Grundläggande statistik
CIK | 1219210 |
SEC Filings
SEC Filings (Chronological Order)
February 2, 2016 |
IKAN / Ikanos Communications / Miller Lloyd I III - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* Ikanos Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45173E105 (CUSIP Number) December 31, 2015 (Date of Event whic |
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October 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-51532 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified |
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September 29, 2015 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION IKANOS COMMUNICATIONS, INC. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF IKANOS COMMUNICATIONS, INC. FIRST: The name of the corporation is: IKANOS COMMUNICATIONS, INC. SECOND: The address of its registered office in the State of Delaware is 2711 Centerville Road, Suite 400 in the City of Wilmington, County of New Castle, 19808. The name of its registered agent at such address is Corporation Service |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
BYLAWS OF IKANOS COMMUNICATIONS, INC. ARTICLE I EX-3.2 Exhibit 3.2 BYLAWS OF IKANOS COMMUNICATIONS, INC. ARTICLE I STOCKHOLDERS 1.1 Place of Meetings. All meetings of stockholders shall be held at such place within or without the State of Delaware as may be designated from time to time by the Board of Directors or the President and Chief Executive Officer. 1.2 Annual Meeting. The annual meeting of stockholders for the election of directors and |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 28, 2015 IKANOS COMMUNICATIONS, INC. |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
S-8 POS 1 d75772ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. 333-128645 Registration No. 333-135167 Registration No. 333-136675 Registration No. 333-140455 Registration No. 333-144869 Registration No. 333-148896 Registration No. 333-157842 Registration No. 333-165735 Registration No. 333-173183 Registration No. 333-179679 Registrati |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
S-8 POS 1 d75772ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. 333-128645 Registration No. 333-135167 Registration No. 333-136675 Registration No. 333-140455 Registration No. 333-144869 Registration No. 333-148896 Registration No. 333-157842 Registration No. 333-165735 Registration No. 333-173183 Registration No. 333-179679 Registrati |
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September 29, 2015 |
S-8 POS 1 d75772ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. 333-128645 Registration No. 333-135167 Registration No. 333-136675 Registration No. 333-140455 Registration No. 333-144869 Registration No. 333-148896 Registration No. 333-157842 Registration No. 333-165735 Registration No. 333-173183 Registration No. 333-179679 Registrati |
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September 29, 2015 |
IKAN / Ikanos Communications / Tallwood III L P - AMENDMENT # 6 Activist Investment Amendment # 6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)* Ikanos Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 45173E105 (CUSIP Number) Christopher L. Kaufman L |
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September 29, 2015 |
S-8 POS 1 d75772ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. 333-128645 Registration No. 333-135167 Registration No. 333-136675 Registration No. 333-140455 Registration No. 333-144869 Registration No. 333-148896 Registration No. 333-157842 Registration No. 333-165735 Registration No. 333-173183 Registration No. 333-179679 Registrati |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 6) IKANOS COMMUNICATIONS, INC. (Name of Subject Company) King Acquisition Co. (Name of Offeror) a Wholly-owned Subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) an Indirect Wholly-Owned S |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 29, 2015 |
IKAN AMENDMENT NO. 6 TO SCHEDULE 14D-9 Amendment No. 6 to Schedule 14D-9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 6) Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class o |
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September 29, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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September 25, 2015 |
Comment Response Letter Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
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September 24, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 21, 2015 IKANOS COMMUNICATIONS, INC. |
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September 24, 2015 |
Alcatel-Lucent USA Inc. 600-700 Mountain Ave. Murray Hill, NJ 07974-0636 EX-10.1 Exhibit 10.1 Alcatel-Lucent USA Inc. 600-700 Mountain Ave. Murray Hill, NJ 07974-0636 September 17, 2015 Ikanos Communications, Inc. 47669 Fremont Boulevard Fremont, CA 94538 Ladies and Gentlemen: Reference is made to that certain Loan and Security Agreement, dated as of September 29, 2014 (as amended by Amendment No. 1 thereto, dated as of December 10, 2014, and Amendment No. 2 thereto, d |
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September 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 5) IKANOS COMMUNICATIONS, INC. (Name of Subject Company) King Acquisition Co. (Name of Offeror) a Wholly-owned Subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) an Indirect Wholly-Owned Subsidiary |
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September 22, 2015 |
SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 5) Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 45173E204 |
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September 16, 2015 |
FORBEARANCE AND AMENDMENT NO. 3 FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EX-10.1 Exhibit 10.1 Execution Version FORBEARANCE AND AMENDMENT NO. 3 TO FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This FORBEARANCE AND AMENDMENT NO. 3 to FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this Amendment) is entered into as of September 10, 2015 and is made by and between SILICON VALLEY BANK, a California banking corporation (Bank) and IKANOS COMMUNICATIONS, |
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September 16, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d86078d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 10, 2015 IKANOS COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction |
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September 16, 2015 |
AMENDMENT NO. 4 FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EX-10.2 Exhibit 10.2 Execution Version AMENDMENT NO. 4 TO FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 4 to FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this Amendment) is entered into as of September 11, 2015 and is made by and between SILICON VALLEY BANK, a California banking corporation (Bank) and IKANOS COMMUNICATIONS, INC., a Delaware corporation ( |
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September 15, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) IKANOS COMMUNICATIONS, INC. (Name of Subject Company) King Acquisition Co. (Name of Offeror) a Wholly-owned Subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) an Indirect Wholly-Owned S |
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September 15, 2015 |
SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 45173E204 |
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September 14, 2015 |
IKAN / Ikanos Communications / Tallwood III L P - SC 13D AMENDMENT NO. 5 Activist Investment SC 13D Amendment No. 5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)* Ikanos Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 45173E105 (CUSIP Number) Christopher L. |
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September 9, 2015 |
EX-99.(A)(5)(V) Employment with Qualcomm Exhibit (a)(5)(v) 2 About the Tender Offer This communication is neither an offer to purchase nor a solicitation of an offer to sell any shares of common stock of Ikanos or any other securities. Qualcomm has filed a tender offer statement on Schedule TO with the United States Securities and Exchange Commission (SEC) and a Solicitation/Recommendation State |
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September 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) IKANOS COMMUNICATIONS, INC. (Name of Subject Company) King Acquisition Co. (Name of Offeror) a Wholly-owned Subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) an Indirect Wholly-Owned Subsidiary |
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September 8, 2015 |
SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 45173E204 |
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September 1, 2015 |
EX-(a)(5)(I) Exhibit (a)(5)(I) August 31, 2015 To: All Employees From: Jim Murphy Subject: Tender Offer All Many of you have received a notification from E*TRADE last week regarding participation in the tender offer by King Acquisition Co. |
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September 1, 2015 |
Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
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September 1, 2015 |
IKAN AMENDMENT NO. 2 TO SCHEDULE 14D-9 Amendment No. 2 to Schedule 14D-9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class o |
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September 1, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) IKANOS COMMUNICATIONS, INC. (Name of Subject Company) King Acquisition Co. (Name of Offeror) a Wholly-owned Subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) an Indirect Wholly-Owned S |
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September 1, 2015 |
Letter to the SEC IKANOS COMMUNICATIONS, INC. 47669 Fremont Blvd. Fremont, CA 94538 August 31, 2015 Via EDGAR Securities and Exchange Commission Office of Mergers and Acquisitions Division of Corporation Finance Washington, D.C. 20549-3628 Attention: Ms. Mellissa Campbell Duru In connection with the Schedule 14D-9 filed with the Securities and Exchange Commission (the ?Commission?) by Ikanos Commu |
