Grundläggande statistik
| CIK | 1515353 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nouveau Ventures Inc
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| July 10, 2017 |
Nouveau Ventures CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION Filed by Avantafile.com - Nouveau Ventures, Inc. - Form 15-12ga UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15/A (Amendment No. 1) CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File |
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| July 7, 2017 |
Nouveau Ventures CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION Filed by Avantafile.com - Nouveau Ventures, Inc. - Form 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-54504 NOUVEAU V |
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| September 1, 2015 |
Nouveau Ventures QUARTERLY REPORT FOR THE PERIOD ENDED MARCH 31, 2015 (Quarterly Report) Filed by Avantafile.com - Nouveau Ventures, Inc. - Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transit |
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| March 31, 2015 |
Nouveau Ventures NOTIFICATION OF LATE FILING Filed by Avantafile.com - Nouveau Ventures Inc. - Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-54504 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2014 [ ] Transition Report on Form 10-K [ ] Transition Re |
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| November 14, 2014 |
SAAX / Nouveau Ventures Inc. NT 10-Q - - NOTICE OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing SEC FILE NUMBER 000-54504 CUSIP NUMBER (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form |
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| September 9, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 8, 2014 NOUVEAU VENTURES INC. (Exact name of registrant as specified in its charter) NEVADA 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Comm |
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| September 9, 2014 |
Converted by EDGARwiz EXHIBIT 3.2 |
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| September 9, 2014 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger dated as of the 20th day of August, 2014. BETWEEN: SAASMAX, INC., a Nevada corporation, having its registered office at 1859 Whitney Mesa Drive, Henderson, NV 89014 (“Parent”) OF THE FIRST PART AND: NOUVEAU VENTURES INC., a Nevada corporation, having its registered office at 1859 Whitney Mesa Drive, Henderson, NV 89014 (“Su |
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| September 9, 2014 |
Converted by EDGARwiz EXHIBIT 3.1 |
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| August 27, 2014 |
Completion of Acquisition or Disposition of Assets Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 23, 2014 SaasMAX, Inc. (Exact name of registrant as specified in its charter) NEVADA 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 21, 2014 |
Agreement and Plan of Merger EXHIBIT 10.2 AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger dated as of the 20th day of August, 2014. BETWEEN: SAASMAX, INC., a Nevada corporation, having its registered office at 1859 Whitney Mesa Drive, Henderson, NV 89014 (“Parent”) OF THE FIRST PART AND: NOUVEAU VENTURES INC., a Nevada corporation, having its registered office at 1859 Whitney Mesa D |
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| August 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 19, 2014 SaasMAX, Inc. (Exact name of registrant as specified in its charter) NEVADA 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Commission File Number) |
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| August 21, 2014 |
TECHNOLOGY ACQUISITION AGREEMENT EX-10.1 2 f8k082114ex10z1.htm EXHIBIT 10.1 TECHNOLOGY ACQUISITION AGREEMENT EXHIBIT 10.1 TECHNOLOGY ACQUISITION AGREEMENT THIS AGREEMENT made effective as of the 19th day of August, 2014 BETWEEN: DAVID ST. JAMES of 3395 S. Jones Blvd., #169, Las Vegas NV 89146 (hereinafter called the “Inventor”) OF THE FIRST PART AND: NOUVEAU VENTURES INC., a Nevada corporation, having its registered office at 185 |
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| August 14, 2014 |
SAAX / Nouveau Ventures Inc. NT 10-Q - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing SEC FILE NUMBER 000-54504 CUSIP NUMBER (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing SEC FILE NUMBER 000-54504 CUSIP NUMBER (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11- |
