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| CIK | 1060232 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Collective Brands, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| October 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-14770 COLLECTIVE BRANDS, INC. (Exact name of registrant as specified in |
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| October 9, 2012 |
FORM S-8 POS Registration No. 333-143699 Registration No. 333-159704 Registration No. 333-143698 Registration No. 333-134558 Registration No. 333-133098 Registration No. 333-67684 Registration No. 333-30371 Registration No. 333-25877 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-143699 POST-EFFECTIV |
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| October 9, 2012 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| October 9, 2012 |
FORM S-8 POS Registration No. 333-143699 Registration No. 333-159704 Registration No. 333-143698 Registration No. 333-134558 Registration No. 333-133098 Registration No. 333-67684 Registration No. 333-30371 Registration No. 333-25877 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-143699 POST-EFFECTIV |
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| October 9, 2012 |
JOINT FILING UNDERTAKING Page 1 of 1 Exhibit A JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party. |
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| October 9, 2012 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION COLLECTIVE BRANDS, INC. ARTICLE ONE EX-3.1 2 d421445dex31.htm AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COLLECTIVE BRANDS, INC. ARTICLE ONE The name of the corporation is Collective Brands, Inc. ARTICLE TWO The address of the corporation’s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, Coun |
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| October 9, 2012 |
S-8 POS 1 d420629ds8pos.htm FORM S-8 POS Registration No. 333-143699 Registration No. 333-159704 Registration No. 333-143698 Registration No. 333-134558 Registration No. 333-133098 Registration No. 333-67684 Registration No. 333-30371 Registration No. 333-25877 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT |
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| October 9, 2012 |
PSS / Collective Brands, Inc. / BLUM CAPITAL PARTNERS LP - FORM SCHEDULE 13D/A Activist Investment FORM SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 9, 2012 |
FORM S-8 POS Registration No. 333-143699 Registration No. 333-159704 Registration No. 333-143698 Registration No. 333-134558 Registration No. 333-133098 Registration No. 333-67684 Registration No. 333-30371 Registration No. 333-25877 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-143699 POST-EFFECTIV |
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| October 9, 2012 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 22, 2012, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 9, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 9, 2012 Collective Brands, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-14770 43-1813160 (State or Other Jurisdiction of Incorporation) (C |
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| October 9, 2012 |
FORM S-8 POS Registration No. 333-143699 Registration No. 333-159704 Registration No. 333-143698 Registration No. 333-134558 Registration No. 333-133098 Registration No. 333-67684 Registration No. 333-30371 Registration No. 333-25877 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-143699 POST-EFFECTIV |
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| October 9, 2012 |
Amended and Restated Bylaws Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF COLLECTIVE BRANDS, INC., A Delaware Corporation Adopted October 9, 2012 ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation in the State of Delaware shall be located at Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of |
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| October 9, 2012 |
FORM S-8 POS Registration No. 333-143699 Registration No. 333-159704 Registration No. 333-143698 Registration No. 333-134558 Registration No. 333-133098 Registration No. 333-67684 Registration No. 333-30371 Registration No. 333-25877 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-143699 POST-EFFECTIV |
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| October 9, 2012 |
FORM S-8 POS Registration No. 333-143699 Registration No. 333-159704 Registration No. 333-143698 Registration No. 333-134558 Registration No. 333-133098 Registration No. 333-67684 Registration No. 333-30371 Registration No. 333-25877 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-143699 POST-EFFECTIV |
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| October 9, 2012 |
FORM S-8 POS Registration No. 333-143699 Registration No. 333-159704 Registration No. 333-143698 Registration No. 333-134558 Registration No. 333-133098 Registration No. 333-67684 Registration No. 333-30371 Registration No. 333-25877 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-143699 POST-EFFECTIV |
