NMEX / Northern Minerals & Exploration Ltd. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Northern Minerals & Exploration Ltd.
US ˙ OTCPK

Grundläggande statistik
CIK 1415744
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northern Minerals & Exploration Ltd.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
June 16, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 ☐ TRANSITION REPORT U

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

May 12, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2025 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation)

March 17, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

March 13, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 12, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 12, 2025 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation)

December 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

October 29, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATI

June 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 ☐ TRANSITION REPORT U

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

March 18, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 ☐TRANSITION REPORT U

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 or ☐TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

December 12, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

October 30, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATI

June 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 ☐ TRANSITION REPORT U

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

March 17, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

December 15, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

October 31, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATI

June 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 ☐ TRANSITION REPORT U

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

March 17, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2022 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

December 15, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

November 17, 2021 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2021 Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2021 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other j

October 29, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2021 Commission File Number 333-14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2021 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction ofinco

June 14, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 ☐ TRANSITION REPORT U

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

March 17, 2021 10-Q

Quarterly Report - QUARTERLY REPORT

10-Q 1 nmex10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2021 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

December 14, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

October 29, 2020 10-K

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2020 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction ofinco

July 9, 2020 10-Q

Quarterly Report - PRIMARY DOCUMENT

10-Q 1 nmex10q.htm PRIMARY DOCUMENT Fjanuary UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Comm

July 9, 2020 10-Q

Quarterly Report - PRIMARY DOCUMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2020 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

June 25, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

June 4, 2020 10-K

Annual Report - ANNUAL REPORT

10-K 1 nmex10k.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2019 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (S

February 14, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2020 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation

February 14, 2020 EX-16.1

February 14, 2020

Exhibit 16.1 February 14, 2020 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: Northern Minerals & Exploration Ltd. Dear Sir or Madam: We have read the statements made by Northern Minerals & Exploration Ltd. (“the Company”) which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 “Changes in Registrant’s Certifying Acc

December 16, 2019 NT 10-Q

NMEX / Northern Minerals & Exploration Ltd. NT 10-Q - - NOTIFICATION OF LATE FILING

OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 16, 2019 PRE 14C

NMEX / Northern Minerals & Exploration Ltd. PRE 14C - - PRE 14C

PRE 14C 1 nmexpre14c.htm PRE 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)2)) [ ] Definitive Information Statement NORTHERN MINERALS & EXPLORATION LTD. (Name of Registrant as Specified

October 29, 2019 NT 10-K

NMEX / Northern Minerals & Exploration Ltd. NT 10-K - - NOTIFICATION OF LATE FILING

NT 10-K 1 nmexnt10k.htm NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: February 28, 2022 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 333-146934 CUSIP NUMBER NOTIFICATION OF LATE FILING 665416 103 (Check one): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form

June 19, 2019 10-Q

NMEX / Northern Minerals & Exploration Ltd. 10-Q - Quarterly Report - QUARTERLY REPORT

10-Q 1 nmex10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi

June 14, 2019 NT 10-Q

NMEX / Northern Minerals & Exploration Ltd. NT 10-Q - - FORM NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐Form 10-D ☐Form N-SAR ☐ Form N-CSR For Period Ended April 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transi

April 11, 2019 EX-99.2

AHL Holdings Ltd & Golden Sands Exploration Inc 11595 Bailey Crescent Surrey, BC Canada V3V 2V4

Exhibit 99.2 AHL Holdings Ltd & Golden Sands Exploration Inc 11595 Bailey Crescent Surrey, BC Canada V3V 2V4 By Email March 20, 2019 Northern Minerals and Exploration Ltd Suite 700, 10 West Broadway Salt Lake City, Utah USA 84101 Attn: Ivan Webb Re: New option agreement on the Swordfish Property, Winnemucca, Nevada Whereas ● Northern Minerals and Explorations Ltd (“Northern”) defaulted under the t

April 11, 2019 EX-99.1

NMEX ENTERS INTO AGREEMENT ON GOLD PROPERTY IN HUMBOLT COUNTY, NEVADA

Exhibit 99.1 NMEX ENTERS INTO AGREEMENT ON GOLD PROPERTY IN HUMBOLT COUNTY, NEVADA Salt Lake City, Utah, April 3, 2019 — Northern Minerals & Exploration Ltd. (Stock Symbol: NMEX) is pleased to announce that NMEX has finalized a new agreement to acquire an 80 percent interest in the Winnemucca Mountain gold and silver property, subject to a 3% net smelter royalty. The Winnemucca Mountain Property (

April 11, 2019 8-K

Financial Statements and Exhibits, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 25, 2019 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation)

