MACU / Mallard Acquisition Corp - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-39611 MALLARD ACQUISITION CORP. (Exact name of registrant as specified

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39611 MALLARD ACQUISITI

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2022 (April 22, 2022) Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of incorpor

Mallard Acquisition Corp. Announces Liquidation Mallard Also Receives Expected Notice from Nasdaq Regarding Delayed Annual Report

Exhibit 99.1 Mallard Acquisition Corp. Announces Liquidation Mallard Also Receives Expected Notice from Nasdaq Regarding Delayed Annual Report New York, NY, April 28, 2022 (GLOBE NEWSWIRE) - Mallard Acquisition Corp. (NASDAQ: MACU) (the ?Company?) announced today that, due to its inability to consummate an initial business combination within the time period required by its Amended and Restated Cer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-K ☐ Transition Report o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

PRE 14A 1 ea157282-pre14amallardacq.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for U

MACU / Mallard Acquisition Corp / CVI Investments, Inc. - SC 13G/A Passive Investment

CUSIP No: 561204108 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2. (Amendment No. 1)* Mallard Acquisition Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 561204108 (CUSIP N

MACU / Mallard Acquisition Corp / GLAZER CAPITAL, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Mallard Acquisition Corp (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 561204207 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

MACU / Mallard Acquisition Corp / ATW SPAC MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Mallard Acquisition Corp. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 561204207 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule

MACU / Mallard Acquisition Corp / PERISCOPE CAPITAL INC. - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 d262772dsc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mallard Acquisition Corp (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 561204108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statem

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ☐ TRAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-396

MACU / Mallard Acquisition Corp / Shaolin Capital Management LLC - SC 13G MALLARD Passive Investment

SC 13G 1 macu.htm SC 13G MALLARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Mallard Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 561204108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check th

MACU / Mallard Acquisition Corp / Polar Asset Management Partners Inc. - FORM SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mallard Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 561204108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat

SECOND AMENDED AND RESTATED PROMISSORY NOTE

Exhibit 99.1 THIS SECOND AMENDED AND RESTATED PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2022 (February 2, 2022) Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of inco

Amended and Restated Promissory Note, dated September 30, 2021, issued to Mallard Founders Holdings LLC.*

Exhibit 10.1 THIS AMENDED AND RESTATED PROMISSORY NOTE (?NOTE?) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2021 ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39611 MALLARD ACQUISITI

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2021 (December 1, 2021) Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of inco

Mallard Acquisition Corp. Receives Expected Notice from Nasdaq Regarding Delayed Quarterly Report

Exhibit 99.1 Mallard Acquisition Corp. Receives Expected Notice from Nasdaq Regarding Delayed Quarterly Report New York, NY, December 6, 2021 (GLOBE NEWSWIRE) - Mallard Acquisition Corp. (NASDAQ: MACUU) (the ?Company?) announced today that it received a notice (?Notice?) from the Listing Qualifications Department of The Nasdaq Stock Market (?Nasdaq?) stating that the Company is not in compliance w

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 22, 2021 Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of incorporation) (Commis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 001-39611 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report

PROMISSORY NOTE

Exhibit 99.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2021 Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of incorporation) (Commissi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39611 MALLARD ACQUISITION CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-K ☐ Transition Report on Fo

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2021 Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT T

10-Q 1 f10q0321mallardacquisition.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-K ? Transition Report on F

Mallard Acquisition Corp. Receives Expected Notice from Nasdaq Regarding Delayed Annual Report

Exhibit 99.1 Mallard Acquisition Corp. Receives Expected Notice from Nasdaq Regarding Delayed Annual Report New York, NY, April 22, 2021 (GLOBE NEWSWIRE) - Mallard Acquisition Corp. (NASDAQ: MACUU) (the ?Company?) announced today that it received a notice (?Notice?) from the Listing Qualifications Department of The Nasdaq Stock Market (?Nasdaq?) stating that the Company is not in compliance with N

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39611 MALLARD ACQUISITI

Description of Registered Securities.*

Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2020, Mallard Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) its units, consisting

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2021 (April 16, 2021) Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of incorpor

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2021 Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of incorporation) (Commissio

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-K ☐ Transition Report o

SC 13G MALLARD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Mallard Acquisition Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 561204207 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MALLARD ACQUISITION CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Mallard Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) (CUSIP

