LSE / Leishen Energy Holding Co., Ltd. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Leishen Energy Holding Co., Ltd.

Grundläggande statistik
CIK 1057689
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Leishen Energy Holding Co., Ltd.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
February 10, 2014 SC 13G

LSE / Caplease, Inc. / Huber Capital Management LLC - STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

November 18, 2013 POS AM

- FORM POS AM

As filed with the Securities and Exchange Commission on November 18, 2013 Registration No.

November 18, 2013 AW

- FORM AW

CAPLEASE, INC. 1065 Avenue of the Americas New York, New York 10018 (212) 217-6300 November 18, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: CapLease, Inc. Withdrawal of Post-effective Amendment No. 2 to Form S-3 Registration No. 333-124003 Ladies and Gentlemen: CapLease, Inc. (the “Registrant”) respectfully requests that Post-effective Amendment No

November 18, 2013 15-12B

- 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-32039 SAFARI ACQUISITION, LLC (Exact name of registrant as specified in

November 18, 2013 POS AM

- FORM POS AM

lse20131118bposam.htm As filed with the Securities and Exchange Commission on November 18, 2013 Registration No. 333-124278 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-3 Registration No. 333-124278 UNDER THE SECURITIES ACT OF 1933 CAPLEASE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 52-2414533 (State or

November 18, 2013 AW

- FORM AW

lse20131118aw.htm CAPLEASE, INC. 1065 Avenue of the Americas New York, New York 10018 (212) 217-6300 November 18, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: CapLease, Inc. Withdrawal of Post-effective Amendment No. 1 to Form S-3 Registration No. 333-124278 Ladies and Gentlemen: CapLease, Inc. (the “Registrant”) respectfully requests that Post-effe

November 12, 2013 10-Q

Quarterly Report - FORM 10-Q

lse2013093010q.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-320

November 12, 2013 EX-12

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

EX-12 2 ex12-1.htm EXHIBIT 12.1 Exhibit 12.1 CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) For the Three Months Ended September 30, For the Nine Months Ended September 30, 2013 2012 2013 2012 Earnings: Net income $ 1,727 $ 1,479 $ 4,234 $ (2,877 ) Interest expense 16,847 17,166 49,922 51,109 Less: Interest capitalized during the period Note (A) (51 ) (44

November 6, 2013 POS AM

- FORM POS AM

lse20131105s3a.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-124003, 333-124278, 333-140354, 333-148649, 333-148653, 333-151775, 333-164030 and 333-171408 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-3 Registration No. 333-124003 Post-Effective Amendment No. 1 to Form S-3 Registr

November 6, 2013 POS AM

- FORM POS AM

lse20131105s3a.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-124003, 333-124278, 333-140354, 333-148649, 333-148653, 333-151775, 333-164030 and 333-171408 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-3 Registration No. 333-124003 Post-Effective Amendment No. 1 to Form S-3 Registr

November 6, 2013 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - FORM 8-K

lse20131105b8k.htm 64142.000015 EMFUS 48030855v2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 6, 2013 (November 5, 2013) CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jur

November 6, 2013 POS AM

- FORM POS AM

lse20131105s3a.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-124003, 333-124278, 333-140354, 333-148649, 333-148653, 333-151775, 333-164030 and 333-171408 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-3 Registration No. 333-124003 Post-Effective Amendment No. 1 to Form S-3 Registr

November 6, 2013 EX-4

SUPPLEMENTAL INDENTURE JUNIOR SUBORDINATED NOTES

ex4-2.htm Exhibit 4.2 SUPPLEMENTAL INDENTURE JUNIOR SUBORDINATED NOTES This SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”) dated as of November 5, 2013, is by and among CAPLEASE, LP, a Delaware limited partnership (the “Initial Issuer”), ARC PROPERTIES OPERATING PARTNERSHIP, L.P., a Delaware limited partnership (the “New Issuer”), and THE BANK OF NEW YORK MELLON as successor-in-trust to JP

November 6, 2013 POS AM

- FORM POS AM

lse20131105s3a.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-124003, 333-124278, 333-140354, 333-148649, 333-148653, 333-151775, 333-164030 and 333-171408 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-3 Registration No. 333-124003 Post-Effective Amendment No. 1 to Form S-3 Registr

November 6, 2013 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 18, 2013, pursuant to the provisions of Rule 12d2-2 (a).

November 6, 2013 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events - FORM 8-K

lse201311058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 5, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission

November 6, 2013 S-8 POS

- FORM S-8 POS

lse20131105s8pos.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-113852, 333-137501 and 333-160142 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-113852 Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-137501 Post-Effective Amendment No. 1 to For

November 6, 2013 S-3/A

- FORM S-3/A

lse20131105s3a.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-124003, 333-124278, 333-140354, 333-148649, 333-148653, 333-151775, 333-164030 and 333-171408 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-3 Registration No. 333-124003 Post-Effective Amendment No. 1 to Form S-3 Registr

November 6, 2013 S-8 POS

- FORM S-8 POS

lse20131105s8pos.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-113852, 333-137501 and 333-160142 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-113852 Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-137501 Post-Effective Amendment No. 1 to For

November 6, 2013 POS AM

- FORM POS AM

lse20131105s3a.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-124003, 333-124278, 333-140354, 333-148649, 333-148653, 333-151775, 333-164030 and 333-171408 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-3 Registration No. 333-124003 Post-Effective Amendment No. 1 to Form S-3 Registr

November 6, 2013 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 18, 2013, pursuant to the provisions of Rule 12d2-2 (a).

November 6, 2013 S-8 POS

- FORM S-8 POS

lse20131105s8pos.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-113852, 333-137501 and 333-160142 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-113852 Post-Effective Amendment No. 1 to Form S-8 Registration No. 333-137501 Post-Effective Amendment No. 1 to For

November 6, 2013 EX-99

CAPLEASE ANNOUNCES SUCCESSFUL COMPLETION OF MERGER WITH ARCP AND INTERIM FOURTH QUARTER DIVIDEND PAYMENT AMOUNTS

ex99-1.htm Exhibit 99.1 Investor Relations Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES SUCCESSFUL COMPLETION OF MERGER WITH ARCP AND INTERIM FOURTH QUARTER DIVIDEND PAYMENT AMOUNTS NEW YORK—(BUSINESS WIRE)—November 5, 2013—CapLease, Inc. (NYSE: LSE) (the “Company”) announced today the successful completion of its previously announced merger with an affiliate of American Realty Cap

November 6, 2013 EX-4

SUPPLEMENTAL INDENTURE 7.50% CONVERTIBLE SENIOR NOTES

EX-4 2 ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 SUPPLEMENTAL INDENTURE 7.50% CONVERTIBLE SENIOR NOTES This SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”) dated as of November 5, 2013, is by and among AMERICAN REALTY CAPITAL PROPERTIES, INC., a Maryland corporation (the “New Issuer”), ARC PROPERTIES OPERATING PARTNERSHIP, L.P., a Delaware limited partnership (“New Guarantor”), CAPLEASE, INC., a Ma

November 6, 2013 EX-10

THIRD AMENDMENT TO CREDIT agreement

EX-10 4 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 THIRD AMENDMENT TO CREDIT agreement THIS THIRD AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) is dated as of November 5, 2013 (the “Agreement Date”), by and among ARC PROPERTIES OPERATING PARTNERSHIP, L.P., a Delaware limited partnership, as successor by merger to Caplease, LP (“ARCOP”), a Delaware limited partnership, PREFCO DIX-NEUF LLC, a Connectic

November 6, 2013 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 18, 2013, pursuant to the provisions of Rule 12d2-2 (a).

November 6, 2013 POS AM

- FORM POS AM

As filed with the Securities and Exchange Commission on November 5, 2013 Registration No.

November 6, 2013 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 18, 2013, pursuant to the provisions of Rule 12d2-2 (a).

November 6, 2013 S-3/A

- FORM S-3/A

lse20131105s3a.htm As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. 333-124003, 333-124278, 333-140354, 333-148649, 333-148653, 333-151775, 333-164030 and 333-171408 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-3 Registration No. 333-124003 Post-Effective Amendment No. 1 to Form S-3 Registr

November 5, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

lse201311048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 5, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission

November 5, 2013 EX-99

CAPLEASE ANNOUNCES RECORD DATE FOR INTERIM FOURTH QUARTER DIVIDENDS

EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Investor Relations Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES RECORD DATE FOR INTERIM FOURTH QUARTER DIVIDENDS NEW YORK—(BUSINESS WIRE)—November 5, 2013—CapLease, Inc. (NYSE: LSE) (the “Company”) announced today that it expects November 4, 2013, to be the record date for the previously announced interim fourth quarter dividends payable

October 23, 2013 EX-99

CAPLEASE DECLARES INTERIM FOURTH QUARTER DIVIDENDS IN CONNECTION WITH PROPOSED MERGER WITH ARCP

ex99-1.htm Exhibit 99.1 Investor Relations Brad Cohen [email protected] 212-217-6393 CAPLEASE DECLARES INTERIM FOURTH QUARTER DIVIDENDS IN CONNECTION WITH PROPOSED MERGER WITH ARCP NEW YORK—(BUSINESS WIRE)—October 23, 2013—CapLease, Inc. (NYSE: LSE) (the “Company”) announced today that its Board of Directors has authorized a prorated quarterly cash dividend for the Company’s fourth fiscal quarter

October 23, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

lse201310238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 23, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission

September 26, 2013 EX-10

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT

EX-10 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 (this “Agreement”) to the Employment Agreement dated as of March 24, 2004 (the “Employment Agreement”), between CapLease, Inc., a Maryland corporation (the “Company”) and Paul H. McDowell (the “Executive”), is made and entered into this 24 day of September, 2013 (the “Effecti

