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| CIK | 1265572 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Kona Grill Inc
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| October 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT: July 19, 2019 (Date of earliest event reported) Kona Grill, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation or organization) (Com |
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| October 15, 2019 |
Asset Purchase Agreement date August 30, 2019 between the registrant and Kona Grill Acquisition, LLC Exhibit 10.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT by and among Kona Grill Acquisition, LLC, a Delaware limited liability company, as Purchaser, and Kona Grill, Inc., a Delaware corporation, Kona Restaurant Holdings, Inc., a Delaware corporation, Kona Sushi, Inc., an Arizona corporation, Kona Macadamia, Inc., a Delaware corporation, Kona Texas Restaurants, Inc., a Texas corporation, Kona Balt |
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| May 21, 2019 |
Loan Agreement dated May 13, 2019, by and between BBS Capital Fund and WHC. EXHIBIT 99.9 LOAN AGREEMENT This Loan Agreement (this “Agreement”) by and between Williston Holding Company, Inc., a Nevada corporation (the “Company”), and BBS Capital Fund, LP, a Delaware limited partnership (the “Noteholder”), is to be effective as of May 13, 2019. The Company and the Noteholder are each sometimes referred to as a “Party,” and collectively as the “Parties.” RECITALS A. The Comp |
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| May 21, 2019 |
KONA / Kona Grill, Inc. / Bakay Berke - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Kona Grill, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 50047H201 (CUSIP Number) Berke Bakay c/o BBS Capital Management, LP 5524 E. Estrid Avenue Scottsdale, AZ 85254 (Name, Address and Telephone Number of Person A |
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| May 21, 2019 |
Form of Promissory Note dated May 13, 2019 from WHC to BBS Capital Fund. EXHIBIT 99.10 CONVERTIBLE PROMISSORY NOTE NEITHER THE SECURITY EVIDENCED HEREBY NOR THE SHARES OF CAPITAL STOCK INTO WHICH IT IS CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, OR ANY STATE SECURITIES LAWS, AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, OFFERED, PLEDGED OR OTHERWISE DISTRIBUTED FOR VALUE UNLESS THERE IS AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT OR LAWS COV |
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| May 16, 2019 |
EX-2.1 2 ex145228.htm EXHIBIT 2.1 Exhibit 2.1 ASSET PURCHASE AGREEMENT by and among Williston Holding Company, Inc., a Nevada corporation, as Purchaser, and Kona Grill, Inc., a Delaware corporation, Kona Restaurant Holdings, Inc., a Delaware corporation, Kona Sushi, Inc., an Arizona corporation, Kona Macadamia, Inc., a Delaware corporation, Kona Texas Restaurants, Inc., a Texas corporation, Kona B |
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| May 16, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2019 KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emplo |
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| May 15, 2019 |
KONA / Kona Grill, Inc. NT 10-Q FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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| May 1, 2019 |
Exhibit 99.1 FOR IMMEDIATE RELEASE KONA GRILL, INC. ANNOUNCES CHAPTER 11 FILING IN ORDER TO FACILITATE ONGOING SALE PROCESS; RESTAURANTS OPEN AND OPERATING AS USUAL Scottsdale, AZ – April 30, 2019 – Kona Grill, Inc. and its subsidiaries (“Kona Grill”), the operator of 27 full-service, contemporary American restaurants, today announced that it has voluntarily filed a Chapter 11 petition in the Unit |
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| May 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT: April 30, 2019 (Date of earliest event reported) Kona Grill, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation or organization) (Co |
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| April 22, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 16, 2019 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 16, 2019 |
EX-10.7 2 ex140467.htm EXHIBIT 10.7 Exhibit 10.7 March 29, 2019 Kona Grill Inc. 15059 N. Scottsdale Rd. Suite 300 Scottsdale, AZ 85254 Dear Board of Directors: This letter confirms and sets forth the terms and conditions of the engagement between Alvarez & Marsal North America, LLC (“A&M”) and Kona Grill Inc. and its subsidiaries, and its assigns and successors (the “Company”), including the scope |
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| April 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc |
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| April 16, 2019 |
EX-21 3 ex139231.htm EXHIBIT 21 Exhibit 21 Kona Grill, Inc. List of Subsidiaries Name of Company State of Incorporation State(s) of Qualification Kona Restaurant Holdings, Inc. (1) Delaware Kona Macadamia, Inc. (2) Delaware Alabama Colorado Connecticut Florida Georgia Hawaii Indiana Louisiana Ohio Michigan Missouri Nevada New Jersey Tennessee Kona Sushi, Inc. (2) Arizona California Idaho Illinois |
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| April 8, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2019 KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Empl |
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| April 2, 2019 |
KONA / Kona Grill, Inc. FORM NT 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 001-34082 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form. |
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| March 29, 2019 |
EX-4.1 2 ex139133.htm EXHIBIT 4.1 Exhibit 4.1 AMENDMENT NO. 2 TO RIGHTS AGREEMENT Amendment No. 2 (this “Amendment”), dated as of March 24, 2019 (the “Effective Date”), by and between Kona Grill, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, as Rights Agent (the “Rights Agent”), to the Rights Agreement, dated as of September 6, 2016, by and between t |
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| March 29, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2019 KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emp |
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| March 28, 2019 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement of Beneficial Ownership on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Kona Grill, Inc., and further agree that this |
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| March 28, 2019 |
KONA / Kona Grill, Inc. / Bakay Berke - SC 13D Activist Investment SC 13D 1 tv517310sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Kona Grill, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 50047H201 (CUSIP Number) Berke Bakay c/o BBS Capital Management, LP 5524 E. Estrid Avenue Scottsdale, AZ 85254 (Name, Address |
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| February 14, 2019 |
KONA / Kona Grill, Inc. / Hauser Richard J - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* Kona Grill, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 50047H 201 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| January 14, 2019 |
Investor Presentation – January 2019 Exhibit 99.1 |
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| January 14, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 14, 2019 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File N |
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| January 10, 2019 |
EX-10.1 2 ex132763.htm EXHIBIT 10.1 Exhibit 10.1 KONA GRILL, INC. AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 1 to Amended and Restated Employment Agreement (“Amendment”), entered into January 9, 2019 and effective as of January 1, 2019 (the “Effective Date”), is made by and between Kona Grill, Inc., a Delaware corporation (the “Company”), and Berke Bakay, a res |
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| January 10, 2019 |
Kona Grill Announces Marcus Jundt Assumes Full CEO Responsibilities EX-99.1 3 ex132764.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Announces Marcus Jundt Assumes Full CEO Responsibilities SCOTTSDALE, AZ – January 10, 2019 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced that Steve Schussler resigned as Co-Chief Executive Officer and the Board of Directors to focus on his ongoing commitments to his existing restaurant concepts develo |
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| January 10, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2019 KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em |
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| January 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 28, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File |
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| November 8, 2018 |
8-K 1 kona201811088k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 6, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (C |
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| November 8, 2018 |
EX-99.1 2 ex128889.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports Third Quarter 2018 Results - Margin Improvements from Cost-Savings Initiatives Drives YTD Adjusted EBITDA Growth of 66% - Focus on Driving Sales with the Appointment of Veteran Restaurateurs, Marcus Jundt and Steven Schussler as Co-Chief Executive Officers SCOTTSDALE, AZ – November 8, 2018 ─ Kona Grill, Inc. (NASDAQ: KONA), an Ame |
