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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Dragon Victory International Ltd
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) |
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| July 31, 2025 |
Exhibit 99.1 Metalpha Reports a Nearly Tripled Revenue Surge & First Positive Annual Profit in FY2025 HONG KONG, Jul. 30, 2025 /PRNewswire/ - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), through its subsidiaries, is dedicated to providing digital asset-focused wealth management services with a full-service, institutional-grade platform. The Company today announ |
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| July 30, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 Onestop Assurance PAC 10 Anson Road #06-15 International Plaza Singapore 079903 Email: [email protected] Website: www.onestop-audit.com CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (File No. 333-283335) of our report dated July 30, 2025, relating to the audit of the consolid |
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| July 30, 2025 |
Exhibit 12.2 Certification of the Principal Financial Officer Pursuant to Exchange Act Rule 13a-14(a)/15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Pengyuan Fan, hereby certify that: 1. I have reviewed this annual report on Form 20-F of Metalpha Technology Holding Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statemen |
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| July 30, 2025 |
Exhibit 13.2 Certification of the Principal Financial Officer Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report on Form 20-F for the year ended March 31, 2025 of Metalpha Technology Holding Limited (the “Company”) as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Peng |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1 |
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| July 30, 2025 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Exchange Act Rule 13a-14(a)/15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bingzhong Wang, hereby certify that: 1. I have reviewed this annual report on Form 20-F of Metalpha Technology Holding Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statem |
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| July 30, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.2 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference of our report, dated February 12, 2024, which appears in the Annual Report on Form 20-F filed with the U.S. Securities Exchange Commission (“SEC”) on July 30, 2025 relating to the audit of the consolidated balance sheet of Metalpha Technology Holding Limited (the “Company”) as |
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| July 30, 2025 |
Exhibit 13.1 Certification of the Principal Executive Officer Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report on Form 20-F for the year ended March 31, 2025 of Metalpha Technology Holding Limited (the “Company”) as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bing |
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| July 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) |
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| July 25, 2025 |
Former Asia Head of Rothschild joins Digital-Asset Wealth Firm Metalpha Exhibit 99.1 Former Asia Head of Rothschild joins Digital-Asset Wealth Firm Metalpha HONG KONG, July 25, 2025 /PRNewswire/ - Metalpha Technology Holding Limited (Nasdaq: MATH) (“Metalpha” or the “Company”), a leading digital asset-focused wealth management company, today announced the appointment of Mrs. Monique Chan as CEO of LSQ Capital Limited (“LSQ Capital”)，the Company’s Hong Kong-based subsi |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) |
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| June 9, 2025 |
Metalpha Announces Fiscal Year 2025 Revenue Guidance and Investor Relations Update Exhibit 99.1 Metalpha Announces Fiscal Year 2025 Revenue Guidance and Investor Relations Update (HONG KONG, June 9, 2025) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), through its subsidiaries, is dedicated to providing digital asset-focused wealth management services with a full-service, institutional-grade platform. For the first time, the Company today anno |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) |
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| June 9, 2025 |
Exhibit 99.2 June 2025 Leading the Future of Digital Asset Wealth Management (NASDAQ: MATH ) Some of the information we provide in this presentation contains statements that may constitute "forward - looking" statements pursuant to the "safe harbour" provisions of the U . S . Private Securities Litigation Reform Act of 1995 . These forward - looking statements can be identified by terminology such |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices |
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| April 7, 2025 |
6-K 1 ea0237327-6kmetalphatech.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road |
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| March 31, 2025 |
Exhibit 3.1 Companies Act (As Revised) Company Limited by Shares THIRD AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF METALPHA TECHNOLOGY HOLDING LIMITED (Adopted by special resolution passed on 31 March 2025) Companies Act (As Revised) Company Limited by Shares Third Amended and Restated Memorandum of Association of Metalpha Technology Holding Limited (Adopted by special resolution passed on 31 |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices |
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| March 7, 2025 |
Metalpha to Hold 2025 Annual General Meeting of Shareholders Exhibit 99.1 Metalpha to Hold 2025 Annual General Meeting of Shareholders (HONG KONG, Mar. 7, 2025) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global wealth management company, announced today that it will hold the 2025 annual general meeting (the “AGM”) of shareholders of the Company at Suite 6703-04, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong, |
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| March 7, 2025 |
Exhibit 99.3 METALPHA TECHNOLOGY HOLDING LIMITED An exempted company with limited liability incorporated in the Cayman Islands (Nasdaq: MATH) FORM OF PROXY FOR ANNUAL GENERAL MEETING OF SHAREHOLDERS To be held on March 31, 2025 (or any adjournment(s) or postponement(s) thereof) Introduction This form of proxy (the “Form of Proxy”) is furnished in connection with the solicitation by the board of di |
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| March 7, 2025 |
Exhibit 99.2 METALPHA TECHNOLOGY HOLDING LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq: MATH) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To be held on March 31, 2025 (or any adjourned or postponed meeting thereof) NOTICE IS HEREBY GIVEN that the annual general meeting of shareholders (the “AGM”) of Metalpha Technology Holding Limited (the “Company”) will be held |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices |
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| February 13, 2025 |
Exhibit 99.1 METALPHA TECHNOLOGY HOLDING LIMITED CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION AS OF SEPTEMBER 30, 2024 AND MARCH 31, 2024 (Amounts in U.S. dollars) Notes As of September 30, 2024 As of March 31, 2024 (Unaudited) (Audited) Assets Non-current assets Property and equipment 4 4,002 5,897 Right of use assets 5 275,077 35,685 Rental deposits 56,735 48,350 Total non-current ass |
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| February 13, 2025 |
Exhibit 99.2 Metalpha Reports Half-Year FY2025 Financial Results with Revenues up Nearly Four-fold, and Announces a $5 Million Share Repurchase Program HONG KONG, Feb.13, 2025 /PRNewswire/ - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global leader in digital asset wealth management, is pleased to announce its unaudited financial results for the six months e |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04 Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offic |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offi |
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| February 10, 2025 |
Exhibit 99.1 Metalpha Announces Joint Venture with Abu Dhabi based Gewan Holding and subsidiary of Standard Chartered Zodia Markets to Expand into the Middle East Digital Asset Market Hong Kong, 10 February 2025 - Metalpha Technology Holding Limited (Nasdaq: MATH) is pleased to announce that its wholly owned subsidiary, Metalpha Limited, has partnered with Gewan Holding and Zodia Markets to establ |
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| November 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offi |
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| November 29, 2024 |
Exhibit 99.1 Metalpha Appoints New CFO Hong Kong, November 28, 2024 - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-focused wealth management company, today announced the appointment of Mr. Pengyuan Fan as Chief Financial Officer of the Company (“CFO”), effective on November 28, 2024. Mr. Pengyuan Fan brings over 15 years’ experience of ke |
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| November 19, 2024 |
As filed with the Securities and Exchange Commission on November 19, 2024 As filed with the Securities and Exchange Commission on November 19, 2024 Registration No. |
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| November 19, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE FORM S-8 (Form Type) Metalpha Technology Holding Limited (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule Amount Registered (2) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Ordinary shares, par value US$0. |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offi |
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| November 1, 2024 |
Metalpha Regains Compliance with Nasdaq’s Periodic Filing Requirement Exhibit 99.1 Metalpha Regains Compliance with Nasdaq’s Periodic Filing Requirement (HONG KONG, Nov. 1, 2024) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-focused wealth management company, announced today that it has regained compliance with the periodic filing requirement set forth under Listing Rule 5250(c)(1) of The Nasdaq Stock Mark |
