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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Full Circle Capital Corp.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Full Circle Capital Corp (Name of Issuer) Common Shares (Title of Class of Securities) 359671104 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| November 14, 2016 |
15-12B 1 v45128915-12b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34860 Full Circle Capital Corporation |
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| November 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (C |
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| November 4, 2016 |
Full Circle Capital FORM N-54C N-54C 1 v451288n54c.htm FORM N-54C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commis |
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| October 31, 2016 |
POS 8C 1 v451761pos-8c.htm POS 8C Securities Act File No. 333-198737 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effective Amendment No. 1 Full Circle Capital Corporation (Exact name of registrant as specified in charter) 102 Greenwich Avenue, 2nd Floor Greenwich, CT 06830 (Addr |
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| October 31, 2016 |
Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION STOCKHOLDERS APPROVE MERGER WITH GREAT ELM CAPITAL CORPORATION - Transaction Expected to Close in Early November 2016 - GREENWICH, CONNECTICUT – October 31, 2016 – Full Circle Capital Corporation (“Full Circle”, NASDAQ: FULL) today announced that its stockholders have approved its merger (the "Merger") with Great Elm Capital Corporation (“Great Elm”). A |
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| October 31, 2016 |
Full Circle Capital FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (C |
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| October 28, 2016 |
FULL CIRCLE CAPITAL CORPORATION REMINDS STOCKHOLDERS OF THE VOTING DEADLINE Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION REMINDS STOCKHOLDERS OF THE VOTING DEADLINE GREENWICH, CONNECTICUT ? October 28, 2016 ? As previously announced, a special meeting of the stockholders of Full Circle Capital Corporation (?Full Circle?, NASDAQ: FULL) will be held at 9:00 a.m. Eastern Time on Monday, October 31, 2016, to consider and vote on a proposal to approve the merger (the "Merger") |
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| October 28, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (C |
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| October 28, 2016 |
Full Circle Capital 425 (Prospectus) 425 1 a16-206051425.htm 425 Filed by Great Elm Capital Corp. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Full Circle Capital Corporation Commission File No. 814-00809 On October 17, 2016, Avanti Communications Group plc (“Avanti”), the largest position in the initial portfolio of Great Elm Capital Corp. (“GECC”), announced the completion of its consent solicitation proce |
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| October 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (C |
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| October 21, 2016 |
FULL / Full Circle Capital Corp. / Sims Capital Management LLC Activist Investment CUSIP NO. 359671104 Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Full Circle Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 359671104 (CUSIP Number) David C. Sims, President, Sims Capital Management LLC 225 East Mason St |
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| October 17, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 v4505888k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdict |
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| October 17, 2016 |
Exhibit 10.1 October 15, 2016 Full Circle Capital Corporation 102 Greenwich Ave, 2nd Floor Greenwich, CT 06830 Attention: Chief Executive Officer Gentlemen: We refer to the Agreement and Plan of Merger, dated as of June 23, 2016 (the "Merger Agreement"), by and between Full Circle Capital Corporation, a Maryland corporation (the "Company") and Great Elm Capital Corp., a Maryland corporation ("Newc |
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| October 7, 2016 |
Full Circle Capital 425 (Prospectus) Filed by Great Elm Capital Corp. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Full Circle Capital Corporation Commission File No. 814-00809 Proposed Merger with Full Circle Capital October 2016 © 2016 Great Elm Capital Corp. Legal Notices and Disclaimers © 2016 Great Elm Capital Corp. 2 A proxy statement-prospectus has been mailed to stockholders of Full Circle Capital Co |
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| October 5, 2016 |
FULL / Full Circle Capital Corp. / Sims Capital Management LLC Activist Investment SC 13D/A 1 cg807.htm CUSIP NO. 359671104 Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Full Circle Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 359671104 (CUSIP Number) David C. Sims, President, Sims Capital Management |
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| October 5, 2016 |
See attached pdf for Letter, dated October 5, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors. |
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| September 28, 2016 |
Full Circle Capital 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00809 Full Circle Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 27-2411476 (State or jurisdiction of incorporation or organization) (I. |
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| September 28, 2016 |
Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR FISCAL 2016 RESULTS - Entered Definitive Merger Agreement with Great Elm Capital Corporation - - Special Meeting for Stockholder Vote Approval to be Held October 31, 2016 - - Net Asset Value of $3.59 as of June 30, 2016 - Greenwich, Connecticut ? September 28, 2016 ? Full Circle Capital Corporation (Nasdaq: FULL) ( |
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| September 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 v4496098k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other ju |
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| September 17, 2016 |
Full Circle Capital 425 (Prospectus) Filed by Great Elm Capital Corp. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Full Circle Capital Corporation Commission File No. 814-00809 On September 14, 2016, a special committee of the board of directors of Full Circle Capital Corporation (the Company) established a record date of the close of business on September 15, 2016 and a meeting date of October 25, 2016 fo |
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| September 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) |
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| September 7, 2016 |
FULL / Full Circle Capital Corp. / Sims Capital Management LLC Activist Investment SC 13D/A 1 cg800.htm CUSIP NO. 359671104 Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Full Circle Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 359671104 (CUSIP Number) David C. Sims, President, Sims Capital Management |
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| September 7, 2016 |
Exhibit 99.6 September 6, 2016 PERSONAL AND CONFIDENTIAL Board of Directors Full Circle Capital Corporation 102 Greenwich Avenue, 2nd Floor Greenwich, CT 06830 Gentlemen: We continue to evaluate the proposed merger involving FULL Circle Capital Corporation (“FULL”). We are surprised and concerned that the investment performance for MAST Capital is not included as part of the Form N-14 Registration |
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| August 12, 2016 |
Exhibit 99.5 August 11, 2016 PERSONAL AND CONFIDENTIAL Board of Directors Full Circle Capital Corporation (“FULL” or “Fund”) 102 Greenwich Avenue, 2nd Floor Greenwich, CT 06830 Gentlemen: We have reviewed the Great Elm Capital Corp. Registration Statement, as filed with the Securities and Exchange Commission (“SEC”), which includes a draft Proxy Statement/Prospectus for the proposed merger (“Propo |