March 25, 2019 10-Q

NMEX / Northern Minerals & Exploration Ltd. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2019 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

March 18, 2019 NT 10-Q

NMEX / Northern Minerals & Exploration Ltd. NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐Form 10-D ☐Form N-SAR ☐ Form N-CSR For Period Ended January 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tran

December 21, 2018 10-Q

NMEX / Northern Minerals & Exploration Ltd. QUARTERLY REPORT (Quarterly Report)

10-Q 1 f10q1018northernminerals.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2018 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr

December 17, 2018 NT 10-Q

NMEX / Northern Minerals & Exploration Ltd. NOTIFICATION OF LATE FILING

NT 10-Q 1 extf10q1018northernminerals.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended October 31, 2018 ☐ Transition Report on Form 10-K

November 13, 2018 10-K

NMEX / Northern Minerals & Exploration Ltd. ANNUAL REPORT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2018 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction of inco

October 29, 2018 NT 10-K

NMEX / Northern Minerals & Exploration Ltd. NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended July 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Trans

July 27, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 f8k070618northernminerals.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 6, 2018 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-055717

July 27, 2018 EX-99.1

NMEX Expands Board and Officers

Exhibit 99.1 NMEX Expands Board and Officers QUITMAN, Texas, July 10, 2018 Northern Minerals & Exploration Ltd. (Stock Symbol: NMEX) is pleased to announce the expansion of the Board of Directors and Officers. On Friday, July 6, 2018, Howard Siegel, sole director, of the Company added Noel Schaefer and Victor Miranda to the Board of Directors effective immediately. The new Board of Directors appoi

June 14, 2018 10-Q

NMEX / Northern Minerals & Exploration Ltd. QUARTERLY REPORT (Quarterly Report)

10-Q 1 f10q0418northernminerals.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2018 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from

May 29, 2018 10-Q

NMEX / Northern Minerals & Exploration Ltd. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2018 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

May 7, 2018 10-Q

NMEX / Northern Minerals & Exploration Ltd. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2017 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

April 11, 2018 10-K

NMEX / Northern Minerals & Exploration Ltd. ANNUAL REPORT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2017 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction of inco

February 9, 2018 10-Q

NMEX / Northern Minerals & Exploration Ltd. QUARTERLY REPORT (Quarterly Report)

10-Q 1 f10q0417northernminerals.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from

February 2, 2018 10-Q

NMEX / Northern Minerals & Exploration Ltd. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2017 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

January 12, 2018 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2016 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2016 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

November 20, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k111617northernminerals.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 16, 2017 NORTHERN MINERALS & EXPLORATION LTD. Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation) (C

November 20, 2017 EX-10.1

Memorandum of Understanding between Pemer Bacalar SAPI DE CV and Northern Minerals & Exploration, Ltd. dated November 16, 2017

Exhibit 10.1 Exhibit ? Item 9.01 MEMORANDUM OF UNDESTANDING 1. Parties (a) Northern Minerals & Exploration Ltd., a company incorporated under the state laws of Nevada, USA having its corporate offices at 1889 FM 2088, Quitman, Texas 75783 (?NMEX?); (b) Pemer Bacalar SAPI DE CV, a company incorporated under the state laws of, Quintana Roo, Mexico having its corporate offices at Calle 5 # 140 entre

September 1, 2017 8-K

Regulation FD Disclosure, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities

8-K 1 f8k082817northernminerals.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 28, 2017 NORTHERN MINERALS & EXPLORATION LTD. Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation) (Com

November 30, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2016 Commission File Number 333-146

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2016 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction of inco

November 29, 2016 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2016 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation

November 29, 2016 EX-16.1

GEORGE STEWART, CPA 316 17th AVENUE SOUTH SEATTLE, WASHINGTON 98144 (206) 328-8554 FAX(206) 328-0383

EX-16.1 2 f8k103116ex16inorthernmin.htm LETTER OF CONSENT FROM GEORGE STEWART, CPA Exhibit 16.1 GEORGE STEWART, CPA 316 17th AVENUE SOUTH SEATTLE, WASHINGTON 98144 (206) 328-8554 FAX(206) 328-0383 November 29, 2016 Securities and Exchange Commission 450 Fifth Street, NW Washington, D. C. 20549 Commissioners: We have read the statements made by Registrant, which we understand will be filed with the

July 14, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 ☐ TRANSITION REPORT U

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

June 14, 2016 NT 10-Q

Northern Minerals & Exploration NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended April 30, 2016 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tran

April 14, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2016 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2016 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

March 17, 2016 NT 10-Q

Northern Minerals & Exploration NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended January 31, 2016 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tr