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August 21, 2015 |
SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 45173E204 |
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August 21, 2015 |
Frequently Asked Questions for Employees of Ikanos EX-99.A5IV 2 d17661dex99a5iv.htm EX-99.A5IV Exhibit (a)(5)(iv) Frequently Asked Questions for Employees of Ikanos This document has been developed to assist in answering questions which may arise from staff members. It does not constitute a contract or agreement; individual employment terms will be provided in Welcome Letters. All information contained in this document is contingent upon the close |
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August 21, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) IKANOS COMMUNICATIONS, INC. (Name of Subject Company) King Acquisition Co. (Name of Offeror) a Wholly-owned Subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) an Indirect Wholly-Owned S |
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August 19, 2015 |
EX-99.(a)(1)(iv) Exhibit (a)(1)(iv) Offer To Purchase For Cash All Outstanding Shares of Common Stock of IKANOS COMMUNICATIONS, INC. at $2.75 net per Share Pursuant to the Offer to Purchase dated August 19, 2015 by King Acquisition Co. a wholly-owned subsidiary of Qualcomm Atheros, Inc. an indirect wholly-owned subsidiary of QUALCOMM Incorporated THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 12:01 A.M |
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August 19, 2015 |
SC TO-T 1 d67716dsctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 IKANOS COMMUNICATIONS, INC. (Name of Subject Company) King Acquisition Co. (Name of Offeror) a Wholly-owned Subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) an Indirect Wholly- |
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August 19, 2015 |
Schedule 14D-9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 45173E204 (CUSIP Number |
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August 19, 2015 |
EX-99.(a)(1)(iii) Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY For Tender of All Outstanding Shares of Common Stock of IKANOS COMMUNICATIONS, INC. at $2.75 net per Share Pursuant to the Offer to Purchase dated August 19, 2015 by King Acquisition Co. a wholly-owned subsidiary of Qualcomm Atheros, Inc. an indirect wholly-owned subsidiary of QUALCOMM Incorporated THE OFFER AND WITHDRAWAL RIGHTS |
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August 19, 2015 |
Exhibit (e)(14) May 20, 2010 Jim Murphy Dear Jim, I am pleased to extend an offer of employment with Ikanos Communications Inc. |
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August 19, 2015 |
EX-99.(A)(1)(II) 3 d67716dex99a1ii.htm EX-99.(A)(1)(II) Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of IKANOS COMMUNICATIONS, INC. at $2.75 net per Share Pursuant to the Offer to Purchase dated August 19, 2015 by King Acquisition Co. a wholly-owned subsidiary of Qualcomm Atheros, Inc. an indirect wholly-owned subsidiary of QUALCOMM Incorporated THE OFFER AND WITHDRAWA |
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August 19, 2015 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among: QUALCOMM ATHEROS, INC. a Delaware corporation; KING ACQUISITION CO., a Delaware corporation; and IKANOS COMMUNICATIONS, INC., a Delaware corporation Dated as of AUGUST 5, 2015 SECTION 1. THE OFFER 2 1.1 The Offer 2 1.2 Company Actions 4 SECTION 2. MERGER TRANSACTION 5 2.1 Merger of Purchaser into the Company 5 2.2 Effect of the Merger 5 2.3 Cl |
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August 19, 2015 |
EX-99.(a)(1)(v) Exhibit (a)(1)(v) Offer To Purchase For Cash All Outstanding Shares of Common Stock of IKANOS COMMUNICATIONS, INC. at $2.75 net per Share Pursuant to the Offer to Purchase dated August 19, 2015 by King Acquisition Co. a wholly-owned subsidiary of Qualcomm Atheros, Inc. an indirect wholly-owned subsidiary of QUALCOMM Incorporated THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 12:01 A.M. |
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August 19, 2015 |
Exhibit (e)(16) Page 1 of 5 July 11, 2009 Debajoti Pal USA Dear Debu, I am very pleased to offer you a position with lkanos Communications, Inc (the Company) as Senior Vice President and Chief Technology Officer, reporting to me. |
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August 19, 2015 |
EX-99.(a)(1)(i) Table of Contents Exhibit (a)(1)(i) Offer to Purchase for Cash All Outstanding Shares of Common Stock of IKANOS COMMUNICATIONS, INC., at $2.75 net per Share by King Acquisition Co. a wholly-owned subsidiary of Qualcomm Atheros, Inc. an indirect wholly-owned subsidiary of QUALCOMM Incorporated THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 12:01 A.M. (EASTERN TIME) ON SEPTEMBER 17, 2015, |
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August 19, 2015 |
EX-99.(D)(3) 8 d67716dex99d3.htm EX-99.(D)(3) Exhibit (d)(3) STRICTLY PRIVATE & CONFIDENTIAL February 23, 2015 QUALCOMM Incorporated 5775 Morehouse Drive San Diego, California 92121 CONFIDENTIALITY AGREEMENT Gentlemen: In connection with QUALCOMM Incorporated’s (collectively with its subsidiaries and affiliates, “you” or “your”) consideration of a possible transaction (the “Transaction”) with Ikan |
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August 19, 2015 |
Exhibit (e)(15) August 2, 2010 Jim Murphy Dear Jim, You currently have an offer letter dated May 20, 2010 (the Offer Letter) with Ikanos Communications Inc. |
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August 19, 2015 |
Financial Statements and Exhibits 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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August 19, 2015 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Names of Persons Filing Statement) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 45173E204 (CUSI |
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August 19, 2015 |
EX-99.(D)(4) 9 d67716dex99d4.htm EX-99.(D)(4) Exhibit (d)(4) CONFIDENTIAL EXHIBIT A EXCLUSIVITY Until the date that is the earliest to occur of (i) thirty (30) days from the date of your execution of this letter or (ii) the date that Qualcomm advises Ikanos in writing that Qualcomm is terminating discussions or negotiations relating to the Transaction (such date, the “Expiration Date” and such per |
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August 19, 2015 |
Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
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August 19, 2015 |
EX-99.(E)(13) 2 d35488dex99e13.htm EXHIBIT (E)(13) Exhibit (e)(13) April 3, 2013 Stuart Krometis Dear Stuart, I am pleased to extend an offer of employment with Ikanos Communications Inc. (the “Company” or “Ikanos”) under the terms and conditions that follow: Position and Duties: You are being offered the position of Vice President, Worldwide Sales, currently reporting to Omid Tahernia, Chief Exec |
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August 18, 2015 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Names of Persons Filing Statement) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 45173E204 (CUSI |
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August 17, 2015 |
SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Ikanos Communications, Inc. (Name of Subject Company (Issuer)) King Acquisition Co. a wholly-owned subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) An Indirect Wholly-Owned Subsidiary of Q |
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August 17, 2015 |
EX-99.1 Introduction to Qualcomm August 2015 Rahul Patel, SVP and GM, Connectivity, Qualcomm Technologies, Inc. Lauren Burke, Director, Human Resources, Qualcomm Incorporated Exhibit 99.1 2 About the Tender Offer THIS COMMUNICATION IS FOR INFORMATIONAL PURPOSES ONLY AND IS NOT AN OFFER TO BUY OR THE SOLICITATION OF AN OFFER TO SELL ANY SHARES OF IKANOS COMMON STOCK. THE TENDER OFFER DESCRIBED IN T |
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August 14, 2015 |
IKAN / Ikanos Communications / QUALCOMM INC/DE - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Ikanos Communications, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 45173E105 (CUSIP Number) Donald J. Rosenberg Executive Vice President, General Counsel and Corporate Secretary Qualcomm Incorporated 5775 Morehouse D |
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August 14, 2015 |
EX-99.3 Exhibit 3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.001 per share, of Ikanos Communications, Inc., a Delaware corporation, and further |
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August 12, 2015 |
Ikanos 2015.06.28-10Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 28, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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August 12, 2015 |
IKANOS COMMUNICATIONS, INC. NOTICE OF GRANT OF STOCK OPTION AND STOCK OPTION AGREEMENT EX-10.6 2 a106omidgrant.htm EXHIBIT 10.6 Exhibit 10.6 IKANOS COMMUNICATIONS, INC. NOTICE OF GRANT OF STOCK OPTION AND STOCK OPTION AGREEMENT Ikanos Communications Inc. (the “Company”), hereby grants an option (“Option”) to purchase shares of its common stock (the “Shares”) to the optionee named below (“Optionee”) on the terms and conditions set forth in this Notice of Grant of Stock Option. The Op |
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August 10, 2015 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Names of Persons Filing Statement) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 45173E204 (CUSI |
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August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Ikanos Communications, Inc. (Name of Subject Company (Issuer)) King Acquisition Co. a wholly-owned subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) An Indirect Wholly-Owned Subsidiary of QUALCOMM |
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August 7, 2015 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Ikanos Communications, Inc. (Name of Subject Company) Ikanos Communications, Inc. (Names of Persons Filing Statement) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 45173E204 (CUSI |
