SCAI / Surgical Care Affiliates, Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Surgical Care Affiliates, Inc.
US ˙ NASDAQ
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Grundläggande statistik
CIK 1411574
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Surgical Care Affiliates, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
February 13, 2018 SC 13G/A

SCAI / Surgical Care Affiliates, Inc. / TPG Group Holdings (SBS) Advisors, Inc. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Titles of Class of Securities) 86881L106 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

April 3, 2017 15-12B

Surgical Care Affiliates 15-12B

15-12B 1 d374491d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36154 SCAI Holdings, LLC (successor in

March 24, 2017 S-8 POS

Surgical Care Affiliates S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on March 24, 2017 Registration No.

March 24, 2017 S-8 POS

Surgical Care Affiliates S-8 POS

S-8 POS 1 d364359ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on March 24, 2017 Registration No. 333-196565 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-196565 UNDER THE SECURITIES ACT OF 1933 SCA Holdings, LLC (successor in interest to Surgical Care Affiliates, Inc.) (Ex

March 24, 2017 S-8 POS

Surgical Care Affiliates S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on March 24, 2017 Registration No.

March 24, 2017 POSASR

Surgical Care Affiliates POSASR

POSASR 1 d269829dposasr.htm POSASR As filed with the Securities and Exchange Commission on March 24, 2017 Registration No. 333-206106 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SCA Holdings, LLC (successor in interest to Surgical Care Affiliates, Inc.) (Exact name of regi

March 24, 2017 EX-3.1

STATE OF DELAWARE CERTIFICATE OF FORMATION SPARTAN MERGER SUB 2, LLC

EX-3.1 Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF FORMATION SPARTAN MERGER SUB 2, LLC THE UNDERSIGNED, an authorized natural person, for the purpose of forming a limited liability company, under the provisions and subject to the requirements of the laws of the State of Delaware (particularly Chapter 18, Title 6 of the Delaware Code and the acts amendatory thereof and supplemental thereto, and kn

March 24, 2017 EX-3.2

LIMITED LIABILITY COMPANY AGREEMENT SPARTAN MERGER SUB 2, LLC

EX-3.2 Exhibit 3.2 LIMITED LIABILITY COMPANY AGREEMENT OF SPARTAN MERGER SUB 2, LLC This LIMITED LIABILITY COMPANY AGREEMENT (this ?Agreement?) of Spartan Merger Sub 2, LLC, a Delaware limited liability company (the ?Company?) is effective as of January 5, 2017 (the ?Effective Date?). ARTICLE 1 THE LIMITED LIABILITY COMPANY 1.1 Formation. The Company was formed as a Delaware limited liability comp

March 24, 2017 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 24, 2017 SCA Holdings, LLC (successor in interest to Surgical Care Affiliates, Inc.) (Exact name of registrant as specified in charter) Delaware 001-36154 20-8740447 (St

March 24, 2017 SC 14D9/A

Surgical Care Affiliates AMENDMENT NO. 8 TO SCHEDULE 14D-9

Amendment No. 8 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 8) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh

March 24, 2017 SC TO-T/A

UnitedHealth Group SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO AMENDMENT NO. 5 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offeror) (Names of Filing Persons)

March 24, 2017 EX-99.25

EX-99.25

EX-99.25 2 scai-form25.txt scai-form25

March 22, 2017 SC 14D9/A

Surgical Care Affiliates AMENDMENT NO. 7 TO SCHEDULE 14D-9

Amendment No. 7 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 7) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh

March 22, 2017 SC TO-T/A

UnitedHealth Group SC TO-T/A

SC TO-T/A 1 d352260dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 4 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offe

March 21, 2017 SC TO-T/A

UnitedHealth Group SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO AMENDMENT NO. 3 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offeror) (Names of Filing Persons)

March 17, 2017 SC 14D9/A

Surgical Care Affiliates AMENDMENT NO. 6 TO SCHEDULE 14D-9

Amendment No. 6 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh

March 17, 2017 EX-99.(A)(5)(M)

UNITEDHEALTH GROUP ANNOUNCES EXTENSION OF EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC.

Exhibit (a)(5)(M) Exhibit (a)(5)(M) NEWS RELEASE UNITEDHEALTH GROUP ANNOUNCES EXTENSION OF EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC.

March 17, 2017 SC TO-T/A

UnitedHealth Group SC TO-T/A

SC TO-T/A 1 d352260dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 2 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offe

March 17, 2017 SC 14D9/A

Surgical Care Affiliates AMENDMENT NO. 5 TO SCHEDULE 14D-9

Amendment No. 5 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh

March 16, 2017 EX-99.(E)(3)

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

EX-(e)(3) Exhibit (e)(3) Excerpts from Surgical Care Affiliates, Inc.?s Amendment No. 1 to the Annual Report on Form 10-K for the year ended December 31, 2016 as filed with the Securities and Exchange Commission on March 16, 2017. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information regarding the beneficial ownership of our common stock

March 16, 2017 SC 14D9/A

Surgical Care Affiliates AMENDMENT NO. 4 TO SCHEDULE 14D-9

Amendment No. 4 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh

March 16, 2017 EX-99.(E)(3)

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

EX-(e)(3) Exhibit (e)(3) Excerpts from Surgical Care Affiliates, Inc.?s Amendment No. 1 to the Annual Report on Form 10-K for the year ended December 31, 2016 as filed with the Securities and Exchange Commission on March 16, 2017. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information regarding the beneficial ownership of our common stock

March 16, 2017 EX-10.34

SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS

EX-10.34 Exhibit 10.34 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical

March 16, 2017 EX-10.35

SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT

EX-10.35 Exhibit 10.35 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT This Performance Share Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”)

March 16, 2017 10-K/A

Annual Report - 10-K/A

10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No.

March 16, 2017 EX-10.36

SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT

EX-10.36 Exhibit 10.36 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Purs

March 16, 2017 EX-10.33

SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

EX-10.33 Exhibit 10.33 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”), is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or

March 16, 2017 EX-10.32

SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

EX-10.32 Exhibit 10.32 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or m

March 10, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 1 d294589d425.htm 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. Subject Company: Surgical Care Affiliates, Inc. Filer’s Commission File Number: 001-36154 Date: March 10, 2017 Q&A FOR SURGICAL CARE AFFILIATES TEAMMATES As you know, Surgical Car

March 10, 2017 SC 14D9/A

Surgical Care Affiliates AMENDMENT NO. 3 TO SCHEDULE 14D-9

Amendment No. 3 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh

March 3, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc.

