuance Date: May [●], 2025 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the con |
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June 2, 2025 |
Super League Enterprise, Inc. Announces Closing of Registered Direct Offering Exhibit 99.2 Super League Enterprise, Inc. Announces Closing of Registered Direct Offering SANTA MONICA, CALIF., June 2, 2025 (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced the closing of a registered direct offering with an institutional investor for the p |
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May 30, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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May 30, 2025 |
SUPER LEAGUE ENTERPRISE, INC. 4,166,666 SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-283812 PROSPECTUS SUPPLEMENT (To Prospectus dated December 20, 2024) SUPER LEAGUE ENTERPRISE, INC. 4,166,666 SHARES OF COMMON STOCK We are offering 4,166,666 shares of our common stock, par value $0.001 per share (“Common Stock”), at a public offering price of $0.12 per share (the “Offering”) pursuant to this prospectus supplement and the accom |
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May 30, 2025 |
Super League Enterprise, Inc. Announces Launch of Proposed Public Offering Exhibit 99.1 Super League Enterprise, Inc. Announces Launch of Proposed Public Offering SANTA MONICA, CALIF., (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced that it has commenced a public offering to offer and sell securities (the “Offering”). The Company i |
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May 30, 2025 |
Exhibit 1.1 UNDERWRITING AGREEMENT May 29, 2025 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: Super League Enterprise, Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 4,166,666 of the Comp |
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May 30, 2025 |
Super League Enterprise, Inc. Announces the Closing of Underwritten Public Offering Exhibit 99.3 Super League Enterprise, Inc. Announces the Closing of Underwritten Public Offering SANTA MONICA, CALIF., MAY 30, 2025 (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced the closing of a firm commitment underwritten public offering with gross proce |
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May 30, 2025 |
Super League Enterprise, Inc. Announces Pricing of Underwritten Public Offering Exhibit 99.2 Super League Enterprise, Inc. Announces Pricing of Underwritten Public Offering SANTA MONICA, CALIF., MAY 29, 2025 (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced the pricing of a firm commitment underwritten public offering with gross proceeds |
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May 29, 2025 |
SUBJECT TO COMPLETION, DATED [_____], 2025 Filed Pursuant to Rule 424(b)(5) Registration No. 333-283812 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and |
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May 22, 2025 |
Exhibit 99.1 Super League Announces Sale of its Minecraft Property InPVP ~ Transaction further streamlines Company focus on playable media and content solutions for global brands while reducing operating costs ~ SANTA MONICA, CA—May 22, 2025 —Super League (Nasdaq: SLE), a leader in engaging audiences through playable media, content, and experiences, today announced it has sold InPVP, the Company’s |
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May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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May 22, 2025 |
Exhibit 2.1 MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT This Membership Interest Purchase and Sale Agreement (the “Agreement”) is made and entered into as of May 19, 2025 (the “Effective Date”), by and between: Super League Enterprise, Inc., a corporation organized under the laws of the State of Delaware (“SLE”), and its wholly-owned subsidiary InPvP, LLC, a Delaware limited liability company |
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May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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May 19, 2025 |
Exhibit 99.1 Super League Reports First Quarter 2025 Financial Results ~ Company Maintains Focus on Streamlining Operations: Substantially Reduces Operating Expenses & Net Loss ~ ~ On Track to Reach EBITDA Positive in Q4 ~ SANTA MONICA, CA—May 15, 2025 —Super League (Nasdaq: SLE), a leader in engaging audiences through playable media, content, and experiences, today released first quarter 2025 fin |
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May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ |
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May 16, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 12, 2025, by and between SUPER LEAGUE ENTERPRISE, INC., a Delaware corporation, with its address at 2856 Colorado Ave., Santa Monica, California 90404 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 623, |
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May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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May 16, 2025 |
Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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May 15, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 From the transition period from to Commission File Number 001-38819 SUPER LE |
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May 15, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commiss |
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May 15, 2025 |
Super League Enterprise, Inc. Announces Exercise of Over-Allotment Option in Public Offering Exhibit 99.1 Super League Enterprise, Inc. Announces Exercise of Over-Allotment Option in Public Offering SANTA MONICA, CALIF., MAY 14, 2025 (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced that the underwriter of its previously announced public offering of c |
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May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commissi |
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May 12, 2025 |
Super League Enterprise, Inc. Announces Launch of Proposed Public Offering Exhibit 99.1 Super League Enterprise, Inc. Announces Launch of Proposed Public Offering SANTA MONICA, CALIF., (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced that it has commenced a public offering to offer and sell securities (the “Offering”). The Company i |
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May 12, 2025 |
Super League Enterprise, Inc. Announces Pricing of Underwritten Public Offering Exhibit 99.2 Super League Enterprise, Inc. Announces Pricing of Underwritten Public Offering SANTA MONICA, CALIF., MAY 9, 2025 (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced the pricing of a firm commitment underwritten public offering with gross proceeds t |
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May 12, 2025 |
Exhibit 1.1 UNDERWRITING AGREEMENT May 9, 2025 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: Super League Enterprise, Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 5,117,647 of the Compa |
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May 12, 2025 |
Super League Enterprise, Inc. Announces the Closing of Underwritten Public Offering Exhibit 99.3 Super League Enterprise, Inc. Announces the Closing of Underwritten Public Offering SANTA MONICA, CALIF., MAY 12, 2025 (GLOBE NEWSWIRE) - Super League Enterprise, Inc. (NASDAQ: SLE) (the “Company”), a leader in redefining how brands connect with consumers through the power of playable media, today announced the closing of a firm commitment underwritten public offering with gross proce |
