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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Harbor Bankshares Corporation
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 9, 2024 |
US4114651072 / Harbor Bankshares Corp / BROWN ADVISORY INC - BROWN ADVISORY INC Passive Investment SC 13G 1 hrbk20924.htm BROWN ADVISORY INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Harbor Bankshares Corp (Name of Issuer) (Title of Class of Securities) 411465107 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 5, 2007 |
SC 13E3/A 1 y29887sc13e3za.htm SC13E3/A Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13E-3 THEREUNDER RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934) Amendment No. 4 HARBOR BANKSHARES CORPORATION (Name of |
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| February 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20990 HARBOR BANKSHARES CORPORATION (Exact name of registrant as specified |
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| January 19, 2007 |
Regulation FD Disclosure, Other Events 8-K 1 primary.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 17, 2007 Harbor Bankshares Corp (Exact name of registrant as specified in its charter) COMMISSION FILE NUMBER: Maryland (State or other jurisdiction of inco |
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| November 14, 2006 |
Exhibit 32(b) 18 U.S.C. Section 1350 Certification Exhibit 32(b) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended September 30, 2006, fully complies with the requirements of section 13(a) or 15(d) |
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| November 14, 2006 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification I, Teodoro J. Hernandez, certify that: 1. I have reviewed this quarterly report on Form 10-QSB of Harbor Bankshares Corporation. 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| November 14, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2006. OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BANKSHARES CORPORATION (E |
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| November 14, 2006 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr., certify that: 1. I have reviewed this quarterly report on Form 10-QSB of Harbor Bankshares Corporation. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| November 14, 2006 |
Exhibit 32(a) 18 U.S.C. Section 1350 Certification Back to Contents Exhibit 32(a) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended September 30, 2006, fully complies with the requirements of section |
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| November 13, 2006 |
DEF 14A 1 b415617def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive A |
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| September 25, 2006 |
SC 13E3/A 1 b415002sch13e3a.htm SCHEDULE 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13E-3 THEREUNDER RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934) AMENDMENT NO. 2 HARBOR BANKSHARES CORPORATION - (Name of the Iss |
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| September 25, 2006 |
[JAMES I. LUNDY, III LETTERHEAD] September 22, 2006 Via EDGAR and Facsimile at 202.772.9208 Mr. Christian N. Windsor Ms. Kathryn McHale Securities and Exchange Commission Washington, D.C. 20549 Mail Stop 4561 Re: Harbor Bancshares Corporation Schedule 13E-3 Filed May 2, 2006 File No. 05-45264 Amended Preliminary Proxy Statement on Schedule 14A Filed August 1, 2006 File No. 000-20990 Dear Mr. Winds |
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| September 25, 2006 |
APPENDIX B FAIRNESS OPINION HARBOR BANKSHARES CORPORATION BALTIMORE, MARYLAND FAIRNESS OPINION AS OF AUGUST 29, 2006 Set forth herein is Danielson Associates Inc. |
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| September 25, 2006 |
Prepared and Filed by St Ives Financial SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| August 11, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Click Here for Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2006. OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BANKSH |
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| August 1, 2006 |
SC 13E3/A 1 b414272sch13e-3.htm SCHEDULE 13E3/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13E-3 THEREUNDER RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934) Amendment No. 1 HARBOR BANKSHARES CORPORATION (Name of the Issue |
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| August 1, 2006 |
PRER14A 1 b414240prer14a.htm PRER14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive |
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| August 1, 2006 |
July 31, 2006 Via EDGAR and Facsimile at 202.772.9208 Mr. Christian N. Windsor Ms. Kathryn McHale Securities and Exchange Commission Washington, D.C. 20549 Mail Stop 4561 Re: Harbor Bancshares Corporation Schedule 13E-3 Filed May 2, 2006 File No. 05-45264 Preliminary Proxy Statement on Schedule 14A Filed May 2, 2006 File No. 000-20990 Dear Mr. Windsor and Ms. McHale: This letter includes the respo |
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| July 26, 2006 |
