Grundläggande statistik
| LEI | 5493005B6R76YRZJXB89 |
| CIK | 1577791 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fifth Street Senior Floating Rate Corp.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| March 29, 2021 |
15-12B 1 d128462d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35999 Oaktree Strategic Income Corpora |
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| March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2021 Oaktree Strategic Income Corporation (Exact name of Registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorporation) |
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| March 19, 2021 |
N-54C 1 d111544dn54c.htm N-54C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission |
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| March 19, 2021 |
SC 13D/A 1 tm2110379d1sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 21)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Leonard M. Tannenbaum 525 Okeechobee Boulevard, Suite 1770 West Palm Bea |
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| March 19, 2021 |
Second Amended and Restated Certificate of Incorporation of the Registrant. Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OAKTREE STRATEGIC INCOME CORPORATION FIRST: The name of the corporation (the ?Corporation?) is OAKTREE STRATEGIC INCOME CORPORATION SECOND: The address of the Corporation?s registered office in the State of Delaware is located at 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808. The name of the registered |
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| March 19, 2021 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Todd E. Molz Managing Director and General Counsel Oaktree Capital Management, L.P. 333 South |
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| March 19, 2021 |
Oaktree Specialty Lending Corporation Completes Merger with Oaktree Strategic Income Corporation Exhibit 99.1 Oaktree Specialty Lending Corporation Completes Merger with Oaktree Strategic Income Corporation LOS ANGELES, CA, March 19, 2021 ? Oaktree Specialty Lending Corporation (NASDAQ:OCSL) (?OCSL?) is pleased to announce the closing of the previously announced merger with Oaktree Strategic Income Corporation (?OCSI?), with OCSL as the surviving company. Based on December 31, 2020 financial |
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| March 19, 2021 |
Second Amended and Restated Bylaws of the Registrant. Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OAKTREE STRATEGIC INCOME CORPORATION (the ?Corporation?) (A Delaware Corporation) 1. MEETINGS OF STOCKHOLDERS. 1.1 Annual Meeting. An annual meeting of stockholders shall be held for the election of directors at such date, time and place, if any, either within or without the State of Delaware, or by means of remote communication, as may be designated |
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| March 15, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 d133029d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2021 (March 15, 2021) Oaktree Strategic Income Corporation (Exact name of Registrant as specified in its charter) Delaware 814-01013 61-1713295 (Sta |
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| February 17, 2021 |
425 1 d56173d425.htm 425 Investor Presentation First Quarter 2021 Nasdaq: OCSI Filed by Oaktree Strategic Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation File No. of Related Registration Statement: 333-250891 Forward Looking Statements & Legal D |
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| February 17, 2021 |
Investor Presentation First Quarter 2021 Nasdaq: OCSL Filed by Oaktree Specialty Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation File No. |
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| February 5, 2021 |
425 1 d118517d425.htm 425 Filed by Oaktree Strategic Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation File No. of Related Registration Statement: 333-250891 On February 4, 2021, Oaktree Strategic Income Corporation (“OCSI”) held a conference call |
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| February 5, 2021 |
425 Filed by Oaktree Specialty Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation File No. |
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| February 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2021 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorpor |
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| February 4, 2021 |
425 1 d114865d425.htm 425 Filed by Oaktree Specialty Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation File No. of Related Registration Statement: 333-250891 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT |
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| February 4, 2021 |
EX-99.2 First Quarter Fiscal Year 2021 Earnings Presentation February 4, 2021 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our futu |
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| February 4, 2021 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces First Fiscal Quarter 2021 Financial Results and Declares Increased Distribution of $0.155 Per Share LOS ANGELES, CA, February 4, 2021—Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its financial results for the fiscal quarter ended Dec |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| February 4, 2021 |
