LBY / Libbey, Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Regulation FD Disclosure, Changes in Control of Registrant, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2020 Libbey Inc.

- FORM S-8 POS

S-8 POS 1 lby20201112s8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on November 16, 2020 Registration No. 33-64726 Registration No. 333-139089 Registration No. 333-176086 Registration No. 333-216427 Registration No. 333-236696 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 33

Agreement and Plan of Merger, dated November 13, 2020, by and among Libbey Glass LLC, LG Merger Sub LLC, Libbey Acquirer Holdco Inc. and Libbey Holdings Inc.

Exhibit 10.1 AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER, dated as of November 13, 2020 (this “Agreement”), is entered into by and among LIBBEY GLASS LLC, a Delaware limited liability company (“Libbey Glass”), LG MERGER SUB LLC, a Delaware limited liability company (“Merger Sub”), LG ACQUIRER HOLDCO INC. (“Acquirer”) and LIBBEY HOLDINGS INC. (“Parent”). RECITALS WHEREAS, each of

- FORM S-8 POS

As filed with the Securities and Exchange Commission on November 16, 2020 Registration No.

- FORM S-8 POS

As filed with the Securities and Exchange Commission on November 16, 2020 Registration No.

- FORM 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-12084 Libbey Inc. (Exact name of registrant as specified in its charter)

- FORM S-8 POS

As filed with the Securities and Exchange Commission on November 16, 2020 Registration No.

IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE

Exhibit 99.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE x In re: : Chapter 11 : : Case No. 20-11439 (LSS) LIBBEY GLASS INC., et al.,1 : : (Jointly Administered) Debtors. : : Re: Docket No. 598 x NOTICE OF (I) EFFECTIVE DATE AND ENTRY OF ORDER CONFIRMING THE FIRST AMENDED JOINT PLAN OF REORGANIZATION FOR LIBBEY GLASS INC. AND ITS AFFILIATE DEBTORS UNDER CHAPTER 11 OF THE BAN

- FORM S-8 POS

As filed with the Securities and Exchange Commission on November 16, 2020 Registration No.

Libbey Successfully Completes Financial Restructuring and Emerges from Chapter 11 Moves Forward with Stronger Balance Sheet and Improved Liquidity

Exhibit 99.3 Libbey Successfully Completes Financial Restructuring and Emerges from Chapter 11 Moves Forward with Stronger Balance Sheet and Improved Liquidity TOLEDO, Ohio, November 16, 2020 - Libbey Inc., one of the world's largest glass tableware manufacturers, today announced that it has successfully completed its financial restructuring and emerged from Chapter 11. Through its Plan of Reorgan

Assignment and Assumption Agreement, dated November 5, 2020, by and between Libbey Inc. and Libbey Glass Inc.

Exhibit 10.1 ASSIGNMENT AND ASSUMPTION This Bill of Sale and Assignment and Assumption (this “Agreement”) is entered into as of November 5, 2020, by and between Libbey Inc., a Delaware corporation (“Assignor”) and Libbey Glass Inc., a Delaware corporation (“Assignee”). Assignor and Assignee are herein referred to individually as a “Party” and collectively as the “Parties.” WHEREAS, pursuant to the

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 lby202011048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 Libbey Inc. (Exact name of registrant as specified in its charter) Delaware 1-12084 34-1559357 (State of incorporation) (Commission Fil

Contribution and Exchange Agreement, dated November 5, 2020, by and between Libbey Inc. and Libbey Holdings Inc.

EX-10.2 3 ex213662.htm EXHIBIT 10.2 Exhibit 10.2 CONTRIBUTION AND EXCHANGE AGREEMENT This CONTRIBUTION AND EXCHANGE AGREEMENT (this “Agreement”), dated as of November 5, 2020, is entered into by and between Libbey Inc., a Delaware corporation (the “Company”), and Libbey Holdings Inc., a Delaware corporation (“Holdings”). RECITALS WHEREAS, the Company currently owns all of the outstanding stock of

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2020 Libbey Inc.

Monthly Operating Report For the

Exhibit 99.1 In re: LIBBEY GLASS INC., et. al. Case No. 20-11439 (LSS) Debtors Reporting Period: September 2020 Monthly Operating Report For the Month Ended September 30, 2020 REQUIRED DOCUMENTS Form No. Document Attached Explanation Attached Schedule of Cash Receipts and Disbursements MOR-1 X Bank Reconciliation (or copies of debtors' bank reconciliations) MOR-1a X Schedule of Cash Disbursements

Entry into a Material Definitive Agreement

8-K 1 lby202010268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2020 Libbey Inc. (Exact name of registrant as specified in its charter) Delaware 1-12084 34-1559357 (State of incorporation) (Commission Fil

IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE

Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE - x In re: : Chapter 11 : : Case No. 20-11439 (LSS) LIBBEY GLASS INC., et al.,1 : : (Jointly Administered) Debtors. : : Re: Docket No. 574 - x ORDER CONFIRMING THE FIRST AMENDED JOINT PLAN OF REORGANIZATION FOR LIBBEY GLASS INC. AND ITS AFFILIATE DEBTORS UNDER CHAPTER 11 OF THE BANKRUPTCY CODE Upon the filing by Libbey

First Amended Joint Plan of Reorganization for Libbey Glass Inc. and its Affiliate Debtors under Chapter 11 of the Bankruptcy Code

Exhibit 2.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE - In re: LIBBEY GLASS INC., et al.,1 Debtors. - x : : : : : : x Chapter 11 Case No. 20-11439 (LSS) (Jointly Administered) FIRST AMENDED JOINT PLAN OF REORGANIZATION FOR LIBBEY GLASS INC. AND ITS AFFILIATE DEBTORS UNDER CHAPTER 11 OF THE BANKRUPTCY CODE RICHARDS, LAYTON & FINGER, P.A. LATHAM & WATKINS LLP John H. Knight

Libbey Announces Confirmation of Plan of Reorganization Expects to Emerge from Court-Supervised Restructuring in the Coming Weeks

Exhibit 99.2 Libbey Announces Confirmation of Plan of Reorganization Expects to Emerge from Court-Supervised Restructuring in the Coming Weeks TOLEDO, Ohio, October 19, 2020 - Libbey Inc. (OTC: LBYYQ) (“Libbey” or the “Company”), one of the world's largest glass tableware manufacturers, today announced that the U.S. Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”) has confirm

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Bankruptcy or Receivership

8-K 1 lby202010158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2020 Libbey Inc. (Exact name of registrant as specified in its charter) Delaware 1-12084 34-1559357 (State of incorporation) (Commission Fil

Entry into a Material Definitive Agreement

8-K 1 lby202009308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2020 Libbey Inc. (Exact name of registrant as specified in its charter) Delaware 1-12084 34-1559357 (State of incorporation) (Commission F

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2020 Libbey Inc.