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| August 12, 2016 |
FULL / Full Circle Capital Corp. / Sims Capital Management LLC Activist Investment CUSIP NO. 359671104 Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Full Circle Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 359671104 (CUSIP Number) David C. Sims, President, Sims Capital Management LLC 225 East Mason St |
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| July 28, 2016 |
Exhibit 99.4 July 18, 2016 PERSONAL AND CONFIDENTIAL Board of Directors Full Circle Capital Corporation 102 Greenwich Avenue, 2nd Floor Greenwich, CT 06830 Gentlemen: We continue to worry about the valuation of Avanti Communications (“Avanti”) debt. Since our letter a week ago, the value of the debt has fallen 18%. Days later, Moody’s downgraded Avanti’s debt to Ca (default imminent). The Board’s |
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| July 28, 2016 |
FULL / Full Circle Capital Corp. / Sims Capital Management LLC Activist Investment CUSIP NO. 359671104 Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Full Circle Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 359671104 (CUSIP Number) David C. Sims, President, Sims Capital Management LLC 225 East Mason Str |
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| July 28, 2016 |
Exhibit 99.3 July 11, 2016 PERSONAL AND CONFIDENTIAL Board of Directors Full Circle Capital Corporation 102 Greenwich Avenue, 2nd Floor Greenwich, CT 06830 Gentlemen: We appreciate the call last week from Mr. McMahon, who responded to the two issues from my July 1st letter (copy enclosed). However, that conversation raised further questions. 1. Liquidation. Mr. McMahon pointed to the 80% supermajo |
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| July 28, 2016 |
Exhibit 99.2 July 1, 2016 PERSONAL AND CONFIDENTIAL Board of Directors Full Circle Capital Corporation 102 Greenwich Avenue, 2nd Floor Greenwich, CT 06830 Gentlemen: We hold a little over 1.1 million shares of FULL Circle Capital Corporation (FULL) common stock, approximately 4.9% of the total outstanding shares. We are somewhat perplexed by the recently-announced transaction with Great Elm Capita |
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| July 28, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Full Circle Capital Corporation, and further agree that this Joint Fil |
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| June 28, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 v4430698k.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or Other Jurisdic |
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| June 28, 2016 |
Full Circle Capital Corporation – Merger Conference Call, June 24, 2016 Exhibit 99.1 Full Circle Capital Corporation ? Merger Conference Call, June 24, 2016 CORPORATE PARTICIPANTS Gregg Felton, President, Chief Executive Officer, Full Circle Capital Corp. Michael Sell, Chief Financial Officer, Full Circle Capital Corp. Peter Reed, Chief Executive Officer (incoming), Great Elm Capital Corp. CONFERENCE CALL PARTICIPANTS Mickey Schleien, Ladenburg Paul Misleh, Fortis Cap |
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| June 27, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 v4427948k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or Other Jurisdi |
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| June 27, 2016 |
Exhibit 2.2 EXECUTION VERSION SUBSCRIPTION AGREEMENT SUBSCRIPTION AGREEMENT, dated as of June 23, 2016 (this "Agreement"), by and among Great Elm Capital Corp., a Maryland corporation ("Newco"), Great Elm Capital Group, Inc., a Delaware corporation ("Great Elm"), and the Funds (as defined herein), and, as to Section 1 only, MAST Capital Management LLC, a Delaware limited liability company (“MAST”) |
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| June 27, 2016 |
FULL CIRCLE CAPITAL CORPORATION Exhibit 10.1 FULL CIRCLE CAPITAL CORPORATION June 23, 2016 Full Circle Advisors, LLC Full Circle Service Company, LLC 102 Greenwich Avenue, 2nd Floor Greenwich, Connecticut 06830 Gentlemen: This letter agreement will confirm our agreement as to the matters set forth below. 1. Full Circle Capital Corporation (the "Company") is a party to (i) an Investment Advisory Agreement, dated July 13, 2010 (th |
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| June 27, 2016 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER, dated as of June 23, 2016 (this "Agreement"), by and between Full Circle Capital Corporation, a Maryland corporation (the "Company") and Great Elm Capital Corp., a Maryland corporation ("Newco"). Certain capitalized terms used in this Agreement have the meanings ascribed to them in Section 7.14. Recitals Concurrently with the e |
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| June 27, 2016 |
Filed by Great Elm Capital Corp. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Full Circle Capital Corporation Commission File No. 814-00809 EXECUTION VERSION SUBSCRIPTION AGREEMENT SUBSCRIPTION AGREEMENT, dated as of June 23, 2016 (this Agreement), by and among Great Elm Capital Corp., a Maryland corporation (Newco), Great Elm Capital Group, Inc., a Delaware corporati |
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| June 27, 2016 |
Filed by Great Elm Capital Corp. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Full Circle Capital Corporation Commission File No. 814-00809 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER, dated as of June 23, 2016 (this ?Agreement?), by and between Full Circle Capital Corporation, a Maryland corporation (the ?Company?) and Great Elm Capital Corp., a Maryland co |
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| June 24, 2016 |
Full Circle Capital 425 (Prospectus) 425 1 a16-139422425.htm 425 Filed by Great Elm Capital Corp. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Full Circle Capital Corporation Commission File No. 814-00809 Transforming Full Circle Capital Corp. Proposed Merger with Great Elm Capital Corp. June 24, 2016 1 Legal Notices and Disclaimers This communication is for informational purposes only and does not constitut |
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| June 24, 2016 |
Full Circle Capital 425 (Prospectus) 425 1 a16-139421425.htm 425 Filed by Great Elm Capital Corp. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Full Circle Capital Corporation Commission File No. 814-00809 FULL CIRCLE CAPITAL CORPORATION TO MERGE - Transaction More Than Doubles Assets Under Management - - Combined Company to be Named Great Elm Capital Corp. - - New Investment Management Agreement with Great E |
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| June 24, 2016 |
Exhibit 99.2 FULL CIRCLE CAPITAL CORPORATION TO MERGE - Transaction More Than Doubles Assets Under Management - - Combined Company to be Named Great Elm Capital Corp. - - New Investment Management Agreement with Great Elm Capital Management - GREENWICH, CONNECTICUT ? June 24, 2016 ? Full Circle Capital Corporation (?Full Circle?, NASDAQ: FULL) today announced that it has entered into a merger agre |
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| June 24, 2016 |
Transforming Full Circle Capital Corp. Proposed Merger with Great Elm Capital Corp. June 24, 2016 1 Exhibit 99.1 Transforming Full Circle Capital Corp. Proposed Merger with Great Elm Capital Corp. June 24, 2016 1 Legal Notices and Disclaimers 2 ? This communication is for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval . This presentation does not constitute an offer to sell or a |
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| June 24, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (Comm |
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| June 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (Commi |
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| June 9, 2016 |