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| October 9, 2012 |
POS AM Registration No. 333-126670 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COLLECTIVE BRANDS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 43-1813160 (State of Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification |
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| September 7, 2012 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 7, 2012 Collective Brands, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-14770 43-1813160 (State or Other Jurisdiction of Incorporation) (Comm |
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| September 7, 2012 |
Important Change to Your 401(k) Investment Line-Up EX-99.1 Exhibit 99.1 Important Change to Your 401(k) Investment Line-Up Collective Brands, Inc. Common Stock Fund will no longer be an investment option in the Collective Brands 401(k) Profit Sharing Plan, the Collective Brands Puerto Rico Profit Sharing Plan or the Collective Brands Performance + Lifestyle Group Employee Savings & Investment Plan On May 1, 2012, Collective Brands, Inc. (“Collecti |
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| August 31, 2012 |
8-K 1 v3228698k.htm FORM 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2012 Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of |
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| August 31, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 28, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1- |
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| August 31, 2012 |
Collective Brands Reports 2012 Second Quarter Financial Results Same Store Sales Up 2. |
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| August 21, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 21, 2012 Collective Brands, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-14770 43-1813160 (State or Other Jurisdiction of Incorporation) (C |
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| August 8, 2012 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| August 6, 2012 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 6, 2012 (August 3, 2012) Collective Brands, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-14770 43-1813160 (State or Other Jurisdiction of Incorpo |
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| August 6, 2012 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| July 26, 2012 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| July 19, 2012 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 3, 2012 |
PRER14A 1 d359691dprer14a.htm PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, f |
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| July 2, 2012 |
CORRESP July 2, 2012 Via EDGAR Mr. John Reynolds, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, DC 20549. Re: Collective Brands, Inc. Preliminary Proxy Statement on Schedule 14A Filed June 1, 2012 File No. 001-14770 Dear Mr. Reynolds: On behalf of our client, Collective Brands, Inc. (the “Company”), this letter responds to the comments of the |
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| June 14, 2012 |
Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Michael J. |
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| June 14, 2012 |
Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Robert J. |
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| June 14, 2012 |
Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Michael J. |
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| June 7, 2012 |
EX-99.1 2 d366760dex991.htm PRESS RELEASE OF COLLECTIVE BRANDS, INC. DATED JUNE 7, 2012 Exhibit 99.1 Collective Brands Announces Early Termination of Hart-Scott-Rodino Waiting Periods for its Planned Sale to Wolverine World Wide, Blum Capital Partners and Golden Gate Capital TOPEKA, Kan., June 7, 2012 — Collective Brands, Inc. (NYSE: PSS) today announced that the U.S. Federal Trade Commission has |
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| June 7, 2012 |
Press Release of Collective Brands, Inc. dated June 7, 2012 Exhibit 99.1 Collective Brands Announces Early Termination of Hart-Scott-Rodino Waiting Periods for its Planned Sale to Wolverine World Wide, Blum Capital Partners and Golden Gate Capital TOPEKA, Kan., June 7, 2012 — Collective Brands, Inc. (NYSE: PSS) today announced that the U.S. Federal Trade Commission has granted early termination of |
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| June 7, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2012 (June 7, 2012) Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorpo |
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| June 7, 2012 |
Form 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2012 (June 7, 2012) Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorpo |
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| June 6, 2012 |