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| November 8, 2018 |
Exhibit 99.2 Kona Grill Announces Strategic Leadership Changes - Marcus Jundt and Steven Schussler appointed as Co-Chief Executive Officers SCOTTSDALE, AZ – November 8, 2018 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced that its Board of Directors appointed Marcus Jundt and Steven Schussler as Co-Chief Executive Officers of the Company. Marcus Jundt is one of |
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| November 8, 2018 |
KONA / Kona Grill, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 kona2018093010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| September 7, 2018 |
Exhibit 10.4 AMENDMENT #1 TO KONA GRILL, INC. 2012 STOCK AWARD PLAN STOCK OPTION AGREEMENTS This Amendment #1 to the Kona Grill, Inc. 2012 Stock Award Plan Stock Option Agreements is made between Kona Grill, Inc., a Delaware corporation (the “Company”) and Berke Bakay (the “Optionee”) is entered into effective as of September 4, 2018. Recitals WHEREAS, the Company and the Optionee entered into Emp |
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| September 7, 2018 |
Employment Agreement effective September 4, 2018 by and between Kona Grill, Inc. and Christi Hing EX-10.3 4 ex123568.htm EXHIBIT 10.3 Exhibit 10.3 KONA GRILL, INC. EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of September 4, 2018 (the “Effective Date”), is made by and between Kona Grill, Inc., a Delaware corporation (the “Company”), and Christi Hing, a resident of the State of Arizona (the “Executive”). Recitals WHEREAS, the Company desires to continue to employ E |
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| September 7, 2018 |
Employment Agreement effective September 4, 2018 by and between Kona Grill, Inc. and James Kuhn Exhibit 10.2 KONA GRILL, INC. EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of September 4, 2018 (the “Effective Date”), is made by and between Kona Grill, Inc., a Delaware corporation (the “Company”), and James Kuhn, a resident of the State of Maryland (the “Executive”). Recitals WHEREAS, the Company desires to continue to employ Executive as Chief Executive Officer, |
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| September 7, 2018 |
Exhibit 10.1 KONA GRILL, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (“Agreement”), effective as of September 4, 2018 (the “Effective Date”), is made by and between Kona Grill, Inc., a Delaware corporation (the “Company”), and Berke Bakay, a resident of the State of Arizona (the “Executive”). Recitals WHEREAS, the Company and Executive entered into |
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| September 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 4, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Number) (IRS Emplo |
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| August 9, 2018 |
Exhibit 99.2 Kona Grill Announces Strategic Leadership Appointments - Jim Kuhn promoted to President and Chief Executive Officer - Berke Bakay appointed as Executive Chairman of the Board of Directors - James Jundt retires from the Board of Directors SCOTTSDALE, AZ – August 9, 2018 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced that its Board of Directors appoi |
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| August 9, 2018 |
Exhibit 99.1 Kona Grill Reports Second Quarter 2018 Results - Margin Improvements from Cost-Savings Initiatives Drives Adjusted EBITDA Growth of 90% - Implements Points-Based Loyalty Program to Drive Guest Frequency SCOTTSDALE, AZ – August 9, 2018 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the second quarter ended June 30, 2018. Second Quarte |
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| August 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 9, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| August 9, 2018 |
KONA / Kona Grill, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. (Exac |
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| July 10, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2018 KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Empl |
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| June 18, 2018 |
EX-16.1 2 ex116493.htm EXHIBIT 16.1 Exhibit 16.1 June 15, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated June 15, 2018, of Kona Grill, Inc. and are in agreement with the statements contained in paragraphs 2, 3 and 4 therein. We have no basis to agree or disagree with other statements of the registrant c |
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| June 18, 2018 |
Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 12, 2018 KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Empl |
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| May 22, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 21, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 11, 2018 |
EX-99.1 2 ex114015.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement of Beneficial Ownership on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Kona Grill |
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| May 11, 2018 |
Exhibit 99.3 ASSIGNMENT AGREEMENT THIS ASSIGNMENT AGREEMENT (this “Agreement”), dated as of May 3, 2018, by and between Wisdom Sail Limited (the “Assignor”), a limited liability company incorporated under the laws of Cayman Islands, and Ahwanova Limited (the “Assignee”), a limited liability company incorporated under the laws of British Virgin Islands, pursuant to the subscription agreement (the “ |
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| May 11, 2018 |
KONA / Kona Grill, Inc. / Bakay Berke - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* Kona Grill, Inc. (Name of issuer) Common Stock, par value $0.01 (Title of class of securities) 50047H201 (CUSIP number) Berke Bakay c/o BBS Capital Management, LP 5524 E. Estrid Avenue Scottsdale, AZ 85254 - with copies to - Douglas T. Holod Maslon Ed |
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| May 11, 2018 |
EX-99.5 4 ex114012.htm EXHIBIT 99.5 Exhibit 99.5 Dated May 2, 2018 Instrument constituting the issue of US$880,000 Secured Loan Note of Berke Ibrahim Bakay Table of Contents Page 1. Definitions 1 2. Amount and Status of the Loan Note 3 3. Interest Accrual and Repayment of the Loan Note 4 4. Covenants by the Debtor 4 5. Certificate for Loan Note 4 6. Stamp taxes and enforcement costs 4 7. Notices 5 |
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| May 11, 2018 |
KONA / Kona Grill, Inc. / Zheng Nanyan - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* Kona Grill, Inc. (Name of issuer) Common Stock, par value $0.01 (Title of class of securities) 50047H201 (CUSIP number) Zheng, Nanyan c/o Plateno Group Plaza 300 Xinjiaoxi Road, Haizhu District, Guangzhou, 510310 People’s Republic of China] (Name, address and telephone nu |
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| May 11, 2018 |
EX-99.7 6 ex114014.htm EXHIBIT 99.7 Exhibit 99.7 PLEDGE AGREEMENT by Berke IBRAHIM Bakay, as Pledgor, and AHWANOVA LIMITED, as Pledgee Dated as of May 4, 2018 TABLE OF CONTENTS Page PREAMBLE 1 RECITALS 1 AGREEMENT 1 ARTICLE I DEFINITIONS AND INTERPRETATION SECTION 1.1. DEFINITIONS 1 SECTION 1.2. INTERPRETATION 3 SECTION 1.3. RESOLUTION OF DRAFTING AMBIGUITIES 3 ARTICLE II PLEDGE SECTION 2.1. PLEDG |
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| May 11, 2018 |
EX-99.6 5 ex114013.htm EXHIBIT 99.6 Exhibit 99.6 Loan Note Transfer FOR VALUE RECEIVED the undersigned, being the Holder of the Loan Note, hereby sells, assigns and transfers to AHWANOVA LIMITED, a BVI business company incorporated in the British Virgin Islands with company number 1977664, with its registered office at Sertus Chambers, P.O. Box 905, Quastisky Building, Road Town, Tortola, British |
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| May 10, 2018 |
KONA / Kona Grill, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. (Exa |
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| May 10, 2018 |
Exhibit 99.1 Kona Grill Reports First Quarter 2018 Results - Margin Improvements from Cost-Savings Initiatives Drives EBITDA Growth of 140% - Strengthens Balance Sheet with Strategic Private Placement of $5.6 million - Targets China for International Development through a Master Franchise Agreement - Commences Franchising of Kona Grill Brand in the U.S. SCOTTSDALE, AZ – May 10, 2018 ─ Kona Grill, |
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| May 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 10, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Number) (IRS Employer o |
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| May 8, 2018 |
KONA / Kona Grill, Inc. FORM 8-A12B/A 8-A12B/A 1 kona201805088a12ba.htm FORM 8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A/A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Kona Grill, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 20-0216690 (State of Incorporation or organization |
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| May 7, 2018 |