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May 12, 2025 |
SUPER LEAGUE ENTERPRISE, INC. 5,117,647 SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-283812 PROSPECTUS SUPPLEMENT (To Prospectus dated December 20, 2024) SUPER LEAGUE ENTERPRISE, INC. 5,117,647 SHARES OF COMMON STOCK We are offering 5,117,647 shares of our common stock, par value $0.001 per share (“Common Stock”), at a public offering price of $0.17 per share (the “Offering”) pursuant to this prospectus supplement and the accom |
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May 9, 2025 |
SUBJECT TO COMPLETION, DATED [_____], 2025 Filed Pursuant to Rule 424(b)(5) Registration No. 333-283812 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and |
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May 9, 2025 |
Filed Pursuant to Rule 424(b)(5) Filed Pursuant to Rule 424(b)(5) Registration No. 333-283812 PROSPECTUS SUPPLEMENT (To Prospectus dated December 20, 2024 as supplemented February 14, 2025) SUPER LEAGUE ENTERPRISE, INC. Common Stock This supplement is part of, and should be read in conjunction with, our prospectus supplement dated February 14, 2025 (together, the “Prospectus Supplements”) and the accompanying prospectus thereto d |
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May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ |
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May 6, 2025 |
Exhibit 10.1 AMENDMENT NO. 1 TO CONVERTIBLE PROMISSORY NOTE THIS AMENDMENT NO. 1 TO CONVERTIBLE PROMISSORY NOTE, dated as of April 30, 2025 (this “Amendment”), issued by Super League Enterprise, Inc., a Delaware corporation (the “Company”) to 1800 Diagonal Lending, LLC, a a Virginia Limited Liability Company, or its registered assigns (collectively, the “Holder”). W I T N E S S E T H WHEREAS, on M |
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May 6, 2025 |
Exhibit 99.1 Super League Announces Cost Structure Reductions Amid Drive Towards Profitability Company restructures executive compensation and reduces headcount to lower operating costs by approximately 30% SANTA MONICA, Calif., May 6, 2025 (GLOBE NEWSWIRE) - Super League (Nasdaq: SLE) (the “Company”), a leader in engaging audiences through playable media, content, and experiences, announced today |
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May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30 ,2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commi |
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April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38819 SUPER L |
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April 11, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 7, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commis |
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April 3, 2025 |
Exhibit 10.3 ADDENDUM NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT This Addendum No. 1 (the “Addendum”) to that certain Executive Employment Agreement (the “Agreement”), by and between Clayton Haynes, an individual (“Haynes”), on the one hand, and Super League Enterprise, Inc., a Delaware corporation (“Company” or “SLE”), on the other hand, is entered into as of April 1, 2025 (“Effective Date”). All ca |
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April 3, 2025 |
Exhibit 10.1 ADDENDUM NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT This Addendum No. 1 (the “Addendum”) to that certain Executive Employment Agreement (the “Agreement”), by and between Matt Edelman, an individual (“Edelman”), on the one hand, and Super League Enterprise, Inc., a Delaware corporation (“Company” or “SLE”), on the other hand, is entered into as of April 1, 2025 (“Effective Date”). All cap |
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April 3, 2025 |
Exhibit 10.2 ADDENDUM NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT This Addendum No. 1 (the “Addendum”) to that certain Executive Employment Agreement (the “Agreement”), by and between Ann Hand, an individual (“Hand”), on the one hand, and Super League Enterprise, Inc., a Delaware corporation (“Company” or “SLE”), on the other hand, is entered into as of April 1, 2025 (“Effective Date”). All capitalize |
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April 3, 2025 |
Exhibit 99.1 Super League Reports Fourth Quarter and Full Year 2024 Financial Results and Provides Update on Strategic Discussions to Accelerate Path to Profitability and Diversify Revenues ~ Ann Hand to Support Strategic Alternative Initiatives as Executive Chair; President Matt Edelman Promoted to the Role of Chief Executive Officer ~ ~ Renowned Marketing and Advertising Executive Bant Breen App |
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April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commi |
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March 31, 2025 |
Exhibit 10.73 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 26, 2025, by and between SUPER LEAGUE ENTERPRISE, INC., a Delaware corporation, with its address at 2856 Colorado Ave., Santa Monica, California 90404 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 6 |
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March 31, 2025 |
Exhibit 10.75 CONSULTING AGREEMENT This CONSULTING AGREEMENT (this "Agreement") is made effective as of June 13, 2023, by and between Super League Gaming, Inc., a corporation based out of Santa Monice, California ("Company"). And Diamond Shoals, LLC, an Ohio limited liability company, ("Consultant''). Company and Consultant are collectively referred to herein as the "Parties". WHEREAS, Consultant |
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March 31, 2025 |
SUPER LEAGUE ENTERPRISE, INC. NOTE PURCHASE AGREEMENT Exhibit 10.74 SUPER LEAGUE ENTERPRISE, INC. NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”) is made as of March 28, 2025 (the “Effective Date”), by and among Super League Enterprise, Inc., a Delaware corporation (the “Company”), and the investors listed in Appendix A to this Agreement (each a “Purchaser” and together the “Purchasers”). The parties hereby agree as follows: 1 |
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March 31, 2025 |
AMENDED AND RESTATED CONSULTING AGREEMENT Exhibit 10.76 AMENDED AND RESTATED CONSULTING AGREEMENT This AMENDED AND RESTATED CONSULTING AGREEMENT (this “Amended Agreement”) is made effective as of October 6, 2023, by and between Super League Enterprise, Inc., a Delaware corporation f/k/a Super League Gaming, Inc., with headquarters located at 2912 Colorado Ave., Suite 203, Santa Monica, CA 90404 (“Company”). And Diamond Shoals, LLC, an Ohi |
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March 31, 2025 |
THE ISSUE PRICE OF THIS NOTE IS $300,000.00 THE ORIGINAL ISSUE DISCOUNT IS $14,250.00 Exhibit 4.18 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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March 31, 2025 |
SUPER LEAGUE ENTERPRISE, INC. FORM OF UNSECURED PROMISSORY NOTE Exhibit 4.17 THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILAB |
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March 31, 2025 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Significant Subsidiaries Company Jurisdiction of incorporation Percentage of voting securities owned by registrant Number of US subsidiaries Number of non-US subsidiaries Mobcrush Streaming, Inc. Delaware 100 % — — InPVP, LLC Delaware 100 % — — |
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March 31, 2025 |