March 3, 2017 SC 14D9/A

Surgical Care Affiliates AMENDMENT NO. 2 TO SCHEDULE 14D-9

Amendment No. 2 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh

March 1, 2017 SC 14D9/A

Surgical Care Affiliates AMENDMENT NO. 1 TO SCHEDULE 14D-9

Amendment No. 1 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh

March 1, 2017 SC TO-T/A

Surgical Care Affiliates SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 1 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offeror) (Names of Filing Persons)

February 21, 2017 EX-99.(A)(5)(L)

UNITEDHEALTH GROUP COMMENCES EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC.

EX-99.(a)(5)(L) Exhibit (a)(5)(L) NEWS RELEASE (For Immediate Release) UNITEDHEALTH GROUP COMMENCES EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC. Minnetonka, Minn. (Feb. 21, 2017) ? UnitedHealth Group Incorporated (NYSE: UNH) today commenced an exchange offer for all of the outstanding shares of Surgical Care Affiliates, Inc. (NASDAQ: SCAI), a leading ambulatory surgery center and surgi

February 21, 2017 EX-99.(A)(5)(L)

UNITEDHEALTH GROUP COMMENCES EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC.

EX-99.(a)(5)(L) Exhibit (a)(5)(L) NEWS RELEASE (For Immediate Release) UNITEDHEALTH GROUP COMMENCES EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC. Minnetonka, Minn. (Feb. 21, 2017) ? UnitedHealth Group Incorporated (NYSE: UNH) today commenced an exchange offer for all of the outstanding shares of Surgical Care Affiliates, Inc. (NASDAQ: SCAI), a leading ambulatory surgery center and surgi

February 21, 2017 SC TO-T

Surgical Care Affiliates SC TO-T

SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.0

February 21, 2017 EX-99.(E)(21)

EMPLOYMENT AGREEMENT

Exhibit (e)(21) EMPLOYMENT AGREEMENT This Agreement is entered into between Michael Rucker (?Executive?) and United HealthCare Services, Inc.

February 21, 2017 10-K

Annual Report - SCAI-10-K-20161231

scai-10k20161231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2016 Commission file number: 001-36154 SURGICAL CARE AFFILIATES, INC. (Exact name of registrant as specified in its charter) Delaware 20-8740447 (State or other jurisdiction o

February 21, 2017 EX-99.(E)(22)

EMPLOYMENT AGREEMENT

Exhibit (e)(22) EMPLOYMENT AGREEMENT This Agreement is entered into between Richard Sharff (?Executive?) and United HealthCare Services, Inc.

February 21, 2017 EX-99.(E)(3)

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

EX-99.(e)(3) Exhibit (e)(3) Excerpts from Surgical Care Affiliates, Inc.’s Definitive Proxy Statement on Schedule 14A related to the 2016 Annual Meeting of Stockholders as filed with the Securities and Exchange Commission on April 22, 2016. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information regarding the beneficial ownership of our com

February 21, 2017 EX-99.(E)(20)

EMPLOYMENT AGREEMENT

EX-99.(E)(20) 3 d350719dex99e20.htm EX-99.(E)(20) Exhibit (e)(20) EMPLOYMENT AGREEMENT This Agreement is entered into between Andrew Hayek (“Executive”) and United HealthCare Services, Inc. (“UnitedHealth Group”) on the date set forth beneath the parties’ signatures below. WHEREAS, UnitedHealth Group is acquiring Surgical Care Affiliates, Inc. (together with its wholly owned subsidiary, Surgical C

February 21, 2017 SC 14D9

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Surgical Care Affiliates, Inc. (Name of Subject Company) Surgic

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities)

February 21, 2017 EX-24.1

SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY

Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any o

February 21, 2017 EX-99.(E)(22)

EMPLOYMENT AGREEMENT

Exhibit (e)(22) EMPLOYMENT AGREEMENT This Agreement is entered into between Richard Sharff (?Executive?) and United HealthCare Services, Inc.

February 21, 2017 EX-21.1

Surgical Care Affiliates, Inc List of Subsidiaries as of February 20, 2017

Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 20, 2017 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC Advocate Surgery Center - Libertyville IL Advocate Sherman Ambulatory Surgery Center, LLC IL Advocate-SCA Partners, LLC DE Alaska Spine Center LLC

February 21, 2017 EX-10.54

[Letthead] April 15, 2016

Exhibit 10.54 [Letthead] April 15, 2016 Mr. Kenneth R. Goulet 1113 Real Quiet Lane Waxhaw, NC 28173 Dear Ken: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to time. The terms of this let

February 21, 2017 EX-99.(E)(21)

EMPLOYMENT AGREEMENT

Exhibit (e)(21) EMPLOYMENT AGREEMENT This Agreement is entered into between Michael Rucker (?Executive?) and United HealthCare Services, Inc.

February 21, 2017 EX-99.(E)(24)

January 6, 2017

Exhibit (e)(24) January 6, 2017 Mr. Joseph T. Clark Santa Rosa, FL Re: Amendment of Employment Agreement Dear Joe: Reference is made to the Employment Agreement entered into by Surgical Care Affiliates, Inc. (the ?Company?), Surgical Care Affiliates LLC and you dated as of October 30, 2013 (?Employment Agreement?). This letter agreement (?Amendment?) is an amendment of the Employment Agreement. Ca

February 21, 2017 EX-99.(E)(24)

January 6, 2017

Exhibit (e)(24) January 6, 2017 Mr. Joseph T. Clark Santa Rosa, FL Re: Amendment of Employment Agreement Dear Joe: Reference is made to the Employment Agreement entered into by Surgical Care Affiliates, Inc. (the ?Company?), Surgical Care Affiliates LLC and you dated as of October 30, 2013 (?Employment Agreement?). This letter agreement (?Amendment?) is an amendment of the Employment Agreement. Ca