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| October 30, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 Onestop Assurance PAC 10 Anson Road #06-15 International Plaza Singapore 079903 Email:[email protected] Website: www.onestop-ca.com CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (File No. 333-255251) of our report dated October 30, 2024, relating to the audit of the consolidated |
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| October 30, 2024 |
Metalpha Technology Holding Limited Insider Trading and Window Policy (adopted October 30, 2024) Exhibit 19.1 Metalpha Technology Holding Limited Insider Trading and Window Policy (adopted October 30, 2024) Introduction During the course of your relationship with Metalpha Technology Holding Limited (“Metalpha”), you may receive material information that is not yet publicly available (“material nonpublic information”) about Metalpha or other publicly traded companies that Metalpha has business |
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| October 30, 2024 |
SCHEDULE A Amendments to the Director Appointment Letter Exhibit 4.27 THIS SUPPLEMENTARY AGREEMENT is made on 9/26/2024 (the “Effective Date”). BETWEEN (1) Metalpha Technology Holding Limited (formerly known as Dragon Victory International Limited), an exempted company limited by shares incorporated in the Cayman Islands, with its principal business address at Suite 6703-04, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong (the “Company”); (2) Liu Li |
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| October 30, 2024 |
SCHEDULE A Amendments to the Director Appointment Letter Exhibit 4.26 THIS SUPPLEMENTARY AGREEMENT is made on 9/26/2024 (the “Effective Date”). BETWEEN (1) Metalpha Technology Holding Limited (formerly known as Dragon Victory International Limited), an exempted company limited by shares incorporated in the Cayman Islands, with its principal business address at Suite 6703-04, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong (the “Company”); (2) Wang B |
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| October 30, 2024 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Metalpha Technology Holding Limited (the “Company”) on Form 20-F for the year ended March 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bingzhong Wang, Chief Executive Officer of the Com |
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| October 30, 2024 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xiaohua Gu, certify that: 1. I have reviewed this annual report on Form 20-F of Metalpha Technology Holding Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
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| October 30, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference of our report, dated February 12, 2024, which appears in the Annual Report on Form 20-F filed with the U.S. Securities and Exchange Commission (“SEC”) on October 30, 2024 relating to the audit of the consolidated balance sheet of Metalpha Technology Holding Limited (the “Compan |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1 |
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| October 30, 2024 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bingzhong Wang, certify that: 1. I have reviewed this annual report on Form 20-F of Metalpha Technology Holding Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| October 30, 2024 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Metalpha Technology Holding Limited (the “Company”) on Form 20-F for the year ended March 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Xiaohua Gu, Chief Financial Officer of the Company |
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| September 26, 2024 |
METALPHA TECHNOLOGY HOLDING LIMITED 2024 SHARE INCENTIVE PLAN ARTICLE 1 Exhibit 4.1 METALPHA TECHNOLOGY HOLDING LIMITED 2024 SHARE INCENTIVE PLAN ARTICLE 1 PURPOSE The purpose of this 2024 SHARE INCENTIVE PLAN is to promote the success and enhance the value of Metalpha Technology Holding Limited, a Cayman Islands exempted company (the “Company”), by linking the personal interests of the Directors, Employees, Consultants, and other Persons to those of the Company’s sha |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Off |
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| September 26, 2024 |
Exhibit 10.1 This Deed of Termination (“Deed”) is entered into on September 26, 2024 between: (1) Metalpha Technology Holding Limited (formerly known as Dragon Victory International Limited), an exempted company limited by shares incorporated in the Cayman Islands, with its principal business address at Suite 6703-04, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong (the “Company”); (2) Natural |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai Hong Kong, China (Address of Principal Executive Offi |
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| August 19, 2024 |
Metalpha Receives Notification of Deficiency from The Nasdaq Stock Market LLC Exhibit 99.1 Metalpha Receives Notification of Deficiency from The Nasdaq Stock Market LLC (Hong Kong, August 19, 2024) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-focused wealth management company, today announced that on August 15, 2024 it has received a written notice from The Nasdaq Stock Market LLC (the “Nasdaq”) which states that |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 6703-04, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Office |
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| July 31, 2024 |
SEC FILE NUMBER: 001-38208 CUSIP NUMBER: G28365 107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 29, 2024 |
Metalpha Regains Compliance with Nasdaq’s Filing Requirements Exhibit 99.1 Metalpha Regains Compliance with Nasdaq’s Filing Requirements (HONG KONG, July 29, 2024) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-focused wealth management company, announced that it has received a written notification from The Nasdaq Stock Market LLC (“Nasdaq”) on July 26, 2024, which states that it has regained compli |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) In |
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| July 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) In |
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| July 12, 2024 |
Exhibit 99.1 METALPHA TECHNOLOGY HOLDING LIMITED (FORMERLY DRAGON VICTORY INTERNATIONAL LIMITED) CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION AS OF SEPTEMBER 30, 2023 AND MARCH 31, 2023 (Amounts in U.S. dollars) Notes As of September 30, 2023 As of March 31, 2023 (Unaudited) (Audited) Assets Non-current assets Property and equipment 4 7,945 8,423 Right of use assets 5 78,449 120,931 Ren |
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| April 10, 2024 |
Metalpha Announces Notification of Delinquency from The Nasdaq Stock Market LLC Exhibit 99.1 Metalpha Announces Notification of Delinquency from The Nasdaq Stock Market LLC (HONG KONG, Apr. 10, 2024) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-focused wealth management company, announced today that it received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasda |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) I |
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| April 4, 2024 |
Metalpha Appoints OneStop Assurance PAC as its New Auditor Exhibit 99.1 Metalpha Appoints OneStop Assurance PAC as its New Auditor (HONG KONG, Apr. 4, 2024) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-focused wealth management company, announced today the appointment of OneStop Assurance PAC as its independent registered public accounting firm, effective on April 3, 2024, in connection with th |
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| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) I |
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| April 4, 2024 |
Exhibit 16.1 April 4, 2024 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Commissioners: WWC, P.C. (“WWC”) has been furnished with a copy of the disclosures in the Form 6-K for the event that occurred on April 4, 2024 to be filed by WWC’s former client Metalpha Technology Holding Limited (the “Company”). WWC does not disagree with the Company’s statements regarding WWC |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) I |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) I |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) I |
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| March 8, 2024 |
Exhibit 99.3 METALPHA TECHNOLOGY HOLDING LIMITED An exempted company with limited liability incorporated in the Cayman Islands (Nasdaq: MATH) FORM OF PROXY FOR ANNUAL GENERAL MEETING OF SHAREHOLDERS To be held on March 29, 2024 (or any adjournment(s) or postponement(s) thereof) Introduction This form of proxy (the “Form of Proxy”) is furnished in connection with the solicitation by the board of di |
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| March 8, 2024 |
Exhibit 99.2 METALPHA TECHNOLOGY HOLDING LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq: MATH) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To be held on March 29, 2024 (or any adjourned or postponed meeting thereof) NOTICE IS HEREBY GIVEN that the annual general meeting of shareholders (the “AGM”) of Metalpha Technology Holding Limited (the “Company”) will be held |
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| March 8, 2024 |
Metalpha to Hold 2024 Annual General Meeting of Shareholders Exhibit 99.1 Metalpha to Hold 2024 Annual General Meeting of Shareholders (HONG KONG, Mar. 8, 2024) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-focused wealth management company, announced today that it will hold the 2024 annual general meeting (the “AGM”) of shareholders of the Company at Suite 1508, Central Plaza, 18 Harbour Road, Wa |
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| February 15, 2024 |