Monthly Operating Report For the

Exhibit 99.2 In re: LIBBEY GLASS INC., et. al. Case No. 20-11439 (LSS) Debtors Reporting Period: August 2020 Monthly Operating Report For the Month Ended August 31, 2020 REQUIRED DOCUMENTS Form No. Document Attached Explanation Attached Schedule of Cash Receipts and Disbursements MOR-1 X Bank Reconciliation (or copies of debtors' bank reconciliations) MOR-1a X Schedule of Cash Disbursements by Leg

Libbey Reaches Agreements with Unions on Modifications to Labor Contracts and Retiree Benefits Libbey Remains on Track to Successfully Emerge from Chapter 11 Later This Year

Exhibit 99.1 Libbey Reaches Agreements with Unions on Modifications to Labor Contracts and Retiree Benefits Libbey Remains on Track to Successfully Emerge from Chapter 11 Later This Year TOLEDO, Ohio, September 25, 2020 - Libbey Inc. (OTC: LBYYQ) ("Libbey" or the "Company"), one of the world's largest glass tableware manufacturers, today announced that it has reached consensual, ratified agreement

Entry into a Material Definitive Agreement

8-K 1 lby202009018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2020 Libbey Inc. (Exact name of registrant as specified in its charter) Delaware 1-12084 34-1559357 (State of incorporation) (Commission File

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2020 Libbey Inc.

Monthly Operating Report For the

Exhibit 99.1 In re: LIBBEY GLASS INC., et. al. Case No. 20-11439 (LSS) Debtors Reporting Period: July 2020 Monthly Operating Report For the Month Ending July 31, 2020 REQUIRED DOCUMENTS Form No. Document Attached Explanation Attached Schedule of Cash Receipts and Disbursements MOR-1 X Bank Reconciliation (or copies of debtor's bank reconciliations) MOR-1a X Schedule of Cash Disbursements by Legal

Libbey Files Amended Plan of Reorganization and Disclosure Statement Provides Clear Path to Complete Court-Supervised Process Later this Year Company Files Motions with Court to Implement Essential Changes to Collective Bargaining Agreements and Unio

Exhibit 99.1 Libbey Files Amended Plan of Reorganization and Disclosure Statement Provides Clear Path to Complete Court-Supervised Process Later this Year Company Files Motions with Court to Implement Essential Changes to Collective Bargaining Agreements and Union-Related Retiree Benefits TOLEDO, Ohio, August 17, 2020 – Libbey Inc. (OTC: LBYYQ) (“Libbey” or the “Company”), one of the world's large

Regulation FD Disclosure, Financial Statements and Exhibits, Material Impairments, Costs Associated with Exit or Disposal Activities - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2020 Libbey Inc.

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as sp

Amendment No. 1 and Joinder to the Amended and Restated Intercreditor Agreement, dated as of June 24, 2020 (filed herein).

Exhibit 4.10 AMENDMENT NO. 1 AND JOINDER TO AMENDED AND RESTATED INTERCREDITOR AGREEMENT AMENDMENT NO. 1 AND JOINDER TO AMENDED AND RESTATED INTERCREDITOR AGREEMENT (this "Agreement"), dated as of June 24, 2020 (the "Effective Date"), by and among LIBBEY INC., a Delaware corporation ("Holdings"), LIBBEY GLASS INC., a Delaware corporation (the "Company"), each of the Company Subsidiaries listed on

Amendment No. 1 to the Debtor-In-Possession Credit Agreement, dated as of June 24, 2020 (filed herein).

Exhibit 4.9 AMENDMENT NO. 1 TO DEBTOR-IN-POSSESSION CREDIT AGREEMENT This amendment NO. 1 TO DEBTOR-IN-POSSESION CREDIT AGREEMENT (this "Amendment") is dated as of June 24, 2020 and is entered into by and among LIBBEY GLASS INC., a Delaware corporation ("US Borrower"), LIBBEY EUROPE B.V., a limited liability company incorporated in The Netherlands ("Netherlands Borrower"; together with US Borrower

UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE Monthly Operating Report For the

Exhibit 99.1 In re: LIBBEY GLASS INC., et. al. Case No. 20-11439 (LSS) Debtor Reporting Period: June 2020 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE Monthly Operating Report For the Month Ending June 30th, 2020 REQUIRED DOCUMENTS Form No. Document Attached Explanation Attached Schedule of Cash Receipts and Disbursements MOR-1 X Bank Reconciliation (or copies of debtor's bank reconciliatio

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 lby202007298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 Libbey Inc. (Exact name of registrant as specified in its charter) Delaware 1-12084 34-1559357 (State of incorporation) (Commission File N

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2020 Libbey Inc.

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2020 Libbey Inc.

Libbey Announces Recommended Plan to Close Facility in Shreveport, Louisiana Part of Continued Actions to Reduce Costs and Align Manufacturing Capacity with Customer Demand

Exhibit 99.1 Libbey Announces Recommended Plan to Close Facility in Shreveport, Louisiana Part of Continued Actions to Reduce Costs and Align Manufacturing Capacity with Customer Demand TOLEDO, Ohio, July 8, 2020 - Libbey Inc. (OTC: LBYYQ) ("Libbey" or the "Company"), one of the world's largest glass tableware manufacturers, today announced a tentative plan to close its manufacturing facility in S

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2020 Libbey Inc.

- FORM 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 193

- FORM 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 193

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2020 Libbey Inc.

Amendment No. 4 to the Senior Secured Term Loan B Credit Facility, dated as of May 15, 2020 (filed as Exhibit 4.4 to Libbey's Quarterly Report on Form 10-Q filed on June 19, 2020, and incorporated herein by reference).

Exhibit 4.4 AMENDMENT NO. 4 TO CREDIT AGREEMENT AMENDMENT NO. 4 TO CREDIT AGREEMENT, dated as of May 15, 2020 (this “Agreement”), by and among LIBBEY INC., a Delaware corporation (“Holdings”), LIBBEY GLASS INC., a Delaware corporation (the “Borrower”), each of the other Loan Parties (as defined in the Credit Agreement referred to below) and the Lenders (as defined below) party hereto. Unless other

Independent Director Agreement dated as of May 12, 2020 (filed as Exhibit 10.2 to Libbey's Quarterly Report on Form 10-Q filed on June 19, 2020, and incorporated herein by reference) (as to Patrick Bartels Jr. and Timothy Pohl).

Exhibit 10.2 INDEPENDENT DIRECTOR AGREEMENT THIS INDEPENDENT DIRECTOR AGREEMENT (the “Agreement”) is made as of May 12, 2020, by and between Libbey Inc., a Delaware corporation (the “Company”), and [NAME] (“Director”). BACKGROUND WHEREAS, the Company desires and has requested that Director serve as an independent Director of the Company. WHEREAS, the Company and Director are entering into this Agr

Libbey Inc. Announces First-Quarter 2020 Results

Exhibit 99.1 FOR IMMEDIATE RELEASE Libbey Inc. Announces First-Quarter 2020 Results TOLEDO, Ohio, (June 19, 2020) -Libbey Inc. (OTC: LBYYQ), one of the world's largest glass tableware manufacturers, today reported results for the first quarter ended March 31, 2020. First-quarter 2020 Financial & Operating Highlights • Net sales were $150.5 million, a decrease of 14.0 percent, versus the prior-year

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2020 Libbey Inc.