FOURTH AMENDMENT TO CREDIT AGREEMENT Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (the “Agreement”), effective as of June 3, 2016 (the “Effective Date”), is by and among SANTANDER BANK, N.A. (formerly known as Sovereign Bank, N.A.) as agent for the Lenders hereunder (in such capacity, together with its successors in such capacity, the “Agent”), each of the lenders that is a party or sign |
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| May 13, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction (Commission File Number) |
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| May 13, 2016 |
FULL CIRCLE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER FISCAL 2016 RESULTS Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER FISCAL 2016 RESULTS - Strategic Alternatives Review Proceeding - - Receives $29.3 Million in Repayments - - Net Investment Income of $1.7 Million or $0.08 per Share - Greenwich, Connecticut ? May 13, 2016 ? Full Circle Capital Corporation (Nasdaq: FULL) (the ?Company?) today announced its financial results for the fiscal third qu |
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| May 13, 2016 |
Full Circle Capital 10-Q (Quarterly Report) 10-Q 1 v43930110q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00809 Full Circle Capita |
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| February 16, 2016 |
Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER FISCAL 2016 RESULTS - Board Forms Special Committee to Consider Strategic Alternatives - - Receives $13.6 Million in Repayments - - Repurchases 290,780 Shares During the Quarter - Greenwich, Connecticut – February 16, 2016 – Full Circle Capital Corporation (Nasdaq: FULL) (the “Company”) today announced its financial results for |
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| February 16, 2016 |
FULL / Full Circle Capital Corp. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00809 Full Circle Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 27-2411476 (State or jurisdiction of incorporation or organization) (I. |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Full Circle Capital Corp (Name of Issuer) Common Shares (Title of Class of Securities) 359671104 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 16, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) ( |
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| January 22, 2016 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2016 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (C |
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| November 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4241678k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdict |
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| November 9, 2015 |
FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER FISCAL 2016 RESULTS Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER FISCAL 2016 RESULTS - Net Investment Income Grows 31.6% to $2.4 Million - - Repurchases 472,407 Shares During the Quarter - Greenwich, Connecticut ? November 9, 2015 ? Full Circle Capital Corporation (Nasdaq: FULL) (the ?Company?) today announced its financial results for the fiscal first quarter ended September 30, 2015. Financi |
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| October 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| October 15, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4222398-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdic |
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| October 15, 2015 |
Exhibit 99.1 Full Circle Capital Provides Update On First Quarter Fiscal 2016 Portfolio Activity - Fiscal First Quarter Originations Total $10.0 Million - - Proceeds from Realizations Total $13.0 Million - GREENWICH, CT ? October 15, 2015 ? Full Circle Capital Corporation (NASDAQ: FULL) (?Full Circle Capital?) today updated its investment portfolio activity for the first quarter of fiscal 2016 end |
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| September 14, 2015 |
EX-99.1 2 v420244ex99-1.htm PRESS RELEASE FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR FISCAL 2015 RESULTS - Net Investment Income Grows 64.8% to $2.4 Million - - Closed $38.1 Million in New Investments Thus Far in Calendar 2015 - - Announces Authorization of Two Million Share Repurchase Program - Greenwich, Connecticut – September 14, 2015 – Full Circle Capital Corporati |
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| September 14, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4202448k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdi |
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| August 5, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 v4172688-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdicti |
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| August 5, 2015 |
Exhibit 99.1 Full Circle Capital Declares Monthly Distributions of $0.035 Per Share for a Total of $0.105 Per Share for Second Quarter Fiscal 2016 GREENWICH, CT, August 5, 2015 ? Full Circle Capital Corporation (NASDAQ:FULL) (?Full Circle Capital?) today announced its monthly distributions through the end of calendar 2015. On August 4, 2015, the Board of Directors declared monthly distributions fo |
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| July 15, 2015 |
EX-99.1 2 v415550ex99-1.htm PRESS RELEASE Exhibit 99.1 Full Circle Capital Provides Update on Fourth Quarter Fiscal 2015 Portfolio Activity Fourth Quarter Investment Totals $25.8 Million GREENWICH, CT, July 15, 2015 – Full Circle Capital Corporation (NASDAQ: FULL) (“Full Circle Capital”) today released an update of its investment portfolio activity for the fourth quarter of fiscal 2015 ended June |
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| July 15, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4155508k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdi |
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| May 11, 2015 |
Full Circle Capital 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (Commi |
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| May 11, 2015 |
EX-99.1 2 v410278ex99-1.htm PRESS RELEASE DATED MAY 11, 2015 Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER FISCAL 2015 EARNINGS - Raised $37.9 Million in Net Proceeds Through Successful Rights Offering - - Net Investment Income of $2.0 Million or $0.17 per Share - - Closed $15.7 Million in New Investments Thus Far in Calendar 2015 - Greenwich, Connecticut – May 11, 2015 – Fu |
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| February 23, 2015 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction (Commission File Nu |
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| February 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (C |
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| February 9, 2015 |
FULL CIRCLE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER FISCAL 2015 EARNINGS Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER FISCAL 2015 EARNINGS - Closed $13.3 Million in New Investments in the Fiscal Second Quarter - - Net Investment Income of $2.4 Million or $0.19 per Share - - Streamlines Management Structure, Appoints Gregg Felton CEO, John Stuart to Remain Chairman - Greenwich, Connecticut – February 9, 2015 – Full Circle Capital Corporation (Na |
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| January 21, 2015 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (C |
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| January 15, 2015 |
Exhibit 99.1 Full Circle Capital Provides Update On Second Quarter 2015 Portfolio Activity Second Quarter Originations total $13.25 million GREENWICH, CT, January 15, 2015 – Full Circle Capital Corporation (NASDAQ:FULL) (“Full Circle Capital”) today released an update of its investment portfolio activity for the second quarter of fiscal 2015 ended December 31, 2014. During the second quarter of fi |
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| January 15, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3988378-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2015 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdic |
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| November 10, 2014 |
EX-99.1 2 v393859ex99-1.htm PRESS RELEASE DATED NOVEMBER 10, 2014 Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER FISCAL 2015 EARNINGS Closed $37.9 Million in Direct and Managed Investments in the First Quarter Declared Monthly Distributions of $0.067 Per Share for a Total of $0.201 Per Share for Third Quarter Fiscal 2015, Equal to Annualized Distribution Rate of $0.80 Per Sha |
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| November 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction (Commission File Nu |
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| October 29, 2014 |
FULL / Full Circle Capital Corp. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| October 28, 2014 |
FULL / Full Circle Capital Corp. DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| October 14, 2014 |
FULL / Full Circle Capital Corp. PRE 14A - - PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of |
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| October 2, 2014 |
Exhibit 16.1 September 30, 2014 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Full Circle Capital Corporation and, under the date of September 22, 2014, we reported on the consolidated financial statements of Full Circle Capital Corporation as of and for the year ended June 30, 2014. On September 29, 2014, we were dismi |
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| October 2, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction (Commission File N |
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| October 1, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3904548k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other juris |
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| October 1, 2014 |
EX-99.1 2 v390454ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Full Circle Capital Provides Update on First Quarter 2015 Portfolio Activity First Quarter Direct and Managed Investments Totaled $37.9 million GREENWICH, CT, October 1, 2014 – Full Circle Capital Corporation (NASDAQ:FULL) (“Full Circle Capital”) today released an update of its investment portfolio activity for the first quarter of fiscal 2015 |
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| September 16, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3891518k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other ju |
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| September 16, 2014 |
EX-99.1 2 v389151ex99-1.htm PRESS RELEASE Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER & FULL YEAR FISCAL 2014 EARNINGS Closed Record $44.2 Million in New Loan Originations in the Fourth Quarter Declares Monthly Distributions of $0.067 Per Share for a Total of $0.201 Per Share for Second Quarter Fiscal 2015, Equal to Annualized Distribution Rate of $0.80 Per Share Greenwic |
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| September 15, 2014 |
THIRD AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 v389055ex10-1.htm THIRD AMENDMENT TO CREDIT AGREEMENT BY AND AMONG FULL CIRCLE CAPITAL CORPORATION, SANTANDER BANK Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT (the “Agreement”) dated as of September 12, 2014, is by and among SANTANDER BANK, N.A. (formerly known as Sovereign Bank, N.A.) as agent for the Lenders hereunder (in such capacity, tog |
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| September 15, 2014 |
8-K 1 v3890558-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisd |
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| July 29, 2014 |
Full Circle Capital Appoints Tad Flynn to Board of Directors Exhibit 99.1 Full Circle Capital Appoints Tad Flynn to Board of Directors RYE BROOK, NY, July 29, 2014 – Full Circle Capital Corporation (NASDAQ:FULL) (“Full Circle Capital”) announced today that it has appointed Terence “Tad” Flynn to its Board of Directors, thereby expanding the Board of Directors to six members. Mr. Flynn will also serve on Full Circle Capital’s Audit Committee, Nominating and |
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| July 29, 2014 |
8-K 1 v3850488k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction |
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| July 15, 2014 |
[Form of Subscription Agreement for Common Stock] EX-99.(H)(6) 2 v383846ex99-h6.htm EXHIBIT (H)(6) Exhibit (h)(6) [Form of Subscription Agreement for Common Stock] Full Circle Capital Corporation 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 Ladies and Gentlemen: The undersigned understands that pursuant to a prospectus supplement, dated as of July 14, 2014 (together with the base prospectus, dated as of December 16, 2013, attached theret |
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| July 15, 2014 |
[Letterhead of Sutherland Asbill & Brennan LLP] July 15, 2014 Exhibit (l)(6) [Letterhead of Sutherland Asbill & Brennan LLP] July 15, 2014 Full Circle Capital Corporation 800 Westchester Ave. |
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| July 15, 2014 |
[Letterhead of Sutherland Asbill & Brennan LLP] July 15, 2014 EX-99.(L)(5) 4 v383846ex99-l5.htm EXHIBIT (L)(5) Exhibit (l)(5) [Letterhead of Sutherland Asbill & Brennan LLP] July 15, 2014 Full Circle Capital Corporation 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 Re: Full Circle Capital Corporation Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Full Circle Capital Corporation, a Maryland corporation (the “Compa |
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| July 15, 2014 |
FULL / Full Circle Capital Corp. POS EX - - POS EX POS EX 1 v383846posex.htm POS EX As filed with the Securities and Exchange Commission on July 15, 2014 Securities Act File No. 333-187207 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. o Post-Effective Amendment No. 4 x FULL CIRCLE CAPITAL CORPORATION (Exact name of Registrant as specified |
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| July 15, 2014 |
[Form of Subscription Agreement for Notes] Exhibit (h)(7) [Form of Subscription Agreement for Notes] Full Circle Capital Corporation 800 Westchester Ave. |
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| July 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3835538k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdi |
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| July 10, 2014 |
Exhibit 99.1 Full Circle Capital Provides Update on Fourth Quarter 2014 Portfolio Activity Fourth Quarter Investments totaled $44.2 million RYE BROOK, NY, July 10, 2014 – Full Circle Capital Corporation (NASDAQ:FULL) (“Full Circle Capital”) today released an update of its investment portfolio activity for the fourth fiscal quarter of 2014 ended June 30, 2014. For the fourth fiscal quarter, Full Ci |
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| July 9, 2014 |
July 8, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Ladies and Gentlemen: We have read Full Circle Capital Corporation’s statements included under Item 4.01 of its Form 8-K dated July 8, 2014, and are in agreement with the statements contained therein concerning our Firm in response to Item 304(a) of Regulation S-K. Very truly yours, /s/ Rothstein Kass Ro |
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| July 9, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 v3833658k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdi |
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| June 23, 2014 |
Full Circle Capital Announces Formation of FC Capital Investment Partners EX-99.1 2 v382129ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Full Circle Capital Announces Formation of FC Capital Investment Partners RYE BROOK, NY, June 23, 2014 – Full Circle Capital Corporation (NASDAQ: FULL) (“Full Circle Capital”) today announced the formation of FC Capital Investment Partners (“FCIP”). FCIP is a multiple series private fund for which Full Circle Capital will serve as the managing |
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| June 23, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 v3821298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdi |
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| June 20, 2014 |
POS EX 1 v381969posex.htm POS EX As filed with the Securities and Exchange Commission on June 20, 2014 Securities Act File No. 333-187207 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. o Post-Effective Amendment No. 3 x FULL CIRCLE CAPITAL CORPORATION (Exact name of Registrant as specified |
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| June 20, 2014 |
[Remainder of Page Intentionally Left Blank] EX-99.H5 3 v381969ex99h-5.htm EXHIBIT (H)(5) Exhibit (h)(5) Full Circle Capital Corporation 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 Ladies and Gentlemen: The undersigned understands that pursuant to a prospectus supplement, dated as of June 19, 2014 (together with the base prospectus, dated as of December 16, 2013, attached thereto, the “Prospectus”), Full Circle Capital Corporation, |
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| June 20, 2014 |
[Letterhead of Sutherland Asbill & Brennan LLP] June 20, 2014 EX-99.L 2 v381969ex99l.htm EXHIBIT (L) Exhibit (l) [Letterhead of Sutherland Asbill & Brennan LLP] June 20, 2014 Full Circle Capital Corporation 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 Re: Full Circle Capital Corporation Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Full Circle Capital Corporation, a Maryland corporation (the “Company”), in conn |
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| May 9, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3779588k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction ( |
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| May 9, 2014 |
EX-99.1 2 v377958ex99-1.htm PRESS RELEASE DATED MAY 8, 2014 Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER FISCAL 2014 EARNINGS Closed $24.5 Million in New Loan Originations Declares Monthly Distributions of $0.067 Per Share for a Total of $0.201 Per Share for First Fiscal Quarter 2015, Equal to Annualized Distribution Rate of $0.80 Per Share RYE BROOK, NY, May 8, 2014 – Full |
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| March 27, 2014 |
Full Circle Comments on Trading Halt of Advanced Cannabis Solutions, Inc. EX-99.1 2 v372977ex99-1.htm PRESS RELEASE DATED MARCH 27, 2014 Exhibit 99.1 Full Circle Comments on Trading Halt of Advanced Cannabis Solutions, Inc. RYE BROOK, NY, March 27, 2014 – Full Circle Capital Corporation (NASDAQ:FULL) (“Full Circle Capital”), in response to numerous investor inquiries, today issued the following statement on the trading halt of Advanced Cannabis Solutions, Inc., a portfo |
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| March 27, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v3729778k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdictio |
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| February 28, 2014 |
[Remainder of Page Intentionally Left Blank] EX-99.H.4 2 v370153ex99h-4.htm EXHIBIT H.4 Exhibit h.4 Full Circle Capital Corporation 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 Ladies and Gentlemen: The undersigned understands that pursuant to a prospectus supplement, dated as of February 27, 2014 (together with the base prospectus, dated as of December 16, 2013, attached thereto, the “Prospectus”), Full Circle Capital Corporation, |
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| February 28, 2014 |
[Letterhead of Sutherland Asbill & Brennan LLP] February 28, 2014 Exhibit l [Letterhead of Sutherland Asbill & Brennan LLP] February 28, 2014 Full Circle Capital Corporation 800 Westchester Ave. |
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| February 28, 2014 |
As filed with the Securities and Exchange Commission on February 28, 2014 Securities Act File No. |
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| February 11, 2014 |
EX-99.1 2 v367911ex99-1.htm PRESS RELEASE Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER FISCAL 2014 EARNINGS Reports Net Investment Income of $0.25 Per Share Declares Monthly Distributions of $0.067 Per Share for a Total of $0.20 Per Share for Fourth Fiscal Quarter 2014, Equal to Annualized Distribution Rate of $0.80 Per Share RYE BROOK, NY, February 10, 2014 – Full Circle |
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| February 11, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3679118k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or oth |
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| February 10, 2014 |
Full Circle Capital 10-Q (Quarterly Report) 10-Q 1 v36759110q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED December 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00809 FULL CIRCLE CAPI |
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| January 24, 2014 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K 1 v3662238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other juri |
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| January 15, 2014 |
[Letterhead of Sutherland Asbill & Brennan LLP] January 15, 2014 EX-99.L 3 v365486ex99l.htm EXHIBIT (L) Exhibit (l) [Letterhead of Sutherland Asbill & Brennan LLP] January 15, 2014 Full Circle Capital Corporation 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 Re: Full Circle Capital Corporation Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Full Circle Capital Corporation, a Maryland corporation (the “Company”), in c |
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| January 15, 2014 |
Exhibit (h)(3) 1,650,000 Shares FULL CIRCLE CAPITAL CORPORATION Common Stock, $0.01 par value per Share UNDERWRITING AGREEMENT January 14, 2014 January 14, 2014 Ladenburg Thalmann & Co. Inc. As Representative of the several Underwriters Named in Schedule 1 attached herein c/o Ladenburg Thalmann & Co. Inc. 570 Lexington Avenue – 12th Floor New York, New York 10022 Ladies and Gentlemen: Full Circle |
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| January 15, 2014 |
POS EX 1 v365486posex.htm POS EX As filed with the Securities and Exchange Commission on January 15, 2014 Securities Act File No. 333-187207 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. o Post-Effective Amendment No. 1 x FULL CIRCLE CAPITAL CORPORATION (Exact name of Registrant as specifi |
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| January 13, 2014 |
8-K 1 v3653128k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2014 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdict |
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| December 13, 2013 |
CORRESP 1 filename1.htm FULL CIRCLE CAPITAL CORPORATION 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 (914) 220-6300 December 13, 2013 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, DC 20549 Attn: Mr. Dominic Minore Re: Full Circle Capital Corporation Registration Statement on Form N-2 (File No. 333-187207) Dear Mr. Minore: In accord |
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| December 11, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 v3627428-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other ju |
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| November 14, 2013 |
begin 644 filename2.pdf M)5!$1BTQ+C4-)>+CS],-"C%LW-"`V M,ETO26YF;R`W,R`P(%(O3&5N9W1H(#$R.2]07!E+UA2968O5ULQ(#(@,5T^/G-TU`@E,:2+#'@UA]0(*C#$C(\X&4 MM(#$+H%D4X&$R$L@P50,)/@50;(@=6*5(%8V2-L:D.+;0((+I(UE-\C>7A#+ M&R3!`%*7";(\#DCP`4UA9+@)')E9@T*,`T*)25%3T8-"B`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@(`T*,3,U(#`@;V)J#3P\+T9I;'1E M8F!@8&9@8*IG8&5@X+W'(,"```(,+$!1%@:.$TP,'""!ASU\UA3.,)8'D@N M9MW():QAF\TW4&A |
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| November 14, 2013 |
CORRESP 1 filename1.htm November 14, 2013 VIA EDGAR Dominic Minore, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Full Circle Capital Corporation Registration Statement on Form N-2 File No. 333-187207 and 814-00952 Dear Mr. Minore: On behalf of Full Circle Capital Corporation (the “Company”), set forth below are the Com |
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| November 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of |
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| November 8, 2013 |
DEFR14A 1 v358782defr14a.htm DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Filed by the Registrant x Filed by a Party other than the Registrant £ Check the appropriate box: £ |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| November 7, 2013 |
8-K 1 v3597688k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or othe |
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| November 7, 2013 |
SECOND AMENDMENT TO CREDIT AGREEMENT Exhibit 10.1 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (the “Agreement”) dated as of November 6, 2013, is by and between SANTANDER BANK, N.A. (formerly known as Sovereign Bank, N.A.) as agent for the Lenders hereunder (in such capacity, together with its successors in such capacity, the “Agent”), each of the lenders that is a party or signatory hereto and ident |
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| November 7, 2013 |
EX-99.1 3 v359766ex99-1.htm PRESS RELEASE Exhibit 99.1 Full Circle Capital Appoints Gregg J. Felton as President and Co-Chief Executive Officer and Director Credit Veteran Felton Will Also Serve as Chief Investment Officer of Full Circle Advisors RYE BROOK, NY, November 7, 2013 – Full Circle Capital Corporation (NASDAQ: FULL) (“Full Circle Capital”), today announced the appointment of Gregg J. Fel |
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| November 7, 2013 |
EX-99.1 2 v359767ex99-1.htm PRESS RELEASE Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER FISCAL 2014 EARNINGS Expands Revolving Line of Credit to $45 Million Declares Monthly Distributions of $0.067 Per Share for a Total of $0.201 Per Share for Third Fiscal Quarter 2014, Equal to Annualized Distribution Rate of $0.804 Per Share RYE BROOK, NY, November 7, 2013 – Full Circle Ca |
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| November 7, 2013 |
8-K 1 v3597668k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other juri |
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| November 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3597678k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or othe |
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| November 7, 2013 |
FULL CIRCLE CAPITAL CORPORATION AMENDED AND RESTATED BYLAWS November 7, 2013 ARTICLE I Exhibit 3.1 FULL CIRCLE CAPITAL CORPORATION AMENDED AND RESTATED BYLAWS November 7, 2013 ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such pla |
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| October 28, 2013 |
[Letterhead of Sutherland Asbill & Brennan LLP] October 28, 2013 VIA EDGAR Dominic Minore, Esq. |
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| October 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of |
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| October 28, 2013 |
begin 644 filename2.pdf M)5!$1BTQ+C8-)>+CS],-"CDR(#`@;V)J#3P\+T9I;'1ENKXDW;4>7>70UZ[Q&)HW MK!>(BT=U![:[0>A:@HTYJT.2^7ZJ8+WU!KXXOB)+]U[5E7\B6^%X&Y+HS2#\ MW1?5T5PHYR2JL6A1G?21ILA\\D8V%/)29\IIQ8`]BW\5F'I0H"K,)M6"YF MO?X78`"FK4-1#0IE;F1S=')E86T-96YD;V)J#3DS(#`@;V)J#3P\+T9I;'1E M<&4O3V)J M4W1M/CYS=')E86T-"FC>,C%5,%`P,5,P-E.PL=%WSB-*U$PU?.3"F.!HH: M*`3%ZH=4%J3J!R2FIQ;;V:&K,34`J5$P!),F8-(<(@*5,(904*,"$HM |
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| October 10, 2013 |
PRE 14A 1 v356942pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy |
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| September 13, 2013 |
EX-99.1 2 v354964ex99-1.htm PRESS RELEASE Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER & FULL YEAR FISCAL 2013 EARNINGS Completed Strategic Debt Initiatives with New Revolving Line of Credit and Note Offering Announced Monthly Distributions of $0.077 Per Share for a Total of $0.231 Per Share for Second Fiscal Quarter 2014, Equal to Annualized Distribution Rate of $0.924 Pe |
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| September 13, 2013 |
8-K 1 v3549648k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdi |
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| August 6, 2013 |
Full Circle Capital Announces $9.0 Million Financing For Infinite Aegis Group, LLC Exhibit 99.1 FOR IMMEDIATE RELEASE Full Circle Capital Announces $9.0 Million Financing For Infinite Aegis Group, LLC RYE BROOK, N.Y.—August 5, 2013 - Full Circle Capital Corporation (NASDAQ: FULL) ("Full Circle Capital"), today announced the closing of a $9.0 million senior secured credit facility (the "Credit Facility") with Infinite Aegis Group, LLC ("Infinite Aegis"). The Credit Facility consi |
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| August 6, 2013 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) (Com |
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| July 23, 2013 |
Full Circle Capital Announces Common Stock to Begin Trading on The Nasdaq Global Market EX-99.1 2 v350593ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Full Circle Capital Announces Common Stock to Begin Trading on The Nasdaq Global Market RYE BROOK, NY, July 23, 2013 – Full Circle Capital Corporation (NASDAQ:FULL) (“Full Circle”) today announced that its application to list Full Circle’s common stock, par value $0.01 per share, on The Nasdaq Global Market has been approved by the Nasdaq Listi |
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| July 23, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 v3505938k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdi |
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| June 27, 2013 |
As filed with the Securities and Exchange Commission on June 27, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 24, 2013 |
CORRESP 1 filename1.htm FULL CIRCLE CAPITAL CORPORATION 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 (914) 220-6300 June 24, 2013 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, DC 20549 Attn: Kimberley A. Browning, Esq. Re: Full Circle Capital Corporation Registration Statement on Form N-2 (File No. 333-188280) Dear Ms. Br |
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| June 24, 2013 |
[LADENBURG LETTERHEAD] June 24, 2013 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, DC 20549 Attn: Kimberley A. Browning, Esq. Re: Full Circle Capital Corporation Registration Statement on Form N-2 (File No. 333-188280) Dear Ms. Browning: Acting on behalf of the several underwriters, we hereby join in the request of Full Circle Cap |
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| June 11, 2013 |
[Letterhead of Sutherland Asbill & Brennan LLP] June 11, 2013 VIA EDGAR Kimberley A. |
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| June 4, 2013 |
Exhibit 10.2 EXECUTION VERSION PLEDGE AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT is dated June 3, 2013 by FULL CIRCLE CAPITAL CORPORATION, a Maryland corporation, having and address at 800 Westchester Avenue, Suite S-620, Rye Brook, New York 10573 (the “Pledgor”), in favor of SOVEREIGN BANK, N.A. as agent , having an office located at 45 East 53rd Street, New York, New York 10022 (in such capaci |
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| June 4, 2013 |
Exhibit 10.1 CREDIT AGREEMENT by and among SOVEREIGN BANK, N.A., AS AGENT, THE LENDERS party or signatory HERETO and FULL CIRCLE CAPITAL CORPORATION June 3, 2013 TABLE OF CONTENTS SECTION 1. DEFINITIONS 1 1.1 Definitions 1 1.2 Accounting and UCC Terms 18 1.3 Construction 19 1.4 GAAP Issues 19 1.5 Approval Right 19 SECTION 2. CREDIT FACILITIES 20 2.1 Revolving Loans 20 2.2 Revolving Notes 20 2.3 Us |
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| June 4, 2013 |
8-K 1 v3468528k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdic |
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| June 4, 2013 |
Exhibit 10.3 SECURITY AGREEMENT THIS SECURITY AGREEMENT (this “Agreement”) dated June 3, 2013, is by FULL CIRCLE CAPITAL CORPORATION, a Maryland corporation, having an address at 800 Westchester Avenue, Suite S-620, Rye Brook, New York 10573 (the “Borrower”), in favor of SOVEREIGN BANK, N.A., as agent, having an office at 45 East 53rd Street, New York, New York 10022 (in such capacity, together wi |
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| June 4, 2013 |
Exhibit 99.1 Full Circle Capital Announces New Senior Revolving Credit Facility Sovereign Bank Provides Improved Pricing RYE BROOK, NY, June 3, 2013 – Full Circle Capital Corporation (NASDAQ:FULL) today announced the closing of a new three-year, senior revolving credit facility with Sovereign Bank, N.A. The new $32.5 million credit facility has a maturity date of June 3, 2016. Borrowings under the |
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| May 9, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3445188k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdict |
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| May 9, 2013 |
EX-99.1 2 v344518ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER FISCAL 2013 EARNINGS Closed $14.4 Million in New Loan Originations Announces Monthly Distributions of $0.077 Per Share for a Total of $0.231 Per Share for First Fiscal Quarter 2014, Equal to Annualized Distribution Rate of $0.924 Per Share RYE BROOK, NY, May 9, 2013 – Full Circle Capital C |
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| April 1, 2013 |
EX-99.1 2 v340139ex99-1.htm PRESS RELEASE Exhibit 99.1 Full Circle Capital Announces Closing of Two Loan Transactions Representing $10.4 Million of Commitments RYE BROOK, NY, April 1, 2013 – Full Circle Capital Corporation (NASDAQ:FULL) announced the closing of two senior secured credit facilities representing a total of $10.4 million of commitments. Full Circle Capital provided a $6.0 million sen |
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| April 1, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 v3401398k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other j |
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| February 14, 2013 |
FULL / Full Circle Capital Corp. / HIGHBRACE PARTNERS LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Full Circle Capital Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 359671104 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which the Schedule |
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| February 14, 2013 |
FULL / Full Circle Capital Corp. / Solid Rock Management Ltd Passive Investment SC 13G 1 v335222sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Full Circle Capital Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 359671104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 11, 2013 |
FULL / Full Circle Capital Corp. / ABSOLUTE RETURN PARTNERS LLP - SC 13G Passive Investment SC 13G 1 v332147sc13g.htm SC 13G 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Full Circle Capital Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 359671104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 11, 2013 |
EX-99.1 2 v334619ex99-1.htm EX-99.1 Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER FISCAL 2013 EARNINGS Net Investment Income Increases to $0.22 Per Share, Up 10% Quarter-Over-Quarter Announces Monthly Distributions of $0.077 per Share for a Total of $0.231 Per Share for Fourth Fiscal Quarter 2013, Equal to Annualized Distribution Rate of $0.924 Per Share RYE BROOK, NY, Febr |
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| February 11, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) ( |
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| February 1, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2013 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction (Commission File Num |
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| January 18, 2013 |
Submission of Matters to a Vote of Security Holders 8-K 1 v3325418k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2013 (January 18, 2013) FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 ( |
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| December 21, 2012 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2012 (December 20, 2012) FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction |
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| November 28, 2012 |
EX-99.(H)(2) 2 v782889ex99-h2.htm EX-99.(H)(2) Exhibit (h)(2) 1,350,000 Shares FULL CIRCLE CAPITAL CORPORATION Common Stock, $0.01 par value per Share UNDERWRITING AGREEMENT November 27, 2012 November 27, 2012 Ladenburg Thalmann & Co. Inc. As Representative of the several Underwriters Named in Schedule 1 attached herein c/o Ladenburg Thalmann & Co. Inc. 520 Madison Avenue New York, New York 10022 |
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| November 28, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N)(5) 4 v782889ex99-n5.htm EX-99.(N)(5) Exhibit (n)(5) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in the Prospectus Supplement (dated November 27, 2012) and Prospectus (dated July 18, 2012) contained therein to the Registration Statement on Form N-2 (File No. 333-180321) of our report dated September 13, 2012 relating to the consolidated financial stateme |
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| November 28, 2012 |
POS EX 1 v782889pos-ex.htm POS EX As filed with the Securities and Exchange Commission on November 28, 2012 Securities Act File No. 333-180321 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. £ Post-Effective Amendment No. 1 S FULL CIRCLE CAPITAL CORPORATION (Exact name of Registrant as speci |
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| November 28, 2012 |
[Letterhead of Sutherland Asbill & Brennan LLP] November 28, 2012 EX-99.(L)(2) 3 v782889ex99-l2.htm EX-99.(L)(2) Exhibit l.2 [Letterhead of Sutherland Asbill & Brennan LLP] November 28, 2012 Full Circle Capital Corporation 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 Re: Full Circle Capital Corporation Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Full Circle Capital Corporation, a Maryland corporation (the “Compan |
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| November 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3278808k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2012 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other juri |
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| November 8, 2012 |
Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER FISCAL 2013 EARNINGS Announces Monthly Distributions of $0.077 Cents per Share for a Total of $0.231 Per Share for Third Fiscal Quarter 2013, Equal to Annualized Distribution Rate of $0.924 Per Share RYE BROOK, NY, November 8, 2012 – Full Circle Capital Corporation (Nasdaq: FULL) (the “Company”) today announced its financial resu |
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| November 2, 2012 |
FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit 10.1 FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) is made and entered into as of the 31st day of October, 2012 between FCC, LLC, d/b/a First Capital, a Florida limited liability company (“Lender”), and FULL CIRCLE CAPITAL CORPORATION, a Maryland corporation (“B |
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| November 2, 2012 |
8-K 1 v3272998k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2012 (October 31, 2012) FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-241 |
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| October 23, 2012 |
DEF 14A 1 v326430def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy |
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| October 23, 2012 |
CORRESP 1 filename1.htm [Letterhead of Sutherland Asbill & Brennan LLP] October 23, 2012 VIA EDGAR Mr. Kevin Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Full Circle Capital Corporation Preliminary Proxy Materials on Schedule 14A filed October 11, 2012 File No. 814-00809 Dear Mr. Rupert: On behalf of Full Circle Capi |
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| October 11, 2012 |
[Letterhead of Sutherland Asbill & Brennan LLP] October 11, 2012 Via Edgar Mr. Kevin C. Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Full Circle Capital Corporation – Preliminary Proxy Statement on Schedule 14A Dear Mr. Rupert: On behalf of Full Circle Capital Corporation, we have filed a Preliminary Proxy Statement |
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| October 11, 2012 |
PRE 14A 1 v755430pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy |
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| September 13, 2012 |
Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR FISCAL 2012 EARNINGS Announces Monthly Distributions of $0.077 Cents per Share for a Total of $0.231 Per Share for Second Fiscal Quarter 2013, Equal to Annualized Distribution Rate of $0.924 Per Share Originations Since End of Third Quarter Total $12.5 Million RYE BROOK, NY, September 13, 2012 – Full Circle Capital |
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| September 13, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2012 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of incorporation) |
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| August 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2012 (July 31, 2012) FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction of inc |
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| August 1, 2012 |
THIRD AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EX-99.1 2 v320074ex99-1.htm EX-99.1 Exhibit 10.1 THIRD AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) is made and entered into as of the 31st day of July, 2012 between FCC, LLC, d/b/a First Capital, a Florida limited liability company (“Lender”), and FULL CIRCLE CAPITAL CORPORAT |
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| July 17, 2012 |
CORRESP 1 filename1.htm FULL CIRCLE CAPITAL CORPORATION 800 Westchester Ave., Suite S-620 Rye Brook, NY 10573 (914) 220-6300 July 17, 2012 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, DC 20549 Attn: Mr. Kevin C. Rupert Re: Full Circle Capital Corporation Registration Statement on Form N-2 (File No. 333-180321) Dear Mr. Rupert: In accordanc |
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| May 10, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3127038k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2012 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other ju |
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| May 10, 2012 |
Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER FISCAL 2012 EARNINGS Announces Monthly Distributions of $0.077 Cents per Share for a Total of $0.231 Per Share for First Fiscal Quarter 2013, Equal to Annualized Distribution Rate of $0.924 Per Share Closed $9.3 Million in Originations since March 31, 2012 RYE BROOK, NY, May 10, 2012 – Full Circle Capital Corporation (Nasdaq: FUL |
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| May 3, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 v3116828k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2012 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or other jurisdiction ( |
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| May 3, 2012 |
Full Circle Capital Announces $4.25 Million Financing for Matt Martin Real Estate Management LLC EX-99.1 2 v311682ex99-1.htm PRESS RELEASE Exhibit 99.1 Full Circle Capital Announces $4.25 Million Financing for Matt Martin Real Estate Management LLC RYE BROOK, NY, May 3, 2012 – Full Circle Capital Corporation (NASDAQ:FULL) announced the closing of a $4.25 million senior secured credit facility with Matt Martin Real Estate Management LLC, a provider of real property management and marketing ser |
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| March 29, 2012 |
[Letterhead of Sutherland Asbill & Brennan LLP] March 29, 2012 VIA EDGAR Mr. Kevin Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Full Circle Capital Corporation Registration Statement on Form N-2 filed March 23, 2012 Dear Mr. Rupert: On behalf of Full Circle Capital Corporation (the “Company”), we hereby respectfully |
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| February 13, 2012 |
FULL / Full Circle Capital Corp. / ABSOLUTE RETURN PARTNERS LLP Passive Investment SC 13G/A 1 v302326sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Full Circle Capital Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 359671104 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 13, 2012 |
FULL / Full Circle Capital Corp. / HIGHBRACE PARTNERS LP Passive Investment SC 13G/A 1 v302257sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Full Circle Capital Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 359671104 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 13, 2012 |
FULL / Full Circle Capital Corp. / Solid Rock Management Ltd Passive Investment SC 13G/A 1 v302314sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Full Circle Capital Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 359671104 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 9, 2012 |
EX-99.1 2 v301851ex99-1.htm Exhibit 99.1 FULL CIRCLE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER FISCAL 2012 EARNINGS Announces Monthly Distributions of $0.077 Cents per Share for a Total of $0.231 Per Share for Fourth Fiscal Quarter 2012, Equal to Annualized Distribution Rate of $0.924 Per Share RYE BROOK, NY, February 9, 2012 – Full Circle Capital Corporation (Nasdaq: FULL) (the “Company”) toda |
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| February 9, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3018518-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2012 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation) (Commission |
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| January 27, 2012 |
8-K 1 v3005888k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2012 FULL CIRCLE CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00809 27-2411476 (State or othe |
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| January 27, 2012 |
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EX-10.1 2 v300588ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) is made and entered into as of the 27th day of January, 2012 between FCC, LLC, d/b/a First Capital, a Florida limited liability company (“Lender”), and FULL CIRCLE CAPITAL |
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| October 26, 2011 |
CORRESP 1 filename1.htm [Letterhead of Sutherland Asbill & Brennan LLP] October 26, 2011 VIA EDGAR Mr. Kevin Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Full Circle Capital Corporation Preliminary Proxy Materials on Schedule 14A filed October 11, 2011 File No. 814-00809 Dear Mr. Rupert: On behalf of Full Circle Capi |
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| October 25, 2011 |
CORRESP 1 filename1.htm From: Mahon, John [mailto:[email protected]] Sent: Monday, October 24, 2011 3:12 PM To: Rupert, Kevin C. Cc: Boehm, Steven; Sayler, Bradford Subject: Full Circle Capital Corp. - Preliminary Proxy Materials on Schedule 14A Kevin: Please find attached a draft response letter and marked page indicating our proposed revision to Full Circle's preliminary proxy materials |
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| October 12, 2011 |
[Letterhead of Sutherland Asbill & Brennan LLP] October 11, 2011 VIA EDGAR Mr. Kevin C. Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Full Circle Capital Corporation – Preliminary Proxy Statement on Schedule 14A Dear Mr. Rupert: On behalf of Full Circle Capital Corporation, we have filed a Preliminary Proxy Statement |
