JOY SEC-arkiveringar - Joy Global, Inc.- Årsredovisning, Fullmaktsutlåtande, prospekt

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Joy Global, Inc.

SEC Filings (Chronological Order)

Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.

April 17, 2017	15-12G	Joy Global 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Numbers: 001-09299, 333-177189 and 333-139611 JOY GLOBAL INC. And the subsidiary gu
April 6, 2017	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 17, 2017, pursuant to the provisions of Rule 12d2-2 (a).
April 5, 2017	EX-24.1	POWER OF ATTORNEY EX-24.1 2 v463488ex24-1.htm EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY KNOWN ALL MEN BY THESE PRESENTS, that the undersigned officer and/or director of Joy Global Inc., a Delaware corporation (the “Company”), hereby constitutes and appoints Edmund Bathelt, with full power of substitution and resubstitution, his true and lawful attorney-in-fact and agent to execute and file, or caused to be filed,
April 5, 2017	S-8 POS	Joy Global S-8 POS S-8 POS 1 v463488s8pos.htm S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-210018 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-183103 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-173214 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTR
April 5, 2017	S-8 POS	Joy Global S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-210018 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-183103 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-173214 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-149558 POST
April 5, 2017	EX-24.1	POWER OF ATTORNEY EX-24.1 2 v463487ex24-1.htm EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY KNOWN ALL MEN BY THESE PRESENTS, that the undersigned officer and/or director of Joy Global Inc., a Delaware corporation (the “Company”), hereby constitutes and appoints Edmund Bathelt, with full power of substitution and resubstitution, his true and lawful attorney-in-fact and agent to execute and file, or caused to be filed,
April 5, 2017	EX-24.1	POWER OF ATTORNEY Exhibit 24.1 POWER OF ATTORNEY KNOWN ALL MEN BY THESE PRESENTS, that the undersigned officer and/or director of Joy Global Inc., a Delaware corporation (the ?Company?), hereby constitutes and appoints Edmund Bathelt, with full power of substitution and resubstitution, his true and lawful attorney-in-fact and agent to execute and file, or caused to be filed, with the Securities and Exchange Commiss
April 5, 2017	S-8 POS	Joy Global S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-210018 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-183103 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-173214 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-149558 POST
April 5, 2017	S-8 POS	Joy Global S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-210018 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-183103 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-173214 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-149558 POST
April 5, 2017	EX-24.1	POWER OF ATTORNEY EX-24.1 2 v463485ex24-1.htm EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY KNOWN ALL MEN BY THESE PRESENTS, that the undersigned officer and/or director of Joy Global Inc., a Delaware corporation (the “Company”), hereby constitutes and appoints Edmund Bathelt, with full power of substitution and resubstitution, his true and lawful attorney-in-fact and agent to execute and file, or caused to be filed,
April 5, 2017	EX-24.1	POWER OF ATTORNEY Exhibit 24.1 POWER OF ATTORNEY KNOWN ALL MEN BY THESE PRESENTS, that the undersigned officer and/or director of Joy Global Inc., a Delaware corporation (the ?Company?), hereby constitutes and appoints Edmund Bathelt, with full power of substitution and resubstitution, his true and lawful attorney-in-fact and agent to execute and file, or caused to be filed, with the Securities and Exchange Commiss
April 5, 2017	S-8 POS	Joy Global S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-210018 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-183103 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-173214 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-149558 POST
April 5, 2017	EX-24.1	POWER OF ATTORNEY Exhibit 24.1 POWER OF ATTORNEY KNOWN ALL MEN BY THESE PRESENTS, that the undersigned officer and/or director of Joy Global Inc., a Delaware corporation (the ?Company?), hereby constitutes and appoints Edmund Bathelt, with full power of substitution and resubstitution, his true and lawful attorney-in-fact and agent to execute and file, or caused to be filed, with the Securities and Exchange Commiss
April 5, 2017	S-8 POS	Joy Global S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-210018 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-183103 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-173214 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-149558 POST
April 5, 2017	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 5, 2017 JOY GLOBAL INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-09299 (Commission File Number) 39-1566
April 5, 2017	EX-3.2	STATE OF DELAWARE CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION JOY GLOBAL INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) EX-3.2 3 v463567ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF JOY GLOBAL INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) Joy Global Inc., organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”) does hereby certi
April 5, 2017	EX-4.1	Sixth SUPPLEMENTAL INDENTURE Dated as of April 5, 2017 by and among JOY GLOBAL INC., as Issuer, Komatsu Ltd., as Parent, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee Indenture Dated as of November 10, 2006 Exhibit 4.1 Sixth SUPPLEMENTAL INDENTURE Dated as of April 5, 2017 by and among JOY GLOBAL INC., as Issuer, and Komatsu Ltd., as Parent, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee to Indenture Dated as of November 10, 2006 THIS SIXTH SUPPLEMENTAL INDENTURE (this ?Sixth Supplemental Indenture?) is made as of April 5, 2017, by and among JOY GLOBAL INC., a Delaware corporation,(along with
April 5, 2017	EX-3.1	AMENDED AND RESTATED Certificate of Incorporation JOY GLOBAL INC. ARTICLE I Exhibit 3.1 AMENDED AND RESTATED Certificate of Incorporation of JOY GLOBAL INC. ARTICLE I The name of the corporation is Joy Global Inc. (the ?Corporation?). ARTICLE II The address of the Corporation?s registered office in the State of Delaware is c/o The Corporation Trust Corporation, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. The name of the Corporation?s registered agen
April 5, 2017	EX-3.3	AMENDED AND RESTATED BYLAWS JOY GLOBAL INC. (hereinafter, the “Corporation”) ARTICLE I EX-3.3 4 v463567ex3-3.htm EXHIBIT 3.3 Exhibit 3.3 AMENDED AND RESTATED BYLAWS of JOY GLOBAL INC. (hereinafter, the “Corporation”) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation in the State of Delaware, as set forth in the Certificate of Incorporation, shall be established and maintained at Corporation Trust Corporation, 1209 Orange Street, Wilmington, New
March 3, 2017	10-Q	Joy Global 10-Q (Quarterly Report) 10-Q 1 joy-01272017x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 27, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIO
March 3, 2017	EX-10.2	RESTRICTED STOCK UNIT AWARD AGREEMENT EX-10.2 3 joy-01272017xex102x10q.htm EXHIBIT 10.2 EXHIBIT 10.2 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 5, 2016, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the E
March 3, 2017	EX-10.3	AMEMDMENT NO. 2 TO EMPLOYMENT AGREEMENT EX-10.3 4 joy-01272017xex103x10q.htm EXHIBIT 10.3 EXHIBIT 10.3 AMEMDMENT NO. 2 TO EMPLOYMENT AGREEMENT This Amendment No. 2 (the “Amendment”), effective December 20, 2016 (the “Effective Date”), amends the employment agreement (the “Employment Agreement”), dated as of [●], and amended as of December 1, 2015, between Joy Global Inc., a Delaware corporation (the “Company”), and [●] (the “Executive”)
March 3, 2017	EX-10.4	AMEMDMENT TO EMPLOYMENT AGREEMENT EXHIBIT 10.4 AMEMDMENT TO EMPLOYMENT AGREEMENT This Amendment (the “Amendment”), effective December 20, 2016 (the “Effective Date”), amends the employment agreement (the “Employment Agreement”), dated as of December 1, 2015, between Joy Global Inc., a Delaware Corporation (the “Company”), and [●] (the “Executive”). Capitalized terms used and not otherwise defined herein shall have the meanings giv
March 3, 2017	EX-10.5	REPAYMENT AGREEMENT EXHIBIT 10.5 REPAYMENT AGREEMENT This Repayment Agreement (this “Agreement”) is made and entered into as of December 15, 2016, by and between Joy Global Inc. (the “Company”) and [●] (the “Executive”). WHEREAS, the Company has entered into an Agreement and Plan of Merger (the “Merger Agreement”), by and among the Company, Komatsu America Corp., a Georgia corporation (“Parent”), Pine Solutions Inc.,
March 3, 2017	EX-10.1	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.1 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 5, 2016, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: Subject to the provision
March 2, 2017	EX-99.1	JOY GLOBAL ANNOUNCES FIRST QUARTER FISCAL 2017 OPERATING RESULTS Exhibit Exhibit 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES FIRST QUARTER FISCAL 2017 OPERATING RESULTS Milwaukee, WI - March 2, 2017 - Joy Global Inc. (NYSE: JOY) , a worldwide leader in high-productivity mining solutions, today reported first quarter fiscal 2017 results. First Quarter Summary ? Bookings $6