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| April 17, 2014 |
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| April 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2014 SaasMAX, Inc. (Exact name of registrant as specified in its charter) NEVADA 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 17, 2014 |
1 |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing SEC FILE NUMBER 000-54504 CUSIP NUMBER (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form |
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| February 27, 2014 |
Current Report on Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 27, 2014 |
Exhibit 16.1 Auditor's Letter RONALD R. CHADWICK, P.C. Certified Public Accountant 2851 South Parker Road, Suite 720 Aurora, Colorado 80014 Telephone (303)306-1967 Fax (303)306-1944 February 26, 2014 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-7561 Re: Saasmax, Inc. SEC File No. 000-54504 On November 30, 2013 my appointment as auditor for Saasmax, Inc. ceased. I |
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| February 7, 2014 |
SAAX / Nouveau Ventures Inc. / RAINER ROB - SCHEDULE 13D/A1 Activist Investment SC 13D/A 1 sc13da1020714sc13dz.htm SCHEDULE 13D/A1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) SAASMAX, INC. (Name of Issuer) SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 78514T101 (CUSIP Number) ROB RAINER 3254 Prospect Ave., La Crescenta, CA 91214 (818) 249- |
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| February 6, 2014 |
Exhibit 17.1 Resignation of Harold C. Moll Exhibit 17.1 RESIGNATION AS DIRECTOR AND OFFICER TO: THE BOARD OF DIRECTORS OF SAASMAX, INC. (the “Company”) I, HAROLD C. MOLL, hereby resign as the Chief Executive Officer, President and as a Director of the Company. I confirm that the reason for my resignation is not due to, and has not been caused by, in whole or in part, any disagreement with the Comp |
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| February 6, 2014 |
HAROLD C. MOLL Box 866, Georgetown, Grand Cayman, British West Indies Exhibit 10.2 Termination of Management Consulting Agreement Exhibit 10.2 HAROLD C. MOLL Box 866, Georgetown, Grand Cayman, British West Indies (818)-249-1157 February 4, 2014 SAASMAX, INC. 3254 Prospect Ave. La Crescenta, CA 91214 Attention: Board of Directors of SaaSMax, Inc. Dear Sirs: RE: SAASMAX, INC. (the “Corporation”) · Resignation as Officer and Director · Termination of Management Consult |
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| February 6, 2014 |
Form 8-K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 6, 2014 |
Exhibit 10.3 MUTUAL RELEASE WHEREAS effective July 22, 2013, Harold C. Moll (“Moll”) was appointed as a director and officer of SaaSMax, Inc. (the “Company”); AND WHEREAS Moll has resigned as a director and officer of the Company, AND WHEREAS the parties wish to enter into this mutual release releasing all claims which they may have against each other, NOW THEREFORE in consideration of the foregoi |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing SEC FILE NUMBER 000-54504 CUSIP NUMBER (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form |
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| August 28, 2013 |
Current Report on Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 27, 2013 |
Current Report on Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2013 |
- FORM 12B-25 NOTIFICATION OF LATE FILING Form 12b-25 Notification of Late Filing U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-54504 CUSIP NUMBER . Form 10-K . Form 20-F . Form 11-K X . Form 10-Q . Form 10-D . Form N-SAR . Form N-CSR For period ended: June 30, 2013 . Transition Report on Form 10-K . Transition Report on Form 20-F . Transition Report on Form 11-K |
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| August 2, 2013 |
SAAX / Nouveau Ventures Inc. / MOLL HAROLD C - SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 SAASMAX, INC. (Name of Issuer) SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 78514T101 (CUSIP Number) HAROLD C. MOLL Box 866, Georgetown, Grand Cayman, British West Indies (818)-249-1157 (Name, Address and Telephone Number o |
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| August 1, 2013 |
SAAX / Nouveau Ventures Inc. / RAINER ROB - SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 SAASMAX, INC. (Name of Issuer) SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 78514T101 (CUSIP Number) ROB RAINER 3254 Prospect Ave., La Crescenta, CA 91214 (818)-249-1157 (Name, Address and Telephone Number of Person Authori |