Amendment No. 3 to the Senior Secured Term Loan B Credit Facility, dated as of May 7, 2020 (filed as Exhibit 4.3 to Libbey's Quarterly Report on Form 10-Q filed on June 19, 2020, and incorporated herein by reference).

Exhibit 4.3 AMENDMENT NO. 3 TO CREDIT AGREEMENT AMENDMENT NO. 3 TO CREDIT AGREEMENT, dated as of May 7, 2020 (this “Agreement”), by and among LIBBEY INC., a Delaware corporation (“Holdings”), LIBBEY GLASS INC., a Delaware corporation (the “Borrower”), each of the other Loan Parties (as defined in the Credit Agreement referred to below) and the Lenders (as defined below) party hereto. Unless otherw

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as s

Amendment No. 5 to the Senior Secured Term Loan B Credit Facility, dated as of May 25, 2020 (filed as Exhibit 4.5 to Libbey's Quarterly Report on Form 10-Q filed on June 19, 2020, and incorporated herein by reference).

EX-4.5 6 ex190161.htm EXHIBIT 4.5 AMENDMENT NO. 5 TO CREDIT AGREEMENT Exhibit 4.5 AMENDMENT NO. 5 TO CREDIT AGREEMENT AMENDMENT NO. 5 TO CREDIT AGREEMENT, dated as of May 25, 2020 (this “Agreement”), by and among LIBBEY INC., a Delaware corporation (“Holdings”), LIBBEY GLASS INC., a Delaware corporation (the “Borrower”), each of the other Loan Parties (as defined in the Credit Agreement referred t

Amendment No. 2 to the Senior Secured Term Loan B Credit Facility, dated as of April 30, 2020 (filed as Exhibit 4.2 to Libbey's Quarterly Report on Form 10-Q filed on June 19, 2020, and incorporated herein by reference).

Exhibit 4.2 AMENDMENT NO. 2 TO CREDIT AGREEMENT AMENDMENT NO. 2 TO CREDIT AGREEMENT, dated as of April 30, 2020 (this “Agreement”), by and among LIBBEY INC., a Delaware corporation (“Holdings”), LIBBEY GLASS INC., a Delaware corporation (the “Borrower”), each of the other Loan Parties (as defined in the Credit Agreement referred to below) and the Lenders (as defined below) party hereto. Unless oth

Amendment No. 1 to the Senior Secured Term Loan B Credit Facility, dated as of April 9, 2020 (filed as Exhibit 4.1 to Libbey's Quarterly Report on Form 10-Q filed on June 19, 2020, and incorporated herein by reference).

Exhibit 4.1 AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1 TO CREDIT AGREEMENT, dated as of April 9, 2020 (this “Agreement”), by and among LIBBEY INC., a Delaware corporation (“Holdings”), LIBBEY GLASS INC., a Delaware corporation (the “Borrower”), each of the other Loan Parties (as defined in the Credit Agreement referred to below) and the Lenders (as defined below) party hereto. Unless othe

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE American LLC ('NYSE American' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the common stock ('Common Stock') of Libbey Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 Libbey Inc.

Superpriority Secured Debtor-In-Possession Credit Agreement dated as of June 3, 2020 (filed as Exhibit 4.1 to Libbey's Current Report on Form 8-K filed on June 9, 2020 and incorporated herein by reference).

EX-4.1 2 ex189248.htm EXHIBIT 4.1 DIP TERM LOAN CREDIT AGREEMENT Exhibit 4.1 SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of June 3, 2020 among LIBBEY GLASS INC., a Debtor and Debtor-in-Possession under Chapter 11 of the Bankruptcy Code, as Borrower, LIBBEY INC., a Debtor and Debtor-in-Possession under Chapter 11 of the Bankruptcy Code, as Holdings, THE LENDERS FROM TIME TO

Debtor-In-Possession Credit Agreement dated as of June 3, 2020 (filed as Exhibit 4.2 to Libbey's Current Report on Form 8-K filed on June 9, 2020 and incorporated herein by reference).

Exhibit 4.2 DEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of June 3, 2020 among LIBBEY GLASS INC. and LIBBEY EUROPE B.V., each as a Borrower, LIBBEY INC., as a Loan Guarantor, The Other Loan Parties Party Hereto, The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent and J.P. MORGAN SECURITIES LLC as Lead Arranger ASSET BASED LENDING TABLE OF CONTENTS Page ARTICLE I Defin

Amended and Restated Intercreditor Agreement dated as of June 3, 2020 (filed as Exhibit 4.3 to Libbey's Current Report on Form 8-K filed on June 9, 2020 and incorporated herein by reference).

Exhibit 4.3 AMENDED AND RESTATED INTERCREDITOR AGREEMENT This Amended and Restated Intercreditor Agreement is dated as of June 3, 2020, and entered into by and among Libbey Glass Inc., a Delaware corporation (the "Company"), Libbey Inc., a Delaware corporation ("Holdings"), the Subsidiaries of the Company listed on the signature pages hereof (together with any subsidiary that becomes a party heret

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2020 Libbey Inc.

Libbey Receives Court Approval of All “First Day” Motions to Support Business Operations Continues to Serve Customers and End Users Globally Obtains Interim Approval to Access $30 Million in Incremental DIP Financing

Exhibit 99.1 Libbey Receives Court Approval of All “First Day” Motions to Support Business Operations Continues to Serve Customers and End Users Globally Obtains Interim Approval to Access $30 Million in Incremental DIP Financing TOLEDO, Ohio, June 2, 2020 - Libbey Inc. (NYSE American: LBY) ("Libbey" or the "Company"), one of the world's largest glass tableware manufacturers, today announced that

Libbey Commences Chapter 11 Reorganization with $160 Million in Agreed Financing Discussions Continue With Lenders Regarding Consensual Balance Sheet Restructuring Continues to Serve Customers and End Users Globally

Exhibit 99.1 Libbey Commences Chapter 11 Reorganization with $160 Million in Agreed Financing Discussions Continue With Lenders Regarding Consensual Balance Sheet Restructuring Continues to Serve Customers and End Users Globally TOLEDO, Ohio, June 1, 2020 - Libbey Inc. (NYSE American: LBY) ("Libbey" or the "Company"), one of the world's largest glass tableware manufacturers, today announced that t

Amended and Restated Retention Bonus Agreement dated as of May 31, 2020 (filed as Exhibit 10.1 to Libbey Inc.'s Current Report on Form 8-K filed on June 1, 2020 and incorporated herein by reference) (as to Michael Bauer).

Exhibit 10.1 May 31, 2020 Michael Bauer [Address] RE: Amended and Restated Retention Bonus Letter Agreement Dear Mike: As mutually agreed by you and Libbey Inc. (the “Company” or “we,” and together with its subsidiaries, collectively “Libbey”) this letter agreement amends and restates our prior retention bonus letter agreement, dated May 19, 2020, pursuant to which Libbey offered and paid to you o

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Other Events, Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2020 Libbey Inc.