March 2, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 joy-03022017x8kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 2, 2017 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction
February 23, 2017	10-K/A	Joy Global AMENDMENT TO ANNUAL REPORT (Annual Report) 10-K/A 1 joyglobal3090911-10ka.htm AMENDMENT TO ANNUAL REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 28, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
February 13, 2017	SC 13G/A	JOY / Joy Global, Inc. / Kiltearn Partners LLP - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Joy Global Inc. (Name of Issuer) Common Stock, Par Value $1.00 per Share (Title of Class of Securities) 481165108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
February 10, 2017	SC 13G/A	JOY / Joy Global, Inc. / VANGUARD GROUP INC Passive Investment joyglobalinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Joy Global Inc Title of Class of Securities: Common Stock CUSIP Number: 481165108 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to desig
February 8, 2017	SC 13G/A	JOY / Joy Global, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Joy Global Inc (Name of Issuer) Common Stock (Title of Class of Securities) 481165108 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
January 24, 2017	EX-4.1	FIFTH SUPPLEMENTAL INDENTURE Dated as of January 24, 2017 by and among JOY GLOBAL INC., as Issuer, SUBSIDIARY GUARANTORS named herein WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee Indenture Dated as of November 10, 2006 EX-4.1 2 joy-1242017x8kxex41.htm EXHIBIT 4.1 FIFTH SUPPLEMENTAL INDENTURE Dated as of January 24, 2017 by and among JOY GLOBAL INC., as Issuer, and SUBSIDIARY GUARANTORS named herein and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee to Indenture Dated as of November 10, 2006 THIS FIFTH SUPPLEMENTAL INDENTURE (this “Fifth Supplemental Indenture”) is made as of January 24, 2017, by and among JO
January 24, 2017	8-K	Financial Statements and Exhibits, Other Events 8-K 1 joy-1242017x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 24, 2017 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction of Incorp
December 16, 2016	10-K	Joy Global 10-K (Annual Report) 10-K 1 joy-10282016x10xk.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 28, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commissi
December 16, 2016	EX-21.1	Joy Global Inc. EXHIBIT 21.1 Jurisdiction Joy Global Inc. Delaware China Mining Machinery Group SRL Barbados Wuxi Shendga Machinery Co. Ltd. China HIHC, Inc. Delaware Industries Insurance Inc. Vermont Joy Global Asia Limited Hong Kong International Mining Machinery Holdings Ltd. Cayman Islands Joy Global (Qingdao) Electric Co., Ltd. China TJCC IMM Jixi Holdings Ltd. Cayman Islands International Mining Machinery J
December 14, 2016	EX-99.1	JOY GLOBAL ANNOUNCES FOURTH QUARTER AND FISCAL 2016 OPERATING RESULTS Exhibit EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES FOURTH QUARTER AND FISCAL 2016 OPERATING RESULTS Milwaukee, WI - December 14, 2016 - Joy Global Inc. (NYSE: JOY) , a worldwide leader in high-productivity mining solutions, today reported fourth quarter and fiscal 2016 results. Fourth Quarter and Fu
December 14, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 14, 2016 Joy Global Inc.
October 19, 2016	8-K	Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 19, 2016 Joy Global Inc.
October 13, 2016	8-K	Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 12, 2016 Joy Global Inc.
October 3, 2016	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2016 JOY GLOBAL INC. (Exact name of registrant as specified in its charter) Delaware 001-09299 39-1566457 (State or other jurisdiction (Commission (I.R.S. Employer of incor
October 3, 2016	DEFA14A	Joy Global 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2016 JOY GLOBAL INC. (Exact name of registrant as specified in its charter) Delaware 001-09299 39-1566457 (State or other jurisdiction (Commission (I.R.S. Employer of incor
September 29, 2016	DEFA14A	Joy Global DEFA14A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 2, 2016	DEFM14A	Joy Global DEFM14A DEFM14A 1 a2229566zdefm14a.htm DEFM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate b
September 2, 2016	10-Q	Joy Global 10-Q (Quarterly Report) 10-Q 1 joy-07292016x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 29, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD f
September 1, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 1, 2016 Joy Global Inc.
September 1, 2016	EX-99.1	EX-99.1 Exhibit Exhibit 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES THIRD QUARTER FISCAL 2016 OPERATING RESULTS Milwaukee, WI - September 1, 2016 - Joy Global Inc. (NYSE: JOY) , a worldwide leader in high-productivity mining solutions, today reported third quarter fiscal 2016 results. Third Quarter Summary ? Booking
August 13, 2016	PREM14A	Joy Global PREM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
July 21, 2016	DEFA14A	Joy Global 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement
July 21, 2016	EX-99.2	Agreement To Be Acquired By Komatsu in All-Cash Transaction with an Enterprise Value of $3.7 Billion 21 July 2016 Exhibit 99.2 Agreement To Be Acquired By Komatsu in All-Cash Transaction with an Enterprise Value of $3.7 Billion 21 July 2016 Important additional information will be filed with the SEC Additional Information and Where to Find It Joy Global Inc. (?Joy Global?) intends to file with the SEC a proxy statement in connection with the contemplated transactions. The definitive proxy statement will be se
July 21, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 body.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 21, 2016 Joy Global Inc. (Exact name of registrant as specified in its charter) Delaware 001-09299 39-1566457 (State or other jurisdiction of incorporation) (Commi
July 21, 2016	EX-99.1	JOY GLOBAL ANNOUNCES AGREEMENT TO BE ACQUIRED BY KOMATSU IN $3.7 BILLION ALL-CASH TRANSACTION Exhibit 99.1 Press Release JOY GLOBAL ANNOUNCES AGREEMENT TO BE ACQUIRED BY KOMATSU IN $3.7 BILLION ALL-CASH TRANSACTION Delivers Substantial All-Cash Premium to Joy Global Stockholders Komatsu Committed to Long-Term Growth of Joy Global, Which Will Operate as a Separate Subsidiary of Komatsu MILWAUKEE, WI ? July 21, 2016 ? Joy Global Inc. (NYSE: JOY) ("Joy Global"), a worldwide leader in high-pro
July 21, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among JOY GLOBAL INC., KOMATSU AMERICA CORP., PINE SOLUTIONS INC. (solely for the purposes set forth on its signature page hereto) KOMATSU LTD. Dated as of July 21, 2016 TABLE OF CONTENTS ARTICLE I THE MERGER SECTI Exhibit 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among JOY GLOBAL INC., KOMATSU AMERICA CORP., PINE SOLUTIONS INC. and (solely for the purposes set forth on its signature page hereto) KOMATSU LTD. Dated as of July 21, 2016 TABLE OF CONTENTS ARTICLE I THE MERGER SECTION 1.01 The Merger 2 SECTION 1.02 The Effective Time 2 SECTION 1.03 The Closing 2 SECTION 1.04 Effects of the Merger 2 SEC
July 21, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among JOY GLOBAL INC., KOMATSU AMERICA CORP., PINE SOLUTIONS INC. (solely for the purposes set forth on its signature page hereto) KOMATSU LTD. Dated as of July 21, 2016 TABLE OF CONTENTS ARTICLE I THE MERGER SECTI Exhibit 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among JOY GLOBAL INC., KOMATSU AMERICA CORP., PINE SOLUTIONS INC. and (solely for the purposes set forth on its signature page hereto) KOMATSU LTD. Dated as of July 21, 2016 TABLE OF CONTENTS ARTICLE I THE MERGER SECTION 1.01 The Merger 2 SECTION 1.02 The Effective Time 2 SECTION 1.03 The Closing 2 SECTION 1.04 Effects of the Merger 2 SEC
July 21, 2016	EX-99.2	Agreement To Be Acquired By Komatsu in All-Cash Transaction with an Enterprise Value of $3.7 Billion 21 July 2016 EX-99.2 4 presentation.htm Exhibit 99.2 Agreement To Be Acquired By Komatsu in All-Cash Transaction with an Enterprise Value of $3.7 Billion 21 July 2016 Important additional information will be filed with the SEC Additional Information and Where to Find It Joy Global Inc. (“Joy Global”) intends to file with the SEC a proxy statement in connection with the contemplated transactions. The definitive
July 21, 2016	EX-99.1	JOY GLOBAL ANNOUNCES AGREEMENT TO BE ACQUIRED BY KOMATSU IN $3.7 BILLION ALL-CASH TRANSACTION Exhibit 99.1 Press Release JOY GLOBAL ANNOUNCES AGREEMENT TO BE ACQUIRED BY KOMATSU IN $3.7 BILLION ALL-CASH TRANSACTION Delivers Substantial All-Cash Premium to Joy Global Stockholders Komatsu Committed to Long-Term Growth of Joy Global, Which Will Operate as a Separate Subsidiary of Komatsu MILWAUKEE, WI ? July 21, 2016 ? Joy Global Inc. (NYSE: JOY) ("Joy Global"), a worldwide leader in high-pro
July 21, 2016	DEFA14A	Joy Global 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 21, 2016 Joy Global Inc. (Exact name of registrant as specified in its charter) Delaware 001-09299 39-1566457 (State or other jurisdiction of incorporation) (Commission File Numb
June 29, 2016	8-K	Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2016 Joy Global Inc.