SC 13G 1 ea135726-13gmallardmallard.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Mallard Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 561204 108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Chec

Mallard Acquisition Corp

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Mallard Acquisition Corp (Name of Issuer) common stock, $0.0001 par value per share (Title of Class of Securities) 561204207 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Mallard Acquisition Corp (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Se

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Mallard Acquisition Corp (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 561204108 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (Amendment No. 1) (Rule 13d-102) Under the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (Amendment No. 1) (Rule 13d-102) Under the Securities Exchange Act of 1934 Mallard Acquisition Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 561204207 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Mallard Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 561204108 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __1____)* Mallard Acquisition Corp. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mallard Acquisition Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 561204207 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ¨ TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39611 MALLARD ACQU

Mallard Acquisition Corp. Announces the Separate Trading of its Common Stock and Warrants, Commencing November 27, 2020

Exhibit 99.1 Mallard Acquisition Corp. Announces the Separate Trading of its Common Stock and Warrants, Commencing November 27, 2020 New York, NY, November 25, 2020 – Mallard Acquisition Corp. (NASDAQ: MACUU) (the “Company”) announced that, commencing November 27, 2020, holders of the units sold in the Company’s initial public offering may elect to separately trade shares of the Company’s common s

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 25, 2020 Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of incorporation) (Commis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Under the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 Mallard Acquisition Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 561204207 (CUSIP Number) October 27, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

MALLARD ACQUISITION CORP. INDEX TO FINANCIAL STATEMENT

Exhibit 99.1 MALLARD ACQUISITION CORP. INDEX TO FINANCIAL STATEMENT Page Report of Independent Registered Public Accounting Firm F-2 Balance Sheet F-3 Notes to Financial Statement F-4 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors of Mallard Acquisition Corp. Opinion on the Financial Statement We have audited the accompanying balance sheet of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __N/A____)* Mallard Acquisition Corp. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Nu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Mallard Acquisition Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 561204207 (CUSIP Number) October 27, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2020 (November 4, 2020) Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of inco

Underwriting Agreement, dated October 27, 2020, between the Company and Chardan Capital Markets, LLC (2)

Exhibit 1.1 11,000,000 Units MALLARD ACQUISITION CORP. UNDERWRITING AGREEMENT October 27, 2020 Chardan Capital Markets, LLC 17 State Street, Suite 2100 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Mallard Acquisition Corp., a Delaware corporation (“Company”), hereby confirms its agreement with Chardan Capital Marke

Private Placement Warrants Purchase Agreement dated October 27, 2020 between the Registrant and Mallard Founders Holdings, LLC. (2)

EX-10.4 8 ea129099ex10-4mallardacq.htm PRIVATE PLACEMENT WARRANTS SUBSCRIPTION AGREEMENT, DATED OCTOBER 27, 2020, BY AND BETWEEN THE COMPANY AND THE SPONSOR Exhibit 10.4 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of October 27, 2020 (as it may from time to time be amended, this “Agreement”), is entered into by and between Mallard Acqu

Registration Rights Agreement dated October 27, 2020 among the Registrant, Mallard Founders Holdings, LLC and the Holders signatory thereto. (2)

Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 27, 2020, is made and entered into by and among Mallard Acquisition Corp. , a Delaware corporation (the “Company”), Mallard Founders Holdings, LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed on the signature page hereto (each such party

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2020 (October 27, 2020) Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39611 84-4904992 (State or other jurisdiction of inco

Letter Agreement dated October 27, 2020 among the Registrant, Mallard Founders Holdings, LLC and each of the executive officers and directors of the Registrant. (2)

Exhibit 10.1 October 27, 2020 Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 Re: Initial Public Offering Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among Mallard Acquisition Corp., a Delaware corporation (the “Company”), Chardan C

Investment Management Trust Agreement dated October 27, 2020 between Continental Stock Transfer & Trust Company and the Registrant. (2)

EX-10.2 6 ea129099ex10-2mallardacq.htm INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED OCTOBER 27, 2020, BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY, AS TRUSTEE Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of October 27, 2020 by and between Mallard Acquisition Corp. , a Delaware corp

Mallard Acquisition Corp. Announces Pricing of $110 Million Initial Public Offering