December 22, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

December 15, 2015 NT 10-Q

Northern Minerals & Exploration NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended October 31, 2015 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tr

November 17, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2015 Commission File Number 333-146

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2015 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction of inco

October 29, 2015 NT 10-K

Northern Minerals & Exploration NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended July 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Trans

June 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 ☐ TRANSITION REPORT U

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

April 9, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 16, 2015 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation) (

April 9, 2015 EX-10.1

MULTI-WELL PURCHASE AND SALE AGREEMENT CONTINGENT UPON FUNDING

Exhibit 10.1 MULTI-WELL PURCHASE AND SALE AGREEMENT CONTINGENT UPON FUNDING This Agreement is by and between the Parties, EF VC2, LLC, a Texas limited liability company with mailing address at 4900 Woodway Drive, Suite 600, Houston, Texas, 77056 (?EF VC2?), and Northern Minerals and Exploration Ltd, a Nevada corporation with mailing address at 1301 Avenue M, Cisco, Texas 76437 (?Seller?). Effectiv

April 9, 2015 EX-10.2

Northern Minerals & Exploration Ltd. enters into Agreement on three wells on the Coleman County Lease in Texas

Exhibit 10.2 Northern Minerals & Exploration Ltd. enters into Agreement on three wells on the Coleman County Lease in Texas Cisco, Texas, April 9, 2015 - Northern Minerals & Exploration Ltd. (OTCQB: NMEX) (?Northern? or the ?Company?). Further to the Company?s news release of October 15, 2014 whereby Northern acquired a 75%WI in the Coleman County lease (?Lease?), subject to a 25% royalty. The Com

March 23, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2015 ☐ TRANSITION REPORT

10-Q 1 f10q0115northernminerals.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2015 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr

March 17, 2015 NT 10-Q

Northern Minerals & Exploration NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended January 31, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Repo

December 22, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2014 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

December 15, 2014 NT 10-Q

NMEX / Northern Minerals & Exploration Ltd. NT 10-Q - - NOTIFICATION OF LATE FILING

NT 10-Q 1 extf10q1014northernminerals.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended October 31, 2014 ☐ Transition Report on Form 10-K

November 19, 2014 EX-10.1

Terms of the Farm-Out Agreement

Exhibit 10.1 TERMS OF FARM-OUT AGREEMENT This Agreement shall set forth the terms and conditions of the FARM-OUT AGREEMENT entered into on the 14th day of October 2014 by and between the following parties for the consideration stated herein: First Party: Northern Minerals & Exploration Ltd., a public Corporation, registered and existing under the laws of Nevada, USA with offices located at 1301 Av

November 19, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 14, 2014 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation)

November 19, 2014 EX-10.2

Press Release date October 15, 2014

Exhibit 10.2 Northern Minerals & Exploration Ltd. Acquires Oil and Gas Lease in Coleman County, Texas Cisco, Texas, October 15, 2014 - Northern Minerals & Exploration Ltd. (OTCQB: NMEX) (“Northern”) is pleased to announce that it has acquired up to a 75% Working Interest (“WI”), subject to a 25% royalty royalty, in a 206.5 acre lease located in the northern part of Coleman County, Texas, with four

November 14, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2014 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction of inco

November 3, 2014 EX-10.5

NOTHERN MINERALS & EXPLORATION LTD. PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT ACCREDITED INVESTORS (U.S. AND NON-U.S. AND NON-U.S. INVESTORS) INSTRUCTIONS TO PURCHASER

Exhibit 10.5 NONE OF THE SECURITIES TO WHICH THIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT (THE "SUBSCRIPTION AGREEMENT") RELATES HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), OR ANY U.S. STATE SECURITIES LAWS, AND, UNLESS SO REGISTERED, NONE MAY BE OFFERED OR SOLD IN THE UNITED STATES OR TO U.S. PERSONS (AS DEFINED HEREIN) EXCEPT PURSUANT TO AN

November 3, 2014 EX-10.1

AMENDED AND RESTATED OPTION (Swordfish Property, Winnemucca, Nevada)

Exhibit 10.1 EXECUTION COPY AMENDED AND RESTATED OPTION AGREEMENT (Swordfish Property, Winnemucca, Nevada) THIS AGREEMENT dated for reference September 14, 2012, as last amended and restated on July 30, 2014 BETWEEN: AHL HOLDINGS LTD., a corporation duly incorporated pursuant to the laws of Nevada and having an office at 14309 Magdalen Avenue, White Rock, British Columbia V4B 2X1 (the “Optionor US

November 3, 2014 8-K

Financial Statements and Exhibits, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities

8-K 1 f8k073013northernminerals.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2013 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-055717

October 29, 2014 NT 10-K

NMEX / Northern Minerals & Exploration Ltd. NT 10-K - - NOTIFICATION OF LATE FILING

NT 10-K 1 extf10k2014northernminerals.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended July 31, 2014 ☐ Transition Report on Form 10-K ☐ T

July 22, 2014 EX-10.1

TERMS OF FARM-OUT AGREEMENT

Exhibit 10.1 TERMS OF FARM-OUT AGREEMENT This Agreement shall set forth the terms and conditions of the FARM-OUT AGREEMENT entered into on the 7th day of July 2014 by and between the following parties for the consideration stated herein: First Party: Northern Minerals & Exploration Ltd., a public Corporation, registered and existing under the laws of Nevada, USA with offices located at 1301 Avenue

July 22, 2014 EX-10.2

Northern Minerals & Exploration (NMEX) Enters into Agreements to Acquire Interests in Two Texas Oil and Gas Leases

EX-10.2 3 f8k070714ex10iinorthernmin.htm PRESS RELEASE Exhibit 10.2 Northern Minerals & Exploration (NMEX) Enters into Agreements to Acquire Interests in Two Texas Oil and Gas Leases Cisco, Texas - July 8, 2014 - Northern Minerals & Exploration Ltd. (OTCQB: NMEX) (“Northern Minerals” or the “Company”), www.northernmineralsexploration.com, is pleased to announce that it has taken its first step tow

July 22, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 7, 2014 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation) (Co

July 17, 2014 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 2 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2013 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other ju

July 17, 2014 CORRESP

NMEX / Northern Minerals & Exploration Ltd. CORRESP - -

NORTHERN MINERALS & EXPLORATION LTD. 1301 Avenue M – P.O. Box 31, Cisco, Texas 76437 Phone: 254.442.2627 Email: [email protected] July 17, 2014 Division of Corporate Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 2054 Re: Northern Minerals & Exploration Ltd. Form 10-K For Fiscal Year Ended July 31, 2013 Filed November 13, 2013 File No. 333-146934

June 23, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 or o TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 or o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINERA

June 16, 2014 NT 10-Q

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended April 30, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tran

June 10, 2014 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2012 or o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MI

June 10, 2014 CORRESP

-

NORTHERN MINERALS & EXPLORATION LTD. 1301 Avenue M – P.O. Box 31, Cisco, Texas 76437 Phone: 254.442.2627 Email: [email protected] June 10, 2014 Division of Corporate Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 2054 Re: Northern Minerals & Exploration Ltd. Form 10-K For Fiscal Year Ended July 31, 2013 Filed November 13, 2013 File No. 333-146934

June 10, 2014 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2013 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction of in

June 10, 2014 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2013 or o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

April 25, 2014 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 f8k041114northernminerals.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 23, 2014 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98055717

April 25, 2014 EX-10.1

STOCK PURCHASE AGREEMENT

EX-10.1 2 f8k041114ex10inorthern.htm STOCK PURCHASE AGREEMENT Exhibit 10.1 STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT, dated as of April 24, 2014 (this “Agreement”), by and among Northern Minerals and Exploration Ltd. (the “Company”), Ramzan Savji (the “Seller”) and Ivan Webb (the “Purchaser”). Each of the Company, the Seller and the Purchaser are referred to herein as a “Party” and collect

April 25, 2014 EX-10.2

SETTLEMENT AGREEMENT

EX-10.2 3 f8k041114ex10iinorthern.htm SETTLEMENT AGREEMENT Exhibit 10.2 SETTLEMENT AGREEMENT THIS RELEASE AND COMPENSATION AGREEMENT (the “Agreement”) is made effective as of the 24th day of April, 2014. BETWEEN: NOTHERN MINERALS & EXPLORATION LTD., a Nevada corporation with its executive office located at, 1301 Avenue M, Cisco, Texas 76437. (the “Company”) AND: RAMZAN SAVJI, businessperson, with

March 24, 2014 10-Q

UNITED STATES

10-Q 1 f10q0114northernminerals.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2014 or o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr

March 17, 2014 NT 10-Q

- NOTIFICATION OF LATE FILING

NT 10-Q 1 extf10q0114northernminerals.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended January 31, 2014 o Transition Report on Form 10-K

December 20, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2013 or o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 NORTHERN MINE

December 16, 2013 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended October 31, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tr

November 13, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended July 31, 2013 Commission File Number 333-146934 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 98-0557171 (State or other jurisdiction of in