COLLECTIVE BRANDS, INC. 3231 SE Sixth Avenue Topeka, KS 66607-2207 (785) 233-5171 EX-10.2 3 d339061dex102.htm 2012 RESTRICTED STOCK PLAN FOR NON-MANAGEMENT DIRECTORS FORM OF AWARD AGREEMENT Exhibit 10.2 COLLECTIVE BRANDS, INC. 3231 SE Sixth Avenue Topeka, KS 66607-2207 (785) 233-5171 Restricted Stock Award Agreement [Date] [Name] [Address] [City, ST, ZIP] Dear [First Name]: Pursuant to the terms and conditions of the Stock Plan for Non-Management Directors of Collective Brands, |
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| June 6, 2012 |
COLLECTIVE BRANDS, INC. 2011 DISCRETIONARY CASH AWARD AGREEMENT EX-10.4 5 d339061dex104.htm FORM OF AWARD AGREEMENT FOR 2011 LONG TERM DISCRETIONARY CASH AWARD AGREEMENT Exhibit 10.4 COLLECTIVE BRANDS, INC. 2011 DISCRETIONARY CASH AWARD AGREEMENT Pursuant to the terms and conditions of the Collective Brands, Inc. Incentive Compensation Plan (the “Plan”), you have been granted the cash award outlined below: Granted to: name SSN Grant Date: date Amount Granted: |
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| June 6, 2012 |
EX-10.5 6 d339061dex105.htm FORM OF AWARD AGREEMENT FOR LONG TERM DISCRETIONARY CASH AWARD AGREEMENT AMEND. Exhibit 10.5 Date: May 7, 2012 To: Executive Name Re: Discretionary Cash Award Agreement As part of our ongoing review of company plans and agreements, we have reviewed the Discretionary Cash Award Agreements for the following awards (collectively, your “Award”) granted by Collective Brands, |
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| June 6, 2012 |
DISCRETIONARY CASH AWARD AGREEMENT Form of Award Agreement for 2010 Long Term Discretionary Cash Award Agreement Exhibit 10. |
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| June 6, 2012 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 6, 2012 |
EX-10.1 2 d339061dex101.htm COLLECTIVE BRANDS, INC. SUPPLEMENTARY RETIREMENT ACCOUNT BALANCE PLAN Exhibit 10.1 COLLECTIVE BRANDS, INC. SUPPLEMENTARY RETIREMENT ACCOUNT PLAN As Amended and Restated May 1, 2012 TABLE OF CONTENTS Section 1. Definitions 1 1.1 Account Balance 1 1.2 Actuarial Equivalent 1 1.3 Associate 1 1.4 Basic Credit 1 1.5 Basic Credit Account 1 1.6 Cause 1 1.7 CEO 2 1.8 Change in C |
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| June 6, 2012 |
2012 COLLECTIVE BRANDS, INC. STOCK INCENTIVE PLAN Exhibit 10.6 2012 COLLECTIVE BRANDS, INC. STOCK INCENTIVE PLAN Section 1: Purpose The purpose of the 2012 Collective Brands, Inc. Stock Incentive Plan (the “Plan”) is to promote the interests of Collective Brands, Inc. (the “Company”), its Subsidiaries and stockholders by (i) attracting and retaining individuals eligible to participate in the Plan; (ii) motivating such individuals by providing inc |
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| June 1, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| May 24, 2012 |
Collective Brands' Stockholders Pass Proposals at Corporation's Annual Meeting EX-99.1 2 v314443ex99-1.htm EXHIBIT 99.1 Collective Brands' Stockholders Pass Proposals at Corporation's Annual Meeting TOPEKA, Kan., May 24, 2012 /PRNewswire/ - Stockholders of Collective Brands, Inc. (NYSE: PSS) today at the Corporation's annual meeting re-elected all three of the Company's nominees to the Collective Brands Board of Directors, approved an advisory vote on executive compensation, |
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| May 24, 2012 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2012 Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporation) (Commission File |
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| May 22, 2012 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2012 Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporation) (Commission File |
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| May 22, 2012 |
Collective Brands Reports 2012 First Quarter Financial Results Same Store Sales Up 8. |
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| May 16, 2012 |
8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2012 Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporation) (Commission |
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| May 14, 2012 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| May 11, 2012 |
PSS / Collective Brands, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) COLLECTIVE BRANDS INC (Name of Issuer) COM (Title of Class of Securities) 19421W100 (CUSIP Number) April 30, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| May 3, 2012 |
EX-99.D 4 d343138dex99d.htm LIMITED GUARANTEE Exhibit D CONFIDENTIAL LIMITED GUARANTEE THIS LIMITED GUARANTEE, dated as of May 1, 2012 (this “Limited Guarantee”), is made by Blum Strategic Partners IV, L.P., a Delaware limited partnership (“Guarantor”), in favor of Collective Brands, Inc., a Delaware corporation (the “Company”). Reference is hereby made to that certain Agreement and Plan of Merger |
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| May 3, 2012 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| May 3, 2012 |