Exhibit 10.78 AMENDED & RESTATED CONSULTING AGREEMENT This AMENDED AND RESTATED CONSULTING AGREEMENT (this “Agreement”) is made effective as of March 28, 2025 (“Effective Date”), by and between Super League Enterprise, Inc., a Delaware corporation, with headquarters located at 2846 Colorado Ave., Santa Monica, CA 90404 (“Company”), on the one hand, and Diamond Shoals, LLC, an Ohio limited liabilit |
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March 31, 2025 |
Exhibit 19.1 SUPER LEAGUE ENTERPRISE, INC. STATEMENT OF INSIDER TRADING POLICY Securities Trades by Super League Enterprise, Inc. Personnel June 2024 (Updated) I. PURPOSE This Statement of Insider Trading Policy (this “Policy”) sets forth rules of Super League Enterprise, Inc. (the “Company”) prohibiting “insider trading” and the procedures to be followed before engaging in any trading involving s |
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March 31, 2025 |
Exhibit 10.77 CONSULTING AGREEMENT This CONSULTING AGREEMENT (this “Agreement”) is made effective as of August 1, 2024 (“Effective Date”), by and between Super League Enterprise, Inc., a Delaware corporation f/k/a Super League Gaming, Inc., with headquarters located at 2912 Colorado Ave., Suite 203, Santa Monica, CA 90404 (“Company”). And Diamond Shoals, LLC, an Ohio limited liability company, (“C |
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March 31, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38819 SUPER LEA |
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February 18, 2025 |
SUPER LEAGUE ENTERPRISE, INC. Up to $3,100,000 in Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-283812 PROSPECTUS SUPPLEMENT (To Prospectus dated December 19, 2024) SUPER LEAGUE ENTERPRISE, INC. Up to $3,100,000 in Shares of Common Stock This prospectus supplement relates to the issuance and sale of up to $2,935,000 of newly issued shares of our common stock, par value $0.001 per share (the “Shares”), that we may sell to Hudson Global Ven |
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February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Co |
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February 14, 2025 |
Exhibit 4.1 CONFESSED JUDGMENT SECURED PROMISSORY NOTE IMPORTANT NOTICE: THIS INSTRUMENT CONTAINS A CONFESSION OF JUDGMENT PROVISION WHICH CONSTITUTES A WAIVER OF IMPORTANT RIGHTS YOU MAY HAVE AS A DEBTOR AND ALLOWS THE CREDITOR TO OBTAIN A JUDGMENT AGAINST YOU WITHOUT ANY FURTHER NOTICE. CONFESSED JUDGMENT SECURED PROMISSORY NOTE $2,500,000.00 Dated: February 10, 2025 FOR VALUE RECEIVED, the unde |
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February 14, 2025 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of February 14, 2025, by and between SUPER LEAGUE ENTERPRISE, INC., a Delaware corporation (the "Company"), and HUDSON GLOBAL VENTURES, LLC, a Nevada limited liability company (together with it permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein shall |
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February 14, 2025 |
Exhibit 10.2 EQUITY PURCHASE AGREEMENT This equity purchase agreement is entered into as of February 14, 2025 (this "Agreement"), by and between Super League Enterprise, Inc., a Delaware corporation (the "Company"), and Hudson Global Ventures, LLC, a Nevada limited liability company (the "Investor", and collectively with the Company, the “Parties”). WHEREAS, the Parties desire that, upon the terms |
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February 14, 2025 |
Exhibit 10.1 BUSINESS LOAN AND SECURITY AGREEMENT THIS BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of February 10, 2025 (the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), a |
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January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 2, 2025 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Comm |
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December 20, 2024 |
December 20, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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December 20, 2024 |
December 20, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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December 19, 2024 |
As filed with the Securities and Exchange Commission on December 19, 2024 As filed with the Securities and Exchange Commission on December 19, 2024 Registration No. |
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December 19, 2024 |
Exhibit 4.3 Super League Enterprise, Inc. INDENTURE Dated as of , 20 [] Trustee TABLE OF CONTENTS ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.1. Definitions Section 1.2. Other Definitions Section 1.3. Incorporation by Reference of Trust Indenture Act Section 1.4. Rules of Construction ARTICLE II. THE SECURITIES Section 2.1. Issuable in Series Section 2.2. Establishment of Terms |
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December 17, 2024 |
As filed with the Securities and Exchange Commission on December 17, 2024 As filed with the Securities and Exchange Commission on December 17, 2024 Registration No. |
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December 13, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Super League Enterprise, Inc. |
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December 13, 2024 |
As filed with the Securities and Exchange Commission on December 13, 2024 As filed with the Securities and Exchange Commission on December 13, 2024 Registration No. |
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December 6, 2024 |
As filed with the Securities and Exchange Commission on December 5, 2024 As filed with the Securities and Exchange Commission on December 5, 2024 Registration No. |
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December 6, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Super League Enterprise, Inc. |
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November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Co |
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November 21, 2024 |
Form of Note Purchase Agreement, dated November 19, 2024 Exhibit 10.1 SUPER LEAGUE ENTERPRISE, INC. FORM OF NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”) is made as of the date of execution hereof, by and among Super League Enterprise, Inc., a Delaware corporation (the “Company”), and the investor listed in Appendix A to this Agreement (each a “Purchaser” and together the “Purchasers”). The parties hereby agree as follows: 1. P |
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November 21, 2024 |
Form of Unsecured Promissory Note, dated November 19, 2024 Exhibit 4.1 THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABL |
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November 14, 2024 |
Exhibit 10.17 BUSINESS LOAN AND SECURITY AGREEMENT THIS BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of November 8, 2024 (the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), a |
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November 14, 2024 |
Exhibit 10.15 NEITHER THIS UNSECURED PROMISSORY NOTE (THIS “NOTE”), NOR THE SHARES OF COMMON STOCK ISSUED IN CONNECTION THEREWITH, HAS BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE FEDERAL OR STATE SECURITIES LAWS, AND HAVE BEEN ISSUED AND SOLD IN RELIANCE UPON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF SUCH LAWS, INCLUDING, WITH |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Co |
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November 14, 2024 |
Letter to Shareholders, dated November 14, 2024. Exhibit 99.2 |
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November 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 From the transition period from to Commission File Number 001-38819 SUPE |
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November 14, 2024 |