June 3, 2016	10-Q	Joy Global 10-Q (Quarterly Report) 10-Q 1 joy-04292016x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED April 29, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD
June 3, 2016	EX-10.1	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.1 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of March 8, 2016, between Joy Global Inc. (the “Company”) and (the “Grantee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Grantee agree as follows: Subject to the provisions of this Agreement and the pr
June 2, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2016 Joy Global Inc.
June 2, 2016	EX-99.1	JOY GLOBAL ANNOUNCES SECOND QUARTER FISCAL 2016 OPERATING RESULTS Exhibit Exhibit 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES SECOND QUARTER FISCAL 2016 OPERATING RESULTS Milwaukee, WI - June 2, 2016 - Joy Global Inc. (NYSE: JOY) , a worldwide leader in high-productivity mining solutions, today reported second quarter fiscal 2016 results. Second Quarter Summary ? Bookings
May 31, 2016	EX-1.01	CONFLICT MINERALS REPORT OF JOY GLOBAL INC. EXHIBIT 1.01 TO FORM SD CONFLICT MINERALS REPORT OF JOY GLOBAL INC. Introduction This Conflict Minerals Report (“Conflict Minerals Report” or “Report”) of Joy Global Inc. and its subsidiaries (“Joy Global” or “Company”) was prepared pursuant to Rule 13p-1 (“Rule”) under the Securities Exchange Act of 1934 ( “SEC Act”) for the period January 1, 2015 to December 31, 2015 (“Reporting Year”). This Rep
May 31, 2016	SD	Joy Global SD Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Commission File number 001-09299 JOY GLOBAL INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 39-1566457 (State of Incorporation) (I.R.S. Employer Identification No.) 100 East Wisconsin Ave, Suite 2780 Milwaukee, Wisconsin 53202 (Address of Principal Executive O
April 8, 2016	CORRESP	Joy Global ESP CORRESP April 8, 2016 Mr. Martin James Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Joy Global Inc. Form 10-K for the Fiscal Year Ended October 30, 2015 Filed December 21, 2015 Form 10-Q for the Quarterly Period Ended January 29, 2016 Filed March 4, 2016 File No. 001-09299 Dear Mr. James; On behalf of Joy Global Inc.
March 17, 2016	CORRESP	Joy Global ESP CORRESP March 17, 2016 Mr. Martin James Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Joy Global Inc. Form 10-K for the Fiscal Year Ended October 30, 2015 Filed December 21, 2015 File No. 001-09299 Dear Mr. James; On behalf of Joy Global Inc. (the ?Company?), we are responding to the comments of the staff of the Divis
March 8, 2016	S-8	Joy Global S-8 S-8 1 s-8for2016omnibusincentive.htm S-8 As filed with the Securities and Exchange Commission on March 8, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 JOY GLOBAL INC. (Exact name of registrant as specified in its charter) Delaware 39-1566457 (States or other jurisdiction of incorp
March 8, 2016	EX-4.1	Joy Global Inc. 2016 Omnibus Incentive Compensation Plan EXHIBIT 4.1 Joy Global Inc. 2016 Omnibus Incentive Compensation Plan Section 1. Purpose The purpose of the Plan is to give the Company a competitive advantage in retaining, attracting, and motivating officers, employees, and/or directors and to provide the Company and its Subsidiaries with a stock plan providing incentives linked to the growth and success of the Company’s businesses and increases
March 8, 2016	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 8, 2016 Joy Global Inc.
March 4, 2016	10-Q	Joy Global 10-Q (Quarterly Report) 10-Q 1 joy-01292016x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 29, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIO
March 4, 2016	EX-10.4	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.4 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 7, 2015, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: Subject to the provision
March 4, 2016	EX-10.7	RESTRICTED STOCK UNIT AWARD AGREEMENT EX-10.7 8 joy-01292016xex107x10q.htm EXHIBIT 10.7 EXHIBIT 10.7 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 7, 2015, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the E
March 4, 2016	EX-10.3	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 7, 2015, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: Subject to the provision
March 4, 2016	EX-10.9	February 24, 2016 EX-10.9 10 joy-01292016xex109x10q.htm EXHIBIT 10.9 EXHIBIT 10.9 February 24, 2016 Joy Global Inc. 100 East Wisconsin Avenue Suite 2780 Milwaukee, WI 53201-0554 Attention: James M. Sullivan Bank of America, N.A. Agency Management 135 S LaSalle St Mail Code: IL4-135-09-61 Chicago, IL 60603 Attention: Angela Larkin Ladies and Gentlemen: Reference is made to the Second Amended and Restated Credit Agre
March 4, 2016	EX-10.6	PERFORMANCE SHARE AGREEMENT EXHIBIT 10.6 PERFORMANCE SHARE AGREEMENT THIS AGREEMENT is entered into as of December 7, 2015, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). WHEREAS, the Company maintains the Joy Global Inc. 2007 Stock Incentive Plan (as amended from time to time, the “Plan”), which is incorporated into and forms a part of this Agreement. Capitalized terms used and not ot
March 4, 2016	EX-10.5	NONQUALIFIED STOCK OPTION AGREEMENT EXHIBIT 10.5 NONQUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of December 7, 2015, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: 1.Grant of Stock Option. (
March 4, 2016	EX-10.8	February 24, 2016 EXHIBIT 10.8 February 24, 2016 Joy Global Inc. 100 East Wisconsin Avenue Suite 2780 Milwaukee, WI 53201-0554 Attention: James M. Sullivan Bank of America, N.A. Agency Management 135 S LaSalle St Mail Code: IL4-135-09-61 Chicago, IL 60603 Attention: Angela Larkin Ladies and Gentlemen: Reference is made to the Amended and Restated Credit Agreement dated as of July 29, 2014 (as amended, modified, sup
March 4, 2016	EX-10.2	PERFORMANCE SHARE AGREEMENT EXHIBIT 10.2 PERFORMANCE SHARE AGREEMENT THIS AGREEMENT is entered into as of December 7, 2015, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). WHEREAS, the Company maintains the Joy Global Inc. 2007 Stock Incentive Plan (as amended from time to time, the “Plan”), which is incorporated into and forms a part of this Agreement. Capitalized terms used and not ot
March 4, 2016	EX-10.1	NONQUALIFIED STOCK OPTION AGREEMENT EXHIBIT 10.1 NONQUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of December 7, 2015, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: 1.Grant of Stock Option. (
March 3, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 joy-03032016x8kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 3, 2016 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction
March 3, 2016	EX-99.1	JOY GLOBAL ANNOUNCES FIRST QUARTER FISCAL 2016 OPERATING RESULTS EX-99.1 2 joy-03032016xex991earnings.htm EXHIBIT 99.1 Exhibit 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES FIRST QUARTER FISCAL 2016 OPERATING RESULTS Milwaukee, WI - March 3, 2016 - Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported first quarter fiscal 2016
February 25, 2016	DEFA14A	Joy Global DEFA14A DEFA14A 1 joy-proxymaterialsxdefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Onl
February 16, 2016	SC 13G	JOY / Joy Global, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Joy Global Inc (Name of Issuer) Common Stock (Title of Class of Securities) 481165108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
February 16, 2016	EX-99	JOINT FILING AGREEMENT EX-99 2 Rule13DJointFilingAgreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd., as the ultimate parent company of each of its undersigned subsidiarie
February 12, 2016	SC 13G	JOY / Joy Global, Inc. / Kiltearn Partners LLP - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Joy Global Inc. (Name of Issuer) Common Stock, Par Value $1 per Share (Title of Class of Securities) 481165108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
February 10, 2016	SC 13G/A	JOY / Joy Global, Inc. / VANGUARD GROUP INC Passive Investment joyglobalinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Joy Global Inc Title of Class of Securities: Common Stock CUSIP Number: 481165108 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to desig
February 9, 2016	SC 13G/A	Joy Global JOY AS OF 12/31/2015 (Passive Acquisition of More Than 5% of Shares) SC 13G/A 1 joy13gadec15.htm JOY AS OF 12/31/2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) JOY GLOBAL INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 481165108 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of Statement) Check the appropriate box to designa
February 3, 2016	DEF 14A	Joy Global DEF 14A DEF 14A 1 joy-2016proxyxdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Only (as
February 2, 2016	SC 13G	JOY / Joy Global, Inc. / BARROW HANLEY MEWHINNEY & STRAUSS LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Joy Global, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 481165108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which this Schedule is
January 12, 2016	EX-3.2	AMENDED AND RESTATED BYLAWS OF JOY GLOBAL INC. ARTICLE I Exhibit EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS OF JOY GLOBAL INC. ARTICLE I OFFICES The initial registered office of the corporation required by the Delaware General Corporation Law shall be 100 West Tenth Street, City of Wilmington, County of New Castle, State of Delaware, and the address of the registered office may be changed from time to time by the Board of Directors. The principal business
January 12, 2016	SC 13G/A	JOY / Joy Global, Inc. / MANNING & NAPIER ADVISORS LLC - JOY GLOBAL, INC. Passive Investment Joy Global, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Joy Global, Inc. (Name of Issuer) Common Stock, Par Value $1.00 per share (Title of Class of Securities) 481165108 (CUSIP Number) Jodi Hedberg, 290 Woodcliff Drive, Fairport, NY 14450, 585-325-6880 (Name, Address and Telephone Number of
January 12, 2016	8-K	Joy Global 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 12, 2016 Joy Global Inc.