Cleansing Material

Exhibit 99.2

Form of Retention Bonus Agreement dated as of May 19, 2020 (filed as Exhibit 10.1 to Libbey Inc.'s Current Report on Form 8-K filed on May 26, 2020 and incorporated herein by reference) (as to Michael Bauer, Juan Amezquita, James Burmeister and Sarah Zibbel).

EX-10.1 2 ex187954.htm EXHIBIT 10.1 Exhibit 10.1 May 19, 2020 [NAME] RE: Retention Bonus Dear [NAME]: To incentivize you to remain with and committed to Libbey Inc. (the “Company” or “we”) and its subsidiaries (collectively “Libbey”) we are offering you a retention bonus in the gross amount of $[AMOUNT] (the “Retention Bonus”) upon the terms set forth in this letter agreement. In order to be eligi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2020 Libbey Inc.

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 Libbey Inc.

Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 Libbey Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2020 Libbey Inc.

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 Libbey Inc.

Entry into a Material Definitive Agreement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 Libbey Inc.

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2020 Libbey Inc.

Libbey Provides Additional Business Update on COVID-19 Response Implements Additional Cost Reduction and Operational Measures Across North America

Exhibit 99.1 FOR IMMEDIATE RELEASE Libbey Provides Additional Business Update on COVID-19 Response Implements Additional Cost Reduction and Operational Measures Across North America TOLEDO, Ohio, April 10, 2020 - Libbey Inc. (NYSE American: LBY) (“Libbey” or “the Company”), one of the world's largest glass tableware manufacturers, today announced additional actions the Company is taking in respons

LBY / Libbey, Inc. / Russell Investments Group, Ltd. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) March 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

LBY / Libbey, Inc. DEF 14A - - FORM DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy S

Regulation FD Disclosure, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2020 Libbey Inc.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2020 Libbey Inc.

Libbey Provides Update on U.S. Operations Temporarily Halts Production at Two Manufacturing Facilities and Closes Retail Outlets Continues to Serve Customers via U.S. and Global Distribution Network

EX-99.1 2 ex178152.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Libbey Provides Update on U.S. Operations Temporarily Halts Production at Two Manufacturing Facilities and Closes Retail Outlets Continues to Serve Customers via U.S. and Global Distribution Network TOLEDO, Ohio, (March 19, 2020) - Libbey Inc. (NYSE American: LBY), one of the world’s largest glass tableware manufacturers, today

LBY / Libbey, Inc. 10-K - Annual Report - FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as spe

Power of Attorney (filed herein).

EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Libbey Inc.

Form of Indemnity Agreement date as of February 23, 2020 (filed as Exhibit 10.23 to Libbey Inc.'s Annual Report on Form 10-K filed on February 27, 2020 and incorporated herein by reference) (as to Patrick Bartels, Jr. and Timothy Pohl).

EX-10.23 3 ex173699.htm EXHIBIT 10.23 Exhibit 10.23 INDEMNITY AGREEMENT This Indemnity Agreement ("Agreement") is made as of February 23, 2020, by and between Libbey Inc., a Delaware corporation ("Libbey"), and [NAME] ("Indemnitee"). RECITALS A. Highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless they are prov

Subsidiaries of the Registrant (filed herein).

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT Name of Company State or Other Jurisdiction of Incorporation or Organization Syracuse China Company Delaware World Tableware Inc.

Form of Change in Control Agreement dated as of December 1, 2019 (filed herein) (as to Juan Amezquita and Jennifer M. Jaffee).

EX-10.22 2 ex170620.htm EXHIBIT 10.22 Exhibit 10.22 Michael P. Bauer Chief Executive Officer Libbey Inc. [DATE] [NAME] [ADDRESS] Dear [NAME]: Libbey Inc. (“Libbey”) considers it essential to the best interests of its shareholders to foster the continuous employment of key management personnel. In that connection, Libbey’s Board of Directors (the “Board”) recognizes that, as is the case with many p

As filed with the Securities and Exchange Commission on February 27, 2020.

As filed with the Securities and Exchange Commission on February 27, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIBBEY INC. (Exact name of registrant as specified in its charter) Delaware 34-1559357 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer

LIBBEY INC. ANNOUNCES FOURTH-QUARTER AND FULL-YEAR 2019 FINANCIAL RESULTS AND PROVIDES 2020 ANNUAL OUTLOOK Full-year net cash provided by operating activities increases $26.6 million driving $40.5 million of incremental Free Cash Flow for the year

EX-99.1 2 ex165999.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE LIBBEY INC. ANNOUNCES FOURTH-QUARTER AND FULL-YEAR 2019 FINANCIAL RESULTS AND PROVIDES 2020 ANNUAL OUTLOOK Full-year net cash provided by operating activities increases $26.6 million driving $40.5 million of incremental Free Cash Flow for the year TOLEDO, OHIO, February 25, 2020-Libbey Inc. (NYSE American: LBY), one of the worl

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2020 Libbey Inc.

LBY / Libbey, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

LBY / Libbey, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* LIBBEY INC (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

Libbey Inc. Announces CFO Transition Libbey names Juan Amezquita as SVP, Chief Financial Officer; James Burmeister to transition to SVP, Chief Operating Officer

EX-99.1 2 exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Libbey Inc. Announces CFO Transition Libbey names Juan Amezquita as SVP, Chief Financial Officer; James Burmeister to transition to SVP, Chief Operating Officer TOLEDO, Ohio, (December 17, 2019) - Libbey Inc. (NYSE American: LBY), one of the world's largest glass tableware manufacturers, today announced the appointment of Jua

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2019 Libbey Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2019 Libbey Inc.

LBY / Libbey, Inc. / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

Executive Severance Compensation Policy dated as of August 13, 2019 (filed as Exhibit 10.1 to Libbey Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2019 and incorporated herein by reference).

Exhibit 10.1 LIBBEY INC. Executive Severance Compensation Policy I. STATEMENT (a) Except as otherwise defined in this Policy, capitalized terms are defined in Part II below. (b) Under certain circumstances it is appropriate for the Company to pay severance compensation to a salaried employee whose employment with the Company is terminated. A U.S. salaried employee who satisfies the following crite

LBY / Libbey, Inc. 10-Q - Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant

Libbey Inc. Announces Third-Quarter 2019 Results Net sales growth and improved operating cash flows drove solid third-quarter performance; Company refines full-year outlook

Exhibit 99.1 FOR IMMEDIATE RELEASE Libbey Inc. Announces Third-Quarter 2019 Results Net sales growth and improved operating cash flows drove solid third-quarter performance; Company refines full-year outlook TOLEDO, Ohio, (October 28, 2019) -Libbey Inc. (NYSE American: LBY), one of the world's largest glass tableware manufacturers, today reported results for the third quarter of 2019 ended Septemb

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2019 Libbey Inc.