Filed by Oaktree Strategic Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation File No. |
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| January 21, 2021 |
DEFA14A 1 d864354ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 21, 2021 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 18, 2020 |
EX-99.1 Exhibit 99.1 OCSI Glick JV LLC (a limited liability company) Consolidated Financial Statements For the Fiscal Years Ended September 30, 2020, 2019 and 2018 OCSI Glick JV LLC Table of Contents Page Financial Statements: Report of Independent Auditors 1 Consolidated Statements of Assets, Liabilities and Members’ Capital as of September 30, 2020 and 2019 2 Consolidated Statements of Operation |
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| December 18, 2020 |
10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A Amendment No. |
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| December 8, 2020 |
425 Investor Presentation Fourth Quarter 2020 Nasdaq: OCSI Filed by Oaktree Strategic Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. |
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| December 8, 2020 |
425 1 d41755d425.htm 425 Investor Presentation Fourth Quarter 2020 Nasdaq: OCSL Filed by Oaktree Specialty Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. 814-01013 Forward Looking Statements & Legal Disclosures Some of the st |
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| December 3, 2020 |
OCSI / Oaktree Strategic Income Corporation / TANNENBAUM LEONARD M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 20)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Leonard M. Tannenbaum 525 Okeechobee Boulevard, Suite 1770 West Palm Beach, FL 33401 (203) 930-2139 (Name, Address |
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| December 3, 2020 |
SC 13D/A 1 d86389dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Todd E. Molz Managing Director and General Counsel Oaktree Capita |
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| November 20, 2020 |
Filed by Oaktree Specialty Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. |
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| November 20, 2020 |
Filed by Oaktree Strategic Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. |
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| November 19, 2020 |
425 Filed by Oaktree Specialty Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. |
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| November 19, 2020 |
425 Filed by Oaktree Strategic Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. |
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| November 19, 2020 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Fourth Fiscal Quarter and Full Year 2020 Financial Results and Declares Increased Distribution of $0.145 Per Share LOS ANGELES, CA, November 19, 2020—Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its financial results for the fiscal q |
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| November 19, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2020 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorpo |
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| November 19, 2020 |
EX-99.2 Fourth Quarter Fiscal Year 2020 Earnings Presentation November 19, 2020 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our fu |
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| November 19, 2020 |
Exhibit 10.17 EXECUTION VERSION AMENDMENT NO. 5 TO LOAN FINANCING AND SERVICING AGREEMENT, dated as of July 8, 2020 (this “Amendment”), among OCSI Senior Funding Ltd., as borrower (the “Borrower”), Oaktree Strategic Income Corporation, as servicer (the “Servicer”), Deutsche Bank AG, New York Branch (“DBNY”), as facility agent (in such capacity, the “Facility Agent”) and as a committed lender (in s |
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| November 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| November 19, 2020 |
Exhibit 4.2 DESCRIPTION OF SECURITIES Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Annual Report on Form 10-K to which this Description of Securities is an exhibit. (a)Common Stock, $0.01 par value per share Our authorized capital stock consists of 150,000,000 shares of common stock, par value $0.01 per share, of which 29,466,768 shares were outstand |
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| November 19, 2020 |
Exhibit 14.1 Appendix A OAKTREE SPECIALTY LENDING CORPORATION OAKTREE STRATEGIC INCOME CORPORATION OAKTREE STRATEGIC INCOME II, INC. CODE OF ETHICS I. INTRODUCTION This Code of Ethics (the "Code") has been adopted pursuant to Rule 17j-1 under the Investment Company Act of 1940, as amended (the "Investment Company Act"). Under Rule 17j-1, Oaktree Specialty Lending Corporation, Oaktree Strategic Inc |
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| November 19, 2020 |
Exhibit 10.18 EXECUTION VERSION AMENDMENT NO. 6 TO LOAN FINANCING AND SERVICING AGREEMENT, dated as of September 29, 2020 (this “Amendment”), among OCSI Senior Funding Ltd., as borrower (the “Borrower”), Oaktree Strategic Income Corporation, as servicer (the “Servicer”), Deutsche Bank AG, New York Branch (“DBNY”), as facility agent (in such capacity, the “Facility Agent”) and as a committed lender |
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| October 30, 2020 |