EX-10.2 4 ex112904.htm EXHIBIT 10.2 Exhibit 10.2 Dated May 2, 2018 Subscription Agreement between KONA GRILL, INC. as Company and Berke Bakay as the Purchaser Table of Contents Page ARTICLE I DEFINITIONS AND INTERPRETATION 1 Section 1.01 Definitions 1 Section 1.02 Interpretation and Rules of Construction 4 ARTICLE II PURCHASE AND SALE OF SECURITIES 4 Section 2.01 Sale and Issuance of the Purchased |
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| May 7, 2018 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of May 4, 2018, between Kona Grill, Inc., a Delaware corporation (the “Company”), Ahwanova Limited, a company limited by shares incorporated under the laws of British Virgin Islands (“Ahwanova”), and Berke Bakay (“Bakay” and together with Ahwanova, each a “Purchaser” and col |
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| May 7, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2018 KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employ |
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| May 7, 2018 |
Kona Grill Announces Strategic Investment Exhibit 99.1 Kona Grill Announces Strategic Investment - Appoints Hotel Magnate, Alex Zheng, to its Board of Directors as Vice-Chairman - Targets China for International Development through a Master Franchise Agreement SCOTTSDALE, AZ – May 2, 2018 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced that it has entered into securities purchase agreements with Nanyan |
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| May 7, 2018 |
Exhibit 4.1 AMENDMENT NO. 1 TO RIGHTS AGREEMENT Amendment No. 1 (this “Amendment”), dated as of May 2, 2018, 2018, by and between Kona Grill, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, as Rights Agent (the “Rights Agent”), to the Rights Agreement, dated as of September 6, 2016, by and between the Company and the Rights Agent (the “Rights Agreement |
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| May 7, 2018 |
EX-10.1 3 ex112903.htm EXHIBIT 10.1 Exhibit 10.1 Dated May 2, 2018 Subscription Agreement between KONA GRILL, INC. as Company and Wisdom Sail Limited as the Purchaser Table of Contents Page ARTICLE I DEFINITIONS AND INTERPRETATION 1 Section 1.01 Definitions 1 Section 1.02 Interpretation and Rules of Construction 4 ARTICLE II PURCHASE AND SALE OF SECURITIES 4 Section 2.01 Sale and Issuance of the P |
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| April 18, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 12, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 23, 2018 |
KONA / Kona Grill, Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2018 |
Exhibit 21 Kona Grill, Inc. List of Subsidiaries Name of Company State of Incorporation State(s) of Qualification Kona Restaurant Holdings, Inc. (1) Delaware Kona Macadamia, Inc. (2) Delaware Alabama Colorado Connecticut Florida Georgia Hawaii Indiana Louisiana Ohio Michigan Missouri Nevada New Jersey Tennessee Kona Sushi, Inc. (2) Arizona California Idaho Illinois Minnesota Nebraska Virginia Kona |
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| March 22, 2018 |
KONA / Kona Grill, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc |
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| March 22, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 22, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| March 22, 2018 |
Kona Grill Reports Fourth Quarter and Fiscal 2017 Results Exhibit 99.1 Kona Grill Reports Fourth Quarter and Fiscal 2017 Results SCOTTSDALE, AZ – March 22, 2018 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the fourth quarter and year ended December 31, 2017. Fourth Quarter 2017 Key Items Compared to Fourth Quarter 2016 ● Revenues decreased 2.5% to $42.5 million. ● Same-store sales decreased 6.5%, incl |
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| March 15, 2018 |
EX-10.1 2 ex108039.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT NO. 4 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 4 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is entered into as of March 9, 2018 among Kona Grill, Inc., a Delaware corporation (the “Borrower”), the Lenders (as defined below) party hereto, and KeyBank National Association, a national banking |
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| March 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 9, 2018 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 15, 2018 |
Exhibit 10.2 AMENDMENT NO. 1 TO AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT (this “Amendment”) is entered into as of March 9, 2018 among Kona Grill, Inc., a Delaware corporation (the “Borrower”); each of the Subsidiaries (as defined in the Credit Agreement referred to below) of the Borrower that is a signatory hereto |
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| March 6, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2018 KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Empl |
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| March 6, 2018 |
Amended and Restated 2012 Stock Award Plan, dated as of March 1, 2018 EX-10.1 3 ex106988.htm EXHIBIT 10.1 Exhibit 10.1 KONA GRILL, INC. AMENDED AND RESTATED 2012 STOCK AWARD PLAN As Amended March 1, 2018 1. Purpose. The purpose of this 2012 Stock Award Plan (the "Plan") is to assist Kona Grill, Inc., a Delaware corporation (the "Company"), and its Related Entities in attracting, motivating, retaining, and rewarding high-quality Employees, officers, Directors, and Co |
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| March 6, 2018 |
Exhibit 10.2 KONA GRILL, INC. EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of March 1, 2018 (the “Effective Date”), is made by and between Kona Grill, Inc., a Delaware corporation (the “Company”), and Berke Bakay, a resident of the State of Arizona (the “Executive”). Recitals WHEREAS, that certain Employment Agreement by and between the Company and Executive effective |
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| March 6, 2018 |
Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF KONA GRILL, INC. As of March 1, 2018 ARTICLE I STOCKHOLDERS SECTION 1.1. DATE, TIME AND PLACE OF MEETINGS. All meetings of the stockholders shall be held at any such date, time and place, either within or without the State of Delaware or solely by means of remote communication pursuant to Section 211(a)(2) of the Delaware General Corporation Law, a |
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| February 15, 2018 |
KONA / Kona Grill, Inc. / Gunduz Seyit Ali - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| February 14, 2018 |
KONA / Kona Grill, Inc. / Frigate Ventures LP - SC 13G/A Passive Investment SC 13G/A 1 d502487dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Kona Grill Inc. (Name of Issuer) Common Stock, 0.01 par value (Title of Class of Securities) 50047H201 (CUSIP Numbe |
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| February 13, 2018 |
KONA / Kona Grill, Inc. / Hauser Richard J - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Kona Grill, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 50047H 201 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 12, 2018 |
KONA / Kona Grill, Inc. / RBC Global Asset Management (U.S.) - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 12, 2018 |
KONA / Kona Grill, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 8, 2018 |
KONA / Kona Grill, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 8, 2018 |
KONA / Kona Grill, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| December 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 13, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File |
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| December 6, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits kona201712068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 4, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) |
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| December 6, 2017 |
Kona Grill, Inc. Appoints Jim Kuhn as new Chief Operating Officer ex101606.htm Exhibit 99.1 Kona Grill, Inc. Appoints Jim Kuhn as new Chief Operating Officer SCOTTSDALE, Ariz. ? December 4, 2017 - Kona Grill, Inc. (NASDAQ:KONA), an American grill and sushi bar headquartered in Scottsdale, Arizona; announced today the addition of Jim Kuhn as chief operating officer. Kuhn brings over 25 years of restaurant operations experience to Kona Grill. Most recently he serv |
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| November 9, 2017 |
Kona Grill Reports Third Quarter 2017 Results ex100028.htm Exhibit 99.1 Kona Grill Reports Third Quarter 2017 Results SCOTTSDALE, AZ ? November 9, 2017 ? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the third quarter ended September 30, 2017. Third Quarter 2017 Key Items vs. Year-Ago Quarter ? Restaurant sales increased 2.4% to $44.4 million. ? Same-store sales decreased 7.2%, including an e |
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| November 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition kona201711098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 9, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) |
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| November 9, 2017 |
KONA / Kona Grill, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. |
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| November 3, 2017 |
kona201711028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 3, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) |