December 21, 2015	EX-10.3	EMPLOYMENT AGREEMENT EX-10.3 3 joy-10302015xex103.htm EXHIBIT 10.3 EXHIBIT 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is effective December 1, 2015 (the “Effective Date”) between [name] (the “Executive”) and Joy Global Inc., a Delaware Corporation (the “Company”). The terms and conditions of this Agreement are set forth below: 1. Purpose The Company enters into this Agreement with the Executive
December 21, 2015	EX-10.26	THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT EX-10.26 4 joy-10302015xex1026.htm EXHIBIT 10.26 EXHIBIT 10.26 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 14, 2015 (the “Agreement”) is entered into among Joy Global Inc., a Delaware corporation (the “Borrower”), the Guarantors, the Lenders party hereto and Bank of America, N.A., as Administrative Agen
December 21, 2015	EX-21.1	Joy Global Inc. EXHIBIT 21.1 Jurisdiction Joy Global Inc. Delaware China Mining Machinery Group SRL Barbados Wuxi Shendga Machinery Co. Ltd. China HIHC, Inc. Delaware Joy Global Asia Limited Hong Kong International Mining Machinery Holdings Ltd. Cayman Islands Qingdao Tian Xun Electric Co., Ltd. China TJCC IMM AFC Holdings Ltd. Cayman Islands International Mining Machinery AFC Holdings Limited Hong Kong Joy Globa
December 21, 2015	EX-10.27	THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT EXHIBIT 10.27 THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 14, 2015 (the ?Agreement?) is entered into among Joy Global Inc., a Delaware corporation (the ?Borrower?), the Guarantors, the Lenders party hereto and Bank of America, N.A., as Administrative Agent. All capitalized terms used herei
December 21, 2015	EX-10.2	AMENDMENT TO EMPLOYMENT AGREEMENT EXHIBIT 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT This Agreement (the ?Amendment?), effective December 1, 2015 (the ?Effective Date?), amends the employment agreement (the ?Employment Agreement?), dated as of , between Joy Global Inc., a Delaware corporation (the ?Company?), and (the ?Executive?). WHEREAS, the Company entered into the Employment Agreement to ensure that the Company will have the cont
December 21, 2015	EX-18.1	December 21, 2015 EXHIBIT 18.1 December 21, 2015 The Board of Directors and Stockholders Joy Global Inc. 100 East Wisconsin Avenue, Suite 2780 Milwaukee, Wisconsin 53202 Ladies and Gentlemen: Note 2 of the Notes to Consolidated Financial Statements of Joy Global Inc. (the Company) included in its Form 10-K for the year ended October 30, 2015 describes voluntary changes in the Company?s method of accounting for actu
December 21, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 30, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTIO 10-K 1 joy-10302015x10xk.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commissi
December 18, 2015	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8-K 1 joy-8kx12182015creditagree.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 14, 2015 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdi
December 16, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 16, 2015 Joy Global Inc.
December 16, 2015	EX-99.1	JOY GLOBAL ANNOUNCES FOURTH QUARTER AND FISCAL 2015 OPERATING RESULTS Exhibit EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES FOURTH QUARTER AND FISCAL 2015 OPERATING RESULTS Milwaukee, WI - December 16, 2015 - Joy Global Inc. (NYSE: JOY) , a worldwide leader in high-productivity mining solutions, today reported fourth quarter and fiscal 2015 results. Fourth Quarter and Fu
September 25, 2015	8-K	Joy Global 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 25, 2015 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction of Incorporation) (Commission
September 4, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 31, 2015 ¨ TRANSITION REPORT PU 10-Q 1 joy-07312015x10q.htm JOY-07.31.15-10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSI
September 3, 2015	EX-99.1	JOY GLOBAL ANNOUNCES THIRD QUARTER FISCAL 2015 OPERATING RESULTS EX-99.1 2 joy-09032015xex991earnings.htm EXHIBIT 99.1- JOY - 09.03.2015- EARNINGS RELEASE Exhibit 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES THIRD QUARTER FISCAL 2015 OPERATING RESULTS Milwaukee, WI - September 3, 2015 - Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions,
September 3, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 joy-09032015x8kearningsrel.htm JOY - 09.03.2015 - 8K EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 3, 2015 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 3
August 24, 2015	EX-99.1	JOY GLOBAL INC. ANNOUNCES DEPARTURE OF CHIEF OPERATING OFFICER Exhibit EXHIBIT 99.1 News Release Contact: Joy Global Inc. James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL INC. ANNOUNCES DEPARTURE OF CHIEF OPERATING OFFICER Milwaukee, WI ? August 21, 2015 - Joy Global Inc. (NYSE: JOY) announced today that Randal W. Baker, the Company?s Executive Vice President and Chief Operating Officer, will leave the Company
August 24, 2015	8-K	Joy Global 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 21, 2015 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction of Incorporation) (Commission Fil
June 5, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED May 1, 2015 ¨ TRANSITION REPORT PURS 10-Q 1 joy-05012015x10q.htm JOY-05.01.2015-10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED May 1, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSI
June 5, 2015	EX-10.1	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.1 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of March 10, 2015, between Joy Global Inc. (the ?Company?) and (the ?Grantee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Grantee agree as follows: Subject to the provisions of this Agreement and the p
June 5, 2015	EX-99.1	IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE EXHIBIT 99.1 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE IRONWORKERS LOCAL NO. 25 PENSION FUND, Plaintiff, V. EDWARD L. DOHENY II, STEVEN L. GERARD, MARK J. GLIEBE, JOHN T. GREMP, JOHN NILS HANSON, GALE E. KLAPPA, RICHARD B. LOYND, P. ERIC SIEGERT, JAMES H. TATE, AND BANK OF AMERICA, N.A., Defendants, and JOY GLOBAL, INC., Nominal Defendant. C.A. No. 10341-VCP STIPULATION AND [PROPOSED] ORDE
June 4, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition JOY - 06.04.2015 - 8K Earnings Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 4, 2015 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction of
June 4, 2015	EX-99.1	JOY GLOBAL ANNOUNCES SECOND QUARTER FISCAL 2015 OPERATING RESULTS AND HARD ROCK MINING ACQUISITION JOY - 06.04.2015 - EX 99.1 Earnings Release EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES SECOND QUARTER FISCAL 2015 OPERATING RESULTS AND HARD ROCK MINING ACQUISITION Milwaukee, WI - June 4, 2015 - Joy Global Inc. (NYSE: JOY) , a worldwide leader in high-productivity mining solutions, today reported s
May 29, 2015	SD	Joy Global SD Joy Form SD - 12.31.2014 - Conflict Minerals UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Commission File number 001-09299 JOY GLOBAL INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 39-1566457 (State of Incorporation) (I.R.S. Employer Identification No.) 100 East Wisconsin Ave, Suite 2780 Milwaukee, Wisconsin 532
May 29, 2015	EX-1.01	CONFLICT MINERALS REPORT OF JOY GLOBAL INC. PURSUANT TO RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 JOY - Form SD - 12.31.2014 - Ex. 1.01 EXHIBIT 1.01 TO FORM SD CONFLICT MINERALS REPORT OF JOY GLOBAL INC. PURSUANT TO RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 This Conflict Minerals Report (the ?Conflict Minerals Report? or ?Report?) of Joy Global Inc. (the ?Company?), pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Exchange Act?), covers the period January 1, 20
March 10, 2015	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 joy-03102015x8kannualshare.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2015 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction
March 6, 2015	EX-10.1	NONQUALIFIED STOCK OPTION AGREEMENT EXHIBIT 10.1 NONQUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of December 2, 2014, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: 1. Grant of Stock Option.