Libbey Inc. Announces Organizational Realignment Plan to Drive Improved Performance and Growth Realignment actions expected to reduce annual pre-tax run-rate costs by $9 - $11M

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Libbey Inc. Announces Organizational Realignment Plan to Drive Improved Performance and Growth Realignment actions expected to reduce annual pre-tax run-rate costs by $9 - $11M TOLEDO, Ohio, (August 27, 2019) -Libbey Inc. (NYSE American: LBY), one of the world's largest glass tableware manufacturers, today announced an organizatio

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2019 Libbey Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2019 Libbey Inc.

Libbey Inc. Announces Second-Quarter 2019 Results Expanded gross profit margins and improved net cash provided by operating activities drove solid second-quarter performance; Company reaffirms full-year outlook

Exhibit 99.1 FOR IMMEDIATE RELEASE Libbey Inc. Announces Second-Quarter 2019 Results Expanded gross profit margins and improved net cash provided by operating activities drove solid second-quarter performance; Company reaffirms full-year outlook TOLEDO, Ohio, (August 1, 2019) -Libbey Inc. (NYSE American: LBY), one of the world's largest glass tableware manufacturers, today reported results for the

LBY / Libbey, Inc. 10-Q - Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as sp

Line of credit between Crisa Libbey Mexico S. de R.L. de C.V. and Banco Santander Mexico, guaranteed by Libbey Mexico, S. de R.L. de C.V., dated as of June 17, 2019 (English translation of Spanish original) (filed as Exhibit 10.1 to Libbey Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2019 and incorporated herein by reference).

EXHIBIT 10.1

LBY / Libbey, Inc. 11-K - - FORM 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 193

LBY / Libbey, Inc. 11-K - - FORM 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 193

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 Libbey Inc.

LBY / Libbey, Inc. 10-Q Quarterly Report FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as s

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 Libbey Inc.

Libbey Inc. Announces First-Quarter 2019 Results Growth in USC and operational improvements led to a 90 basis point improvement in gross profit margin; Company maintains full-year outlook

Exhibit 99.1 FOR IMMEDIATE RELEASE Libbey Inc. Announces First-Quarter 2019 Results Growth in USC and operational improvements led to a 90 basis point improvement in gross profit margin; Company maintains full-year outlook TOLEDO, Ohio, (April 30, 2019) -Libbey Inc. (NYSE American: LBY), one of the world's largest glass tableware manufacturers, today reported results for the first quarter ended Ma

LBY / Libbey, Inc. DEFA14A DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

Amended and Restated Libbey Inc. 2016 Omnibus Incentive Plan (filed as Appendix B to the Company's Proxy Statement on Form DEF 14A filed on March 28, 2019 and incorporated herein by reference).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

LBY / Libbey, Inc. / Russell Investments Group, Ltd. - FORM SC 13G/A Passive Investment

Form SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) February 28, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

Form of Change in Control Agreement dated as of March 25, 2019 between Libbey Inc. and Michael P. Bauer

Exhibit 10.2 William A. Foley Chairman Libbey Inc. March 25, 2019 Michael P. Bauer Dear Mike: Libbey Inc. (the “Company”) considers it essential to the best interests of its shareholders to foster the continuous employment of key management personnel. In that connection, the Company’s Board of Directors (the “Board”) recognizes that, as is the case with many publicly held companies, the possibilit

Executive Severance Compensation Policy dated as of March 1, 2019 (filed as Exhibit 10.1 to Libbey Inc.'s Current Report on Form 8-K filed on March 12, 2019 and incorporated herein by reference).

LIBBEY INC. Executive Severance Compensation Policy Exhibit 10.1 I. STATEMENT (a) Except as otherwise defined in this Policy, capitalized terms are defined in Part II below. (b) Under certain circumstances it is appropriate for the Company to pay severance compensation to a salaried employee whose employment with the Company is terminated. A U.S. salaried employee who satisfies the following crite

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2019 Libbey Inc.

LIBBEY ANNOUNCES CEO TRANSITION William Foley to retire and stay with company as chairman; Michael P. Bauer to succeed Foley as Libbey CEO

Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Jamie Burt, Media Chris Hodges or Bobby Winters (419) 325-2672 Alpha IR Group [email protected] (312) 445-2870 [email protected] FOR IMMEDIATE RELEASE LIBBEY ANNOUNCES CEO TRANSITION William Foley to retire and stay with company as chairman; Michael P. Bauer to succeed Foley

Form of Change in Control Agreement dated as of November 13, 2017 (as to James "Klay" Huddleston, William Mossing and Sarah Zibbel).

EXHIBIT 10.1 William A. Foley Chairman & Chief Executive Officer Libbey Inc. [DATE] [NAME] [ADDRESS] Dear [NAME]: Libbey Inc. (the “Company”) considers it essential to the best interests of its shareholders to foster the continuous employment of key management personnel. In that connection, the Company’s Board of Directors (the “Board”) recognizes that, as is the case with many publicly held compa

Power of Attorney (filed herein).

EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Libbey Inc.

LBY / Libbey, Inc. FORM 10-K (Annual Report)

10-K 1 form10-k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (E

Subsidiaries of the Registrant (filed herein).

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT Name of Company State or Other Jurisdiction of Incorporation or Organization Syracuse China Company Delaware World Tableware Inc.

LIBBEY INC. ANNOUNCES FOURTH-QUARTER AND FULL-YEAR 2018 FINANCIAL RESULTS Company reports annual net sales growth of 2.1 percent and announces strategic alternatives review of its China-based business; introduces outlook for fiscal-year 2019

Exhibit 99.1 Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE MEDIA CONTACT: INVESTOR INQUIRIES: Jamie Burt, Media Chris Hodges or Bobby Winters (419) 325-2672 Alpha IR Group [email protected] (312) 445-2870 [email protected] FOR IMMEDIATE RELEASE WEDNESDAY, FEBRUARY 20, 2019 LIBBEY INC. ANNOUNCES FOURTH-QUARTER AND FULL-YEAR 2018 FINANCIAL RESULTS Company reports annual net sales growth of

Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2019 Libbey Inc.

LBY / Libbey, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

LBY / Libbey, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G/A Passive Investment

SC 13G/A 1 d609723dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) LIBBEY INC (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 529898108 (CUSIP Number) DECEMBER 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

LBY / Libbey, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 dfs505.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* LIBBEY INC (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

LBY / Libbey, Inc. / Russell Investments Group, Ltd. - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2019 Libbey Inc.

LBY / Libbey, Inc. / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

LIBBEY INC. ANNOUNCES THIRD-QUARTER RESULTS Net sales grew for fourth consecutive quarter, up 1.8 percent or 2.9 percent adjusted for currency; Company expects to achieve the lower end of full-year profitability outlook

EX-99.1 2 ex-991.htm EXHIBIT 99.1 Exhibit 99.1 Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Joe Huhn, Vice President, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2205 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE TUESDAY, NOVEMBER 6, 2018 LIBBE

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2018 Libbey Inc.