September 26, 2013 EX-10

AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT

EX-10 5 ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 EXECUTION VERSION AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT This Amendment No. 2 (this “Agreement”) to the Employment Agreement dated as of March 24, 2004 and amended as of February 13, 2007 (the “Employment Agreement”), between CapLease, Inc., a Maryland corporation (the “Company”) and Robert C. Blanz (the “Executive”), is made and entered into this 24 d

September 26, 2013 EX-10

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT

EX-10 4 ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 EXECUTION VERSION AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 (this “Agreement”) to the Employment Agreement dated as of March 24, 2004 (the “Employment Agreement”), between CapLease, Inc., a Maryland corporation (the “Company”) and Shawn P. Seale (the “Executive”), is made and entered into this 24 day of September, 2013 (the “Effective

September 26, 2013 EX-10

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT

EX-10 3 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 (this “Agreement”) to the Employment Agreement dated as of March 24, 2004 (the “Employment Agreement”), between CapLease, Inc., a Maryland corporation (the “Company”) and William R. Pollert (the “Executive”), is made and entered into this 24 day of September, 2013 (the “Effec

September 26, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

lse201309268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 26, 2013 (September 24, 2013) CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation)

September 26, 2013 EX-10

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT

ex10-5.htm Exhibit 10.5 EXECUTION VERSION AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 (this “Agreement”) to the Employment Agreement dated as of February 13, 2007 (the “Employment Agreement”), between CapLease, Inc., a Maryland corporation (the “Company”) and Paul C. Hughes (the “Executive”), is made and entered into this 24 day of September, 2013 (the “Effective Date”). RECITALS

September 10, 2013 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders - FORM 8-K

lse201309098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 10, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commissio

September 10, 2013 EX-99

CAPLEASE STOCKHOLDERS APPROVE MERGER

ex99-1.htm Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE STOCKHOLDERS APPROVE MERGER NEW YORK—(BUSINESS WIRE)—September 10, 2013—CapLease, Inc. (the “Company”) (NYSE: LSE) today announced that its stockholders voted to approve the merger of the Company with and into an affiliate of American Realty Capital Properties, Inc., pursuant to a

August 16, 2013 DEFA14A

- FORM DEFA14A

lse20130814defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

August 7, 2013 EX-10

CAPLEASE, INC. Performance Share Award Agreement

Exhibit 10.5 CAPLEASE, INC. Performance Share Award Agreement THIS AGREEMENT dated as of the day of , 2013, between CAPLEASE, INC., a Maryland corporation (the ?Company?) and (the ?Participant?), is made pursuant and subject to the provisions of the Company?s 2004 Stock Incentive Plan (the ?Plan?), a copy of which has been made available to the Participant. All terms defined in the Plan have the s

August 7, 2013 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________ FORM 10-Q

lse2013063010q.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 Ca

August 7, 2013 EX-12

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

Exhibit 12.1 CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) Three Months Ended March 31, For the Six Months Ended June 30, 2013 2012 2013 2012 Earnings: Net income $ 467 $ (6,413 ) $ 2,507 $ (4,356 ) Interest expense 16,296 16,965 33,075 33,943 Less: Interest capitalized during the period Note (A) (86 ) ? (568 ) ? Portion of rental expense representing in

August 6, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CAPLEASE, INC. 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Empl

August 6, 2013 DEFA14A

- CAPLEASE, INC. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

August 6, 2013 EX-99.1

CapLease Announces Second Quarter 2013 Results

Exhibit 99.1 CapLease Announces Second Quarter 2013 Results NEW YORK-(BUSINESS WIRE)-August 6, 2013-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on owning and managing single-tenant commercial real estate properties, today announced its results for the second quarter ended June 30, 2013. Net loss to common stockholders for the second quarter 2013 was $(2.8) million, an

July 31, 2013 EX-99

CAPLEASE ANNOUNCES MEETING DATE FOR SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH MERGER

EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES MEETING DATE FOR SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH MERGER NEW YORK—(BUSINESS WIRE)—July 31, 2013—CapLease, Inc. (the “Company”) (NYSE: LSE) today announced that it will hold a special meeting of its common stockholders on Tuesday, Septem

July 31, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

lse201307308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 31, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission Fil

July 31, 2013 DEFA14A

- FORM 8-K

lse201307308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 31, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission Fil

July 31, 2013 EX-99

CAPLEASE ANNOUNCES MEETING DATE FOR SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH MERGER

Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES MEETING DATE FOR SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH MERGER NEW YORK—(BUSINESS WIRE)—July 31, 2013—CapLease, Inc. (the “Company”) (NYSE: LSE) today announced that it will hold a special meeting of its common stockholders on Tuesday, September 10, 2013, at 10:00 a.m., loc

July 31, 2013 DEFM14A

- FORM DEFM14A

lse201305288kex2-1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

July 15, 2013 EX-99

CAPLEASE ANNOUNCES RECORD DATE FOR SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH MERGER

lse201307138kex99-1.htm Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES RECORD DATE FOR SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH MERGER NEW YORK—(BUSINESS WIRE)—July 15, 2013—CapLease, Inc. (the “Company”) (NYSE: LSE) today announced that it has established the close of business on July 12, 2013 as the record date for its

July 15, 2013 EX-99

CAPLEASE ANNOUNCES RECORD DATE FOR SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH MERGER

lse201307138kex99-1.htm Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES RECORD DATE FOR SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH MERGER NEW YORK—(BUSINESS WIRE)—July 15, 2013—CapLease, Inc. (the “Company”) (NYSE: LSE) today announced that it has established the close of business on July 12, 2013 as the record date for its

July 15, 2013 DEFA14A

- FORM 8-K

lse201307138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 15, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission Fil

July 15, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

lse201307138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 15, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission Fil

July 8, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

lse201307058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 8, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission File

July 8, 2013 EX-99

CAPLEASE ANNOUNCES EXPIRATION OF “GO SHOP” PERIOD

lse201307058kex99-1.htm Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES EXPIRATION OF “GO SHOP” PERIOD NEW YORK—(BUSINESS WIRE)—July 8, 2013—CapLease, Inc. (the “Company”) (NYSE: LSE) today announced the expiration of the 40-day “go shop” period pursuant to the terms of the previously announced Agreement and Plan of Merger (the “

July 8, 2013 DEFA14A

- FORM 8-K

lse201307058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 8, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission File

July 8, 2013 EX-99

CAPLEASE ANNOUNCES EXPIRATION OF “GO SHOP” PERIOD

lse201307058kex99-1.htm Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES EXPIRATION OF “GO SHOP” PERIOD NEW YORK—(BUSINESS WIRE)—July 8, 2013—CapLease, Inc. (the “Company”) (NYSE: LSE) today announced the expiration of the 40-day “go shop” period pursuant to the terms of the previously announced Agreement and Plan of Merger (the “

July 2, 2013 PREM14A

- FORM PREM14A

lse201305288kex2-1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

June 24, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

lse201306218k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Num

June 24, 2013 EX-10

SECOND AMENDMENT TO CREDIT AGREEMENT

lse201306218kex10-1.htm Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) is dated as of June 21, 2013, by and among CAPLEASE, LP, a Delaware limited partnership, PREFCO DIX-NEUF LLC, a Connecticut limited liability company, PREFCO NINETEEN LIMITED PARTNERSHIP, a Connecticut limited partnership, CLF CANE RUN MEMBER, LLC

June 14, 2013 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

lse201306138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commi

May 28, 2013 EX-99

American Realty Capital Properties, Inc. 405 Park Avenue, 15th Floor New York, NY 10022

lse201305288kex99-2.htm Exhibit 99.2 American Realty Capital Properties, Inc. 405 Park Avenue, 15th Floor New York, NY 10022 May 28, 2013 Paul H. McDowell William R. Pollert Shawn P. Seale Robert C. Blanz Michael J. Heneghan Paul C. Hughes c/o CapLease, Inc. 1065 Avenue of the Americas New York, NY 10018 Reference is made to that certain Agreement and Plan of Merger, dated as of the date hereof (t

May 28, 2013 EX-99

American Realty Capital Properties to Acquire CapLease Inc. in a $2.2 Billion Transaction, Creating Pro Forma Enterprise Value of Approximately $6.0 Billion Transaction will be 10% Accretive to AFFO with a 28% Increase in 2014 over 2013 Acquisition S

lse20130528b8kex99-1.htm Exhibit 99.1 IMMEDIATE RELEASE American Realty Capital Properties to Acquire CapLease Inc. in a $2.2 Billion Transaction, Creating Pro Forma Enterprise Value of Approximately $6.0 Billion Transaction will be 10% Accretive to AFFO with a 28% Increase in 2014 over 2013 Acquisition Solidifies ARCP’s Position as Best Credit Quality, Fastest Growing Single Tenant Net Lease REIT

May 28, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission File Number) 52-241453

May 28, 2013 EX-99

VOTING AGREEMENT

Exhibit 99.1 Execution Version VOTING AGREEMENT This VOTING AGREEMENT, dated as of May 28, 2013 (this “Agreement”), is made and entered into by and among American Realty Capital Properties, Inc., a Maryland corporation (“Parent”), Paul H. McDowell, William R. Pollert, Shawn P. Seale, Robert C. Blanz and Paul C. Hughes (each a “Stockholder” and, collectively, the “Stockholders”). RECITALS WHEREAS,

May 28, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

lse20130528c8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission Fil

May 28, 2013 EX-99

VOTING AGREEMENT

EX-99 3 lse201305288kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Execution Version VOTING AGREEMENT This VOTING AGREEMENT, dated as of May 28, 2013 (this “Agreement”), is made and entered into by and among American Realty Capital Properties, Inc., a Maryland corporation (“Parent”), Paul H. McDowell, William R. Pollert, Shawn P. Seale, Robert C. Blanz and Paul C. Hughes (each a “Stockholder” and, collecti