Exhibit 10.18 CONFESSED JUDGMENT SECURED PROMISSORY NOTE IMPORTANT NOTICE: THIS INSTRUMENT CONTAINS A CONFESSION OF JUDGMENT PROVISION WHICH CONSTITUTES A WAIVER OF IMPORTANT RIGHTS YOU MAY HAVE AS A DEBTOR AND ALLOWS THE CREDITOR TO OBTAIN A JUDGMENT AGAINST YOU WITHOUT ANY FURTHER NOTICE. CONFESSED JUDGMENT SECURED PROMISSORY NOTE $1,850,000.00 Dated: November 8, 2024 FOR VALUE RECEIVED, the und |
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November 14, 2024 |
Exhibit 10.16 NEITHER THIS UNSECURED PROMISSORY NOTE (THIS “NOTE”), NOR THE SHARES OF COMMON STOCK ISSUED IN CONNECTION THEREWITH, HAS BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE FEDERAL OR STATE SECURITIES LAWS, AND HAVE BEEN ISSUED AND SOLD IN RELIANCE UPON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF SUCH LAWS, INCLUDING, WITH |
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November 14, 2024 |
Exhibit 10.14 NEITHER THIS UNSECURED PROMISSORY NOTE (THIS “NOTE”), NOR THE SHARES OF COMMON STOCK ISSUED IN CONNECTION THEREWITH, HAS BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE FEDERAL OR STATE SECURITIES LAWS, AND HAVE BEEN ISSUED AND SOLD IN RELIANCE UPON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF SUCH LAWS, INCLUDING, WITH |
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November 14, 2024 |
Exhibit 10.5 PLACEMENT AGENCY AGREEMENT August 23, 2024 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Re: Super League Enterprise, Inc. Ladies and Gentlemen: This Placement Agency Agreement (“Agreement”) sets forth the terms upon which Aegis Capital Corp., a New York corporation (“Aegis” or “Placement Agent”), a registered broker-dealer and member of the Financial |
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November 14, 2024 |
Exhibit 99.1 Super League Announces Third Quarter 2024 Financial Results ~ Third Quarter Highlighted by Transformative Agreement and Anticipated Strategic Investment from Infinite Reality including Merger of World-Class Audience Assets ~ ~ Q3 Net Loss Per Share Narrows to Improve Operational Efficiency on Continued Reduction in Operating Expenses ~ SANTA MONICA, CA—November 14, 2024 —Super League |
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November 1, 2024 |
SLE / Super League Enterprise, Inc. / Infinite Reality, Inc. - SCHEDULE 13D Activist Investment SC 13D 1 ea0219608-13dinfinitesuper.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Super League Enterprise, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 86804F301 (CUSIP Number) John Acunto, Chief Executive Officer Infinite Reality, Inc |
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October 29, 2024 |
Exhibit 10.1 AMENDED & RESTATED EQUITY EXCHANGE AGREEMENT THIS AMENDED & RESTATED EQUITY EXCHANGE AGREEMENT (this “Agreement”) is entered into effective October 29, 2024, by and among Infinite Reality, Inc., a Delaware corporation (“Infinite Reality”) and Super League Enterprise Inc., a Delaware corporation (“Super League,” and collectively with Infinite Reality, the “Parties,” and each, sometimes |
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October 29, 2024 |
Exhibit 99.1 Super League Completes Initial Stage of Equity Exchange Transfer with Infinite Reality ~ Appoints Clark Callander to SLE’s Board of Directors ~ ~ Significant Steps Taken Towards Transformative Transaction ~ Santa Monica, CA – October 29, 2024 – Super League Enterprise, Inc. (Nasdaq: SLE), a global leader in redefining the gaming industry as a media channel, announced today that Clark |
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October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Com |
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October 29, 2024 |
Form of Indemnification Agreement Exhibit 10.2 INDEMNIFICATION AGREEMENT This Indemnification Agreement ("Agreement"), dated as of [●], is by and between Super League Enterprise, Inc., a Delaware corporation (the "Company"), and [●] (the "Indemnitee"). RECITALS WHEREAS, the Company expects Indemnitee to join the Company as a director; WHEREAS, both the Company and Indemnitee recognize the increased risk of litigation and other cla |
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October 25, 2024 |
Form of Securities Purchase Agreement, dated October 24, 2024 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of October 24, 2024, is by and among Super League Enterprise, Inc., a Delaware corporation with headquarters located at 2856 Colorado Ave., Santa Monica, California 90404 (the “Company”), and the investor listed on the Schedule of Buyers attached hereto (“Buyer”). RECITALS WHEREAS, The Compan |
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October 25, 2024 |
SUPER LEAGUE ENTERPRISE, INC. 1,136,364 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-259347 PROSPECTUS SUPPLEMENT (To Prospectus dated November 16, 2021) SUPER LEAGUE ENTERPRISE, INC. 1,136,364 Shares of Common Stock We are offering 1,136,364 shares of our common stock, par value $0.001 per share, to a certain accredited investor (the “investor”) pursuant to this prospectus supplement and the accompanying prospectus and a secur |
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October 25, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Com |
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October 25, 2024 |
Super League Announces $1 Million Registered Direct Investment From Infinite Reality Exhibit 99.1 Super League Announces $1 Million Registered Direct Investment From Infinite Reality Santa Monica, CA – October 25, 2025 – Super League Enterprise, Inc. (Nasdaq: SLE), a global leader in redefining the gaming industry as a media channel, announced today that Infinite Reality (iR), an innovation company powering the next generation of digital media and e-commerce through artificial int |
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October 24, 2024 |
SLE / Super League Enterprise, Inc. / Tasso Partners, LLC - SCHEDULE 13G Passive Investment SC 13G 1 superleague13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 Super League Enterprise, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 86804F301 (CUSIP Number) July 15, 2024 (Date of Event which Requires Filing of this Statement) Check the |
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October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction |
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October 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (C |
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October 4, 2024 |
Exhibit 99.1 Infinite Reality To Secure Majority Stake in Super League with Proposed Capital Commitment and Asset Transfer Transaction will fuel the formation of a leading, global audience network operating at the intersection of pop culture, entertainment, and immersive technology New York and Santa Monica, CA – October 1, 2024 – Infinite Reality (iR), an innovation company powering the next gene |
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October 4, 2024 |
Exhibit 10.1 TERM SHEET SEPTEMBER 30, 2024 This term sheet (the “Term Sheet”) summarizes the principal terms and conditions of the proposed transaction between Super League Enterprise, Inc., a Delaware corporation (“Super League”), and Infinite Reality, Inc., a Delaware corporation (“iR”) (each, a “Party” and collectively, the “Parties”). This Term Sheet is intended to be binding, subject to negot |
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October 4, 2024 |