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August 7, 2015 |
1 Introduction to Qualcomm August 2015 Rahul Patel, SVP and GM, Connectivity Qualcomm Technologies, Inc. |
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August 6, 2015 |
Ikanos Communications Announces Results for Second Quarter 2015 and Proposed Sale EX-99.2 Exhibit 99.2 Press Release Ikanos Communications Announces Results for Second Quarter 2015 and Proposed Sale Second Quarter Highlights ? Revenue of $11.1 million ? Net loss of $(12.3) million, or $(0.72) per share ? Ending cash and cash equivalents of $16.0 million FREMONT, Calif., August 6, 2015 ? Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semicon |
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August 6, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2015 IKANOS COMMUNICATIONS, INC. |
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August 6, 2015 |
EX-2.1 2 d41396dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among: QUALCOMM ATHEROS, INC. a Delaware corporation; KING ACQUISITION CO., a Delaware corporation; and IKANOS COMMUNICATIONS, INC., a Delaware corporation Dated as of AUGUST 5, 2015 SECTION 1. THE OFFER 2 1.1 The Offer 2 1.2 Company Actions 4 SECTION 2. MERGER TRANSACTION 5 2.1 Merger of Purchaser into the Company 5 2.2 Effe |
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August 6, 2015 |
EX-99.1 3 d41396dex991.htm EX-99.1 Exhibit 99.1 TENDER AND SUPPORT AGREEMENT THIS TENDER AND SUPPORT AGREEMENT (this “Agreement”) is entered into as of August 5, 2015, by and among Qualcomm Atheros, Inc., a Delaware corporation (“Parent”), King Acquisition Co., a Delaware corporation and wholly owned subsidiary of Parent (“Purchaser”), and each stockholder listed on Annex I (each, a “Stockholder”) |
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August 6, 2015 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE DISTRIBUTION Qualcomm Contacts: Laurie Falconer, Qualcomm Atheros Phone: 1-408-652-0632 Email: [email protected] Emily Kilpatrick, Corporate Communications Phone: 1-858-845-5959 Email: [email protected] Warren Kneeshaw, Investor Relations Phone: 1-858-658-4813 Email: [email protected] Qualcomm to Acquire xDSL and G.fast Networking Technology Provider Ika |
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August 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Ikanos Communications, Inc. (Name of Subject Company (Issuer)) King Acquisition Co. a wholly-owned subsidiary of Qualcomm Atheros, Inc. (Parent of Offeror) An Indirect Wholly-Owned Subsidiary of QUALCOMM |
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July 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2015 IKANOS COMMUNICATIONS, INC. |
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July 9, 2015 |
AMENDED AND RESTATED BYLAWS IKANOS COMMUNICATIONS, INC. (As Amended Through July 7, 2015) AMENDED AND RESTATED BYLAWS OF IKANOS COMMUNICATIONS, INC. (As Amended Through July 7, 2015) TABLE OF CONTENTS ARTICLE 1 CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE 2 MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 NOTICE OF STOCKHOLDERS’ MEETINGS; EXCEPTION TO REQUIREMENTS OF NOTICE 2 2.5 MANNER OF GIVING NOTICE; AFFIDA |
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June 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 47669 Fremont Boulevard Fremont, California 94538 (Addr |
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June 1, 2015 |
Ikanos Communications, Inc. Conflict Minerals Report For the Calendar Year Ended December 31, 2014 EX-1.01 2 exhibit102formsd2015.htm EXHIBIT 1.01 Exhibit 1.01 Ikanos Communications, Inc. Conflict Minerals Report For the Calendar Year Ended December 31, 2014 In this Conflict Minerals Report (“CMR”), references to “Ikanos,” “we,” “us,” “our,” or the “Company” mean Ikanos Communications, Inc. and its subsidiaries, unless otherwise indicated or the context otherwise requires. This CMR, for the cal |
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May 29, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 28, 2015 IKANOS COMMUNICATIONS, INC. |
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May 18, 2015 |
IKAN 8-K (Current Report/Significant Event) 20150518form8-k UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2015 IKANOS COMMUNICATIONS, INC. |
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May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 29, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-51532 IKAN |
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May 5, 2015 |
IKANOS COMMUNICATIONS, INC. AMENDED AND RESTATED WARRANT TO PURCHASE COMMON STOCK Exhibit41 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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May 5, 2015 |
IKANOS COMMUNICATIONS, INC. AMENDED AND RESTATED WARRANT TO PURCHASE COMMON STOCK EX-4.2 3 exhibit42.htm 20150504EXHIBIT 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTI |
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May 5, 2015 |
AMENDMENT NO. 2 TO FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit101 Execution Version AMENDMENT NO. 2 TO FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 to FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this ? Amendment ?) is entered into as of April 30, 2015 and is made by and among SILICON VALLEY BANK , a California corporation (? Bank ?) and IKANOS COMMUNICATIONS, INC. , a Delaware corporation (? Borrower ?). Capi |
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May 5, 2015 |
AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT Exhibit103 AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 to the LOAN AND SECURITY AGREEMENT (this ? Amendment ?) is dated as of April 30, 2015 (the ? Effective Date ?), between ALCATEL-LUCENT USA, INC., a Delaware corporation (? Lender ?), and IKANOS COMMUNICATIONS, INC. , a Delaware corporation (? Borrower ?), amends the terms on which Lender shall lend to Borrower and Borro |
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May 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2015 IKANOS COMMUNICATIONS, INC. |
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May 5, 2015 |
Exhibit102 Execution Version LIMITED WAIVER This LIMITED WAIVER (this ? Waiver ?) is entered into as of April 30, 2015 and is made by and among SILICON VALLEY BANK , a California corporation (? Bank ?), and IKANOS COMMUNICATIONS, INC. |
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May 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d918224d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 4, 2015 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction |
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May 4, 2015 |
Ikanos Communications Announces Results for First Quarter 2015 EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Results for First Quarter 2015 First Quarter Highlights Revenue of $10.2 million GAAP net loss of $(12.0) million, or $(0.77) per share Ending cash and cash equivalents of $13.0 million FREMONT, Calif., May 4, 2015 Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semiconductor and softwar |
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May 1, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2015 IKANOS COMMUNICATIONS, INC. |
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May 1, 2015 |
Ikanos Communications Announces First Quarter Fiscal Year 2015 Results Conference Call and Webcast Q12015Earnings Press Release Ikanos Communications Announces First Quarter Fiscal Year 2015 Results Conference Call and Webcast FREMONT, Calif. |
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April 15, 2015 |
2015 Proxy Dev 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 15, 2015 |
IKAN DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 a2015proxydeva14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use o |
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April 2, 2015 |
FORBEARANCE LOAN AND SECURITY AGREEMENT WITH LIMITED WAIVER FORBEARANCE TO LOAN AND SECURITY AGREEMENT WITH LIMITED WAIVER This Forbearance to Loan and Security Agreement with Limited Waiver (this “Agreement”) is entered into this 28th day of March, 2015, by and between Silicon Valley Bank (“Bank”) and Ikanos Communications, Inc. |
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April 2, 2015 |
IKAN 8-K (Current Report/Significant Event) 20150402 form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2015 IKANOS COMMUNICATIONS, INC. |
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March 27, 2015 |
705828469-v3-Ikanos-ScheduleTO-IA2March2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 20, 2015 |
AMENDMENT NO. 1 TO FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND LIMITED WAIVER AMENDMENT NO. 1 TO FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND LIMITED WAIVER This AMENDMENT NO. 1 to FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT and LIMITED WAIVER (this ?Amendment?) is entered into as of March 18, 2015 and is made by and among SILICON VALLEY BANK, a California corporation (?Bank?), IKANOS COMMUNICATIONS, INC., a Delaware corporation (?Ikanos US?) and IK |
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March 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-51532 IKANOS COMMUNICATIONS, INC. |
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March 20, 2015 |
CERTIFICATE OF AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF IKANOS COMMUNICATIONS, INC. CERTIFICATE OF AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF IKANOS COMMUNICATIONS, INC. |
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March 20, 2015 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Ikanos Communications, Inc. owns 100% of the voting securities of each subsidiary listed below as of December 28, 2014. Name State of Jurisdiction of Organization Ikanos Communications (Shenzhen) Co., Ltd. China Ikanos Communications Europe SARL France Ikanos Communications GmbH Germany Ikanos Communications International, Inc. United States Ikanos Commu |