Filed by Oaktree Specialty Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. |
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| October 29, 2020 |
EX-99.1 Exhibit 99.1 Oaktree Specialty Lending Corporation and Oaktree Strategic Income Corporation Announce Entry into Merger Agreement LOS ANGELES, CA, October 29, 2020 – Oaktree Specialty Lending Corporation (NASDAQ:OCSL) (“OCSL”) and Oaktree Strategic Income Corporation (NASDAQ:OCSI) (“OCSI”) today announced that they have entered into an agreement to merge together with OCSL as the surviving |
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| October 29, 2020 |
EX-99.2 Merger of OCSL & OCSI October 29, 2020 Investor Presentation Exhibit 99.2 Disclaimer Forward-Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events, future performance or financial condition or the two-step merger (the “mergers”) of Oaktree Strategic Income Corporation (“OCSI”) with and into Oaktree Specialt |
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| October 29, 2020 |
425 1 d31052d425.htm 425 Filed by Oaktree Specialty Lending Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. 814-01013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section |
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| October 29, 2020 |
8-K 1 d28714d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 (October 28, 2020) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 ( |
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| October 29, 2020 |
425 Filed by Oaktree Strategic Income Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Oaktree Strategic Income Corporation Commission File No. |
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| October 29, 2020 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among OAKTREE STRATEGIC INCOME CORPORATION, OAKTREE SPECIALTY LENDING CORPORATION, LION MERGER SUB, INC. and OAKTREE FUND ADVISORS, LLC (for the limited purposes set forth herein) Dated as of October 28, 2020 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 2 1.4. Effects of the Merg |
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| October 29, 2020 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS FIFTH AMENDMENT TO THE AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”), is made as of October 27, 2020, by and among Oaktree Strategic Income Corporation, as the collateral manager (together with its permitted successors and assigns, the “Collateral Manager”), OCSI Se |
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| October 29, 2020 |
EX-10.2 Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 7 TO LOAN FINANCING AND SERVICING AGREEMENT, dated as of October 27, 2020 (this “Amendment”), among OCSI Senior Funding Ltd., as borrower (the “Borrower”), Oaktree Strategic Income Corporation, as servicer (the “Servicer”) and Deutsche Bank AG, New York Branch (“DBNY”), as facility agent (in such capacity, the “Facility Agent”) and as a committe |
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| September 30, 2020 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2020 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorp |
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| August 10, 2020 |
EX-99.2 Third Quarter Fiscal Year 2020 Earnings Presentation August 10, 2020 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our futur |
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| August 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2020 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorpora |
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| August 10, 2020 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Third Fiscal Quarter 2020 Financial Results and Declares Distribution of $0.125 Per Share LOS ANGELES, CA, August 10, 2020 - Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its financial results for the fiscal quarter ended June 30, 202 |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| July 14, 2020 |
Entry into a Material Definitive Agreement 8-K 1 d83083d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2020 (July 8, 2020) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State o |
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| June 30, 2020 |
Proskauer Rose LLP 1001 Pennsylvania Avenue, NW Suite 600 South Washington, DC 20004-2533 June 30, 2020 By EDGAR U. |
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| June 26, 2020 |
Proskauer Rose LLP 1001 Pennsylvania Avenue, NW Suite 600 South Washington, DC 20004-2533 June 26, 2020 By EDGAR U. |
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| June 26, 2020 |
CORRESP OAKTREE STRATEGIC INCOME CORPORATION 333 SOUTH GRAND AVE., 28TH FLOOR LOS ANGELES, CA 90071 June 26, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Anu Dubey Re: Oaktree Strategic Income Corporation Registration Statement on Form N-2, File Number 333-238723 Dear Ms. Dubey: Pursuant to Rule 461 under the Se |
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| May 27, 2020 |
CORRESP 1 filename1.htm Proskauer Rose LLP 1001 Pennsylvania Avenue, NW, Suite 600 South Washington, DC 20004-2533 d 202.416.6800 f 202.416.6899 May 27, 2020 www.proskauer.com VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Oaktree Strategic Income Corporation (the “Company”) Registration Statement on Form N-2 Ladies and |
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| May 7, 2020 |