March 6, 2015	EX-10.3	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 2, 2014, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: Subject to the provision
March 6, 2015	EX-10.5	SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of January 27, 2015 (the ?Agreement?) is entered into among Joy Global Inc.
March 6, 2015	EX-10.4	SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT dated as of January 27, 2015 (the “Agreement”) is entered into among Joy Global Inc.
March 6, 2015	EX-10.2	PERFORMANCE SHARE AGREEMENT EXHIBIT 10.2 PERFORMANCE SHARE AGREEMENT THIS AGREEMENT is entered into as of December 2, 2014, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). WHEREAS, the Company maintains the Joy Global Inc. 2007 Stock Incentive Plan (as amended from time to time, the ?Plan?), which is incorporated into and forms a part of this Agreement. Capitalized terms used and not ot
March 6, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 30, 2015 ¨ TRANSITION REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number
March 5, 2015	EX-99.1	JOY GLOBAL ANNOUNCES FIRST QUARTER FISCAL 2015 OPERATING RESULTS JOY - 03.05.2015 - EX 99.1 Earnings Release EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES FIRST QUARTER FISCAL 2015 OPERATING RESULTS Milwaukee, WI - March 5, 2015 - Joy Global Inc. (NYSE: JOY) , a worldwide leader in high-productivity mining solutions, today reported first quarter fiscal 2015 results.
March 5, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 joy-03052015x8kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 5, 2015 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction
February 12, 2015	SC 13G	JOY / Joy Global, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - JOY AS OF 12/31/2014 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) JOY GLOBAL INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 481165108 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is fil
February 12, 2015	SC 13G/A	JOY / Joy Global, Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - JOY GLOBAL INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Joy Global Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 481165108 (CUSIP Number) 12/31/2014 (Date of Event Which Requires Filing of this Statement) C
February 10, 2015	SC 13G/A	JOY / Joy Global, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 joyglobal.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Joy Global Inc Title of Class of Securities: Common Stock CUSIP Number: 481165108 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate the rule pursuant to which this
February 9, 2015	SC 13G	JOY / Joy Global, Inc. / BARROW HANLEY MEWHINNEY & STRAUSS LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Joy Global, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 481165108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which this Schedule is
February 2, 2015	DEF 14A	JOY / Joy Global, Inc. DEF 14A - - JOY GLOBAL PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive
January 16, 2015	SC 13G	JOY / Joy Global, Inc. / MANNING & NAPIER ADVISORS LLC - JOY GLOBAL, INC. Passive Investment SC 13G 1 d852740dsc13g.htm JOY GLOBAL, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Joy Global, Inc. (Name of Issuer) Common Stock, Par Value $1.00 per share (Title of Class of Securities) 481165108 (CUSIP Number) Jodi Hedberg, 290 Woodcliff Drive, Fairport, NY 14450, 585-325-6880 (Name, Addres
December 19, 2014	EX-10.27	FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.27 FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT dated as of November 14, 2014 (the “Agreement”) is entered into among Joy Global Inc., a Delaware corporation (the “Borrower”), the Guarantors, the Lenders party hereto and Bank of America, N.A., as Administrative Agent. All capitalized terms used herein and not othe
December 19, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 31, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTIO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number 001-09299 JOY GLOBA
December 19, 2014	EX-10.29	FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.29 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of November 14, 2014 (the ?Agreement?) is entered into among Joy Global Inc., a Delaware corporation (the ?Borrower?), the Guarantors, the Lenders party hereto and Bank of America, N.A., as Administrative Agent. All capitalized terms used herei
December 19, 2014	EX-21.1	Joy Global Inc. EXHIBIT 21.1 Jurisdiction Joy Global Inc. China Mining Machinery Group SRL Barbados Wuxi Shendga Machinery Co. Ltd. China HIHC, Inc. Delaware Joy Global Asia Limited Hong Kong International Mining Machinery Holdings Ltd. Cayman Islands Joy Global Luxembourg S.a.r.l. Luxembourg Joy Global (UK) Holding Co Ltd United Kingdom Joy Global Industries Limited United Kingdom Joy Global (UK) Limited United
December 17, 2014	EX-99.1	JOY GLOBAL ANNOUNCES FOURTH QUARTER AND FISCAL 2014 OPERATING RESULTS EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES FOURTH QUARTER AND FISCAL 2014 OPERATING RESULTS Milwaukee, WI - December 17, 2014 - Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported fourth quarter and fiscal 2014 results. Fourth Quarter Summary • Booki
December 17, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2014 Joy Global Inc.
December 3, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A AMENDMENT NO.
September 5, 2014	EX-10.1	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.1 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of June 3, 2014, between Joy Global Inc. (the ?Company?) and Mark J. Gliebe (the ?Grantee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Grantee agree as follows: Subject to the provisions of this Agreem
September 5, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED August 1, 2014 ¨ TRANSITION REPORT P Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED August 1, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number 00
September 4, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 4, 2014 Joy Global Inc.
September 4, 2014	EX-99.1	JOY GLOBAL ANNOUNCES THIRD QUARTER FISCAL 2014 OPERATING RESULTS EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES THIRD QUARTER FISCAL 2014 OPERATING RESULTS Milwaukee, WI - September 4, 2014 - Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported third quarter fiscal 2014 results. Third Quarter Summary • Bookings $923 mi
July 29, 2014	EX-10.2	SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 29, 2014 among JOY GLOBAL INC., as the Borrower, CERTAIN OF ITS DOMESTIC SUBSIDIARIES, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, a Swing Line Lender and an L/C Iss EXHIBIT10.2 CUSIP #: 481166AK2 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 29, 2014 among JOY GLOBAL INC., as the Borrower, CERTAIN OF ITS DOMESTIC SUBSIDIARIES, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, a Swing Line Lender and an L/C Issuer, JPMORGAN CHASE BANK, N.A., as a Swing Line Lender and an L/C Issuer, JPMORGAN CHASE BANK, N.A. and MIZUHO BANK, LT
July 29, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 29, 2014 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction of Incorporation) (Commission File Numb
July 29, 2014	EX-10.1	AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 29, 2014 JOY GLOBAL INC., as the Borrower, CERTAIN OF ITS DOMESTIC SUBSIDIARIES, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, JPMORGAN CHASE BANK, N.A. and MIZUHO BANK (USA) EXHIBIT 10.1 Published CUSIP Number: 481166AK2 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 29, 2014 among JOY GLOBAL INC., as the Borrower, CERTAIN OF ITS DOMESTIC SUBSIDIARIES, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, JPMORGAN CHASE BANK, N.A. and MIZUHO BANK (USA), as Co‑Syndication Agents, THE BANK OF TOKYO‑MITSUBISHI UFJ, LTD. and WELLS FARGO BANK, NATIONAL
June 13, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2014 Joy Global Inc.
June 6, 2014	EX-10.1	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.1 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of March 4, 2014, between Joy Global Inc. (the ?Company?) and (the ?Grantee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Grantee agree as follows: Subject to the provisions of this Agreement and the pr
June 6, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED May 2, 2014 ¨ TRANSITION REPORT PURS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED May 2, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number 001-0
June 5, 2014	EX-99.1	JOY GLOBAL ANNOUNCES SECOND QUARTER FISCAL 2014 OPERATING RESULTS EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES SECOND QUARTER FISCAL 2014 OPERATING RESULTS Milwaukee, WI - June 5, 2014 - Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported second quarter fiscal 2014 results. Second Quarter Summary • Bookings $1.0 bill
June 5, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2014 Joy Global Inc.
May 30, 2014	EX-1.02	CONFLICT MINERALS REPORT OF JOY GLOBAL INC. PURSUANT TO RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 EX-1.02 2 joy-formsdx12312013xex101.htm EX-1.02 EXHIBIT 1.02 TO FORM SD CONFLICT MINERALS REPORT OF JOY GLOBAL INC. PURSUANT TO RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 This Conflict Minerals Report (the “Conflict Minerals Report” or “Report”) of Joy Global Inc. (the “Company”), pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Exchange Act”), covers the period Jan
May 30, 2014	SD	- SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Commission File number 001-09299 JOY GLOBAL INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 39-1566457 (State of Incorporation) (I.R.S. Employer Identification No.) 100 East Wisconsin Ave, Suite 2780 Milwaukee, Wisconsin 53202 (Address of Principal Executive Offices) (
May 16, 2014	EX-99.1	JOY GLOBAL ELECTS NEW DIRECTOR EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ELECTS NEW DIRECTOR Milwaukee, WI – May 16, 2014 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high productivity mining solutions, announced today that Mark L. Gliebe has been elected to the board of directors. Mr. Gliebe is the Chairman of the Board and Chief
May 16, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2014 Joy Global Inc.