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| July 25, 2013 |
Form 8-K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 25, 2013 |
MANAGEMENT CONSULTING AGREEMENT Exhibit 10.3 Management Consulting Agreement Exhibit 10.3 MANAGEMENT CONSULTING AGREEMENT THIS AGREEMENT is dated effective as of the 22nd day of July, 2013 (“Effective Date”). BETWEEN: ROB RAINER, an individual with an address of 3254 Prospect Avenue, La Crescenta, CA 91214 (the “Consultant”) OF THE FIRST PART AND: SaaSMAX, INC., a company duly formed under the laws of Nevada, with its principal |
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| July 25, 2013 |
MANAGEMENT CONSULTING AGREEMENT Exhibit 10.2 Management Consulting Agreement Exhibit 10.2 MANAGEMENT CONSULTING AGREEMENT THIS AGREEMENT is dated effective as of the 22nd day of July, 2013 (“Effective Date”). BETWEEN: HAROLD C. MOLL, an individual with an address at Unit 45, Lacovia Condominium, Seven Mile Beach, Grand Cayman, BWI (the “Consultant”) OF THE FIRST PART AND: SaaSMAX, INC., a company duly formed under the laws of Ne |
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| July 25, 2013 |
SAASMAX, INC. July 22, 2013 Adoption of New By-Law - Section 2A to Article III - Directors Exhibit 3.1 Bylaw No 2A to Article III Directors Exhibit 3.1 SAASMAX, INC. July 22, 2013 Adoption of New By-Law - Section 2A to Article III - Directors Section 2A. The Directors may, by unanimous vote, increase or decrease the number of directors, subject to maximum and minimum as permitted by the Corporation’s Articles of Incorporation. The Directors may, by unanimous vote, fill any vacancies cre |
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| July 16, 2013 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement - FORM 8-K CURRENT REPORT FORM 8-K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 16, 2013 |
EXCLUSIVE DISTRIBUTOR AGREEMENT Exhibit 10.1 Exclusive Distributor Agreement EXHIBIT 10.1 EXCLUSIVE DISTRIBUTOR AGREEMENT THIS EXCLUSIVE DISTRIBUTOR AGREEMENT (“Agreement”) is made as of July 9, 2013 (the “Effective Date”) between California Clean Air Technologies, LLC, a Nevada limited liability company, with offices located at 31936 Theresa Ct., Menifee, California 92584, facsimile no. 1-888-361-331, email address: Michael@cal |
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| July 16, 2013 |
EX-10.3 4 f8k071513ex10z3.htm EXHIBIT 10.3 ASSET PURCHASE AGREEMENT EXHIBIT 10.3 ASSET TRANSFER AGREEMENT THIS AGREEMENT made effective as of the 1st day of July, 2013 BETWEEN: SaaSMAX, INC., a company duly formed under the laws of Nevada, with its principal office at 7770 Regents Road, Suite 113-129 San Diego, CA 92122 (hereinafter called the “Parent”) OF THE FIRST PART AND: SaaSMAX CORP., a comp |
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| July 16, 2013 |
Exhibit 10.2 Promissory Note EXHIBIT 10.2 PROMISSORY NOTE EXECUTED BY: SAASMAX, INC. (the "Borrower") IN FAVOR OF: CALIFORNIA CLEAN AIR TECHNOLOGIES, LLC (the "Lender") PRINCIPAL AMOUNT: $50,000 (U.S.) EFFECTIVE DATE: July 9, 2013 FOR VALUE RECEIVED, the Borrower hereby promises to pay to or to the order of the Lender on or before July 30, 2013 (the “Maturity Date”), the principal sum of $50,000 ( |
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| July 16, 2013 |
Exhibit 10.4 Share Exchange Agreement EXHIBIT 10.4 SHARE EXCHANGE AGREEMENT THIS SHARE EXCHANGE AGREEMENT (hereinafter referred to as this “Agreement”) is entered into as of this 10th day of July, 2013, by and between SaaSMAX Inc., a Nevada corporation (hereinafter referred to as “SaaSMAX ”) and Dina Moskowitz , the majority shareholder of SaaSMAX (hereinafter referred to as “Shareholder”), upon t |
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| July 12, 2013 |
- FORM 14F-1 INFORMATION STATEMENT FORM 14F-1 Information Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 17, 2013 |
AMENDED CONVERTIBLE PROMISSORY NOTE Exhibit 10.4 THIS NOTE AND THE SHARES OF COMMON STOCK ACQUIRABLE ON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL, WHICH COUNSEL AND OPINION SHALL BE SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATION IS NOT REQUIRED. |
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| April 17, 2013 |