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| November 3, 2017 |
ex98828.htm Exhibit 10.1 AMENDMENT NO. 3 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 3 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?) is entered into as of October 30, 2017 among Kona Grill, Inc., a Delaware corporation (the ?Borrower?), the Lenders (as defined below) party hereto and KeyBank National Association, as the administrative agent (the ?Adminis |
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| August 9, 2017 |
KONA / Kona Grill, Inc. / Bakay Berke - SCHEDULE 13D/A Activist Investment baka20170808sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Kona Grill, Inc. (Name of issuer) Common Stock, par value $0.01 (Title of class of securities) 50047H201 (CUSIP number) Berke Bakay c/o BBS Capital Management, LP 5524 E. Estrid Avenue Scottsdale, AZ 85254 - with copies to - Doug |
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| August 2, 2017 |
KONA / Kona Grill, Inc. FORM 10-Q (Quarterly Report) kona2017063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Ko |
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| July 31, 2017 |
Kona Grill Reports Second Quarter 2017 Results EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports Second Quarter 2017 Results SCOTTSDALE, AZ – July 31, 2017 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the second quarter ended June 30, 2017. Second Quarter 2017 Key Items vs. Year-Ago Quarter ● Restaurant sales increased 8.5% to $47.0 million. ● Same-store sales decreased 5.3% |
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| July 31, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition kona201707318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 31, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (C |
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| July 18, 2017 |
EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, 0.01 par value, of Kona Grill, Inc. a Delaware corporation, and further agree that this Join |
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| July 18, 2017 |
KONA / Kona Grill, Inc. / Frigate Ventures LP - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Kona Grill Inc. |
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| July 11, 2017 |
ex10-1.htm Exhibit 10.1 AMENDMENT NO. 2 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 2 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?) is entered into as of July 7, 2017 among Kona Grill, Inc., a Delaware corporation (the ?Borrower?), the Lenders (as defined below) party hereto and KeyBank National Association, as the administrative agent (the ?Administrati |
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| July 11, 2017 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201707108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 7, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Co |
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| June 2, 2017 |
8-K 1 kona201706018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 31, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of inc |
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| May 22, 2017 |
KONA / Kona Grill, Inc. / Bakay Berke - SCHEDULE 13D/A Activist Investment baka20170519sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Kona Grill, Inc. (Name of issuer) Common Stock, par value $0.01 (Title of class of securities) 50047H201 (CUSIP number) Berke Bakay c/o BBS Capital Management, LP 5524 E. Estrid Avenue Scottsdale, AZ 85254 - with copies to - Doug |
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| May 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q kona2017033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 K |
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| May 8, 2017 |
15059 N. Scottsdale Road, Suite 300 Scottsdale, AZ 85254 P 480.922.8100 ● F 480.991.6811 ex99-1.htm Exhibit 99.2 Via e-mail May 8, 2017 James C. Pappas JCP Investment Management 1177 West Loop South, Suite 1650 Houston, Texas 77027 Re: Your April 13, 2017 Letter Dear Mr. Pappas: We appreciate your interest in Kona Grill and the fact that you have long been an admirer of our menu and store layout. We too are fond of our product and are optimistic about our prospects as evidenced by our |
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| May 8, 2017 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 |
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| May 8, 2017 |
Financial Statements and Exhibits, Other Events kona201705068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 8, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Com |
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| May 8, 2017 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports First Quarter 2017 Results Company Identifies $3 Million in Annual Cost Savings Signs Franchise Agreement for Toronto, Canada One Domestic Company and Three International Franchised Restaurants to Open in 2017 SCOTTSDALE, AZ – May 8, 2017 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results |
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| May 8, 2017 |
kona201705088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 8, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Com |
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| April 3, 2017 |
ex10-1.htm Exhibit 10.1 AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?) is entered into as of March 29, 2017 among the following: (i) Kona Grill, Inc., a Delaware corporation (the ?Borrower?); (ii) the Lenders (as defined below) party hereto; and (iii) KeyBank National Association, as the admini |
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| April 3, 2017 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201703308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 29, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) ( |
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| March 15, 2017 |
kona20170314def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 14, 2017 |
Kona Grill, Inc. List of Subsidiaries Exhibit 21 Kona Grill, Inc. List of Subsidiaries Name of Company State of Incorporation State(s) of Qualification Kona Restaurant Holdings, Inc. (1) Delaware Kona Macadamia, Inc. (2) Delaware Alabama Colorado Connecticut Florida Georgia Hawaii Indiana Louisiana Ohio Michigan Missouri Nevada New Jersey Tennessee Kona Sushi, Inc. (2) Arizona California Idaho Illinois Minnesota Nebraska Virginia Kona |
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| March 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 kona2016123110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| February 27, 2017 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201702278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 27, 2017 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation |
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| February 27, 2017 |
ex99-1.htm Exhibit 99.1 Kona Grill Reports Fourth Quarter 2016 Results - Initiates 2017 Annual Guidance of 18.0% Sales Growth and 95% EBITDA Growth - SCOTTSDALE, AZ ? February 27, 2017 ? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the fourth quarter and year ended December 31, 2016. The Company also initiated 2017 annual guidance. Fourth Quarter |
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| February 13, 2017 |
KONA / Kona Grill, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 10, 2017 |
KONA / Kona Grill, Inc. / RBC Global Asset Management (U.S.) - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 10, 2017 |
KONA / Kona Grill, Inc. / Hauser Richard J - SCHEDULE 13G/A Passive Investment hauser20170210sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Kona Grill, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 50047H 201 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 9, 2017 |
KONA / Kona Grill, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 9, 2017 |
Kona Grill SEC SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| January 17, 2017 |
ex99-2.htm Exhibit 99.2 |
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| January 17, 2017 |
Kona Grill Announces Preliminary Fourth Quarter and Full Year 2016 Restaurant Sales ex99-1.htm Exhibit 99.1 Kona Grill Announces Preliminary Fourth Quarter and Full Year 2016 Restaurant Sales SCOTTSDALE, AZ ? January 10, 2017 ? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced preliminary restaurant sales for the fourth quarter and full year ended December 31, 2016. For the fourth quarter 2016, restaurant sales increased 14.5% to $43.6 million, com |
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| January 17, 2017 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201701148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2017 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation |
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| November 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q kona2016083110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-340 |
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| October 27, 2016 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports Third Quarter 2016 Results - Same-Store Sales Growth of 0.7% - - Board of Directors Authorizes $5 Million Stock Repurchase Plan - SCOTTSDALE, AZ – October 27, 2016 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the third quarter ended September 30, 2016. The Company also revised it |