April 14, 2014	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 11, 2014 Joy Global Inc.
April 14, 2014	EX-99.1	JOY GLOBAL ANNOUNCES ACQUISITION OF CERTAIN ASSETS OF MINING TECHNOLOGIES INTERNATIONAL, INC. EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES ACQUISITION OF CERTAIN ASSETS OF MINING TECHNOLOGIES INTERNATIONAL, INC. Milwaukee, WI - April 11, 2014 - Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today announced that it entered into a definitive agreement to p
March 12, 2014	CORRESP	- March 12, 2014 By Edgar Mr. Martin James Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Joy Global Inc. Form 10-K for the Fiscal Year Ended October 25, 2013 Filed December 13, 2013 File No. 001-09299 Dear Mr. James: On behalf of Joy Global Inc. (“the Company”), we are responding to the comments of the staff of the Divi
March 7, 2014	EX-10.3	RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 2, 2013, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: Subject to the provision
March 7, 2014	EX-10.1	NONQUALIFIED STOCK OPTION AGREEMENT EXHIBIT 10.1 NONQUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of December 2, 2013, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: 1. Grant of Stock Option.
March 7, 2014	EX-10.2	PERFORMANCE SHARE AGREEMENT EXHIBIT 10.2 PERFORMANCE SHARE AGREEMENT THIS AGREEMENT is entered into as of December 2, 2013, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). WHEREAS, the Company maintains the Joy Global Inc. 2007 Stock Incentive Plan (as amended from time to time, the ?Plan?), which is incorporated into and forms a part of this Agreement. Capitalized terms used and not ot
March 7, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 31, 2014 ¨ TRANSITION REPORT 10-Q 1 joy-01312014x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIO
March 6, 2014	EX-99.1	JOY GLOBAL ANNOUNCES FIRST QUARTER FISCAL 2014 OPERATING RESULTS EXHIBIT 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ANNOUNCES FIRST QUARTER FISCAL 2014 OPERATING RESULTS Milwaukee, WI - March 6, 2014 - Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported first quarter fiscal 2014 results. First Quarter Summary • Bookings $861 millio
March 6, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2014 Joy Global Inc.
March 4, 2014	8-K	Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 4, 2014 Joy Global Inc.
February 11, 2014	SC 13G/A	JOY / Joy Global, Inc. / VANGUARD GROUP INC Passive Investment joyglobal.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Joy Global Inc Title of Class of Securities: Common Stock CUSIP Number: 481165108 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designat
February 10, 2014	SC 13G	JOY / Joy Global, Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - JOY GLOBAL INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Joy Global Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 481165108 (CUSIP Number) 12/31/2013 (Date of Event Which Requires Filing of this Statement) Ch
February 7, 2014	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 7, 2014 Joy Global Inc.
February 7, 2014	EX-3.2	AMENDED AND RESTATED BYLAWS OF JOY GLOBAL INC. ARTICLE I EX-3.2 2 joy-20072014xex32x8k.htm EXHIBIT AMENDED AND RESTATED BYLAWS OF JOY GLOBAL INC. ARTICLE I OFFICES The initial registered office of the corporation required by the Delaware General Corporation Law shall be 100 West Tenth Street, City of Wilmington, County of New Castle, State of Delaware, and the address of the registered office may be changed from time to time by the Board of Directors. T
January 24, 2014	DEF 14A	- DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 18, 2013	EX-99.1	JOY GLOBAL COMPLETES LEADERSHIP TRANSITION News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL COMPLETES LEADERSHIP TRANSITION Milwaukee, WI – December 18, 2013 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high productivity mining solutions, announced today that Edward (Ted) L. Doheny, II, has been elected President and Chief Executive Officer of the Company in acc
December 18, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events - JOY GLOBAL INC 8-K 12-18-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 18, 2013 Joy Global Inc.
December 13, 2013	EX-21.1	Joy Global Inc. EX-21.1 3 joy-10252013xex211.htm EX-21.1 EXHIBIT 21.1 Jurisdiction Joy Global Inc. China Mining Machinery Group SRL Barbados Wuxi Shendga Machinery Co. Ltd. China HIHC, Inc. Delaware Joy Global Asia Limited Hong Kong International Mining Machinery Holdings Ltd. Cayman Islands Joy Global Netherlands Holdings B.V. Netherlands Joy Global (UK) Holding Co Ltd United Kingdom Joy Global Industries, Ltd.
December 13, 2013	EX-10.8	AMENDMENT #2 TO THE JOY GLOBAL INC. INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN EXHIBIT 10.8 AMENDMENT #2 TO THE JOY GLOBAL INC. INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN This amendment dated September 9, 2013 to the Joy Global Inc. International Employee Stock Purchase Plan (?Plan?) is made pursuant to Section 14 of the Plan. WHEREAS, Joy Global Inc. (the ?Company?) sponsors the Plan; and WHEREAS, the Human Resources and Nominating Committee of the Company?s Board of Direct
December 13, 2013	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 25, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTIO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 25, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number 001-09299 JOY GLOBA
December 11, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Material Impairments, Results of Operations and Financial Condition - JOY GLOBAL INC 8-K 12-11-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 11, 2013 Joy Global Inc.
December 11, 2013	EX-99	JOY GLOBAL INC. ANNOUNCES FOURTH QUARTER FISCAL 2013 OPERATING RESULTS Exhibit 99 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL INC. ANNOUNCES FOURTH QUARTER FISCAL 2013 OPERATING RESULTS Milwaukee, WI – December 11, 2013 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported fourth quarter and fiscal 2013 results. Fourth Quarter Highlights · Boo
December 6, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2013 Joy Global Inc.
December 6, 2013	EX-99.1	JOY GLOBAL ELECTS NEW DIRECTOR Exhibit 99.1 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL ELECTS NEW DIRECTOR Milwaukee, WI – December 6, 2013 - Joy Global Inc. (NYSE: JOY), a worldwide leader in high productivity mining solutions, announced today that Edward (Ted) L. Doheny, II, Executive Vice President of the Company, and designated by the board to be M
September 16, 2013	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 10, 2013 Joy Global Inc.
September 16, 2013	EX-3.1	AMENDED AND RESTATED BYLAWS OF JOY GLOBAL INC. ARTICLE I Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF JOY GLOBAL INC. ARTICLE I OFFICES The initial registered office of the corporation required by the Delaware General Corporation Law shall be 100 West Tenth Street, City of Wilmington, County of New Castle, State of Delaware, and the address of the registered office may be changed from time to time by the Board of Directors. The principal business office o
August 30, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 26, 2013 ¨ TRANSITION REPORT PU Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 26, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number 001
August 28, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - JOY GLOBAL INC 8-K 8-28-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 28, 2013 Joy Global Inc.