Exhibit 99.1 Mallard Acquisition Corp. Announces Pricing of $110 Million Initial Public Offering New York, October 27, 2020 – Mallard Acquisition Corp. (NASDAQ: MACUU, the “Company”) announced today that it priced its initial public offering of 11,000,000 units at $10.00 per unit. The units are expected to be listed on The NASDAQ Capital Market (“NASDAQ”) and trade under the ticker symbol “MACUU”

Mallard Acquisition Corp. Announces Closing of $110 Million Initial Public Offering

Exhibit 99.2 Mallard Acquisition Corp. Announces Closing of $110 Million Initial Public Offering New York, October 29, 2020 – Mallard Acquisition Corp. (NASDAQ: MACUU, the “Company”) announced today that it closed its initial public offering of 11,000,000 units, resulting in total gross proceeds of $110,000,00. The units began trading on The NASDAQ Capital Market (“NASDAQ”) on October 27, 2020 und

Warrant Agreement, dated October 27, 2020, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent.

EX-4.1 4 ea129099ex4-1mallardacq.htm WARRANT AGREEMENT, DATED OCTOBER 27, 2020, BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY, AS WARRANT AGENT Exhibit 4.1 WARRANT AGREEMENT between MALLARD ACQUISITION CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY THIS WARRANT AGREEMENT (this “Agreement”), dated as of October 27, 2020, is by and between Mallard Acquisition Corp.

Amended and Restated Certificate of Incorporation.(2)

Exhibit 3.1 Page 1 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE RESTATED CERTIFICATE OF “MALLARD ACQUISITION CORP.”, FILED IN THIS OFFICE ON THE TWENTY-SEVENTH DAY OF OCTOBER, A.D. 2020, AT 1:11 O`CLOCK P.M. Jeffrey W. Bullock Jeffrey W. Bullock, Secretary of State 7871910 8100 Authenti

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. ____)* M

CUSIP No: 561204207 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Mallard Acquisition Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 561204207 (CUSIP Nu

Mallard Acquisition Corp. 11,000,000 Units

Prospectus Filed Pursuant to Rule 424(b)(4) Registration No. 333-248939 Mallard Acquisition Corp. $110,000,000 11,000,000 Units Mallard Acquisition Corp. is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to throug

Mallard Acquisition Corp. 11,000,000 Units

Prospectus Filed Pursuant to Rule 424(b)(4) Registration No. 333-248939 Mallard Acquisition Corp. $110,000,000 11,000,000 Units Mallard Acquisition Corp. is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to throug

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VIA EDGAR October 26, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Sergio Chinos Re: Mallard Acquisition Corp. Registration Statement on Form S-1, as amended Filed on September 21, 2020 File No. 333-248939 Dear Mr. Chinos: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act o

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Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 October 26, 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Mail Stop 3030 Washington, D.C. 20549 Attention: Sergio Chinos Re: Mallard Acquisition Corp. Registration Statement on Form S-1, as amended Filed September 21, 2020 File No. 333- 248939 Dear Mr. Chinos: Pursuant to Rule 461 under th

Form of Underwriting Agreement.**

Exhibit 1.1 11,000,000 Units MALLARD ACQUISITION CORP. UNDERWRITING AGREEMENT October [ ], 2020 Chardan Capital Markets, LLC 17 State Street, Suite 2100 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Mallard Acquisition Corp., a Delaware corporation (“Company”), hereby confirms its agreement with Chardan Capital Mark

Form of Registration Rights Agreement among the Registrant and certain security holders.**

Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October , 2020, is made and entered into by and among Mallard Acquisition Corp. , a Delaware corporation (the “Company”), Mallard Founders Holdings, LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed on the signature page hereto (each such party,

Form of Letter Agreement among the Registrant and its officers and directors and Mallard Founders Holdings, LLC.**

EX-10.2 5 fs12020a2ex10-2mallardacq.htm FORM OF LETTER AGREEMENT AMONG THE REGISTRANT AND ITS OFFICERS AND DIRECTORS AND MALLARD FOUNDERS HOLDINGS, LLC Exhibit 10.2 October 8, 2020 Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 Re: Initial Public Offering Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwritin

- AMENDMENT NO. 2 TO FORM S-1

As filed with the U.S. Securities and Exchange Commission on October 22, 2020. Registration No. 333-248939 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 84-4904992 (State or Other Jurisdiction of

Warrant Agreement dated October 27, 2020 between Continental Stock Transfer & Trust Company and the Registrant. (1)