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| October 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 kona201610278k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 27, 2016 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (C |
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| October 18, 2016 |
kona201610148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2016 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation |
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| October 18, 2016 |
Exhibit 10.3 AMENDED AND RESTATED SUBSIDIARY GUARANTY THIS AMENDED AND RESTATED SUBSIDIARY GUARANTY, dated as of October 12, 2016 (as the same may be amended, restated or otherwise modified from time to time, this ?Guaranty?), made by (i) each of the undersigned (each, a ?Guarantor? and collectively, the ?Guarantors? and such terms shall include an Additional Guarantor that becomes a party to this |
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| October 18, 2016 |
Exhibit 10.2 AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT dated as of October 12, 2016 Among KONA GRILL, INC. KONA RESTAURANT HOLDINGS, INC. KONA SUSHI, INC. KONA MACADAMIA, INC. KONA TEXAS RESTAURANTS, INC. KONA BALTIMORE, INC., KONA GRILL PUERTO RICO, INC., KONA GRILL INTERNATIONAL, INC., KONA GRILL INTERNATIONAL HOLDINGS, INC., each as a Grantor, THE OTHER GRANTORS NAMED HEREIN, and KEYBA |
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| October 18, 2016 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION CUSIP NUMBER: 50048RAA7 SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of October 12, 2016 among KONA GRILL, INC., as Borrower, THE LENDING INSTITUTIONS NAMED HEREIN, as Lenders, and keybank national association, as an LC Issuer, Swing Line Lender, as the Administrative Agent, as the Sole Lead Arranger and the Sole Bookrunner |
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| October 18, 2016 |
Kona Grill Upsizes Secured Credit Facilities to $60,000,000 Exhibit 99.1 Kona Grill Upsizes Secured Credit Facilities to $60,000,000 SCOTTSDALE, AZ, October 12, 2016 ? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, announced that it has entered into a five-year amended credit agreement with KeyBank National Association and Zions First National Bank providing for revolving and term credit facilities totaling $60 million. The amended credi |
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| September 16, 2016 |
8-A12B 1 kona201609158a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Kona Grill, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 20-0216690 (State of Incorporation or organization) (I.R.S. Employer Iden |
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| September 7, 2016 |
ex4-1.htm Exhibit 4.1 RIGHTS AGReeMENT AGREEMENT (the “Agreement”) dated as of September 6, 2016 between Kona Grill, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, as Rights Agent (the “Rights Agent”), W I T N E S S E T H WHEREAS, the Board of Directors of the Company (the “Board of Directors”) authorized and declared a dividend of one preferred stock |
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| September 7, 2016 |
EX-3.1 2 ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 FORM OF CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS OF SERIES B JUNIOR PARTICIPATING PREFERRED STOCK OF KONA GRILL, INC. Pursuant to Section 242(a)(5) of the Delaware General Corporation Law We, the undersigned officers of Kona Grill, Inc., a Delaware corporation (the “Company”), pursuant to the provisions of Section 242(a)(5) of the Delaware Gener |
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| September 7, 2016 |
Kona Grill Announces Adoption of Stockholder Rights Plan ex99-1.htm Exhibit 99.1 Kona Grill Announces Adoption of Stockholder Rights Plan SCOTTSDALE, AZ?September 6, 2016?Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, announced today that its Board of Directors adopted a Stockholder Rights Plan. Under the Rights Plan, Kona Grill will declare a dividend distribution of one Preferred Share Purchase Right for each outstanding share of th |
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| September 7, 2016 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201609078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2016 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporatio |
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| August 12, 2016 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT ex10-40.htm Exhibit 10.40 AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is entered into as of August 1, 2016 among the following: (i) Kona Grill, Inc., a Delaware corporation (the “Borrower”); (ii) the Lenders (as defined below) party hereto; and (iii) KeyBank National Association, as the administrative age |
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| August 12, 2016 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT ex10-40.htm Exhibit 10.40 AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is entered into as of August 1, 2016 among the following: (i) Kona Grill, Inc., a Delaware corporation (the “Borrower”); (ii) the Lenders (as defined below) party hereto; and (iii) KeyBank National Association, as the administrative age |
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| August 12, 2016 |
10-Q/A 1 kona2016081010qa.htm FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| August 9, 2016 |
kona20160809nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ?Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ?Form N-SAR ?Form N-CSR For Period Ended: June 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report |
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| August 9, 2016 |
kona20160809nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ?Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ?Form N-SAR ?Form N-CSR For Period Ended: June 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report |
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| August 9, 2016 |
Kona Grill FORM 10-Q (Quarterly Report) kona2016063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Ko |
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| August 9, 2016 |
Kona Grill FORM 10-Q (Quarterly Report) kona2016063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Ko |
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| August 9, 2016 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT EX-10.40 2 ex10-40.htm EXHIBIT 10.40 Exhibit 10.40 AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is entered into as of August 1, 2016 among the following: (i) Kona Grill, Inc., a Delaware corporation (the “Borrower”); (ii) the Lenders (as defined below) party hereto; and (iii) KeyBank National Association, |
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| August 9, 2016 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT EX-10.40 2 ex10-40.htm EXHIBIT 10.40 Exhibit 10.40 AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is entered into as of August 1, 2016 among the following: (i) Kona Grill, Inc., a Delaware corporation (the “Borrower”); (ii) the Lenders (as defined below) party hereto; and (iii) KeyBank National Association, |
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| July 27, 2016 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports Second Quarter 2016 Results - Same-Store Sales Growth of 2.5% - - Completes $10 Million Stock Buyback Plan; Slows Development Pace Beginning in 2017 to Increase Company’s Earnings Power and Provide Greater Flexibility for Use of Capital - - Revises 2016 Annual Guidance for Restaurant Sales and Adjusted EBITDA – SCOTTSDALE, AZ – July |
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| July 27, 2016 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201607278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 27, 2016 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (C |
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| May 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q kona2016033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 K |
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| May 4, 2016 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports First Quarter 2016 Results - Same-Store Sales Growth of 3.6% - - Reaffirms 2016 Annual Guidance of 25% Growth in Restaurant Sales and Adjusted EBITDA – - Increases 2016 Same-Store Sales Guidance from 2.0% to 2.5% - SCOTTSDALE, AZ – May 4, 2016 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial res |
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| May 4, 2016 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201605048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 4, 2016 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Numbe |
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| April 29, 2016 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201604298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 26, 2016 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Nu |