LBY / Libbey, Inc. FORM 10-Q (Quarterly Report)

10-Q 1 form10-q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbe

LBY / Libbey, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2018 Libbey Inc.

LIBBEY INC. ANNOUNCES SECOND-QUARTER RESULTS Net sales growth of 8.1 percent translates to strong improvement in earnings and Adjusted EBITDA; Company reaffirms full-year sales and profitability outlook

Exhibit 99.1 Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Joe Huhn, Vice President, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2205 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE TUESDAY, JULY 31, 2018 LIBBEY INC. ANNOUNCES SECOND-QUARTER RESUL

LBY / Libbey, Inc. FORM 11-K

11-K 1 srpform11-k.htm FORM 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE

LBY / Libbey, Inc. FORM 11-K

Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

Libbey Inc. 300 Madison Ave Toledo, OH 43604

EX-99.1 2 ex991.htm EXHIBIT 99.1 Libbey Inc. 300 Madison Ave Toledo, OH 43604 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Joe Huhn, Vice President, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2205 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE MONDAY, MAY 21, 2018 LIBBEY SUSPENDS QUARTERL

Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 form8-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2018 Libbey Inc. (Exact name of registrant as specified in its charter) Delaware 1-12084 34-1559357 (State of incorporation) (Commission File Number)

LBY / Libbey, Inc. FORM 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant a

LIBBEY INC. ANNOUNCES FIRST-QUARTER RESULTS Net sales growth of 5.2% translates to strong earnings improvement; Maintains full-year outlook

Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Joe Huhn, Vice President, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2205 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE TUESDAY, MAY 1, 2018 LIBBEY INC. ANNOUNCES FIRST-QUARTER RESULTS Net sales gro

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2018 Libbey Inc.

LBY / Libbey, Inc. / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment

SC 13G 1 d788186413-g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Libbey Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 529898108 (CUSIP Number) April 18, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

LBY / Libbey, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

Subsidiaries of the Registrant (filed herein).

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT Name of Company State or Other Jurisdiction of Incorporation or Organization Syracuse China Company Delaware World Tableware Inc.

Power of Attorney (filed herein).

EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Libbey Inc.

LBY / Libbey, Inc. FORM 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as spe

LIBBEY INC. ANNOUNCES FOURTH QUARTER AND FULL-YEAR 2017 FINANCIAL RESULTS Company reports fourth quarter net sales growth of 8.8%; introduces fiscal year 2018 outlook

Exhibit Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Joe Huhn, Vice President, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2205 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE TUESDAY, FEBRUARY 27, 2018 LIBBEY INC. ANNOUNCES FOURTH QUARTER AND FU

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2018 Libbey Inc.

LBY / Libbey, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

LBY / Libbey, Inc. / RBC Global Asset Management (U.S.) - SC 13G/A Passive Investment

SC 13G/A 1 d479602dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r

LBY / Libbey, Inc. / VANGUARD GROUP INC Passive Investment

libbeyinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Libbey Inc Title of Class of Securities: Common Stock CUSIP Number: 529898108 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to designate th

LBY / Libbey, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* LIBBEY INC (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

LBY / Libbey, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) LIBBEY INC (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 529898108 (CUSIP Number) DECEMBER 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2018 Libbey Inc.

Amendment No. 6 to Amended and Restated Credit Agreement dated as of December 7, 2017 among Libbey Glass Inc. and Libbey Europe B.V., as borrowers, the other loan parties thereto, JPMorgan Chase Bank, N.A., as Administrative Agent for the Lenders with respect to the U.S. loans, and J.P. Morgan Europe Limited, as Administrative Agent for the Lenders with respect to the Netherlands loans (filed as Exhibit 4.1 to Libbey Inc.'s Current Report on Form 8-K filed on December 11, 2017 and incorporated herein by reference).

Exhibit Exhibit 4.1 AMENDMENT NO. 6 TO AMENDED AND RESTATED CREDIT AGREEMENT This amendment NO. 6 TO AMENDED AND RESTATED CREDIT AGREEMENT (this " Amendment ") is dated as of December 7, 2017, and is entered into by and among LIBBEY GLASS INC., a Delaware corporation (" US Borrower "), LIBBEY EUROPE B.V., a limited liability company incorporated in The Netherlands (" Netherlands Borrower "; togeth

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2017 Libbey Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registra

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2017 Libbey Inc.

LIBBEY INC. ANNOUNCES THIRD QUARTER RESULTS Company reports a net loss of $78.8 million, driven by a non-cash goodwill impairment, with Adjusted EBITDA of $20 million in Q3; expects fourth quarter sales growth and performance improvement, revises its

Exhibit Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Joe Huhn, Vice President, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2205 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE TUESDAY, OCTOBER 31, 2017 LIBBEY INC. ANNOUNCES THIRD QUARTER RESULTS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as

LIBBEY INC. ANNOUNCES SECOND QUARTER RESULTS Net sales results in line with Company expectations; second-half outlook expected to demonstrate growth as compared to the prior-year

Exhibit Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: James Burmeister, Vice President, CFO Chris Hodges or Sam Gibbons (419) 325-2135 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE TUESDAY, AUGUST 1, 2017 LIBBEY INC. ANNOUNCES SECOND QUARTER RESULTS Net sal

Libbey FORM 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2017 Libbey Inc.

Libbey FORM 11-K

Document Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT

Libbey FORM 11-K

Document Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT

Libbey FORM 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2017 Libbey Inc.

Libbey FORM 10-Q (Quarterly Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2017 Libbey Inc.

LIBBEY INC. ANNOUNCES FIRST QUARTER RESULTS Company revises full-year outlook to reflect softer business conditions; Implementing proactive measures to reduce costs and improve margins

Exhibit Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Kim Hunter, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2612 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE TUESDAY, MAY 2, 2017 LIBBEY INC. ANNOUNCES FIRST QUARTER RESULTS Company revises fu

LIBBEY INC. PROVIDES FIRST QUARTER BUSINESS UPDATE Continuation of difficult end-market conditions impacted profitability; Company taking proactive measures to reduce costs and improve margins

EX-99.1 2 ex991.htm EXHIBIT 99.1 Libbey Inc. Page 1 Exhibit 99.1 Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Kim Hunter, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2612 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie Burt, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE WEDNESDAY, APRIL 19, 2017

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2017 Libbey Inc.

Libbey DEF 14A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2017 Libbey Inc.

Libbey S-8

Document As filed with the Securities and Exchange Commission on March 3, 2017. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIBBEY INC. (Exact name of registrant as specified in its charter) Delaware 34-1559357 (State or other jurisdiction of incorporation or organization) (I.R.S. Emp

Libbey FORM 10-K (Annual Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

POWER OF ATTORNEY

EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Libbey Inc.

SUBSIDIARIES OF REGISTRANT

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT Name of Company State or Other Jurisdiction of Incorporation or Organization Syracuse China Company Delaware World Tableware Inc.

Letter agreement between Libbey Inc. and Veronica L. Smith dated as of December 7, 2016 (filed as Exhibit 10.23 to Libbey Inc.s Annual Report on Form 10-K for the year ended December 31, 2016 and incorporated herein by reference).