Exhibit 10.2 EQUITY EXCHANGE AGREEMENT THIS EQUITY EXCHANGE AGREEMENT (this “Agreement”) is entered into as of September 30, 2024 by and among Infinite Reality, Inc., a Delaware corporation (“Infinite Reality”) and Super League Enterprise Inc., a Delaware corporation (“Super League,” and collectively with Infinite Reality, the “Parties,” and each, sometimes, a “Party”). WHEREAS, simultaneously her |
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October 1, 2024 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AAA-4 JUNIOR CONVERTIBLE PREFERRED STOCK OF SUPER LEAGUE ENTERPRISE, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company a |
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October 1, 2024 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporat |
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September 23, 2024 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporat |
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September 23, 2024 |
Exhibit 3.3 CERTIFICATE OF CORRECTION Super League Enterprise, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. That a Certificate of Designation of Preferences, Rights and Limitations |
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September 23, 2024 |
Exhibit 3.2 CERTIFICATE OF CORRECTION Super League Enterprise, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. That a Certificate of Designation of Preferences, Rights and Limitations |
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September 23, 2024 |
Form of Registration Rights Agreement Exhibit 10.2 FORM OF REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into effective as of , 2024 (the “Effective Date”) between Super League Enterprise, Inc., a Delaware corporation (the “Company”), and the persons who have executed the signature page(s) hereto (each, a “Purchaser” and collectively, the “Purchasers”). RECITALS: WHEREAS, the C |
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September 23, 2024 |
Form of Series AAA-3 Junior Subscription Agreement Exhibit 10.1 SUBSCRIPTION AGREEMENT Super League Enterprise, Inc. 2912 Colorado Avenue, Suite 203 Santa Monica, CA 90404 Ladies and Gentlemen: 1. Subscription. The undersigned (the “Purchaser”), intending to be legally bound, hereby irrevocably agrees to purchase from Super League Enterprise, Inc., a Delaware corporation f/k/a Super League Gaming, Inc. (the “Company”), the number of units (the “Un |
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September 23, 2024 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AAA-3 JUNIOR CONVERTIBLE PREFERRED STOCK OF SUPER LEAGUE ENTERPRISE, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company a |
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September 23, 2024 |
Exhibit 10.3 Warrant Certificate No. THE SECURITIES REPRESENTED HEREBY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS, AND SUCH SECURITIES MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS |
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September 23, 2024 |
Form of Placement Agent Warrant Exhibit 10.4 Warrant Certificate No. PAW- NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATI |
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September 16, 2024 |
September 16, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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September 5, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Super League Enterprise, Inc. |
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September 5, 2024 |
As filed with the Securities and Exchange Commission on September 4, 2024 As filed with the Securities and Exchange Commission on September 4, 2024 Registration No. |
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August 21, 2024 |
Exhibit 99.1 Super League Announces Second Quarter 2024 Financial Results ~ Q2 2024 Highlighted by Launch of Innovative Scalable Products, SOUNDZ and Unlockables, New Dedicated Worlds and a Strategic Partnership with Meta-Stadiums~ ~ Net Loss Improvement in Q2 2024 Attributable to Reduced Spend Paves the Way for First Profitable Quarter in Q4 ~ SANTA MONICA (August 14, 2024) – Super League (Nasdaq |
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August 21, 2024 |
Letter to Shareholders, dated August 14, 2024 Exhibit 99.2 |
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August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Comm |
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August 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 From the transition period from to Commission File Number 001-38819 SUPER LEA |
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July 16, 2024 |
Exhibit 10.1 PLACEMENT AGENCY AGREEMENT June 3, 2024 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Re: Super League Enterprise, Inc. Ladies and Gentlemen: This Placement Agency Agreement (“Agreement”) sets forth the terms upon which Aegis Capital Corp., a New York corporation (“Aegis” or “Placement Agent”), a registered broker-dealer and member of the Financial Ind |
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July 16, 2024 |
Form of Placement Agent Warrant Exhibit 10.2 Warrant Certificate No. PAW- AAA JR 1 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A R |
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July 16, 2024 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) |
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July 16, 2024 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AAA-2 JUNIOR CONVERTIBLE PREFERRED STOCK OF SUPER LEAGUE ENTERPRISE, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company a |
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July 2, 2024 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AAA JUNIOR PREFERRED STOCK OF SUPER LEAGUE ENTERPRISE, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company authorizes the |
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July 2, 2024 |
Form of Registration Rights Agreement Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE SUPER LEAGUE ENTERPRISE, INC. HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into effective as of , |
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July 2, 2024 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) |
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July 2, 2024 |
Form of Series AAA Junior Subscription Agreement Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE SUPER LEAGUE ENTERPRISE, INC. HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. SUBSCRIPTION AGREEMENT Super League Enterprise, Inc. 2912 Colorado Avenue, Suite 203 Santa Monica, CA 90404 Ladies and Gentleme |
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June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ |
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June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) -12-31 Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) ( |
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June 10, 2024 |
Amendment to the Second Amended and Restated Bylaws of Super League Enterprise, Inc. Exhibit 3.1 AMENDMENT TO THE SECOND AMENDED AND RESTATED BYLAWS OF SUPER LEAGUE ENTERPRISE, INC. Approved by the Board of Directors on June 4, 2024 Article I, Section 1.1 of the Second Amended and Restated Bylaws (the “Bylaws”) of Super League Enterprise, Inc. (the “Corporation”) is hereby amended and restated, in its entirety, by the following: 1.1 Place of Meetings. Meetings of stockholders of S |
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May 29, 2024 |
SLE / Super League Enterprise, Inc. / Pioneer Capital Anstalt - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) SUPER LEAGUE ENTERPRISE, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 86804F301 (CUSIP Number) May 20, 2024 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursu |
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May 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 From the transition period from to Commission File Number 001-38819 SUPER LE |
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May 6, 2024 |
May 6, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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May 6, 2024 |
As filed with the Securities and Exchange Commission on May 6, 2024 As filed with the Securities and Exchange Commission on May 6, 2024 Registration No. |
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April 29, 2024 |
-12-31FY2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001- |
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April 22, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Super League Enterprise, Inc. |
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April 22, 2024 |
As filed with the Securities and Exchange Commission on April 22, 2024 As filed with the Securities and Exchange Commission on April 22, 2024 Registration No. |
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April 19, 2024 |
As filed with the Securities and Exchange Commission on April 19, 2024 As filed with the Securities and Exchange Commission on April 19, 2024 Registration No. |
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April 15, 2024 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Significant Subsidiaries Company Jurisdiction of incorporation Percentage of voting securities owned by registrant Number of US subsidiaries Number of non-US subsidiaries Mobcrush Streaming, Inc. Delaware 100 % — — InPVP, LLC Delaware 100 % — — |
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April 15, 2024 |
Asset Purchase Agreement by and between Super League Enterprise, Inc. and GamerSafer, Inc. Exhibit 10.55 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (the “Agreement”) is made and entered into as of February 26, 2024 (“Execution Date”), by and between GamerSafer, Inc., a Delaware corporation (“GS” or “Buyer”), and Super League Enterprise, Inc., a Delaware corporation f/k/a Super League Gaming, Inc. (“SLE” or “Seller”). The Buyer and Seller may be referred to collectively herei |
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April 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38819 SUPER LEA |
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April 15, 2024 |
Certificate of Designation of Preferences, Rights and Limitations of the Series AA-2 Preferred Stock Exhibit 3.11 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AA-2 PREFERRED STOCK OF SUPER LEAGUE GAMING, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Gaming, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company authorizes the issuance of T |
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April 15, 2024 |
SUPER LEAGUE ENTERPRISE, INC. CLAWBACK POLICY Exhibit 97.1 SUPER LEAGUE ENTERPRISE, INC. CLAWBACK POLICY Introduction The Board of Directors (the "Board") of Super League Enterprise, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company's pay-for-performance compensation philosophy. The Boa |
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April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-38819 (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 1 |
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March 27, 2024 |
Exhibit 99.1 Super League Announces Fourth Quarter and Full Year 2023 Financial Results ~ Fourth Quarter Revenues Increase 34% Year-over-Year to a Company Record $9.5 Million ~ ~ Full Year Revenues Increase 27% Year-over-Year to a Company Record $25.1 Million ~ SANTA MONICA (March 27, 2024) (GLOBE NEWSWIRE) - Super League (Nasdaq: SLE) (the “Company”), a leading creator and publisher of content ex |
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March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 22, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commi |
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March 27, 2024 |
Letter to Shareholders, dated March 27, 2024. Exhibit 99.2 |
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March 15, 2024 |
As filed with the Securities and Exchange Commission on March 15, 2024 As filed with the Securities and Exchange Commission on March 15, 2024 Registration No. |
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March 15, 2024 |
Exhibit 10.1 MUTUAL GENERAL RELEASE AND SETTLEMENT AGREEMENT THIS MUTUAL GENERAL RELEASE and SETTLEMENT AGREEMENT (the “Agreement”) is effective as of March 12, 2024 (the “Effective Date”), and is entered into by and between Super League Enterprise, Inc. f/k/a Super League Gaming, Inc., a Delaware corporation with its principal office located at 2912 Colorado Ave., Suite 203, Santa Monica, CA 9040 |
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March 15, 2024 |
Certificate of Designation of Preferences, Rights and Limitations of the Series AA-2 Preferred Stock Exhibit 3.10 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AA-2 PREFERRED STOCK OF SUPER LEAGUE GAMING, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Gaming, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company authorizes the issuance of T |
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March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commi |
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March 15, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Super League Enterprise, Inc. |
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March 1, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2024 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Co |
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March 1, 2024 |
Exhibit 99.1 Super League Announces Sale of Minehut Business Unit to GamerSafer ~ Streamlines the Strategic Focus of Super League ~ SANTA MONICA, Calif., Feb. 29, 2024 (GLOBE NEWSWIRE) - Super League (Nasdaq: SLE) (the “Company”), a leading creator and publisher of content experiences and media solutions across the world’s largest immersive platforms, announced today it has sold its Minehut busine |
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December 22, 2023 |
Form of Placement Agent Agreement Exhibit 10.2 PLACEMENT AGENCY AGREEMENT November 6, 2023 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Re: Super League Enterprise, Inc. Ladies and Gentlemen: This Placement Agency Agreement (“Agreement”) sets forth the terms upon which Aegis Capital Corp., a New York corporation (“Aegis” or “Placement Agent”), a registered broker-dealer and member of the Financial |
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December 22, 2023 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AAA-2 PREFERRED STOCK OF SUPER LEAGUE ENTERPRISE, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company authorizes the issua |
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December 22, 2023 |
Exhibit 10.1 FINANCING AND SECURITY AGREEMENT INTRODUCTION This Financing and Security Agreement (“Agreement”) is made and entered into on December 5, 2023 (the “Effective Date”) by and between SUPER LEAGUE ENTERPRISE, INC., (‘Super League”), MOBCRUSH STREAMING INC. (“Mobcrush”), and INPVP, LLC (“InPVP”) (each a “Borrower” and collectively the “Borrower”) and SLR DIGITAL FINANCE LLC (“Lender”). Le |
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December 22, 2023 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 17, 2023 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporati |
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December 6, 2023 |