May 28, 2013 EX-99

American Realty Capital Properties, Inc. 405 Park Avenue, 15th Floor New York, NY 10022

lse201305288kex99-2.htm Exhibit 99.2 American Realty Capital Properties, Inc. 405 Park Avenue, 15th Floor New York, NY 10022 May 28, 2013 Paul H. McDowell William R. Pollert Shawn P. Seale Robert C. Blanz Michael J. Heneghan Paul C. Hughes c/o CapLease, Inc. 1065 Avenue of the Americas New York, NY 10018 Reference is made to that certain Agreement and Plan of Merger, dated as of the date hereof (t

May 28, 2013 DEFA14A

- FORM 8-K

lse20130528b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission Fil

May 28, 2013 EX-99

EX-99

Exhibit 99.3

May 28, 2013 DEFA14A

- FORM 8-K

lse20130528c8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission Fil

May 28, 2013 EX-99

EX-99

Exhibit 99.3

May 28, 2013 EX-99

American Realty Capital Properties and CapLease Host Conference Call in Connection with Recently Announced Acquisition

lse20130528c8kex99-1.htm Exhibit 99.1 IMMEDIATE RELEASE American Realty Capital Properties and CapLease Host Conference Call in Connection with Recently Announced Acquisition New York, New York, May 28, 2013 – American Realty Capital Properties, Inc. (“ARCP” or the “Company”) (NASDAQ: ARCP) and CapLease, Inc. (“CapLease”) (NYSE: LSE) announced today they will host a conference call and webcast to

May 28, 2013 EX-99

American Realty Capital Properties and CapLease Host Conference Call in Connection with Recently Announced Acquisition

lse20130528c8kex99-1.htm Exhibit 99.1 IMMEDIATE RELEASE American Realty Capital Properties and CapLease Host Conference Call in Connection with Recently Announced Acquisition New York, New York, May 28, 2013 – American Realty Capital Properties, Inc. (“ARCP” or the “Company”) (NASDAQ: ARCP) and CapLease, Inc. (“CapLease”) (NYSE: LSE) announced today they will host a conference call and webcast to

May 28, 2013 EX-2

AGREEMENT AND PLAN OF MERGER By and Among AMERICAN REALTY CAPITAL PROPERTIES, INC., ARC PROPERTIES OPERATING PARTNERSHIP, L.P., SAFARI ACQUISITION, LLC, CAPLEASE, INC., CAPLEASE, LP CLF OP GENERAL PARTNER LLC Dated as of May 28, 2013 TABLE OF CONTENT

lse201305288kex2-1.htm Exhibit 2.1 AGREEMENT AND PLAN OF MERGER By and Among AMERICAN REALTY CAPITAL PROPERTIES, INC., ARC PROPERTIES OPERATING PARTNERSHIP, L.P., SAFARI ACQUISITION, LLC, CAPLEASE, INC., CAPLEASE, LP and CLF OP GENERAL PARTNER LLC Dated as of May 28, 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II THE MERGERS 15 Section 2.1 The Mergers 15 S

May 28, 2013 EX-99

American Realty Capital Properties to Acquire CapLease Inc. in a $2.2 Billion Transaction, Creating Pro Forma Enterprise Value of Approximately $6.0 Billion Transaction will be 10% Accretive to AFFO with a 28% Increase in 2014 over 2013 Acquisition S

lse20130528b8kex99-1.htm Exhibit 99.1 IMMEDIATE RELEASE American Realty Capital Properties to Acquire CapLease Inc. in a $2.2 Billion Transaction, Creating Pro Forma Enterprise Value of Approximately $6.0 Billion Transaction will be 10% Accretive to AFFO with a 28% Increase in 2014 over 2013 Acquisition Solidifies ARCP’s Position as Best Credit Quality, Fastest Growing Single Tenant Net Lease REIT

May 28, 2013 EX-2

AGREEMENT AND PLAN OF MERGER By and Among AMERICAN REALTY CAPITAL PROPERTIES, INC., ARC PROPERTIES OPERATING PARTNERSHIP, L.P., SAFARI ACQUISITION, LLC, CAPLEASE, INC., CAPLEASE, LP CLF OP GENERAL PARTNER LLC Dated as of May 28, 2013 TABLE OF CONTENT

lse201305288kex2-1.htm Exhibit 2.1 AGREEMENT AND PLAN OF MERGER By and Among AMERICAN REALTY CAPITAL PROPERTIES, INC., ARC PROPERTIES OPERATING PARTNERSHIP, L.P., SAFARI ACQUISITION, LLC, CAPLEASE, INC., CAPLEASE, LP and CLF OP GENERAL PARTNER LLC Dated as of May 28, 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II THE MERGERS 15 Section 2.1 The Mergers 15 S

May 28, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission File Number) 52-241453

May 28, 2013 DEFA14A

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2013 CAPLEASE, INC. (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32039 (Commission File Number) 52-241453

May 8, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CAPLEASE, INC. 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employe

May 8, 2013 EX-99.1

CapLease Announces First Quarter 2013 Results

EX-99.1 2 a50627829ex991.htm EXHIBIT 99.1 Exhibit 99.1 CapLease Announces First Quarter 2013 Results NEW YORK-(BUSINESS WIRE)-May 8, 2013-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on owning and managing single-tenant commercial real estate properties, today announced its results for the quarter ended March 31, 2013. Net loss to common stockholders for the first quar

May 8, 2013 EX-12.1

CapLease, Inc. and Subsidiaries

Exhibit 12.1 CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) Three Months Ended March 31, 2013 2012 Earnings: Net income $ 2,040 $ 2,057 Interest expense 16,776 16,978 Less: Interest capitalized during the period Note (A) (479 ) – Portion of rental expense representing interest 31 19 Total earnings $ 18,368 $ 19,054 Fixed Charges: Interest expense $ 16,776

May 8, 2013 EX-10.5

FIRST AMENDMENT TO CREDIT AGREEMENT

Exhibit 10.5 EXECUTION VERSION FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) is dated as of April 16, 2013, by and among CAPLEASE, LP, a Delaware limited partnership, PREFCO DIX-NEUF LLC, a Connecticut limited liability company, PREFCO NINETEEN LIMITED PARTNERSHIP, a Connecticut limited partnership, CLF CANE RUN MEMBER, LLC, a Delaware limited liab

May 8, 2013 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CapLease, Inc. (Exac

April 19, 2013 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of

April 9, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Numb

April 9, 2013 EX-1

CAPLEASE, INC. Shares of Common Stock UNDERWRITING AGREEMENT

CAPLEASE, INC. Shares of Common Stock UNDERWRITING AGREEMENT April 4, 2013 WELLS FARGO SECURITIES, LLC as Representative of the several Underwriters c/o Wells Fargo Securities, LLC 375 Park Avenue New York, NY 10152 Dear Sirs: CapLease, Inc., a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”),

April 4, 2013 424B5

7,500,000 Shares Common Stock CapLease, Inc. Common Stock Wells Fargo Securities TABLE OF CONTENTS Prospectus Supplement Prospectus CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS ABOUT THIS PROSPECTUS SUPPLEMENT PROSPECTUS SUMMARY Overview

Filed pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2011) 7,500,000 Shares Common Stock CapLease, Inc. Common Stock CapLease, Inc. is a real estate investment trust, or REIT, that primarily owns and manages a diversified portfolio of single tenant commercial real estate properties subject to long-term leases to high credit quality te

April 3, 2013 424B2

SUBJECT TO COMPLETION, DATED APRIL 3, 2013 6,500,000 Shares Common Stock CapLease, Inc. Common Stock Wells Fargo Securities TABLE OF CONTENTS Prospectus Supplement Prospectus CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS ABOUT THIS PROSPE

This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed.

April 3, 2013 8-K

Other Events

8-K 1 v3404088k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commissi

March 15, 2013 424B5

2,800,000 Shares of 7.25% Series C Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) CapLease, Inc.

Filed Pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To prospectus dated February 14, 2011) 2,800,000 Shares of 7.25% Series C Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) CapLease, Inc. We have entered into a sales agreement with MLV & Co. LLC, or MLV, relating to shares of our 7.25% Series C Cumulative Redeemable Preferred Stock,

March 15, 2013 EX-10

FOURTH AMENDMENT TO FIRST AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF CAPLEASE, LP

lse201303148kex10-1.htm Exhibit 10.1 FOURTH AMENDMENT TO FIRST AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF CAPLEASE, LP In connection with the issuance of up to 2,800,000 shares of 7.25% Series C Cumulative Redeemable Preferred Stock by CapLease, Inc. (the “Company” and the “Original Limited Partner”) and the contribution to Caplease, LP (the “Partnership”) by the Original Limited Partne

March 15, 2013 EX-3

CAPLEASE, INC. ARTICLES SUPPLEMENTARY

Exhibit 3.1 CAPLEASE, INC. ARTICLES SUPPLEMENTARY CapLease, Inc., a Maryland corporation (the “Company”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Under a power contained in Section 6.3 of Article VI of the charter of the Company (the “Charter”), the Board of Directors of the Company (the “Board of Directors”), by duly adopted

March 15, 2013 EX-1

CAPLEASE, INC. 2,800,000 SHARES OF SERIES C PREFERRED STOCK AT-THE-MARKET ISSUANCE SALES AGREEMENT

lse201303148kex1-1.htm Exhibit 1.1 CAPLEASE, INC. 2,800,000 SHARES OF SERIES C PREFERRED STOCK AT-THE-MARKET ISSUANCE SALES AGREEMENT March 15, 2013 MLV & CO. LLC 1251 Avenue of the Americas, 41st Floor New York, New York 10020 Ladies and Gentlemen: CapLease, Inc., a Maryland corporation (the “Company”), and Caplease, LP, a Delaware limited partnership (the “Operating Partnership”) confirm their r

March 15, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

lse201303148k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incor

March 1, 2013 EX-10

THIRD AMENDMENT TO FIRST AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF CAPLEASE, LP

THIRD AMENDMENT TO FIRST AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF CAPLEASE, LP In connection with the issuance of up to 850,000 shares of 7.