EXHIBIT 10.23 Letter Agreement December 7, 2016 Veronica L. Smith Vice President, Corporate Controller and Assistant Treasurer Libbey Inc. Re: Letter Agreement Dear Ronni, We are pleased that you have agreed to serve as the Interim Chief Financial Officer of Libbey Inc. (“Libbey”) effective January 1, 2017. While serving as Interim CFO, you will continue to fulfill your current role as Libbey’s Vi

Libbey FORM 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2017 Libbey Inc.

LIBBEY INC. ANNOUNCES FOURTH QUARTER AND FULL-YEAR 2016 FINANCIAL RESULTS Renewed focus on new product development, business simplification initiatives and customer relationships allows Company to win market share in core foodservice business

EX-99.1 2 ex-991.htm EXHIBIT 99.1 Exhibit 99.1 Libbey Inc. 300 Madison Ave Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Kim Hunter, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2612 Alpha IR Group [email protected] (312) 445-2870 [email protected] Jamie McDaniel, Media (419) 325-2672 [email protected] FOR IMMEDIATE RELEASE TUESDAY, FEBRUARY 28, 2017 LIBBEY INC.

LBY / Libbey, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) LIBBEY INC (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 529898108 (CUSIP Number) DECEMBER 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

LBY / Libbey, Inc. / RBC Global Asset Management (U.S.) - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

Libbey 3G (Passive Acquisition of More Than 5% of Shares)

libbeyinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Libbey Inc Title of Class of Securities: Common Stock CUSIP Number: 529898108 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to designate th

LBY / Libbey, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 dfs460.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* LIBBEY INC (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

Libbey ROBECO INVESTMENT MANAGEMENT INC. (Passive Acquisition of More Than 5% of Shares)

lbya020817.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0)* Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

Libbey FORM 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2016 Libbey Inc.

Libbey FORM 10-Q (Quarterly Report)

10-Q 1 form10-q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbe

LIBBEY INC. ANNOUNCES THIRD QUARTER 2016 FINANCIAL RESULTS

EX-99.1 2 ex-991.htm EXHIBIT 99.1 Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Kim Hunter, Investor Relations Chris Hodges or Sam Gibbons (419) 325-2612 Alpha IR Group [email protected] (312) 445-2870 [email protected] MEDIA INQUIRIES: Jane Devron Reputation Partners (312) 391-0377 [email protected] FOR IMMED

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 Libbey Inc.

Libbey FORM 10-Q (Quarterly Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

LIBBEY INC. ANNOUNCES SECOND QUARTER 2016 FINANCIAL RESULTS

Exhibit Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Kim Hunter, Investor Relations Chris Hodges or Sam Gibbons (419)-325-2612 Alpha IR Group [email protected] (312) 445-2870 [email protected] Lisa Fell, Media (419)-325-2001 [email protected] FOR IMMEDIATE RELEASE THURSDAY, AUGUST 4, 2016 LIBBEY INC. ANNOUNCES SECOND QU

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 Libbey Inc.

Libbey FORM 11-K

Document Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT

Libbey FORM 11-K

Document Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2015. or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE AC

Libbey ESP

Document Sherry L. Buck Vice President and Chief Financial Officer June 16, 2016 VIA EDGAR Mr. John Cash Accounting Branch Chief Office of Manufacturing and Construction United States Securities and Exchange Commission Washington, D.C. 20549-7010 Re: Libbey Inc. Form 10-K for the Year Ended December 31, 2015 Filed February 29, 2016 File No. 1-12084 Dear Mr. Cash: This letter is in response to your

Submission of Matters to a Vote of Security Holders

SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2016 Libbey Inc.

Libbey FORM 10-Q (Quarterly Report)

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 Libbey Inc.

LIBBEY INC. ANNOUNCES FIRST QUARTER 2016 FINANCIAL RESULTS

Exhibit Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE CORPORATE CONTACTS: INVESTOR INQUIRIES: Kim Hunter, Investor Relations Chris Hodges or Sam Gibbons (419)-325-2612 Alpha IR Group [email protected] (312) 445-2870 [email protected] Lisa Fell, Media (419)-325-2001 [email protected] FOR IMMEDIATE RELEASE THURSDAY, APRIL 28, 2016 LIBBEY INC. ANNOUNCES FIRST QUA

LBY / Libbey, Inc. / RBC Global Asset Management (U.S.) - AMENDMENT NO. 3 TO SCHEDULE 13G Passive Investment

Amendment No. 3 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) January 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2016 Libbey Inc.

Libbey Inc. 2016 Omnibus Incentive Plan (filed as Appendix B to the Company's Proxy Statement on Form DEF 14A filed on March 29, 2016 and incorporated herein by reference).

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2016 Libbey Inc.

Libbey FORM 10-K (Annual Report)

10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

SUBSIDIARIES OF REGISTRANT

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT Syracuse China Company - Incorporated in Delaware World Tableware Inc.

Letter agreement between Libbey Inc. and William A. Foley dated as of January 12, 2016 and revised as of February 9, 2016 (filed as Exhibit 10.22 to Libbey Inc.'s Annual Report on Form 10-K for the year ended December 31, 2015 and incorporated herein by reference).

EXHIBIT 10.22 Letter Agreement January 11, 2016 Revised as of February 9, 2016 Mr. William A. Foley Dear Bill, We are pleased that you have agreed to serve as Chief Executive Officer and Chairman of the Board of Libbey Inc. (“Libbey” or the “Company”) effective as of January 12, 2016. As we have discussed, your base compensation will be $825,000 per year paid in accordance with the Company’s regul

POWER OF ATTORNEY

EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Libbey Inc.

LIBBEY INC. ANNOUNCES FOURTH QUARTER AND FULL-YEAR 2015 FINANCIAL RESULTS

Exhibit Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Chris Hodges or Sam Gibbons Lisa Fell Alpha IR Group Director of Corporate Communications (312) 445-2870 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE WEDNESDAY, FEBRUARY 24, 2016 LIBBEY INC. ANNOUNCES FOURTH QUARTER AND FULL-YEAR 2015 FINANCIAL RE

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2016 Libbey Inc.

LBY / Libbey, Inc. / RBC Global Asset Management (U.S.) - SC 13G/A AMENDMENT NO. 2 Passive Investment

SC 13G/A 1 d134004dsc13ga.htm SC 13G/A AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

LBY / Libbey, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* LIBBEY INC (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2016 Libbey Inc.