February 21, 2017 EX-21.1

Surgical Care Affiliates, Inc List of Subsidiaries as of February 20, 2017

Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 20, 2017 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC Advocate Surgery Center - Libertyville IL Advocate Sherman Ambulatory Surgery Center, LLC IL Advocate-SCA Partners, LLC DE Alaska Spine Center LLC

February 21, 2017 EX-99.(E)(3)

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

EX-99.(e)(3) Exhibit (e)(3) Excerpts from Surgical Care Affiliates, Inc.’s Definitive Proxy Statement on Schedule 14A related to the 2016 Annual Meeting of Stockholders as filed with the Securities and Exchange Commission on April 22, 2016. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information regarding the beneficial ownership of our com

February 21, 2017 EX-99.(E)(20)

EMPLOYMENT AGREEMENT

EX-99.(E)(20) 3 d350719dex99e20.htm EX-99.(E)(20) Exhibit (e)(20) EMPLOYMENT AGREEMENT This Agreement is entered into between Andrew Hayek (“Executive”) and United HealthCare Services, Inc. (“UnitedHealth Group”) on the date set forth beneath the parties’ signatures below. WHEREAS, UnitedHealth Group is acquiring Surgical Care Affiliates, Inc. (together with its wholly owned subsidiary, Surgical C

February 21, 2017 EX-24.1

SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY

Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any o

February 21, 2017 EX-10.54

[Letthead] April 15, 2016

Exhibit 10.54 [Letthead] April 15, 2016 Mr. Kenneth R. Goulet 1113 Real Quiet Lane Waxhaw, NC 28173 Dear Ken: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to time. The terms of this let

February 14, 2017 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2017 Surgical Care Affiliates, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36154 20-8740447 (State or Other Jurisdiction of Incorpor

February 14, 2017 425

Surgical Care Affiliates FORM 8-K (Prospectus)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2017 Surgical Care Affiliates, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36154 20-8740447 (State or Other Jurisdiction of Incorpor

February 13, 2017 SC 13G/A

SCAI / Surgical Care Affiliates, Inc. / TimesSquare Capital Management, LLC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. 2)1 Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 10, 2017 SC 13G

SCAI / Surgical Care Affiliates, Inc. / VANGUARD GROUP INC Passive Investment

surgicalcareaffiliatesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Surgical Care Affiliates Inc Title of Class of Securities: Common Stock CUSIP Number: 86881L106 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check t

February 9, 2017 SC 13G/A

SCAI / Surgical Care Affiliates, Inc. / WELLS FARGO & COMPANY/MN Passive Investment

SC 13G/A 1 wfsurgicalca-86881l106x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) SURGICAL CARE AFFILIATES INC (Name of Issuer) COM (Title of Class of Securities) 86881L106 (CUSIP Number) January 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat

February 9, 2017 SC 13G/A

SCAI / Surgical Care Affiliates, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86881L106 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropr

January 27, 2017 SC 13G

SCAI / Surgical Care Affiliates, Inc. / WELLS FARGO & COMPANY/MN Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) SURGICAL CARE AFFILIATES INC (Name of Issuer) COM (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

January 18, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 SCA Update Announced agreement to combine with OptumCare Creates comprehensive ambulatory care services platform, including primary care, urgent care and surgical care services Combination broadens ability to improve patient experience, and quality and cost of care Companies to align strategy to support value-based payment models and a multi-payer approach Builds on companies? existing joint ventures, strong relationship and complementary capabilities Completed six SCA Medical Missions brigades in 2016 Planning 12 brigades for 2017, with goal of treating 2,600 patients To learn more go to www.

January 18, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc.

January 18, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 SCA overview Largest independent surgical provider in the country; diversified growth strategy, partnering with health plans, medical groups and health systems ? Outstanding clinical care, patient satisfaction and physician satisfaction ? Clear value proposition to health plans, ACOs and risk bearing groups ? 200+ surgical facilities in partnership with approximately 3,000 physicians ? Approximately 1 million cases per year ? Pathway to continue adding partnerships with health plans, medical groups and health systems Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc.

January 18, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc.

January 17, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 Filed by UnitedHealth Group Incorporated Pursuant to Rule 425 under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14d-2 under the Securities Exchange Act of 1934 Subject Company: Surgical Care Affiliates, Inc.

January 17, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc.

January 12, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 6, 2017 Surgical Care Affiliates, Inc. (Exact name of registrant as specified in charter) Delaware 001-36154 20-8740447 (State or Other Jurisdiction of Incorporation) (Commissi

January 9, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 1 d319796d425.htm 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. Subject Company: Surgical Care Affiliates, Inc. Filer’s Commission File Number: 001-36154 January 2017 Dear Physician Partner: We are grateful for your continued support, and, as

January 9, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc.

January 9, 2017 425

Surgical Care Affiliates 425 (Prospectus)

Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc.

January 9, 2017 SC14D9C

Surgical Care Affiliates SC14D9C

SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 86881L106

January 9, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 1 d234233d425.htm 425 Filed by UnitedHealth Group Incorporated Pursuant to Rule 425 under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14d-2 under the Securities Exchange Act of 1934 Subject Company: Surgical Care Affiliates, Inc. (Commission File No. 001-36154) The following is a transcript of a video that was made available to the employees and physicians of Surgical Care Aff

January 9, 2017 EX-2.1

AGREEMENT AND PLAN OF REORGANIZATION by and among UNITEDHEALTH GROUP INCORPORATED, SPARTAN MERGER SUB 1, INC., SPARTAN MERGER SUB 2, LLC, SURGICAL CARE AFFILIATES, INC. Dated as of January 7, 2017 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The

EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF REORGANIZATION by and among UNITEDHEALTH GROUP INCORPORATED, SPARTAN MERGER SUB 1, INC., SPARTAN MERGER SUB 2, LLC, and SURGICAL CARE AFFILIATES, INC. Dated as of January 7, 2017 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The Offer 2 Section 1.2 Schedule TO; Offer Documents; Registration Statement 5 Section 1.3 Company Actions 7 ART