March 1, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File

March 1, 2013 EX-3

CAPLEASE, INC. ARTICLES SUPPLEMENTARY

EX-3 3 v336708ex3.htm EXHIBIT 3 CAPLEASE, INC. ARTICLES SUPPLEMENTARY CapLease, Inc., a Maryland corporation (the “Company”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Under a power contained in Section 6.3 of Article VI of the charter of the Company (the “Charter”), the Board of Directors of the Company (the “Board of Director

March 1, 2013 EX-1

CAPLEASE, INC. Shares of 7.25% Series C Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT

CAPLEASE, INC. Shares of 7.25% Series C Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT February 26, 2013 WELLS FARGO SECURITIES, LLC 550 South Tryon Street Charlotte, NC 28202 Dear Sirs: CapLease, Inc., a Maryland corporation (the “Company”), confirms its agreement with you (the “Underwriter” or “Wells Fargo”), with respect to the sale by the Company to the Underwriter of an aggregat

February 27, 2013 424B5

850,000 Shares 7.25% Series C Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share

Filed pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2011) 850,000 Shares 7.25% Series C Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share We are offering 850,000 shares of our 7.25% Series C Cumulative Redeemable Preferred Stock, par value $0.01 per share, which we refer to as the Series C Preferred Stock.

February 26, 2013 FWP

CAPLEASE, INC. 7.25% Series C Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) FINAL PRICING TERMS

Dated February 26, 2013 Filed Pursuant to Rule 433 Registration Statement No. 333-171408 Relating to Preliminary Prospectus Supplement Dated February 26, 2013 to Prospectus Dated February 14, 2011 CAPLEASE, INC. 7.25% Series C Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) FINAL PRICING TERMS Issuer: CapLease, Inc. Title of Shares: 7.25% Series C Cumulative Redeema

February 26, 2013 424B2

850,000 Shares 7.25% Series C Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share

This preliminary prospectus supplement relates to an effective registration statement, but is not complete and may be changed.

February 21, 2013 EX-10.16

CAPLEASE, INC. Stock Award Agreement

EX-10.16 2 ex10-16.htm EX. 10.16 Exhibit 10.16 (Executive Officers) CAPLEASE, INC. Stock Award Agreement THIS AGREEMENT dated the day of 20, between CAPLEASE, INC., a Maryland corporation (the “Company”), and (the “Participant”), is made pursuant and subject to the provisions of the Company’s 2004 Stock Incentive Plan (the “Plan”), a copy of which has been made available to the Participant. All te

February 21, 2013 EX-21.1

List of Subsidiaries of CapLease, Inc. As of December 31, 2012

EX-21.1 6 ex21-1.htm EX. 21.1 Exhibit 21.1 List of Subsidiaries of CapLease, Inc. As of December 31, 2012 Entity State of Incorporation or Formation Caplease, LP Delaware CLF OP General Partner LLC Delaware Caplease Services Corp. Delaware CLF Ridley Park Business Trust Virginia CLF VA Ponce LLC Delaware CLF 1000 Milwaukee Avenue LLC Delaware CLF 555 N Daniels Way LLC Delaware CLF Bobs Randolph LL

February 21, 2013 EX-10.21

CapLease, Inc. Summary of Compensation to Independent Directors

Exhibit 10.21 CapLease, Inc. Summary of Compensation to Independent Directors As of December 12, 2012 Annual cash retainer $ 45,000 Committee chair additional retainer $ 10,000 (1) Committee additional retainer (non-chairperson) $ 5,000 (2) Lead independent director retainer $ 25,000 Stock award $ 50,000 (3) (1) Except for our audit committee chair, who receives $20,000, and our compensation commi

February 21, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CAPLEASE, INC.

February 21, 2013 EX-12.1

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

Exhibit 12.1 CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) -Year ended December 31,- 2012 2011 2010 2009 2008 Earnings: Net income (loss) $ (1,700 ) $ (1,835 ) $ (13,140 ) $ (13,967 ) $ (23,164 ) Interest expense 67,895 76,595 83,024 88,195 95,963 Less: Interest capitalized during the period Note (A) (758 ) ? ? ? ? Portion of rental expense representing

February 21, 2013 EX-10.17

CAPLEASE, INC. Performance Share Award Agreement

Exhibit 10.17 CAPLEASE, INC. Performance Share Award Agreement THIS AGREEMENT dated as of the day of , 2013, between CAPLEASE, INC., a Maryland corporation (the “Company”) and (the “Participant”), is made pursuant and subject to the provisions of the Company’s 2004 Stock Incentive Plan (the “Plan”), a copy of which has been made available to the Participant. All terms defined in the Plan have the

February 15, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CAPLEASE, INC. 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. E

February 15, 2013 EX-99.1

CapLease Announces Fourth Quarter and Full Year 2012 Results

Exhibit 99.1 CapLease Announces Fourth Quarter and Full Year 2012 Results NEW YORK-(BUSINESS WIRE)-February 15, 2013-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on owning and managing single-tenant commercial real estate properties, today announced its results for the fourth quarter and full year ended December 31, 2012. Net loss to common stockholders for 2012 was $(

February 14, 2013 SC 13G/A

LSE / Caplease, Inc. / VANGUARD SPECIALIZED FUNDS Passive Investment

capleaseinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:3 )* Name of issuer: CapLease Inc Title of Class of Securities: REIT CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the rul

February 12, 2013 SC 13G

LSE / Caplease, Inc. / Huber Capital Management LLC - STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 12, 2013 SC 13G/A

LSE / Caplease, Inc. / VANGUARD GROUP INC Passive Investment

capleaseinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9 )* Name of issuer: CapLease Inc Title of Class of Securities: REIT CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the ru

January 30, 2013 SC 13G/A

LSE / Caplease, Inc. / VANGUARD SPECIALIZED FUNDS Passive Investment

capleaseinc2.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:2)* Name of issuer: CapLease Inc Title of Class of Securities: REIT CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the rul

January 24, 2013 EX-10

SECOND AMENDMENT TO FIRST AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF CAPLEASE, LP DESIGNATION OF 7.25% SERIES C CUMULATIVE REDEEMABLE PREFERRED UNITS

SECOND AMENDMENT TO FIRST AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF CAPLEASE, LP DESIGNATION OF 7.

January 24, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

8-K 1 v3328388k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer

January 24, 2013 EX-1

CAPLEASE, INC. Shares of 7.25% Series C Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT

CAPLEASE, INC. Shares of 7.25% Series C Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT January 17, 2013 MLV & CO. LLC as Representative of the several Underwriters c/o MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, NY 10020 Dear Sirs: CapLease, Inc., a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I heret

January 18, 2013 8-A12B

- FORM 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CapLease, Inc. (Exact name of registrant as specified in its charter) Maryland (State of incorporation or organization) 52-2414533 (IRS employer identification no.) 1065 Avenue of the Americas Ne

January 18, 2013 EX-3.3

CAPLEASE, INC. ARTICLES SUPPLEMENTARY 850,000 SHARES OF 7.25% SERIES C CUMULATIVE REDEEMABLE PREFERRED STOCK January 18, 2013

CAPLEASE, INC. ARTICLES SUPPLEMENTARY 850,000 SHARES OF 7.25% SERIES C CUMULATIVE REDEEMABLE PREFERRED STOCK January 18, 2013 CapLease, Inc., a Maryland corporation (the “Company”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Pursuant to the authority expressly vested in the Board of Directors of the Company or a duly authorized

January 17, 2013 FWP

CAPLEASE, INC. 7.25% Series C Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) FINAL PRICING TERMS

Dated January 17, 2013 Filed Pursuant to Rule 433 Registration Statement No. 333-171408 Relating to Preliminary Prospectus Supplement Dated January 16, 2013 to Prospectus Dated February 14, 2011 CAPLEASE, INC. 7.25% Series C Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) FINAL PRICING TERMS Issuer: CapLease, Inc. Title of Shares: 7.25% Series C Cumulative Redeemabl

January 17, 2013 424B5

850,000 Shares 7.25% Series C Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share The date of this prospectus supplement is January 17, 2013. TABLE OF CONTENTS Prospectus Supplement Prospectus EXTENDED SETTLEMENT CAUTIONARY

Filed Pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2011) 850,000 Shares 7.25% Series C Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share We are offering 850,000 shares of our 7.25% Series C Cumulative Redeemable Preferred Stock, par value $0.01 per share, which we refer to as the Series C Preferred Stock.

January 16, 2013 424B5

Shares 7.25% Series C Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share The date of this prospectus supplement is January , 2013. TABLE OF CONTENTS Prospectus Supplement Prospectus EXTENDED SETTLEMENT CAUTIONARY STATEMENT

This preliminary prospectus supplement relates to an effective registration statement, but is not complete and may be changed.

January 16, 2013 8-K

Other Events

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2013 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Em

December 31, 2012 EX-1.1

CAPLEASE, INC. 19,000,000 SHARES OF COMMON STOCK AND 1,000,000 SHARES OF SERIES A PREFERRED STOCK AND 1,000,000 SHARES OF SERIES B PREFERRED STOCK AMENDED AND RESTATED CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT

EX-1.1 2 ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 CAPLEASE, INC. 19,000,000 SHARES OF COMMON STOCK AND 1,000,000 SHARES OF SERIES A PREFERRED STOCK AND 1,000,000 SHARES OF SERIES B PREFERRED STOCK AMENDED AND RESTATED CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT December 31, 2012 CANTOR FITZGERALD & CO. 499 Park Avenue New York, New York 10022 Ladies and Gentlemen: Reference is made to that certain Contr

December 31, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. E

December 31, 2012 424B5

CapLease, Inc.