LIBBEY INC. BOARD OF DIRECTORS NAMES WILLIAM FOLEY CHAIRMAN AND CHIEF EXECUTIVE OFFICER Company Also Discloses Preliminary Full-Year 2015 Net Sales Results of Greater Than $817 Million

EX-99.1 2 ex-991.htm EXHIBIT 99.1 Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Chris Hodges or Sam Gibbons Lisa Fell Alpha IR Group Corporate Communications (312) 445-2870 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE TUESDAY, JANUARY 12, 2016 LIBBEY INC. BOARD OF DIRECTORS NAMES WILLIAM FOLEY CHAIRM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registra

LIBBEY INC. ANNOUNCES THIRD QUARTER 2015 FINANCIAL RESULTS

Exhibit Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Chris Hodges or Sam Gibbons Lisa Fell Alpha IR Group Director of Corporate Communications (312) 445-2870 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE THURSDAY, NOVEMBER 5, 2015 LIBBEY INC. ANNOUNCES THIRD QUARTER 2015 FINANCIAL RESULTS ? Outstandi

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 Libbey Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2015 Libbey Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as

Appendix A GENERAL RELEASE AND WAIVER OF CLAIMS

LIBBEY INC. Executive Severance Compensation Policy I. STATEMENT (a) Except as otherwise defined in this Policy, capitalized terms are defined in Part II below. (b) Under certain circumstances it is appropriate for the Company to pay severance compensation to a salaried employee whose employment with the Company is terminated. A U.S. salaried employee who satisfies the following criteria is covere

Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699

EX-99.1 Libbey Inc. Page 1 Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Benjamin Schlater Lisa Fell Vice President, Treasurer, Investor Relations and Corporate Development Director of Corporate Communications (419) 325-2612 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE THURSDAY, JULY 30,

Financial Statements and Exhibits, Results of Operations and Financial Condition

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2015 Libbey Inc.

Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699

EX-99.1 Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Chris Hodges or Sam Gibbons Lisa Fell Alpha IR Group Corporate Communications (312) 445-2870 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE TUESDAY, JUNE 16, 2015 LIBBEY INC. ANNOUNCES EXPANSION OF SENIOR LEADERSHIP TEAM Company Invests in Hiring Ta

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form8-k UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2015 Libbey Inc.

Libbey FORM 11-K

FORM 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE AC

Libbey FORM 11-K

FORM 11-Ks Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the plan year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE A

Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2015 Libbey Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 form10-q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey In

Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699

ex-99.1 Libbey Inc. Page 1 Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Chris Hodges or Sam Gibbons Lisa Fell Alpha IR Group Director of Corporate Communications (312) 445-2870 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE THURSDAY, APRIL 30, 2015 LIBBEY INC. ANNOUNCES FIRST QUARTER 2015 FINANCIAL RE

Financial Statements and Exhibits, Results of Operations and Financial Condition

form8-k UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 Libbey Inc.

Libbey DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o

SUBSIDIARIES OF REGISTRANT

EX-21 3 ex-21.htm EX-21 EXHIBIT 21 SUBSIDIARIES OF REGISTRANT Syracuse China Company - Incorporated in Delaware World Tableware Inc. - Incorporated in Delaware LGA4 Corp. - Incorporated in Delaware LGA3 Corp. - Incorporated in Delaware The Drummond Glass Company - Incorporated in Delaware Libbey Canada Inc. - Incorporated in Ontario, Canada Libbey Glass Inc. - Incorporated in Delaware LGC Corp. -

2014(e) (f)

EXHIBIT 13.1 Selected Financial Information included in Registrant’s 2014 Annual Report to Shareholders. Dollars in thousands, except per-share amounts 2014(e) (f) 2013(b) (e) (f) 2012(e) (f) 2011(e) (f) 2010(e) (f) Operating Results: Net sales $ 852,492 $ 818,811 $ 825,287 $ 817,056 $ 799,794 Gross profit (b) (e) $ 203,145 $ 189,417 $ 195,185 $ 168,739 $ 168,013 Gross profit margin 23.8 % 23.1 %

POWER OF ATTORNEY

EX-24 5 ex-24.htm EX-24 EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Libbey Inc., a Delaware corporation (the “Company”), hereby does constitute and appoint STEPHANIE A. STREETER, SHERRY L. BUCK and SUSAN ALLENE KOVACH, with full power to each of them to act alone, as the true and lawful attorneys and agents of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as spe

Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699

Libbey Inc. Page 1 Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Kenneth Boerger Lisa Fell Vice President and Treasurer Director of Corporate Communications (419) 325-2279 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE FRIDAY, FEBRUARY 27, 2015 LIBBEY INC. ANNOUNCES RECORD FOURTH QUARTER AND FULL

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2015 Libbey Inc.

LBY / Libbey, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Libbey Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

LBY / Libbey, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LIBBEY INC (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

LBY / Libbey, Inc. / RBC Global Asset Management (U.S.) - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment

Schedule 13G Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Libbey Inc (Name of Issuer) Common Stock (Title of Class of Securities) 529898108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699

Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTORS: MEDIA: Kenneth Boerger Lisa Fell Vice President and Treasurer Director of Corporate Communications (419) 325-2279 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE FRIDAY, JANUARY 23, 2015 Libbey Inc. Announces New “Own the Moment” Strategy and Select, Preliminary Fourth Quar

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2015 Libbey Inc.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2014 Libbey Inc.

Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699

Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Kenneth Boerger Lisa Fell Vice President and Treasurer Director of Corporate Communications (419) 325-2279 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE FRIDAY, DECEMBER 12, 2014 Libbey Inc. Announces REAUTHORIZATION OF SHARE REPURCHASE PROGRAM - 1.0

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2014 Libbey Inc.

November 21, 2014

EXHIBIT 16 November 21, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated November 17, 2014, of Libbey Inc. and are in agreement with the statements contained in paragraphs two and three on page two therein. We have no basis to agree or disagree with other statements of the registrant contained herein. /s/

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2014 Libbey Inc.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2014 Libbey Inc.

AGREEMENT AND GENERAL RELEASE

EX-10.25 2 ex-1025.htm EX-10.25 EXHIBIT 10.25 AGREEMENT AND GENERAL RELEASE October 23, 2014 This Agreement and Release (this “Agreement”) is entered into knowingly and voluntarily by and between Libbey Inc., a Delaware corporation (“Libbey”), Libbey Glass Inc., a Delaware corporation (together with Libbey and any affiliates of Libbey, the “Company”) and Daniel P. Ibele (the “Executive”). The Comp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registra

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2014 Libbey Inc.

Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699

EX-99.1 2 ex-991.htm EX-99.1 Libbey Inc. Page 1 Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Kenneth Boerger Lisa Fell Vice President and Treasurer Director of Corporate Communications (419) 325-2279 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE TUESDAY, NOVEMBER 4, 2014 LIBBEY INC. ANNOUNCES R

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 Libbey Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12084 Libbey Inc. (Exact name of registrant as

Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699

Exhibit 99.1 Libbey Inc. 300 Madison Ave P.O. Box 10060 Toledo, OH 43699 NEWS RELEASE INVESTOR CONTACT: MEDIA CONTACT: Kenneth Boerger Lisa Fell Vice President and Treasurer Director of Corporate Communications (419) 325-2279 (419) 325-2001 [email protected] [email protected] FOR IMMEDIATE RELEASE THURSDAY, JULY 31, 2014 LIBBEY INC. ANNOUNCES SECOND QUARTER 2014 FINANCIAL RESULTS Second quarte

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2014 Libbey Inc.