August 28, 2013	EX-99	JOY GLOBAL INC. ANNOUNCES THIRD QUARTER FISCAL 2013 OPERATING RESULTS AND SHARE REPURCHASE PROGRAM Exhibit 99 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL INC. ANNOUNCES THIRD QUARTER FISCAL 2013 OPERATING RESULTS AND SHARE REPURCHASE PROGRAM Milwaukee, WI – August 28, 2013 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported third quarter fiscal 2013 results. Overview o
May 31, 2013	EX-10.3	RESTRICTED STOCK UNIT AWARD AGREEMENT EX-10.3 4 joy-20130426xex103x10q.htm EX-10.3 Exhibit 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of November 1, 2012, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employ
May 31, 2013	EX-10.11	RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.11 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of March 16, 2013, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: Subject to the provisions
May 31, 2013	EX-10.9	NONQUALIFIED STOCK OPTION AGREEMENT EX-10.9 9 joy-20130426xex109x10q.htm EX-10.9 Exhibit 10.9 NONQUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of March 16, 2013, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee a
May 31, 2013	EX-10.4	FIRST AMENDMENT TO CREDIT AGREEMENT Exhibit 10.4 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT dated as of January 9, 2013 (the “Agreement”) is entered into among Joy Global Inc., a Delaware corporation (the “Borrower”), the Guarantors, the Lenders party hereto and Bank of America, N.A., as Administrative Agent. All capitalized terms used herein and not otherwise defined herein shall have the meanings
May 31, 2013	EX-10.1	NONQUALIFIED STOCK OPTION AGREEMENT Exhibit 10.1 NONQUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of November 1, 2012, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: 1.Grant of Stock Option. (
May 31, 2013	EX-10.6	SECOND AMENDMENT TO CREDIT AGREEMENT EX-10.6 7 joy-20130426xex106x10q.htm EX-10.6 Exhibit 10.6 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT dated as of March 13, 2013 (the “Agreement”) is entered into among Joy Global Inc., a Delaware corporation (the “Borrower”), the Guarantors, the Lenders party hereto and Bank of America, N.A., as Administrative Agent. All capitalized terms used herein and not oth
May 31, 2013	EX-10.7	FIRST AMENDMENT TO CREDIT AGREEMENT Exhibit 10.7 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT dated as of March 13, 2013 (the ?Agreement?) is entered into among Joy Global Inc., a Delaware corporation (the ?Borrower?), the Guarantors, the Lenders party hereto and Bank of America, N.A., as Administrative Agent. All capitalized terms used herein and not otherwise defined herein shall have the meanings g
May 31, 2013	EX-10.5	RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.5 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of March 5, 2013, between Joy Global Inc. (the “Company”) and (the “Grantee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Grantee agree as follows: Subject to the provisions of this Agreement and the pr
May 31, 2013	EX-10.2	PERFORMANCE SHARE AGREEMENT Exhibit 10.2 PERFORMANCE SHARE AGREEMENT THIS AGREEMENT is entered into as of November 1, 2012, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Participant?). WHEREAS, the Company maintains the Joy Global Inc. 2007 Stock Incentive Plan (as amended from time to time, the ?Plan?), which is incorporated into and forms a part of this Agreement. Capitalized terms used and not
May 31, 2013	EX-10.10	PERFORMANCE SHARE AGREEMENT Exhibit 10.10 PERFORMANCE SHARE AGREEMENT THIS AGREEMENT is entered into as of March 16, 2013, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Participant?). WHEREAS, the Company maintains the Joy Global Inc. 2007 Stock Incentive Plan (as amended from time to time, the ?Plan?), which is incorporated into and forms a part of this Agreement. Capitalized terms used and not
May 31, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED April 26, 2013 ¨ TRANSITION REPORT P Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED April 26, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number 00
May 30, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - JOY GLOBAL INC 8-K 5-30-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 30, 2013 Joy Global Inc.
May 30, 2013	EX-99	JOY GLOBAL INC. ANNOUNCES SECOND QUARTER FISCAL 2013 OPERATING RESULTS Exhibit 99 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer 414-319-8509 JOY GLOBAL INC. ANNOUNCES SECOND QUARTER FISCAL 2013 OPERATING RESULTS Milwaukee, WI – May 30, 2013 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported second quarter fiscal 2013 results. Net sales in the second quarter were $1.4 b
March 21, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - JOY GLOBAL INC 8-K 3-21-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 16, 2012 Joy Global Inc.
March 18, 2013	EX-10.1	SENIOR EXECUTIVE RETENTION AGREEMENT SENIOR EXECUTIVE RETENTION AGREEMENT This Senior Executive Retention Agreement (this “Agreement”) is dated as of the 13th day of March, 2013 by and between Joy Global Inc.
March 18, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events 8-K 1 form8-kxexecutivesuccessio.htm JOY GLOBAL INC 8-K 3-18-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 12, 2012 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (St
March 18, 2013	EX-99.1	JOY GLOBAL INC. ANNOUNCES LEADERSHIP SUCCESSION PLANS News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer +1 414-319-8509 JOY GLOBAL INC. ANNOUNCES LEADERSHIP SUCCESSION PLANS Milwaukee, WI – March 14, 2013 – Joy Global Inc. (NYSE: JOY) today announced that Michael W. Sutherlin, President and Chief Executive Officer, has set plans to retire at the end of this year. In accordance with the company’s succession p
March 5, 2013	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 5, 2013 JOY GLOBAL INC.
February 28, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 25, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number
February 28, 2013	EX-10.1	NONQUALIFIED STOCK OPTION AGREEMENT Exhibit 10.1 NONQUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of December 3, 2012, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: 1.Grant of Stock Option. (
February 28, 2013	EX-10.2	PERFORMANCE SHARE AGREEMENT Exhibit 10.2 PERFORMANCE SHARE AGREEMENT THIS AGREEMENT is entered into as of December 3, 2012, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). WHEREAS, the Company maintains the Joy Global Inc. 2007 Stock Incentive Plan (as amended from time to time, the ?Plan?), which is incorporated into and forms a part of this Agreement. Capitalized terms used and not ot
February 28, 2013	EX-10.3	RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 3, 2012, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: Subject to the provision
February 27, 2013	EX-99	JOY GLOBAL INC. ANNOUNCES FIRST QUARTER FISCAL 2013 OPERATING RESULTS EXHIBIT 99 News Release Contact: James M. Sullivan Executive Vice President and Chief Financial Officer 414-319-8509 JOY GLOBAL INC. ANNOUNCES FIRST QUARTER FISCAL 2013 OPERATING RESULTS Milwaukee, WI – February 27, 2013 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported first quarter fiscal 2013 results. Net sales in the first quarter were up 1
February 27, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - JOY GLOBAL INC 8-K 2-27-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2013 Joy Global Inc.
February 11, 2013	SC 13G/A	JOY / Joy Global, Inc. / VANGUARD GROUP INC Passive Investment joyglobalinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Joy Global Inc Title of Class of Securities: Common Stock CUSIP Number: 481165108 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to desig
February 7, 2013	SC 13G/A	JOY / Joy Global, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - JOY AS OF 12/31/2012 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* JOY GLOBAL INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 481165108 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is f
February 1, 2013	DEF 14A	- DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e
January 17, 2013	PRE 14A	- PRE 14A PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
January 11, 2013	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - JOY GLOBAL INC 8-KA 1-9-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
December 21, 2012	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - JOY GLOBAL INC 8-KA 12-18-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
December 18, 2012	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 d413371d10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED October 26, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD From to Commission Fil
December 18, 2012	EX-10.4	AMENDMENT #1 TO THE JOY GLOBAL INC. 2007 STOCK INCENTIVE PLAN EXHIBIT 10.4 Joy Global Inc. September 11, 2012 AMENDMENT #1 TO THE JOY GLOBAL INC. 2007 STOCK INCENTIVE PLAN The Joy Global Inc. 2007 Stock Incentive Plan (the ?Plan?) is hereby amended as follows, effective with respect to (a) awards granted under the Plan on or after October 27, 2012 (the ?Effective Date?), and (b) each award granted under the Plan before, and still outstanding on, the Effectiv
December 18, 2012	EX-10.6	AMENDMENT #1 TO THE JOY GLOBAL INC. EMPLOYEE STOCK PURCHASE PLAN Exhibit 10.6 AMENDMENT #1 TO THE JOY GLOBAL INC. EMPLOYEE STOCK PURCHASE PLAN This amendment dated June 4, 2012, to the Joy Global Inc. Employee Stock Purchase Plan (“Plan”) is made pursuant to Section 14 of the Plan. WHEREAS, Joy Global Inc. (the “Company”) sponsors the Plan, effective as of April 1, 2011; and WHEREAS, the Human Resources and Nominating Committee of the Company’s Board of Directo
December 18, 2012	EX-21	Joy Global Inc. EX-21 Exhibit 21 Jurisdiction Joy Global Inc. Joy Global (Baotou) Mining Machinery Co. Ltd. China Joy Global (Tianjin) Mining Machinery Co. Ltd. China Joy Global (China) Investment Co., Ltd. China Joy Global (Tianjin) Heavy Machinery Co., Ltd. China Joy Global Asia Limited Hong Kong International Mining Machinery Holdings Ltd. China Joy Global Netherlands Holdings B.V. Netherlands HIHC, Inc. Delaw
December 18, 2012	EX-10.21	SETTLEMENT, WAIVER AND RELEASE AGREEMENT Exhibit 10.21 SETTLEMENT, WAIVER AND RELEASE AGREEMENT AGREEMENT (the or this ?Agreement?) by and between Joy Global Inc. (the ?Company?) and Eric A. Nielsen (the ?Employee?). WHEREAS, the Employee has been employed by the Company as Executive Vice President Corporate Development; and WHEREAS, the Employee?s employment ceases effective 12/14/2012 (the ?Termination Date?) as a result of a Permanent
December 14, 2012	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
December 12, 2012	EX-99	JOY GLOBAL INC. ANNOUNCES FOURTH QUARTER AND FISCAL 2012 YEAR-END OPERATING RESULTS EXHIBIT 99 News Release Contact: Michael S. Olsen Executive Vice President and Chief Financial Officer 414-319-8507 JOY GLOBAL INC. ANNOUNCES FOURTH QUARTER AND FISCAL 2012 YEAR-END OPERATING RESULTS Milwaukee, WI – December 12, 2012 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported fourth quarter and full year fiscal 2012 results. Net sales in
December 12, 2012	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8k.htm JOY GLOBAL INC 8-K 12-12-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2012 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jur
October 26, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - JOY GLOBAL INC 8-K 10-22-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 22, 2012 Joy Global Inc.
October 12, 2012	EX-10.1	AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 12, 2012 JOY GLOBAL INC., as the Borrower, CERTAIN OF ITS DOMESTIC SUBSIDIARIES, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, a Swing Line Lender and an L/C Issuer, JPMOR EXHIBIT 10.1 CUSIP #: 481166AD8 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 12, 2012 among JOY GLOBAL INC., as the Borrower, CERTAIN OF ITS DOMESTIC SUBSIDIARIES, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, a Swing Line Lender and an L/C Issuer, JPMORGAN CHASE BANK, N.A., as a Swing Line Lender and an L/C Issuer, JPMORGAN CHASE BANK, N.A. and MIZUHO CORPORATE B
October 12, 2012	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets - JOY GLOBAL, INC 8-K 10-12-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 12, 2012 Joy Global Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-09299 39-1566457 (State or Other Jurisdiction of Incorporation) (Commission File N
September 21, 2012	EX-99.1	JOY GLOBAL INC. ANNOUNCES RETIREMENT OF CFO, AND NAMES REPLACEMENT Exhibit 99.1 News Release Contact: Michael S. Olsen Executive Vice President and Chief Financial Officer +1 414-319-8507 JOY GLOBAL INC. ANNOUNCES RETIREMENT OF CFO, AND NAMES REPLACEMENT Milwaukee, WI – September 21, 2012 – Joy Global Inc. (NYSE: JOY) today announced that Michael S. Olsen, Executive Vice President and Chief Financial Officer, will retire on February 1, 2013. Mike’s career with Jo
September 21, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 19, 2012 Joy Global Inc.
August 30, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 27, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD from to Commission File number 001
August 29, 2012	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 29, 2012 Joy Global Inc.
August 29, 2012	EX-99	JOY GLOBAL INC. ANNOUNCES THIRD QUARTER FISCAL 2012 OPERATING RESULTS Exhibit 99 News Release Contact: Michael S. Olsen Executive Vice President and Chief Financial Officer 414-319-8507 JOY GLOBAL INC. ANNOUNCES THIRD QUARTER FISCAL 2012 OPERATING RESULTS Milwaukee, WI – August 29, 2012 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported third quarter 2012 results. Third quarter bookings were $1.1 billion, compared
August 17, 2012	15-12G	- JOY GLOBAL, INC FORM 15-12G 8-17-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-49927 Joy Global Inc. (Exact name of registrant as specified in its char
August 17, 2012	8-A12B/A	- JOY GLOBAL INC 8-A12B A#1 8-17-2012 C&B Draft of August 7, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 8, 2012	8-K	Material Modification to Rights of Security Holders - JOY GLOBAL INC 8-K 8-6-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2012 Joy Global Inc.
August 6, 2012	EX-4.1	AMENDMENT #1 TO THE JOY GLOBAL INC. INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN EXHIBIT 4.1 AMENDMENT #1 TO THE JOY GLOBAL INC. INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN This amendment dated June 4, 2012 to the Joy Global Inc. International Employee Stock Purchase Plan (“Plan”) is made pursuant to Section 14 of the Plan. WHEREAS, Joy Global Inc. (the “Company”) sponsors the Plan; and WHEREAS, the Human Resources and Nominating Committee of the Company’s Board of Directors (t
August 6, 2012	S-8	- JOY GLOBAL S-8 8-6-2012 As filed with the Securities and Exchange Commission on August 6, 2012 Registration No.
June 5, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2012 Joy Global Inc.
June 4, 2012	EX-10.1	RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.1 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of March 6, 2012, between Joy Global Inc. (the “Company”) and (the “Grantee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Grantee agree as follows: Subject to the provisions of this Agreement and the pr
June 4, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 31, 2012	EX-99	JOY GLOBAL INC. ANNOUNCES SECOND QUARTER FISCAL 2012 OPERATING RESULTS EXHIBIT 99 News Release Contact: Michael S. Olsen Executive Vice President and Chief Financial Officer 414-319-8507 JOY GLOBAL INC. ANNOUNCES SECOND QUARTER FISCAL 2012 OPERATING RESULTS Milwaukee, WI – May 31, 2012 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported second quarter fiscal 2012 results. Second quarter bookings were $1.2 billion, c
May 31, 2012	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - JOY GLOBAL, INC 8-K 5-31-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 31, 2012 Joy Global Inc.
April 27, 2012	EX-99.1	Mr. Kee-Kwan Allen Chan Exhibit 99.1 Independent Auditors’ Report To the shareholders of International Mining Machinery Holdings Limited (Incorporated in the Cayman Islands with limited liability) We have audited the consolidated financial statements of International Mining Machinery Holdings Limited (the “Company”) and its subsidiaries (together, the “Group”), which comprise the consolidated and company statements of fi
April 27, 2012	EX-99.2	UNAUDITED PRO FORMA COMBINED CONDENSED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA COMBINED CONDENSED FINANCIAL INFORMATION On December 29, 2011, we completed the purchase of 534.8 million shares of International Mining Machinery Holdings Limited (“IMM”). These shares, which represented approximately 41.1% of IMM’s outstanding common stock, were purchased pursuant to a stock purchase agreement, dated July 11, 2011, as amended and restated on July
April 27, 2012	8-K/A	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - JOY GLOBAL INC 8-K/A 2-10-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
April 2, 2012	CORRESP	- April 2, 2012 By Edgar Mr. Martin James Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Joy Global Inc. Form 10-K for the year ended October 28, 2011 (Filed December 22, 2011) Form 10-Q for the quarterly period ended January 27, 2012 (Filed March 2, 2012) Amendment No. 1 to Form 8-K dated June 22, 2011 (Filed September
March 6, 2012	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - JOY GLOBAL INC 8-K 3-6-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2012 Joy Global Inc.
March 6, 2012	EX-3.1	AMENDED AND RESTATED CERTIFICATE OF INCORPORATION JOY GLOBAL INC. EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF JOY GLOBAL INC. Joy Global Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is Joy Global Inc. 2. The corporation filed its original Certificate of Incorporation with the Secretary of State on September 17, 1986 under the name Harnischfeger
March 2, 2012	EX-10.3	RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AGREEMENT is entered into as of December 5, 2011, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Employee?). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as follows: Subject to the provision
March 2, 2012	EX-10.2	PERFORMANCE SHARE AGREEMENT Exhibit 10.2 PERFORMANCE SHARE AGREEMENT THIS AGREEMENT is entered into as of December 5, 2011, between Joy Global Inc., a Delaware Corporation, (the ?Company?) and (the ?Participant?). WHEREAS, the Company maintains the Joy Global Inc. 2007 Stock Incentive Plan (as amended from time to time, the ?Plan?), which is incorporated into and forms a part of this Agreement. Capitalized terms used and not
March 2, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 2, 2012	EX-10.1	NONQUALIFIED STOCK OPTION AGREEMENT EX-10.1 2 d283383dex101.htm EX-10.1 Exhibit 10.1 NONQUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of December 5, 2011, between Joy Global Inc., a Delaware Corporation, (the “Company”) and (the “Employee”). In consideration of the mutual promises and covenants made in this Agreement and the mutual benefits to be derived from this Agreement, the Company and the Employee agree as
February 29, 2012	EX-99	JOY GLOBAL INC. ANNOUNCES FIRST QUARTER FISCAL 2012 OPERATING RESULTS Exhibit 99 News Release Contact: Michael S. Olsen Executive Vice President and Chief Financial Officer 414-319-8507 JOY GLOBAL INC. ANNOUNCES FIRST QUARTER FISCAL 2012 OPERATING RESULTS Milwaukee, WI – February 29, 2012 – Joy Global Inc. (NYSE: JOY), a worldwide leader in high-productivity mining solutions, today reported first quarter fiscal 2012 results. First quarter bookings increased by 17 pe
February 29, 2012	8-K	Results of Operations and Financial Condition - JOY GLOBAL INC 8-K 2-29-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 29, 2012 Joy Global Inc.
February 27, 2012	CORRESP	- February 27, 2012 By Edgar Mr. Martin James Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Joy Global Inc. Form 10-K for the year ended October 28, 2011 (Filed December 22, 2011) Amendment No. 1 to Form 8-K dated June 22, 2011 (Filed September 2, 2011) File No. 001-09299 Dear Mr. James: On behalf of Joy Global Inc. (th

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