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| April 8, 2016 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201604088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2016 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation) ( |
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| April 8, 2016 |
Kona Grill Signs Development Agreement for United Arab Emirates ex99-1.htm Exhibit 99.1 Kona Grill Signs Development Agreement for United Arab Emirates SCOTTSDALE, AZ ? April 8, 2016? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced the signing of a franchise development agreement with Hakaya Collection (?Hakaya?), a wholly owned subsidiary of RAK Hospitality Holding (?RAKHH?), an asset owner and manager of government owned hot |
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| March 10, 2016 |
kona20160310def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K kona2015123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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| March 3, 2016 |
Kona Grill, Inc. List of Subsidiaries Exhibit 21 Kona Grill, Inc. List of Subsidiaries Name of Company State of Incorporation State(s) of Qualification Kona Restaurant Holdings, Inc. (1) Delaware Kona Macadamia, Inc. (2) Delaware Alabama Colorado Connecticut Florida Georgia Indiana Louisiana Ohio Michigan Missouri Nevada New Jersey Kona Sushi, Inc. (2) Arizona California Idaho Illinois Minnesota Nebraska Virginia Kona Texas Restaurant |
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| March 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 kona201603018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 1, 2016 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Comm |
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| March 1, 2016 |
ex99-1.htm Exhibit 99.1 Kona Grill Reports Fourth Quarter 2015 Results - Same-Store Sales Growth of 3.2% - - Initiates 2016 Annual Guidance with Sales and Adjusted EBITDA Growth of 25% - SCOTTSDALE, AZ ? March 1, 2016 ? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the fourth quarter ended December 31, 2015. The Company also provided a full year 2 |
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| February 16, 2016 |
KONA / Kona Grill, Inc. / Hauser Richard J - SCHEDULE 13G/A Passive Investment hauser20160216sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Kona Grill, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 50047H 201 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 11, 2016 |
KONA / Kona Grill, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 11, 2016 |
KONA / Kona Grill, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 10, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits kona201602098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2016 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation |
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| February 10, 2016 |
Kona Grill Signs Development Agreement for Mexico ex99-1.htm Exhibit 99.1 Kona Grill Signs Development Agreement for Mexico SCOTTSDALE, AZ ? February 5, 2016? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced the signing of a franchise development agreement with Entretenimiento Roma S.A. de C.V. The agreement provides for the development of six Kona Grill restaurants in the cities of Mexico City and Monterrey, NL o |
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| February 10, 2016 |
SC 13G/A 1 d133626dsc13ga.htm SC 13G/A AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 10, 2016 |
KONA / Kona Grill, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| January 12, 2016 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Announces Preliminary Fourth Quarter 2015 Restaurant Sales - Same-Store Sales Increase 3.2% - SCOTTSDALE, AZ – January 11, 2016─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced preliminary restaurant sales for the quarter ended December 31, 2015. Restaurant sales increased 20.6% to $38.1 million, compared t |
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| January 12, 2016 |
EX-99.2 3 ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 |
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| January 12, 2016 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201601118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2016 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation |
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| December 9, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits kona201512078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2015 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation |
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| December 9, 2015 |
ex99-1.htm Exhibit 99.1 |
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| November 9, 2015 |
Kona Grill Announces $10 Million Share Repurchase Plan ex99-1.htm Exhibit 99.1 Kona Grill Announces $10 Million Share Repurchase Plan SCOTTSDALE, AZ, November 5, 2015 ? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, announced that its Board of Directors has authorized the repurchase of up to $10 million of the Company's outstanding common stock. The current authorization replaces the Company?s 2012 $5 million repurchase plan under w |
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| November 9, 2015 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201511068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 5, 2015 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) |
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| November 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. |
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| November 2, 2015 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports Third Quarter 2015 Results - Announces10th Consecutive Quarter of Positive Same-Store Sales - - Provides Development Guidance for 2016 - SCOTTSDALE, AZ – November 2, 2015 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the third quarter ended September 30, 2015. The Company also pro |
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| November 2, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition kona201510308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 2, 2015 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File |
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| August 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. (Exac |
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| August 4, 2015 |
kona20150803s8.htm As filed with the Securities and Exchange Commission on August , 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 7150 East Camelback Road, Suite 333 Scottsdale, Arizona 85251 20-021669 |
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| August 4, 2015 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KONA GRILL, INC. As Amended on April 30, 2015 Kona Grill, Inc., a corporation organized and existing under the laws of the State of Delaware (the "CORPORATION"), hereby certifies as follows: 1. The name of the corporation is Kona Grill, Inc. The original Certificate of Incorporation of the Corporation was filed with the Secretary of |
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| August 4, 2015 |
KONA GRILL, inc. 2012 STOCK AWARD PLAN As amended through April 30, 2015 EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 KONA GRILL, inc. 2012 STOCK AWARD PLAN As amended through April 30, 2015 1. Purpose. The purpose of this 2012 Stock Award Plan (the "Plan") is to assist Kona Grill, Inc., a Delaware corporation (the "Company"), and its Related Entities in attracting, motivating, retaining, and rewarding high-quality Employees, officers, Directors, and Consultants by e |
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| August 3, 2015 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201507318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 3, 2015 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) ( |
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| August 3, 2015 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports Second Quarter 2015 Results - Announces Ninth Consecutive Quarter of Positive Same-Store Sales - - Total Restaurant Sales Increase 21% - SCOTTSDALE, AZ – August 3, 2015 ─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the second quarter ended June 30, 2015. The Company also provided |
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| June 10, 2015 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201506098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2015 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation) ( |
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| June 10, 2015 |
ex99-1.htm Exhibit 99.1 |
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| May 6, 2015 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201505068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2015 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation) (Co |
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| May 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. (Exa |
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| May 6, 2015 |
Exhibit 99.1 |
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| May 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 kona201505058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 5, 2015 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commis |