EX-99.A 2 d343138dex99a.htm JOINT FILING UNDERTAKING Page 1 of 1 Exhibit A JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf o |
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| May 3, 2012 |
Amendment No. 1 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* Under the Securities Exchange Act of 1934 Collective Brands, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 19421W100 (CUSIP Number) Gwen G. Reinke Blum Capital Partners, L.P. 909 Montgomery Street, Suite 400 San Franc |
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| May 3, 2012 |
EX-99.F 6 d343138dex99f.htm SPONSORS AGREEMENT Exhibit F EXECUTION VERSION SPONSORS AGREEMENT This Sponsors Agreement (this “Agreement”) is made as of May 1, 2012, by and between Golden Gate Private Equity, Inc. and its affiliated investment funds ( “Golden Gate”); and Blum Capital Partners, L.P. and its affiliated investment funds (“Blum”, and collectively with Golden Gate, the “Sponsors”). Capit |
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| May 3, 2012 |
Interim Agreement Exhibit E EXECUTION VERSION INTERIM AGREEMENT This Interim Agreement (this “Agreement”) is made as of May 1, 2012, by and among WBG-PSS Holdings LLC, a Delaware limited liability company (“Parent”), WBG-PSS Merger Sub Inc. |
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| May 3, 2012 |
EX-99.C 3 d343138dex99c.htm FORM OF VOTING UNDERTAKING Exhibit C FORM OF VOTING UNDERTAKING Reference is made to Section 6.13 of the Agreement and Plan of Merger, dated as of the date hereof (the “Merger Agreement”), among Collective Brands, Inc., a Delaware corporation (the “Company”), WBG—PSS Merger Sub Inc., a Delaware limited liability company (“Parent”), WBG—PSS Holdings LLC, a newly formed D |
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| May 2, 2012 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among COLLECTIVE BRANDS, INC., WBG - PSS HOLDINGS LLC, WBG - PSS MERGER SUB INC., and solely for purposes of Sections 6.5, 6.8, 6.9 (other than 6.9(e)), 6.13, 6.14(a), 6.17 and ARTICLE IX, WOLVERINE WORLD WIDE, INC. Dated as of May 1, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER; CLOSING; EFFECTIVE TIME 1.1. The Merger 2 1.2. Closing 2 |
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| May 2, 2012 |
8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2012 (April 29, 2012) Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporati |
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| May 2, 2012 |
EX-2.1 2 d342679dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among COLLECTIVE BRANDS, INC., WBG - PSS HOLDINGS LLC, WBG - PSS MERGER SUB INC., and solely for purposes of Sections 6.5, 6.8, 6.9 (other than 6.9(e)), 6.13, 6.14(a), 6.17 and ARTICLE IX, WOLVERINE WORLD WIDE, INC. Dated as of May 1, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER; CLOSING; EFFECTIVE TIME |
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| May 2, 2012 |
8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2012 (April 29, 2012) Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporati |
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| May 1, 2012 |
Financial Statements and Exhibits, Other Events - 8-K 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2012 Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporation) (Commission F |
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| May 1, 2012 |
Financial Statements and Exhibits, Other Events - 8-K 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2012 Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporation) (Commission F |
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| May 1, 2012 |
EX-99.1 Exhibit 99.1 To: All Collective Brands Associates From: Michael J. Massey As you know, since August of last year, our Board of Directors, together with management, has been engaged in a comprehensive strategic and financial review with the goal of enhancing shareholder value. That process has successfully concluded and just a moment ago we announced that Collective Brands will be acquired |
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| May 1, 2012 |
8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2012 Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporation) (Commission F |
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| May 1, 2012 |
EX-99.1 Exhibit 99.1 FOR WOLVERINE: Senior Vice President & Chief Financial Officer Don Grimes (616) 863-4404 FOR BLUM CAPITAL: Owen Blicksilver PR, Inc. Owen Blicksilver (516) 742-5950 FOR GOLDEN GATE CAPITAL: Sard Verbinnen & Co Nathaniel Garnick (212) 687-8080 Jenny Gore (415) 618-8750 FOR COLLECTIVE BRANDS: Executive Vice President and Chief Administrative Officer Douglas J. Treff (investors) |
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| May 1, 2012 |
8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2012 Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14770 43-1813160 (State or other jurisdiction of incorporation) (Commission F |
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| May 1, 2012 |