EX-4.4 3 fs12020a2ex4-4mallardacq.htm FORM OF WARRANT AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER & TRUST COMPANY AND THE REGISTRANT Exhibit 4.4 WARRANT AGREEMENT between MALLARD ACQUISITION CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY THIS WARRANT AGREEMENT (this “Agreement”), dated as of October [ ], 2020, is by and between Mallard Acquisition Corp. , a Delaware corporation (the “Compan

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Registrant.**

EX-10.3 6 fs12020a2ex10-3mallardacq.htm FORM OF INVESTMENT MANAGEMENT TRUST AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER & TRUST COMPANY AND THE REGISTRANT Exhibit 10.3 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of , 2020 by and between Mallard Acquisition Corp. , a Delaware corporation (the “Company”), and Continental S

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Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 October 13, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Re: Mallard Acquisition Corp. Amendment No. 1 to Registration Statement on Form S-1 Filed September 21, 2020 File No. 333-248939 Dear Mr. Chino

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VIA EDGAR October 13, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Sergio Chinos Re: Mallard Acquisition Corp. Registration Statement on Form S-1, as amended Filed on September 21, 2020 File No. 333-248939 Dear Mr. Chinos: On October 9, 2020, Chardan Capital Markets LLC requested acceleration of the effective date of the above referenced Registration S

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Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 October 9, 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Re: Mallard Acquisition Corp. Registration Statement on Form S-1, as amended Filed September 21, 2020 File No. 333- 248939 Dear Mr. Chinos: Pursuant to Rule 461 under the Securities Act

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VIA EDGAR October 9, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Sergio Chinos Re: Mallard Acquisition Corp. Registration Statement on Form S-1, as amended Filed on September 21, 2020 File No. 333-248939 Dear Mr. Chinos: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of

- FOR REGISTRATION OF CERTAIN CLASSES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Mallard Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Delaware 84-4904992 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 19701 Bethel Chu

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VIA EDGAR October 8, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Sergio Chinos Re: Mallard Acquisition Corp. Registration Statement on Form S-1, as amended Filed on September 21, 2020 File No. 333-248939 Dear Mr. Chinos: On October 6, 2020, Chardan Capital Markets LLC requested acceleration of the effective date of the above referenced Registration St

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Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 October 8, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Re: Mallard Acquisition Corp. Amendment No. 1 to Registration Statement on Form S-1 Filed September 21, 2020 File No. 333-248939 Dear Mr. Chinos

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VIA EDGAR October 6, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Sergio Chinos Re: Mallard Acquisition Corp. Registration Statement on Form S-1, as amended Filed on September 21, 2020 File No. 333-248939 Dear Mr. Chinos: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of

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Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 October 6, 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Re: Mallard Acquisition Corp. Registration Statement on Form S-1, as amended Filed September 21, 2020 File No. 333- 248939 Dear Mr. Chinos: Pursuant to Rule 461 under the Securities Act

- AMENDMENT NO.1 TO FORM S-1

As filed with the U.S. Securities and Exchange Commission on October 2, 2020. Registration No. 333-248939 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 84-4904992 (State or Other Jurisdiction of

Specimen Common Stock Certificate. (1)

Exhibit 4.2 NUMBER NUMBER C- SHARES SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 03212A105 MALLARD ACQUISITION CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE COMMON STOCK OF MALLARD ACQUISITION CORP. (THE “CORPORATION”) transferable on the books of the Corporation

Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Company (incorporated by reference to Exhibit 4.4 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).

Exhibit 4.4 WARRANT AGREEMENT between MALLARD ACQUISITION CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY THIS WARRANT AGREEMENT (this “Agreement”), dated as of , 2020, is by and between Mallard Acquisition Corp. , a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”, also referred to herein as th

Compensation Committee Charter(1)

EX-99.2 16 ea127666ex99-2mallardacq.htm FORM OF COMPENSATION COMMITTEE CHARTER Exhibit 99.2 CHARTER OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF MALLARD ACQUISITION CORP. I. PURPOSE OF THE COMMITTEE The purposes of the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Mallard Acquisition Corp. (the “Company”) shall be to oversee the Company’s compens

Form of Indemnity Agreement. (1)

Exhibit 10.7 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of , 2020, by and Mallard Acquisition Corp., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless they are provided with adequate protection throu