January 9, 2017 EX-99.1

Surgical Care Affiliates (SCA), OptumCare to Combine

EX-99.1 Exhibit 99.1 Surgical Care Affiliates (SCA), OptumCare to Combine 1 Creates comprehensive ambulatory care services platform, including primary care, urgent care and surgical care services 2 Combination broadens ability of the companies to improve patient experience, and quality and cost of care 3 Companies to align strategy to support value-based payment models and a multi-payer approach 4

January 9, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 6, 2017 Surgical Care Affiliates, Inc. (Exact name of registrant as specified in charter) Delaware 001-36154 20-8740447 (State or Other Jurisdiction of Incorporation)

January 9, 2017 EX-99.1

Surgical Care Affiliates (SCA), OptumCare to Combine

EX-99.1 Exhibit 99.1 Surgical Care Affiliates (SCA), OptumCare to Combine 1 Creates comprehensive ambulatory care services platform, including primary care, urgent care and surgical care services 2 Combination broadens ability of the companies to improve patient experience, and quality and cost of care 3 Companies to align strategy to support value-based payment models and a multi-payer approach 4

January 9, 2017 EX-3.1

AMENDED AND RESTATED BY-LAWS SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I OFFICES 1.1 Registered Office. The Corporation shall have and maintain at all times (i) a registered office in the State of Delaware, which office shall be located at 1209 Orange Street, in the City of Wilmington, in the County of New Castle, in the State of Delaware 19801; and (ii)

January 9, 2017 EX-3.1

AMENDED AND RESTATED BY-LAWS SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I OFFICES 1.1 Registered Office. The Corporation shall have and maintain at all times (i) a registered office in the State of Delaware, which office shall be located at 1209 Orange Street, in the City of Wilmington, in the County of New Castle, in the State of Delaware 19801; and (ii)

January 9, 2017 425

Surgical Care Affiliates FORM 8-K (Prospectus)

425 1 d505217d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 6, 2017 Surgical Care Affiliates, Inc. (Exact name of registrant as specified in charter) Delaware 001-36154 20-8740447 (State or Other Jurisdicti

January 9, 2017 EX-2.1

AGREEMENT AND PLAN OF REORGANIZATION by and among UNITEDHEALTH GROUP INCORPORATED, SPARTAN MERGER SUB 1, INC., SPARTAN MERGER SUB 2, LLC, SURGICAL CARE AFFILIATES, INC. Dated as of January 7, 2017 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The

EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF REORGANIZATION by and among UNITEDHEALTH GROUP INCORPORATED, SPARTAN MERGER SUB 1, INC., SPARTAN MERGER SUB 2, LLC, and SURGICAL CARE AFFILIATES, INC. Dated as of January 7, 2017 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The Offer 2 Section 1.2 Schedule TO; Offer Documents; Registration Statement 5 Section 1.3 Company Actions 7 ART

January 9, 2017 EX-3.1

AMENDED AND RESTATED BY-LAWS SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I OFFICES 1.1 Registered Office. The Corporation shall have and maintain at all times (i) a registered office in the State of Delaware, which office shall be located at 1209 Orange Street, in the City of Wilmington, in the County of New Castle, in the State of Delaware 19801; and (ii)

January 9, 2017 EX-99.1

Surgical Care Affiliates (SCA), OptumCare to Combine

EX-99.1 Exhibit 99.1 Surgical Care Affiliates (SCA), OptumCare to Combine 1 Creates comprehensive ambulatory care services platform, including primary care, urgent care and surgical care services 2 Combination broadens ability of the companies to improve patient experience, and quality and cost of care 3 Companies to align strategy to support value-based payment models and a multi-payer approach 4

January 9, 2017 EX-3.1

AMENDED AND RESTATED BY-LAWS SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I OFFICES 1.1 Registered Office. The Corporation shall have and maintain at all times (i) a registered office in the State of Delaware, which office shall be located at 1209 Orange Street, in the City of Wilmington, in the County of New Castle, in the State of Delaware 19801; and (ii)

January 9, 2017 425

Surgical Care Affiliates 425 (Prospectus)

425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 7, 2017 UNITEDHEALTH GROUP INCORPORATED (Exact name of registrant as specified in its charter) Delaware 1-10864 41-1321939 (State or other jurisdiction of incorporation) (

November 3, 2016 10-Q

Surgical Care Affiliates SCAI-Q3-20160930 (Quarterly Report)

scai-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-3

November 1, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA-NCI Growth Guidance Range of 13% to 16% Added Six New Facilities to the Company’s Portfolio in the Third Quarter Executed Three New Health P

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA-

November 1, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA-NCI Growth Guidance Range of 13% to 16% Added Six New Facilities to the Company’s Portfolio in the Third Quarter Executed Three New Health P

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA-

November 1, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA-NCI Growth Guidance Range of 13% to 16% Added Six New Facilities to the Company’s Portfolio in the Third Quarter Executed Three New Health P

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA-

November 1, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

scai-8k20161101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2016 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction o

November 1, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA-NCI Growth Guidance Range of 13% to 16% Added Six New Facilities to the Company’s Portfolio in the Third Quarter Executed Three New Health P

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA-

October 25, 2016 EX-10.1

9 [Signature Pages Follow]

EX-10.1 2 d464642dex101.htm EX-10.1 Exhibit 10.1 INCREMENTAL AMENDMENT dated as of October 25, 2016 (this “Amendment”), among SURGICAL CARE AFFILIATES, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A. (“JPMorgan”), as Administrative Agent under the Credit Agreement referred to below (the “Administrative Agent”), to the CREDIT AGREEMENT dated as

October 25, 2016 8-K

Surgical Care Affiliates FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 SURGICAL CARE AFFILIATES, INC.