October 29, 2013 NT 10-K

- LATE FILING NOTIFICATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 665416 103 NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended July 31, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report

September 20, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 f8k091913northernminerals.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 19, 2013 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A

September 17, 2013 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 17, 2013 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisdiction of incorporation) (Com

August 29, 2013 EX-10.1

AMENDED AND RESTATED OPTION (Swordfish Property, Winnemucca, Nevada)

Exhibit 10.1 AMENDED AND RESTATED OPTION AGREEMENT (Swordfish Property, Winnemucca, Nevada) THIS AGREEMENT dated for reference September 14, 2012, as last amended and restated on August 26, 2013 BETWEEN: AHL HOLDINGS LTD., a corporation duly incorporated pursuant to the laws of Nevada and having an office at 14309 Magdalen Avenue, White Rock, British Columbia V4B 2X1 (the “Optionor USA”) and GOLDE

August 29, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 26, 2013 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction of incorporation)

August 12, 2013 EX-3.1

Amendment to Articles of Incorporation (Incorporated by reference to our Current Report on Form 8-K filed on August 12, 2013)

EX-3.1 2 f8k081213ex3inorthernmin.htm CERTIFICATE OF AMENDMENT ROSS MILLER Secretary of State 204 North Carson Street, Ste 1 Carson City, Nevada 89701-4299 (775) 684-5708 Website: www.nvsos.gov Certificate of Amendment (PURSUANT TO NRS 78.385 AND 78.390) Filed in the office of /s/ Ross Miller Ross Miller Secretary of State State of Nevada Document Number 20130495954-92 Filing Date and Time 07/29/2

August 12, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2013 NORTHERN MINERALS & EXPLORATION LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisdiction of incorporation) (Commis

July 16, 2013 8-K

Submission of Matters to a Vote of Security Holders - CURRENT REPORT

PUNCHLINE RESOURCES LTD. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 12, 2013 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisdiction of incorporati

June 19, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2013 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 PUNCHLINE R

June 17, 2013 NT 10-Q

- LATE FILING NOTIFICATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 746009 109 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended April 30, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report

March 18, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2013 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 PUNCHLINE

February 7, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 f8k020113punchline.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2013 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other juris

February 7, 2013 EX-10.1

AMENDED AND RESTATED OPTION AGREEMENT (Swordfish Property, Winnemucca, Nevada)

Exhibit 10.1 AMENDED AND RESTATED OPTION AGREEMENT (Swordfish Property, Winnemucca, Nevada) THIS AGREEMENT dated for reference September 14, 2012, as amended and restated on February 1, 2013 BETWEEN: AHL HOLDINGS LTD., a corporation duly incorporated pursuant to the laws of Nevada and having an office at 210-5511 West Boulevard, Vancouver, British Columbia V6M 3W6 (the “Optionor USA”) and GOLDEN S

December 19, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2012 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-146934 PUNCHLINE

December 18, 2012 NT 10-Q

- LATE FILING NOTIFICATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 746009 109 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended October 31, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Repo

October 30, 2012 10-K

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2012 Commission File Number 333-146934 PUNCHLINE RESOURCES LTD. (Ex

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2012 Commission File Number 333-146934 PUNCHLINE RESOURCES LTD. (Exact Name of Registrant as Specified in its charter) Nevada N/A (State of incorporation) (I.R.S. Employer ID Number) 2850 W. Horizon Ridge Parkway, Sui

October 30, 2012 NT 10-K

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 333-146934 CUSIP NUMBER 746009 109 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended July 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Trans

October 4, 2012 8-K

Other Events

8-K 1 f8k100212punchline.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 2, 2012 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisd

October 1, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k092412punchline.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 24, 2012 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jur

October 1, 2012 EX-99.1

Punchline Resources Adds to Strategic Land Position at Empress Gold Project in Nevada

EX-99.1 2 f8k092412ex99ipunchline.htm PRESS RELEASE Exhibit 99.1 Punchline Resources Adds to Strategic Land Position at Empress Gold Project in Nevada Toronto, Canada, September 24, 2012 – Punchline Resources Ltd. (OTCQB: PUNL) (OTCBB: PUNL) (“Punchline” or the “Company”) is pleased to announce that it has acquired additional land at its 100% owned Empress Project, located approximately 26 miles s

September 20, 2012 EX-10

OPTION AGREEMENT (Swordfish Property, Winnemucca, Nevada)

