GLAQ / Globis Acquisition Corp - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

GLAQ / Globis Acquisition Corp / MMCAP International Inc. SPC - FORM SC 13G/A Passive Investment

SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Globis Acquisition Corp. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 379582208 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the App

GLAQ / Globis Acquisition Corp / BOOTHBAY FUND MANAGEMENT, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 379582208 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-39786 GLOBIS ACQUISITION CORP. (Exact name of registrant as specified i

Bylaws of Globis NV Merger 2 Corp.

Exhibit 3.2 BYLAWS OF GLOBIS NV MERGER 2 CORP. a Nevada corporation (Adopted as of May 12, 2022) ARTICLE I OFFICES Section 1.1. Registered Agent and Office. The registered agent of GLOBIS NV MERGER 2 CORP. (the ?Corporation?) shall be as set forth in the Corporation?s Articles of Incorporation, as amended or restated (the ?Articles of Incorporation?) and the registered office of the Corporation sh

Forafric Global PLC, a Leading Agribusiness Company Specializing in Wheat Processing, to Commence Trading on Nasdaq Capital Market Under Ticker Symbol ‘AFRI’ Globis Acquisition Corp. Completes Business Combination with Forafric; Lists First African A

Exhibit 99.1 Forafric Global PLC, a Leading Agribusiness Company Specializing in Wheat Processing, to Commence Trading on Nasdaq Capital Market Under Ticker Symbol ?AFRI? Globis Acquisition Corp. Completes Business Combination with Forafric; Lists First African Agribusiness and First Moroccan-based Company on a Major U.S. Exchange New York, NY / Casablanca, Morocco / Gibraltar - June 10, 2022 ? Gl

Warrant Assignment and Novation Agreement, dated as of June 9, 2022, by and between Globis NV Merger 2 Corp. and Forafric Global PLC (incorporated by reference to Exhibit 4.1 of Globis’ Form 8-K (File No. 001-39786), filed with the SEC on June 10, 2022).

Exhibit 4.1 ASSIGNMENT AND NOVATION AGREEMENT This ASSIGNMENT AND NOVATION (this ?Assignment and Novation?) is made as of June 9, 2022, by and between Globis NV Merger 2 Corp., a Nevada corporation (the ?Assignor?), and Forafric Global PLC, a Gibraltar public company limited by shares (the ?Assignee?). Capitalized terms used herein but not defined herein shall have the meanings ascribed to such te

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Material Modification to Rights of Security Holders, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 9, 2022 GLOBIS ACQUISITION CORP.

Articles of Incorporation of Globis NV Merger 2 Corp.

Exhibit 3.1

Amendment No. 2 to Purchase Agreement, dated June 8, 2022 (incorporated by reference to Exhibit 10.1 of Globis’ Form 8-K (File No. 001-39786), filed with the SEC on June 9, 2022)

Exhibit 10.1 AMENDMENT NO. 2 TO PURCHASE AGREEMENT This Amendment No. 2 (this ?Amendment?), dated June 8, 2022 (the ?Effective Date?), is made and entered into by and among: (i) Globis Acquisition Corp., a Delaware corporation (?Globis?); (ii) Lighthouse Capital Limited, a Gibraltar private company limited by shares (?Seller?); (iii) Forafric Agro Holdings Limited, a Gibraltar private company limi

Amendment No. 2 to Purchase Agreement, dated June 8, 2022

Exhibit 10.1 AMENDMENT NO. 2 TO PURCHASE AGREEMENT This Amendment No. 2 (this ?Amendment?), dated June 8, 2022 (the ?Effective Date?), is made and entered into by and among: (i) Globis Acquisition Corp., a Delaware corporation (?Globis?); (ii) Lighthouse Capital Limited, a Gibraltar private company limited by shares (?Seller?); (iii) Forafric Agro Holdings Limited, a Gibraltar private company limi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 8, 2022 GLOBIS ACQUISITION COR

425 1 form425.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 8, 2022 GLOBIS ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction of incorporatio

Form of Forward Share Purchase Agreement

Exhibit 10.2 FORWARD SHARE PURCHASE AGREEMENT This Forward Share Purchase Agreement (this ?Agreement?) is entered into as of June 8, 2022, by and between Globis Acquisition Corp., a Delaware corporation (?SPAC?), and (?Investor?). Each of SPAC and the Investor is individually referred to herein as a ?Party? and collectively as the ?Parties?. Recitals WHEREAS, SPAC is a special purpose acquisition

Submission of Matters to a Vote of Security Holders, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 8, 2022 GLOBIS ACQUISITION CORP.

Form of Forward Share Purchase Agreement (incorporated by reference to Exhibit 10.2 of Globis’ Form 8-K (File No. 001-39786), filed with the SEC on June 9, 2022)

EX-10.2 3 ex10-2.htm Exhibit 10.2 FORWARD SHARE PURCHASE AGREEMENT This Forward Share Purchase Agreement (this “Agreement”) is entered into as of June 8, 2022, by and between Globis Acquisition Corp., a Delaware corporation (“SPAC”), and (“Investor”). Each of SPAC and the Investor is individually referred to herein as a “Party” and collectively as the “Parties”. Recitals WHEREAS, SPAC is a special

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 16, 2022 GLOBIS ACQUISITION CORP.

Globis Acquisition Corp. Announces Effectiveness of Registration Statement for Proposed Business Combination with Forafic, a Leading African Agribusiness All owners of the company’s common stock as of May 12, 2022 are encouraged to vote their shares

Exhibit 99.1 Globis Acquisition Corp. Announces Effectiveness of Registration Statement for Proposed Business Combination with Forafic, a Leading African Agribusiness All owners of the company?s common stock as of May 12, 2022 are encouraged to vote their shares FOR this transaction New York, NY, May 16, 2022 ? Globis Acquisition Corp. (NASDAQ: GLAQU, GLAQ, GLAQW, or ?Globis?), a special purpose a

Globis Acquisition Corp. Announces Effectiveness of Registration Statement for Proposed Business Combination with Forafic, a Leading African Agribusiness All owners of the company’s common stock as of May 12, 2022 are encouraged to vote their shares

EX-99.1 2 ex99-1.htm Exhibit 99.1 Globis Acquisition Corp. Announces Effectiveness of Registration Statement for Proposed Business Combination with Forafic, a Leading African Agribusiness All owners of the company’s common stock as of May 12, 2022 are encouraged to vote their shares FOR this transaction New York, NY, May 16, 2022 — Globis Acquisition Corp. (NASDAQ: GLAQU, GLAQ, GLAQW, or “Globis”)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 16, 2022 GLOBIS ACQUISITION COR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 16, 2022 GLOBIS ACQUISITION CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39786 GLOBIS ACQUI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

Globis NV Merger Corp. 7100 W. Camino Real, Suite 302-48 Boca Raton, Florida 33433

CORRESP 1 filename1.htm Globis NV Merger Corp. 7100 W. Camino Real, Suite 302-48 Boca Raton, Florida 33433 May 10, 2022 VIA EDGAR Division of Corporation Finance Office of Manufacturing U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Globis NV Merger Corp. (the “Company”) Registration Statement on Form S-4 (File No. 333-262126) (the “Registration Statement”) Ladie

As filed with the Securities and Exchange Commission on May 6, 2022

As filed with the Securities and Exchange Commission on May 6, 2022 Registration No.

Form of Proxy Card for Stockholders Meeting.

EX-99.1 8 ex99-1.htm Exhibit 99.1

May 6, 2022

mwe.com May 6, 2022 VIA EDGAR AND COURIER U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Effie Simpson Melissa Gilmore Patrick Fullem Sherry Haywood Re: Globis NV Merger Corp. Amendment No. 2 to Registration Statement on Form S-4 Filed April 21, 2022 File No. 333-262126 Dear Ms. Simpson: On behalf

Agreement and Plan of Merger by and between Globis Acquisition Corp. and Globis NV Merger Corp.

Exhibit 2.3 AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER, dated as of [?], 2022 (this ?Agreement?), is made by and among Globis Acquisition Corp., a Delaware corporation (?Globis Delaware?), Globis NV Merger 2 Corp., a Nevada corporation (?Merger Sub?), and, solely for purposes of Section 1.05 and Article II, each of Globis SPAC LLC, a Delaware limited liability company (?Agent?)

Form of Forafric 2022 Long Term Employee Share Incentive Plan (included as Annex I to the proxy statement/prospectus).

Exhibit 10.5 FORAFRIC 2022 LONG TERM EMPLOYEE SHARE INCENTIVE PLAN Board adoption: [ ] 2022 Shareholders? approval: [ ] 2022 CONTENTS CLAUSE 1. Interpretation 2 2. Grant of Awards 7 3. Performance Condition 8 4. Overall grant limits 9 5. Release Date 9 6. Suspension of Awards 10 7. Circumstances in which malus and clawback can apply 10 8. Operation of malus and clawback 12 9. Exercise of Options 1

Form of Forafric Global PLC Director Deed of Indemnity

Exhibit 10.9 THIS DEED OF INDEMNITY is made this day of BETWEEN (1) FORAFRIC GLOBAL PLC, a company incorporated in Gibraltar with registered number and with a registered office situated at Madison Building, Midtown, Queensway, Gibraltar GX11 1AA, Gibraltar (the ?Indemnifier?); and (2) of , Gibraltar (the ?Director?). WHEREAS: (1) The Director is appointed to the board of directors of the Indemnifi

As filed with the Securities and Exchange Commission on April 20, 2022

As filed with the Securities and Exchange Commission on April 20, 2022 Registration No.

Consent of Rachel Bitan to be named as a Director

EX-99.7 12 ex99-7.htm Exhibit 99.7 Consent to be Named as a Director Nominee In connection with the filing by Globis Acquisition Corp. (the “Company”) of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registrati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 21, 2022 (April 20, 2022) GLO

425 1 form425.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 21, 2022 (April 20, 2022) GLOBIS ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdict

Amendment No. 1 to Purchase Agreement, dated April 20, 2022 (incorporated by reference to Exhibit 2.2 of Globis’ Form S-4 (File No. 333-262126), filed with the SEC on April 20, 2022).

Exhibit 2.2 AMENDMENT NO. 1 TO PURCHASE AGREEMENT This Amendment No. 1 (this ?Amendment?), dated April 20, 2022 (the ?Effective Date?), is made and entered into by and among: (i) Globis Acquisition Corp., a Delaware corporation (?Buyer?); (ii) Lighthouse Capital Limited, a Gibraltar private company limited by shares (?Seller?); (iii) Forafric Agro Holdings Limited, a Gibraltar private company limi

Summary of terms of loans owed by Forafric Agro Holdings Limited to Yariv Elbaz, Michael Elbaz, Lighthouse Settlement and Lighthouse Capital Limited

Exhibit 10.7 FAHL Related Party Loans Certain parties affiliated with FAHL hold outstanding loans issued to FAHL (the ?FAHL Related Party Loans?), which, in the aggregate, equaled $15,268,986 and $8,683,693 as of December 31, 2021 and December 31, 2020, respectively. The FAHL Related Party Loans are interest-free loans with no maturity date: As of December 31, 2021, the outstanding amounts held un

Amendment to Bond Subscription Deed, dated April 20, 2022 (incorporated by reference to Exhibit 10.10 of Globis’ Form S-4 (File No. 333-262126), filed with the SEC on April 20, 2022).

Exhibit 10.10 DatedApril 20, 2022 FORAFRIC AGRO HOLDINGS LIMITED (as Issuer) and LIGHTHOUSE CAPITAL LIMITED (as Issuer?s Shareholder) AMENDMENT TO bond SUBScRIPTION deed (USD $40,000,000 6% Bonds 2026) -1- This Deed is made on April 20, 2022 (this ?Deed?) By (1) FORAFRIC AGRO HOLDINGS LIMITED, a private company limited by shares incorporated under the laws of Gibraltar with registered number 11443

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 21, 2022 (April 20, 2022) GLOBIS ACQUISITION CORP.

Form of Proposed Memorandum and Articles of Association, to become effective upon the Redomiciliation (included as Annex D to the proxy statement/prospectus).

Exhibit 3.3 THE COMPANIES ACT A PUBLIC COMPANY LIMITED BY SHARES Memorandum OF ASSOCIATION of Forafric Global PLC 1. The name of the Company is ?Forafric Global PLC?. 2. The Company is a public company. 3. The registered office of the Company will be situated in Gibraltar. 4. The liability of the members is limited. 5. The authorised share capital of the Company is USD 131,000 (one hundred and thi

April 20, 2022

mwe.com April 20, 2022 VIA EDGAR AND COURIER U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Effie Simpson Melissa Gilmore Patrick Fullem Sherry Haywood Re: Globis NV Merger Corp. Amendment No. 1 to Registration Statement on Form S-4 Filed February 15, 2022 File No. 333-262126 Dear Ms. Simpson: On

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 7, 2022 GLOBIS ACQUISITION CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 7, 2022 GLOBIS ACQUISITION CO

425 1 form425.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 7, 2022 GLOBIS ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction of incorporati

Globis Acquisition Corp. Announces Extension of Completion Window to June 15, 2022

Exhibit 99.1 Globis Acquisition Corp. Announces Extension of Completion Window to June 15, 2022 New York, NY, March 8, 2022 ? Globis Acquisition Corp. (NASDAQ: GLAQU, GLAQ, GLAQW, the ?Company?) announced today that it has extended the period of time it will have to consummate its initial business combination by 3 months from the current deadline of March 15, 2022 until June 15, 2022. Globis SPAC

Globis Acquisition Corp. Announces Extension of Completion Window to June 15, 2022

Exhibit 99.1 Globis Acquisition Corp. Announces Extension of Completion Window to June 15, 2022 New York, NY, March 8, 2022 ? Globis Acquisition Corp. (NASDAQ: GLAQU, GLAQ, GLAQW, the ?Company?) announced today that it has extended the period of time it will have to consummate its initial business combination by 3 months from the current deadline of March 15, 2022 until June 15, 2022. Globis SPAC

GLAQ / Globis Acquisition Corp / Feis Lawrence Michael - SCHEDULE 13G Passive Investment

Schedule 13G OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Consent of Ira Greenstein to be named as a Director.

Exhibit 99.6 Consent to be Named as a Director Nominee In connection with the filing by Globis Acquisition Corp. (the ?Company?) of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement, proxy st

As filed with the Securities and Exchange Commission on February 15, 2022

As filed with the Securities and Exchange Commission on February 15, 2022 Registration No.

Bylaws of Globis NV Merger Corp.

Exhibit 3.2

Consent of Julien Benitah to be named as a Director.

Exhibit 99.3 Consent to be Named as a Director Nominee In connection with the filing by Globis Acquisition Corp. (the ?Company?) of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement, proxy st

Form of Forafric 2022 Long Term Employee Share Incentive Plan (included as Annex H to the proxy statement/prospectus).

Exhibit 10.5 FORAFRIC 2022 LONG TERM EMPLOYEE SHARE INCENTIVE PLAN Board adoption: [ ] 2022 Shareholders? approval: [ ] 2022 CONTENTS CLAUSE 1. Interpretation 2 2. Grant of Awards 7 3. Performance Condition 8 4. Overall grant limits 9 5. Release Date 9 6. Suspension of Awards 10 7. Circumstances in which malus and clawback can apply 10 8. Operation of malus and clawback 12 9. Exercise of Options 1

Lease Agreement, dated January 2, 2018, by and between Forafric Maroc and Darafric SARL AU for the rent of the headquarters of Forafric Maroc in Casablanca

Exhibit 10.8 LEASE AGREEMENT BETWEEN: DARAFRIC SARL A.U., a limited liability single-person company, with share capital of DH 10,000, whose registered office is situated at 89 Boulevard Al Massira Al Khadra, Casablanca, duly registered in the Register of Companies of Casablanca under number 410 819, represented by Mr Michael EL BAZ under powers conferred upon him, Hereinafter referred to as “the L

Exhibit Filing Fees

Exhibit 107 Calculation of Filing Fee Tables AMENDMENT NO. 1 TO FORM S-4 (Form Type) Globis NV Merger Corp. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(6) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amoun

Agreement, dated March 29, 2018, by and between Forafric Maroc and Millcorp Geneve

Exhibit 10.6 [CERTAIN INFORMATION IN THIS EXHIBIT IDENTIFIED BY [***] IS CONFIDENTIAL AND HAS BEEN EXCLUDED BECAUSE IT (I) IS NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THAT INFORMATION AS PRIVATE OR CONFIDENTIAL.] Framework contract for the delegation of purchases and methods of application Between the undersigned: The company FORAFRIC MAROC, located at 29, rue Bab Manso

GLAQ / Globis Acquisition Corp / Globis SPAC LLC Passive Investment

SC 13G/A 1 formsc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 379582109 (CUSIP Number) December 31, 2021 (Date of Event which req

Consent of James Lasry to be named as a Director.

Exhibit 99.5 Consent to be Named as a Director Nominee In connection with the filing by Globis Acquisition Corp. (the ?Company?) of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement, proxy st

Consent of Saad Bendidi to be named as a Director.

Exhibit 99.2 Consent to be Named as a Director Nominee In connection with the filing by Globis Acquisition Corp. (the ?Company?) of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement, proxy st

Consent of Franco Cassar to be named as a Director.

EX-99.4 12 ex99-4.htm Exhibit 99.4 Consent to be Named as a Director Nominee In connection with the filing by Globis Acquisition Corp. (the “Company”) of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registrati

Articles of Incorporation of Globis NV Merger Corp.

Exhibit 3.1

Form of Proposed Memorandum and Articles of Association, to become effective upon the Redomiciliation (included as Annex C to the proxy statement/prospectus).

Exhibit 3.3 THE COMPANIES ACT A PUBLIC COMPANY LIMITED BY SHARES Memorandum OF ASSOCIATION of Forafric Global PLC 1. The name of the Company is “Forafric Global PLC”. 2. The Company is a public company. 3. The registered office of the Company will be situated in Gibraltar. 4. The liability of the members is limited. 5. The authorised share capital of the Company is USD 101,000 (one hundred one tho

GLAQ / Globis Acquisition Corp / ATW SPAC MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Globis Acquisition Corp. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 379582109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39786 GLOBIS ACQUISITION CORP. (

GLAQ / Globis Acquisition Corp / BOOTHBAY FUND MANAGEMENT, LLC Passive Investment

SC 13G/A 1 formsc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 379582208 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate bo

GLAQ / Globis Acquisition Corp / Polar Asset Management Partners Inc. - FORM SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 379582109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate

GLAQ / Globis Acquisition Corp / Weiss Asset Management LP Passive Investment

Converted by EDGARwiz CUSIP NO. 379582109 SCHEDULE 13G/A PAGE 1 OF 10 PAGES =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* GLOBIS ACQUISITION CORP. - (Name of Issuer) Common stock, $0.0001 par value per share - (Title of

GLAQ / Globis Acquisition Corp / MMCAP International Inc. SPC - FORM SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G AMENDMENT NO.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 27, 2022 GLOBIS ACQUISITION

425 1 form425.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 27, 2022 GLOBIS ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction of incorpor

Amendment No. 5 to Promissory Note, dated as of January 27, 2022, by and between Globis Acquisition Corp. and Globis SPAC LLC

Exhibit 10.1 GLOBIS ACQUISITION CORP. AMENDMENT NO. 5 PROMISSORY NOTE THIS AMENDMENT NUMBER 5 OF NOTE (this ?Amendment?) is entered into effective as of January 27, 2022, by Globis Acquisition Corp., a Delaware corporation (?Maker?), and Globis SPAC LLC, a Delaware limited liability company (?Globis SPAC?), or its designees. RECITALS: WHEREAS that certain Promissory Note, dated January 11, 2021, i

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 27, 2022 GLOBIS ACQUISITION CORP.

Amendment No. 5 to Promissory Note, dated as of January 27, 2022, by and between Globis Acquisition Corp. and Globis SPAC LLC

EX-10.1 2 ex10-1.htm Exhibit 10.1 GLOBIS ACQUISITION CORP. AMENDMENT NO. 5 PROMISSORY NOTE THIS AMENDMENT NUMBER 5 OF NOTE (this “Amendment”) is entered into effective as of January 27, 2022, by Globis Acquisition Corp., a Delaware corporation (“Maker”), and Globis SPAC LLC, a Delaware limited liability company (“Globis SPAC”), or its designees. RECITALS: WHEREAS that certain Promissory Note, date

Filed by Globis NV Merger Corp. pursuant to

425 1 form425.htm Filed by Globis NV Merger Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Globis Acquisition Corp. (File No. 001-39786) Commission File No. for the Related Registration Statement: 333-262126 The investor presentation set forth below was filed by Globis Acquisition Corp.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 27, 2022 GLOBIS ACQUISITION CORP.

Investor Presentation, dated January 2022

Exhibit 99.1

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 19, 2022 GLOBIS ACQUISITION CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 19, 2022 GLOBIS ACQUISITION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 19, 2022 GLOBIS ACQUISITION CORP.

GLAQ / Globis Acquisition Corp / K2 PRINCIPAL FUND, L.P. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (Rule 13d-102) Amendment No. 2 Under the Securities Exchange Act of 1934 Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 379582109 (CUSIP Number) June 30, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d

As filed with the Securities and Exchange Commission on January 12, 2022

As filed with the Securities and Exchange Commission on January 12, 2022 Registration No.

Amendment No. 4 to Promissory Note, dated as of December 29, 2021, by and between Globis Acquisition Corp. and Globis SPAC LLC.

EX-10.4 7 ex10-4.htm Exhibit 10.4 GLOBIS ACQUISITION CORP. AMENDMENT NO. 4 PROMISSORY NOTE THIS AMENDMENT NUMBER 4 OF NOTE (this “Amendment”) is entered into effective as of December 29, 2021, by Globis Acquisition Corp., a Delaware corporation (“Maker”), and Globis SPAC LLC, a Delaware limited liability company (“Globis SPAC”), or its designees. RECITALS: WHEREAS that certain Promissory Note, dat

Acknowledgement, dated as of January 2, 2022, executed by Globis Acquisition Corp.

EX-10.3 6 ex10-3.htm Exhibit 10.3 Acknowledgement This Acknowledgement is provided by the undersigned GLOBIS ACQUISITION CORP. (hereinafter Globis) pursuant to a Bond Subscription Deed dated December 31, 2021 (the Deed) made by FORAFRIC AGRO HOLDINGS LIMITED, a private company limited by shares incorporated under the laws of Gibraltar with registered number 114436 and registered office at 57/63 Li

Subscription Agreement, dated December 31, 2021, by and between Globis Acquisition Corp. and the undersigned subscriber party thereto. (incorporated by reference to Exhibit 10.1 of Globis’ Form 8-K (File No. 001-39786 ), filed with the SEC on January 4, 2022).

Exhibit 10.1 SUBSCRIPTION AGREEMENT Globis Acquisition Corp. 7100 W. Camino Real, Suite 302-48 Boca Raton, Florida 33433 Ladies and Gentlemen: This Subscription Agreement (this ?Subscription Agreement?) is being entered into as of the date set forth on the signature page hereto, by and between Globis Acquisition Corp., a Delaware corporation (?Globis?), and the undersigned subscriber (the ?Investo

Bond Subscription Deed, dated as of December 31, 2021, by and among Forafric Agro Holdings Limited, Lighthouse Capital Limited and the Bond Investors (incorporated by reference to Exhibit 10.2 of Globis’ Form 8-K (File No. 001-39786 ), filed with the SEC on January 4, 2022).

EX-10.2 3 ex10-2.htm Exhibit 10.2 Dated December 31, 2021 FORAFRIC AGRO HOLDINGS LIMITED (as Issuer) and LIGHTHOUSE CAPITAL LIMITED (as Issuer’s Shareholder) and THE SUBSCRIBERS AS DEFINED IN THIS DEED (as Subscribers) bond SUBScRIPTION deed (USD $40,000,000 6% Bonds 2026) -1- This Deed is made on December 31, 2021 (this “Deed”) By FORAFRIC AGRO HOLDINGS LIMITED, a private company limited by share

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2021 GLOBIS ACQUISITION CORP.

Subscription Agreement, dated as of December 31, 2021, by and between Globis Acquisition Corp. and the PIPE Investor.

EX-10.1 2 ex10-1.htm Exhibit 10.1 SUBSCRIPTION AGREEMENT Globis Acquisition Corp. 7100 W. Camino Real, Suite 302-48 Boca Raton, Florida 33433 Ladies and Gentlemen: This Subscription Agreement (this “Subscription Agreement”) is being entered into as of the date set forth on the signature page hereto, by and between Globis Acquisition Corp., a Delaware corporation (“Globis”), and the undersigned sub

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2021 GLOBIS ACQUISITIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2021 GLOBIS ACQUISITION CORP.

Acknowledgement, dated as of January 2, 2022, executed by Globis Acquisition Corp. (incorporated by reference to Exhibit 10.3 of Globis’ Form 8-K (File No. 001-39786), filed with the SEC on January 4, 2022).

Exhibit 10.3 Acknowledgement This Acknowledgement is provided by the undersigned GLOBIS ACQUISITION CORP. (hereinafter Globis) pursuant to a Bond Subscription Deed dated December 31, 2021 (the Deed) made by FORAFRIC AGRO HOLDINGS LIMITED, a private company limited by shares incorporated under the laws of Gibraltar with registered number 114436 and registered office at 57/63 Line Wall Road, Gibralt

Bond Subscription Deed, dated as of December 31, 2021, by and among Forafric Agro Holdings Limited, Lighthouse Capital Limited and the Bond Investors.

Exhibit 10.2 Dated December 31, 2021 FORAFRIC AGRO HOLDINGS LIMITED (as Issuer) and LIGHTHOUSE CAPITAL LIMITED (as Issuer?s Shareholder) and THE SUBSCRIBERS AS DEFINED IN THIS DEED (as Subscribers) bond SUBScRIPTION deed (USD $40,000,000 6% Bonds 2026) -1- This Deed is made on December 31, 2021 (this ?Deed?) By FORAFRIC AGRO HOLDINGS LIMITED, a private company limited by shares incorporated under

Amendment No. 4 to Promissory Note, dated as of December 29, 2021, by and between Globis Acquisition Corp. and Globis SPAC LLC.

Exhibit 10.4 GLOBIS ACQUISITION CORP. AMENDMENT NO. 4 PROMISSORY NOTE THIS AMENDMENT NUMBER 4 OF NOTE (this ?Amendment?) is entered into effective as of December 29, 2021, by Globis Acquisition Corp., a Delaware corporation (?Maker?), and Globis SPAC LLC, a Delaware limited liability company (?Globis SPAC?), or its designees. RECITALS: WHEREAS that certain Promissory Note, dated January 11, 2021,

Forafric, a Leading African Agribusiness, to go Public in SPAC Deal via Globis Acquisition Corp. High-growth, vertically integrated and scalable Pan African platform addresses a large market and unmet need for food security

EX-99.1 3 ex99-1.htm Exhibit 99.1 Forafric, a Leading African Agribusiness, to go Public in SPAC Deal via Globis Acquisition Corp. High-growth, vertically integrated and scalable Pan African platform addresses a large market and unmet need for food security Forafric to become first African agribusiness company and first Moroccan based company to list on a U.S. exchange ● Forafric enters into a def

Business Combination Agreement, entered into as of December 19, 2021, by and among Globis Acquisition Corp., Seller and FAHL (included as Annex A to the proxy statement/prospectus) (incorporated by reference to Exhibit 2.1 of Globis’ Form 8-K (File No. 001-39786 ), filed with the SEC on December 20, 2021).

EX-2.1 2 ex2-1.htm Exhibit 2.1 Execution Version SECURITIES PURCHASE AGREEMENT BY AND AMONG GLOBIS ACQUISITION CORP., LIGHTHOUSE CAPITAL LIMITED, AND FORAFRIC AGRO HOLDINGS LIMITED December 19, 2021 TABLE OF CONTENTS ARTICLE I THE TRANSACTION 2 1.01 Basic Transaction 2 1.02 Purchase Price 2 1.03 Estimated Closing Payment 3 1.04 Closing Payment Determination 4 1.05 Preparation of the Pre-Closing an

Forafric, a Leading African Agribusiness, to go Public in SPAC Deal via Globis Acquisition Corp. High-growth, vertically integrated and scalable Pan African platform addresses a large market and unmet need for food security

Exhibit 99.1 Forafric, a Leading African Agribusiness, to go Public in SPAC Deal via Globis Acquisition Corp. High-growth, vertically integrated and scalable Pan African platform addresses a large market and unmet need for food security Forafric to become first African agribusiness company and first Moroccan based company to list on a U.S. exchange ? Forafric enters into a definitive business comb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 19, 2021 GLOBIS ACQUISITIO

425 1 form425.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 19, 2021 GLOBIS ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction of incorpo

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 19, 2021 GLOBIS ACQUISITION CORP.

Business Combination Agreement, dated as of December 19, 2021, by and among Globis Acquisition Corp., Forafric Agro Holdings Limited, and Lighthouse Capital Limited.

Exhibit 2.1 Execution Version SECURITIES PURCHASE AGREEMENT BY AND AMONG GLOBIS ACQUISITION CORP., LIGHTHOUSE CAPITAL LIMITED, AND FORAFRIC AGRO HOLDINGS LIMITED December 19, 2021 TABLE OF CONTENTS ARTICLE I THE TRANSACTION 2 1.01 Basic Transaction 2 1.02 Purchase Price 2 1.03 Estimated Closing Payment 3 1.04 Closing Payment Determination 4 1.05 Preparation of the Pre-Closing and Closing Statement

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 10, 2021 Globis Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction of incorporation) (Commiss

Globis Acquisition Corp. Announces Extension of Completion Window to March 15, 2022

EX-99.1 2 ex99-1.htm Exhibit 99.1 Globis Acquisition Corp. Announces Extension of Completion Window to March 15, 2022 New York, NY, Dec. 10, 2021 — Globis Acquisition Corp. (NASDAQ: GLAQU, GLAQ, GLAQW, the “Company”) announced today that it has extended the period of time it will have to consummate its initial business combination by 3 months from the current deadline of December 15, 2021 until Ma

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-39786 GLOBIS A

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 18, 2021 Globis Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction of incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39786 GLOBIS ACQUI

Amendment No. 3 Promissory Note, dated October 13, 2021, issued by the Company to Globis SPAC LLC

Exhibit 10.1 GLOBIS ACQUISITION CORP. AMENDMENT NO. 3 PROMISSORY NOTE THIS AMENDMENT NUMBER 3 OF NOTE (this ?Amendment?) is entered into effective as of October 13, 2021, by Globis Acquisition Corp., a Delaware corporation (?Maker?), and Globis SPAC LLC, a Delaware limited liability company (?Globis SPAC?), or its designees. RECITALS: WHEREAS that certain Promissory Note, dated January 11, 2021, i

Amendment No. 2 Promissory Note, dated July 19, 2021, issued by the Company to Globis SPAC LLC

Exhibit 10.1 GLOBIS ACQUISITION CORP. AMENDMENT NO. 2 PROMISSORY NOTE THIS AMENDMENT NUMBER 2 OF NOTE (this ?Amendment?) is entered into effective as of July 19, 2021, by Globis Acquisition Corp., a Delaware corporation (?Maker?), and Globis SPAC LLC, a Delaware limited liability company (?Globis SPAC?), or its designees. RECITALS: WHEREAS that certain Promissory Note, dated January 11, 2021, in t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39786 GLOBIS ACQUISITIO

Amendment No. 1 to Promissory Note, dated April 28, 2021, issued to Globis SPAC LLC(incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on May 19, 2021).

Exhibit 10.1 Globis Acquisition Corp. AMENDMENT NO. 1 PROMISSORY NOTE THIS AMENDMENT OF NOTE (this ?Amendment?) is entered into effective as of April 28, 2021, by Globis Acquisition Corp., a Delaware corporation (?Maker?), Globis SPAC LLC, a Delaware limited liability company (?Globis SPAC?), and Globis Capital Partners, LP, a Delaware limited partnership (?Globis Capital? and together with Globis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 [ ] TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39786 GLOBIS ACQUI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: March 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q Fo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __N/A____)*

SC 13G 1 formsc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 379582109 (CUSIP Number) December 11, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box

Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-39786 GLOBIS ACQUISITION COR

Description of Securities (incorporated by reference to Exhibit 4.5 to the Company’s Annual Report on 10-K filed with the SEC on March 31, 2021).

Exhibit 4.5 GLOBIS ACQUISITION CORP. DESCRIPTION OF SECURITIES General Our amended and restated certificate of incorporation authorizes the issuance of 100,000,000 shares of common stock, par value $0.0001, and 1,000,000 shares of undesignated preferred stock, $0.0001 par value. The following description summarizes the material terms of our securities. Because it is only a summary, it may not cont

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated March 18, 2021 (including amendments thereto) with respect to the Common Stock, par value $0.0001 per share, of Globis Acquisition Corp. This Joint Filing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 379582 109 (CUSIP Number

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (Amendment No. 1) (Rule 13d-102) Under the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (Amendment No. 1) (Rule 13d-102) Under the Securities Exchange Act of 1934 Globis Acquisition Corp. (Name of Issuer) Units, each consisting of one share of Common Stock, $0.0001 par value, and one redeemable Warrant to acquire one share of Common Stock (Title of Class of Securities) 379582208 (CUSIP Number) Dece

GLOBIS ACQUISITION CORP.

=============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Globis Acquisition Corp.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 379582208** (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )*

SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Globis Acquisition Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 379582208 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check

Quarterly Report -

10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2021 GLOBIS ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction o

Promissory Note dated January 11, 2021 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on January 13, 2021).

Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAK

Other Events, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2020 GLOBIS ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction of incorporation o

GLOBIS ACQUISITION CORP. INDEX TO FINANCIAL STATEMENT

Exhibit 99.1 GLOBIS ACQUISITION CORP. INDEX TO FINANCIAL STATEMENT Page Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of December 15, 2020 F-3 Notes to Financial Statement F-4 F-1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and the Board of Directors of Globis Acquisition Corp. Opinion on the Financial Statements We have audited the ac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Under the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 Globis Acquisition Corp. (Name of Issuer) Units, each consisting of one share of Common Stock, $0.0001 par value, and one redeemable Warrant to acquire one share of Common Stock (Title of Class of Securities) 379582208 (CUSIP Number) December 11, 2020 (Date

Stock Escrow Agreement, dated December 10, 2020 between the Sponsors, Chardan Capital Markets, LLC and VStock Transfer, LLC (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

Exhibit 10.3 STOCK ESCROW AGREEMENT STOCK ESCROW AGREEMENT, dated as of December 10, 2020 (“Agreement”), by and among Globis Acquisition Corp., a Delaware corporation (the “Company”), Globis SPAC LLC, a Delaware limited liability company, Up and Up Capital, LLC, a Delaware limited liability company (each, a “Sponsor” and together, the “Sponsors”), Chardan Capital Markets, LLC, a Delaware limited l

Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Globis ACQUISITION CORP. Pursuant to Sections 242 and 245 of the Delaware General Corporation Law Globis Acquisition Corp., a corporation existing under the laws of the State of Delaware, by its Chief Executive Officer, hereby certifies as follows: 1. The name of the corporation is Globis Acquisition Corp. (hereinafter called the “Co

Unit Subscription Agreement, dated December 10, 2020, between the Company and Up and Up Capital, LLC (incorporated by reference to Exhibit 10.7 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

Exhibit 10.7 UNIT SUBSCRIPTION AGREEMENT This UNIT SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of the 10th day of December, 2020, by and between Globis Acquisition Corp., a Delaware corporation (the “Company”), and Up and Up Capital, LLC, a Delaware limited liability company (the “Subscriber”). WHEREAS, the Company desires to sell to the Subscriber on a private placement basis (the “Offer

Registration Rights Agreement, dated December 10, 2020, between Globis Acquisition Corp. and the Sponsors (included as Annex H to this proxy statement/prospectus). (incorporated by reference to Exhibit 10.4 of Globis’ Form 8-K (File No. 001-39786 ), filed with the SEC on December 15, 2020).

Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of December 10, 2020, is made and entered into by and among Globis Acquisitions Corp., a Delaware corporation (the “Company”), Globis SPAC LLC, a Delaware limited liability company (“Globis SPAC”), and Up and Up Capital, LLC, a Delaware limited liability company (“Up and Up” and together with

Warrant Agreement, dated December 10, 2020, between Globis Acquisition Corp. and VStock Transfer, LLC. (incorporated by reference to Exhibit 4.1 of Globis’ Form 8-K (File No. 001-39786 ), filed with the SEC on December 15, 2020).

Exhibit 4.1 WARRANT AGREEMENT This Warrant Agreement (“Warrant Agreement”) is made as of December 10, 2020, by and between Globis Acquisition Corp., a Delaware company (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”). WHEREAS, the Company is engaged in a public offering (the “Public Offering”) of 10,000,000 units (the “Units”) of the Company (and up to 1,500,000 additional Units if

Investment Management Trust Agreement, dated December 10, 2020, between the Company and Wilmington Trust Company (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

Exhibit 10.2 FORM OF INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of December 10, 2020, by and between Globis Acquisition Corp., a Delaware corporation (the “Company”), and Wilmington Trust, National Association, a national banking association (the “Trustee”). WHEREAS, the Company’s registration statement on Form S-1, File

Administrative Services Agreement, dated December 10, 2020, between the Company and an affiliate of Globis SPAC LLC (incorporated by reference to Exhibit 10.8 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

EX-10.8 13 ex10-8.htm Exhibit 10.8 Globis Acquisition Corp. 805 Third Avenue, 15th floor New York, New York 10022 December 10, 2020 Globis Capital Management, L.P. 805 Third Avenue, 15th floor New York, New York 10022 Ladies and Gentlemen: This letter will confirm our agreement that, commencing on the effective date (the “Effective Date”) of the registration statement (the “Registration Statement”

Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

Exhibit 3.2 AMENDED AND RESTATED BY LAWS OF GLOBIS ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s regis

Underwriting Agreement, dated December 10, 2020, by and among the Company and Chardan Capital Markets, LLC, as representative of the underwriters (incorporated by reference to Exhibit 1.1 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

Exhibit 1.1 10,000,000 Units Globis Acquisition Corp. UNDERWRITING AGREEMENT December 10, 2020 Chardan Capital Markets, LLC 17 State Street, Suite 1600 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Globis Acquisition Corp., a Delaware corporation (“Company”), hereby confirms its agreement with Chardan Capital Market

Globis Acquisition Corp. Announces Pricing of $100 Million Initial Public Offering

Exhibit 99.1 Globis Acquisition Corp. Announces Pricing of $100 Million Initial Public Offering New York, NY, December 10, 2020 – Globis Acquisition Corp. (NASDAQ: GLAQU, the “Company”) announced today that it priced its initial public offering of 10,000,000 units at $10.00 per unit. The units are expected to be listed on The Nasdaq Capital Market (“NASDAQ”) and trade under the ticker symbol “GLAQ

Private Placement Warrants Purchase Agreement, dated December 10, 2020, between the Company and Up and Up Capital, LLC (incorporated by reference to Exhibit 10.6 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

Exhibit 10.6 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of December 10, 2020 (as it may from time to time be amended and including all exhibits referenced herein, this “Agreement”), is entered into by and among Globis Acquisition Corp., a Delaware corporation (the “Company”), and Up and Up Capital, LLC, a Delaware limited liability co

Letter Agreement, dated December 10, 2020, among Globis Acquisition Corp., the Sponsors and each of the officers and directors of Globis Acquisition Corp. (incorporated by reference to Exhibit 10.1 of Globis’ Form 8-K (File No. 001-39786), filed with the SEC on December 15, 2020).

Exhibit 10.1 December 10, 2020 Globis Acquisition Corp. 805 Third Avenue, 15th floor New York, New York 10022 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and among Globis Acquisition Corp., a Delaware corporation (the “Company”), and Cha

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2020 GLOBIS ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39786 85-2703418 (State or other jurisdiction of incorporation o

Globis Acquisition Corp. Announces Closing of $115 Million Initial Public Offering, which Includes Full Exercise of the Underwriters’ Over-Allotment Option

Exhibit 99.2 Globis Acquisition Corp. Announces Closing of $115 Million Initial Public Offering, which Includes Full Exercise of the Underwriters’ Over-Allotment Option New York, NY, December 15, 2020 – Globis Acquisition Corp. (NASDAQ: GLAQU, the “Company”) announced today that it closed its initial public offering of 11,500,000 units, which includes the full exercise of the underwriters’ over-al

Private Placement Warrants Purchase Agreement, dated December 10, 2020, between the Company and Globis SPAC LLC (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2020).

Exhibit 10.5 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of December 10, 2020 (as it may from time to time be amended and including all exhibits referenced herein, this “Agreement”), is entered into by and among Globis Acquisition Corp., a Delaware corporation (the “Company”), and Globis SPAC LLC, a Delaware limited liability company (

Globis Acquisition Corp. 10,000,000 Units

PROSPECTUS Filed Pursuant to Rule 424(b)(4) Registration No. 333-250939 $100,000,000 Globis Acquisition Corp. 10,000,000 Units Globis Acquisition Corp. is a blank check company formed for the purpose of entering into a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities. Our effort

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December 9, 2020 VIA EDGAR Sherry Haywood U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Globis Acquisition Corp. Registration Statement on Form S-1 Filed November 24, 2020, as amended File No. 333-250939 Dear Ms. Haywood: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission u

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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 GLOBIS ACQUISITION CORP. (Exact Name of Registrant as Specified in Its Charter) Delaware 85-2703418 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 805 3rd Avenue, 15th floor

Globis Acquisition Corp. 805 3rd Avenue, 15th floor New York, NY 10022

Globis Acquisition Corp. 805 3rd Avenue, 15th floor New York, NY 10022 December 9, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Attention: Sherry Haywood and Erin Purnell Re: Globis Acquisition Corp. Registration Statement on Form S-1 Filed on November 24, 2020 File No. 333-250939 (the ?Registration Statement?) Request for Accelerati

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As filed with the Securities and Exchange Commission on December 8, 2020. Registration No. 333-250939 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Globis Acquisition Corp. Delaware 6770 85-2703418 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Cla

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December 8, 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Attn: Sherry Haywood Erin Purnell Re: Globis Acquisition Corp. Amendment No. 1 to Registration Statement on Form S-1 Filed December 7, 2020 File No. 333-250939 Ladies and Gentlemen: This letter is submitted on behalf of Globis Acquisition Corp. (the ?Company?) in response to comments from

Form of Amended and Restated Certificate of Incorporation

Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Globis ACQUISITION CORP. Pursuant to Section 245 of the Delaware General Corporation Law Globis Acquisition Corp., a corporation existing under the laws of the State of Delaware, by its Chief Executive Officer, hereby certifies as follows: 1. The name of the corporation is Globis Acquisition Corp. (hereinafter called the “Corporation

Form of Warrant Agreement by and between VStock Transfer, LLC and the Company (incorporated by reference to Exhibit 4.4 to the Company’s Registration Statement on Form S-1/A (File No. 333-250939), filed with the Securities and Exchange Commission on December 8, 2020)

Exhibit 4.4 WARRANT AGREEMENT This Warrant Agreement (“Warrant Agreement”) is made as of [*], 2020, by and between Globis Acquisition Corp., a Delaware company (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”). WHEREAS, the Company is engaged in a public offering (the “Public Offering”) of 10,000,000 units (the “Units”) of the Company (and up to 1,500,000 additional Units if the unde

Subscription Agreement between the Company and Up and Up Capital, LLC (incorporated by reference to Exhibit 10.7 to the Company’s Registration Statement on Form S-1/A filed with the SEC on December 7, 2020).

Exhibit 10.7 Globis Acquisition Corp December 7, 2020 Up and Up Capital, LLC 17 State Street, 21st Floor New York, NY 10004 RE: Subscription Agreement for Founder Shares Ladies and Gentlemen: We are pleased to accept the offer Up and Up Capital, LLC (the “Subscriber” or “you”) has made to purchase 172,500 shares (“Founder Shares”) of the common stock, $0.0001 par value per share (“Common Stock”),

Amended and Restated Bylaws

Exhibit 3.3 AMENDED AND RESTATED BY LAWS OF GLOBIS ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s regis

Specimen Warrant Certificate (incorporated by reference to Exhibit 4.3 to the Company’s Registration Statement on Form S-1/A filed with the SEC on December 7, 2020).

Exhibit 4.3 SPECIMEN WARRANT CERTIFICATE NUMBER [ ] WARRANTS WA- (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, FIVE YEARS FROM THE CLOSING DATE OF THE COMPANY’S INITIAL BUSINESS COMBINATION) GLOBIS ACQUISITION CORP. CUSIP 379582 117 WARRANT THIS WARRANT CERTIFIES THAT, for value received, , or registered agents, is the registered holder of a Warrant or Warrants

Form of Compensation Committee Charter

Exhibit 99.2 CHARTER OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF GLOBIS ACQUISITION CORP. I. PURPOSES The Compensation Committee (the “Committee”) is appointed by the Board of Directors (the “Board”) of Globis Acquisition Corp. (the “Company”) for the purposes of, among other things, (a) discharging the Board’s responsibilities relating to the compensation of the Company’s chief exe

Form of Audit Committee Charter

Exhibit 99.1 CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF GLOBIS ACQUISITION CORP. I. Purpose The purposes of the Audit Committee (the “Audit Committee”) of the Board of Directors (the “Board”) of Globis Acquisition Corp. (the “Company”) are to assist the Board in monitoring: (1) the integrity of the annual, quarterly, and other financial statements of the Company, (2) the independe

Form of Stock Escrow Agreement among the Registrant, VStock Transfer, LLC, and the sponsors of the Registrant

Exhibit 10.3 STOCK ESCROW AGREEMENT STOCK ESCROW AGREEMENT, dated as of , 2020 (“Agreement”), by and among Globis Acquisition Corp., a Delaware corporation (the “Company”), Globis SPAC LLC, a Delaware limited liability company, Up and Up Capital, LLC, a Delaware limited liability company (each, a “Sponsor” and together, the “Sponsors”), Chardan Capital Markets, LLC, a limited liability company (“C

Form of Registration Rights Agreement by and between the Registrant, initial stockholders and sponsors

Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of [●], 2020, is made and entered into by and among Globis Acquisitions Corp., a Delaware corporation (the “Company”), Globis SPAC LLC, a Delaware limited liability company (“Globis SPAC”), and Up and Up Capital, LLC, a Delaware limited liability company (“Up and Up” and together with Globis

Form of Private Placement Warrants Purchase Agreement

Exhibit 10.8 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of [], 2020 (as it may from time to time be amended and including all exhibits referenced herein, this “Agreement”), is entered into by and among Globis Acquisition Corp., a Delaware corporation (the “Company”), and [] company (the “Purchaser”). WHEREAS, the Company intends to co

Form of Letter Agreement among the Registrant, the Registrant’s sponsors and the Registrant’s Officers and Directors

EX-10.1 10 ex10-1.htm Exhibit 10.1 [Date] Globis Acquisition Corp. 805 Third Avenue, 15th floor New York, New York 10022 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and among Globis Acquisition Corp., a Delaware corporation (the “Company

Subscription Agreement between the Company and Globis SPAC LLC (incorporated by reference to Exhibit 10.5 to the Company’s Registration Statement on Form S-1/A filed with the SEC on December 7, 2020).

Exhibit 10.5 Globis Acquisition Corp September 1, 2020 Globis SPAC LLC 805 3rd Ave., 15th Floor New York, NY 10022 RE: Subscription Agreement for Founder Shares Ladies and Gentlemen: We are pleased to accept the offer Globis SPAC LLC (the “Subscriber” or “you”) has made to purchase 2,875,000 shares (“Founder Shares”) of the common stock, $.0001 par value per share (“Common Stock”), of Globis Acqui

Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form S-1/A filed with the SEC on December 7, 2020).

Exhibit 4.2 NUMBER SHARES C GLOBIS ACQUISITION CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 379582 109 This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF GLOBIS ACQUISITION CORP. transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certif

Amendment No. 1 to Subscription Agreement between the Company and Globis SPAC LLC (incorporated by reference to Exhibit 10.6 to the Company’s Registration Statement on Form S-1/A filed with the SEC on December 7, 2020).

Exhibit 10.6 Globis Acquisition Corp December 7, 2020 Globis SPAC LLC 805 3rd Ave., 15th Floor New York, NY 10022 RE: Amendment No. 1 to Subscription Agreement for Founder Shares Ladies and Gentlemen: This Amendment No. 1 (this “Amendment”) is made to that certain Subscription Agreement (the “Subscription Agreement”), dated as of September 1, 2020 by and between Globis Acquisition Corp., a Delawar

Form of Private Placement Unit Agreement

Exhibit 10.9 UNIT SUBSCRIPTION AGREEMENT This UNIT SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of the [] day of [] 2020, by and between Globis Acquisition Corp., a Delaware corporation (the “Company”), and Up and Up Capital, LLC, a Delaware limited liability company (the “Subscriber”). WHEREAS, the Company desires to sell to the Subscriber on a private placement basis (the “Offering”) an

Form of Investment Management Trust Agreement by and between Wilmington Trust Company and the Registrant

Exhibit 10.2 FORM OF INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of [●], 2020, by and between Globis Acquisition Corp., a Delaware corporation (the “Company”), and Wilmington Trust, National Association, a national banking association (the “Trustee”). WHEREAS, the Company’s registration statement on Form S-1, File No. 333

Form of Amended and Restated Certificate of Incorporation

Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Globis ACQUISITION CORP. Pursuant to Section 245 of the Delaware General Corporation Law Globis Acquisition Corp., a corporation existing under the laws of the State of Delaware, by its Chief Executive Officer, hereby certifies as follows: 1. The name of the corporation is Globis Acquisition Corp. (hereinafter called the “Corporation

Form of Warrant Agreement by and between VStock Transfer, LLC and the Registrant

Exhibit 4.4 WARRANT AGREEMENT This Warrant Agreement (“Warrant Agreement”) is made as of [*], 2020, by and between Globis Acquisition Corp., a Delaware company (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”). WHEREAS, the Company is engaged in a public offering (the “Public Offering”) of 10,000,000 units (the “Units”) of the Company (and up to 1,500,000 additional Units if the unde

Form of Administrative Services Agreement

Exhibit 10.11 Globis Acquisition Corp. 805 Third Avenue, 15th floor New York, New York 10022 , 2020 Ladies and Gentlemen: This letter will confirm our agreement that, commencing on the effective date (the “Effective Date”) of the registration statement (the “Registration Statement”) for the initial public offering (the “IPO”) of the securities of Globis Acquisition Corp. (the “Company”) and contin

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As filed with the Securities and Exchange Commission on December 7, 2020. Registration No. 333-250939 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Globis Acquisition Corp. Delaware 6770 85-2703418 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Cla

Form of Indemnity Agreement (incorporated by reference to Exhibit 10.10 to the Company’s Registration Statement on Form S-1/A filed with the SEC on December 7, 2020).

Exhibit 10.10 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made and entered into as of this [ ] day of [], 2020, by and between Globis Acquisition Corp., a Delaware corporation (the “Company”), and [ ] (“Indemnitee”). WHEREAS, in light of the litigation costs and risks to directors and officers resulting from their service to companies, and the desire of the Company to

Form of Underwriting Agreement

Exhibit 1.1 10,000,000 Units Globis Acquisition Corp. UNDERWRITING AGREEMENT , 2020 Chardan Capital Markets, LLC 17 State Street, Suite 1600 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Globis Acquisition Corp., a Delaware corporation (“Company”), hereby confirms its agreement with Chardan Capital Markets, LLC (her

Code of Ethics (incorporated by reference to Exhibit 14 to the Company’s Registration Statement on Form S-1/A filed with the SEC on December 7, 2020.

Exhibit 14 CODE OF CONDUCT AND ETHICS OF GLOBIS ACQUISITIONS CORP. Adopted: , 2020 The Board of Directors of Globis Acquisition Corp. (the “Company”) has adopted this Code of Ethics (this “Code”) to provide value for our stockholders; and ● To encourage honest and ethical conduct, including fair dealing and the ethical handling of conflicts of interest; ● To prompt full, fair, accurate, timely and

Specimen Unit Certificate (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-1/A filed with the SEC on December 7, 2020).

Exhibit 4.1 NUMBER U- UNITS SEE REVERSE FOR CERTAIN DEFINITIONS GLOBIS ACQUISITION CORP. CUSIP 379582 208 UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT, EACH WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one share of common stock, par value $0.0001 per share, of Globis Acquisition Corp.,

BY LAWS GLOBIS ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I

Exhibit 3.3 BY LAWS OF GLOBIS ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agent in Delawa

Consent of Michael A. Ferguson

Exhibit 99.4 CONSENT In connection with the filing by Globis Acquisition Corp. of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended, I hereby consent to being named as a nominee to the board of directors of Globis Acquisition Corp in the Registration Statement and any and all amendments and supplements thereto. I also co

Consent of John M. Horne

Exhibit 99.5 CONSENT In connection with the filing by Globis Acquisition Corp. of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended, I hereby consent to being named as a nominee to the board of directors of Globis Acquisition Corp in the Registration Statement and any and all amendments and supplements thereto. I also co

Consent of Claude Benitah

Exhibit 99.3 CONSENT In connection with the filing by Globis Acquisition Corp. of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended, I hereby consent to being named as a nominee to the board of directors of Globis Acquisition Corp in the Registration Statement and any and all amendments and supplements thereto. I also co

Certificate of Incorporation

Exhibit 3.1 CERTIFICATE OF INCORPORATION OF GLOBIS ACQUISITION CORP. ARTICLE I The name of this corporation is Globis Acquisition Corp. (the “Corporation”). ARTICLE II The address the Corporation’s registered office in the State of Delaware is 1675 S. State St., Suite B, in the City of Dover, County of Kent, 19901. The name of the registered agent at such address is Capitol Services, Inc. ARTICLE

Registration Statement -

As filed with the Securities and Exchange Commission on November 24, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Globis Acquisition Corp. Delaware 6770 85-2703418 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Numb

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November 24, 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Attn: Sherry Haywood Erin Purnell Re: Globis Acquisition Corp. Amendment No. 1 to Draft Registration Statement on Form S-1 Submitted November 10, 2020 CIK No. 1823383 Ladies and Gentlemen: This letter is submitted on behalf of Globis Acquisition Corp. (the ?Company?) in response to commen

As confidentially submitted to the Securities and Exchange Commission on November 10, 2020 as Amendment No. 1 to the draft registration statement dated October 1, 2020. This draft registration statement has not been publicly filed with the Securities

As confidentially submitted to the Securities and Exchange Commission on November 10, 2020 as Amendment No.

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November 10 , 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Attn: Sherry Haywood Erin Purnell Re: Globis Acquisition Corp. Draft Registration Statement on Form S-1 Submitted October 1, 2020 CIK No. 1823383 Ladies and Gentlemen: This letter is submitted on behalf of Globis Acquisition Corp. (the ?Company?) in response to comments from the staff (t

BY LAWS GLOBIS ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I

Exhibit 3.3 BY LAWS OF GLOBIS ACQUISITION CORP. (THE ?CORPORATION?) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation?s registered agent in Delawa

CERTIFICATE OF INCORPORATION OF GLOBIS ACQUISITION CORP. ARTICLE I

Exhibit 3.1 CERTIFICATE OF INCORPORATION OF GLOBIS ACQUISITION CORP. ARTICLE I The name of this corporation is Globis Acquisition Corp. (the ?Corporation?). ARTICLE II The address the Corporation?s registered office in the State of Delaware is 1675 S. State St., Suite B, in the City of Dover, County of Kent, 19901. The name of the registered agent at such address is Capitol Services, Inc. ARTICLE

As confidentially submitted to the Securities and Exchange Commission on October 1, 2020. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains confidential.

As confidentially submitted to the Securities and Exchange Commission on October 1, 2020.