AMENDED CONVERTIBLE PROMISSORY NOTE Exhibit 10.7 THIS NOTE AND THE SHARES OF COMMON STOCK ACQUIRABLE ON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL, WHICH COUNSEL AND OPINION SHALL BE SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATION IS NOT REQUIRED. |
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| April 17, 2013 |
AMENDED CONVERTIBLE PROMISSORY NOTE Exhibit 10.3 THIS NOTE AND THE SHARES OF COMMON STOCK ACQUIRABLE ON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL, WHICH COUNSEL AND OPINION SHALL BE SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATION IS NOT REQUIRED. |
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| April 17, 2013 |
AMENDED CONVERTIBLE PROMISSORY NOTE EX-10.5 5 saasex10520130416.htm OCTOBER 26, 2012 CONVERTIBLE NOTE Exhibit 10.5 THIS NOTE AND THE SHARES OF COMMON STOCK ACQUIRABLE ON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL, WHICH COUNSEL AND OPINION SHALL BE SAT |
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| April 17, 2013 |
Entry into a Material Definitive Agreement - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2012 SaaSMAX, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| April 17, 2013 |
AMENDED CONVERTIBLE PROMISSORY NOTE Exhibit 10.2 THIS NOTE AND THE SHARES OF COMMON STOCK ACQUIRABLE ON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL, WHICH COUNSEL AND OPINION SHALL BE SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATION IS NOT REQUIRED. |
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| April 17, 2013 |
THIS NOTE AND THE SHARES OF COMMON STOCK ACQUIRABLE ON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL, WHICH COUNSEL AND OPINION SHALL BE SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATION IS NOT REQUIRED. |
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| April 17, 2013 |
Exhibit 10.9 January 24, 2013 Jeffrey Fink Jeffrey P. Fink and Shana E. Fink Family Trust Dated October 23, 2012 4325 Hawk Street, San Diego, CA 92103 Dear Jeff, This letter shall serve as to confirm and acknowledge that, for purposes of clarity and to avoid ambiguity, the Maturity Dates for the six Convertible Promissory Notes (the "Notes") held by Jeffrey P. Fink and Shana E. Fink Family Trust D |
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| April 17, 2013 |
AMENDED CONVERTIBLE PROMISSORY NOTE Exhibit 10.6 THIS NOTE AND THE SHARES OF COMMON STOCK ACQUIRABLE ON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL, WHICH COUNSEL AND OPINION SHALL BE SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATION IS NOT REQUIRED. |
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| April 17, 2013 |
- POST EFFECTIVE AMENDMENT A-4 As filed with the Securities and Exchange Commission on April 17, 2013 Securities Act File No. |
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| March 26, 2013 |
- POST AFFECTIVE AMENDMENT A-3 - MARKED As filed with the Securities and Exchange Commission on February 13March 26, 2013 Securities Act File No. |
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| March 26, 2013 |
VIA EDGAR March 25, 2013 Securities and Exchange Commission 100 F Street, N.E. Judiciary Plaza Washington, D.C. 20549 Attn: Division of Corporation Finance, Re: SaaSMAX, Inc. Form 10-Q for the Quarterly Period ended September 30, 2012 filed November 9, 2012 File No. 333-174403 Dear Ladies and Gentlemen: At the request of SaaSMAX, Inc., (the “Company”), we are again responding to the comments raise |
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| March 26, 2013 |
- POST EFFECTIVE AMENDMENT A-3 As filed with the Securities and Exchange Commission on March 26, 2013 Securities Act File No. |
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| February 14, 2013 |
- POST AFFECTIVE AMENDMENT A-2 - REDLINED As filed with the Securities and Exchange Commission on February 13 , 2013 Securities Act File No. |
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| February 14, 2013 |
Financial Statements and Exhibits - SAAS 8-K/A-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A-3 CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 23, 2013 SaaSMAX, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Commission File N |
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| February 14, 2013 |
VIA EDGAR February 14, 2013 Securities and Exchange Commission 100 F Street, N.E. Judiciary Plaza Washington, D.C. 20549 Attn: Division of Corporation Finance, Re: SaaSMAX, Inc. File No. 333-174403 Dear Ladies and Gentlemen: At the request of SaaSMAX, Inc., (the “Company”), we are again responding to the comments raised by the Staff of the Securities and Exchange Commission (the “Commission”) in t |