EX-10 2 punchlinegoldsandsahlpunchli.htm OPTION AGREEMENT WITH AHL HOLDINGS LTD. AND GOLDEN SANDS EXPLORATION INC. OPTION AGREEMENT (Swordfish Property, Winnemucca, Nevada) THIS AGREEMENT dated for reference September 14, 2012 BETWEEN: AHL HOLDINGS LTD., a corporation duly incorporated pursuant to the laws of Nevada and having an office at 210-5511 West Boulevard, Vancouver, British Columbia V6M 3

September 20, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 14, 2012 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisdiction of incorporation) (Commission File

September 12, 2012 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 12, 2012 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisdiction of incorporation) (Commission File

September 11, 2012 8-K

Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets

8-K 1 f8k090712punchline.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest event Reported): September 7, 2012 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its Charter) Nevada 333-146934 N/A (State or other jur

September 11, 2012 EX-10.3

RELEASE

Exhibit 10.3 RELEASE KNOW ALL MEN BY THESE PRESENTS that Michael Thiessen (“Thiessen”), for good and valuable consideration, including but not limited to the consummation of a share purchase agreement between Thiessen and Ramzan Savji in respect to the sale of shares of Punchline Resources Ltd. (“PUNCHLINE”), the receipt and sufficiency of which consideration is hereby acknowledged, agrees as foll

September 11, 2012 EX-10.1

MINERALS LEASE AND AGREEMENT

EX-10.1 2 f8k090712ex10ipunchline.htm MINERALS LEASE AND AGREEMENT Exhibit 10.1 MINERALS LEASE AND AGREEMENT THIS MINERALS LEASE AND AGREEMENT (“Agreement”) is dated and effective this 7th day of September, 2012 (“Effective Date”), by and between MinQuest, Inc., a Nevada S Corporation (“Lessor”) located at 4235 Christy Way, Reno, Nevada 89519, and Punchline Resources Ltd. (“Lessee”), a Nevada Corp

September 11, 2012 EX-10.2

STOCK PURCHASE AGREEMENT

EX-10.2 3 f8k090712ex10iipunchline.htm SHARE PURCHASE AGREEMENT BETWEEN RAMZAN SAVJI AND MICHAEL THIESSEN DATED SEPTEMBER 7, 2012 Exhibit 10.2 STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT, dated as of September 7, 2012 (this “Agreement”), by and among Punchline Resources Ltd., (the “Company”), Michael Thiessen (the “Seller”) and Ramzan Savji (the “Purchaser”). Each of the Company, the Seller

September 7, 2012 8-K

Other Events

8-K 1 f8k090712punchline.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 7, 2012 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other juri

September 4, 2012 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K 1 f8k0831punchline.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2012 PUNCHLINE RESOURCES LTD. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisdic

September 4, 2012 EX-3.1

EX-3.1

August 31, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K CURRENT REPORT

PUNCHLINE ENTERTAINMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 27, 2012 PUNCHLINE ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisdiction of

August 31, 2012 EX-10

LINE OF CREDIT FINANCING AGREEMENT

PUNCHLINE ENTERTAINMENT, INC. LINE OF CREDIT FINANCING AGREEMENT THIS LINE OF CREDIT FINANCING AGREEMENT dated the 27th day of August, 2012 BETWEEN: Coach Capital, LLC., of Suite 600, 1201 Orange Street, Wilmington, DE, 19899-0511 (hereinafter, the "SUBSCRIBER") AND: Punchline Entertainment Inc., a Nevada corporation, of 736 Bay Street, Suite 1205, Toronto, Ontario, Canada (hereinafter, the "COMPA

August 23, 2012 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 22, 2012 PUNCHLINE ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (State or other jurisdiction of incorporation) (Commission Fi

August 17, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 punchlineform8kmanagementcha.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14, 2012 PUNCHLINE ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Nevada 333-146934 N/A (St

August 17, 2012 EX-17

RESIGNATION

PUNCHLINE ENTERTAINMENT, INC. RESIGNATION TO: PUNCHLINE ENTERTAINMENT, INC. (the "Company") AND TO: The Board of Directors thereof I, Michael Thiessen, hereby tender my resignation as President, Chief Executive Officer, Secretary, Treasurer and director of the Company, effective immediately. This resignation is not a result of any disagreements with the Company. This resignation may be sent by ele

August 17, 2012 EX-10

CONSULTING AGREEMENT

PUNCHLINE ENTERTAINMENT, INC. CONSULTING AGREEMENT THIS is dated on the 15th day of August, 2012. BETWEEN: Punchline Entertainment, Inc., of 736 Bay Street, Suite 1205, Toronto, Ontario, M5G 2M4 (the "Company") AND: Ramzan Savji., of P.O. Box 45591-00100, Nairobi, Kenya A. The Company desires to retain Ramzan Savji (the “Contractor”), to provide the Company with services customary of a publicly tr