July 26, 2006 Via EDGAR and Facsimile July 26, 2006 Via EDGAR and Facsimile Ms. Sharon Blume Reviewing Accountant Securities and Exchange Commission Washington, D.C. 20549 Mail Stop 4561 Re: Harbor Bankshares Corporation Baltimore, MD File No. 000-20990 Form 10-KSB for the fiscal year ended December 31, 2005 Dear Ms. Blume: This letter includes the responses of Harbor Bankshares Corporation, Baltimore, Maryland (“Harbor”), to the staf |
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| May 12, 2006 |
Click here for Index SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2006. OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BANKSHAR |
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| May 12, 2006 |
Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr., certify that: 1. I have reviewed this quarterly report on Form 10-QSB of Harbor Bankshares Corporation. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| May 12, 2006 |
Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification I, Teodoro J. Hernandez, certify that: 1. I have reviewed this quarterly report on Form 10-QSB of Harbor Bankshares Corporation. 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 12, 2006 |
Exhibit 32(a) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended March 31, 2005, fully complies with the requirements of section 13(a) or 15(d) of th |
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| May 12, 2006 |
Exhibit 32(b) 18 U.S.C. Section 1350 Certification Exhibit 32(b) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended March 31, 2005, fully complies with the requirements of section 13(a) or 15(d) of t |
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| May 2, 2006 |
Shareholder Communication with the Board PRE 14A 1 b413036pre14a.htm PRE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive A |
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| May 2, 2006 |
Shareholder Communication with the Board SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13E-3 THEREUNDER RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934) [Amendment No. ] HARBOR BANKSHARES CORPORATION (Name of the Issuer) HARBOR BANKSHARES CORPORATION HARBOR MERGER |
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| April 14, 2006 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): April 14, 2006 Harbor Bankshares Corp (Exact name of registrant as specified in its charter) COMMISSION FILE NUMBER: Maryland (State or other jurisdiction of incorporation or organiz |
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| April 14, 2006 |
MEDIA ADVISORY First Quarter Earnings Up More than 44% at Harbor Bank NEWS &nbs p; For Immediate Release April 14, 2006 Media Contact(s): Michelle Brown (410) 528-1882 Rhonda Overby Camera Ready, Inc. |
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| January 30, 2006 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 24, 2006 Harbor Bankshares Corp (Exact name of registrant as specified in its charter) COMMISSION FILE NUMBER: Maryland (State or other jurisdiction of incorporation or organ |
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| January 30, 2006 |
MEDIA ADVISORY 2005 was the Best Year Ever for Harbor Bank EXHIBIT 99 MEDIA ADVISORY 2005 was the Best Year Ever for Harbor Bank The Harbor Bank of Maryland, reports its best earnings in its 23 year history, more than $2. |
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| November 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): Tuesday, November 29, 2005 Harbor Bankshares Corp (Exact name of registrant as specified in its charter) COMMISSION FILE NUMBER: Maryland (State or other jurisdiction of incorporatio |
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| November 10, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2005. OR ¨ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR B |
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| November 10, 2005 |
Rule 13a-14(a)/15d-14(a) Certification Section 302 CFO Certification Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification I, Teodoro J. |
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| November 10, 2005 |
Rule 13a-14(a)/15d-14(a) Certification Section 302 CEO Certification Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr. |
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| November 10, 2005 |
18 U.S.C. Section 1350 Certification Section 906 CFO Certification Exhibit 32(b) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended September 30, 2005, fully complies with the requireme |
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| November 10, 2005 |
18 U.S.C. Section 1350 Certification Section 906 CEO Certification Exhibit 32(a) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended September 30, 2005, fully complies with the requiremen |
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| August 11, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2005. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BANKSHAR |
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| August 11, 2005 |
Rule 13a-14(a)/15d-14(a) Certification Section 302 CFO Certification Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification I, Teodoro J. |
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| August 11, 2005 |
18 U.S.C. Section 1350 Certification Section 906 CEO Certification Exhibit 32(a) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended June 30, 2005, fully complies with the requirements of |
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| August 11, 2005 |
18 U.S.C. Section 1350 Certification Section 906 CFO Certification Exhibit 32(b) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended June 30, 2005, fully complies with the requirements o |
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| August 11, 2005 |
Rule 13a-14(a)/15d-14(a) Certification Section 302 CEO Certification Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr. |
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| May 3, 2005 |
Rule 13a-14(a)/15d-14(a) Certification Section 302 CFO Certification Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification I, Teodoro J. |
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| May 3, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2005. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BANKSHA |
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| May 3, 2005 |
18 U.S.C. Section 1350 Certification Section 906 CEO Certification Exhibit 32(a) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended March 31, 2005, fully complies with the requirements o |
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| May 3, 2005 |
Rule 13a-14(a)/15d-14(a) Certification Section 302 CEO Certification Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr. |
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| May 3, 2005 |
18 U.S.C. Section 1350 Certification Section 906 CFO Certification Exhibit 32(b) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended March 31, 2005, fully complies with the requirements |
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| March 25, 2005 |
8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2004 HARBOR BANKSHARES CORPORATION (Exact name of registrant as specified in its charter) Maryland 0-20990 52-1786341 (State or other jurisdiction o |
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| March 23, 2005 |
SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN EXHIBIT 10-5 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THE HARBOR BANK OF MARYLAND Supplemental Executive Retirement Plan THE HARBOR BANK OF MARYLAND SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (the “Agreement”) is adopted this 29th day of July, 2004, by and between THE HARBOR BANK OF MARYLAND, a state-chartered commercial bank located in Baltimore, Maryland (the “Company”), and TEODORO J. |
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| March 23, 2005 |
18 U.S.C. SECTION 1350 CERTIFICATION EXHIBIT 32(a) EXHIBIT 32(a) 18 U.S.C. SECTION 1350 CERTIFICATION I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-KSB of Harbor Bankshares Corporation, (the “Corporation”) for the annual period ended September 30, 2003, fully complies with the requirements of section 1 |
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| March 23, 2005 |
RULE 13a-14(a)/15d-14(a) CERTIFICATION EXHIBIT 31(a) EXHIBIT 31(a) RULE 13a-14(a)/15d-14(a) CERTIFICATION I, Joseph Haskins, Jr. |
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| March 23, 2005 |
RULE 13a-14(a)/15d-14(a) CERTIFICATION EXHIBIT 31(b) EXHIBIT 31(b) RULE 13a-14(a)/15d-14(a) CERTIFICATION I, Teodoro J. Hernandez, Jr., certify that: 5. I have reviewed this report on Form 10-KSB of Harbor Bankshares Corporation. 6. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| March 23, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2004 Commission File Number : 0-20990 HARBOR BANKSHARES CORPORATION (Exact name of registrant as specified in its charter) Maryland 52-1786341 (State or other jurisdiction of incorporation or organization) |
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| March 23, 2005 |
PORTIONS OF THE ANNUAL REPORT TO STOCKHOLDERS EXHIBIT 13 EXHIBIT 13 PORTIONS OF THE ANNUAL REPORT TO STOCKHOLDERS HARBOR BANKSHARES CORPORATION CONSOLIDATED FIVE-YEARS SELECTED FINANCIAL DATA HARBOR BANKSHARES CORPORATION AND SUBSIDIARIES (In thousands, except per share data) Year ended December 31, 2004 2003 2002 2001 2000 OPERATING DATA Interest Income $ 12,648 $ 11,886 $ 11,647 $ 13,609 $ 13,665 Interest Expense 2,283 2,411 3,402 5,973 6,1 |
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| March 23, 2005 |
EXHIBIT 10.4 EXHIBIT 10-4 SALARY CONTINUATION PLAN The Harbor Bank of Maryland Baltimore, MD Salary Continuation Plan October 5, 2000 Copyright © 2000 by Bank Compensation Strategies Table of Contents Introduction 1 Plan Summary 2 Report to the Department of Labor 3 Accounting and Taxation 3 Insurance Policies 3 Surrender Charges 5 Subsidiary Accounts 5 Regulatory Report Treatment 5 Income Taxes a |
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| March 23, 2005 |
EXHIBIT 14 CODE OF ETHICS Harbor Bankshares Corporation CODE OF ETHICS AND BUSINESS CONDUCT Statement of General Policy This Code of Ethics and Business Conduct (the “Code”) has been adopted to provide guiding principles to all officers and employees of Harbor Bankshares Corporation (“ the Company”) in the performance of their duties. |
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| March 23, 2005 |
18 U.S.C. SECTION 1350 CERTIFICATION EXHIBIT 32(b) EXHIBIT 32(b) 18 U.S.C. SECTION 1350 CERTIFICATION I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-KSB of Harbor Bankshares Corporation, (the “Corporation”) for the annual period ended September 30, 2003, fully complies with the requirements of section |
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| March 23, 2005 |
EXHIBIT 10.3 EXHIBIT 10.3 1995 DIRECTORS OPTION PLAN The Board of Directors proposes that the stockholders of the Company approve the 1995 Director Stock Option Plan (the “Director Plan”). The Director Plan is designed to attract and retain well-qualified individuals to serve as directors, to enhance the identity of the their interests and the interests of the stockholders, to conserve cash normal |
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| February 24, 2005 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 8, 2004 |
Rule 13a-14(a)/15d-14(a) Certification Section 302 CEO Certification Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr. |
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| November 8, 2004 |
18 U.S.C. Section 1350 Certification Section 906 CFO Certification Exhibit 32(b) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended September 30, 2004, fully complies with the requireme |
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| November 8, 2004 |
18 U.S.C. Section 1350 Certification Section 906 CEO Certification Exhibit 32(a) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended September 30, 2004, fully complies with the requiremen |
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| November 8, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2004. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BAN |
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| November 8, 2004 |
Rule 13a-14(a)/15d-14(a) Certification Section 302 CFO Certification Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification I, Teodoro J. |
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| August 6, 2004 |
18 U.S.C. Section 1350 Certification Exhibit 32(b) Exhibit 32(b) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended June 30, 2004, fully complies with the requirements of section 13(a) |
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| August 6, 2004 |
18 U.S.C. Section 1350 Certification Exhibit 32(a) Exhibit 32(a) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended June 30, 2004, fully complies with the requirements of section 13(a) o |
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| August 6, 2004 |
Rule 13a-14(a)/15d-14(a) Certification Exhibit 31(a) Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr. |
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| August 6, 2004 |
Rule 13a-14(a)/15d-14(a) Certification Exhibit 31(b) Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification I, Teodoro J. Hernandez, certify that: 6. I have reviewed this quarterly report on Form 10-QSB of Harbor Bankshares Corporation. 7. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
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| August 6, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2004. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BANKSHAR |
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| May 13, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2004. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BANKSHA |
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| May 13, 2004 |
Rule 13a-14(a)/15d-14(a) Certification EXHIBIT 31B Exhibit 31(b) Rule 13a-14(a)/15d-14(a) Certification I, Teodoro J. Hernandez, certify that: 6. I have reviewed this quarterly report on Form 10-QSB of Harbor Bankshares Corporation. 7. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| May 13, 2004 |
Rule 13a-14(a)/15d-14(a) Certification EXHIBIT 31A Exhibit 31(a) Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr. |
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| May 13, 2004 |
18 U.S.C. Section 1350 Certification EXHIBIT 32B Exhibit 32(b) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended March 31, 2004, fully complies with the requirements of section 13(a) o |
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| May 13, 2004 |
18 U.S.C. Section 1350 Certification EXHIBIT 32A Exhibit 32(a) 18 U.S.C. Section 1350 Certification I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended March 31, 2004, fully complies with the requirements of section 13(a) or |
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| March 24, 2004 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number : 0-20990 HARBOR BANKSHARES CORPORATION (Exact name of registrant as specified in its charter) Maryland 52-1786341 (State or other jurisdiction of (IRS Employer Identification No.) incorporation or organi |
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| March 24, 2004 |
PORTIONS OF THE ANNUAL REPORT TO STOCKHOLDERS EXHIBIT 13 PORTIONS OF THE ANNUAL REPORT TO STOCKHOLDERS |
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| March 24, 2004 |
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT EXHIBIT 10.2 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT THIS AGREEMENT is made this 1st day of July, 2000, by and between Harbor Bankshares Corporation, a Maryland corporation, and The Harbor Bank of Maryland, 25 W. Fayette Street, Baltimore, MD 21201, a Maryland commercial bank, (each of which being referred to as a “Company” and together collectively referred to as the “Companies”) and Joseph Has |
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| March 24, 2004 |
18 U.S.C. SECTION 1350 CERTIFICATION EXHIBIT 32A EXHIBIT 32(a) 18 U.S.C. SECTION 1350 CERTIFICATION I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-KSB of Harbor Bankshares Corporation, (the “Company”) for the annual period ended September 30, 2003, fully complies with the requirements of section 13(a) o |
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| March 24, 2004 |
RULE 13a-14(a)/15d-14(a) CERTIFICATION EXHIBIT 31B EXHIBIT 31(b) RULE 13a-14(a)/15d-14(a) CERTIFICATION I, Teodoro J. Hernandez, Jr., certify that: 5. I have reviewed this report on Form 10-KSB of Harbor Bankshares Corporation. 6. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under w |
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| March 24, 2004 |
RULE 13a-14(a)/15d-14(a) CERTIFICATION EXHIBIT 31A EXHIBIT 31(a) RULE 13a-14(a)/15d-14(a) CERTIFICATION I, Joseph Haskins, Jr. |
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| March 24, 2004 |
18 U.S.C. SECTION 1350 CERTIFICATION EXHIBIT 32B EXHIBIT 32(b) 18 U.S.C. SECTION 1350 CERTIFICATION I hereby certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-KSB of Harbor Bankshares Corporation, (the “Company”) for the annual period ended September 30, 2003, fully complies with the requirements of section 13(a) |
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| February 26, 2004 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Harbor Bankshares Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 411465107 (CUSIP Number) December 31, 2003 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 13, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2003. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BAN |
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| August 8, 2003 |
Rule 13a-14(a)/15d-14(a) Certification HARBOR BANKSHARES CORPORATION AND SUBSIDIARY Exhibit 99.1 Rule 13a-14(a)/15d-14(a) Certification I, Joseph Haskins, Jr., certify that: 1. I have reviewed this quarterly report on Form 10-QSB of Harbor Bankshares Corporation. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| August 8, 2003 |
18 U.S.C. Section 1350 Certifications Exhibit 99.2 18 U.S.C. Section 1350 Certifications I hereby certify pursuant to 18 U.S.C § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge and belief, that the accompanying Form 10-QSB of Harbor Bankshares Corporation, (the “Company”) for the quarterly period ended June 30, 2003, fully complies with the requirements of section 13(a) or 15(d) of the |
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| August 8, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2003. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20990 HARBOR BANKSHARES |
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| June 19, 2003 |
10QSB/A 1 d10qsba.htm FORM 10-QSB AMENDMENT Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Amended) QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarter ended June 30, 2002 Commission file number 0-20990 Harbor Bankshares Corporation (Exact name of registrant as specified in its charter) Maryland (State of other jur |
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| June 19, 2003 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Amended) QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarter ended March 31, 2002 Commission file number 0-20990 Harbor Bankshares Corporation (Exact name of registrant as specified in its charter) Maryland 52-1786341 (State of other jurisdiction of (I.R.S. Employer in |
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| June 19, 2003 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Amended) QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarter ended September 30, 2002 Commission file number 0-20990 Harbor Bankshares Corporation (Exact name of registrant as specified in its charter) Maryland 52-1786341 (State of other jurisdiction of incorporation o |
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| March 27, 2003 |
HARBOR BANKSHARES CORPORATION FORM 10-KSB 10KSB 1 d10ksb.txt HARBOR BANKSHARES CORPORATION FORM 10-KSB Harbor Bankshares Corporation FORM 10-KSB SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number : 0-20990 HARBOR BANKSHARES CORPORATION (Exact name of registrant as specified in its charter) Maryland 52-1786341 (State or other |