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| February 14, 2013 |
Exhibit 16.1 Kyle L. Tingle, CPA, LLC February 13, 2013 Securities and Exchange· Commission 100 F Street, N.E. Washington,. D.C. Re: SaaSMAX, Inc. File No.000-54504 Commissioners: I have read Item 4.01 of the Form 8-K/A-2 dated February 13, 2013 of SaaSMAX, Inc. (Commission Number 000-54504). At this time, there are accounting disagreements on the financial statements filed with the Securities and |
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| February 13, 2013 |
- POST AFFECTIVE AMENDMENT A-2 As filed with the Securities and Exchange Commission on February 13, 2013 Securities Act File No. |
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| February 13, 2013 |
VIA EDGAR February 13, 2013 Securities and Exchange Commission 100 F Street, N.E. Judiciary Plaza Washington, D.C. 20549 Attn: Division of Corporation Finance, Re: SaaSMAX, Inc. File No. 333-174403 Dear Ladies and Gentlemen: At the request of SaaSMAX, Inc., (the “Company”), we are responding to the comments raised by the Staff of the Securities and Exchange Commission (the “Commission”) in the com |
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| February 12, 2013 |
Exhibit 16.1 Kyle L. Tingle CPA, LLC 3145 E. Warm Springs Road, Suite 200 Las Vegas, Nevada 89120 (702) 450-2200 (o) (702) 436-4218 (f) February 8, 2013 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: SaaSMAX, Inc. File No. 000-54504 Commissioners: I have read Item 4.01 of the 8-K/A dated February 4, 2013 of SaasMAX, Inc. (Commission File Number 000-54504). At this |
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| February 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A-2 CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 23, 2013 SaaSMAX, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Commission File N |
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| February 7, 2013 |
- POST EFFECTIVE AMENDMENT NO.1 A-1 As filed with the Securities and Exchange Commission on February 7, 2013 Securities Act File No. |
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| February 7, 2013 |
VIA EDGAR February 7, 2013 Securities and Exchange Commission 100 F Street, N.E. Judiciary Plaza Washington, D.C. 20549 Attn: Division of Corporation Finance, Re: SaaSMAX, Inc. File No. 333-174403 Dear Ladies and Gentlemen: At the request of SaaSMAX, Inc., (the “Company”), we are responding to the comments raised by the Staff of the Securities and Exchange Commission (the “Commission”) in the comm |
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| February 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 23, 2013 SaaSMAX, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 4, 2013 |
VIA EDGAR February 4, 2013 Securities and Exchange Commission 100 F Street, N.E. Judiciary Plaza Washington, D.C. 20549 Attn: Division of Corporation Finance, Re: SaaSMAX, Inc. File No. 333-174403 Dear Ladies and Gentlemen: At the request of SaaSMAX, Inc., (the “Company”), we are responding to the comments raised by the Staff of the Securities and Exchange Commission (the “Commission”) in the comm |
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| January 30, 2013 |
As filed with the Securities and Exchange Commission on January 30, 2013 Securities Act File No. |
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| January 28, 2013 |
Current Report on Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): £ Form 10-K o Form 20-F o Form 11-K T Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report |
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| November 5, 2012 |
HAMILTON, P.C. 2121 S Oneida St., Ste 312 Denver, CO 80224 (303) 548-8072 Exhibit 16.1 HAMILTON, P.C. 2121 S Oneida St., Ste 312 Denver, CO 80224 (303) 548-8072 November 2, 2012 Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 RE: SaaSMAX, Inc. File No. 000-54504 Commissioners: We have read Item 4.01 of the Form 8-K dated October 22, 2012, of SaaSMAX, Inc. and are in agreement with the statements contained therein insofar as they relate to our |
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| November 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 22, 2012 SaaSMAX, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54504 27-4636847 (State or other jurisdiction of incorporation) (Commission File Numbe |