Filed pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To prospectus supplement dated May 25, 2012 and prospectus dated February 14, 2011) CapLease, Inc. This prospectus supplement amends and supplements the prospectus supplement dated May 25, 2012 (“May prospectus supplement”) and the accompanying prospectus dated February 14, 2011. This prospectus supplement should b

December 18, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File

December 4, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. E

December 4, 2012 EX-99.1

CAPLEASE SELLS COMMON STOCK THROUGH AT-THE-MARKET OFFERING

Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE SELLS COMMON STOCK THROUGH AT-THE-MARKET OFFERING NEW YORK-(BUSINESS WIRE)—November 30, 2012- CapLease, Inc. (NYSE: LSE) announced today that it has agreed to a block sale of 5,500,000 shares of its common stock under the at-the-market offering program announced on May 25, 2012. The shares we

November 9, 2012 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 caplease10q-093012.htm FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio

November 9, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Em

November 9, 2012 EX-99.1

CapLease Announces Third Quarter 2012 Results

Exhibit 99.1 CapLease Announces Third Quarter 2012 Results NEW YORK-(BUSINESS WIRE)-November 9, 2012-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on owning and managing single-tenant commercial real estate properties, today announced its results for the third quarter ended September 30, 2012. Net loss to common stockholders was $(1.3) million, and funds from operations

November 9, 2012 EX-12.1

CapLease, Inc. and Subsidiaries

Exhibit 12.1 CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) For the Three Months Ended September 30, For the Nine Months Ended September 30, 2012 2011 2012 2011 Earnings: Net income $ 1,479 $ (13,170 ) $ (2,877 ) $ (17,905 ) Interest expense 17,166 19,147 51,109 59,197 Less: Interest capitalized during the period Note (A) (443 ) – (443 ) – Portion of rent

October 16, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Em

October 16, 2012 EX-99.1

CAPLEASE OBTAINS NEW THREE YEAR $10 MILLION SECURED TERM LOAN FROM KEYBANK

Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE OBTAINS NEW THREE YEAR $10 MILLION SECURED TERM LOAN FROM KEYBANK NEW YORK-(BUSINESS WIRE)—October 16, 2012-CapLease, Inc. (NYSE: LSE) announced today that it has obtained a new three year $10 million secured term loan from KeyBank National Association. Proceeds from the new term loan were us

October 16, 2012 EX-10.1

CREDIT AGREEMENT Dated as of October 12, 2012 by and among CAPLEASE DEBT FUNDING, LP, as Borrower, THE FINANCIAL INSTITUTIONS PARTY HERETO AND THEIR ASSIGNEES UNDER SECTION 14.6, as Lenders, KEYBANK NATIONAL ASSOCIATION, as Administrative Agent, KEYB

Exhibit 10.1 CREDIT AGREEMENT Dated as of October 12, 2012 by and among CAPLEASE DEBT FUNDING, LP, as Borrower, THE FINANCIAL INSTITUTIONS PARTY HERETO AND THEIR ASSIGNEES UNDER SECTION 14.6, as Lenders, KEYBANK NATIONAL ASSOCIATION, as Administrative Agent, and KEYBANC CAPITAL MARKETS, as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions

September 28, 2012 SC TO-I/A

- FORM SC TO-I/A

SC TO-I/A 1 v324629scto-ia.htm FORM SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CAPLEASE, INC. (Name of Subject Company (Issuer)) CAPLEASE, INC. (Name of Filing Person (Offeror)) 7.50% Convertible Senior Notes due 2027 140288 AA 9 (Ti

September 28, 2012 EX-99.A5II

CAPLEASE ANNOUNCES EXPIRATION AND RESULTS OF PUT OPTION for 7.50% CONVERTIBLE SENIOR NOTES

Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES EXPIRATION AND RESULTS OF PUT OPTION for 7.50% CONVERTIBLE SENIOR NOTES NEW YORK-(BUSINESS WIRE)—September 28, 2012-CapLease, Inc. (NYSE: LSE) today announced the expiration of the option of the holders of its outstanding 7.50% Convertible Senior Notes due 2027 (the “Notes”) to require the Compa

September 12, 2012 SC TO-I/A

- FORM SC TO-I/A

SC TO-I/A 1 v323584sctoia.htm FORM SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CAPLEASE, INC. (Name of Subject Company (Issuer)) CAPLEASE, INC. (Name of Filing Person (Offeror)) 7.50% Convertible Senior Notes due 2027 140288 AA 9 (Tit

August 30, 2012 EX-99.(A)(5)

CAPLEASE ANNOUNCES PUT OPTION NOTIFICATION FOR 7.50% convertible senior notes

EX-99.(A)(5) 4 v322627ex99a5.htm EXHIBIT 99.(A)(5) Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES PUT OPTION NOTIFICATION FOR 7.50% convertible senior notes NEW YORK—(BUSINESS WIRE)—August 30, 2012—CapLease, Inc. (NYSE: LSE) today announced that it is notifying holders of its outstanding 7.50% Convertible Senior Notes due 2027 (the “Notes”)

August 30, 2012 EX-99.(A)(1)(A)

CAPLEASE, INC. ISSUER PUT RIGHT NOTICE FOR 7.50% CONVERTIBLE SENIOR NOTES DUE 2027 CUSIP Number 140288 AA 9

CAPLEASE, INC. ISSUER PUT RIGHT NOTICE FOR 7.50% CONVERTIBLE SENIOR NOTES DUE 2027 CUSIP Number 140288 AA 9 NOTICE IS HEREBY GIVEN pursuant to Section 3.07 of the Indenture, dated as of October 9, 2007 (the “Indenture”), among CapLease, Inc., as Issuer (referred to as “we,” “our,” “us” or the “Company”), certain subsidiaries of the Company, as Guarantors, and Deutsche Bank Trust Company Americas,

August 30, 2012 EX-99.(A)(1)(B)

EX-99.(A)(1)(B)

August 30, 2012 SC TO-I

- SCHEDULE TO TENDER OFFER STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CAPLEASE, INC. (Name of Subject Company (Issuer)) CAPLEASE, INC. (Name of Filing Person (Offeror)) 7.50% Convertible Senior Notes due 2027 140288 AA 9 (Title of Class of Securities) (CUSIP Number of Class of Securities)

August 13, 2012 8-K

Financial Statements and Exhibits, Other Events

8-K 1 capl8k-081312.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Co

August 13, 2012 EX-99.1

CAPLEASE EXTENDS MORTGAGE DEBT ON NESTLE PROPERTIES

Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE EXTENDS MORTGAGE DEBT ON NESTLE PROPERTIES NEW YORK-(BUSINESS WIRE)—August 13, 2012-CapLease, Inc. (NYSE: LSE) announced today that it has finalized the extension of the mortgage debt on the three Nestlé warehouses located in Breinigsville, PA, Lathrop, CA and Fort Wayne, IN. The properties a

August 8, 2012 EX-99.1

CapLease Announces Second Quarter 2012 Results

EX-99.1 2 a50370128ex991.htm EXHIBIT 99.1 Exhibit 99.1 CapLease Announces Second Quarter 2012 Results NEW YORK-(BUSINESS WIRE)-August 8, 2012-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on owning and managing single-tenant commercial real estate properties, today announced its results for the second quarter ended June 30, 2012. Net loss to common stockholders was $(8.

August 8, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Empl

August 8, 2012 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CapLease, Inc. (Exact

August 8, 2012 EX-10.3

AMENDMENT NO. 1 TO THE CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT

Exhibit 10.3 AMENDMENT NO. 1 TO THE CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT THIS AMENDMENT NO. 1, dated as of August 6, 2012 (this “Amendment”), by and among CAPLEASE, INC., a Maryland corporation (the “Company”), CAPLEASE, LP, a Delaware limited partnership (the “Operating Partnership”), and Cantor Fitzgerald & Co. (“CF&Co”), is an amendment to the Controlled Equity OfferingSM Sales Agreemen

August 8, 2012 EX-12.1

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

Exhibit 12.1 CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) For the Three Months Ended June 30, For the Six Months Ended June 30, 2012 2011 2012 2011 Earnings: Net income $ (6,413 ) $ (3,228 ) $ (4,356 ) $ (4,735 ) Interest expense 16,965 20,015 33,943 40,050 Portion of rental expense representing interest 17 27 36 57 Total earnings $ 10,569 $ 16,814 $ 29

August 8, 2012 EX-10.1

CapLease, Inc.

EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CapLease, Inc. Summary of Compensation to Independent Directors As of March 22, 2012 Annual cash retainer $ 37,500 Committee chair additional retainer $ 6,000 (1) Lead independent director retainer $ 10,000 Stock award $ 34,525 (2) Board attendance fee (in person or telephonic) $ 2,000 per meeting Board attendance fee (in person or telephonic) $ 1,000

July 10, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Numb

July 10, 2012 EX-99.1

CAPLEASE REDUCES DEBT ON NESTLE PROPERTIES; SELLS JOHNSTON, RI PROPERTY

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE REDUCES DEBT ON NESTLE PROPERTIES; SELLS JOHNSTON, RI PROPERTY NEW YORK-(BUSINESS WIRE)—July 10, 2012-CapLease, Inc. (NYSE: LSE) announced today that it has repurchased the $11 million junior first mortgage note on the three Nestlé properties from a private i

July 2, 2012 EX-10.1

CREDIT AGREEMENT Dated as of June 29, 2012 by and among CAPLEASE, LP; PREFCO DIX-NEUF LLC; PREFCO NINETEEN LIMITED PARTNERSHIP; CLF CANE RUN MEMBER, LLC; CLF CANE RUN LOUISVILLE, LLC; CLF LANDMARK OMAHA LLC; CLF DODGE OMAHA LLC; KDC BUSCH BOULEVARD L

Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT Dated as of June 29, 2012 by and among CAPLEASE, LP; PREFCO DIX-NEUF LLC; PREFCO NINETEEN LIMITED PARTNERSHIP; CLF CANE RUN MEMBER, LLC; CLF CANE RUN LOUISVILLE, LLC; CLF LANDMARK OMAHA LLC; CLF DODGE OMAHA LLC; KDC BUSCH BOULEVARD LLC; AND CLF 555 N DANIELS WAY LLC, as Borrowers, THE FINANCIAL INSTITUTIONS PARTY HERETO AND THEIR ASSIGNEES UNDER SECT

July 2, 2012 EX-99.1

CAPLEASE INCREASES FINANCIAL FLEXIBILITY WITH NEW $100 MILLION REVOLVING FINANCING FACILITY

Exhibit 99.1 Investor Relations/Media Contact: ICR, LLC Brad Cohen [email protected] 212-217-6393 CAPLEASE INCREASES FINANCIAL FLEXIBILITY WITH NEW $100 MILLION REVOLVING FINANCING FACILITY NEW YORK-(BUSINESS WIRE)—July 2, 2012-CapLease, Inc. (NYSE: LSE) announced today that it has entered into a new $100 million revolving credit agreement with Wells Fargo Bank, N.A. The new three year facility in

July 2, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Emplo

June 15, 2012 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number)

May 25, 2012 424B5

9,000,000 Shares of Common Stock 1,000,000 Shares of 8.125% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) 1,000,000 Shares of 8.375% Series B Cumulative Redeemable Preferred Stock (Liquidation Preference $25

424B5 1 v314549424b5.htm 424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To prospectus dated February 14, 2011) 9,000,000 Shares of Common Stock 1,000,000 Shares of 8.125% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) 1,000,000 Shares of 8.375% Series B Cumulative Redeemable Preferred Stock (Liquidation Preference

May 25, 2012 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Numbe

May 25, 2012 EX-3.2

CAPLEASE, INC. ARTICLES SUPPLEMENTARY

EX-3.2 4 v314547ex3-2.htm EXHIBIT 3.2 CAPLEASE, INC. ARTICLES SUPPLEMENTARY CapLease, Inc., a Maryland corporation (the “Company”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Under a power contained in Section 6.3 of Article VI of the charter of the Company (the “Charter”), the Board of Directors of the Company (the “Board of Di

May 25, 2012 EX-1.1

CAPLEASE, INC. 9,000,000 SHARES OF COMMON STOCK AND 1,000,000 SHARES OF SERIES A PREFERRED STOCK AND 1,000,000 SHARES OF SERIES B PREFERRED STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT

CAPLEASE, INC. 9,000,000 SHARES OF COMMON STOCK AND 1,000,000 SHARES OF SERIES A PREFERRED STOCK AND 1,000,000 SHARES OF SERIES B PREFERRED STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT May 25, 2012 CANTOR FITZGERALD & CO. 499 Park Avenue New York, New York 10022 Ladies and Gentlemen: CAPLEASE, INC., a Maryland corporation (the “Company”), and CAPLEASE, LP, a Delaware limited partnership (the

May 25, 2012 EX-3.1

CAPLEASE, INC. ARTICLES SUPPLEMENTARY

CAPLEASE, INC. ARTICLES SUPPLEMENTARY CapLease, Inc., a Maryland corporation (the “Company”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Under a power contained in Section 6.3 of Article VI of the charter of the Company (the “Charter”), the Board of Directors of the Company (the “Board of Directors”), by duly adopted resolutions

May 9, 2012 EX-12.1

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges Three Months Ended March 31, (dollars in thousands) 2012 2011 Earnings: Net income $ 2,057 $ (1,506 ) Interest expense 16,978 20,035 Portion of rental expense representing interest 19 30 Total earnings $ 19,054 $ 18,559 Fixed Charges: Interest expense $ 16,978 $ 20,035 Portion of rental expense representing interest 19 30 Total $ 1

May 9, 2012 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CapLease, Inc. (Exact na

May 9, 2012 EX-4.1

FIRST AMENDMENT TO FIRST AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF CAPLEASE, LP DESIGNATION OF 8.375% SERIES B CUMULATIVE REDEEMABLE PREFERRED UNITS

EX-4.1 2 v312038ex4-1.htm EXHIBIT 4.1 FIRST AMENDMENT TO FIRST AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF CAPLEASE, LP DESIGNATION OF 8.375% SERIES B CUMULATIVE REDEEMABLE PREFERRED UNITS In connection with the issuance of up to 2,300,000 shares of 8.375% Series B Cumulative Redeemable Preferred Stock by CapLease, Inc. (the “Company” and the “Original Limited Partner”) and the contribut

May 9, 2012 EX-99.1

CapLease Announces First Quarter 2012 Results

EX-99.1 2 a50270691ex991.htm EXHIBIT 99.1 Exhibit 99.1 CapLease Announces First Quarter 2012 Results NEW YORK-(BUSINESS WIRE)-May 8, 2012-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on owning and managing single-tenant commercial real estate properties, today announced its results for the first quarter ended March 31, 2012. Net income to common stockholders was $0.4 m

May 9, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CAPLEASE, INC. 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employe

April 23, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

April 19, 2012 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Num

April 19, 2012 EX-1

CAPLEASE, INC. Shares of 8.375% Series B Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT

CAPLEASE, INC. Shares of 8.375% Series B Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT April 16, 2012 WELLS FARGO SECURITIES, LLC CITIGROUP GLOBAL MARKETS INC. as Representatives of the several Underwriters c/o Wells Fargo Securities, LLC 301 South College Street Charlotte, NC 28288 c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Dear Sirs: CapLease,

April 18, 2012 EX-3.4

CAPLEASE, INC. CERTIFICATE OF CORRECTION

EX-3.4 3 v309782ex3-4.htm EXHIBIT 3.4 CAPLEASE, INC. CERTIFICATE OF CORRECTION THIS IS TO CERTIFY THAT: FIRST: The title of the document being corrected is Articles Supplementary (the “Articles”). SECOND: The sole party to the Articles is CapLease, Inc., a Maryland corporation (the “Company”). THIRD: The Articles were filed with the State Department of Assessments and Taxation of Maryland (the “SD

April 18, 2012 8-A12B

- FORM 8-A 12(B)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CapLease, Inc. (Exact name of registrant as specified in its charter) Maryland (State of incorporation or organization) 52-2414533 (IRS employer identification no.) 1065 Avenue of the Americas Ne

April 18, 2012 EX-3.3

CAPLEASE, INC. ARTICLES SUPPLEMENTARY 2,300,000 SHARES OF 8.375% SERIES B CUMULATIVE REDEEMABLE PREFERRED STOCK April 18, 2012

CAPLEASE, INC. ARTICLES SUPPLEMENTARY 2,300,000 SHARES OF 8.375% SERIES B CUMULATIVE REDEEMABLE PREFERRED STOCK April 18, 2012 CapLease, Inc., a Maryland corporation (the “Company”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Pursuant to the authority expressly vested in the Board of Directors of the Company or a duly authorized

April 17, 2012 424B5

2,000,000 Shares 8.375% Series B Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share Joint Book-Running Managers Co-Managers The date of this prospectus supplement is April 16, 2012. TABLE OF CONTENTS FORWARD-LOOKING STATEME

Filed pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2011) 2,000,000 Shares 8.375% Series B Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share We are offering 2,000,000 shares of our 8.375% Series B cumulative redeemable preferred stock, par value $0.01 per share. This is the original issuance of our Series

April 17, 2012 FWP

CAPLEASE, INC. 8.375% Series B Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) FINAL PRICING TERMS

Dated April 16, 2012 Filed Pursuant to Rule 433 Registration Statement No. 333-171408 Relating to Preliminary Prospectus Supplement Dated April 16, 2012 to Prospectus Dated February 14, 2011 CAPLEASE, INC. 8.375% Series B Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) FINAL PRICING TERMS Issuer: CapLease, Inc. Title of Shares: 8.375% Series B Cumulative Redeemable

April 16, 2012 424B2

Shares % Series B Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share Joint Book-Running Managers The date of this prospectus supplement is April , 2012. TABLE OF CONTENTS FORWARD-LOOKING STATEMENTS ABOUT THIS PROSPECTUS SUP

This preliminary prospectus supplement relates to an effective registration statement, but is not complete and may be changed.

April 10, 2012 SC 13G/A

LSE / Caplease, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 capleaseincamd8.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:8)* Name of issuer: CapLease Inc Title of Class of Securities: Common Stock CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: March 31, 2012 Check the appropriate box to designate the rule pursuant to which this

March 27, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 caplease8k-032612.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S

February 23, 2012 EX-12.1

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) Year ended December 31, 2011 2010 2009 2008 2007 Earnings: Net income (loss) $ (1,835 ) $ (13,140 ) $ (13,967 ) $ (23,164 ) $ (2,505 ) Interest expense 76,594 83,024 88,195 95,967 94,655 Portion of rental expense representing interest 104 145 182 216 248 Total earnings $ 74,864 $ 70,029 $ 74,410 $ 73,019 $ 92

February 23, 2012 10-K

United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One)

United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CAPLEASE, INC.