Metalpha Regains Compliance with Nasdaq’s Periodic Filing Requirement Exhibit 99.1 Metalpha Regains Compliance with Nasdaq’s Periodic Filing Requirement (HONG KONG, Feb. 15, 2024) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-based wealth management company, announced today that it has regained compliance with the periodic filing requirement set forth under Listing Rule 5250(c)(1) of The Nasdaq Stock Marke |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices |
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| February 13, 2024 |
SC 13G/A 1 ea193029-13ga1humetalpha.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Metalpha Technology Holding Limited (Name of Issuer) Ordinary Shares (Title of Class of Securities) G28365 107 (CUSIP Number) February 13, 2024 (Date of Event Which Requires Filing o |
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| February 12, 2024 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Limin Liu, certify that: 1. I have reviewed this annual report on Form 20-F of Metalpha Technology Holding Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make |
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| February 12, 2024 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Metalpha Technology Holding Limited (the “Company”) on Form 20-F for the year ended March 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Limin Liu, Chief Executive Officer of the Company, |
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| February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1 |
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| February 12, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the inclusion by reference in the Registration Statements on Form F-3 (File No. 333-252688) and on Form S-8 (File No. 333-255251) of our report dated February 12, 2024, relating to the audit of the consolidated balance sheets of Metalpha Technology Holding Limited (the “Company”) as of March 31, 2023, and th |
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| February 12, 2024 |
Metalpha Technology Holding Limited Incentive Compensation Recoupment Policy Exhibit 97.1 Metalpha Technology Holding Limited Incentive Compensation Recoupment Policy 1. Introduction The Board of Directors (the “Board”) of Metalpha Technology Holding Limited, a company incorporated in the Cayman Islands (the “Company”), has determined that it is in the best interests of the Company and its shareholders to adopt this Incentive Compensation Recoupment Policy (this “Policy”) |
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| February 12, 2024 |
Exhibit 1.1 Companies Act (As Amended) Company Limited by Shares SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF METALPHA TECHNOLOGY HOLDING LIMITED (Adopted by special resolution passed on 15 November 2022) Companies Act (As Amended) Company Limited by Shares Second Amended and Restated Memorandum of Association of Metalpha Technology Holding Limited (Adopted by special resolution passed |
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| February 12, 2024 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xiaohua Gu, certify that: 1. I have reviewed this annual report on Form 20-F of Metalpha Technology Holding Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
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| February 12, 2024 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Metalpha Technology Holding Limited (the “Company”) on Form 20-F for the year ended March 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Xiaohua Gu, Chief Financial Officer of the Company |
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| January 22, 2024 |
SC 13D/A 1 ea191953-13da5nimetalpha.htm AMENDMENT NO. 5 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Metalpha Technology Holding Limited (Name of Issuer) Ordinary Shares, Par Value US$0.0001 Per Share (Title of Class of Securities) G28365 107 (CUSIP Number) Ming Ni Suite 1508, Centr |
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| December 18, 2023 |
EX-99.5 2 ea190230ex99-5metalpha.htm SHARE PURCHASE AGREEMENT, DATED NOVEMBER 30, 2023, BETWEEN THE PURCHASER AND THE REPORTING PERSON Exhibit 99.5 Certain confidential information contained in this document has been omitted because Metalpha Technology Holding Limited has determined it is not material and would be competitively harmful if publicly disclosed. [**] indicates that information has bee |
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| December 18, 2023 |
SC 13D/A 1 ea190230-13da4nimetalpha.htm AMENDMENT NO. 4 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Metalpha Technology Holding Limited (Name of Issuer) Ordinary Shares, Par Value US$0.0001 Per Share (Title of Class of Securities) G28365 107 (CUSIP Number) Ming Ni Suite 1508, Centr |
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| December 18, 2023 |
LYL / Dragon Victory International Ltd / Hu Xianqun - SCHEDULE 13G Passive Investment SC 13G 1 ea190231-13ghumetalpha.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d- 1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Metalpha Technology Holding Limited (Name of Issue |
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| December 4, 2023 |
LYL / Dragon Victory International Ltd / Folius Ventures LLC Passive Investment SC 13G/A 1 formsc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.1)* Metalpha Technology Holding Limited (Name of Issuer) Ordinary Shares (Titl |
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| November 14, 2023 |
Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. |
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| November 14, 2023 |
LYL / Dragon Victory International Ltd / Folius Ventures LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Metalpha Technology Holding Limited (Name of Issuer) Ordinary Shares (Title of Class of Securities) |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of Principal Executive Offices) |
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| August 21, 2023 |
Exhibit 99.1 Metalpha Receives Notification of Deficiency from Nasdaq, Relating to Delayed Filing of Annual Report on Form 20-F (HONG KONG, Aug. 21, 2023) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global digital asset-based wealth management company, today announced that on August 17, 2023 it has received a written notice from The Nasdaq Stock Market LLC |
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| July 31, 2023 |
SEC FILE NUMBER: 001-38208 CUSIP NUMBER: G28365 107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 7, 2023 |
METALPHA TECHNOLOGY HOLDING LIMITED 2022 PERFORMANCE INCENTIVE PLAN SHARE UNIT AWARD AGREEMENT EX-99.4 2 ea179925ex99-4metalpha.htm SHARE UNIT AWARD AGREEMENT, DATED JANUARY 26, 2023, BETWEEN THE ISSUER AND THE REPORTING PERSON Exhibit 99.4 METALPHA TECHNOLOGY HOLDING LIMITED 2022 PERFORMANCE INCENTIVE PLAN SHARE UNIT AWARD AGREEMENT THIS SHARE UNIT AWARD AGREEMENT (this “Agreement”) is dated as of January 26, 2023 by and between Metalpha Technology Holding Limited (previously known as Drag |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Metalpha Technology Holding Limited (Name of Issuer) Ordinary Shares, Par Value US$0.0001 Per Share (Title of Class of Securities) G28365 107 (CUSIP Number) Xianqun Hu Room 602, Tower 4 Langshi Green Jiequ Huijing Rd, Yuhuatai District, Nanjing People’s |
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| June 7, 2023 |
METALPHA TECHNOLOGY HOLDING LIMITED 2022 PERFORMANCE INCENTIVE PLAN SHARE UNIT AWARD AGREEMENT Exhibit 99.4 METALPHA TECHNOLOGY HOLDING LIMITED 2022 PERFORMANCE INCENTIVE PLAN SHARE UNIT AWARD AGREEMENT THIS SHARE UNIT AWARD AGREEMENT (this “Agreement”) is dated as of January 26, 2023 by and between Metalpha Technology Holding Limited (previously known as Dragon Victory International Limited), an exempted company organized under the Companies Law of the Cayman Islands, and its successors (t |
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| June 7, 2023 |
LYL / Dragon Victory International Ltd / Wang Bingzhong - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Metalpha Technology Holding Limited (Name of Issuer) Ordinary Shares, Par Value US$0.0001 Per Share (Title of Class of Securities) G28365 107 (CUSIP Number) Bingzhong Wang 36A, Tower 1, Maya 15th Sze Shan St, Yau Tong, Hong Kong People’s Republic of China |
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| June 7, 2023 |
METALPHA TECHNOLOGY HOLDING LIMITED 2022 PERFORMANCE INCENTIVE PLAN SHARE UNIT AWARD AGREEMENT Exhibit 99.3 METALPHA TECHNOLOGY HOLDING LIMITED 2022 PERFORMANCE INCENTIVE PLAN SHARE UNIT AWARD AGREEMENT THIS SHARE UNIT AWARD AGREEMENT (this “Agreement”) is dated as of January 26, 2023 by and between Metalpha Technology Holding Limited (previously known as Dragon Victory International Limited), an exempted company organized under the Companies Law of the Cayman Islands, and its successors (t |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Metalpha Technology Holding Limited (Name of Issuer) Ordinary Shares, Par Value US$0.0001 Per Share (Title of Class of Securities) G28365 107 (CUSIP Number) Ming Ni Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong People’s Republic of China |
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| April 4, 2023 |
Metalpha Has Regained Compliance with Nasdaq’s Minimum Bid Price Requirement Exhibit 99.1 Metalpha Has Regained Compliance with Nasdaq’s Minimum Bid Price Requirement (Hong Kong, April, 4, 2023) - Metalpha Technology Holding Limited (Nasdaq: MATH) (the “Company” or “Metalpha”), a global crypto-based wealth management company, announced that on March 31, 2023 it received a written notice from The Nasdaq Stock Market LLC (the “Nasdaq”) which states the Company has regained c |
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| April 4, 2023 |
6-K 1 ea176429-6kmeta.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission file number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive offices) In |
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| March 31, 2023 |