June 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2012. or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PUNC

March 15, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2012. or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PU

December 15, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2011. or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PU

December 14, 2011 10-K/A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2011 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, I

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2011 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC. (Exact Name of Registrant as Specified in its charter) Nevada N/A (State of incorporation) (I.R.S. Employer ID Number) 736 Bay Street, Suite 1205

December 13, 2011 10-K/A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2011 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, I

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2011 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC. (Exact Name of Registrant as Specified in its charter) Nevada N/A (State of incorporation) (I.R.S. Employer ID Number) 736 Bay Street, Suite 1205

October 28, 2011 10-K

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2011 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2011 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC. (Exact Name of Registrant as Specified in its charter) Nevada N/A (State of incorporation) (I.R.S. Employer ID Number) 736 Bay Street, Suite 1205 To

June 10, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2011. or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PUNC

March 15, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2011. or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PU

December 15, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

PUNCHLINE ENTERTAINMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2010. or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis

October 29, 2010 10-K

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2010 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2010 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC. (Exact Name of Registrant as Specified in its charter) Nevada N/A (State of incorporation) (I.R.S. Employer ID Number) 55 Bloor Street E, Suite 1205

June 14, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2010. or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PUNC

March 17, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2010. or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PU

March 8, 2010 EX-17

DIRECTOR’S RESIGNATION

Punchline Entertainment, Inc. DIRECTOR’S RESIGNATION TO: Punchline Entertainment, Inc. (the “Corporation”) I hereby resign as a director of the above Corporation effective the date indicated below. DATED: March 2, 2010 /s/ Kathryn Kozak Kathryn Kozak 845 Inglis Road Gibsons, BC, Canada V0N 1V8

March 8, 2010 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 2, 2010 Punchline Entertainment, Inc. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction (Commission (IRS Employer o

March 8, 2010 EX-10

INDEPENDENT CONTRACTOR AGREEMENT

INDEPENDENT CONTRACTOR AGREEMENT THIS AGREEMENT made, entered into and effective as of March 2, 2010 (the ?Effective Date?).

February 4, 2010 POS AM

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT #5 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. (Exact name of Registran

POS AM 1 posfeb42010.htm POST-EFFECTIVE AMENDMENT #5 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT #5 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. - (Exact name of Registrant as specified in its charter) NEVADA 7993 Applied for - - - (State or other jurisdiction Stand

January 20, 2010 POS AM

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT #4 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. (Exact name of Registran

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT #4 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. - (Exact name of Registrant as specified in its charter) NEVADA 7993 Applied for - - - (State or other jurisdiction Standard Industrial IRS Employer of incorporation or Class

January 20, 2010 CORRESP

PUNCHLINE ENTERTAINMENT INC. 55 Bloor Street E, Suite 1205 Toronto, Ontario, Canada M4W 1A9 Telephone and fax: (416) 619-0611

PUNCHLINE ENTERTAINMENT INC. 55 Bloor Street E, Suite 1205 Toronto, Ontario, Canada M4W 1A9 Telephone and fax: (416) 619-0611 January 20, 2010 U.S. Securities & Exchange Commission Division of Corporate Finance 450 Fifth Street, N.W. Washington, D.C. 20549 Attention: Shonda DeLong Dear Sirs: Re: Post-Effective Amendment #3 to Form SB-2 on Form S-1 - File No. 333-146934 Further to your additional v

January 14, 2010 CORRESP

PUNCHLINE ENTERTAINMENT INC. 55 Bloor Street E, Suite 1205 Toronto, Ontario, Canada M4W 1A9 Telephone and fax: (416) 619-0611

PUNCHLINE ENTERTAINMENT INC. 55 Bloor Street E, Suite 1205 Toronto, Ontario, Canada M4W 1A9 Telephone and fax: (416) 619-0611 January 14, 2010 U.S. Securities & Exchange Commission Division of Corporate Finance 450 Fifth Street, N.W. Washington, D.C. 20549 Attention: Shonda DeLong Dear Sirs: Re: Post-Effective Amendment #2 to Form SB-2 on FormS-1 - File No. 333-146934 Further to your additional ve

January 14, 2010 POS AM

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT # 3 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. (Exact name of Registra

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT # 3 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. - (Exact name of Registrant as specified in its charter) NEVADA 7993 Applied for - - - (State or other jurisdiction Standard Industrial IRS Employer of incorporation or Clas

January 8, 2010 POS AM

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT # 2 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. (Exact name of Registra

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT # 2 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. - (Exact name of Registrant as specified in its charter) NEVADA 7993 Applied for - - - (State or other jurisdiction Standard Industrial IRS Employer of incorporation or Clas