Consent of Scott Yearwood.*

Exhibit 99.6 CONSENT OF SCOTT YEARWOOD Mallard Acquisition Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the “Registration Statement”), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Regist

Specimen Warrant Certificate. (1)

Exhibit 4.3 [FACE] Number Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW MALLARD ACQUISITION CORP. Incorporated Under the Laws of the State of Delaware CUSIP 561204116 Warrant Certificate This Warrant Certificate certifies that , or registered assigns, is the registered holder of redeemable w

Form of Registration Rights Agreement among the Registrant and certain security holders.*

Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of 2020, is made and entered into by and among Mallard Acquisition Corp. , a Delaware corporation (the “Company”), Mallard Founders Holdings, LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed on the signature page hereto (each such party, together w

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Company (incorporated by reference to Exhibit 10.3 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).

Exhibit 10.3 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of , 2020 by and between Mallard Acquisition Corp. , a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, LLC, a New York corporation (the “Trustee”). WHEREAS, the Company’s registration statement on Form S-1, No. 333-248939 (the “

Specimen Unit Certificate. (1)

Exhibit 4.1 NUMBER UNITS U- SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 561204 207 MALLARD ACQUISITION CORP. UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE REDEEMABLE WARRANT TO PURCHASE ONE HALF SHARE OF COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) share of common stock, par value $0.0001 per share (“Common Stock”), of Mallard Acquisition Cor

Form of Amended and Restated Certificate of Incorporation.*

Exhibit 3.4 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MALLARD ACQUISITION CORP. [ ], 2020 Mallard Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Mallard Acquisition Corp.” The original certificate of incorporation of the Corporation was filed with the

Form of Underwriting Agreement.*

Exhibit 1.1 10,000,000 Units MALLARD ACQUISITION CORP. UNDERWRITING AGREEMENT [●], 2020 Chardan Capital Markets, LLC 17 State Street, Suite 2100 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Mallard Acquisition Corp., a Delaware corporation (“Company”), hereby confirms its agreement with Chardan Capital Markets, LLC

Form of Private Placement Warrants Purchase Agreement between the Registrant and Mallard Founders Holdings, LLC.*

Exhibit 10.6 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of , 2020 (as it may from time to time be amended, this “Agreement”), is entered into by and between Mallard Acquisition Corp., a Delaware corporation (the “Company”), and Mallard Founders Holdings, LLC , a Delaware limited liability company (the “Purchaser”). WHEREAS, the Compan

Form of Letter Agreement among the Registrant and its officers and directors and Mallard Founders Holdings, LLC.*

Exhibit 10.2 , 2020 Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 Re: Initial Public Offering Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among Mallard Acquisition Corp., a Delaware corporation (the “Company”), Chardan Capital Mar

Consent of Mark S. Sculler.*

Exhibit 99.3 CONSENT OF MARC S. SCULLER Mallard Acquisition Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the “Registration Statement”), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Regis

Consent of William Weatherford.*

Exhibit 99.4 CONSENT OF WILLIAM WEATHERFORD Mallard Acquisition Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the “Registration Statement”), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the R

Consent of Jennifer Paul.*

Exhibit 99.5 CONSENT OF JENNIFER PAUL Mallard Acquisition Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the “Registration Statement”), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Registr

Audit Committee Charter (1)

EX-99.1 15 ea127666ex99-1mallardacq.htm FORM OF AUDIT COMMITTEE CHARTER Exhibit 99.1 MALLARD ACQUISITION CORP. AUDIT COMMITTEE CHARTER 1. STATUS The Audit Committee (the “Committee”) is a committee of the Board of Directors (the “Board”) of MALLARD ACQUISITION CORP. (the “Company”). 2. PURPOSE The Committee is appointed by the Board for the primary purposes of: ● Performing the Board’s oversight r

Code of Ethics(1)

Exhibit 14.1 CODE OF ETHICS OF MALLARD ACQUISITION CORP. 1. Introduction The Board of Directors (the “Board”) of Mallard Acquisition Corp. has adopted this code of ethics (this “Code”), as amended from time to time by the Board and which is applicable to all of the Company’s directors, officers and employees (to the extent that employees are hired in the future) to: ● promote honest and ethical co

Power of Attorney.*

As filed with the U.S. Securities and Exchange Commission on September 21, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mallard Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 84-4904992 (State or Other Jurisdiction of Incorporation or Organ