Form of Registration Rights Agreement Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE SUPER LEAGUE GAMING, INC. HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO SUPER LEAGUE GAMING, INC. IF PUBLICLY DISCLOSED. REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into e |
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December 6, 2023 |
Certificate of Designation of Preferences, Rights and Limitations of the Series AAA Preferred Stock Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AAA PREFERRED STOCK OF SUPER LEAGUE ENTERPRISE, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Enterprise, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company authorizes the issuanc |
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December 6, 2023 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2023 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporati |
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December 6, 2023 |
Form of Placement Agent Warrants Exhibit 10.5 Warrant Certificate No. PAW- AAA1 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A REGIS |
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December 6, 2023 |
Form of Series AAA Subscription Agreement Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE SUPER LEAGUE GAMING, INC. HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO SUPER LEAGUE GAMING, INC. IF PUBLICLY DISCLOSED. SUBSCRIPTION AGREEMENT Super League Enterprise, Inc. 2912 Colorado Avenue, Suite 203 Santa Monica, CA 90404 La |
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December 6, 2023 |
Form of Series AA Exchange Agreement Exhibit 10.4 SERIES AA EXCHANGE AGREEMENT This Exchange Agreement (together with all schedules hereto, this “Agreement”) is dated as of October [●], 2023, by and among Super League Enterprise, Inc., a Delaware corporation (the “Company”), and each undersigned holder of the Company’s Series AA Convertible Preferred Stock, par value $0.001 per share (including any and all subseries thereof, the “Ser |
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December 6, 2023 |
Form of Series A Exchange Agreement Exhibit 10.3 SERIES A EXCHANGE AGREEMENT This Exchange Agreement (together with all schedules hereto, this “Agreement”) is dated as of November 30, 2023, by and among Super League Enterprise, Inc., a Delaware corporation (the “Company”), and each undersigned holder of the Company’s Series A Convertible Preferred Stock, par value $0.001 per share (including any and all subseries thereof, the “Serie |
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November 15, 2023 |
Exhibit 99.1 Super League Announces Third Quarter 2023 Financial Results ~ Q3 2023 Highlighted by: Record Revenue Growth, New Roblox Partnership to Boost Marketing Strategy, and the Largest Deal in Company History ~ Santa Monica, Calif. – (November 14, 2023) – Super League (Nasdaq: SLGG), a global leader in providing immersive experiences across the world's largest digital social platforms, has re |
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November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2023 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Co |
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November 15, 2023 |
Letter to Shareholders, dated November 14, 2023 Exhibit 99.2 |
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November 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 From the transition period from to Commission File Number 001-38819 SUPE |
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September 27, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 27, 2023 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (C |
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September 27, 2023 |
Super League Regains Compliance with Nasdaq Listing Requirements Exhibit 99.1 Super League Regains Compliance with Nasdaq Listing Requirements SANTA MONICA, Calif., Sept. 27, 2023 (GLOBE NEWSWIRE) — Super League (Nasdaq: SLE) (“Super League” or the “Company”), a global leader in providing immersive experiences across the world's largest metaverse gaming platforms, today announced that on September 25, 2023, the Company received a written notice from The Nasdaq |
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September 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 11, 2023 Super League Enterprise, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (C |
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September 13, 2023 |
Exhibit 99.1 Super League Enterprise (formerly known as Super League Gaming) Announces the Partial Exercise of Underwriter’s Over-Allotment Option SANTA MONICA, Calif., Sept. 11, 2023 - Super League Enterprises, Inc. (NASDAQ: SLE) ("Super League" or the "Company"), today announced that the underwriter of its previously announced underwritten public offering (the “Offering”), Aegis Capital Corp., h |
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September 8, 2023 |
Exhibit 99.1 Super League Gaming Announces Name Change to Super League Enterprise and 1-for-20 Reverse Stock Split SANTA MONICA, Calif., Sept. 08, 2023 - Super League Gaming, Inc. (the “Company”) (Nasdaq: SLGG), a global leader in providing immersive experiences across the world's largest metaverse gaming platforms, today announced at its annual general meeting, shareholders approved a name change |
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September 8, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED OF SUPER LEAGUE GAMING, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware (“DGCL”), Super League Gaming, Inc., a corporation organized under and existing by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: 1. The name of |
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September 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 7, 2023 Super League Gaming, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commis |
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August 24, 2023 |
Exhibit 4.2 FORM OF WARRANT AGENCY AGREEMENT SUPER LEAGUE GAMING, INC. and Direct Transfer LLC, as Warrant Agent Warrant Agency Agreement Dated as of August 23, 2023 WARRANT AGENCY AGREEMENT This Warrant Agency Agreement, dated as of August 23, 2023 (this “Agreement”), is made between Super League Gaming, Inc., a corporation formed under the laws of the State of Delaware (the “Company”), and Direc |
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August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2023 Super League Gaming, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commissi |
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August 24, 2023 |
Exhibit 1.1 UNDERWRITING AGREEMENT between SUPER LEAGUE GAMING, INC. and AEGIS CAPITAL CORP. UNDERWRITING AGREEMENT New York, New York August 21, 2023 Aegis Capital Corp. 1345 Avenue of the Americas New York, NY 10105 Ladies and Gentlemen: The undersigned, Super League Gaming, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, inc |
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August 24, 2023 |
Super League Closes $2.2 Million Underwritten Public Offering Exhibit 99.3 Super League Closes $2.2 Million Underwritten Public Offering SANTA MONICA, Calif., Aug. 23, 2023 (GLOBE NEWSWIRE) - Super League Gaming, Inc. (Nasdaq: SLGG) (“Super League” or the “Company”), a leading publisher and creator of immersive experiences across the world’s largest metaverse gaming platforms, announced today the closing of an underwritten public offering with gross proceeds |
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August 24, 2023 |
Super League Announces Proposed Underwritten Public Offering Exhibit 99.1 Super League Announces Proposed Underwritten Public Offering Santa Monica, Calif., August 18, 2023 (GLOBE NEWSWIRE) - Super League Gaming, Inc. (Nasdaq: SLGG) (“Super League” or the “Company”), a leading publisher and creator of immersive experiences across the world’s largest metaverse gaming platforms, today announced that it has commenced an underwritten public offering of shares o |
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August 24, 2023 |
Super League Announces Pricing of $2.2 Million Underwritten Public Offering Exhibit 99.2 Super League Announces Pricing of $2.2 Million Underwritten Public Offering Santa Monica, Calif., August 21, 2023 (GLOBE NEWSWIRE) - Super League Gaming, Inc. (Nasdaq: SLGG) (“Super League” or the “Company”), a leading publisher and creator of immersive experiences across the world’s largest metaverse gaming platforms, announced today the pricing of an underwritten public offering wit |
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August 24, 2023 |
Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT SUPER LEAGUE GAMING, INC. Warrant Shares: 1,350,000 Initial Exercise Date: August 23, 2023 This Pre-Funded Common Stock Warrant (this “Warrant”) certifies that, for value received, Aegis Capital Corp. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at |
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August 23, 2023 |
15,573,077 Shares of Common Stock Pre-Funded Warrants to Purchase 1,350,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-259347 PROSPECTUS SUPPLEMENT (To Prospectus dated September 7, 2021) 15,573,077 Shares of Common Stock Pre-Funded Warrants to Purchase 1,350,000 Shares of Common Stock We are offering 15,573,077 shares of our Common Stock, par value $0.001 per share (“Common Stock”), pursuant to this prospectus supplement and the accompanying prospectus, at a p |
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August 21, 2023 |
Subject to Completion, dated August 21, 2023 Filed Pursuant to Rule 424(b)(5) Registration No. 333-259347 The information in this preliminary prospectus supplement and the accompanying base prospectus is not complete and may be changed. A registration statement relating to these securities has been declared effective under the Securities Act of 1933, as amended. This preliminary prospectus supplement and the accompanying base prospectus are |
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August 17, 2023 |
SLGG / Super League Gaming Inc / TPG GP A, LLC - AMENDMENT TO FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Super League Gaming, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 86804F202 (CUSIP Number) Bradford Berenson TPG Inc. 301 Commerce Street, Suite 3300 Fort Worth, TX 76102 (817) 871-4000 (Name, Address and T |
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August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2023 Super League Gaming, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commissi |
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August 15, 2023 |
Exhibit 99.1 Super League Announces Second Quarter Financial Results ~ Second quarter 2023 highlighted by ongoing revenue growth, new strategic partnerships, ground-breaking development studio acquisition and strengthened balance sheet ~ Santa Monica, Calif. – (August 14, 2023) – Super League (Nasdaq: SLGG), a global leader in building immersive entertainment experiences, has released its second q |
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August 15, 2023 |
Letter to Shareholders, dated August 14, 2023 Exhibit 99.2 |
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August 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 From the transition period from to Commission File Number 001-38819 SUPER LEA |
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July 28, 2023 |
July 28, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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July 27, 2023 |
As filed with the Securities and Exchange Commission on July 27, 2023 As filed with the Securities and Exchange Commission on July 27, 2023 Registration No. |
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July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ |
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July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ |
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July 17, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Super League Gaming, Inc. |
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July 17, 2023 |
As filed with the Securities and Exchange Commission on July 17, 2023 As filed with the Securities and Exchange Commission on July 17, 2023 Registration No. |
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July 14, 2023 |
SLGG / Super League Gaming Inc / TPG GP A, LLC - AMENDMENT TO FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No 2) Super League Gaming, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 86804F202 (CUSIP Number) Bradford Berenson TPG Inc. 301 Commerce Street, Suite 3300 Fort Worth, TX 76102 (817) 871-4000 (Name, Address and Te |
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July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2023 Super League Gaming, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commission |
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July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ |
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June 28, 2023 |
SLGG / Super League Gaming Inc / TPG GP A, LLC - AMENDMENT TO FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Super League Gaming, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 86804F202 (CUSIP Number) Bradford Berenson TPG Inc. 301 Commerce Street, Suite 3300 Fort Worth, TX 76102 (817) 871-4000 (Name, Address and T |
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June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2023 Super League Gaming, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Commission |
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June 14, 2023 |
Exhibit 16.1 June 14, 2023 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentlemen: We are the former independent registered public accounting firm for Super League Gaming, Inc. (the “Company”). We have read the Company’s disclosure set forth in Item 4.01 “Changes in Registrant’s Certifying Accountant” of the Company’s Current Report on Form 8-K dated Jun |
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June 2, 2023 |
Exhibit 3.2 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUPER LEAGUE GAMING, INC. Super League Gaming, Inc., (the “Corporation”) a corporation organized under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: FIRST: This Certificate of Amendment amends the provisions of the Corporations Second Amended and Restate |
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June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION -12-31 Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2023 Super League Gaming, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38819 47-1990734 (State or other jurisdiction of incorporation) (Comm |
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June 2, 2023 |
Certificate of Designation of Preferences, Rights and Limitations of the Series AA-5 Preferred Stock Exhibit 3.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES AA-5 PREFERRED STOCK OF SUPER LEAGUE GAMING, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the “Company”) is Super League Gaming, Inc., a Delaware corporation. 2. The Certificate of Incorporation (the “Certificate of Incorporation”) of the Company authorizes the issuance of Te |