Exhibit 99.1 METALPHA TECHNOLOGY HOLDING LIMITED (FORMERLY DRAGON VICTORY INTERNATIONAL LIMITED) CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION AS OF SEPTEMBER 30, 2022 AND MARCH 31, 2022 (Amounts in U.S. dollars) Notes As of September 30, 2022 As of March 31, 2022 (Unaudited) (Audited) Assets Non-current assets Property and equipment 4 204,995 297,974 Right of use assets 5 328,864 385,04 |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) Indi |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) I |
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| March 9, 2023 |
Exhibit 99.2 Please Vote, Sign, Date, and Return Promptly in the Enclosed Envelope. Annual General Meeting of Shareholders - Metalpha Technology Holding Limited (the “Company”) DETACH CARD HERE TO VOTE BY MAIL THE BOARD OF DIRECTORS RECOMMENDS A VOTE “FOR” ALL DIRECTOR NOMINEES AND “FOR” PROPOSALS 10 AND 11. 1 To re-elect Mr. Limin Liu as a director of the Company to hold office until the next ann |
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| March 9, 2023 |
6-K 1 ea174924-6kmetalpha.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Ch |
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| March 9, 2023 |
Exhibit 99.1 METALPHA TECHNOLOGY HOLDING LIMITED (incorporated in the Cayman Islands with limited liability) (NASDAQ: MATH) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN THAT the annual general meeting of shareholders (the “Meeting”) of Metalpha Technology Holding Limited (the “Company”) will be held on March 31, 2023 at 9:30 p.m., Eastern Time, at Suite 1508, Central Pla |
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| March 3, 2023 |
Metalpha Reports Preliminary First Half of 2022 Unaudited Results Exhibit 99.1 Metalpha Reports Preliminary First Half of 2022 Unaudited Results HONG KONG, March 2, 2023 /PRNewswire/ - Metalpha Technology Holding Limited (NASDAQ: MATH) (the “Company” or “Metalpha”), a digital assets service provider, today announced its preliminary unaudited financial results for the six-month period ended September 30, 2022 (the “1H 2023”). In 1H 2023, the Company’s revenue fro |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) Ind |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) |
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| February 23, 2023 |
Exhibit 10.1 Dated: Metalpha Holding (HK) Limited Liu Limin & Wang Wei and Xu Yang & Zheng Liqing SALE AND PURCHASE AGREEMENT THIS AGREEMENT is made on 2/20/2023 (this “Agreement”), AMONG: - (1) Metalpha Holding (HK) Limited (formerly known as Long Yun International Holdings Limited), a company incorporated in Hong Kong, with its registered address at Suite 1508, Central Plaza, 18 Harbour Road, Wa |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) |
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| February 14, 2023 |
LYL / Dragon Victory International Ltd / Hu Xianqun - SCHEDULE 13D Activist Investment Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Metalpha Technology Holding Limited (Name of Issuer) Ordinary Share, $0.0001 par value (Title of Class of Securities) G28365 107 (CUSIP Number) Limin Liu Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (+852)35652921 (Name, Address and Telephone Number of Person Au |
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| February 13, 2023 |
Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D/A2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* METALPHA TECHNOLOGY HOLDING LIMITED (Name of Issuer) Ordinary Share, $0.0001 par value (Title of Class of Securities) G28365 107 (CUSIP Number) Limin Liu Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (+852)35652921 (Name, Address and Telepho |
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| January 30, 2023 |
Exhibit 10.2 THIS AMENDMENT AGREEMENT is made on 1/26/2023. PARTIES (1) METALPHA TECHNOLOGY HOLDING LIMITED (formerly known as Dragon Victory International Limited) (the “Company”); (2) Natural Selection Capital Holdings Limited (“Natural Selection”); and (3) Ni Ming (“Ni”). RECITALS (A) The Company entered into a Consulting and Warrant Issuance Agreement with Natural Selection and Ni on August 6, |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) I |
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| January 10, 2023 |
EX-99.1 2 ea171502ex99-1metalpha.htm JOINT FILING AGREEMENT DATE JANUARY 10, 2023 Exhibit 99.1 JOINT FILING AGREEMENT The parties listed below agree that the Schedule 13D to which this agreement (this “Agreement”) is attached as an exhibit, and all further amendments thereto, shall be filed on behalf of each of them. This Agreement is intended to satisfy Rule 13d-1(k)(1) under the Securities Excha |
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| January 10, 2023 |
SC 13D 1 ea171502-13dantalpmetalpha.htm SCHEDULE 13D Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 METALPHA TECHNOLOGY HOLDING LIMITED (formerly known as DRAGON VICTORY INTERNATIONAL LIMITED) (Name of Issuer) Ordinary Share, $0.0001 par value (Title of Class of Securities) G28365 107 (CUSIP Number) Limin Liu Suite 1508, Central Pl |
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| November 29, 2022 |
Exhibit 10.2 SECURITIES Subscription and Warrant PURCHASE AGREEMENT Dated November 28, 2022 among Metalpha Technology Holding Limited (formerly known as Dragon Victory International Limited) and Antalpha Technologies Holdings Limited SECURITIES Subscription and Warrant PURCHASE AGREEMENT THIS SECURITIES Subscription and Warrant PURCHASE AGREEMENT (this ?Agreement?), dated November 28, 2022, is ent |
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| November 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-38208 Metalpha Technology Holding Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) |
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| November 29, 2022 |
Exhibit 10.1 Dated: November 28, 2022 Antalpha Technologies Limited (?Vendor?) Antalpha Technologies Holdings Limited (?Vendor Affiliate?) Meta Rich Limited (?Purchaser?) and Metalpha Technology Holding Limited (formerly known as Dragon Victory International Limited) (?Purchaser ParentCo?) SALE AND PURCHASE AGREEMENT of 49 shares in Metalpha Limited (the ?Agreement?) THIS AGREEMENT is made on Nove |
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| November 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-38208 Metalpha Technology Holding Limited (formerly known as Dragon Victory International Limited) Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive offices |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) |
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| October 31, 2022 |
Exhibit 99.2 Please Vote, Sign, Date, and Return Promptly in the Enclosed Envelope. Extraordinary Meeting of Shareholders - Dragon Victory International Limited (the ?Company?) DETACH CARD HERE TO VOTE BY MAIL THE BOARD OF DIRECTORS RECOMMENDS A VOTE ?FOR? ALL DIRECTOR NOMINEES AND ?FOR? PROPOSALS 1 AND 2. 1 To change the name of the Company to Metalpha Technology Holding Limited; and ? VOTE FOR ? |
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| October 31, 2022 |
Exhibit 99.1 DRAGON VICTORY INTERNATIONAL LIMITED (incorporated in the Cayman Islands with limited liability) (NASDAQ: LYL) NOTICE OF EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN THAT the extraordinary general meeting of shareholders (the ?Meeting?) of Dragon Victory International Limited (the ?Company?) will be held on 15 November 2022, at 9:30 a.m. local time, at Suite 15 |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1 |
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| August 16, 2022 |
Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Form F-3 (File No. 333-261898, 333-252688, and 333-251297) and the Registration Statements on Form S-8 (File No. 333-255251) of our report dated August 16, 2022 relating to the audit of the consolidated statements of financial position of Drago |
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| August 16, 2022 |
Exhibit 4.19 Tenancy Agreement Lessor (Party A): Zhang Tiejun ID number: 230229198212220017 Tenant (Party B): Hangzhou Long Yun Network Technology Co.Ltd. According to relevant legislations and regulations of the People s Republic of China and the relevant regulations of the city, both parties A and B, based on fairness, voluntariness, and equality, by consensus Party A will lease its legally owne |
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| August 16, 2022 |
Exhibit 13.1 Certifications Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of Dragon Victory International Limited (the “Company”), does hereby certify, to such officer’s knowledge, that: The Annual Report on Form 20-F, as ame |
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| August 16, 2022 |
Exhibit 4.18 TRADING ACCOUNT MANAGEMENT AGREEMENT THIS TRADING ACCOUNT MANAGEMENT AGREEMENT (?Agreement?) is made on the 23th day of December 2021 BETWEEN Metalpha, a company incorporated in the British Virgin Islands whose registered address is situated at Kingston Chambers, PO Box 173, Road Town, Tortola, British Virgin Islands (?Party A?) of the one part AND Antalpha Technologies Limited, a com |
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| August 16, 2022 |
2022 Performance Incentive Plan of the Registrant Exhibit 4.22 DRAGON VICTORY INTERNATIONAL LIMITED 2022 PERFORMANCE INCENTIVE PLAN 1. PURPOSE OF PLAN The purpose of this Dragon Victory International Limited 2022 Performance Incentive Plan (this ?Plan?) of Dragon Victory International Limited, an exempted company organized under the Companies Law of the Cayman Islands, and its successors (the ?Company?), is to promote the success of the Company a |
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| August 16, 2022 |
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.2 Certification by the Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xiaohua Gu, certify that: 1. I have reviewed this annual report on Form 20-F, as amended, of Dragon Victory International Limited (the “Company”); 2. Based on my knowledge, this report does not contai |
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| August 16, 2022 |