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| May 5, 2015 |
ex99-1.htm Exhibit 99.1 Kona Grill Reports First Quarter 2015 Results - Announces Eighth Consecutive Quarter of Positive Same-Store Sales - - Total Restaurant Sales Increase 19% - SCOTTSDALE, AZ, May 5, 2015?Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the first quarter ended March 31, 2015. The Company also provided its restaurant sales and earn |
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| May 4, 2015 |
Kona Grill FORM 8-K (Current Report/Significant Event) kona201505048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 30, 2015 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Nu |
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| March 16, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 13, 2015 |
kona20150227pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 12, 2015 |
Kona Grill, Inc. List of Subsidiaries Exhibit 21 Kona Grill, Inc. List of Subsidiaries Name of Company State of Incorporation State(s) of Qualification Kona Restaurant Holdings, Inc. (1) Delaware Kona Macadamia, Inc. (2) Delaware Colorado Connecticut Florida Georgia Indiana Louisiana Ohio Michigan Missouri Nevada New Jersey Kona Sushi, Inc. (2) Arizona Idaho Illinois Minnesota Nebraska Virginia Kona Texas Restaurants, Inc. (2) Texas K |
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| March 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 kona2014123110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| March 4, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits kona201503038k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2015 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation) ( |
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| March 4, 2015 |
Exhibit 99.1 |
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| March 2, 2015 |
KONA / Kona Grill, Inc. PRE 14A - - FORM PRE 14A kona20150227pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| February 24, 2015 |
ex99-1.htm Exhibit 99.1 Kona Grill Reports Fourth Quarter and Full Year 2014 Results - Fourth Quarter Restaurant Operating Profit Growth of 33.5% - - Growth Planned for California and International Markets - SCOTTSDALE, AZ, February 24, 2015—Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for its fourth quarter and full year ended December 31, 2014. The |
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| February 24, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition kona201502248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 24, 2015 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation |
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| February 12, 2015 |
KONA / Kona Grill, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 12, 2015 |
KONA / Kona Grill, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 11, 2015 |
kona201502108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2015 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation |
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| February 11, 2015 |
KONA GRILL, INC. EMPLOYMENT AGREEMENT ex10-1.htm Exhibit 10.1 KONA GRILL, INC. EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of February 5, 2015 (the “Effective Date”), is made by and between Kona Grill, Inc., a Delaware corporation (the “Company”), and Berke Bakay, a resident of the State of Arizona (the “Executive”). Recitals WHEREAS, the Company desires to continue to employ Executive as Chief Executive |
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| February 6, 2015 |
KONA / Kona Grill, Inc. / Hauser Richard J - SCHEDULE 13G/A Passive Investment hauser20150205sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Kona Grill, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 50047H 201 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 4, 2015 |
KONA / Kona Grill, Inc. / RBC Global Asset Management (U.S.) - SCHEDULE 13G Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Kona Grill Inc (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| January 12, 2015 |
ex99-1.htm Exhibit 99.1 Kona Grill Announces Preliminary Fourth Quarter 2014 Restaurant Sales - Same-Store Sales Increase 3.1% - SCOTTSDALE, AZ – January 12, 2015─ Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today announced preliminary restaurant sales for the fourth quarter of 2014, which ended December 31, 2014. Restaurant sales increased approximately 29.0% to $31.5 millio |
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| January 12, 2015 |
Exhibit 99.2 |
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| January 12, 2015 |
kona201501118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2015 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of (Commission F |
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| November 20, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 kona201411198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2014 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction |
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| November 20, 2014 |
Exhibit 99.1 |
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| November 12, 2014 |
kona201411108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2014 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation |
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| November 12, 2014 |
Kona Grill Announces Expanded Credit Facility Increases credit facility from $20M to $35M Exhibit 99.1 Kona Grill Announces Expanded Credit Facility Increases credit facility from $20M to $35M SCOTTSDALE, AZ, November 10, 2014 – Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, announced that it has entered into a five-year $35 million amended credit facility with KeyBank National Association. The amended credit facility replaces an existing $20 million credit line. “We |
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| November 12, 2014 |
ex10-1.htm Exhibit 10.1 CUSIP NUMBER: 50048RAA7 AMENDED AND RESTATED CREDIT AGREEMENT dated as of November 7, 2014 among KONA GRILL, INC., as Borrower, THE LENDING INSTITUTIONS NAMED HEREIN, as Lenders, and keybank national association, as an LC Issuer, Swing Line Lender, as the Administrative Agent, as the Sole Lead Arranger and the Sole Bookrunner $35,000,000 Senior Secured Revolving Credit Faci |
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| October 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. |
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| October 28, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition kona201410288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 28, 2014 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File |
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| October 28, 2014 |
EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kona Grill Reports Third Quarter 2014 Results - Same-Store Sales Increase 2.7% - - Strong New Restaurant Average Weekly Sales of $92,800 - - Six Additional Leases Signed for New Restaurant Development - SCOTTSDALE, AZ, October 28, 2014—Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the third quarter ende |
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| August 27, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 kona201408268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2014 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of |
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| August 27, 2014 |
Exhibit 99.1 |
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| August 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition kona201408018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 4, 2014 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation) ( |
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| August 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. (Exac |
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| August 4, 2014 |
ex99-1.htm Exhibit 99.1 Kona Grill Reports Second Quarter 2014 Results - Same-Store Sales Increase 3.2% - - Forecasts 20% Long-Term Unit Growth - SCOTTSDALE, AZ, August 4, 2014—Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the second quarter ended June 30, 2014. Second Quarter 2014 Highlights vs. Year-Ago Quarter ● Restaurant sales increased 15.9% |
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| July 2, 2014 |
KONA / Kona Grill, Inc. / JUNDT JAMES R - SCHEDULE 13D/A Activist Investment SC 13D/A 1 jund20140630sc13da.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kona Grill, Inc. (Name of issuer) Common Stock, par value $0.01 (Title of class of securities) 50047H201 (CUSIP number) James R. Jundt 33717 North Scottsdale Road, Suite 120 Scottsdale, AZ 85266 - with c |
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| July 1, 2014 |
KONA / Kona Grill, Inc. / BBS CAPITAL FUND LP - SCHEDULE 13D/A Activist Investment bbscap20140630sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Kona Grill, Inc. (Name of issuer) Common Stock, par value $0.01 (Title of class of securities) 50047H201 (CUSIP number) Berke Bakay BBS Capital Management, LP 5524 E. Estrid Avenue Scottsdale, AZ 85254 - with copies to - Dougla |
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| June 24, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K kona201406238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2014 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation) ( |
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| June 24, 2014 |
Exhibit 99.1 |
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| June 23, 2014 |
424B3 1 d731010d424b3.htm PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-196039 SUBJECT TO COMPLETION, DATED JUNE 13, 2014 2,300,000 Shares KONA GRILL Kitchen Sushi cocktails Common Stock The information in this prospectus is not complete and may be changed. The Company and the selling stockholders may not sell these securities until the registration statement f |
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| June 19, 2014 |
Correspondence KONA GRILL, INC. 7150 East Camelback Road, Suite 220 Scottsdale, Arizona 85251 June 19, 2014 TRANSMITTED VIA EDGAR Loan Lauren P. Nguyen Special Counsel United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Kona Grill, Inc. (the “Company”) Registration Statement on Form S-3 Filed May 16, 2014 File Number 333-196039 Dear Ms. Nguyen: The undersigne |
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| June 19, 2014 |
CORRESP 1 filename1.htm KeyBanc Capital Markets Inc. 127 Public Square, 6th Floor Cleveland, Ohio 44114 June 19, 2014 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Kona Grill, Inc. Registration Statement on Form S-3 Registration File No. 333-196039 Dear Sir/Madam: Pursuant to Rule 460 of the General Rules and Regulations under the |
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| June 18, 2014 |
CORRESP KONA GRILL, INC. 7150 East Camelback Road, Suite 220 Scottsdale, Arizona 85251 June 18, 2014 TRANSMITTED VIA EDGAR Loan Lauren P. Nguyen Special Counsel United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Kona Grill, Inc. (the “Company”) Registration Statement on Form S-3 Filed May 16, 2014 File Number 333-196039 Dear Ms. Nguyen: The undersigned respe |
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| June 18, 2014 |
CORRESP KeyBanc Capital Markets Inc. 127 Public Square, 6th Floor Cleveland, Ohio 44114 June 18, 2014 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Kona Grill, Inc. Registration Statement on Form S-3 Registration File No. 333-196039 Dear Sir/Madam: Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act o |
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| June 13, 2014 |
Amendment No. 2 to Form S-3 Table of Contents As filed with the Securities and Exchange Commission June 13, 2014 Registration No. 333-196039 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Kona Grill, Inc. (Exact name of registrant as specified in its charter) Delaware 20-0216690 (State or j |
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| June 13, 2014 |
KONA GRILL, INC. 2,300,000 Shares Common Stock, par value $0.01 per share UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 KONA GRILL, INC. 2,300,000 Shares Common Stock, par value $0.01 per share UNDERWRITING AGREEMENT , 2014 KeyBanc Capital Markets Inc. As Representative of the several Underwriters c/o KeyBanc Capital Markets Inc. 127 Public Square Cleveland, Ohio 44114 Ladies and Gentlemen: Kona Grill, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwr |
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| June 11, 2014 |
CORRESP June 11, 2014 Alan Gilbert Direct Phone: 612-672-8381 Direct Fax: 612-642-8381 Alan. |
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| June 11, 2014 |
Amendment No. 1 to Form S-3 Table of Contents As filed with the Securities and Exchange Commission June 11, 2014 Registration No. 333-196039 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Kona Grill, Inc. (Exact name of registrant as specified in its charter) Delaware 20-0216690 (State or j |
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| June 11, 2014 |
KONA GRILL, INC. 2,300,000 Shares Common Stock, par value $0.01 per share UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 KONA GRILL, INC. 2,300,000 Shares Common Stock, par value $0.01 per share UNDERWRITING AGREEMENT , 2014 KeyBanc Capital Markets Inc. As Representative of the several Underwriters c/o KeyBanc Capital Markets Inc. 127 Public Square Cleveland, Ohio 44114 Ladies and Gentlemen: Kona Grill, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwr |
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| May 20, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K kona201405198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 14, 2014 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Numb |
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| May 16, 2014 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission May 16, 2014 Registration No. |
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| May 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc. (Exa |
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| April 30, 2014 |
ex99-1.htm Exhibit 99.1 Kona Grill Reports First Quarter 2014 Results - Increases 2014 New Unit Guidance to Five Openings - - New Leases Announced for Columbus, Ohio; Fairfax, Virginia and Plano, Texas - SCOTTSDALE, AZ, April 30, 2014—Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for the first quarter ended March 31, 2014. First Quarter 2014 Highlight |
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| April 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition kona201404308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 30, 2014 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction (Commission File Nu |
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| April 29, 2014 |
htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 10, 2014 |
Kona Grill Announces Preliminary First Quarter 2014 Sales Same-Store Sales Increase 6.2% Exhibit 99.1 Kona Grill Announces Preliminary First Quarter 2014 Sales Same-Store Sales Increase 6.2% SCOTTSDALE, AZ, April 10, 2014 ? Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, today reported preliminary, unaudited restaurant sales for the first quarter of fiscal 2014, which ended on March 31, 2014. Total restaurant sales increased approximately 17.5% to $27.6 million from |
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| April 10, 2014 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 10, 2014 Date of Report (Date of earliest event reported) KONA GRILL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34082 20-0216690 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 9, 2014 |
kona201404088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2014 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporation) ( |
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| March 31, 2014 |
Kona Grill, Inc. List of Subsidiaries Exhibit 21 Kona Grill, Inc. List of Subsidiaries Name of Company State of Incorporation State(s) of Qualification Kona Restaurant Holdings, Inc. (1) Delaware Kona Macadamia, Inc. (2) Delaware Colorado Connecticut Florida Indiana Louisiana Ohio Michigan Missouri Nevada New Jersey Kona Sushi, Inc. (2) Arizona Idaho Illinois Minnesota Nebraska Virginia Kona Texas Restaurants, Inc. (2) Texas Kona Balt |
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| March 31, 2014 |
DEF 14A 1 kona20140321def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission O |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34082 Kona Grill, Inc |
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| February 26, 2014 |
Exhibit 99.1 |
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| February 26, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K kona201312318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2014 KONA GRILL, INC. (Exact name of registrant as specified in its charter) Delaware 001-34082 20-0216690 (State or other Jurisdiction of Incorporatio |
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| February 14, 2014 |
KONA / Kona Grill, Inc. / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 14, 2014 |
KONA / Kona Grill, Inc. / Hauser Richard J - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Kona Grill, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 50047H 201 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 14, 2014 |
KONA / Kona Grill, Inc. / Wellington Trust Co NA - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kona Grill, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 50047H201 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 14, 2014 |
KONA / Kona Grill, Inc. / BBS CAPITAL FUND LP - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Kona Grill, Inc. (Name of issuer) Common Stock, par value $0.01 (Title of class of securities) 50047H201 (CUSIP number) Berke Bakay c/o BBS Capital Management, LP 5524 E. Estrid Avenue Scottsdale, AZ 85254 Tel. No.: (972) 207-3254 - with copies to - Do |
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| February 13, 2014 |
ex99-1.htm Exhibit 99.1 Kona Grill Reports Fourth Quarter and Full Year 2013 Results - Same-Store Sales Accelerate to 3.5% - - Company to Open at Least Four New Restaurants in 2014 - SCOTTSDALE, AZ, February 13, 2014—Kona Grill, Inc. (NASDAQ: KONA), an American grill and sushi bar, reported financial results for its fourth quarter and full year ended December 31, 2013. Fourth Quarter 2013 Highligh |