EX-99.1 Exhibit 99.1 FOR WOLVERINE: Senior Vice President & Chief Financial Officer Don Grimes (616) 863-4404 FOR BLUM CAPITAL: Owen Blicksilver PR, Inc. Owen Blicksilver (516) 742-5950 FOR GOLDEN GATE CAPITAL: Sard Verbinnen & Co Nathaniel Garnick (212) 687-8080 Jenny Gore (415) 618-8750 FOR COLLECTIVE BRANDS: Executive Vice President and Chief Administrative Officer Douglas J. Treff (investors) |
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| May 1, 2012 |
EX-99.1 Exhibit 99.1 To: All Collective Brands Associates From: Michael J. Massey As you know, since August of last year, our Board of Directors, together with management, has been engaged in a comprehensive strategic and financial review with the goal of enhancing shareholder value. That process has successfully concluded and just a moment ago we announced that Collective Brands will be acquired |
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| April 13, 2012 |
Definitive proxy statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 22, 2012 |
Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 22, 2012 |
EX-10.31 Exhibit 10.31 COLLECTIVE BRANDS, INC. EMPLOYEE STOCK PURCHASE PLAN (as amended and restated effective November 10, 2011) 1. PURPOSE AND EFFECT OF PLAN The purpose of the Plan is to provide associates, including executive officers, an opportunity to purchase Common Stock of Collective Brands, Inc. (the “Company”) through payroll deductions at a discount on a tax deferred basis. It is belie |
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| March 22, 2012 |
EX-21.1 5 d268842dex211.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES OF REGISTRANT The corporations listed below are subsidiaries of Registrant, and all are included in the consolidated financial statements of Registrant as subsidiaries (unnamed subsidiaries, considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary): Name Jurisdiction in which organized Collective |
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| March 22, 2012 |
2006 COLLECTIVE BRANDS, INC. STOCK INCENTIVE PLAN AMENDED AND RESTATED MAY 21, 2009 EX-10.3 Exhibit 10.3 2006 COLLECTIVE BRANDS, INC. STOCK INCENTIVE PLAN AMENDED AND RESTATED MAY 21, 2009 Section 1: Purpose The purpose of the 2006 Collective Brands, Inc. Stock Incentive Plan as amended and restated (the “Plan”) is to promote the interests of Collective Brands, Inc. (the “Company”), its Subsidiaries and stockholders by (i) attracting and retaining individuals eligible to particip |
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| March 22, 2012 |
Regulation FD Disclosure, Results of Operations and Financial Condition - 8-K/A 8-K/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 28, 2012 Date of Report (Date of earliest event reported) COLLECTIVE BRANDS, INC. (Exact Name of Registrant as Specified in its Charter) DELAWARE 1-14770 43-1813160 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| March 22, 2012 |
COLLECTIVE BRANDS, INC. 2011 PERFORMANCE SHARE UNIT AGREEMENT EX-10.12 Exhibit 10.12 COLLECTIVE BRANDS, INC. 2011 PERFORMANCE SHARE UNIT AGREEMENT Pursuant to the terms and conditions of the 2006 Collective Brands, Inc. Stock Incentive Plan (the “2006 Plan”), you have been granted the performance share units outlined below: Granted to: name SSN Grant Date: date Performance Share Units Granted: units Expiration Date: expiration Performance Metrics & Vesting S |
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| February 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 28, 2012 (Date of earliest event reported) Collective Brands, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-14770 (Commission File Num |
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| February 28, 2012 |
Collective Brands Reports 2011 Fourth Quarter, Annual Financial Results Quarterly Comp Sales Up Nearly 2%; Strategic Initiatives at Payless, Stride Rite Retail Gained Traction in the Quarter; PLG Quarterly Sales Growth of 19%; Record Annual Sales of $1 Billion TOPEKA, KS - (Marketwire - February 28, 2012) - Collective Brands, Inc. |
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| February 13, 2012 |
Correspondence Letter February 13, 2012 United States Securities and Exchange Commission Attn: Ms. |
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| January 31, 2012 |
CORRESP Collective Brands, Inc. 3231 SE 6th Avenue Topeka, KS 66607 January 31, 2012 United States Securities and Exchange Commission Attn: Ms. Tia Jenkins, Senior Assistant Chief Accountant Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Dear Ms. Jenkins: We acknowledge the receipt of your letter dated January 24, 2012 regarding the SEC staff’s review of Collective Brands, |
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| January 26, 2012 |
PSS / Collective Brands, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) COLLECTIVE BRANDS INC (Name of Issuer) COM (Title of Class of Securities) 19421W100 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