October 25, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES SUCCESSFUL REFINANCING OF TERM LOAN FACILITY

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President and Chief Financial Officer Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance and Investor Relations Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SUCCESSFUL REFINANCING OF TERM LOAN F

October 25, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES SUCCESSFUL REFINANCING OF TERM LOAN FACILITY

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President and Chief Financial Officer Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance and Investor Relations Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SUCCESSFUL REFINANCING OF TERM LOAN F

October 25, 2016 EX-10.1

9 [Signature Pages Follow]

EX-10.1 2 d464642dex101.htm EX-10.1 Exhibit 10.1 INCREMENTAL AMENDMENT dated as of October 25, 2016 (this “Amendment”), among SURGICAL CARE AFFILIATES, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A. (“JPMorgan”), as Administrative Agent under the Credit Agreement referred to below (the “Administrative Agent”), to the CREDIT AGREEMENT dated as

October 11, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2016 SURGICAL CARE AFFILIATES, INC.

October 11, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES PLANS TO REFINANCE EXISTING TERM LOAN FACILITY AND OBTAIN INCREMENTAL TERM LOAN

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President and Chief Financial Officer Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance and Investor Relations Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES PLANS TO REFINANCE EXISTING TERM LOAN

September 16, 2016 8-K/A

Submission of Matters to a Vote of Security Holders

8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

August 3, 2016 10-Q

Surgical Care Affiliates SCAI-Q2-20160630 (Quarterly Report)

scai-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-36154

August 2, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in the Second Quarter Over Prior Year Period Added Nine New Facilities to the Company’s Portfolio in the Second Quarter Company Reiterates 2016

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in

August 2, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in the Second Quarter Over Prior Year Period Added Nine New Facilities to the Company’s Portfolio in the Second Quarter Company Reiterates 2016

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in

August 2, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in the Second Quarter Over Prior Year Period Added Nine New Facilities to the Company’s Portfolio in the Second Quarter Company Reiterates 2016

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in

August 2, 2016 8-K

Results of Operations and Financial Condition

scai-8k20160802.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction of

August 2, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in the Second Quarter Over Prior Year Period Added Nine New Facilities to the Company’s Portfolio in the Second Quarter Company Reiterates 2016

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in

July 15, 2016 S-8

Surgical Care Affiliates S-8

S-8 As filed with the Securities and Exchange Commission on July 15, 2016 Registration No.

June 8, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2016 SURGICAL CARE AFFILIATES, INC.

June 8, 2016 EX-99.1

This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995; particularly statements regarding future financial and operating results of the Company and its business. Statements c

EX-99.1 2 d206327dex991.htm EX-99.1 Surgical Care Affiliates June 8, 2016 Exhibit 99.1 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995; particularly statements regarding future financial and operating results of the Company and its business. Statements contained herein that are not clearly historical in nature are f

June 6, 2016 8-K

Surgical Care Affiliates 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 SURGICAL CARE AFFILIATES, INC.

June 6, 2016 EX-10.1

Surgical Care Affiliates, Inc. 2016 Omnibus Long-Term Incentive Plan SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN

EX-10.1 Exhibit 10.1 Surgical Care Affiliates, Inc. 2016 Omnibus Long-Term Incentive Plan SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management,

June 3, 2016 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

June 3, 2016 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

May 16, 2016 8-K

Surgical Care Affiliates FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2016 SURGICAL CARE AFFILIATES, INC.

May 9, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2016 SURGICAL CARE AFFILIATES, INC.

May 3, 2016 10-Q

Surgical Care Affiliates 10-Q (Quarterly Report)

scai-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-36154

May 3, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES FIRST QUARTER 2016 RESULTS Net Operating Revenues Increase 19.5% in the First Quarter Over Prior Year Period Same Site Systemwide Net Patient Revenues Increase 10.1% in the First Quarter Over Prior Year Period

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES FIRST QUARTER 2016 RESULTS Net Operating Revenues Increase 19.5% in t

May 3, 2016 8-K

Surgical Care Affiliates 8-K (Current Report/Significant Event)

scai-8k20160503.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2016 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction of inc

May 3, 2016 EX-10.1

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT

Exhibit 10.1 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT This Performance Share Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant

May 3, 2016 EX-10.4

BASIC RENT SCHEDULE

Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi

May 3, 2016 EX-10.2

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT

Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th

May 3, 2016 EX-10.2

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT

Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th

May 3, 2016 EX-10.3

SECOND AMENDMENT TO LEASE (Corporate 500 Centre)

Exhibit 10.3 SECOND AMENDMENT TO LEASE (Corporate 500 Centre) THIS SECOND AMENDMENT TO LEASE ("Second Amendment") is made and entered into as of the 2211d day of August, 2013, by and between LONG RIDGE OFFICE PORTFOLIO, L.P., a Delaware limited partnership ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). RECITALS A. Landlord and Tenant entered into

May 3, 2016 EX-10.4

BASIC RENT SCHEDULE

Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi

May 3, 2016 EX-10.4

BASIC RENT SCHEDULE

Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi

May 3, 2016 EX-10.4

BASIC RENT SCHEDULE

Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi

May 3, 2016 EX-10.2

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT

Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th

May 3, 2016 EX-10.1

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT

Exhibit 10.1 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT This Performance Share Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant

May 3, 2016 EX-10.2

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT

Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th

May 3, 2016 EX-10.1

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT

Exhibit 10.1 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT This Performance Share Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant

May 3, 2016 EX-10.3

SECOND AMENDMENT TO LEASE (Corporate 500 Centre)

Exhibit 10.3 SECOND AMENDMENT TO LEASE (Corporate 500 Centre) THIS SECOND AMENDMENT TO LEASE ("Second Amendment") is made and entered into as of the 2211d day of August, 2013, by and between LONG RIDGE OFFICE PORTFOLIO, L.P., a Delaware limited partnership ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). RECITALS A. Landlord and Tenant entered into

May 3, 2016 EX-10.4

BASIC RENT SCHEDULE

Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi

May 3, 2016 EX-10.3

SECOND AMENDMENT TO LEASE (Corporate 500 Centre)

Exhibit 10.3 SECOND AMENDMENT TO LEASE (Corporate 500 Centre) THIS SECOND AMENDMENT TO LEASE ("Second Amendment") is made and entered into as of the 2211d day of August, 2013, by and between LONG RIDGE OFFICE PORTFOLIO, L.P., a Delaware limited partnership ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). RECITALS A. Landlord and Tenant entered into

May 3, 2016 EX-10.2

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT

Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th

April 22, 2016 DEFA14A

Surgical Care Affiliates DEFA14A

DEFA14A 1 d96994ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commis

April 22, 2016 DEF 14A

Surgical Care Affiliates DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permi

March 15, 2016 EX-99.1

This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995; particularly statements regarding future financial and operating results of the Company and its business. Statements c

Exhibit 99.1 Surgical Care Affiliates March 15, 2016 Exhibit 99.1 This presentation contains ?forward-looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995; particularly statements regarding future financial and operating results of the Company and its business. Statements contained herein that are not clearly historical in nature are forward-looking, and t

March 15, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2016 SURGICAL CARE AFFILIATES, INC.