Second Amendment to Certificate of Incorporation.**

Exhibit 3.3 SECOND CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF MALLARD ACQUISITION CORP. Mallard Acquisition Corp., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Certificate of Incorporation of the Corporation is hereby amended by deleting Article IV thereof in its entirety

Bylaws. (1)

Exhibit 3.5 BY LAWS OF MALLARD ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agent in Delaw

Securities Subscription Agreement dated February 26, 21020 between the Registrant and Mallard Founders Holdings, LLC. (1)

Exhibit 10.5 Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 February 26, 2020 Mallard Founders Holdings LLC 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 RE: Securities Subscription Agreement Ladies and Gentlemen: This agreement (the “Agreement”) is entered into on February 26, 2020 by and between Mallard Founders Holdings LLC, a Delaware limited liabil

Promissory Note, dated February 26, 2020, issued to Mallard Founders Holdings, LLC.**

Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY

First Amendment to Certificate of Incorporation.**

Exhibit 3.2 FIRST CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF MALLARD ACQUISITION CORP. Mallard Acquisition Corp., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Certificate of Incorporation of the Corporation is hereby amended by deleting Section 4.1 thereof in its entirety

Certificate of Incorporation (1)

Exhibit 3.1 Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF INCORPORATION OF “MALLARD ACQUISITION CORP.”, FILED IN THIS OFFICE ON THE TWENTY-SIXTH DAY OF FEBRUARY, A.D. 2020, AT 5:02 O’CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE NEW CASTLE CO

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September 21, 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Re: Mallard Acquisition Corp. Amendment No. 2 to Draft Registration Statement on Form S-1 Submitted July 24, 2020 CIK No. 1805795 Dear Mr. Chinos: Mallard Acquisition Corp., (the “Company,” “we,” “our” or “us”) hereby transmits its response to the comment letter r

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This confidential draft submission is being submitted confidentially to the U.S. Securities and Exchange Commission on July 24, 2020 and is not being filed under the Securities Act of 1933, as amended. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mallard Acquisition Corp. (Exact name o

SECOND CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION MALLARD ACQUISITION CORP.

Exhibit 3.4 SECOND CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF MALLARD ACQUISITION CORP. Mallard Acquisition Corp., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Certificate of Incorporation of the Corporation is hereby amended by deleting Article IV thereof in its entirety

FIRST CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION MALLARD ACQUISITION CORP.

Exhibit 3.3 FIRST CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF MALLARD ACQUISITION CORP. Mallard Acquisition Corp., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Certificate of Incorporation of the Corporation is hereby amended by deleting Section 4.1 thereof in its entirety

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April 21, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Mail Stop 3720 Washington, D.C. 20549 Attention: Sergio Chinos Re: Mallard Acquisition Corp. Draft Registration Statement on Form S-1 Submitted March 18, 2020 CIK No. 1805795 Dear Mr. Chinos: Mallard Acquisition Corp. (the “Company”, “we”, “us” or “our”) he

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This confidential draft submission is being submitted confidentially to the U.S. Securities and Exchange Commission on April 21, 2020 and is not being filed under the Securities Act of 1933, as amended. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mallard Acquisition Corp. (Exact name

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This confidential draft submission is being submitted confidentially to the U.S. Securities and Exchange Commission on March 18, 2020 and is not being filed under the Securities Act of 1933, as amended. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mallard Acquisition Corp. (Exact name

BY LAWS MALLARD ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I

Exhibit 3.3 BY LAWS OF MALLARD ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agent in Delaw

February 26, 2020

Exhibit 3.1 Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF INCORPORATION OF “MALLARD ACQUISITION CORP.”, FILED IN THIS OFFICE ON THE TWENTY-SIXTH DAY OF FEBRUARY, A.D. 2020, AT 5:02 O’CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE NEW CASTLE CO

Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031

Exhibit 10.5 Mallard Acquisition Corp. 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 February 26, 2020 Mallard Founders Holdings LLC 19701 Bethel Church Road, Suite 302 Cornelius, NC 28031 RE: Securities Subscription Agreement Ladies and Gentlemen: This agreement (the “Agreement”) is entered into on February 26, 2020 by and between Mallard Founders Holdings LLC, a Delaware limited liabil

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Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY