Grundläggande statistik
CIK | 1275229 |
SEC Filings
SEC Filings (Chronological Order)
April 1, 2021 |
EX-99.1 2 gmoex991.htm PRESS RELEASE Exhibit 99.1 Bankruptcy Judge Confirms General Moly’s Chapter 11 Plan of Reorganization; Remaining Directors Resign Their Positions Effective March 31, 2021 LAKEWOOD, COLORADO, March 31, 2021 – General Moly, Inc. (the “Company”) today announced that on March 30, 2021, the United States Bankruptcy Court for the District of Colorado issued an order confirming the |
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April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: March 30, 2021 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS employ |
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February 9, 2021 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits 8-K 1 gmo8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: February 3, 2021 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (C |
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February 9, 2021 |
Exhibit 16.1 February 8, 2021 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Commissioners: We have read item 4.01 included in the Form 8-K of General Moly, Inc. filed with the Securities and Exchange Commission regarding our resignation as General Moly, Inc.’s auditor. We agree with the statements made regarding our firm. We have no basis to agree or disagree with othe |
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December 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: November 26, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS emp |
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November 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: November 20, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS emp |
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November 20, 2020 |
8-K 1 gmo8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: November 16, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) ( |
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November 20, 2020 |
RESTRUCTURING SUPPORT AGREEMENT Exhibit 10.2 Execution Copy RESTRUCTURING SUPPORT AGREEMENT This RESTRUCTURING SUPPORT AGREEMENT (with the exhibits attached hereto, as each may be amended, restated, supplemented, or otherwise modified from time to time in accordance with the terms hereof, this "Agreement"), dated as of November 16, 2020, is entered into by and among: (i) General Moly, Inc., a Delaware corporation ("General Moly" |
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November 20, 2020 |
EX-99.1 4 gmoex991.htm PRESS RELEASE Exhibit 99.1 General Moly Files Chapter 11 to Pursue Financial and Operational Reorganization; Several Directors Resign Their Positions and Interim CEO Named; Toronto Stock Exchange Suspends Listing of Common Stock Pending Delisting Review LAKEWOOD, COLORADO, November 18, 2020 – General Moly, Inc. (the “Company”) (TSX: GMO), the only western-exchange listed, pu |
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November 20, 2020 |
Exhibit 10.1 Execution Version SENIOR SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT Dated as of November 18, 2020 among GENERAL MOLY INC., as Borrower, NEW MOLY LLC, as Agent and Majority Lender, and BRUCE D. HANSEN and BONG T. HANSEN, as Minority Lender 1 = 1 4777995.4 4777995.4 602679958.1 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND ACCOUNTING TERMS 1 1.01 Defined Terms. 1 1.02 Other Inter |
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November 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: November 16, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS emp |
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October 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: October 14, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS empl |
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October 9, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE American LLC ('NYSE American' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the common stock ('Common Stock') of General Moly, Inc. |
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October 1, 2020 |
EX-99.1 2 gmoex991.htm PRESS RELEASE Exhibit 99.1 General Moly Announces NYSE American Suspends Trading in Common Stock and Commences Delisting Proceedings LAKEWOOD, COLORADO, October 1, 2020 – General Moly, Inc. (the “Company”) (TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, today announced that that the staff of NYSE Regulation has determined to co |
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October 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: September 30, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS |
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September 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: September 15, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS em |
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September 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: August 31, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS emplo |
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September 4, 2020 |
NYSE American Notifies General Moly About Stockholders’ Equity Continued Listing Deficiency Exhibit 99.1 NYSE American Notifies General Moly About Stockholders’ Equity Continued Listing Deficiency LAKEWOOD, COLORADO, September 4, 2020 – General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, today announced that on August 31, 2020, it received a deficiency letter (“Letter”) from the NYSE American |
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September 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: September 1, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS emp |
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September 3, 2020 |
General Moly Announces Entry into Letter of Intent to Sell the Liberty Project EX-99.1 2 gmoex991.htm PRESS RELEASE Exhibit 99.1 General Moly Announces Entry into Letter of Intent to Sell the Liberty Project LAKEWOOD, COLORADO, September 3, 2020 – General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, today announced that on September 1, 2020, it entered into a binding letter of int |
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August 19, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32986 General Moly, Inc. (Exac |
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August 17, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-32986 FORM 12b-25 CUSIP NUMBER 370373102 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: June 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10- |
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July 20, 2020 |
General Moly Announces Results of Annual Meeting EX-99.1 2 gmoex991.htm PRESS RELEASE OF GENERAL MOLY, INC. DATED JULY 17, 2020. Exhibit 99.1 General Moly Announces Results of Annual Meeting LAKEWOOD, COLORADO, July 20, 2020 – General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western exchange listed, pure-play molybdenum mineral development company, announced that it received stockholder approval for all proposals submitt |
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July 20, 2020 |
Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: July 17, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdictionof incorporation) (Commissionfile number) (IRS employe |
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June 22, 2020 |
General Moly Announces Adjournment of its Annual Meeting to Friday, July 17, 2020 Exhibit 99.1 General Moly Announces Adjournment of its Annual Meeting to Friday, July 17, 2020 LAKEWOOD, COLORADO, June 19, 2020 – General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, today announced that it convened and then adjourned, without conducting any business, its annual meeting of stockholders |
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June 22, 2020 |
Financial Statements and Exhibits, Other Events 8-K 1 tm2023047-18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 19, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (C |
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May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32986 General Moly, Inc. (Exact |
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May 14, 2020 |
1726 Cole Blvd. Suite 115 Lakewood CO 80401 Phone: 303-256-2026 Fax: 303-928-8598 [email protected] May 14, 2020 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Karina Dorin Re: General Moly, Inc. Registration Statement on Form S-3 Filed May 5, 2020 File No. 333-238009 Dear Ms. Dorin: Pursuant to Rule 461 |
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May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32986 GENERAL |
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May 5, 2020 |
EX-25.1 7 tm2018314d1ex25-1.htm EXHIBIT 25.1 Exhibit 25.1 = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUS |
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May 5, 2020 |
As filed with the Securities and Exchange Commission on May 5, 2020 Registration No. |
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May 5, 2020 |
EX-24.1 6 tm2018314d1ex24-1.htm EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints Bruce D. Hansen and R. Scott Roswell, and each of them singly, his true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for him and in his name, place, and stead, in any and all capacities, to sign the Regist |
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May 4, 2020 |
Annual Report on Form 10-K for the year ended December 31, 2019, filed with the SEC on May 4, 2020, Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32986 GENERAL MO |
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May 4, 2020 |
Subsidiaries of General Moly, Inc. (Filed herewith) EXHIBIT 21.1 SUBSIDIARIES OF GENERAL MOLY, INC. Net Smelter, Inc., a Delaware corporation Moly Royalty, Inc., a Delaware corporation Copper Royalty, Inc., a Delaware corporation Eureka Moly, LLC, a Delaware limited liability company Nevada Moly, LLC, a Delaware limited liability company Kobeh Valley Ranch, LLC, a Nevada limited liability company Liberty Moly, LLC, a Delaware limited liability comp |
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May 4, 2020 |
EX-4.7 2 gmo-20191231ex4739d913a.htm EX-4.7 Exhibit 4.7 DESCRIPTION OF REGISTRANT'S SECURITIES Common Stock Our authorized capital stock includes 650,000,000 shares of common stock, par value $0.001 per share. As of March 31, 2020, there were 152,685,255 shares of common stock issued and outstanding. Voting Rights. Each stockholder is entitled to one vote for each share of common stock held on all |
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May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: April 28, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: April 24, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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April 29, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 29, 2020 |
EX-10.1 2 tm2018009d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 U.S. BANK® SBA PAYROLL PROTECTION LOAN U.S. Bank® SBA Payroll Protection Loan Borrower: General Moly, Inc. Note Date: 04/23/2020 Lakewood, CO 80401 Tax ID Number: 91-0232000 Type of Organization: C-Corp Loan Amount: $ 365,034.00 State of Registration: DE-Delaware 1. Loan (“Loan”). FOR VALUE RECEIVED, the undersigned borrower (“Borrower”) pr |
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April 14, 2020 |
GMO / General Moly, Inc. PRE 14A - - PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: March 27, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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April 2, 2020 |
Certificate of Amendment to Certificate of Designation of Series A Convertible Preferred Stock. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK OF GENERAL MOLY, INC. Filed in the Office of the Secretary of State of Delaware on March 22, 2019 General Moly, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: FIRST: The Board of Directors of the Corpora |
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April 2, 2020 |
Certificate of Amendment to Certificate of Designation of Series B Preferred Stock. EX-3.2 3 tm2014789d1ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF DESIGNATION OF SERIES B PREFERRED STOCK OF GENERAL MOLY, INC. Filed in the Office of the Secretary of State of Delaware on August 2, 2019 General Moly, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: FI |
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March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: March 25, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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March 17, 2020 |
EX-99.1 2 a20-129371ex99d1.htm EX-99.1 Exhibit 99.1 General Moly Will Seek Shareholder Approval for a Reverse Stock Split to Cure Low Share Price Continued Listing Deficiency LAKEWOOD, COLORADO, March 17, 2020 — General Moly, Inc. (General Moly or the “Company”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum (“moly”) mineral development company, previously ann |
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March 17, 2020 |
8-K 1 a20-1293718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: March 12, 2020 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commis |
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January 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 27, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS e |
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January 3, 2020 |
Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of December 27, 2019, by and among General Moly, Inc., a Delaware corporation (the “Company”), and the several investors signatory hereto (each an “Investor” and collectively, the “Investors”). This Agreement is made pursuant to the Exchange and Subscription Agreement, dated a |
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January 3, 2020 |
Form of Senior Promissory Note (Exchange Note). EX-4.1 2 a20-11001ex4d1.htm EX-4.1 Exhibit 4.1 THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY STATE SECURITIES LAWS. THESE SECURITIES MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF (I) SUCH REGISTRATION OR (II) AN EXEMPTION THEREFROM AND, IF REQUESTED BY THE C |
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January 3, 2020 |
Exhibit 4.3 COMMON STOCK PURCHASE WARRANT THIS WARRANT MAY NOT BE TRANSFERRED EXCEPT AS OTHERWISE DESCRIBED BELOW. THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AMENDED (THE “1933 ACT”), OR ANY STATE SECURITIES LAWS. THESE SECURITIES MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF (I) SUCH REGIS |
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January 3, 2020 |
EX-99.1 7 a20-11001ex99d1.htm EX-99.1 Exhibit 99.1 GENERAL MOLY ANNOUNCES CLOSING OF EXCHANGE OFFER FOR OUTSTANDING NOTES DUE IN 2019 AND RELATED SUBSCRIPTION OFFERING LAKEWOOD, COLORADO, January 2, 2020 — General Moly, Inc. (General Moly or the “Company”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum (“moly”) mineral development company, announced that on De |
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January 3, 2020 |
Exhibit 10.1 GENERAL MOLY, INC. EXCHANGE AND SUBSCRIPTION AGREEMENT WITH RESPECT TO OFFER TO EXCHANGE OUTSTANDING 10% SENIOR CONVERTIBLE NOTES DUE 2019 AND 10% SENIOR NOTES DUE 2019 FOR NEW 12% SENIOR NOTES DUE 2022 AND WARRANTS AND SUBSCRIPTION OFFER FOR UNITS CONSISTING OF 13% SENIOR PROMISSORY NOTES DUE 2022 AND WARRANTS THIS EXCHANGE AND SUBSCRIPTION AGREEMENT (the “Agreement”) dated as of Dec |
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January 3, 2020 |
Form of Senior Supplemental Promissory Note. EX-4.2 3 a20-11001ex4d2.htm EX-4.2 Exhibit 4.2 THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY STATE SECURITIES LAWS. THESE SECURITIES MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF (I) SUCH REGISTRATION OR (II) AN EXEMPTION THEREFROM AND, IF REQUESTED BY THE C |
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December 19, 2019 |
GMO / General Moly, Inc. / Amer International Group Co., Ltd. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* General Moly, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 370373102 (CUSIP Number) Yingxi Fu, Esq. Arnold & Porter Kaye Scholer LLP Suites 3808-3811, CITIC Square 1168 Nanjing Xi Rd | Shanghai 200041 Peopl |
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December 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 9, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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December 11, 2019 |
General Moly and Amer Resolve Dispute; Amer Affiliate Closes New $4 Million Private Placement EX-99.1 4 a19-249581ex99d1.htm EX-99.1 Exhibit 99.1 General Moly and Amer Resolve Dispute; Amer Affiliate Closes New $4 Million Private Placement LAKEWOOD, COLORADO, December 10, 2019 — General Moly, Inc. (General Moly or the “Company”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum (“moly”) mineral development company, announced that yesterday the Company and |
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December 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 5, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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December 11, 2019 |
Exhibit 10.2 EXECUTION VERSION AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT THIS AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT AMENDS, RESTATES AND SUPERSEDES IN ITS ENTIRETY THAT CERTAIN COMMON STOCK PURCHASE WARRANT (WARRANT NO. AW-1), DATED AS OF NOVEMBER 24, 2015, AS AMENDED BY THAT CERTAIN FIRST AMENDMENT TO WARRANT, DATED AS OF APRIL 17, 2017, THAT CERTAIN SECOND AMENDMENT TO WARR |
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December 11, 2019 |
Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT BETWEEN GENERAL MOLY, INC. AND AMER INTERNATIONAL GROUP CO. NORTH AMERICA, LTD. December 9, 2019 TABLE OF CONTENTS Page ARTICLE I ISSUANCE OF OFFERED SECURITIES; CLOSING 2 1.1 Purchase and Sale of Offered Securities; Closing Payment; Extension Fee 2 1.2 Arrangement Fee 2 1.3 Closing 2 1.4 Closing Deliveries 2 ARTICLE II REPRESENTATIONS A |
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November 19, 2019 |
GMO / General Moly, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32986 Gen |
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November 14, 2019 |
GMO / General Moly, Inc. NT 10-Q - - NT 10-Q OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response . . . . . . 2.50 SEC FILE NUMBER 001-32986 CUSIP NUMBER 370373102 (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-CEN o Form N-CSR For Period Ended: |
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November 6, 2019 |
Financial Statements and Exhibits, Other Events 8-K 1 a19-2200518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: November 5, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Comm |
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November 6, 2019 |
Exhibit 99.1 General Moly Strongly Supports Record of Decision for Mt. Hope Project Following Recent Legal Challenge Against BLM LAKEWOOD, COLORADO, November 5, 2019 — General Moly, Inc. (General Moly or the “Company”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, stated that on October 31, 2019, a Complaint was filed against the |
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September 30, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: September 25, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS |
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September 30, 2019 |
Exhibit 99.1 General Moly Receives Federal Record of Decision for the Mt. Hope Molybdenum Project in Nevada; Provides Update on Liquidity LAKEWOOD, COLORADO, September 30, 2019 — General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, announced that the Company has received the final federal permit in the |
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September 30, 2019 |
Exhibit 10.1 INTEREST DEFERRAL AND FORBEARANCE AGREEMENT THIS INTEREST DEFERRAL AND FORBEARANCE AGREEMENT (the “Agreement”) made this 25th day of September, 2019, by and between GENERAL MOLY, INC., a Delaware corporation (the “Company”) and each of the undersigned holders of Notes (as hereinafter defined) who are signatories hereto (the “Holders”). WHEREAS, the Holders are holders of either Senior |
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September 18, 2019 |
NYSE American Notifies General Moly About Low Share Price Continued Listing Deficiency Exhibit 99.1 NYSE American Notifies General Moly About Low Share Price Continued Listing Deficiency LAKEWOOD, COLORADO, September 17, 2019 — General Moly, Inc. (the “Company” or “General Moly”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, announced that on September 12, 2019, it received a deficiency letter (“Letter”) from the NY |
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September 18, 2019 |
8-K 1 a19-1878318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: September 12, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Co |
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August 13, 2019 |
GMO / General Moly, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 8, 2019 |
GMO / General Moly, Inc. / Hansen Bruce D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 General Moly, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 370373102 (CUSIP Number) Bruce D. Hansen 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Tel: (303) 928-8599 (Name, Address and Telephone Number of Person Auth |
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August 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: August 1, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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August 7, 2019 |
General Moly CEO-CFO and COO Provides Private Placement of $400,000 Exhibit 99.1 General Moly CEO-CFO and COO Provides Private Placement of $400,000 LAKEWOOD, COLORADO — August 1, 2019, General Moly, Inc. (the “Company”) (NYSE AMERICAN and TSX: GMO) announced that Chief Executive Officer and Chief Financial Officer Bruce D. Hansen and Chief Operating Officer Robert Pennington are investing in General Moly through a private placement purchase of $400,000 of Series |
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August 7, 2019 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES B PREFERRED STOCK OF GENERAL MOLY, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) The undersigned, Bruce Hansen and Scott Roswell, the Chief Executive Officer and Chief Legal Officer/Assistant Secretary, respectively, of General Moly, Inc., a corporation organized and existing under and by virtue of the Genera |
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August 7, 2019 |
Exhibit 10.1 GENERAL MOLY, INC. SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) dated as of August 5, 2019, is made and entered into by and among General Moly, Inc., a Delaware corporation (the “Company”), and each of the persons (each an “Investor” and collectively the “Investors”) whose names are set forth on the Schedule of Investors attached hereto as Exhibit |
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August 2, 2019 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: August 1, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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July 31, 2019 |
General Moly Announces AMER in Default of Tranche 3 Private Placement Exhibit 99.2 General Moly Announces AMER in Default of Tranche 3 Private Placement LAKEWOOD, COLORADO, July 31, 2019 — General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO) announced that the AMER International Group is in default of the parties’ amended Investment Securities Purchase Agreement (“Agreement”) by failing to provide funding for a Tranche 3 private placement yesterday. The o |
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July 31, 2019 |
Exhibit 99.1 General Moly Receives Water Permits for Mt. Hope Project; Provides Notice to AMER on Tranche 3 Private Placement LAKEWOOD, COLORADO, July 29, 2019— General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO) announced that the Company, through a subsidiary, received all the necessary water permits from the Nevada State Engineer for the Mt. Hope molybdenum project in Nevada. In add |
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July 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: July 29, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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July 3, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 24, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission fil |
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June 27, 2019 |
General Moly Announces Positive Results of Annual Meeting Exhibit 99.1 General Moly Announces Positive Results of Annual Meeting LAKEWOOD, COLORADO, June 27, 2019 — General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western exchange listed, pure-play molybdenum mineral development company, announced that it received approval for all proposals submitted to stockholders at its Annual Meeting of Stockholders, which was held on June 24 |
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June 27, 2019 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 24, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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June 13, 2019 |
GMO / General Moly, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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June 11, 2019 |
Exhibit 99.1 General Moly Announces Water Rights Approval for Mt. Hope Project - Major Milestone for Mt. Hope Development LAKEWOOD, COLORADO, June 10, 2019— General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO) announced that the Company, through a subsidiary, received approval of its water right applications for the Mt. Hope molybdenum project in Nevada. On June 6, 2019, the Nevada Stat |
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June 11, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 10, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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May 23, 2019 |
General Moly Reports Final Protests to Mt. Hope Project’s Water Applications Withdrawn Exhibit 99.1 General Moly Reports Final Protests to Mt. Hope Project’s Water Applications Withdrawn LAKEWOOD, COLORADO — May 23, 2019, General Moly, Inc. (the “Company” or “General Moly”) (NYSE AMERICAN and TSX: GMO), the only western-exchange listed, pure-play molybdenum (“moly”) development company, announced that the Kobeh Valley, Nevada ranching family’s (“Ranchers”) protests to the Mt. Hope P |
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May 23, 2019 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events 8-K 1 a19-1046118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: May 17, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commissi |
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May 23, 2019 |
EX-10.1 2 a19-104611ex10d1.htm EX-10.1 Exhibit 10.1 GENERAL MOLY, INC. SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) dated as of May 2, 2019, is made and entered into by and among General Moly, Inc., a Delaware corporation (the “Company”), and Mount Hope Mines, Inc., a Colorado corporation (the “Investor”). RECITALS WHEREAS, the Company desires to sell to the I |
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May 14, 2019 |
GMO / General Moly, Inc. 10-Q Quarterly Report 10-Q Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 29, 2019 |
GMO / General Moly, Inc. DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 19, 2019 |
GMO / General Moly, Inc. PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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March 28, 2019 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK OF GENERAL MOLY, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) The undersigned, Scott Roswell and Michael K. Branstetter, the Chief Legal Officer and Secretary, respectively, of General Moly, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the |
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March 28, 2019 |
Exhibit 10.1 GENERAL MOLY, INC. SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) dated as of March 21, 2019, is made and entered into by and among General Moly, Inc., a Delaware corporation (the “Company”), and each of the persons (each an “Investor” and collectively the “Investors”) whose names are set forth on the Schedule of Investors attached hereto as Exhibit |
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March 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: March 22, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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March 21, 2019 |
GMO / General Moly, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32986 GENERAL MO |
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March 21, 2019 |
Subsidiaries of General Moly, Inc. (Filed herewith) EXHIBIT 21.1 SUBSIDIARIES OF GENERAL MOLY, INC. Net Smelter, Inc., a Delaware corporation Moly Royalty, Inc., a Delaware corporation Copper Royalty, Inc., a Delaware corporation Eureka Moly, LLC, a Delaware limited liability company Nevada Moly, LLC, a Delaware limited liability company Kobeh Valley Ranch, LLC, a Nevada limited liability company Liberty Moly, LLC, a Delaware limited liability comp |
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March 15, 2019 |
Exhibit 99.1 General Moly Board Engages Financial Advisors to Evaluate and Recommend Strategic Alternatives, And Secures Private Placement of Convertible Preferred Shares LAKEWOOD, COLORADO, March 13, 2019 — General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western exchange listed, pure-play molybdenum mineral development company, reports that its Board of Directors has ret |
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March 15, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: March 13, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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January 22, 2019 |
Exhibit 16.1 January 22, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by General Moly, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of General Moly, Inc. dated January 16, 2019. We agree with the statem |
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January 22, 2019 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: January 16, 2019 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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December 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 12, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction (Commission (IRS employer of incorporation) file |
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December 18, 2018 |
NYSE American Notifies General Moly About Low Share Price Continued Listing Deficiency Exhibit 99.1 NYSE American Notifies General Moly About Low Share Price Continued Listing Deficiency LAKEWOOD, COLORADO, December 18, 2018 — General Moly, Inc. (the “Company” or “General Moly”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, announced that on December 12, 2018, it received a deficiency letter (“Letter”) from the NYSE |
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December 4, 2018 |
Exhibit 10.3 SECOND AMENDMENT EMPLOYMENT AGREEMENT This Second Amendment to the Employment Agreement (“Second Amendment”) is entered into between General Moly, Inc., a Delaware corporation (“the Company”) and R. Scott Roswell (“Executive”) to be effective as of December 1, 2018. RECITALS A. Effective January 16, 2016, the Company and Executive entered into an Employment Agreement (“the Agreement”) |
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December 4, 2018 |
Exhibit 10.2 FOURTH AMENDMENT EMPLOYMENT AGREEMENT This Fourth Amendment to the Employment Agreement (“Fourth Amendment”) is entered into between General Moly, Inc., a Delaware corporation (“the Company”) and Robert I. Pennington (“Executive”) to be effective as of December 1, 2018. RECITALS A. Effective December 27, 2012, the Company and Executive entered into an Employment Agreement (“the Agreem |
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December 4, 2018 |
Exhibit 10.4 AMENDMENT TO RESTRICTED STOCK UNIT AGREEMENT ISSUED UNDER THE GENERAL MOLY, INC. 2006 EQUITY INCENTIVE PLAN WHEREAS, the Compensation Committee of General Moly, Inc. (the “Company”) granted an award of Restricted Stock Units under the 2006 Equity Incentive Plan (the “Plan”) subject to the terms and conditions set forth in the Notice of Grant and Restricted Stock Unit Agreement (the “A |
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December 4, 2018 |
Exhibit 10.1 FOURTH AMENDMENT EMPLOYMENT AGREEMENT This Fourth Amendment to the Employment Agreement (“Fourth Amendment”) is entered into between General Moly, Inc., a Delaware corporation (“the Company”) and Bruce D. Hansen (“Executive”) to be effective as of December 1, 2018. RECITALS A. Effective January 1, 2012, the Company and Executive entered into an Amended and Restated Employment Agreemen |
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December 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 1, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction (Commission (IRS employer of incorporation) file n |
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November 8, 2018 |
GMO / General Moly, Inc. 10-Q (Quarterly Report) Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 24, 2018 |
GMO / General Moly, Inc. / Hansen Bruce D - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 General Moly, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 370373102 (CUSIP Number) Bruce D. Hansen 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Tel: (303) 928-8599 (Name, Address and Telephone Number of Person Authorized to Receive |
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October 23, 2018 |
General Moly Announces Closing of Public Offering of Securities Exhibit 99.1 General Moly Announces Closing of Public Offering of Securities LAKEWOOD, COLORADO, October 22, 2018 — General Moly, Inc. (the “Company” or “General Moly”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, announced today the closing of an underwritten public offering of common stock and warrants raising gross proceeds of |
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October 23, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: October 22, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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October 19, 2018 |
Exhibit 4.1 COMMON STOCK PURCHASE WARRANT GENERAL MOLY, INC. Warrant Shares: Issue Date: October , 2018 Initial Exercise Date: October , 2018 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the |
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October 19, 2018 |
Exhibit 1.1 9,151,000 SHARES OF COMMON STOCK AND 9,151,000 WARRANTS (EXERCISABLE FOR 9,151,000 SHARES OF COMMON STOCK) OF GENERAL MOLY, INC. UNDERWRITING AGREEMENT October 17, 2018 H.C. Wainwright & Co., LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o H.C. Wainwright & Co., LLC 430 Park Avenue New York, New York 10022 Ladies and Gentlemen: The undersig |
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October 19, 2018 |
General Moly Announces Pricing of Public Offering of Securities Exhibit 99.1 General Moly Announces Pricing of Public Offering of Securities LAKEWOOD, COLORADO, October 17, 2018 — General Moly, Inc. (the “Company” or “General Moly”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, announced today the pricing of an underwritten public offering of an aggregate of 9,151,000 shares of common stock an |
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October 19, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: October 17, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction (Commission (IRS employer of incorporation) file n |
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October 19, 2018 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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October 17, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: October 17, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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October 17, 2018 |
General Moly Announces Proposed Public Offering of Securities Exhibit 99.1 General Moly Announces Proposed Public Offering of Securities LAKEWOOD, COLORADO, October 17, 2018 — General Moly, Inc. (the “Company” or “General Moly”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, announced it has commenced a proposed underwritten public offering of common shares and common stock purchase warrants |
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October 17, 2018 |
Subject to completion, dated October 17, 2018 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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October 16, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: October 15, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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October 16, 2018 |
General Moly Progresses toward Mt. Hope Water Permit and Makes Positive Impact on Local Community Exhibit 99.1 General Moly Progresses toward Mt. Hope Water Permit and Makes Positive Impact on Local Community LAKEWOOD, COLORADO, October 15, 2018— General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western exchange listed, pure-play molybdenum mineral development company, reports details of its settlement agreement with Eureka County and the Diamond Natural Resources Prote |
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October 16, 2018 |
Exhibit 99.2 General Moly Drilling Intersects Significant High-Grade Zinc, Copper, and Silver Mineralization at Mt. Hope Area — Consistent with Historical Results LAKEWOOD, COLORADO, October 16, 2018 — General Moly, Inc. (the “Company”) (NYSE American and TSX: GMO), the only western exchange listed, pure-play molybdenum mineral development company, reports that its ongoing exploration drilling int |
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September 14, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: September 13, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS |
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September 14, 2018 |
Exhibit 99.1 Eureka County, Diamond Natural Resources Protection & Conservation Association and General Moly Settle Protest Issues During Water Rights Hearing. LAKEWOOD, COLORADO, September 13, 2018 — General Moly, Inc. (the “Company” or “General Moly”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, reports that yesterday, Eureka C |
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August 22, 2018 |
General Moly Receives Instruction to File Answer to Eureka County’s Writ Petition Exhibit 99.1 General Moly Receives Instruction to File Answer to Eureka County’s Writ Petition LAKEWOOD, COLORADO, August 21, 2018 — General Moly, Inc. (the “Company” or “General Moly”) (NYSE American and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, reports that last week, the Nevada Supreme Court issued an Order directing the Company’s subsidiary |
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August 22, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: August 21, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emp |
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August 14, 2018 |
GMO / General Moly, Inc. 10-Q (Quarterly Report) Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 25, 2018 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 21, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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June 25, 2018 |
EX-99.1 2 a18-158611ex99d1.htm EX-99.1 Exhibit 99.1 General Moly Announces Results of Annual Meeting and Presents at John Tumazos Very Independent Research Conference LAKEWOOD, COLORADO — June 25, 2018, General Moly, Inc. (the “Company”) (NYSE MKT and TSX: GMO), the only western exchange listed, pure-play molybdenum mineral development company, announced that it received approval for all proposals |
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May 8, 2018 |
Exhibit 10.4 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (“Company”), a Delaware corporation, whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, CO 80401, and Amanda Corrion (“Employee”), whose address is 6040 Wright Street, Arvada, CO 80004. RECITALS WHEREAS, Company wishes to have Employee continue her employment with Company through the critic |
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May 8, 2018 |
STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC. |
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May 8, 2018 |
GMO / General Moly, Inc. 10-Q (Quarterly Report) Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 8, 2018 |
STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC. |
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May 8, 2018 |
STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC. |
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April 27, 2018 |
GMO / General Moly, Inc. DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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March 13, 2018 |
GMO / General Moly, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-32986 GENERAL MO |
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March 13, 2018 |
Subsidiaries of General Moly, Inc. (Filed herewith) EXHIBIT 21.1 SUBSIDIARIES OF GENERAL MOLY, INC. Net Smelter, Inc., a Delaware corporation Moly Royalty, Inc., a Delaware corporation Copper Royalty, Inc., a Delaware corporation Eureka Moly, LLC, a Delaware limited liability company Nevada Moly, LLC, a Delaware limited liability company Kobeh Valley Ranch, LLC, a Nevada limited liability company Liberty Moly, LLC, a Delaware limited liability comp |
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February 28, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: February 28, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS e |
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February 28, 2018 |
Exhibit 10.1 SECOND AMENDMENT TO LEASE AGREEMENT THIS SECOND AMENDMENT TO LEASE AGREEMENT (?Second Amendment?) is made effective January 15, 2018 (the ?Amendment Date?), between Mount Hope Mines, Inc., a Colorado corporation, whose address is 2088 Ridge Point Drive, Los Angeles, California 90491 (hereinafter ?Owner? or the ?Company?) and Eureka Moly, LLC, a Delaware limited liability company, assi |
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January 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: January 16, 2018 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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December 18, 2017 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 15, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS e |
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December 18, 2017 |
GENERAL MOLY ANNOUNCES RESULTS OF SPECIAL MEETING Exhibit 99.1 General Moly, Inc. ? NYSE AMERICAN and TSX: GMO GENERAL MOLY ANNOUNCES RESULTS OF SPECIAL MEETING LAKEWOOD, COLORADO ? December 18, 2017, General Moly, Inc. (the ?Company?) (NYSE AMERICAN and TSX: GMO), the only western-exchange listed, pure-play molybdenum mineral development company, announced that it received approval for the two proposals submitted to stockholders at a Special Mee |
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November 6, 2017 |
GMO / General Moly, Inc. 10-Q (Quarterly Report) Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 3, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 8, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file |
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November 2, 2017 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 20, 2017 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 16, 2017 |
Exhibit 99.1 General Moly and its Largest Shareholder, AMER, Announce the Closure of the Accelerated $6 Million Tranche 2 Private Placement LAKEWOOD, COLORADO, October 16, 2017 ? General Moly, Inc. (the ?Company?) (NYSE MKT and TSX: GMO), the only western exchange listed, pure-play molybdenum mineral development company, and its largest shareholder AMER International Group (?AMER?) announced the c |
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October 16, 2017 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: October 13, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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October 2, 2017 |
Exhibit 99.1 General Moly, Inc. ? NYSE MKT and TSX: GMO General Moly and its Largest Shareholder, AMER, Agree to Two-week Extension to Close $6 Million Tranche 2 Private Placement and General Moly Reports on Ruling from Nevada Supreme Court LAKEWOOD, COLORADO, September 29, 2017 ? General Moly, Inc. (the ?Company?) (NYSE MKT and TSX: GMO), the only western exchange listed, pure-play molybdenum min |
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October 2, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: September 29, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS |
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October 2, 2017 |
Exhibit 10.1 AMENDMENT NO. 3 TO INVESTMENT AND SECURITIES PURCHASE AGREEMENT THIS AMENDMENT NO. 3 TO INVESTMENT AND SECURITIES PURCHASE AGREEMENT, dated September 30, 2017 (this ?Third Amendment?), is between General Moly, Inc., a Delaware corporation, (the ?Company?), and Amer International Group Co., Ltd., a limited liability company organized under the laws of the People?s Republic of China (?P |
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August 14, 2017 |
GMO / General Moly, Inc. 10-Q (Quarterly Report) Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 14, 2017 |
Exhibit 10.4 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 12th day of May, 2017 (the “Effective Date”), between GENERAL MOLY, INC., a Delaware corporation (the “Company”), and AMANDA J. CORRION (“Executive”). RECITALS A. The Company is in the exploration, development and mining business. B. Executive has been employed by the Company as its Corporate Co |
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August 10, 2017 |
Exhibit 10.3 AMENDMENT NO. 2 TO INVESTMENT AND SECURITIES PURCHASE AGREEMENT THIS AMENDMENT NO. 2 TO INVESTMENT AND SECURITIES PURCHASE AGREEMENT, dated August 7, 2017 (this ?Second Amendment?), is between General Moly, Inc., a Delaware corporation, (the ?Company?), and Amer International Group Co., Ltd., a limited liability company organized under the laws of the People?s Republic of China (?Purc |
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August 10, 2017 |
Exhibit 99.1 General Moly and its Largest Shareholder, AMER, Strengthen Strategic Partnership Through the Acceleration of the Tranche 2 $6 Million Private Placement and Further Acceleration of the Tranche 3 $10 Million Private Placement in 2018 LAKEWOOD, COLORADO, August 8, 2017 ? General Moly, Inc. (the ?Company?) (NYSE MKT and TSX: GMO), the only western exchange listed, pure-play molybdenum min |
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August 10, 2017 |
Exhibit 10.8 FOURTH AMENDMENT TO WARRANT This FOURTH AMENDMENT TO WARRANT (this ?Fourth Amendment?) is dated and effective as of August 7, 2017 by and between General Moly, Inc., a Delaware corporation (the ?Company?), and Amer International Group Co., Ltd., a limited liability company organized under the laws of the People?s Republic of China (the ?Holder?). RECITALS WHEREAS, in connection with t |
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August 10, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: August 7, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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July 18, 2017 |
Exhibit 10.4 THIRD AMENDMENT TO WARRANT This THIRD AMENDMENT TO WARRANT (this ?Third Amendment?) is dated and effective as of July 16, 2017 by and between General Moly, Inc., a Delaware corporation (the ?Company?), and Amer International Group Co., Ltd., a limited liability company organized under the laws of the People?s Republic of China (the ?Holder?). RECITALS WHEREAS, in connection with that |
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July 18, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: July 16, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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June 20, 2017 |
Exhibit 10.3 SECOND AMENDMENT TO WARRANT This SECOND AMENDMENT TO WARRANT (this ?Second Amendment?) is dated and effective as of June 16, 2017 by and between General Moly, Inc., a Delaware corporation (the ?Company?), and Amer International Group Co., Ltd., a limited liability company organized under the laws of the People?s Republic of China (the ?Holder?). RECITALS WHEREAS, in connection with th |
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June 20, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 16, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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June 9, 2017 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 8, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS employ |
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June 9, 2017 |
GENERAL MOLY ANNOUNCES RESULTS OF ANNUAL MEETING Exhibit 99.1 GENERAL MOLY ANNOUNCES RESULTS OF ANNUAL MEETING LAKEWOOD, COLORADO ? June 9, 2017, General Moly, Inc. (the ?Company?) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral development, exploration and mining company, announced that it received approval for all proposals submitted to stockholders at its annual Meeting of Stockholders, which was held June 8, 2017 in Lakewood, Colora |
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May 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: April 27, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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May 1, 2017 |
gmoEx101 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC. |
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May 1, 2017 |
General Moly 10-Q (Quarterly Report) gmoCurrent folio10Q Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 1, 2017 |
STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC. |
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May 1, 2017 |
STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC. |
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April 24, 2017 |
1726 Cole Blvd. Suite 115 Lakewood CO 80401 Phone: 303-256-2026 Fax: 303-928-8598 [email protected] April 24, 2017 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. John Reynolds Re: General Moly, Inc. Registration Statement on Form S-3 Filed April 12, 2017 File No. 333-217267 Dear Mr. Reynolds: Pursuan |
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April 18, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: April 17, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS empl |
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April 18, 2017 |
Exhibit 10.2 FIRST AMENDMENT TO WARRANT This FIRST AMENDMENT TO WARRANT (this ?Amendment?) is dated and effective as of April 17, 2017 by and between General Moly, Inc., a Delaware corporation (the ?Company?), and Amer International Group Co., Ltd., a limited liability company organized under the laws of the People?s Republic of China (the ?Holder?). RECITALS WHEREAS, in connection with that certa |
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April 14, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 12, 2017 |
Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints Bruce D. Hansen and R. Scott Roswell, and each of them singly, his true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for him and in his name, place, and stead, in any and all capacities, to sign the Registration Statement on Form S-3 of General Moly, |
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April 12, 2017 |
Exhibit 1.2 AT THE MARKET OFFERING AGREEMENT April 12, 2017 Rodman & Renshaw, a unit of H. C. Wainwright & Co, LLC 430 Park Avenue New York, NY 10022 Ladies and Gentlemen: General Moly, Inc., a corporation organized under the laws of Delaware (the ?Company?), confirms its agreement (this ?Agreement?) with Rodman & Renshaw, a unit of H. C. Wainwright & Co., LLC (the ?Manager?) as follows: 1. Defini |
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April 12, 2017 |
Table of Contents As filed with the Securities and Exchange Commission on April 12, 2017 Registration No. |
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April 12, 2017 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95- |
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March 16, 2017 |
General Moly 10-K (Annual Report) gmoCurrent folio10K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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March 16, 2017 |
SUBSIDIARIES OF GENERAL MOLY, INC. EXHIBIT 21.1 SUBSIDIARIES OF GENERAL MOLY, INC. Net Smelter, Inc., a Delaware corporation Moly Royalty, Inc., a Delaware corporation Copper Royalty, Inc., a Delaware corporation Eureka Moly, LLC, a Delaware limited liability company Nevada Moly, LLC, a Delaware limited liability company Kobeh Valley Ranch, LLC, a Nevada limited liability company Liberty Moly, LLC, a Delaware limited liability comp |
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March 16, 2017 |
SEPARATION AND RELEASE AGREEMENT Exhibit 10.74 SEPARATION AND RELEASE AGREEMENT This Separation and Release Agreement (“Agreement”) is made between General Moly, Inc., a Delaware corporation (the “Company”) and David A. Chaput (“Employee”) (each a “Party” and together the “Parties”): WHEREAS, Employee was employed by the Company as its Chief Financial Officer, since April 2007; WHEREAS, Employee has notified the Company that Empl |
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March 8, 2017 |
1726 Cole Blvd. Suite 115 Lakewood CO 80401 Phone: 303-256-2026 Fax: 303-928-8598 [email protected] March 8, 2017 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. John Reynolds Re: General Moly, Inc. Registration Statement on Form S-3 Filed December 22, 2016 File No. 333-215249 Dear Mr. Reynolds: Pursu |
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February 21, 2017 |
February 21, 2017 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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January 19, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: January 16, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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January 19, 2017 |
1726 Cole Blvd. Suite 115 Lakewood CO 80401 Phone: 303-256-2026 Fax: 303-928-8598 [email protected] January 19, 2017 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. John Reynolds Re: General Moly, Inc. Registration Statement on Form S-3 Filed December 22, 2016 File No. 333-215249 Dear Mr. Reynolds: Ge |
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January 10, 2017 |
General Moly Announces the May 2017 Departure of its Chief Financial Officer Exhibit 99.1 General Moly Announces the May 2017 Departure of its Chief Financial Officer LAKEWOOD, COLORADO ? January 10, 2017 - General Moly, Inc. (the ?Company? or ?General Moly?) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral development, exploration, and mining company, announced that effective May 12, 2017 Lee M. Shumway, Chief Financial Officer and Principal Accounting Officer, wi |
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January 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: January 10, 2017 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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December 30, 2016 |
EX991PressRelease Exhibit 99.1 General Moly, Inc. ? NYSE MKT and TSX: GMO General Moly Receives Opinion from 9th Circuit Court of Appeals on Mt. Hope Record of Decision Challenge LAKEWOOD, COLORADO ? [DATE]- General Moly, Inc. (the "Company" or ?General Moly?) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral development, exploration, and mining company, announced that on December 28, 2016, |
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December 30, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 gmo-20161228x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 28, 2016 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) ( |
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December 22, 2016 |
As filed with the Securities and Exchange Commission on December 22, 2016 Registration No. |
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December 22, 2016 |
Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints Bruce D. Hansen, Lee M. Shumway and R. Scott Roswell, and each of them singly, his true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for him and in his name, place, and stead, in any and all capacities, to sign the Registration Statement on Form S-8 |
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December 22, 2016 |
Table of Contents As filed with the Securities and Exchange Commission on December 22, 2016 Registration No. |
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December 22, 2016 |
Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints Bruce D. Hansen, Lee M. Shumway and R. Scott Roswell, and each of them singly, his true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for him and in his name, place, and stead, in any and all capacities, to sign the Registration Statement on Form S-3 |
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December 22, 2016 |
Financial Statements and Exhibits, Other Events gmo8KRecast2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 31, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission fil |
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December 22, 2016 |
Exhibit 99.1 General Moly, Inc. – NYSE MKT and TSX: GMO 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Phone: (303) 928-8599 Fax: (303) 928-8598 FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA GENERAL MOLY, INC. CONSOLIDATED FINANCIAL STATEMENTS December 31, 2015 CONTENTS Report of Independent Registered Public Accounting Firm 2 Financial Statements: Consolidated Balance Sheets as of December 31, 2015 |
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November 7, 2016 |
General Moly 10-Q (Quarterly Report) gmoCurrent folio10Q Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 8, 2016 |
General Moly 10-Q (Quarterly Report) gmoCurrent folio10Q Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 10, 2016 |
GENERAL MOLY ANNOUNCES RESULTS OF ANNUAL MEETING Exhibit 99.1 General Moly, Inc. ? NYSE MKT and TSX: GMO 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Phone: (303) 928-8599 Fax: (303) 928-8598 GENERAL MOLY ANNOUNCES RESULTS OF ANNUAL MEETING LAKEWOOD, COLORADO ? June 10, 2016, General Moly, Inc. (the ?Company?) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral development, exploration and mining company, announced that it received approva |
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June 10, 2016 |
General Moly 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 8, 2016 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS employ |
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May 5, 2016 |
General Moly 10-Q (Quarterly Report) gmoCurrent folio10Q Table of Contents un UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 18, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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March 11, 2016 |
General Moly 10-K (Annual Report) gmoCurrent folio10K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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March 11, 2016 |
SEPARATION AND RELEASE AGREEMENT Exhibit 10.74 SEPARATION AND RELEASE AGREEMENT This Separation and Release Agreement (“Agreement”) is made between General Moly, Inc., a Delaware corporation (the “Company”) and David A. Chaput (“Employee”) (each a “Party” and together the “Parties”): WHEREAS, Employee was employed by the Company as its Chief Financial Officer, since April 2007; WHEREAS, Employee has notified the Company that Empl |
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March 11, 2016 |
SUBSIDIARIES OF GENERAL MOLY, INC. EXHIBIT 21.1 SUBSIDIARIES OF GENERAL MOLY, INC. Net Smelter, Inc., a Delaware corporation Moly Royalty, Inc., a Delaware corporation Copper Royalty, Inc., a Delaware corporation Eureka Moly, LLC, a Delaware limited liability company Nevada Moly, LLC, a Delaware limited liability company Kobeh Valley Ranch, LLC, a Nevada limited liability company Liberty Moly, LLC, a Delaware limited liability comp |
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February 16, 2016 |
GMO / General Moly, Inc. / COGHILL CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 9, 2016 |
GMO / General Moly, Inc. / Mooney Frank Steven - SC 13G/A Passive Investment SC 13G/A Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* General Moly, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 370373102 (CUSIP Number) April 27, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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January 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: January 16, 2016 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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January 21, 2016 |
Exhibit 10.11 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (?Company?), whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, Denver, CO 80401, and Lee Shumway (?Employee?), whose address is 430 Mountain City Highway, Elko, NV 89801. RECITALS WHEREAS, Company wishes to have Employee continue his employment with Company through the critical phase of p |
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January 21, 2016 |
Exhibit 10.10 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (?Company?), whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, Denver, CO 80401, and Robert Pennington (?Employee?), whose address is 6200 N. Abington Rd, Tucson, AZ 85743. RECITALS WHEREAS, Company wishes to have Employee continue his employment with Company through the critical phase of |
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January 21, 2016 |
Exhibit 10.2 THIRD AMENDMENT AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Third Amendment to the Amended and Restated Employment Agreement (?Third Amendment?) is entered into between General Moly, Inc., a Delaware corporation (?the Company?) and Bruce D. Hansen (?Executive?) to be effective as of January 16, 2016. RECITALS A. Effective January 1, 2012, the Company and Executive entered into an A |
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January 21, 2016 |
Exhibit 10.5 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into as of the 16th day of January, 2016 (the ?Effective Date?), between GENERAL MOLY, INC., a Delaware corporation (the ?Company?), and LEE M. SHUMWAY (?Executive?). RECITALS A. The Company is in the exploration, development and mining business. B. Executive has been employed by the Company as its Chief Finan |
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January 21, 2016 |
Exhibit 10.3 SECOND AMENDMENT EMPLOYMENT AGREEMENT This Second Amendment to the Employment Agreement is entered into between GENERAL MOLY, INC., a Delaware corporation (the ?Company?) and ROBERT I. PENNINGTON (?Executive?) to be effective as of January 1, 2016 (?Effective Date?). RECITALS A. Executive has been employed by the Company as its Chief Operating Officer (?COO?) since January 1, 2012, an |
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January 21, 2016 |
Exhibit 10.4 THIRD AMENDMENT EMPLOYMENT AGREEMENT This Third Amendment to the Employment Agreement (?Third Amendment?) is entered into between General Moly, Inc., a Delaware corporation (?the Company?) and Robert I. Pennington (?Executive?) to be effective as of January 16, 2016. RECITALS A. Effective December 27, 2012, the Company and Executive entered into an Employment Agreement (?the Agreement |
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January 21, 2016 |
Exhibit 10.6 FIRST AMENDMENT EMPLOYMENT AGREEMENT This First Amendment to the Employment Agreement (?First Amendment?) is entered into between General Moly, Inc., a Delaware corporation (?the Company?) and Lee M. Shumway (?Executive?) to be effective as of January 16, 2016. RECITALS A. Effective January 16, 2016, the Company and Executive entered into the Employment Agreement (?the Agreement?). B. |
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January 21, 2016 |
Exhibit 10.12 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (?Company?), whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, Denver, CO 80401, and Robert Scott Roswell (?Employee?), whose address is 14 Viking Drive, Englewood, CO 80113. RECITALS WHEREAS, Company wishes to have Employee continue his employment with Company through the critical phase |
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January 21, 2016 |
Exhibit 10.9 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (?Company?), whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, Denver, CO 80401, and Bruce D. Hansen (?Employee?), whose address is 22284 Anasazi Way, Golden, CO 80401. RECITALS WHEREAS, Company wishes to have Employee continue his employment with Company through the critical phase of proc |
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January 21, 2016 |
Exhibit 10.8 FIRST AMENDMENT EMPLOYMENT AGREEMENT This First Amendment to the Employment Agreement (?First Amendment?) is entered into between General Moly, Inc., a Delaware corporation (?the Company?) and R. Scott Roswell (?Executive?) to be effective as of January 16, 2016. RECITALS A. Effective January 16, 2016, the Company and Executive entered into the Employment Agreement (?the Agreement?). |
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January 21, 2016 |
Exhibit 10.1 SECOND AMENDMENT AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Second Amendment to the Amended and Restated Employment Agreement is entered into between GENERAL MOLY, INC., a Delaware corporation (the ?Company?) and BRUCE D. HANSEN (?Executive?) to be effective as of January 1, 2016 (?Effective Date?). RECITALS A. Executive has been continuously employed by the Company as its Chief E |
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January 21, 2016 |
Exhibit 10.7 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into as of the 16th day of January, 2016 (the ?Effective Date?), between GENERAL MOLY, INC., a Delaware corporation (the ?Company?), and R. SCOTT ROSWELL (?Executive?). RECITALS A. The Company is in the exploration, development and mining business. B. Executive has been employed by the Company as its Chief Leg |
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December 8, 2015 |
Exhibit 99.1 General Moly, Inc. NYSE Amex and TSX: GMO 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Phone: (303) 928-8599 Fax: (303) 928-8598 GENERAL MOLY APPOINTS TONG ZHANG TO BOARD OF DIRECTORS LAKEWOOD, COLORADO December 7, 2015, General Moly, Inc. (the Company or General Moly) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral development, exploration, and mining company announ |
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December 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: December 3, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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December 1, 2015 |
Exhibit 10.3 Execution Version STOCKHOLDER AGREEMENT BETWEEN GENERAL MOLY, INC. AND AMER INTERNATIONAL GROUP CO., LTD Dated as of November 24, 2015 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1 ARTICLE II ACQUISITION OF EQUITY SECURITIES OR RIGHTS; OTHER COVENANTS 1 2.1 Limits on Acquisitions 1 2.2 Permitted Acquisitions 2 2.3 Amer Right to Maintain Position 2 ARTICLE III COMPANY DIRECTOR |
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December 1, 2015 |
Exhibit 10.4 Execution Version EXPENSE REIMBURSEMENT AGREEMENT THIS EXPENSE REIMBURSEMENT AGREEMENT (this ?Agreement?), dated as of November 24, 2015, is between General Moly, Inc., a Delaware corporation (the ?Company?), and Amer International Group Co. Ltd., a limited liability company organized under the laws of the People?s Republic of China (?Purchaser?). The Company and Purchaser shall each |
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December 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: November 24, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS e |
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December 1, 2015 |
Exhibit 10.2 Execution Version COMMON STOCK PURCHASE WARRANT THIS WARRANT MAY NOT BE TRANSFERRED EXCEPT AS OTHERWISE DESCRIBED BELOW. THE SECURITIES REPRESENTED BY THIS WARRANT ARE SUBJECT TO A STOCKHOLDER AGREEMENT DATED AS OF NOVEMBER 24, 2015, COPIES OF WHICH ARE AVAILABLE FROM GENERAL MOLY, INC. UPON REQUEST, AND ANY SALE, PLEDGE, HYPOTHECATION, TRANSFER, ASSIGNMENT OR OTHER DISPOSITION OF SUC |
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December 1, 2015 |
Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO INVESTMENT AND SECURITIES PURCHASE AGREEMENT THIS AMENDMENT NO. 1 TO INVESTMENT AND SECURITIES PURCHASE AGREEMENT, dated November 2, 2015 (this ?Amendment?), is between General Moly, Inc., a Delaware corporation, (the ?Company?), and Amer International Group Co., Ltd., a limited liability company organized under the laws of the People?s Republic of |
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December 1, 2015 |
Exhibit 99.1 General Moly, Inc. ? NYSE MKT and TSX: GMO 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Phone: (303) 928-8599 Fax: (303) 928-8598 GENERAL MOLY ANNOUNCES CLOSURE OF $4 MILLION TRANCHE 1 EQUITY INVESTMENT WITH AMER INTERNATIONAL LAKEWOOD, COLORADO ? November 30, 2015, General Moly, Inc. (the ?Company? or ?General Moly?) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral developme |
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November 4, 2015 |
CERTIFICATE OF INCORPORATION OF GENERAL MOLY, INC. ARTICLE I Name The name of this Corporation is General Moly, Inc. (the “Corporation”). ARTICLE II Registered Offices The address of its registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle. The name of its registered agent is The Corporation Trust Company. ARTIC |
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November 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32986 Gen |
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November 4, 2015 |
71726 Cole Blvd., Suite 115 Lakewood, CO 80401 Phone: (303) 928-8599 Fax: (303) 928-8598 GENERAL MOLY AMENDS STRATEGIC PARTNERSHIP WITH AMER INTERNATIONAL GROUP TO BECOME A MAJOR SHAREHOLDER Investments Advance Development of Mt. Hope Project LAKEWOOD, COLORADO – November 3, 2015, General Moly, Inc. (the "Company" or “General Moly”) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral developm |
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October 21, 2015 |
General Moly 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: October 16, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS em |
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September 23, 2015 |
Exhibit 99.1 General Moly, Inc. ? NYSE MKT and TSX: GMO 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Phone: (303) 928-8599 Fax: (303) 928-8598 GENERAL MOLY RECEIVES RULING ON MT. HOPE WATER RIGHTS LAKEWOOD, COLORADO ? September 21, 2015, General Moly, Inc. (the ?Company? or ?General Moly?) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral development, exploration, and mining company, annou |
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September 23, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: September 21, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS |
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August 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32986 Genera |
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July 24, 2015 |
Exhibit 10.2 FIRST AMENDMENT TO MOLYBDENUM SUPPLY AGREEMENT This First Amendment to Molybdenum Supply Agreement (?First Amendment?) is made by and among SeAH Besteel Corporation, a Korean corporation (?Buyer?) and General Moly, Inc. a Delaware corporation (?GMI?). GMI and Buyer are referred to as the ?Parties? or individually as a ?Party.? RECITALS A. GMI and Buyer entered into the Molybdenum Supp |
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July 24, 2015 |
General Moly 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: July 22, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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July 22, 2015 |
GMO / General Moly, Inc. / COGHILL CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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July 16, 2015 |
CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION GENERAL MOLY, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF GENERAL MOLY, INC. General Moly, Inc., a corporation organized and existing under the laws of the State of Delaware (?Corporation?), hereby certifies that: 1. The name of this Corporation is General Moly, Inc. The Corporation filed its original Certificate of Incorporation with the Secretary of State of the State of Delawa |
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July 16, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: July 14, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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July 1, 2015 |
General Moly 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: June 30, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS emplo |
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July 1, 2015 |
Exhibit 99.1 General Moly, Inc. ? NYSE MKT and TSX: GMO 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Phone: (303) 928-8599 Fax: (303) 928-8598 GENERAL MOLY ANNOUNCES RESULTS OF ANNUAL MEETING LAKEWOOD, COLORADO ? June 30, 2015, General Moly, Inc. (the ?Company?) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral development, exploration and mining company, announced that it received approva |
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May 27, 2015 |
General Moly 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Earliest Event Reported: May 25, 2015 General Moly, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32986 91-0232000 (State or other jurisdiction of incorporation) (Commission file number) (IRS employ |
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May 27, 2015 |
Exhibit 99.1 General Moly, Inc. NYSE MKT and TSX: GMO 1726 Cole Blvd., Suite 115 Lakewood, CO 80401 Phone: (303) 928-8599 Fax: (303) 928-8598 GENERAL MOLY ANNOUNCES RETIREMENT FROM ITS BOARD OF DIRECTORS LAKEWOOD, COLORADO May 27, 2015, General Moly, Inc. (the Company) (NYSE MKT and TSX: GMO), a U.S.-based molybdenum mineral development, exploration and mining company, announced that effecti |
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May 11, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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May 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32986 Gener |
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May 4, 2015 |
Exhibit 10.6 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (“Company”), whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, CO 80401, and Robert Scott Roswell (“Employee”), whose address is 14 Viking Drive, Englewood, CO 80113. RECITALS WHEREAS, Company wishes to have Employee continue his employment with Company through the critical phase of procur |
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May 4, 2015 |
Exhibit 10.7 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (?Company?), whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, CO 80401, and Lee M. Shumway (?Employee?), whose address is 430 Mountain City Highway, Elko, NV 89801. RECITALS WHEREAS, Company wishes to have Employee continue his employment with Company through the critical phase of procuri |
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May 4, 2015 |
Exhibit 10.5 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (“Company”), whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, Denver, CO 80401, and Robert I. Pennington (“Employee”), whose address is 6200 N. Abington Rd, Tucson, AZ 85743. RECITALS WHEREAS, Company wishes to have Employee continue his employment with Company through the critical phase |
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May 4, 2015 |
Exhibit 10.4 STAY INCENTIVE AGREEMENT THIS AGREEMENT is entered into between GENERAL MOLY, INC., (“Company”), whose mailing address is 1726 Cole Blvd., Suite 115, Lakewood, Denver, CO 80401, and David A. Chaput (“Employee”), whose address is 5141 Live Oak Drive, Smithton, IL 62285. RECITALS WHEREAS, Company wishes to have Employee continue his employment with Company through the critical phase of |
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May 1, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 27, 2015 |
General Moly, Inc. 1726 Cole Blvd., Suite 115 Lakewood, Colorado 80401 April 27, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Ruairi Regan Re: General Moly, Inc. Registration Statement on Form S-3 Filed March 20, 2015 File No. 333-202899 Dear Mr. Regan: Pursuant to Rule 461 under the Securities Act of 1933, as |
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April 23, 2015 |
1726 Cole Blvd. #115 Lakewood, CO 80401 Phone: 303.928.8599 Fax: 303.928.8598 WWW.GENERALMOLY.COM April 23, 2015 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Ruairi Regan Re: General Moly, Inc. Registration Statement on Form S-3 Filed March 20, 2015 File No. 333-202899 Dear Mr. Regan: General Moly, Inc., |
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April 23, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |