LVL / Guggenheim S&P Global Dividend Opportunities Index ETF - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Form of Subordinated Indenture.

EX-4.3 3 exhibit43formofsubordinate.htm EX-4.3 Exhibit 4.3 Earthstone Energy, Inc., as Issuer and Any Subsidiary Guarantors Party Hereto and , as Trustee SUBORDINATED INDENTURE Dated as of , 202 TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION...............................1 Section 1.01. Definitions..............................................................

- S-3

As filed with the Securities and Exchange Commission on March 10, 2021 Registration No.

Form of Senior Indenture.

EX-4.2 2 exhibit42formofseniorinden.htm EX-4.2 Exhibit 4.2 Earthstone Energy, Inc., as Issuer and Any Subsidiary Guarantors Party Hereto and , as Trustee SENIOR INDENTURE Dated as of , 202 TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01. Definitions 1 Section 1.02. Officers’ Certificates and Opinions of Counsel 6 Section 1.03. Form of Documents

EARTHSTONE ENERGY, INC. Class A Common Stock Preferred Stock Debt Securities Depositary Shares Guarantees of Debt Securities

PROSPECTUS Filed Pursuant to Rule 424(b)(5) Registration No. 333-224334 $750,000,000 EARTHSTONE ENERGY, INC. Class A Common Stock Preferred Stock Debt Securities Depositary Shares Warrants Rights Units Guarantees of Debt Securities We may offer and sell from time to time, in one or more series or issuances and on terms that we will determine at the time of the offering, any combination of the secu

ESTE / Earthstone Energy, Inc. S-3

S-3 1 s-3xearthstoneshelfx04x18x.htm S-3 As filed with the Securities and Exchange Commission on April 18, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EARTHSTONE ENERGY, INC.* (Exact name of Registrant as specified in its charter) Delaware 84-0592823 (State or other jurisdiction

Form of Subordinated Indenture.

Exhibit 4.3 Earthstone Energy, Inc., as Issuer and Any Subsidiary Guarantors Party Hereto and , as Trustee SUBORDINATED INDENTURE Dated as of , 20 TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01. Definitions. 1 Section 1.02. Officers’ Certificates and Opinions of Counsel 6 Section 1.03. Form of Documents Delivered to Trustee 7 Section 1.04. Acts

Ratio of Earnings to Fixed Charges.

Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES The following table sets forth our ratios of earnings to fixed charges for the periods indicated. We have calculated the ratio of earnings to fixed charges by dividing the sum of income from continuing operations plus fixed charges by fixed charges. Fixed charges include interest expensed, amortized premiums, discounts and capitalized expenses relate

Form of Senior Indenture.

EX-4.2 2 exhibit42formofseniorinden.htm EXHIBIT 4.2 Exhibit 4.2 Earthstone Energy, Inc., as Issuer and Any Subsidiary Guarantors Party Hereto and , as Trustee SENIOR INDENTURE Dated as of , 20 TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01. Definitions. 1 Section 1.02. Officers’ Certificates and Opinions of Counsel 6 Section 1.03. Form of Docum

Lynden Energy 15-12G

15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-55301 LYNDEN ENERGY CORP. (Exact name of registrant as specified i

Lynden Energy S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on May 18, 2016 File No.

LYNDEN ENERGY CORP. (the “Company”)

EX-3.2 Exhibit 3.2 LYNDEN ENERGY CORP. (the “Company”) The Company has as its articles the following articles. Full name and signature of the director Date of signing /s/ Frank A. Lodzinski FRANK A. LODZINSKI May 18, 2016 Incorporation number: LYNDEN ENERGY CORP. (the “Company”) ARTICLES 1. Interpretation 2 2. Shares and Share Certificates 3 3. Issue of Shares 4 4. Share Registers 5 5. Share Trans

Lynden Energy Corp. Completes Arrangement with Earthstone Energy, Inc.

EX-99.1 Exhibit 99.1 Lynden Energy Corp. Completes Arrangement with Earthstone Energy, Inc. VANCOUVER ? May 18, 2016 ? Lynden Energy Corp. (TSXV: LVL) (?Lynden?) today announced the completion of the arrangement with Earthstone Energy, Inc. (?Earthstone?). As previously announced, the arrangement was approved at a special meeting of the securityholders held on May 12, 2016. Pursuant to the terms o

NOTICE OF ARTICLES A NAME OF COMPANY Set out the name of the company as set out in Item B of the Amalgamation Application. Lynden Energy Corp. B TRANSLATION OF COMPANY NAME Set out every translation of the company name that the company intends to use

EX-3.1 Exhibit 3.1 NOTICE OF ARTICLES A NAME OF COMPANY Set out the name of the company as set out in Item B of the Amalgamation Application. Lynden Energy Corp. B TRANSLATION OF COMPANY NAME Set out every translation of the company name that the company intends to use outside of Canada. N/A C DIRECTOR NAME(S) AND ADDRESS(ES) Set out the full name, delivery address and mailing address (if differen

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events

8-K 1 d191823d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 18, 2016 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorporatio

Guggenheim S&P Global Dividend Opportunities Index ETF FORM 10-Q (Quarterly Report)

10-Q 1 d190731d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2016 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorporation) (Commission File N

Lynden Energy Corp.’s Securityholders Approve Arrangement with Earthstone Energy, Inc.

EX-99.1 2 d164874dex991.htm EX-99.1 Exhibit 99.1 Lynden Energy Corp.’s Securityholders Approve Arrangement with Earthstone Energy, Inc. VANCOUVER — May 12, 2016 — Lynden Energy Corp. (TSXV: LVL) (“Lynden”) today announced that its securityholders approved the proposal relating to the previously announced arrangement agreement entered into on December 16, 2015, as amended, with Earthstone Energy, I

Lynden Energy DEFA14A

DEFA14A 1 d185841ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

LYNDEN ENERGY REPORTS FINANCIAL RESULTS FOR THE THREE AND NINE MONTHS ENDED MARCH 31, 2016

EX-99.1 2 d191514dex991.htm EX-99.1 Exhibit 99.1 LYNDEN ENERGY REPORTS FINANCIAL RESULTS FOR THE THREE AND NINE MONTHS ENDED MARCH 31, 2016 VANCOUVER, BC (May 3, 2016) – Lynden Energy Corp. (TSXV: LVL) (the “Company” or “Lynden” or “we” or “us”) reports financial and operating results for the three and nine months ended March 31, 2016. All monetary references in this press release are in U.S. doll

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d191514d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 3, 2016 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorporation

Lynden Energy DEFM14A

DEFM14A 1 d134422ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

Lynden Energy DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 d168976d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 29, 2016 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incor

FIRST AMENDMENT TO THE ARRANGEMENT AGREEMENT

EX-2.1 Exhibit 2.1 FIRST AMENDMENT TO THE ARRANGEMENT AGREEMENT This First Amendment to the Arrangement Agreement (this ?Amendment?) is dated as of March 29, 2016 among Earthstone Energy, Inc., a Delaware corporation (?Earthstone?), 1058286 B.C. Ltd., a company existing under the laws of British Columbia (?Earthstone Acquisition?), and Lynden Energy Corp., a company existing under the laws of Brit

LYNDEN ENERGY ENTERS INTO AMENDMENT OF ARRANGEMENT AGREEMENT

EX-99.1 3 d168976dex991.htm EX-99.1 Exhibit 99.1 LYNDEN ENERGY ENTERS INTO AMENDMENT OF ARRANGEMENT AGREEMENT VANCOUVER – March 29, 2016 — Lynden Energy Corp. (TSXV: LVL) (the “Company” or “Lynden”), reports that Lynden, Earthstone Energy, Inc. (“Earthstone”) and a wholly-owned subsidiary of Earthstone (“Earthstone Acquisition”) have entered into an amendment (the “Amendment”) to the previously an

LYNDEN ENERGY ENTERS INTO AMENDMENT OF ARRANGEMENT AGREEMENT

EX-99.1 3 d168976dex991.htm EX-99.1 Exhibit 99.1 LYNDEN ENERGY ENTERS INTO AMENDMENT OF ARRANGEMENT AGREEMENT VANCOUVER – March 29, 2016 — Lynden Energy Corp. (TSXV: LVL) (the “Company” or “Lynden”), reports that Lynden, Earthstone Energy, Inc. (“Earthstone”) and a wholly-owned subsidiary of Earthstone (“Earthstone Acquisition”) have entered into an amendment (the “Amendment”) to the previously an

Lynden Energy FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 29, 2016 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorporation) (Commission

FIRST AMENDMENT TO THE ARRANGEMENT AGREEMENT

EX-2.1 2 d168976dex21.htm EX-2.1 Exhibit 2.1 FIRST AMENDMENT TO THE ARRANGEMENT AGREEMENT This First Amendment to the Arrangement Agreement (this “Amendment”) is dated as of March 29, 2016 among Earthstone Energy, Inc., a Delaware corporation (“Earthstone”), 1058286 B.C. Ltd., a company existing under the laws of British Columbia (“Earthstone Acquisition”), and Lynden Energy Corp., a company exist

Lynden Energy DEFA14A

DEFA14A 1 d134422ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF 10-Q - Quarterly Report - FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Suite 1200, 888 Dunsmuir Street

EX-10.3 EXHIBIT 10.3 Suite 1200, 888 Dunsmuir Street Vancouver, BC V6C 3K4 Tel: (604) 629-2991 December 11, 2015 Laurie Sadler ################ ################# ####### Dear Mr. Sadler, Re: Agreement to Continue Employment As you know, Lynden Energy Corp. (“Lynden”) may undertake a plan of arrangement which, if completed, will result in a change of control of Lynden (the “Arrangement”). In order

Guggenheim S&P Global Dividend Opportunities Index ETF PREM14A

PREM14A 1 d134422dprem14a.htm PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Co

LVLEF / Lynden Energy Corp. / EARTHSTONE ENERGY INC - SC 13D Activist Investment

SC 13D 1 este-sc13d20151216.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Lynden Energy Corp. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 551275100 (CUSIP Number) Frank A. Lodzinski President and Chief Executive Officer Earthstone Energy, Inc. 1400

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d59593d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2015 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of in

LYNDEN ENERGY REPORTS CREDIT FACILITY BORROWING BASE INCREASE

EX-99.1 Exhibit 99.1 LYNDEN ENERGY REPORTS CREDIT FACILITY BORROWING BASE INCREASE VANCOUVER, B.C. (December 22, 2015) – Lynden Energy Corp. (TSXV: LVL) reports that its wholly owned subsidiary, Lynden USA Inc., has secured an increase in its borrowing base, from US$37.5 million to US$40.0 million, under its reducing revolving line of credit led by Texas Capital Bank of Dallas, Texas. About Lynden

THIRTEENTH AMENDMENT TO CREDIT AGREEMENT

EX-10.1 Exhibit 10.1 THIRTEENTH AMENDMENT TO CREDIT AGREEMENT This Thirteenth Amendment to Credit Agreement (this ?Amendment?) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated December 21, 2015. Terms defined in the Credit Agreement

ARRANGEMENT AGREEMENT EARTHSTONE ENERGY, INC., 1058286 B.C. LTD. – and – LYNDEN ENERGY CORP. DECEMBER 16, 2015 TABLE OF CONTENTS

EX-2 2 este-ex2110.htm EX-2.1 Exhibit 2.1 Execution Copy ARRANGEMENT AGREEMENT among EARTHSTONE ENERGY, INC., 1058286 B.C. LTD. – and – LYNDEN ENERGY CORP. DECEMBER 16, 2015 TABLE OF CONTENTS Page Article 1 INTERPRETATION 2 1.1 Definitions 2 1.2 Currency 16 1.3 Interpretation Not Affected by Headings, etc. 17 1.4 Number, Gender and Persons 17 1.5 Date for any Action 17 1.6 Statutory References 17

ARRANGEMENT AGREEMENT EARTHSTONE ENERGY, INC., 1058286 B.C. LTD. – and – LYNDEN ENERGY CORP. DECEMBER 16, 2015 TABLE OF CONTENTS

EX-2.1 2 este-ex2110.htm EX-2.1 Exhibit 2.1 Execution Copy ARRANGEMENT AGREEMENT among EARTHSTONE ENERGY, INC., 1058286 B.C. LTD. – and – LYNDEN ENERGY CORP. DECEMBER 16, 2015 TABLE OF CONTENTS Page Article 1 INTERPRETATION 2 1.1 Definitions 2 1.2 Currency 16 1.3 Interpretation Not Affected by Headings, etc. 17 1.4 Number, Gender and Persons 17 1.5 Date for any Action 17 1.6 Statutory References 1

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 d101602d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 16, 2015 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of in

Guggenheim S&P Global Dividend Opportunities Index ETF FORM 8-K

DEFA14A 1 d101602d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 16, 2015 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction o

Earthstone Energy 8-K (Prospectus)

este-8k20151216.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 16, 2015 (Date of earliest event reported) (Exact name of registrant as specified in its charter) Delaware 001-35049 84-0592823 (State or other jurisdiction of incorporation) (Commission F

ARRANGEMENT AGREEMENT EARTHSTONE ENERGY, INC., 1058286 B.C. LTD. – and – LYNDEN ENERGY CORP. DECEMBER 16, 2015 TABLE OF CONTENTS

este-ex2110.htm Exhibit 2.1 Execution Copy ARRANGEMENT AGREEMENT among EARTHSTONE ENERGY, INC., 1058286 B.C. LTD. ? and ? LYNDEN ENERGY CORP. DECEMBER 16, 2015 TABLE OF CONTENTS Page Article 1 INTERPRETATION 2 1.1 Definitions 2 1.2 Currency 16 1.3 Interpretation Not Affected by Headings, etc. 17 1.4 Number, Gender and Persons 17 1.5 Date for any Action 17 1.6 Statutory References 17 1.7 Invalidity

— 2 —

EX-10.1 2 d79811dex101.htm EX-10.1 Exhibit 10.1 THIS AMENDMENT is made as of the 9th day of December, 2015 BETWEEN: LYNDEN ENERGY CORP. a company duly continued under the laws of British Columbia having an office at 888 Dunsmuir Street, Suite 1200, Vancouver, British Columbia, V6C 3K4 (the “Company”) AND: COLIN WATT, of 4380 Locarno Crescent, Vancouver, British Columbia, V6R 1G3 (the “Executive”)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 9, 2015 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorporation) (Commissi

Submission of Matters to a Vote of Security Holders

8-K 1 d42213d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 1, 2015 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of inco

Guggenheim S&P Global Dividend Opportunities Index ETF DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2015 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorporation) (Commis

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d949133d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 24, 2015 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorporati

LYNDEN REPORTS INTENTION TO UNDERTAKE A NORMAL COURSE ISSUER BID

EX-99.1 2 d949133dex991.htm EX-99.1 Exhibit 99.1 LYNDEN REPORTS INTENTION TO UNDERTAKE A NORMAL COURSE ISSUER BID VANCOUVER, BC (June 24, 2015) – Lynden Energy Corp. (TSXV: LVL) reports that it has received approval from the TSX Venture Exchange to conduct a normal course issuer bid to purchase for cancellation up to 6,500,000 of its common shares representing approximately 5% of its issued and ou

ELEVENTH AMENDMENT TO CREDIT AGREEMENT

EX-10.1 2 d949249dex101.htm EX-10.1 Exhibit 10.1 ELEVENTH AMENDMENT TO CREDIT AGREEMENT This Eleventh Amendment to Credit Agreement (this “Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated November 25, 2014. Terms defined

TWELFTH AMENDMENT TO CREDIT AGREEMENT

EX-10.2 3 d949249dex102.htm EX-10.2 Exhibit 10.2 TWELFTH AMENDMENT TO CREDIT AGREEMENT This Twelfth Amendment to Credit Agreement (this “Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated June 4, 2015. Terms defined in the

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d949249d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2014 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorp

Guggenheim S&P Global Dividend Opportunities Index ETF FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on May 21, 2015 Registration No.

Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2015 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter) British Columbia 000-55301 (State or other jurisdiction of incorporation) (Commission

Guggenheim S&P Global Dividend Opportunities Index ETF DEF14A

DEF14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Guggenheim S&P Global Dividend Opportunities Index ETF ESP

CORRESP LYNDEN ENERGY CORP. 888 Dunsmuir Street, Suite 1200 Vancouver, British Columbia V6C 3K4 (604) 629-2991 March 13, 2015 H. Roger Schwall Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Lynden Energy Corp. Amendment No. 2 to Registration Statement on Form 10-12G Filed February 10, 2015 File

LVLEF / Lynden Energy Corp. / JVL Advisors, L.L.C. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Lynden Energy Corp. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 551275100 (CUSIP Number) John V. Lovoi Manager JVL Advisors, LLC 10000 Memorial Drive, Suite 550 Houston, Texas 77024 (713) 579-2617 Copies to: Timothy T. Samso

PARTICIPATION AGREEMENT

EX-10.18 Exhibit 10.18 PARTICIPATION AGREEMENT This Participation Agreement (this “Agreement”) is made and entered into as of May 20, 2010 (the “Effective Date”), between CrownRock, L.P., a Texas limited partnership (“CrownRock”), whose address is 303 Veterans Airpark Lane, Suite 5100, Midland, Texas 79705, CrownQuest Operating, LLC, a Texas limited liability company (“CrownQuest”), whose address

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF CORRESP - -

Response Letter LYNDEN ENERGY CORP. 888 Dunsmuir Street, Suite 1200 Vancouver, British Columbia V6C 3K4 (604) 629-2991 February 10, 2015 H. Roger Schwall Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Lynden Energy Corp. Amendment No. 1 to Registration Statement on Form 10-12G Filed December 29,

PARTICIPATION AGREEMENT

EX-10.17 2 d805936dex1017.htm EX-10.17 Exhibit 10.17 PARTICIPATION AGREEMENT This Participation Agreement (this “Agreement”) is made and entered into as of September 24, 2009 (the “Effective Date”), between CrownRock, L.P., a Texas limited partnership (“CrownRock”), whose address is 303 Veterans Airpark Lane, Suite 5100, Midland, Texas 79705, and Lynden USA Inc., a Utah corporation (“Lynden”), who

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF 10-12G/A - - AMENDMENT NO. 2

Amendment No. 2 Table of Contents As filed with the Securities and Exchange Commission on February 10, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to Form 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter)

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF CORRESP - -

Correspondence LYNDEN ENERGY CORP. Suite 1200 888 Dunsmuir Street Vancouver, BC V6C 3K4 Canada January 30, 2015 Via EDGAR H. Roger Schwall Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Lynden Energy Corp. Amendment No. 1 to Registration Statement on Form 10-12G Filed December 29, 2014 File No. 0-553

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF CORRESP - -

CORRESP LYNDEN ENERGY CORP. 888 Dunsmuir Street, Suite 1200 Vancouver, British Columbia V6C 3K4 (604) 629-2991 December 29, 2014 H. Roger Schwall Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Lynden Energy Corp. Registration Statement on Form 10-12G Filed October 29, 2014 File No. 0-55301 Ladie

PURCHASE AND SALE AGREEMENT LYNDEN USA INC., a Utah corporation, AS SELLER BREITBURN OPERATING L.P., a Delaware limited partnership AS BUYER TABLE OF CONTENTS Article I Assets 1 Section 1.01 Agreement to Sell and Purchase 1 Section 1.02 Assets 1 Sect

EX-2.1 2 d805936dex21.htm EX-2.1 Exhibit 2.1 PURCHASE AND SALE AGREEMENT BETWEEN LYNDEN USA INC., a Utah corporation, AS SELLER AND BREITBURN OPERATING L.P., a Delaware limited partnership AS BUYER TABLE OF CONTENTS Article I Assets 1 Section 1.01 Agreement to Sell and Purchase 1 Section 1.02 Assets 1 Section 1.03 Excluded Assets 3 Article II Purchase Price 4 Section 2.01 Purchase Price 4 Section

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF 10-12G/A - - AMENDMENT NO. 1

Amendment No. 1 Table of Contents As filed with the Securities and Exchange Commission on December 29, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 LYNDEN ENERGY CORP. (Exact name of registrant as specified in its charter)

CAWLEY, GILLESPIE & ASSOCIATES, INC. PETROLEUM CONSULTANTS 13640 BRIARWICK DRIVE, SUITE 100 306 WEST SEVENTH STREET, SUITE 302 1000 LOUISIANA STREET, SUITE 625 AUSTIN, TEXAS 78729-1707 FORT WORTH, TEXAS 76102-4987 HOUSTON, TEXAS 77002-5008 512-249-70

EX-99.1 4 d805936dex991.htm EX-99.1 Exhibit 99.1 CAWLEY, GILLESPIE & ASSOCIATES, INC. PETROLEUM CONSULTANTS 13640 BRIARWICK DRIVE, SUITE 100 306 WEST SEVENTH STREET, SUITE 302 1000 LOUISIANA STREET, SUITE 625 AUSTIN, TEXAS 78729-1707 FORT WORTH, TEXAS 76102-4987 HOUSTON, TEXAS 77002-5008 512-249-7000 817- 336-2461 713-651-9944 www.cgaus.com September 22, 2014 Mr. Colin Watt President and CEO Lynde

CAWLEY, GILLESPIE & ASSOCIATES, INC. PETROLEUM CONSULTANTS 13640 BRIARWICK DRIVE, SUITE 100 306 WEST SEVENTH STREET, SUITE 302 1000 LOUISIANA STREET, SUITE 625 AUSTIN, TEXAS 78729-1707 FORT WORTH, TEXAS 76102-4987 HOUSTON, TEXAS 77002-5008 512-249-70

EX-99.2 5 d805936dex992.htm EX-99.2 Exhibit 99.2 CAWLEY, GILLESPIE & ASSOCIATES, INC. PETROLEUM CONSULTANTS 13640 BRIARWICK DRIVE, SUITE 100 306 WEST SEVENTH STREET, SUITE 302 1000 LOUISIANA STREET, SUITE 625 AUSTIN, TEXAS 78729-1707 FORT WORTH, TEXAS 76102-4987 HOUSTON, TEXAS 77002-5008 512-249-7000 817- 336-2461 713-651-9944 www.cgaus.com October 22, 2013 Mr. Colin Watt President and CEO Lynden

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF RW WD - - RW WD

RW WD LYNDEN ENERGY CORP. 888 Dunsmuir Street, Suite 1200 Vancouver, British Columbia V6C 3K4 (604) 629-2991 December 22, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: H. Roger Schwall, Assistant Director Parhaum J. Hamidi, Staff Attorney Re: Lynden Energy Corp. Withdrawal of Registration Withdrawal Request Previously Made on Form RW Registration S

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF RW - - RW

RW LYNDEN ENERGY CORP. 888 Dunsmuir Street, Suite 1200 Vancouver, British Columbia V6C 3K4 (604) 629-2991 December 19, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: H. Roger Schwall, Assistant Director Parhaum J. Hamidi, Staff Attorney Re: Lynden Energy Corp. Application for Withdrawal on Form RW Registration Statement on Form 10-12G (File No. 000-

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF CORRESP - -

CORRESP LYNDEN ENERGY CORP. Suite 1200 888 Dunsmuir Street Vancouver, BC V6C 3K4 Canada December 9, 2014 Via EDGAR H. Roger Schwall Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Lynden Energy Corp. Registration Statement on Form 10-12G Filed October 29, 2014 File No. 0-55301 Dear Mr. Schwall: Lynden

THIRD AMENDMENT TO CREDIT AGREEMENT

EX-10.4 Exhibit 10.4 THIRD AMENDMENT TO CREDIT AGREEMENT This Third Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated September 25, 2012. Terms defined in the Credit Agreement between the A

CERTIFICATE CHANGE OF NAME BUSINESS CORPORATIONS ACT

EX-3.2 3 d805936dex32.htm EX-3.2 Exhibit 3.2 Number: C0747719 BRITISH COLUMBIA The Best Place on Earth CERTIFICATE OF CHANGE OF NAME BUSINESS CORPORATIONS ACT I Hereby Certify that LYNDEN VENTURES LTD. changed its name to LYNDEN ENERGY CORP. on January 16, 2008 at 01:33PM Pacific Time. Issued under my hand at Victoria, British Columbia On January 16, 2008 RON TOWNSHEND Registrar of Companies Provi

EIGHTH AMENDMENT TO CREDIT AGREEMENT

EX-10.9 Exhibit 10.9 EIGHTH AMENDMENT TO CREDIT AGREEMENT This Eighth Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated December 27, 2013. Terms defined in the Credit Agreement between the

MANAGEMENT AGREEMENT

EX-10.16 22 d805936dex1016.htm EX-10.16 Exhibit 10.16 MANAGEMENT AGREEMENT THIS AGREEMENT is dated effective January 1, 2013. BETWEEN: LYNDEN ENERGY CORP. a company duly continued under the laws of British Columbia having an office at 2150 – 885 West Georgia Street, Vancouver, British Columbia V6C 3E8, Canada (the “Company”) AND: COLIN WATT, of (the “Executive”) WITNESSES THAT WHEREAS: A. The Comp

WARRANTS for the purchase of Common Shares of LYNDEN ENERGY CORP. (a British Columbia company) Warrant Certificate Number W-12-05-• Number of Common Shares:

EX-10.14 20 d805936dex1014.htm EX-10.14 Exhibit 10.14 UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITY BEFORE SEPTEMBER 19, 2012. THE WARRANTS REPRESENTED BY THIS CERTIFICATE WILL BE VOID AND OF NO VALUE UNLESS EXERCISED BY 4:00 P.M. (VANCOUVER TIME) ON MAY 18, 2015. WARRANTS for the purchase of Common Shares of LYNDEN ENERGY CORP. (a British C

TENTH AMENDMENT TO CREDIT AGREEMENT

EX-10.11 17 d805936dex1011.htm EX-10.11 Exhibit 10.11 TENTH AMENDMENT TO CREDIT AGREEMENT This Tenth Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated June 5, 2014. Terms defined in the Cre

NINTH AMENDMENT TO CREDIT AGREEMENT

EX-10.10 16 d805936dex1010.htm EX-10.10 Exhibit 10.10 NINTH AMENDMENT TO CREDIT AGREEMENT This Ninth Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated February 5, 2014. Terms defined in the

SIXTH AMENDMENT TO CREDIT AGREEMENT

EX-10.7 Exhibit 10.7 SIXTH AMENDMENT TO CREDIT AGREEMENT This Sixth Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated May 10, 2013. Terms defined in the Credit Agreement between the Adminis

EVALUATION SUMMARY LYNDEN ENERGY CORP. INTERESTS SPRABERRY & SUGG RANCH FIELDS, VARIOUS COUNTIES, TEXAS PROVED AND PROBABLE RESERVES AS OF JUNE 30, 2014 CAWLEY, GILLESPIE & ASSOCIATES, INC. PETROLEUM CONSULTANTS TEXAS REGISTERED ENGINEERING FIRM F-69

EX-99.1 Exhibit 99.1 EVALUATION SUMMARY LYNDEN ENERGY CORP. INTERESTS SPRABERRY & SUGG RANCH FIELDS, VARIOUS COUNTIES, TEXAS PROVED AND PROBABLE RESERVES AS OF JUNE 30, 2014 CAWLEY, GILLESPIE & ASSOCIATES, INC. PETROLEUM CONSULTANTS TEXAS REGISTERED ENGINEERING FIRM F-693 /S/ ROBERT D. RAVNAAS, P.E. ROBERT D. RAVNAAS, P.E. PRESIDENT CAWLEY, GILLESPIE & ASSOCIATES, INC. PETROLEUM CONSULTANTS 13640

CERTIFICATE BUSINESS CORPORATIONS ACT

EX-3.1 Exhibit 3.1 Number: C0747719 CERTIFICATE OF CONTINUATION BUSINESS CORPORATIONS ACT I Hereby Certify that LYNDEN VENTURES LTD., which was duly registered as an extraprovincial company under the laws of British Columbia with certificate number A0064793, has continued into British Columbia from the Jurisdiction of ONTARIO, under the Business Corporations Act, with the name LYNDEN VENTURES LTD.

SERVICES AGREEMENT

EX-10.15 Exhibit 10.15 SERVICES AGREEMENT THIS AGREEMENT is dated effective January 1, 2013. BETWEEN: LYNDEN ENERGY CORP. a company duly continued under the laws of British Columbia having an office at 2150 – 885 West Georgia Street, Vancouver, British Columbia V6C 3E8, Canada (the “Company”) AND: RICHARD ANDREWS, of Unit 47, Stillwater Cove, 120 Hwy 28, Crystal Bay, Nevada 89402, U.S.A. (the “Exe

LYNDEN ENERGY CORP. STOCK OPTION PLAN

EX-4.1 6 d805936dex41.htm EX-4.1 Exhibit 4.1 LYNDEN ENERGY CORP. STOCK OPTION PLAN Approved by the TSX Venture Exchange on March 6, 2014 TABLE OF CONTENTS Page SECTION 1 DEFINITIONS AND INTERPRETATION 1 1.1 Definitions 1 1.2 Choice of Law 4 1.3 Headings 4 SECTION 2 GRANT OF OPTIONS 4 2.1 Grant of Options 4 2.2 Record of Option Grants 5 2.3 Effect of Plan 5 SECTION 3 PURPOSE AND PARTICIPATION 5 3.1

SEVENTH AMENDMENT TO CREDIT AGREEMENT

EX-10.8 14 d805936dex108.htm EX-10.8 Exhibit 10.8 SEVENTH AMENDMENT TO CREDIT AGREEMENT This Seventh Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated September 27, 2013. Terms defined in t

SECOND AMENDMENT TO CREDIT AGREEMENT

EX-10.3 9 d805936dex103.htm EX-10.3 Exhibit 10.3 SECOND AMENDMENT TO CREDIT AGREEMENT This Second Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is effective as of March 31, 2012. Terms defined i

NON-TRANSFERABLE FINDER’S WARRANTS for the purchase of Common Shares of LYNDEN ENERGY CORP. (a British Columbia company) Warrant Certificate Number FW-12-05-• Number of Common Shares:

EX-10.13 19 d805936dex1013.htm EX-10.13 Exhibit 10.13 UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITY BEFORE SEPTEMBER 5, 2012. THE WARRANTS REPRESENTED BY THIS CERTIFICATE WILL BE VOID AND OF NO VALUE UNLESS EXERCISED BY 4:00 P.M. (VANCOUVER TIME) ON MAY 4, 2015. NON-TRANSFERABLE FINDER’S WARRANTS for the purchase of Common Shares of LYNDEN E

To FORM 10 DATED OCTOBER 28, 2014 LIST OF SUBSIDIARIES

EX-21.1 EXHIBIT 21.1 To FORM 10 DATED OCTOBER 28, 2014 LIST OF SUBSIDIARIES 1. Lynden Exploration Ltd. (Province of Alberta) – 100% owned 2. Lynden USA Inc. (State of Utah) – 100% owned

$50,000,000 CREDIT AGREEMENT August 29, 2011 LYNDEN USA INC., as Borrower TEXAS CAPITAL BANK, N.A., as Administrative Agent The Lenders Party Hereto Reducing Revolving Credit Facility Standby Letter of Credit Facility TABLE OF CONTENTS ARTICLE I DEFI

EX-10.1 7 d805936dex101.htm EX-10.1 Exhibit 10.1 $50,000,000 CREDIT AGREEMENT dated August 29, 2011 BETWEEN LYNDEN USA INC., as Borrower AND TEXAS CAPITAL BANK, N.A., as Administrative Agent AND The Lenders Party Hereto Reducing Revolving Credit Facility Standby Letter of Credit Facility TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 1.1. Definitions 1 1.2. Accounting Terms and Determinations; Changes

CERTIFIED COPY Of a Document filed with the Province of British Columbia Registrar of Companies Notice of Articles BUSINESS CORPORATIONS ACT CAROL PREST

EX-3.3 4 d805936dex33.htm EX-3.3 Exhibit 3.3 BC Registry Services Mailing Address: PO Box 9431 Stn Prov Govt Victoria BC V8W 9V3 www.corporateonline.gov.bc.ca Location: 2nd Floor – 940 Blanshard Street Victoria, BC 250-356-8626 CERTIFIED COPY Of a Document filed with the Province of British Columbia Registrar of Companies Notice of Articles BUSINESS CORPORATIONS ACT CAROL PREST This Notice of Arti

FIFTH AMENDMENT TO CREDIT AGREEMENT

EX-10.6 Exhibit 10.6 FIFTH AMENDMENT TO CREDIT AGREEMENT This Fifth Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated December 26, 2012. Terms defined in the Credit Agreement between the Ad

FOURTH AMENDMENT TO CREDIT AGREEMENT

EX-10.5 11 d805936dex105.htm EX-10.5 Exhibit 10.5 FOURTH AMENDMENT TO CREDIT AGREEMENT This Fourth Amendment to Credit Agreement (“Amendment”) is entered into between Texas Capital Bank, N.A., a national banking association, as Administrative Agent, the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated December 19, 2012. Terms defined in the

**Pursuant to name change January 16, 2008 INDEX TO THE ARTICLES **LYNDEN ENERGY CORP. Continuation Number: C747719 (the “Company”) PART 1 ARTICLE SUBJECT 1. INTERPRETATION 1.1 Definitions 1.2 Business Corporations Act and Interpretation Act Definiti

EX-3.4 5 d805936dex34.htm EX-3.4 Exhibit 3.4 **Pursuant to name change January 16, 2008 INDEX TO THE ARTICLES OF **LYNDEN ENERGY CORP. Continuation Number: C747719 (the “Company”) PART 1 ARTICLE SUBJECT 1. INTERPRETATION 1.1 Definitions 1.2 Business Corporations Act and Interpretation Act Definitions Applicable 2. SHARES AND SHARE CERTIFICATES 2.1 Authorized Share 2.2 Structure Form of Share Certi

WARRANTS for the purchase of Common Shares of LYNDEN ENERGY CORP. (a British Columbia company) Warrant Certificate Number W-12-05-• Number of Common Shares:

EX-10.12 18 d805936dex1012.htm EX-10.12 Exhibit 10.12 [THESE WARRANTS AND THE SECURITIES ISSUABLE UPON CONVERSION OR EXERCISE THEREOF HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE TRANSFERRED OR EXERCISED IN THE UNITED STATES OR BY OR ON BEHALF OF A U.S. PERSON OR A PERSON IN THE UNITED STATES

LVL / Guggenheim S&P Global Dividend Opportunities Index ETF 10-12G - - FORM 10-12G

Form 10-12G Table of Contents As filed with the Securities and Exchange Commission on October 28, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

FIRST AMENDMENT TO CREDIT AGREEMENT

EX-10.2 8 d805936dex102.htm EX-10.2 Exhibit 10.2 FIRST AMENDMENT TO CREDIT AGREEMENT This First Amendment to Credit Agreement (“Amendment”) is entered into between TEXAS CAPITAL BANK, N.A., a national banking association, as Administrative Agent, and the lenders party to the Credit Agreement; and Lynden USA Inc., a Utah corporation, as borrower, and is dated February 2, 2012. Terms defined in the