Exhibit 4.17 Product Purchase Agreement This product purchase agreement (this ?Agreement?) is signed between you (hereinafter also referred to as the ?User?) and Metalpha Limited (hereinafter ?we? or the ?Company?, we and you are collectively referred to as ?the parties?, respectively referred to as the ?party?) on December 2021. This Agreement sets out the terms and conditions you should comply w |
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| August 16, 2022 |
Exhibit 13.2 Certifications Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of Dragon Victory International Limited. (the “Company”), does hereby certify, to such officer’s knowledge, that: The Annual Report on Form 20-F, as am |
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| August 16, 2022 |
Consent of Capital Equity Legal Group Exhibit 15.2 Date: August 16, 2022 To: Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, The People’s Republic of China Dear Mesdames/Sirs, We consent to the references to our firm under the mentions of “PRC Counsel” in connection with the annual report of Dragon Victory International Limited (the “Company”) on Form 20-F for the fiscal year ended |
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| August 16, 2022 |
Exhibit 4.20 Dated the day of CENTRAL PLAZA MANAGEMENT COMPANY LIMITED agent for the Landlords CHEER CITY PROPERTIES LIMITED (????????) and PROTASAN LIMITED AND [ ] LEASE Of All That Office Unit No.[ ] on the [ ] Floor of the building known as CENTRAL PLAZA at No.18 Harbour Road, Wanchai, Hong Kong erected on All That piece or parcel of land and registered in the Land Registry as INLAND LOT NO.864 |
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| August 16, 2022 |
Exhibit 4.21 Tenancy Agreement Lessor (Party A): Zhu Yu Certificate number:330125197003144116 Tenant (Party B): Dacheng Liantong Zhejiang Information Technology Co., Ltd. Intermediary Party (Party C): Hangzhou Yichang Commercial Management Co.Ltd. In accordance with relevant legislation and regulations of the People?s Republic of China and the relevant regulations of the City, both parties, A and |
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| August 16, 2022 |
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 Certification by the Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Limin Liu, certify that: 1. I have reviewed this annual report on Form 20-F, as amended, of Dragon Victory International Limited (the “Company”); 2. Based on my knowledge, this report does not contain |
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| August 10, 2022 |
Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* DRAGON VICTORY INTERNATIONAL LIMITED (Name of Issuer) Ordinary Share, $0.0001 par value (Title of Class of Securities) G28365 107 (CUSIP Number) Limin Liu Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (+852)35652921 (Name, Address and Telepho |
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| August 1, 2022 |
Exhibit 10.1 SECURITIES Subscription and Warrant PURCHASE AGREEMENT Dated June 30, 2022 among Dragon Victory International Limited, and The Purchasers Listed on Schedule A Attached Hereto SECURITIES Subscription and Warrant PURCHASE AGREEMENT THIS SECURITIES Subscription and Warrant PURCHASE AGREEMENT (this ?Agreement?), dated June 30, 2022, is entered into by and among (i) Dragon Victory Internat |
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| August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) I |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: March 31, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Perio |
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| July 21, 2022 |
2022 Performance Incentive Plan Exhibit 10.1 Dragon Victory International Limited 2022 PERFORMANCE INCENTIVE PLAN 1. PURPOSE OF PLAN The purpose of this Dragon Victory International Limited 2022 Performance Incentive Plan (this ?Plan?) of Dragon Victory International Limited, an exempted company organized under the Companies Law of the Cayman Islands, and its successors (the ?Company?), is to promote the success of the Company a |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, China (Address of principal executive office) In |
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| July 21, 2022 |
Form of Share Unit Award Agreement Exhibit 10.2 DRAGON VICTORY INTERNATIONAL LIMITED 2022 PERFORMANCE INCENTIVE PLAN SHARE UNIT AWARD AGREEMENT THIS SHARE UNIT AWARD AGREEMENT (this ?Agreement?) is dated as of , 2022 by and between Dragon Victory International Limited, an exempted company organized under the Companies Law of the Cayman Islands, and its successors (the ?Company?), and (the ?Participant?). WITNESSETH: WHEREAS, pursua |
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| June 29, 2022 |
6-K 1 ea162218-6kdragonvic.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong, Ch |
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| May 26, 2022 |
Consulting Agreement dated May 26, 2022 by and among the Company and the Consultants Exhibit 10.1 CONSULTING AND WARRANT ISSUANCE AGREEMENT This Consulting and Warrant Issuance Agreement (the ?Agreement?) dated as of May 26, 2022 by and among (i) Dragon Victory International Limited, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the ?Company?), (ii) Jing Hu, (iii) Sek Yee Khor, and (iii) Jiaping Sun (collectively, the ?Con |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) Indi |
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| May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) Indi |
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| May 19, 2022 |
Exhibit 10.1 EMPLOYEE WARRANT ISSUANCE AGREEMENT This Employee Warrant Issuance Agreement (the ?Agreement?) dated as of May 10, 2022 by and between Dragon Victory International Limited, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the ?Company?, and together with and all of its direct or indirect parent companies, subsidiaries, affiliates |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) Indi |
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| May 6, 2022 |
Director Offer Letter dated May 6, 2022 by and between the Company and Kiyohiro Kawayanagi Exhibit 10.1 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China +852-35652920 May 6, 2022 Mr. Kiyohiro Kawayanagi Room 1001, No. 4, Lane 1, West Weifang Road Pudong New Area, Shanghai, China Re: Director Offer Letter Dear Mr. Kiyohiro Kawayanagi, Dragon Victory International Limited, a Cayman Islands exempted company with limited liability (th |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive offices) I |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) Ind |
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| March 11, 2022 |
Exhibit 99.1 DRAGON VICTORY INTERNATIONAL LIMITED CONDENSED CONSOLIDATED BALANCE SHEETS AS OF SEPTEMBER 30, 2021 AND MARCH 31, 2021 (UNAUDITED) (Amounts in U.S. dollars) As of September 30, 2021 As of March 31, 2021 ASSETS Current assets Cash and cash equivalents $ 1,775,673 $ 982,538 Other receivables and prepayments 1,360,967 5,506,203 Short-term investments 2,137,315 5,073,548 Short-term invest |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) In |
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| March 3, 2022 |
Exhibit 10.1 AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT THIS AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT (this ?Amendment?), dated as of March 3, 2022, is by and among (i) Dragon Victory International Limited, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the ?Company?), (ii) LSQ Investment Fund SPC-Disruptive Opportunity Fund I |
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| March 3, 2022 |
Exhibit 10.2 AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT THIS AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT (this ?Amendment?), dated as of March 3, 2022, is by and among (i) DRAGON VICTORY INTERNATIONAL LIMITED, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the ?Company?), (ii) LSQ Investment Fund SPC-Disruptive Opportunity Fund I |
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| February 18, 2022 |
Exhibit 99.1 DRAGON VICTORY INTERNATIONAL LIMITED (incorporated in the Cayman Islands with limited liability) (NASDAQ: LYL) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN THAT the annual general meeting of shareholders (the ?Meeting?) of Dragon Victory International Limited (the ?Company?) will be held on March 24, 2022, at 9:30 p.m., Eastern Time, at Suite 1508, Central P |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2022 Commission File Number: 001-38208 Dragon Victory International Limited Suite 1508, Central Plaza 18 Harbour Road, Wan Chai, Hong Kong China (Address of principal executive office) |
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| February 18, 2022 |
Please Vote, Sign, Date, and Return Promptly in the Enclosed Envelope. Exhibit 99.2 * SPECIMEN * 1 MAIN STREET ANYWHERE PA 99999-9999 VOTE ON INTERNET Go to http://www.vstocktransfer.com/proxy Click on Proxy Voter Login and log-on using the below control number. Voting will be open until 11:59 pm (EST) on March 22, 2022. CONTROL # VOTE BY EMAIL Please email your signed proxy card to [email protected]. VOTE BY FAX Please fax your signed proxy card to 646-536-317 |
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| December 27, 2021 |
As filed with the U.S. Securities and Exchange Commission on December 27, 2021 As filed with the U.S. Securities and Exchange Commission on December 27, 2021 Registration No. 333- ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Dragon Victory International Limited (Exact name of registrant as specified in its charter) Cayman Islands Not Applicable (State or other jurisdiction of incorp |
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| December 9, 2021 |
Director Offer Letter dated December 9, 2021 by and between the Company and Kim Fung Lai Exhibit 10.1 Dragon Victory International Limited Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China +86-571-82213772 December 9, 2021 Mr. Kim Fung Lai [*] Re: Director Offer Letter Dear Mr. Kim Fung Lai, Dragon Victory International Limited, a Cayman Islands exempted company with limited liability (the ?Company?), is pleased to offer you |