March 3, 2016 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2016 SURGICAL CARE AFFILIATES, INC.

February 22, 2016 10-K

Surgical Care Affiliates Form 10-K (Annual Report)

scai-10k20151231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2015 Commission file number: 001-36154 SURGICAL CARE AFFILIATES, INC. (Exact name of registrant as specified in its charter) Delaware 20-8740447 (State or other jurisdiction o

February 22, 2016 EX-10.18

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015)

Exhibit 10.18 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015) 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, growth and protection of the

February 22, 2016 EX-21.1

Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016

Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC IL Advocate-SCA Holdings, LLC DE Advocate-SCA Partners, LLC DE Alaska Spine Center LLC AK Alaska Surgery Center, Inc. AK Alaska Surgery Center, Li

February 22, 2016 EX-21.1

Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016

Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC IL Advocate-SCA Holdings, LLC DE Advocate-SCA Partners, LLC DE Alaska Spine Center LLC AK Alaska Surgery Center, Inc. AK Alaska Surgery Center, Li

February 22, 2016 EX-10.41

SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose

Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T

February 22, 2016 EX-10.13

AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN

Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective

February 22, 2016 EX-10.47

[Letterhead] August 3, 2015

Exhibit 10.47 [Letterhead] August 3, 2015 Mr. Michael A. Sachs TLSG, INC 1603 Orrington Ave Suite 820 Evanston, IL 60201 Dear Michael: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to ti

February 22, 2016 EX-10.41

SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose

Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T

February 22, 2016 EX-10.46

[Letterhead] August 5 2014

Exhibit 10.46 [Letterhead] August 5 2014 Ms. Lisa Skeete Tatum 8 Barynyard Court Plainsboro, NJ 08536-3137 Dear Lisa: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to time. The terms of

February 22, 2016 EX-10.47

[Letterhead] August 3, 2015

Exhibit 10.47 [Letterhead] August 3, 2015 Mr. Michael A. Sachs TLSG, INC 1603 Orrington Ave Suite 820 Evanston, IL 60201 Dear Michael: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to ti

February 22, 2016 EX-10.41

SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose

Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T

February 22, 2016 EX-10.46

[Letterhead] August 5 2014

Exhibit 10.46 [Letterhead] August 5 2014 Ms. Lisa Skeete Tatum 8 Barynyard Court Plainsboro, NJ 08536-3137 Dear Lisa: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to time. The terms of

February 22, 2016 EX-10.13

AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN

Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective

February 22, 2016 EX-10.18

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015)

Exhibit 10.18 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015) 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, growth and protection of the

February 22, 2016 EX-10.18

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015)

Exhibit 10.18 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015) 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, growth and protection of the

February 22, 2016 EX-10.24

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

Exhibit 10.24 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”), is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of

February 22, 2016 EX-10.24

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

Exhibit 10.24 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”), is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of

February 22, 2016 EX-24.1

SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY

Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th

February 22, 2016 EX-10.27

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS

Exhibit 10.27 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical Care Affi

February 22, 2016 EX-10.21

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

Exhibit 10.21 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or more of it

February 22, 2016 EX-10.27

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS

Exhibit 10.27 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical Care Affi

February 22, 2016 EX-10.27

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS

Exhibit 10.27 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical Care Affi

February 22, 2016 EX-10.18

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015)

Exhibit 10.18 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015) 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, growth and protection of the

February 22, 2016 EX-10.24

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

Exhibit 10.24 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”), is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of

February 22, 2016 EX-24.1

SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY

Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th

February 22, 2016 EX-10.41

SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose

Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T

February 22, 2016 EX-24.1

SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY

Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th

February 22, 2016 EX-10.47

[Letterhead] August 3, 2015

Exhibit 10.47 [Letterhead] August 3, 2015 Mr. Michael A. Sachs TLSG, INC 1603 Orrington Ave Suite 820 Evanston, IL 60201 Dear Michael: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to ti

February 22, 2016 EX-10.13

AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN

Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective

February 22, 2016 EX-10.21

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

Exhibit 10.21 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or more of it

February 22, 2016 EX-24.1

SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY

Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th

February 22, 2016 EX-21.1

Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016

Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC IL Advocate-SCA Holdings, LLC DE Advocate-SCA Partners, LLC DE Alaska Spine Center LLC AK Alaska Surgery Center, Inc. AK Alaska Surgery Center, Li

February 22, 2016 EX-10.21

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

Exhibit 10.21 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or more of it

February 22, 2016 10-K

SCAI / Surgical Care Affiliates, Inc. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2015 Commission file number: 001-36154 SURGICAL CARE AFFILIATES, INC.

February 22, 2016 EX-21.1

Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016

Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC IL Advocate-SCA Holdings, LLC DE Advocate-SCA Partners, LLC DE Alaska Spine Center LLC AK Alaska Surgery Center, Inc. AK Alaska Surgery Center, Li

February 22, 2016 EX-10.13

AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN

Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective

February 22, 2016 EX-10.13

AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN

Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective

February 22, 2016 EX-24.1

SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY

Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th

February 22, 2016 EX-10.21

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS

Exhibit 10.21 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or more of it

February 22, 2016 EX-10.41

SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose

Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T

February 22, 2016 EX-10.27

SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS

Exhibit 10.27 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical Care Affi

February 16, 2016 8-K

Surgical Care Affiliates 8-K (Current Report/Significant Event)

scai-8k20160216.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2016 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction

February 16, 2016 SC 13G/A

SCAI / Surgical Care Affiliates, Inc. / TPG Group Holdings (SBS) Advisors, Inc. Passive Investment