February 23, 2012 EX-21.1

List of Subsidiaries of CapLease, Inc. As of December 31, 2011

Exhibit 21.1 List of Subsidiaries of CapLease, Inc. As of December 31, 2011 State of Incorporation Entity or Formation Caplease, LP Delaware CLF OP General Partner LLC Delaware Caplease Services Corp. Delaware CLF Ridley Park Business Trust Virginia CLF VA Ponce LLC Delaware CLF 1000 Milwaukee Avenue LLC Delaware CLF 555 N Daniels Way LLC Delaware CLF Bobs Randolph LLC Delaware KDC Busch Boulevard

February 17, 2012 EX-99.1

CapLease Announces Fourth Quarter and Full Year 2011 Results

Exhibit 99.1 CapLease Announces Fourth Quarter and Full Year 2011 Results NEW YORK-(BUSINESS WIRE)-February 17, 2012-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on owning and managing single-tenant commercial real estate properties, today announced its results for the fourth quarter and full year ended December 31, 2011. Net loss to common stockholders for 2011 was $(

February 17, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CAPLEASE, INC. 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2012 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. E

February 14, 2012 SC 13G/A

LSE / Caplease, Inc. / Luxor Capital Group, LP - FEBRUARY 14, 2012 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT NO.1)* CapLease, Inc. (Name of Issuer) Common Shares, $.01 par value (Title of Class of Securities) 140288101 (CUSIP Number) December 31, 2011 (Date o

February 9, 2012 SC 13G/A

LSE / Caplease, Inc. / SNYDER CAPITAL MANAGEMENT L P Passive Investment

CUSIP No. 140288101 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) CapLease, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140288101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 9, 2012 SC 13G

LSE / Caplease, Inc. / Huber Capital Management LLC - STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 9, 2012 SC 13G/A

LSE / Caplease, Inc. / VANGUARD GROUP INC Passive Investment

capleaseinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:7 )* Name of issuer: CapLease Inc Title of Class of Securities: Common Stock CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: December 31, 2011 Check the appropriate box to designate

January 27, 2012 SC 13G/A

LSE / Caplease, Inc. / VANGUARD SPECIALIZED FUNDS Passive Investment

capleaseinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:1 )* Name of issuer: CapLease Inc Title of Class of Securities: REIT CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: December 31, 2011 Check the appropriate box to designate the rul

November 8, 2011 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CapLease, Inc. (Exac

November 8, 2011 EX-12.1

CapLease, Inc. and Subsidiaries

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) For the Three Months Ended September 30, For the Nine Months Ended September 30, 2011 2010 2011 2010 Earnings: Net loss $ (13,170 ) $ (1,153 ) $ (17,905 ) $ (4,327 ) Interest expense 19,511 20,990 60,340 63,974 Portion of rental expense representing interest 25 35 82 112 Total earnings $ 6,366 $ 19,871 $ 42,5

November 8, 2011 EX-10.1

SECURITIES AND RIGHTS PURCHASE AGREEMENT CAPLEASE INVESTMENT MANAGEMENT, LLC, as a Seller, EVA LLC, as a Seller, NRF CAP, LLC, as the Purchaser, CAPLEASE CREDIT LLC, as the Responsible Party Dated as of August 1, 2011 Table of Contents

EX-10.1 2 v237847ex10-1.htm EXHIBIT 10.1 EXECUTION VERSION SECURITIES AND RIGHTS PURCHASE AGREEMENT AMONG CAPLEASE INVESTMENT MANAGEMENT, LLC, as a Seller, EVA LLC, as a Seller, NRF CAP, LLC, as the Purchaser, AND CAPLEASE CREDIT LLC, as the Responsible Party Dated as of August 1, 2011 Table of Contents Page 1. Definitions 2 2. Purchase and Sale of the Purchased Securities and Assumption Agreement

November 3, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Em

November 3, 2011 EX-99.1

CapLease Announces Third Quarter 2011 Results

EX-99.1 2 a50055553ex991.htm EXHIBIT 99.1 Exhibit 99.1 CapLease Announces Third Quarter 2011 Results NEW YORK-(BUSINESS WIRE)-November 3, 2011-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on owning and managing single-tenant commercial real estate properties, today announced its results for the third quarter ended September 30, 2011. Net loss to common stockholders was

September 15, 2011 8-K/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2011 CAPLEASE, I

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of in

September 14, 2011 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File

August 5, 2011 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CapLease, Inc. (Exact nam

August 5, 2011 EX-12.1

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) For the Three Months Ended June 30, For the Six Months Ended June 30, 2011 2010 2011 2010 Earnings: Net loss $ (3,228 ) $ (1,079 ) $ (4,735 ) $ (3,174 ) Interest expense 20,416 21,304 40,869 43,030 Portion of rental expense representing interest 27 37 57 77 Total earnings $ 17,215 $ 20,262 $ 36,192 $ 39,933 F

August 4, 2011 EX-99.1

CapLease Announces Second Quarter 2011 Results

Exhibit 99.1 CapLease Announces Second Quarter 2011 Results NEW YORK-(BUSINESS WIRE)-August 4, 2011-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on single-tenant commercial real estate investments, today announced its results for the second quarter ended June 30, 2011. Net loss to common stockholders was $(4.9) million, and funds from operations, or FFO, was $7.6 milli

August 4, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Empl

June 27, 2011 CORRESP

* * * *

Paul C. Hughes Vice President and General Counsel CapLease, Inc. 1065 Avenue of the Americas 19th Floor New York, New York 10018 t: (212) 217-6360 f: (212) 217-6301 email: [email protected] June 27, 2011 VIA ELECTRONIC TRANSMISSION (EDGAR) Erin E. Martin Attorney-Advisor Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: CapLease, Inc. Form 10-K for the year ended De

June 22, 2011 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number)

May 6, 2011 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CapLease, Inc. (Exact na

May 6, 2011 EX-12.1

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges Three Months Ended March 31, (dollars in thousands) 2011 2010 Earnings: Net loss $ (1,506 ) $ (2,095 ) Interest expense 20,453 21,727 Portion of rental expense representing interest 30 40 Total earnings $ 18,976 $ 19,672 Fixed Charges: Interest expense $ 20,453 $ 21,727 Portion of rental expense representing interest 30 40 Total $

May 5, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employe

May 5, 2011 EX-99.1

CapLease Announces First Quarter 2011 Results

EX-99.1 2 a6711206ex991.htm EXHIBIT 99.1 Exhibit 99.1 CapLease Announces First Quarter 2011 Results NEW YORK-(BUSINESS WIRE)-May 5, 2011-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on single-tenant commercial real estate investments, today announced its results for the first quarter ended March 31, 2011. Net loss to common stockholders was $(3.1) million, and funds fr

April 20, 2011 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

April 11, 2011 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT NO. )* CapLease, Inc. (Name of Issuer) Common Shares, $.01 par value (Title of Class of Securities) 140288101 (CUSIP Number) March 31, 2011 (Date of E

April 5, 2011 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Num

April 5, 2011 EX-1

CAPLEASE, INC. Shares of Common Stock UNDERWRITING AGREEMENT March 30, 2011

Execution Copy CAPLEASE, INC. Shares of Common Stock UNDERWRITING AGREEMENT March 30, 2011 CITIGROUP GLOBAL MARKETS INC. WELLS FARGO SECURITIES, LLC as Representatives of the several Underwriters c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 c/o Wells Fargo Securities, LLC 375 Park Avenue New York, New York 10152 Dear Sirs: CapLease, Inc., a Maryland corporation (

March 31, 2011 424B5

10,000,000 Shares Common Stock The date of this prospectus supplement is March 30, 2011. TABLE OF CONTENTS Prospectus Supplement FORWARD-LOOKING STATEMENTS ABOUT THIS PROSPECTUS SUPPLEMENT PROSPECTUS SUMMARY The Offering RISK FACTORS USE OF PROCEEDS

Filed pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2011) 10,000,000 Shares Common Stock CapLease, Inc. is a real estate investment trust, or REIT, that invests primarily in single tenant commercial real estate assets subject to long-term leases to high credit quality tenants. Our primary business line is and we expect it will contin

March 30, 2011 424B2

SUBJECT TO COMPLETION, DATED MARCH 30, 2011 10,000,000 Shares Common Stock The date of this prospectus supplement is March , 2011. TABLE OF CONTENTS Prospectus Supplement FORWARD-LOOKING STATEMENTS ABOUT THIS PROSPECTUS SUPPLEMENT PROSPECTUS SUMMARY

The information in this preliminary prospectus supplement is not complete and may be changed.

March 23, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 v2156748k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of inc

March 23, 2011 EX-10.1

CapLease, Inc. Summary of Compensation to Independent Directors

CapLease, Inc. Summary of Compensation to Independent Directors As of March 22, 2011 Annual cash retainer $37,500 Committee chair additional retainer $6,000(1) Lead independent director retainer $10,000 Stock award $32,400(2) Board attendance fee (in person or telephonic) $2,000 per meeting Committee attendance fee (in person or telephonic) $1,000 per meeting(3) (1) Except for our audit committee

March 10, 2011 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:6)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:6)* Name of issuer: CapLease Inc Title of Class of Securities: Common Stock CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: February 28, 2011 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: (X) Rule

March 10, 2011 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2011 CAPLEASE, INC. (Exact name of re

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Num

March 7, 2011 8-K

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission File No.) (IRS Employer Id

March 7, 2011 424B5

CapLease, Inc. 8,982,700 Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-171408 PROSPECTUS SUPPLEMENT (To prospectus dated February 14, 2011) CapLease, Inc. 8,982,700 Shares of Common Stock We have entered into an ATM Equity Offering Sales Agreement, or the sales agreement, with Merrill Lynch, Pierce, Fenner & Smith Incorporated, or Merrill Lynch, or our sales agent, relating to 9,000,000 shares of our common stock.

February 18, 2011 EX-12.1

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) Year ended December 31, 2010 2009 2008 2007 2006 Earnings: Net income (loss) $ (13,140 ) $ (13,967 ) $ (23,164 ) $ (2,505 ) $ 7,249 Interest expense 84,850 90,2

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) Year ended December 31, 2010 2009 2008 2007 2006 Earnings: Net income (loss) $ (13,140 ) $ (13,967 ) $ (23,164 ) $ (2,505 ) $ 7,249 Interest expense 84,850 90,270 98,217 96,419 62,350 Portion of rental expense representing interest 145 182 216 248 140 Total earnings $ 71,855 $ 76,485 $ 75,269 $ 94,162 $ 69,73

February 18, 2011 EX-10.22

CAPLEASE, INC. Stock Award Agreement

EX-10.22 4 v211836ex10-22.htm (Executive Officers) CAPLEASE, INC. Stock Award Agreement THIS AGREEMENT dated the day of 20, between CAPLEASE, INC., a Maryland corporation (the “Company”), and (the “Participant”), is made pursuant and subject to the provisions of the Company’s 2004 Stock Incentive Plan (the “Plan”), a copy of which has been made available to the Participant. All terms used herein t

February 18, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CAPLEASE, INC.

February 18, 2011 EX-21.1

List of Subsidiaries of CapLease, Inc. As of December 31, 2010

List of Subsidiaries of CapLease, Inc. As of December 31, 2010 Entity State of Incorporation or Formation Caplease, LP Delaware CLF OP General Partner LLC Delaware Caplease Services Corp. Delaware CLF Ridley Park Business Trust Virginia CLF VA Ponce LLC Delaware CLF 1000 Milwaukee Avenue LLC Delaware CLF 555 N Daniels Way LLC Delaware CLF Bobs Randolph LLC Delaware KDC Busch Boulevard LLC Delaware

February 16, 2011 EX-99.1

CapLease Announces Fourth Quarter and Full Year 2010 Results

Exhibit 99.1 CapLease Announces Fourth Quarter and Full Year 2010 Results NEW YORK-(BUSINESS WIRE)-February 16, 2011-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on single-tenant commercial real estate investments, today announced its results for the fourth quarter and full year ended December 31, 2010. Net loss to common stockholders for 2010 was $(18.8) million, and

February 16, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a6614017.htm CAPLEASE, INC. 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2011 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporati

February 14, 2011 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

CUSIP No. 140288101 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) CapLease, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 140288101 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 10, 2011 SC 13G

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:0 )*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:0 )* Name of issuer: CAPLEASE INC Title of Class of Securities: COMMON STOCK CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: December 31, 2010 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: (X) Rule

February 10, 2011 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:5 )*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:5 )* Name of issuer: CAPLEASE INC Title of Class of Securities: COMMON STOCK CUSIP Number: 140288101 Date of Event Which Requires Filing of this Statement: December 31, 2010 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: (X) Rule

February 9, 2011 CORRESP

CAPLEASE, INC. 1065 Avenue of the Americas New York, New York 10018 February 9, 2011

CAPLEASE, INC. 1065 Avenue of the Americas New York, New York 10018 February 9, 2011 Via EDGAR and Facsimile Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Messrs. Thomas Kluck and Jerard Gibson CapLease, Inc. Registration Statement on Form S-3 (No. 333-171408) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, CapLease

January 20, 2011 S-3/A

As filed with the Securities and Exchange Commission on January 20, 2011

As filed with the Securities and Exchange Commission on January 20, 2011 Registration No.

January 20, 2011 CORRESP

* * * *

Paul C. Hughes Vice President and General Counsel CapLease, Inc. 1065 Avenue of the Americas 19th Floor New York, New York 10018 t: (212) 217-6360 f: (212) 217-6301 email: [email protected] January 20, 2011 VIA ELECTRONIC TRANSMISSION (EDGAR) Thomas Kluck Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: CapLease, Inc. Form S-3 filed December 23, 2010 F

December 23, 2010 EX-4.9

CAPLEASE, INC. Dated as of __________________, 201___ Senior Debt Securities TABLE OF CONTENTS

EX-4.9 3 v206276ex4-9.htm CAPLEASE, INC. TO TRUSTEE INDENTURE Dated as of , 201 Senior Debt Securities TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 101. Definitions 2 Section 102. Compliance Certificates and Opinions 11 Section 103. Form of Documents Delivered to Trustee 12 Section 104. Acts of Holders 12 Section 105. Notices, etc., to Truste

December 23, 2010 EX-24

NEW YORK POWER OF ATTORNEY

EX-24 11 v206276ex24.htm Exhibit 24.1 NEW YORK POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Paul H. McDowell, Shawn P. Seale and Paul C. Hughes, and each of them, as his or her true and lawful attorneys in fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place,

December 23, 2010 EX-4.11

CAPLEASE, INC. Dated as of ________, _____ Subordinated Debt Securities TABLE OF CONTENTS

CAPLEASE, INC. TO TRUSTEE INDENTURE Dated as of , Subordinated Debt Securities TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 101. Definitions 1 SECTION 102. Compliance Certificates and Opinions 10 SECTION 103. Form of Documents Delivered to Trustee 10 SECTION 104. Acts of Holders 11 SECTION 105. Notices, etc., to Trustee and Company 13 SECTION 106. N

December 23, 2010 EX-4.12

CapLease, Inc. [Designation of Subordinated Security]

Exhibit 4.12 REGISTERED PRINCIPAL AMOUNT NO.: $ CUSIP NO.: CapLease, Inc. [Designation of Subordinated Security] CapLease, Inc., a Maryland corporation (hereinafter called the ?Corporation,? which term shall include any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to , or registered assigns, upon presentation, the principal sum of D

December 23, 2010 S-3

As filed with the Securities and Exchange Commission on December 23, 2010

As filed with the Securities and Exchange Commission on December 23, 2010 Registration No.

December 23, 2010 EX-4.10

CapLease, Inc. [Designation of Senior Security]

Exhibit 4.10 REGISTERED PRINCIPAL AMOUNT NO.: $ CUSIP NO.: CapLease, Inc. [Designation of Senior Security] CapLease, Inc., a Maryland corporation (hereinafter called the ?Corporation,? which term shall include any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to , or registered assigns, upon presentation, the principal sum of DOLLARS

December 23, 2010 EX-12.1

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges

CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) For the Nine Months Ended September 30 Year ended December 31, 2010 2009 2008 2007 2006 2005 Earnings: Net income (loss) $ (4,327 ) $ (13,967 ) $ (23,164 ) $ (2,505 ) $ 7,249 $ 5,130 Interest expense 64,041 90,270 98,217 96,419 62,350 31,064 Less: Interest capitalized during the period Note (A) – – – – – (1,5

December 9, 2010 EX-99.1

CapLease, Inc. Stock Ownership Guidelines for Directors and Executive Officers

EX-99.1 2 v205055ex99-1.htm CapLease, Inc. Stock Ownership Guidelines for Directors and Executive Officers The Board of Directors of CapLease, Inc. (“CapLease”) believes that it is appropriate to align the financial interests of the directors and executive officers of CapLease with those of its stockholders. Therefore, the Board of Directors has adopted the following Stock Ownership Guidelines, ef

December 9, 2010 EX-99.2

CapLease, Inc. Clawback Policy Applicable to Executive Officers

CapLease, Inc. Clawback Policy Applicable to Executive Officers For any incentive compensation paid to any current or former executive officer of the Company (each, an ?Executive?) on or after December 7, 2010, the Board of Directors (the ?Board?) shall have the right on behalf of the Company to recover all or any of the value of such awards if all of the following conditions apply: ? the Company?

December 9, 2010 8-K

Other Events, Financial Statements and Exhibits

8-K 1 v2050558k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2010 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction of incorporation) (Commission Fil

December 8, 2010 EX-1.1

CAPLEASE, INC. Common Stock ($0.01 par value) ATM EQUITY OFFERINGSM SALES AGREEMENT

EXECUTION COPY CAPLEASE, INC. Common Stock ($0.01 par value) ATM EQUITY OFFERINGSM SALES AGREEMENT December 8, 2010 MERRILL LYNCH & CO. Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 Ladies and Gentlemen: CapLease, Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to ti

December 8, 2010 424B5

PROSPECTUS SUPPLEMENT (To prospectus dated January 25, 2008) Filed Pursuant to Rule 424(b)(5) Registration No. 333-148653 CapLease, Inc. 9,000,000 Shares of Common Stock

PROSPECTUS SUPPLEMENT (To prospectus dated January 25, 2008) Filed Pursuant to Rule 424(b)(5) Registration No.

December 8, 2010 EX-99.1

CAPLEASE ANNOUNCES LAUNCH OF “AT-THE-MARKET” EQUITY PROGRAM

EX-99.1 5 v204917ex99-1.htm Investor Relations/Media Contact: ICR, Inc. Brad Cohen [email protected] 212-217-6393 CAPLEASE ANNOUNCES LAUNCH OF “AT-THE-MARKET” EQUITY PROGRAM NEW YORK-(BUSINESS WIRE)—December 8, 2010-CapLease, Inc. (NYSE: LSE) today announced that it may sell up to 9,000,000 shares of its common stock, from time to time, pursuant to an at-the-market offering program through Merrill

December 8, 2010 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 v2049178k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2010 CAPLEASE, INC. (Exact name of registrant as specified in its charter) Maryland 1-32039 52-2414533 (State or other jurisdiction (Commission (I.R.S. Employer of i

November 5, 2010 EX-12.1

CapLease, Inc. and Subsidiaries

Exhibit 12.1 CapLease, Inc. and Subsidiaries Ratio of Earnings to Fixed Charges (dollars in thousands) For the Three Months Ended September 30, For the Nine Months Ended September 30 2010 2009 2010 2009 Earnings: Net income $ (1,153 ) $ (3,373 ) $ (4,327 ) $ (639 ) Interest expense 21,011 22,386 64,041 68,120 Portion of rental expense representing interest 35 44 112 140 Total earnings $ 19,893 $ 1

November 5, 2010 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32039 CapLease, Inc. (Exac

November 3, 2010 EX-99.1

CapLease Announces Third Quarter 2010 Results

Exhibit 99.1 CapLease Announces Third Quarter 2010 Results NEW YORK-(BUSINESS WIRE)-November 3, 2010-CapLease, Inc. (NYSE: LSE), a real estate investment trust (REIT) focused on single-tenant commercial real estate investments, today announced its results for the third quarter ended September 30, 2010. Net loss to common stockholders was $(2.8) million, and funds from operations, or FFO, was $9.3

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