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| December 9, 2021 |
6-K 1 ea152059-6kdragonvictory.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building |
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| December 9, 2021 |
Employment Agreement dated December 9, 2021 by and between the Company and Ming Ni EX-10.6 7 ea152059ex10-6dragonvictory.htm EMPLOYMENT AGREEMENT DATED DECEMBER 9, 2021 BY AND BETWEEN THE COMPANY AND MING NI Exhibit 10.6 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of December 9, 2021, by and between Dragon Victory International Limited, a company incorporated and existing under the laws of Cayman Islands (the “Company”), and Ming Ni, an i |
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| December 9, 2021 |
Employment Agreement dated December 9, 2021 by and between the Company and Bingzhong Wang Exhibit 10.4 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?), is entered into as of December 9, 2021, by and between Dragon Victory International Limited, a company incorporated and existing under the laws of Cayman Islands (the ?Company?), and Bingzhong Wang, an individual (the ?Executive?). The term ?Company? as used herein with respect to all obligations of the Executive hereun |
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| December 9, 2021 |
Director Offer Letter dated December 9, 2021 by and between the Company and Bingzhong Wang Exhibit 10.3 Dragon Victory International Limited Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China +86-571-82213772 December 9, 2021 Mr. Bingzhong Wang [*] Re: Director Offer Letter Dear Mr. Bingzhong Wang, Dragon Victory International Limited, a Cayman Islands exempted company with limited liability (the ?Company?), is pleased to offer |
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| December 9, 2021 |
Director Offer Letter dated December 9, 2021 by and between the Company and Sen Lin Exhibit 10.2 Dragon Victory International Limited Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China +86-571-82213772 December 9, 2021 Mr. Sen Lin [*] Re: Director Offer Letter Dear Mr. Sen Lin, Dragon Victory International Limited, a Cayman Islands exempted company with limited liability (the ?Company?), is pleased to offer you a positio |
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| December 9, 2021 |
Director Offer Letter dated December 9, 2021 by and between the Company and Ming Ni Exhibit 10.5 Dragon Victory International Limited Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China +86-571-82213772 December 9, 2021 Mr. Ming Ni [*] Re: Director Offer Letter Dear Mr. Ming Ni, Dragon Victory International Limited, a Cayman Islands exempted company with limited liability (the ?Company?), is pleased to offer you a positio |
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| December 6, 2021 |
EX-99.1 2 ea151817ex99-1dragon.htm JOINT FILING AGREEMENT EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G to which this Agreement is annexed as Exhibit A, and any amendments thereto, is and will be filed on behalf of each of them in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. Date: December |
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| December 6, 2021 |
LYL / Dragon Victory International Ltd / KBR Fund Management Ltd - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Dragon Victory International Limited (Name of Issuer) Ordinary Share (Title of Class of Securities) G28365107 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 3, 2021 |
LYL / Dragon Victory International Ltd / Ni Ming - SCHEDULE 13D Activist Investment Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) DRAGON VICTORY INTERNATIONAL LIMITED (Name of Issuer) Ordinary Share, $0.0001 par value (Title of Class of Securities) G28365 107 (CUSIP Number) Limin Liu Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China +86 |
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| November 19, 2021 |
As filed with the U.S. Securities and Exchange Commission on November 19, 2021 S-8 POS 1 ea150487-s8posdragonvictory.htm POST-EFFECTIVE AMENDMENT TO FORM S-8 As filed with the U.S. Securities and Exchange Commission on November 19, 2021 Registration No. 333-255251 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Dragon Victory International Limited (Exact |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province China |
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| October 28, 2021 |
Consulting Agreement dated October 27, 2021 by and among the Company and the Consultants Exhibit 10.1 CONSULTING AND WARRANT ISSUANCE AGREEMENT This Consulting and Warrant Issuance Agreement (the ?Agreement?) dated as of October 27, 2021 by and among (i) Dragon Victory International Limited, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the ?Company?), (ii) Xianqun Hu, (iii) Ying Cai, (iv) Jiarui Li, and (v) Ailing Zhang (toge |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province China |
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| August 9, 2021 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of August 6, 2021, is by and between DRAGON VICTORY INTERNATIONAL LIMITED, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the ?Company?), LSQ Investment Fund SPC-Disruptive Opportunity Fund II SP, a Cayman Islands Segregated Portfolio |
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| August 9, 2021 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT Dated August 6, 2021 among Dragon Victory International Limited, LSQ Investment Fund SPC-Disruptive Opportunity Fund II SP and The Purchasers Listed on Schedule A Attached Hereto SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated August 6, 2021, is entered into by and among (i) Dragon Victory International Limited, |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province China ( |
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| August 9, 2021 |
Consulting Agreement dated August 6, 2021 by and among the Company and the Consultants Exhibit 10.2 CONSULTING AND WARRANT ISSUANCE AGREEMENT This Consulting and Warrant Issuance Agreement (the ?Agreement?) dated as of August 6, 2021 by and among (i) Dragon Victory International Limited, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the ?Company?), (ii) Natural Selection Capital Holdings Limited, a Cayman company (the ?Consu |
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| August 2, 2021 |
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.2 Certification by the Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xiaohua Gu, certify that: 1. I have reviewed this annual report on Form 20-F of Dragon Victory International Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a m |
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| August 2, 2021 |
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 Certification by the Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Limin Liu, certify that: 1. I have reviewed this annual report on Form 20-F of Dragon Victory International Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a ma |
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| August 2, 2021 |
Exhibit 4.25 ???SaaS???? SaaS Service Contract of Supplier ??? Party A: ?????/???? Legal representative/responsible person: ????? Contact No.: ??????????????????? Party B: Dacheng Liantong (Zhejiang) Information Technology Co., Ltd. ?????/??????? Legal representative/responsible person: Liu Limin ????? Contact No.: ?????????????????????????????????????????????????????????SaaS?????????????????????? |
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| August 2, 2021 |
EX-15.1 9 f20f2021ex15-1dragon.htm CONSENT OF WWC, P.C. Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form F-3 (File No. 333-252688 and 333-251297) and the Registration Statements on Form S-8 (File No. 333-255251) of our report dated August 2, 2021 relating to the consolidated financial sta |
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| August 2, 2021 |
Exhibit 4.21 Lease Agreement Lessor: (Party A): ID number: [ ] Leasee: (Party B): Hangzhou Longyun Network Technology In accordance with relevant Chinese laws, rules and regulations, Party A and Party B have reached an agreement through friendly consultation to conclude the following contract which is about Party A shall lease the legally owned house to Party B for usage. 1. Basic Condition for th |
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| August 2, 2021 |
Exhibit 13.1 CERTIFICATIONS PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of Dragon Victory International Limited (the “Company”), does hereby certify, to |
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| August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1 |
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| August 2, 2021 |
Exhibit 2.2 Description of rights of each class of securities registered under Section 12 of the Securities Exchange Act of 1934 (the ?Exchange Act?) Ordinary shares of Dragon Victory International Limited (?we,? ?our,? ?our company,? or ?us?) are listed and traded on the Nasdaq Capital Market, and in connection with this listing (but not for trading), its ordinary shares are registered under Sect |
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| July 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province China (Ad |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Dragon Victory International Limited (Name of Issuer) Ordinary Share (Title of Class of Securities) G28365107 (CUSIP Number) June 16, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| June 15, 2021 |
Dragon Victory International Limited Announces Entry into a Binding Term Sheet Exhibit 99.1 Dragon Victory International Limited Announces Entry into a Binding Term Sheet HANGZHOU, China, June 15, 2021 (GLOBE NEWSWIRE) - Dragon Victory International Limited (Nasdaq: LYL or the ?Company?), a company that offers supply chain management platform services to auto parts suppliers through its supply chain management platform and quality incubation services to entrepreneurs in Chin |