SC 13G/A 1 tpgsugical13ga1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Titles of Class of Securities) 86881L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Chec

February 16, 2016 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2015 RESULTS Net Operating Revenues Increase 24% in the Fourth Quarter Over Prior Year Period Same Site Systemwide Net Patient Revenues Increase 9% in the Fourth Quarter Over Prior

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2015 RESULTS Net Operating Revenues Incr

February 11, 2016 SC 13G

SCAI / Surgical Care Affiliates, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SURGICAL CARE AFFILIATES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate

February 11, 2016 SC 13G

SCAI / Surgical Care Affiliates, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SURGICAL CARE AFFILIATES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

February 10, 2016 SC 13G

SCAI / Surgical Care Affiliates, Inc. / TimesSquare Capital Management, LLC - SC 13G Passive Investment

SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. )1 Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

January 19, 2016 8-K

Surgical Care Affiliates 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2016 SURGICAL CARE AFFILIATES, INC.

January 19, 2016 EX-99.1

January 18, 2016

EX-99.1 Exhibit 99.1 January 18, 2016 Surgical Care Affiliates, Inc. Announces Transition of Director DEERFIELD, Illinois, January 18, 2016 ? Surgical Care Affiliates, Inc. (?SCA?) announced today that Curtis S. Lane is transitioning off its Board of Directors, effective February 29, 2016. Mr. Lane is Senior Managing Director of MTS Health Investors (?MTS?), a merchant banking firm focused on heal

January 19, 2016 EX-99.1

January 18, 2016

EX-99.1 Exhibit 99.1 January 18, 2016 Surgical Care Affiliates, Inc. Announces Transition of Director DEERFIELD, Illinois, January 18, 2016 – Surgical Care Affiliates, Inc. (“SCA”) announced today that Curtis S. Lane is transitioning off its Board of Directors, effective February 29, 2016. Mr. Lane is Senior Managing Director of MTS Health Investors (“MTS”), a merchant banking firm focused on heal

January 19, 2016 8-K

Surgical Care Affiliates Form 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2016 SURGICAL CARE AFFILIATES, INC.

November 4, 2015 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2015 RESULTS Revenues Increase 19% over Prior Year Period Same Site Systemwide Net Patient Revenues Increase 8.5% over Prior Year Period Company Raises Full Year Adjusted EBITDA-NCI Growth Guidan

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2015 RESULTS Revenues Increase 19% over Prior Year Period Sa

November 4, 2015 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2015 RESULTS Revenues Increase 19% over Prior Year Period Same Site Systemwide Net Patient Revenues Increase 8.5% over Prior Year Period Company Raises Full Year Adjusted EBITDA-NCI Growth Guidan

EX-99.1 2 scai-ex9916.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2015 RESULTS Revenues Increase 19% over Pr

November 4, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to .

November 4, 2015 8-K

Surgical Care Affiliates Form 8-K (Current Report/Significant Event)

scai-8k20151104.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction o

November 4, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

scai-8k20151104.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction o

November 4, 2015 10-Q

Surgical Care Affiliates Form 10-Q (Quarterly Report)

scai-10q20150930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-3

September 2, 2015 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

September 2, 2015 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

September 2, 2015 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

September 2, 2015 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

September 2, 2015 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

August 25, 2015 EX-10.1

SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT

EX-10.1 2 d50763dex101.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT This SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT (this “Amendment”) is made and entered into as of August 21, 2015, by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and TPG Partners V, L.P., TPG FOF V-A, L.P. and TPG FOF V-B, L.P. (together with their Affiliates, “TPG” or

August 25, 2015 EX-99.1

August 25, 2015

EX-99.1 3 d50763dex991.htm EX-99.1 Exhibit 99.1 August 25, 2015 Surgical Care Affiliates, Inc. Announces Appointment of New Director DEERFIELD, Illinois, August 25, 2015 – Surgical Care Affiliates, Inc. (Nasdaq:SCAI) (“SCA”) announced today that Michael A. Sachs will join its Board of Directors, effective September 1, 2015. Mr. Sachs served as Chairman and CEO of Sg2, a healthcare analytics and co

August 25, 2015 EX-10.1

SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT

EX-10.1 2 d50763dex101.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT This SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT (this “Amendment”) is made and entered into as of August 21, 2015, by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and TPG Partners V, L.P., TPG FOF V-A, L.P. and TPG FOF V-B, L.P. (together with their Affiliates, “TPG” or

August 25, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 d50763d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2015 SURGICAL CARE AFFILIATES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdic

August 25, 2015 EX-10.1

SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT

EX-10.1 2 d50763dex101.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT This SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT (this “Amendment”) is made and entered into as of August 21, 2015, by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and TPG Partners V, L.P., TPG FOF V-A, L.P. and TPG FOF V-B, L.P. (together with their Affiliates, “TPG” or

August 11, 2015 EX-99.1

Surgical Care Affiliates, Inc. Announces Closing of Secondary Public Offering of Common Stock

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President and CFO Surgical Care Affiliates, Inc. (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates, Inc. (847) 267-9823 [email protected] Surgical Care Affiliates, Inc. Announces Closing of Secondary Public Offering of Common Stock DEERFIELD, IL ?

August 11, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup

August 11, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup

August 11, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup

August 11, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup

August 11, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup

August 11, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2015 SURGICAL CARE AFFILIATES, INC.

August 7, 2015 424B1

CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Shares Registered Proposed Maximum Offering Price Per Share(1) Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(1) Common stock, $0.01 par value

424B1 1 d44937d424b1.htm 424B1 Table of Contents Filed pursuant to Rule 424(b)(1) Registration Statement No. 333-206106 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Shares Registered Proposed Maximum Offering Price Per Share(1) Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(1) Common stock, $0.01 par value per share 4,000,000 $36.75 $1

August 6, 2015 424B4

SUBJECT TO COMPLETION, DATED AUGUST 5, 2015

424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-206106 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying base prospectus are part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and the

August 5, 2015 S-3ASR

Surgical Care Affiliates S-3ASR

S-3ASR Table of Contents As filed with the Securities and Exchange Commission on August 5, 2015 Registration No.