January 8, 2010 CORRESP

PUNCHLINE ENTERTAINMENT INC. 55 Bloor Street E, Suite 1205 Toronto, Ontario, Canada M4W 1A9 Telephone and fax: (416) 619-0611

PUNCHLINE ENTERTAINMENT INC. 55 Bloor Street E, Suite 1205 Toronto, Ontario, Canada M4W 1A9 Telephone and fax: (416) 619-0611 January 8, 2010 U.S. Securities & Exchange Commission Division of Corporate Finance 450 Fifth Street, N.W. Washington, D.C. 20549 Attention: Shonda DeLong Dear Sirs: Re: Post-Effective Amendment #1 to Form SB-2 on FormS-1 - File No. 333-146934 Further to your additional ver

December 23, 2009 CORRESP

PUNCHLINE ENTERTAINMENT INC. 55 Bloor Street E, Suite 1205 Toronto, Ontario, Canada M4W 1A9 Telephone and fax: (416) 619-0611

PUNCHLINE ENTERTAINMENT INC. 55 Bloor Street E, Suite 1205 Toronto, Ontario, Canada M4W 1A9 Telephone and fax: (416) 619-0611 December 23, 2009 U.S. Securities & Exchange Commission Division of Corporate Finance 450 Fifth Street, N.W. Washington, D.C. 20549 Attention: Shonda DeLong Dear Sirs: Re: Post-Effective Amendment #1 to Form SB-2 on FormS-1 - File No. 333-146934 Further to your verbal comme

December 16, 2009 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2009 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PUN

December 15, 2009 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING [ ] Form 10-K [ ]Form 20-F [ ]Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: October 31, 2009 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition

December 15, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2009 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-146934 PUN

November 27, 2009 POS AM

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT #1 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT #1 TO FORM SB-2 ON FORM S-1 SEC File No.: 333-146934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PUNCHLINE ENTERTAINMENT INC. - (Exact name of Registrant as specified in its charter) NEVADA 7993 Applied for - - - (State or other jurisdiction Standard Industrial IRS Employer of incorporation or Class

November 16, 2009 EX-10

A STOCK PURCHASE AGREEMENT

A STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this ?Agreement?) is made this 4th day of November, 2009 (?Effective Date?), between Nikolai Malitski (?Seller?) and Michael Thiessen (?Buyer?) WHEREAS, Seller is the owner of 30,000,000 common stock shares ("Shares") of PUNCHLINE ENTERTAINMENT, INC.

November 16, 2009 10-K

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13) or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2009 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, IN

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13) or 15(d) of The Securities Act of 1934 For the Fiscal Year ended July 31, 2009 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC. (Exact Name of Registrant as Specified in its charter) Nevada N/A (State of incorporation) (I.R.S. Employer ID Number) 55 Bloor Street E, Suite 120

October 28, 2009 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING [X] Form 10-K [ ]Form 20-F [ ]Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: July 31, 2009 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Rep

September 2, 2009 EX-17

DIRECTOR’S RESIGNATION

DIRECTOR?S RESIGNATION TO: Punchline Entertainment, Inc. (the ?Corporation?) I hereby resign as a director of the above Corporation effective the date indicated below. DATED: August 17, 2009 /s/ Nikolai Malitski Nikolai Malitski 9911 24th Drive S.E. Everett, WA 98208 USA

September 2, 2009 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 28, 2009 Punchline Entertainment, Inc. (Exact name of registrant as specified in its charter) Nevada 333-146934 98-0557171 (State or other jurisdiction (Commission (IRS Employer

June 15, 2009 10-Q

U.S.SECURITIES AND EXCHANGE COMMISSION

U.S.SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q Quarterly Report under Section 13) or 15(d) of The Securities Act of 1934 For the Period ended April 30, 2009 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC. (Name of small business issuer in its charter) Nevada N/A (State of incorporation) (Employer ID Number) 9911 24th Drive, S.E. Everett, WA 98208 (425)-923-8

June 11, 2009 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) off The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2009 PUNCHLINE ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 333-146934 N/A (State or other jurisdiction of incorporation) (Commission File Nu

March 17, 2009 10-Q

U.S.SECURITIES AND EXCHANGE COMMISSION

U.S.SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q Quarterly Report under Section 13) or 15(d) of The Securities Act of 1934 For the Period ended January 31, 2009 Commission File Number 333-146934 PUNCHLINE ENTERTAINMENT, INC. (Name of small business issuer in its charter) Nevada N/A (State of incorporation) (Employer ID Number) 991 24th Drive, S.E. Everett, WA 98208 (425)-923-

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