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| June 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province China (Ad |
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| April 23, 2021 |
Exhibit 99.1 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this ?Agreement?) made and entered into this day of 29th January, 2021 (the ?Effective Date?) by and between Yan Qiu (the ?Seller?), currently owns 536,700 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the ?Company?), and Mr. Limin Liu (the Buyer). Buyer and Seller are here sometimes referr |
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| April 23, 2021 |
Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 DRAGON VICTORY INTERNATIONAL LIMITED (Name of Issuer) Ordinary Share, $0.0001 par value (Title of Class of Securities) G28365 107 (CUSIP Number) Limin Liu Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China +86-571-82213772 (Na |
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| April 15, 2021 |
Power of Attorney (included on signature page hereof) As filed with the Securities and Exchange Commission on April 15, 2021 Registration No. |
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| April 15, 2021 |
Dragon Victory International Limited 2020 Performance Incentive Plan EX-10.1 3 ea139440ex10-1dragonvictory.htm DRAGON VICTORY INTERNATIONAL LIMITED 2020 PERFORMANCE INCENTIVE PLAN Exhibit 10.1 Dragon Victory International Limited 2020 PERFORMANCE INCENTIVE PLAN 1. PURPOSE OF PLAN The purpose of this Dragon Victory International Limited 2020 Performance Incentive Plan (this “Plan”) of Dragon Victory International Limited, an exempted company organized under the Comp |
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| April 14, 2021 |
Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1 DRAGON VICTORY INTERNATIONAL LIMITED (Name of Issuer) Ordinary Share, $0.0001 par value (Title of Class of Securities) G28365 107 (CUSIP Number) Limin Liu Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China +86- |
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| April 14, 2021 |
Exhibit 99.3 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) made and entered into this day of January 29, 2021 (the “Effective Date") by and between Hong Limited Ltd., a BVI exempted corporation (the “Seller”), currently owns 3,224,351 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the "Company'), and [Name] (the Buyer). Buyer and S |
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| April 1, 2021 |
Exhibit 10.1 Equity Transfer Agreement Transferor: Qiang Huang ID Number: [*] Transferee: Hangzhou Longyun Network Technology Co., Ltd. Address: Room 1803, Yintai International, No. 1600, Kejiguan Street, Binjiang District, Hangzhou, China Target Company: Hangzhou Xuzhihang Supply Chain Management Co., Ltd. Legal representative: Qiang Huang Registered address: Room 1806, Building 8, Shangfengxuan, |
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| April 1, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province China (A |
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| March 31, 2021 |
Exhibit 99.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of March 31, 2021, is between DRAGON VICTORY INTERNATIONAL LIMITED, a company incorporated under the laws of the Cayman Islands, with principal executive offices located at Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China (the “Com |
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| March 31, 2021 |
Exhibit 99.3 YA II PN, Ltd. 1012 Springfield Avenue Mountainside, NJ 07092 USA D +1 345 815 1877 E [email protected] Reference: 425626.00004/BKR/TTU 31 March 2021 Dragon Victory International Limited (Company) We have acted as Cayman Islands legal advisers to the Company in connection with (i) the Company?s registration statement on Form F-3, including all amendments or preliminary or final |
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| March 31, 2021 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-252688 Prospectus Supplement (To Prospectus dated February 12, 2021) 120,000 Ordinary Shares $6,000,000 Convertible Note Convertible into Ordinary Shares Dragon Victory International Limited Pursuant to this prospectus supplement and the accompanying prospectus, we are offering $6,000,000 in the principal amount of our convertible note (the “Co |
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| March 31, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER 6-K 1 ea138736-6kdragonvictory.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Ke |
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| March 31, 2021 |
DRAGON VICTORY INTERNATIONAL LIMITED Convertible Note Exhibit 99.2 DRAGON VICTORY INTERNATIONAL LIMITED Convertible Note Principal Amount: $6,000,000 Note Issuance Date: March 31, 2021 Note Number: LYL-6 FOR VALUE RECEIVED, DRAGON VICTORY INTERNATIONAL LIMITED, a Cayman Islands corporation (the ?Company?), hereby promises to pay to the order of YA II PN, Ltd., or its registered assigns (the ?Holder?) the amount set out above as the Principal Amount ( |
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| March 31, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China |
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| March 19, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province China (A |
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| March 5, 2021 |
Exhibit 99.1 DRAGON VICTORY INTERNATIONAL LIMITED (incorporated in the Cayman Islands with limited liability) (NASDAQ: LYL) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN THAT the annual general meeting of shareholders (the “Meeting”) of Dragon Victory International Limited (the “Company”) will be held on March 31, 2021, at 9:00 a.m., Beijing Time, at Room 1803, Yintai Int |
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| March 5, 2021 |
Please Vote, Sign, Date, and Return Promptly in the Enclosed Envelope. Exhibit 99.2 * SPECIMEN * 1 MAIN STREET ANYWHERE PA 99999-9999 VOTE ON INTERNET Go to http://www.vstocktransfer.com/proxy Click on Proxy Voter Login and log-on using the below control number. Voting will be open until 11:59 pm (EST) on March 29, 2021. CONTROL # VOTE BY EMAIL Please email your signed proxy card to [email protected]. VOTE BY FAX Please fax your signed proxy card to 646-536-317 |
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| March 5, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province China (A |
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| February 11, 2021 |
Dragon Victory International Limited Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China +86-571-82213772 VIA EDGAR Mr. |
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| February 3, 2021 |
Convertible Debenture dated December 11, 2020 Exhibit 4.6 THE SECURITIES REPRESENTED BY THIS CERTIFICATE (AND THE ORDINARY SHARES ISSUABLE PURSUANT TO SUCH SECURITIES) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED SOLELY FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARD RESALE AND NEITHER THESE SECURITIES NOR THE ORDINARY SH |
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| February 3, 2021 |
Exhibit 99.1 Dragon Victory International Limited Consolidated Financial Statements September 30, 2020 (Stated in U.S. Dollars) Content Page Report of Independent Registered Public Accounting Firm 1 Condensed Consolidated Balance Sheets 2 Condensed Consolidated Statements of Operations and Comprehensive Income/(Loss) 3 Condensed Consolidated Statements of Cash Flows 4 Condensed Consolidated Statem |
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| February 3, 2021 |
Convertible Debenture dated December 22, 2020 Exhibit 4.7 THE SECURITIES REPRESENTED BY THIS CERTIFICATE (AND THE ORDINARY SHARES ISSUABLE PURSUANT TO SUCH SECURITIES) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED SOLELY FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARD RESALE AND NEITHER THESE SECURITIES NOR THE ORDINARY SH |
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| February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, Chin |
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| February 3, 2021 |
As filed with the Securities and Exchange Commission on February 3, 2021 Registration No. |
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| January 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2021 Registration No. 001-38208 Dragon Victory International Limited Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China (Addr |
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| January 15, 2021 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of January 14, 2021, is between DRAGON VICTORY INTERNATIONAL LIMITED, a company incorporated under the laws of the Cayman Islands, with principal executive offices located at Room 1803, Yintai International Building, Kejiguan Road, Binjiang District, Hangzhou, Zhejiang Province, China (the “C |
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| January 15, 2021 |
Exhibit 10.3 THE SECURITIES REPRESENTED BY THIS CERTIFICATE (AND THE ORDINARY SHARES ISSUABLE PURSUANT TO SUCH SECURITIES) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED SOLELY FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARD RESALE AND NEITHER THESE SECURITIES NOR THE ORDINARY S |
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| January 15, 2021 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 14, 2021, is by and between DRAGON VICTORY INTERNATIONAL LIMITED, a Cayman Islands company (the “Company”), and YA II PN, Ltd., a Cayman Islands exempt limited partnership (the “Investor”). WHEREAS: A. In connection with the Securities Purchase Agreement by and among the parties he |
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| December 21, 2020 |
Dragon Victory International Limited Hanshi Tower 22nd Floor, No. 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, China +86-571-82213772 VIA EDGAR Ms. Stacie Gorman United States Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction 100 F Street, N.E. Washington, DC 20549 December 21, 2020 Re: Dragon Victory International Limite |
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| December 21, 2020 |
As filed with the Securities and Exchange Commission on December 21, 2020 Registration No. |
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| December 11, 2020 |
As filed with the Securities and Exchange Commission on December 11, 2020 Registration No. |
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| November 20, 2020 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 17, 2020, by and among DRAGON VICTORY INTERNATIONAL LIMITED, a company formed and existing under the laws of Cayman Islands (the “Company”), and YA II PN, Ltd., a Cayman Islands exempt limited partnership (the “Investor”). WHEREAS: A. In connection with the Securities Purchase Agr |
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| November 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Registration No. 001-38208 Dragon Victory International Limited Hanshi Tower 22nd Floor, No. 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, China (Address of |
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| November 20, 2020 |
Exhibit 10.3 THE SECURITIES REPRESENTED BY THIS CERTIFICATE (AND THE ORDINARY SHARES ISSUABLE PURSUANT TO SUCH SECURITIES) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED SOLELY FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARD RESALE AND NEITHER THESE SECURITIES NOR THE ORDINARY S |
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| November 20, 2020 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of November 17, 2020, is between DRAGON VICTORY INTERNATIONAL LIMITED, a company incorporated under the laws of the Cayman Islands, with principal executive offices located at Hanshi Tower 22nd Floor, No 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, China (the “Company”) |
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| August 18, 2020 |
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 Certification by the Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Limin Liu, certify that: 1. I have reviewed this annual report on Form 20-F of Dragon Victory International Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a ma |
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| August 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1 |
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| August 18, 2020 |
Exhibit 13.1 CERTIFICATIONS PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of Dragon Victory International Limited (the “Company”), does hereby certify, to |
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| August 18, 2020 |
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.2 Certification by the Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xiaohua Gu, certify that: 1. I have reviewed this annual report on Form 20-F of Dragon Victory International Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a m |
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| August 18, 2020 |
Exhibit 10.2 Share Exchange Agreement Party A: Hangzhou Longyun Network Technology Co., Ltd. Unified Social Credit Code: 913301093112964430 Address: 22nd Floor, Hanshi Building, 1786 Binsheng Road, Binjiang District, Hangzhou City, Zhejiang Province, China Party B: Shenzhen Dao Wuxing Technology Co., Ltd. Unified social credit code: 91440300MA5FU21L7N Address: No. 312, Mai Kelong Building, No. 6, |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-38208 CUSIP NUMBER G28365107 (Check one): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transi |
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| June 26, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2020 Commission File Number: 001-38208 Dragon Victory International Limited Hanshi Tower 22nd Floor, No. 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, China (Address |
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| June 10, 2020 |
Dragon Victory International Limited Receives Nasdaq Staff Deficiency Letter Exhibit 99.1 Dragon Victory International Limited Receives Nasdaq Staff Deficiency Letter HANGZHOU, China, June 10, 2020 - Dragon Victory International Limited (Nasdaq: LYL) (the “Company”), a company offering reward-based crowdfunding opportunities and quality incubation services to entrepreneurs in China, announced today that on June 5, 2020, it received a Nasdaq staff deficiency letter (the “Na |
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| June 10, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2020 Commission File Number: 001-38208 Dragon Victory International Limited Hanshi Tower 22nd Floor, No. 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, China (Address |
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| May 22, 2020 |
Exhibit 99.9 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”), made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”), currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Mr. Yang Shen (the Buy |
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| May 22, 2020 |
Exhibit 99.6 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”), made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”) currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Mr. Kaijie Ju (the “Buy |
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| May 22, 2020 |
Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) DRAGON VICTORY INTERNATIONAL LIMITED (Name of Issuer) Ordinary Share, $0.0001 par value (Title of Class of Securities) G28365 107 (CUSIP Number) Jianjun Sun Hanshi Tower 22nd Floor, No. 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, PRC Telephone: |
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| May 22, 2020 |
Exhibit 99.8 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”), currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Mr. Liyong Xu (the Buye |
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| May 22, 2020 |
Exhibit 99.2 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”), made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”) currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Ms. Hongzhen Feng (the |
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| May 22, 2020 |
Exhibit 99.7 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”), currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Ms. Xiaoqin Li (the Buy |
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| May 22, 2020 |
Joint Filing Agreement date May 22, 2020 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned agree that this Schedule 13D, and any amendments hereto, relating to the ordinary shares, par value $0.0001 per share, of Dragon Victory International Limited shall be filed on behalf of the undersigned. May 22, 2020 CYN Cherish Capital Limited By: /s/ Jianjun Sun Name: Jianjun Sun Title: Sole Director /s/ Jianjun Sun Jianjun Sun |
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| May 22, 2020 |
Share Purchase Agreement dated October 8, 2019 by and between CYN Cherish Capital Limited and Jin Xu Exhibit 99.5 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”), made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”) currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Mr. Jin Xu (the Buyer). |
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| May 22, 2020 |
Exhibit 99.10 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”) currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Ms. Xiaoqin Yu (the Buy |
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| May 22, 2020 |
Exhibit 99.11 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”) currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Mrs. Liqing Zheng (the |
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| May 22, 2020 |
Exhibit 99.3 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”) currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Mr. Jianping Feng (the B |
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| May 22, 2020 |
Exhibit 99.4 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”), made and entered into this 8th day of October, 2019 (the “Effective Date”) by and between CYN Cherish Capital Ltd., a BVI exempted corporation (the “Seller”) currently owns 1,874,164 ordinary shares of Dragon Victory International Limited, a Cayman Island Corporation (the “Company”), and Mr. Houchen Lv (the “Bu |
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| April 30, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 Registration No. 001-38208 Dragon Victory International Limited Hanshi Tower 22nd Floor, No. 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, China (Address of pri |
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| April 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 Commission File Number: 001-38208 Dragon Victory International Limited Hanshi Tower 22nd Floor, No. 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, China (Address |
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| April 2, 2020 |
Exhibit 99.2 THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF DRAGON VICTORY INTERNATIONAL LIMITED FOR THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS TO BE HELD ON APRIL 29, 2020 The undersigned shareholder of Dragon Victory International Limited, a Cayman Islands company (the “Company”), hereby acknowledges receipt of the Notice of Annual General Meeting of the Shareholders (the “Me |
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| April 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 Commission File Number: 001-38208 Dragon Victory International Limited Hanshi Tower 22nd Floor, No. 1786 Binsheng Road, Binjiang District, Hangzhou, Zhejiang Province, China (Address |
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| April 2, 2020 |
Exhibit 99.1 DRAGON VICTORY INTERNATIONAL LIMITED (incorporated in the Cayman Islands with limited liability) (NASDAQ: LYL) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN THAT the annual general meeting of shareholders (the “Meeting”) of Dragon Victory International Limited (the “Company”) will be held on April 29, 2020, at 9:00 a.m., local time, at Hanshi Tower 22nd Floor |