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March 20, 2015 |
IKANOS COMMUNICATIONS 2004 EMPLOYEE STOCK PURCHASE PLAN AS AMENDED MAY 2, 2011 IKANOS COMMUNICATIONS 2004 EMPLOYEE STOCK PURCHASE PLAN AS AMENDED MAY 2, 2011 The following constitutes the provisions of the 2004 Employee Stock Purchase Plan of Ikanos Communications. |
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March 11, 2015 |
20150311Exhibit 10.1 March 7, 2015 Omid Tahernia, President & CEO c/o Ikanos Communications, Inc. 47669 Fremont Boulevard Fremont, California 94538 Dear Omid: Pursuant to a decision by the Compensation Committee of the Board of Directors, we have agreed to the following modifications to your offer letter dated May 30, 2012, as amended on September 5, 2013 and November 17, 2014 (collectively, the ? |
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March 11, 2015 |
IKAN 8-K (Current Report/Significant Event) 20150311 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2015 IKANOS COMMUNICATIONS, INC. |
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March 11, 2015 |
20150311Exhibit 10.2 November 17, 2014 Omid Tahernia, President & CEO c/o Ikanos Communications, Inc. 47669 Fremont Boulevard Fremont, California 94538 Dear Omid: Pursuant to a decision by the Compensation Committee of the Board of Directors, we have agreed to the following modification to your offer letter dated May 30, 2012, as amended on September 5, 2013 (collectively, the ?Offer Letter?), as |
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March 10, 2015 |
CORRESP Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
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March 10, 2015 |
Exhibit (a)(1)(D) Exhibit (a)(1)(D) FORMS OF OFFER REMINDER Sample Reminder Email (1): Our records show you have not made an election to participate in the Ikanos Stock Option Exchange Program. |
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March 10, 2015 |
FORM OF PAPER NOTICE OF WITHDRAWAL Exhibit (a)(1)(M) Exhibit (a)(1)(M) FORM OF PAPER NOTICE OF WITHDRAWAL If you previously elected to participate in the Offer to Exchange dated February 20, 2015 (the ?Offer?) from Ikanos Communications, Inc. |
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March 10, 2015 |
Exhibit (a)(1)(K) Exhibit (a)(1)(K) FORM OF EMAIL TO ALL ELIGIBLE OPTION HOLDERS From: Jim Murphy, on behalf of Ikanos Communications, Inc. |
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March 10, 2015 |
Exhibit (a)(1)(C) Exhibit (a)(1)(C) FORM OF TERMS OF ELECTION If you would like to participate in Ikanos Communications, Inc. |
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March 10, 2015 |
Sign On https://ikanos.equitybenefits.com EX-99.(A)(1)(F) 5 d885646dex99a1f.htm EXHIBIT (A)(1)(F) Exhibit (a)(1)(F) Sign On https://ikanos.equitybenefits.com Stock Option Exchange Program Opens February 20, 2015 Closes March 20, 2015 at 5:00 PM Pacific Time Welcome to your stock option exchange offer website! Your login ID is your lkanos email address. Your initial password was provided to you in the stock Option Exchange Program announce |
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March 10, 2015 |
SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Ikanos Communications, Inc. (Name of Subject Company (issuer) and Filing Person (offeror)) Options to Purchase Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 45173E2 |
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March 10, 2015 |
EX-99.(A)(1)(E) 4 d885646dex99a1e.htm EXHIBIT (A)(1)(E) Exhibit (a)(1)(E) FORM OF CONFIRMATION OF RECEIPT OF ELECTION TO: [Eligible Optionholder] FROM: [email protected] SUBJECT: Stock Option Exchange Program Election Confirmation Your Stock Option Exchange Program election has been recorded as follows: Eligible Option Replacement Option Grant ID Number Grant Date Exercise Price Number of S |
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March 10, 2015 |
CORRESP Ikanos Communications, Inc. 47669 Fremont Boulevard Fremont, California 94538 March 9, 2015 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE Washington, DC 20549 Attention: Lisa M. Kohl Attorney-Advisor Re: Ikanos Communications, Inc. Schedule TO-I Filed February 20, 2015 File No. 005-81084 Dear Ms. Kohl: On behalf of Ikanos Communica |
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March 10, 2015 |
EX-99.(A)(1)(L) 7 d885646dex99a1l.htm EXHIBIT (A)(1)(L) Exhibit (a)(1)(L) FORM OF PAPER ELECTION FORM Please read the enclosed Election Form carefully. To properly elect to exchange your eligible options pursuant to the Offer to Exchange dated February 20, 2015 (the “Offer”), Ikanos Communications, Inc. (the “Company”) must receive your properly completed and signed Election Form before 5:00 p.m., |
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March 5, 2015 |
Ikanos Regains NASDAQ Compliance 2015 0305 PressRelease Exhibit 99.1 Press Release Ikanos Regains NASDAQ Compliance FREMONT, CA, March 5, 2015 ? Ikanos Communications, Inc. (NASDAQ:IKAN), a leading provider of advanced broadband semiconductor and software products for the connected home, today announced that it has received notice from The NASDAQ Stock Market that the company has regained compliance with the $1.00 minimum bid pri |
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March 5, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 3, 2015 IKANOS COMMUNICATIONS, INC. |
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February 20, 2015 |
IKANOS COMMUNICATIONS, INC. NOTICE OF GRANT OF STOCK OPTION AND STOCK OPTION AGREEMENT FOR CEO Exhibit (a)(1)(I) IKANOS COMMUNICATIONS, INC. NOTICE OF GRANT OF STOCK OPTION AND STOCK OPTION AGREEMENT FOR CEO Ikanos Communications Inc. (the “Company”), hereby grants an option (“Option”) to purchase shares of its common stock (the “Shares”) to the optionee named below (“Optionee”) on the terms and conditions set forth in this Notice of Grant of Stock Option. The Option is granted outside of a |
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February 20, 2015 |
EX-99.(A)(1)(B) 3 d877809dex99a1b.htm EXHIBIT (A)(1)(B) Exhibit (a)(1)(B) Sample Announcement Email TO: [Employee] FROM: Jim Murphy SUBJECT: IMPORTANT NEWS: Launch of Option Exchange Program DATE: February 20, 2015 IMPORTANT NEWS — PLEASE READ IMMEDIATELY. SHOULD YOU CHOOSE TO PARTICIPATE IN THIS PROGRAM, YOU MUST TAKE ACTION BY 5:00 P.M., PACIFIC TIME, ON MARCH 20, 2015. We are pleased to provide |
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February 20, 2015 |
EX-99.(A)(1)(C) 4 d877809dex99a1c.htm EXHIBIT (A)(1)(C) Exhibit (a)(1)(C) FORM OF TERMS OF ELECTION If you would like to participate in Ikanos Communications, Inc.’s option exchange program (the “Offer”) described in the “Offer to Exchange Certain Outstanding Stock Options for a Number Of Replacement Stock Options” dated February 20, 2015 (the “Offer to Exchange”), please log on to the stock optio |
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February 20, 2015 |
EX-99.(A)(1)(J) 9 d877809dex99a1j.htm EXHIBIT (A)(1)(J) Stock Option Exchange Program Employee Presentation Exhibit (a)(1)(J) Jim Murphy 2 Agenda • Intent of Program • Timeline • Program Summary • Screen Shots of Exchange Website • Final Details 3 Intent of Program • Retain and motivate employees • Restore original intent of granting options • Benefits employees, company, and shareholders • Create |
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February 20, 2015 |
Exhibit (a)(1)(A) IKANOS COMMUNICATIONS, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR A NUMBER OF REPLACEMENT STOCK OPTIONS THIS OFFER AND YOUR WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M., U.S. PACIFIC DAYLIGHT TIME, ON MARCH 20, 2015, UNLESS WE EXTEND THE OFFER. The Date of this Offer is February 20, 2015 Ikanos Communications, Inc. (“Ikanos,” the “Company,” “we,” “us,” or “our”) is off |
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February 20, 2015 |
EX-99.(A)(1)(D) 5 d877809dex99a1d.htm EXHIBIT (A)(1)(D) Exhibit (a)(1)(D) FORMS OF OFFER REMINDER Sample Reminder Email (1): Our records show you have not made an election to participate in the Ikanos Stock Option Exchange Program. This email is to remind you that March 20, 2015 at 5:00 p.m. Pacific Time is the final deadline to participate in the Stock Option Exchange Program. If you wish to surr |
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February 20, 2015 |
Sign On https://ikanos.equitybenefits.com EX-99.(A)(1)(F) 7 d877809dex99a1f.htm EXHIBIT (A)(1)(F) Exhibit (a)(1)(F) Sign On https://ikanos.equitybenefits.com Stock Option Exchange Program Opens February 20, 2015 Closes March 20, 2015 at 5:00 PM Pacific Time Welcome to your stock option exchange offer website! Your login ID is your lkanos email address. Your initial password was provided to you in the stock Option Exchange Program announce |
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February 20, 2015 |
IKAN / Ikanos Communications SC TO-I - - SC TO-I SC TO-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Ikanos Communications, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 45173E204 (CUSIP Number of C |
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February 20, 2015 |
Exhibit (a)(1)(E) Exhibit (a)(1)(E) FORM OF CONFIRMATION OF RECEIPT OF ELECTION TO: [Eligible Optionholder] FROM: Stockexchange@ikanos. |
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February 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2015 IKANOS COMMUNICATIONS, INC. |
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February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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February 12, 2015 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2015 IKANOS COMMUNICATIONS, INC. |
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February 12, 2015 |
Ikanos Communications Announces Reverse Stock Split Exhibit 99.1 Press Release Ikanos Communications Announces Reverse Stock Split Fremont, CA – February 11, 2015 – Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semiconductor and software products for the connected home, today announced that, at a special meeting of stockholders held on February 11, 2015, stockholders authorized the Company’s Board of Directors |
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February 6, 2015 |
Ikanos Communications Announces Completion of Rights Offering Exhibit 99.1 Press Release Ikanos Communications Announces Completion of Rights Offering Fremont, CA – February 6, 2015 – Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semiconductor and software products for the connected home, today announced that it has completed its previously announced common stock rights offering. The Company raised approximately $12.4 m |
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February 6, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 a201502068-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 4, 2015 IKANOS COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of |
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February 5, 2015 |
IKAN / Ikanos Communications / Miller Lloyd I III - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* Ikanos Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45173E105 (CUSIP Number) December 31, 2014 (Date of Event whic |
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January 27, 2015 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2015 IKANOS COMMUNICATIONS, INC. |
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January 27, 2015 |
Ikanos Communications Announces Short Extension of Rights Offering Period EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Short Extension of Rights Offering Period FREMONT, Calif., January 27, 2015 — Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semiconductor and software products for the connected home, today announced that the company has elected to extend the previously announced Rights Offering until February |
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January 26, 2015 |
16,931,962 Shares IKANOS COMMUNICATIONS, INC. Common Stock 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-201418 PROSPECTUS 16,931,962 Shares IKANOS COMMUNICATIONS, INC. Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders identified herein of up to an aggregate of 16,931,962 shares of our common stock, par value $0.001 per share, including 12,195,121 shares held by the sel |
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January 26, 2015 |
IKAN / Ikanos Communications S-8 - - S-8 S-8 As filed with the Securities and Exchange Commission on January 26, 2015 Registration No. |
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January 22, 2015 |
Ikanos Communications Announces Results for the Fourth Quarter and Fiscal Year 2014 Exhibit 99.1 Press Release Ikanos Communications Announces Results for the Fourth Quarter and Fiscal Year 2014 Fourth Quarter Highlights • Revenue of $11.5 million • GAAP net loss of $(10.4) million, or $(0.07) per share • Ending cash, cash equivalents and short-term investments of $15.7 million FREMONT, Calif., Jan 22, 2015 — Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advan |
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January 22, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 22, 2015 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporation) (C |
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January 16, 2015 |
IKAN / Ikanos Communications DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 15, 2015 |
IKAN / Ikanos Communications CORRESP - - CORRESP 1 filename1.htm Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650.233.4500 | fax 650.233.4545 Gabriella A. Lombardi tel 650.233.4670 [email protected] January 15, 2015 VIA ELECTRONIC TRANSMISSION Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Ajay Koduri, Senior Counsel Re: Ikanos Communication |
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January 15, 2015 |
FWP Filed pursuant to Rule 433 Registration Statement No. 333-199474 Issuer Free Writing Prospectus Dated January 15, 2015 On January 15, 2015, Ikanos Communications, Inc. issued the following press release: Ikanos Announces Preliminary Financial Results for Its Fiscal 2014 Fourth Quarter and Guidance for Its Fiscal 2015 First Quarter FREMONT, Calif. – Jan. 15, 2015 – Ikanos Communications, Inc. ( |
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January 15, 2015 |
EX-99.1 Exhibit 99.1 Ikanos Announces Preliminary Financial Results for Its Fiscal 2014 Fourth Quarter and Guidance for Its Fiscal 2015 First Quarter FREMONT, Calif. – Jan. 15, 2015 – Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semiconductor and software products for the connected home, today announced selected preliminary unaudited financial results for it |
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January 15, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 15, 2015 IKANOS COMMUNICATIONS, INC. |
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January 9, 2015 |
IKAN / Ikanos Communications S-3 - - S-3 S-3 1 d828014ds3.htm S-3 Table of Contents As filed with the Securities and Exchange Commission on January 9, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 73-1721486 (State or other jurisdict |
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January 6, 2015 |
IKAN / Ikanos Communications PRE 14A - - PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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December 19, 2014 |
IKAN / Ikanos Communications / Alcatel Lucent - SC 13G/A Passive Investment SC 13G/A 1 d840181dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* IKANOS COMMUNICATIONS, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45173E105 (CUSIP Number) December 10, 2014 (Date of Event Which Requires Filing of this Statement) Check the |
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December 16, 2014 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 15, 2014 IKANOS COMMUNICATIONS, INC. |
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December 16, 2014 |
EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Extension of Rights Offering Period and Fourth Quarter Fiscal Year 2014 Results Conference Call and Webcast FREMONT, Calif., December 16, 2014 — Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semiconductor and software products for the connected home, today announced that the company has electe |
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December 11, 2014 |
FWP Filed pursuant to Rule 433 Registration Statement No. 333-199474 Issuer Free Writing Prospectus Dated December 11, 2014 Amendment to Loan and Security Agreement On December 10, 2014, Ikanos Communications, Inc. (the “Company”) entered into Amendment No. 1 (the “Loan Amendment”) to that certain Loan and Security Agreement, dated September 29, 2014 (the “Loan Agreement”), by and between the Comp |
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December 11, 2014 |
IKANOS COMMUNICATIONS, INC. WARRANT TO PURCHASE COMMON STOCK EX-4.2 Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMEN |
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December 11, 2014 |
AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT EX-10.1 Exhibit 10.1 AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 to the LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of December 10, 2014 (the “Effective Date”), between ALCATEL-LUCENT USA, INC., a Delaware corporation (“Lender”), and IKANOS COMMUNICATIONS, INC., a Delaware corporation (“Borrower”), amends the terms on which Lender shall lend to Borrower and B |
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December 11, 2014 |
FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK EX-4.1 2 d836936dex41.htm EX-4.1 Exhibit 4.1 FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK This First Amendment to Warrant to Purchase Common Stock (the “Amendment”) is dated as of December 10, 2014, by and between Alcatel-Lucent Participations, S.A., (the “Holder”) and Ikanos Communications, Inc. (the “Company”). RECITALS A. Company issued a Warrant to Purchase Common Stock dated as of Sept |
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December 11, 2014 |
FIRST AMENDMENT TO THE SECURITIES PURCHASE AGREEMENT Exhibit 10.2 FIRST AMENDMENT TO THE SECURITIES PURCHASE AGREEMENT THIS FIRST AMENDMENT TO THE SECURITIES PURCHASE AGREEMENT (this “Amendment”) is dated as of December 10, 2014, by and between Ikanos Communications, Inc., a Delaware corporation (the “Company”), Alcatel-Lucent Participations, S.A. (“ALU Part”), and Tallwood III, L.P., a Delaware limited partnership, Tallwood III Partners, L.P., a De |
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December 11, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 10, 2014 IKANOS COMMUNICATIONS, INC. |
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December 8, 2014 |
FWP Filed Pursuant to Rule 433 Registration Statement No. 333-199474 Issuer Free Writing Prospectus dated December 8, 2014 December 8, 2014 Dear Valued Stockholder: As you may be aware, on September 29, 2014 we announced a strategic collaboration with Alcatel-Lucent on the development of ultra-broadband products, plus a financial commitment of up to $45 million by Alcatel-Lucent and entities affil |
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December 1, 2014 |
IKANOS COMMUNICATIONS, INC. Rights to Purchase 144,925,083 Shares of Common Stock 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-199474 PROSPECTUS IKANOS COMMUNICATIONS, INC. Rights to Purchase 144,925,083 Shares of Common Stock We are distributing to holders of our common stock, at no charge, non-transferable subscription rights to purchase 144,925,083 shares of our common stock. We refer to the offering that is the subject of this prospectus as |
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December 1, 2014 |
Ikanos Communications Announces Commencement of Rights Offering to Stockholders EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Commencement of Rights Offering to Stockholders FREMONT, Calif., Dec. 1, 2014 — Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semiconductor and software products for the connected home, today announced that the Registration Statement on Form S-1 for its previously announced rights offering (th |
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December 1, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 1, 2014 IKANOS COMMUNICATIONS, INC. |
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November 26, 2014 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 21, 2014 IKANOS COMMUNICATIONS, INC. |
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November 21, 2014 |
IKAN / Ikanos Communications CORRESP - - Acceleration Request Ikanos Communications, Inc. 47669 Fremont Boulevard Fremont, California 94538 November 21, 2014 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-0409 Attention: Larry Spirgel Justin Kisner RE: Ikanos Communications, Inc. Registration Statement on Form S-1 File No. 333-199474 Request for Acceleration of Effectiveness Ladies an |
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November 21, 2014 |
RESTATED CERTIFICATE OF INCORPORATION IKANOS COMMUNICATIONS, INC. EX-3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF IKANOS COMMUNICATIONS, INC. Ikanos Communications, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify: FIRST: The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of Delaware on July 9, 2004. SECOND: Th |
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November 21, 2014 |
FORM OF NOTICE OF IMPORTANT TAX INFORMATION EX-99.7 Exhibit 99.7 FORM OF NOTICE OF IMPORTANT TAX INFORMATION The tax information is provided in connection with the prospectus of Ikanos Communications, Inc. (“Ikanos”) dated November , 2014 (the “Prospectus”). Under the U.S. federal income tax laws, dividend payments that may be made by Ikanos on shares of its common stock, par value $0.001 (the “Common Stock”), issued upon the exercise of no |
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November 21, 2014 |
IKAN / Ikanos Communications S-1/A - - AMENDMENT NO. 2 TO FORM S-1 S-1/A 1 d806574ds1a.htm AMENDMENT NO. 2 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on November 21, 2014 Registration No. 333-199474 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its |
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November 21, 2014 |
EX-4.4 Exhibit 4.4 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED , 2014 (THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM D.F KING & CO. INC., THE INFORMATION AGENT. Ikanos Communications, Inc. Incorporated under the laws of the State of Delaw |
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November 21, 2014 |
EX-99.8 Exhibit 99.8 FORM OF LETTER TO STOCKHOLDERS WHO ARE BENEFICIAL HOLDERS IKANOS COMMUNICATIONS, INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of Ikanos Communications, Inc. , 2014 To Our Clients: Enclosed for your consideration are a prospectus, dated , 2014 (the “Prospectus”), and the “Instructions as to the U |
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November 20, 2014 |
IKAN / Ikanos Communications / Miller Lloyd I III - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* Ikanos Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45173E105 (CUSIP Number) November 19, 2014 (Date of Event which R |
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November 13, 2014 |
IKAN / Ikanos Communications S-1/A - - AMENDMENT NO. 1 TO FORM S-1 S-1/A 1 d806574ds1a.htm AMENDMENT NO. 1 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on November 13, 2014 Registration No. 333-199474 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its |
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November 13, 2014 |
IKAN / Ikanos Communications CORRESP - - SEC Response Letter Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
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November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 28, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-51532 IKANOS COMMUNICATIONS, INC. |
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October 31, 2014 |
IKAN / Ikanos Communications DEF 14A - - DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 30, 2014 |
Ikanos Communications Announces Results for the Third Quarter 2014 EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Results for the Third Quarter 2014 Third Quarter Highlights • Revenue of $11.1 million • GAAP net loss of $(10.3) million, or $(0.10) per share • Ending cash, cash equivalents and short-term investments of $6.7 million FREMONT, Calif., Oct 30, 2014 — Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadba |
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October 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 30, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporatio |
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October 20, 2014 |
EX-99.1 Exhibit 99.1 FORM OF INSTRUCTIONS AS TO USE OF IKANOS COMMUNICATIONS, INC. SUBSCRIPTION RIGHTS CERTIFICATES CONSULT AST PHOENIX ADVISORS, YOUR BANK OR BROKER AS TO ANY QUESTIONS The following instructions relate to a rights offering (the “Rights Offering”) by Ikanos Communications, Inc., a Delaware corporation (“Ikanos”), to the holders of record (the “Recordholders”) of its common stock, |
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October 20, 2014 |
EX-99.6 Exhibit 99.6 FORM OF NOTICE OF GUARANTEED DELIVERY FOR SUBSCRIPTION RIGHTS CERTIFICATES ISSUED BY IKANOS COMMUNICATIONS, INC. This form, or one substantially equivalent hereto, must be used to exercise the non-transferrable subscription rights (the “Subscription Rights”) pursuant to the rights offering (the “Rights Offering”) as described in the prospectus dated , 2014 (the “Prospectus”) o |
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October 20, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) 001-51532 (Commission File Number) Delaware 73-1721486 (State or other jur |
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October 20, 2014 |
RIGHTS CERTIFICATE #: NUMBER OF RIGHTS EX-4.4 Exhibit 4.4 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED , 2014 (THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM AST PHOENIX ADVISORS, THE INFORMATION AGENT. Ikanos Communications, Inc. Incorporated under the laws of the State of Dela |
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October 20, 2014 |
Exhibit 99.2 FORM OF LETTER TO STOCKHOLDERS IKANOS COMMUNICATIONS, INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of Ikanos Communications, Inc. , 2014 Dear Stockholder: This letter is being distributed by Ikanos Communications, Inc. (“Ikanos”) to all holders of record (the “Recordholders”) of shares of its common sto |
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October 20, 2014 |
IKANOS COMMUNICATIONS, INC. FORM OF NOMINEE HOLDER CERTIFICATION EX-99.5 Exhibit 99.5 IKANOS COMMUNICATIONS, INC. FORM OF NOMINEE HOLDER CERTIFICATION The undersigned, a broker, dealer, bank, or other nominee holder of rights (the “Subscription Rights”) to purchase shares of common stock, par value $0.001 per share (“Common Stock”), of Ikanos Communications, Inc. (“Ikanos”), pursuant to the Rights Offering described and provided for in the prospectus dated , 20 |
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October 20, 2014 |
IKAN / Ikanos Communications S-1 - Registration Statement - FORM S-1 Form S-1 Table of Contents As filed with the Securities and Exchange Commission on October 20, 2014 Registration No. |
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October 20, 2014 |
IKANOS COMMUNICATIONS, INC. FORM OF BENEFICIAL HOLDER ELECTION FORM EX-99.4 Exhibit 99.4 IKANOS COMMUNICATIONS, INC. FORM OF BENEFICIAL HOLDER ELECTION FORM The undersigned acknowledge(s) receipt of your letter and the enclosed materials relating to the grant of non-transferable rights to purchase common stock, par value $0.001 per share, of Ikanos Communications, Inc. (“Ikanos”). I (we) hereby instruct you as follows: (CHECK THE APPLICABLE BOXES AND PROVIDE ALL R |
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October 20, 2014 |
EX-99.3 Exhibit 99.3 FORM OF LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEES IKANOS COMMUNICATIONS, INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of Ikanos Communications, Inc. , 2014 To Brokers, Dealers, Banks, and Other Nominees: This letter is being distributed to brokers, dealers, banks, and other nominees i |
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October 20, 2014 |
Ikanos Communications Announces Filing of Registration Statement for Rights Offering to Stockholders EX-99.1 2 d807166dex991.htm EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Filing of Registration Statement for Rights Offering to Stockholders FREMONT, Calif., Oct. 20, 2014 — Ikanos Communications, Inc. (NASDAQ: IKAN), a provider of broadband semiconductor and software products for the connected home, today announced that it has filed with the Securities and Exchange Commissi |
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October 10, 2014 |
IKAN / Ikanos Communications PRE 14A - - PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 10, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2014 IKANOS COMMUNICATIONS, INC. |
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October 10, 2014 |
FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit 10.1 FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This FIRST AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of October 7, 2014 (the “Effective Date”), between SILICON VALLEY BANK, a California corporation (“Bank”), and IKANOS COMMUNICATIONS, INC., a Delaware corporation (the “Borrower”), provides the terms on which Bank shall lend to Borrower and Bor |
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October 6, 2014 |
IKAN / Ikanos Communications / Alcatel Lucent - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 IKANOS COMMUNICATIONS, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45173E105 (CUSIP Number) September 29, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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October 3, 2014 |
IKAN / Ikanos Communications / Tallwood III L P - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4) Ikanos Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 45173E105 (CUSIP Number) Christopher L. Kaufman Latham & Watkins |
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September 29, 2014 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Definitions 1 ARTICLE II PURCHASE AND SALE 7 2.1 Closing 7 2.2 Closing Deliveries 7 ARTICLE III REPRESENTATIONS AND WARRANTIES 8 3.1 Representations and Warranties of the Company 8 3.2 Representations, Warranties and Covenants of the Investors 21 ARTICLE IV ADDITIONAL AGREEMENTS 23 4.1 Transfer Re |
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September 29, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2014 IKANOS COMMUNICATIONS, INC. |
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September 29, 2014 |
EX-10.3 Exhibit 10.3 STANDBY PURCHASE AGREEMENT This STANDBY PURCHASE AGREEMENT (this “Agreement”) is by and between the undersigned, Tallwood III, L.P., a Delaware limited partnership (“Tallwood III”), Tallwood III Partners, L.P., a Delaware limited partnership (“Tallwood III Partners”), and Tallwood III Associates, L.P., a Delaware limited partnership (“Tallwood III Associates”) (collectively, t |
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September 29, 2014 |
EX-4.2 Exhibit 4.2 IKANOS COMMUNICATIONS, INC. AMENDED AND RESTATED STOCKHOLDER AGREEMENT Dated as of September 29, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Definitions 2 1.2 General Interpretive Principles 5 ARTICLE II GOVERNANCE 5 2.1 Voting 5 ARTICLE III TRANSFER RESTRICTIONS 6 3.1 General Transfer Restrictions 6 3.2 Specific Transfer Restrictions 7 3.3 Permitted Transfers 8 ARTI |
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September 29, 2014 |
EX-10.2 Exhibit 10.2 LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of September 29, 2014 (the “Effective Date”), between ALCATEL-LUCENT USA, INC., a Delaware corporation (“Lender”), and IKANOS COMMUNICATIONS, INC., a Delaware corporation (“Borrower”), provides the terms on which Lender shall lend to Borrower and Borrower shall repay Lender. The parties ag |
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September 29, 2014 |
EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Financing Plan Tallwood Venture Capital and Alcatel-Lucent Lead the Financing with a Private Placement and Tallwood Commitment for Future Equity Infusion Ikanos and Alcatel-Lucent to Collaborate on New Products Ikanos Plans Rights Offering for All Existing Stockholders FREMONT, Calif., Sept. 29, 2014 — Ikanos Communications, Inc. ( |
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September 29, 2014 |
IKANOS COMMUNICATIONS, INC. WARRANT TO PURCHASE COMMON STOCK EX-4.1 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMEN |
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September 19, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 d791998d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 16, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdicti |
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August 8, 2014 |
EX-10.1.3 Exhibit 10.1.3 IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN NOTICE OF GRANT OF STOCK APPRECIATION RIGHT (SAR) The terms defined in the 2014 Stock Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant. Where no definition exists in the Plan, new definitions will be noted in this document. Name: %%FIRSTNAME%-% %%LASTNAME%-% You have been granted S |
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August 8, 2014 |
RESTATED CERTIFICATE OF INCORPORATION IKANOS COMMUNICATIONS, INC. EX-3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF IKANOS COMMUNICATIONS, INC. Ikanos Communications, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify: FIRST: The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of Delaware on July 9, 2004. SECOND: Th |
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August 8, 2014 |
IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT Exhibit 10.1.2 IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT You have been granted the following Option to purchase Common Stock of Ikanos Communications, Inc. (the “Company”) under the Company’s 2014 Stock Incentive Plan (the “Plan”): Name of Optionee: [Name of Optionee] Total Number of Option Shares Granted: [Total Number of Shares] Type of Option: ¨ Incentiv |
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August 8, 2014 |
IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN NOTICE OF STOCK UNIT AWARD EX-10.1.1 4 d755905dex1011.htm EX-10.1.1 Exhibit 10.1.1 IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN NOTICE OF STOCK UNIT AWARD You have been granted the following Stock Units representing Common Stock of Ikanos Communications, Inc. (the “Company”) under the Company’s 2014 Stock Incentive Plan (the “Plan”): Name of Participant: Total Number of Stock Units Granted: Date of Grant: , Vesting |
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August 8, 2014 |
IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN EX-10.1 Exhibit 10.1 IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Employees, Directors and Consultants, and • to promote the success of the Company’s business. The Plan permits the grant of Incentive |
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August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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August 8, 2014 |
IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT EX-10.1.4 Exhibit 10.1.4 IKANOS COMMUNICATIONS, INC. 2014 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT You have been granted the following Option to purchase Common Stock of Ikanos Communications, Inc. (the “Company”) under the Company’s 2014 Stock Incentive Plan (the “Plan”): Name of Optionee: [Name of Optionee] Total Number of Option Shares Granted: [Total Number of Shares] Type of Option: |
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July 31, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporation) |
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July 31, 2014 |
Ikanos Communications Announces Results for the Second Quarter 2014 EX-99.1 Exhibit 99.1 Ikanos Communications Announces Results for the Second Quarter 2014 Second Quarter Highlights • Revenue of $11.3 million • GAAP net loss of $(12.3) million, or $(0.12) per share • Ending cash, cash equivalents and short-term investments of $20.6 million FREMONT, Calif., July 31, 2014 — Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semicon |
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June 9, 2014 |
Form S-8 As filed with the Securities and Exchange Commission on June 9, 2014 Registration No. |
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June 5, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Prepared by R.R. Donnelley Financial - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 3, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or O |
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June 2, 2014 |
Ikanos Communications, Inc. Conflict Minerals Report For the Calendar Year Ended December 31, 2013 EX-1.02 Exhibit 1.02 Ikanos Communications, Inc. Conflict Minerals Report For the Calendar Year Ended December 31, 2013 In this Conflict Minerals Report (“CMR”), references to “Ikanos,” “we,” “us,” “our,” or the “Company” mean Ikanos Communications, Inc. and its subsidiaries, unless otherwise indicated or the context otherwise requires. This CMR for the calendar year ended December 31, 2013 is pre |
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June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 47669 Fremont Boulevard Fremont, CA 94538 (Address of p |
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May 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0- |
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April 29, 2014 |
Ikanos Communications Announces Results for the First Quarter 2014 Exhibit 99.1 Press Release Ikanos Communications Announces Results for the First Quarter 2014 First Quarter Highlights • Revenue of $14.5 million • GAAP net loss of $(10.3) million, or $(0.10) per share • Ending cash, cash equivalents and short-term investments of $33.7 million FREMONT, Calif., April 29, 2014 — Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband se |
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April 29, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporation) (Com |
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April 25, 2014 |
Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdic |
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April 23, 2014 |
- DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d706506ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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April 23, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by 14a-6(e |
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April 9, 2014 |
PRE 14A 1 d706500dpre14a.htm PRELIMINARY PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential |
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March 21, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 18, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporation) (Com |
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March 12, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 7, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporation) (Comm |
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March 12, 2014 |
EX-16.1 Exhibit 16.1 March 12, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Ikanos Communications, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of Ikanos Communications, Inc. dated March 7, 2014. We |
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February 28, 2014 |
EX-10.5.2 Exhibit 10.5.2 SECOND AMENDMENT TO LEASE THIS SECOND AMENDMENT TO LEASE AGREEMENT (the “Second Amendment”) is entered into as of the 8th day of December, 2010, by and between ProLogis, a Maryland real estate investment trust, (the “Landlord”) and Ikanos Communications, Inc., a Delaware corporation (the “Tenant”). W I T N E S S E T H: WHEREAS, Landlord and Tenant have entered into a Lease |
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February 28, 2014 |
S-8 As filed with the Securities and Exchange Commission on February 28, 2014 Registration No. |
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February 28, 2014 |
EX-10.6 Exhibit 10.6 [California Net Lease] LEASE AGREEMENT THIS LEASE AGREEMENT is made this 7th day of February, 2006, between ProLogis, a Maryland real estate investment trust (“Landlord”), and the Tenant named below. Tenant: Ikanos Communications, a California corporation Tenant’s Representative, Address, and Telephone: Dan Atler Ikanos Communications 47669 Fremont Blvd. Fremont, CA, 94538 Pre |
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February 28, 2014 |
FIRST AMENDMENT TO LEASE AGREEMENT EX-10.6.1 Exhibit 10.6.1 FIRST AMENDMENT TO LEASE AGREEMENT THIS FIRST AMENDMENT TO LEASE AGREEMENT made this 18th day of June , 2006, by and between ProLogis, a Maryland real estate investment trust, hereinafter referred to as “Landlord”, and Ikanos Communications, Inc., a Delaware corporation, hereinafter referred to as “Tenant”. W I T N E S S E T H: WHEREAS, Landlord and Ikanos Communications, |
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February 28, 2014 |
EX-10.6.2 Exhibit 10.6.2 SECOND AMENDMENT TO LEASE THIS SECOND AMENDMENT TO LEASE AGREEMENT (the “Second Amendment”) is entered into as of the 8th day of December , 2010, by and between ProLogis, a Maryland real estate investment trust, (the “Landlord”) and Ikanos Communications, Inc., a Delaware corporation (the “Tenant”). W I T N E S S E T H: WHEREAS, Landlord and Tenant have entered into a Leas |
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February 28, 2014 |
FIRST AMENDMENT TO LEASE AGREEMENT EX-10.5.1 Exhibit 10.5.1 FIRST AMENDMENT TO LEASE AGREEMENT THIS FIRST AMENDMENT TO LEASE AGREEMENT made this 18th day of June , 2006, by and between ProLogis, a Maryland real estate investment trust, hereinafter referred to as “Landlord”, and Ikanos Communications, Inc., a Delaware corporation, hereinafter referred to as “Tenant”. W I T N E S S E T H: WHEREAS, Landlord and Ikanos Communications, |
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February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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February 28, 2014 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Ikanos Communications, Inc. owns 100% of the voting securities of each subsidiary listed below as of December 29, 2013. Name State of Jurisdiction of Organization Ikanos Communications (Shenzhen) Co., Ltd. China Ikanos Communications Europe SARL France Ikanos Communications GmbH Germany Ikanos Communications International, Inc. United States Ikanos Commu |
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February 28, 2014 |
EX-10.10 Exhibit 10.10 LEASE AGREEMENT BETWEEN ALFIERI-100 SCHULTZ ASSOCIATES, L.P. AS LANDLORD -AND- IKANOS COMMUNICATIONS, INC. AS TENANT PREMISES: 100 Schultz Drive, Red Bank, New Jersey Portion of 1st Floor 3rd and 4th Floors DATED: March 31, 2011 INDEX ARTICLE CAPTION PAGE 1 Demised Premises, Term, Rent 2 2 Use 5 3 Preparation of the Demised Premises 6 4 When Demised Premises Ready for Occupa |
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February 28, 2014 |
EX-10.10.1 Exhibit 10.10.1 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE (this “Amendment”) is made and entered into as of March, 2012, by and between ALFIERI-100 SCHULTZ ASSOCIATES, L.P., a New Jersey limited partnership (“Landlord”), and IKANOS COMMUNICATIONS, INC., a Delaware corporation (“Tenant”). WITNESSETH: WHEREAS, Landlord and Tenant are parties to that certain Lease dated March |
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February 24, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 24, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporati |
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February 24, 2014 |
EX-99.1 Exhibit 99.1 Ikanos Names Sierra Wireless CEO Jason Cohenour to its Board of Directors Visionary Responsible for Driving the Ascendance of Sierra Wireless as an M2M Powerhouse FREMONT, Calif. – February 24, 2014 – Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advanced broadband semiconductor and software products for the digital home, today announced that Jason Cohenour |
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February 14, 2014 |
JOINDER TO JOINT FILING AGREEMENT EX-99.2 Exhibit 2 JOINDER TO JOINT FILING AGREEMENT Reference is hereby made to the Joint Filing Agreement, dated as of September 3, 2009 (the “Agreement”). I, as a signatory to Amendment Number 3 of the statement on Schedule 13D to which this Joinder is attached, hereby agree to become party to the Agreement and further agree that the aforementioned statement is, and any amendments thereto filed |
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February 14, 2014 |
IKAN / Ikanos Communications / Tallwood III L P - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3) Ikanos Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 45173E105 (CUSIP Number) Christopher L. Kaufman Latham |
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February 14, 2014 |
IKAN / Ikanos Communications / Francis Capital Management, Llc - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response………10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ikanos Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45173E105 (CUSIP Number) December 31, 2013 (Date of E |
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February 13, 2014 |
IKAN / Ikanos Communications / DIKER MANAGEMENT LLC Passive Investment Fast Easy Online EDGARization And Filing by Corporate-Insiders.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Ikanos Communications Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45173E105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) C |
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January 31, 2014 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF IKANOS COMMUNICATIONS, INC. (As Amended Through January 28, 2014) TABLE OF CONTENTS Page ARTICLE 1 CORPORATE OFFICES 4 1.1 REGISTERED OFFICE 4 1.2 OTHER OFFICES 4 ARTICLE 2 MEETINGS OF STOCKHOLDERS 4 2.1 PLACE OF MEETINGS 4 2.2 ANNUAL MEETING 4 2.3 SPECIAL MEETING 4 2.4 NOTICE OF STOCKHOLDERS’ MEETINGS; EXCEPTION TO REQUIREMENTS OF NOTICE 5 2.5 MANNER OF |
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January 31, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 28, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporatio |
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January 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 30, 2014 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporation) (Commi |
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January 30, 2014 |
Ikanos Communications Announces Results for the Fourth Quarter and Fiscal Year 2013 EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Results for the Fourth Quarter and Fiscal Year 2013 Recent Highlights • Q4 revenue of $17.6 million • GAAP net loss of $(8.6) million, or $(0.10) per share, for Q4 • Net proceeds from completed secondary offering of $24.0 million • Q4 ending cash, cash equivalents and short-term investments of $39.5 million FREMONT, Calif., January |
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November 7, 2013 |
25,000,000 Shares IKANOS COMMUNICATIONS, INC. Common Stock 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-190803 PROSPECTUS 25,000,000 Shares IKANOS COMMUNICATIONS, INC. Common Stock We are offering 25,000,000 shares of our common stock. Our common stock is listed on The NASDAQ Capital Market under the symbol “IKAN.” The last reported sale price of our common stock as reported on The NASDAQ Capital Market on November 6, 2013 |
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November 5, 2013 |
As filed with the Securities and Exchange Commission on November 5, 2013 Registration No. |
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November 5, 2013 |
Shares* IKANOS COMMUNICATIONS, INC. Common Stock UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 Shares* IKANOS COMMUNICATIONS, INC. Common Stock UNDERWRITING AGREEMENT , 2013 NEEDHAM & COMPANY, LLC As Representatives of the several Underwriters C/O NEEDHAM & COMPANY, LLC 445 Park Avenue New York, New York 10022 Ladies and Gentlemen: Ikanos Communications, Inc., a Delaware corporation (the “Company”), proposes to issue and sell shares (the “Firm Shares”) of the Company’s co |
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November 1, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on November 1, 2013 Registration No. |
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October 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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October 30, 2013 |
S-1/A Table of Contents As filed with the Securities and Exchange Commission on October 30, 2013 Registration No. |
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October 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 29, 2013 IKANOS COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 000-51532 73-1721486 (State or Other Jurisdiction of Incorporatio |
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October 29, 2013 |
Ikanos Communications Announces Results for the Fiscal Third Quarter of 2013 EX-99.1 Exhibit 99.1 Press Release Ikanos Communications Announces Results for the Fiscal Third Quarter of 2013 Q3 Highlights: • Revenue of $16.9 million • GAAP Gross Profit of 51% • GAAP Operating Expenses of $17.0 million • Cash, Cash Equivalents and Short-Term Investments of $25.6 million FREMONT, Calif., October 29, 2013 — Ikanos Communications, Inc. (NASDAQ: IKAN), a leading provider of advan |