August 5, 2015 FWP

Surgical Care Affiliates, Inc. Announces Launch of Secondary Public Offering of Common Stock

Issuer Free Writing Prospectus Dated August 5, 2015 Filed Pursuant to Rule 433 Relating to Registration No.

August 4, 2015 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2015 RESULTS Revenues Increase 22% over Prior Year Period Same Site Systemwide Net Patient Revenues Increase 7.1% over Prior Year Period

scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2015 RESULTS Revenues Increase 22% over Prior Year Period S

August 4, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to .

August 4, 2015 8-K

Surgical Care Affiliates 8-K (Current Report/Significant Event)

scai-8k20150804.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2015 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction of

June 8, 2015 8-K

Surgical Care Affiliates 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2015 SURGICAL CARE AFFILIATES, INC.

May 20, 2015 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

May 20, 2015 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

May 20, 2015 EX-24

EX-24

LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc.

May 11, 2015 8-K

Surgical Care Affiliates 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2015 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction of incorporation or organ

May 11, 2015 EX-99.1

SURGICAL CARE AFFILIATES, INC. ANNOUNCES FIRST QUARTER 2015 RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Pete Clemens Executive Vice President & CFO Surgical Care Affiliates (205) 307-5250 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES FIRST QUARTER 2015 RESULTS DEERFIELD, IL ? May 11, 2015 ? Surgical Care Affiliates, Inc. (

May 11, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to .

April 24, 2015 DEF 14A

Surgical Care Affiliates DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 17, 2015 EX-10.2

CONSULTING AGREEMENT

EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into on April 15, 2015, by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates, LLC (?SCA? and together with the Parent, the ?Company?) and Peter J. Clemens IV (?Consultant?). The Company and Consultant may be referred to herein collectively as the ?Parties? and

April 17, 2015 EX-10.2

CONSULTING AGREEMENT

EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into on April 15, 2015, by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates, LLC (?SCA? and together with the Parent, the ?Company?) and Peter J. Clemens IV (?Consultant?). The Company and Consultant may be referred to herein collectively as the ?Parties? and

April 17, 2015 EX-10.2

CONSULTING AGREEMENT

EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into on April 15, 2015, by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates, LLC (?SCA? and together with the Parent, the ?Company?) and Peter J. Clemens IV (?Consultant?). The Company and Consultant may be referred to herein collectively as the ?Parties? and

April 17, 2015 EX-10.2

CONSULTING AGREEMENT

EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into on April 15, 2015, by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates, LLC (?SCA? and together with the Parent, the ?Company?) and Peter J. Clemens IV (?Consultant?). The Company and Consultant may be referred to herein collectively as the ?Parties? and

April 17, 2015 EX-10.1

EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F

April 17, 2015 EX-99.1

Pete Clemens

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Pete Clemens Executive VP and CFO Surgical Care Affiliates (205) 307-5250 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES NEW CHIEF FINANCIAL OFFICER DEERFIELD, IL ? April 17, 2015 - Surgical Care Affiliates, Inc.

April 17, 2015 EX-10.1

EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F

April 17, 2015 EX-10.1

EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F

April 17, 2015 EX-10.1

EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F

April 17, 2015 8-K

Surgical Care Affiliates 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2015 SURGICAL CARE AFFILIATES, INC.

April 17, 2015 EX-10.1

EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F

March 30, 2015 424B4

7,000,000 Shares Surgical Care Affiliates, Inc. Common Stock

424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-202712 PROSPECTUS 7,000,000 Shares Surgical Care Affiliates, Inc. Common Stock Certain stockholders of ours, or the selling stockholders, including the TPG Funds (as defined herein) and certain members of our board of directors and management, are offering 7,000,000 shares of our common stock. We will not receive any of

March 23, 2015 S-3/A

Surgical Care Affiliates S-3/A

S-3/A Table of Contents As filed with the Securities and Exchange Commission on March 23, 2015 Registration No.

March 23, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New

March 23, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New

March 23, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New

March 23, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New

March 23, 2015 EX-1.1

SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement

EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New

March 17, 2015 EX-4.1

SENIOR NOTES INDENTURE Dated as of March 17, 2015 SURGICAL CARE AFFILIATES, INC. the Guarantors listed herein THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee 6.00% SENIOR NOTES DUE 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section

EX-4.1 Exhibit 4.1 EXECUTION COPY SENIOR NOTES INDENTURE Dated as of March 17, 2015 Among SURGICAL CARE AFFILIATES, INC. the Guarantors listed herein and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee 6.00% SENIOR NOTES DUE 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01. Definitions 2 Section 1.02. Other Definitions 43 Section 1.03. Rules of Construction 44 Section 1.04

March 17, 2015 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d894868d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2015 SURGICAL CARE AFFILIATES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdic

March 17, 2015 EX-10.1

$700,000,000 CREDIT AGREEMENT dated as of March 17, 2015, SURGICAL CARE AFFILIATES, INC., as Borrower, JPMORGAN CHASE BANK, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, THE OTHER LENDERS PARTY HERETO SUNTRUST BANK, as Syndication

EX-10.1 Exhibit 10.1 EXECUTION VERSION $700,000,000 CREDIT AGREEMENT dated as of March 17, 2015, among SURGICAL CARE AFFILIATES, INC., as Borrower, JPMORGAN CHASE BANK, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, and THE OTHER LENDERS PARTY HERETO SUNTRUST BANK, as Syndication Agent, J.P. MORGAN SECURITIES LLC, GOLDMAN SACHS BANK USA, CITIGROUP GLOBAL MARKETS INC., BARCLAYS BA

March 17, 2015 EX-10.3

EX-10.3

Exhibit 10.3 EXECUTION VERSION GUARANTY dated as of March 17, 2015, among SURGICAL CARE AFFILIATES, INC., as the Borrower CERTAIN SUBSIDIARIES OF SURGICAL CARE AFFILIATES, INC. to be identified herein, and JPMORGAN CHASE BANK, N.A., as Administrative Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.01. Credit Agreement 1 SECTION 1.02. Other Defined Terms 1 ARTICLE II GUARANTY SECTION 2

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