10-Q 1 ocsi-03312020x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Stra |
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| May 7, 2020 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Second Fiscal Quarter 2020 Financial Results and Declares Distribution of $0.125 Per Share LOS ANGELES, CA, May 7, 2020—Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results for the fiscal quarter ended March 3 |
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| May 7, 2020 |
EX-99.2 3 d911831dex992.htm EX-99.2 Second Quarter Fiscal Year 2020 Earnings Presentation May 7, 2020 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include st |
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| May 7, 2020 |
INVESTMENT ADVISORY AGREEMENT BETWEEN OAKTREE STRATEGIC INCOME CORPORATION AND OAKTREE FUND ADVISORS, LLC This Investment Advisory Agreement (this “Agreement”) made effective as of May 4, 2020 (the “Effective Date”), by and between OAKTREE STRATEGIC INCOME CORPORATION, a Delaware corporation (the “Company”), and OAKTREE FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). |
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| May 7, 2020 |
FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Fourth Amendment to Loan and Security Agreement (this “Amendment”) is entered into as of April 7, 2020, by and between EAST WEST BANK (“Bank”) and OAKTREE STRATEGIC INCOME CORPORATION (f/k/a FIFTH STREET SENIOR FLOATING RATE CORP. |
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| May 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorporation |
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| March 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorporation) |
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| March 27, 2020 |
Oaktree Strategic Income Corporation Issues Shareholder Letter EX-99.1 2 ocsi-ex99134.htm EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Issues Shareholder Letter March 27, 2020 – Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income,” “OCSI” or “we”), a specialty finance company, today issued a letter to its shareholders providing a business update amid the COVID-19 pandemic. Dear Shareholder, We hope this letter finds you |
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| March 25, 2020 |
Exhibit 10.1 AMENDMENT NO. 4 TO LOAN FINANCING AND SERVICING AGREEMENT, dated as of March 22, 2020 (this “Amendment”), among OCSI Senior Funding Ltd., as borrower (the “Borrower”), Oaktree Strategic Income Corporation, as servicer (the “Servicer”) and Deutsche Bank AG, New York Branch (“DBNY”), as facility agent (in such capacity, the “Facility Agent”) and as a committed lender (in such capacity, |
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| March 25, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2020 (March 22, 2020) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction |
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| March 10, 2020 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2020 (March 9, 2020) Oaktree Strategic Income Corporation (Exact name of Registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdicti |
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| February 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2020 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorpor |
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| February 6, 2020 |
EX-99.1 2 d883273dex991.htm EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces First Fiscal Quarter 2020 Financial Results and Declares Distribution of $0.155 Per Share LOS ANGELES, CA, February 6, 2020 - Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results fo |
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| February 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| February 6, 2020 |
EX-99.2 3 d883273dex992.htm EX-99.2 First Quarter Fiscal Year 2020 Earnings Presentation February 6, 2020 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may includ |
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| January 13, 2020 |
FSC / Fifth Street Finance Corp. DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 20, 2019 |
SECOND AMENDED AND RESTATED JOINT FILING AGREEMENT EX-99.1 CUSIP No. 67402D 104 13D Page 14 of 14 Pages Exhibit 1 SECOND AMENDED AND RESTATED JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned acknowledges and agrees that the foregoing statement on Schedule 13D is filed on behalf of the undersigned and that all subsequent amendments to this statement on Sch |
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| December 20, 2019 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Todd E. Molz Managing Director and General Counsel Oaktree Capital Management, L.P. 333 South |
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| December 20, 2019 |
FSFR / Fifth Street Senior Floating Rate Corp. / TANNENBAUM LEONARD M - SC 13D/A Activist Investment SC 13D/A 1 tv535003sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 19)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Leonard M. Tannenbaum 525 Okeechobee Boulevard, Suite 1770 West Palm Beach, |
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| December 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A Amendment No. |
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| December 19, 2019 |
Exhibit 99.1 OCSI Glick JV LLC (a limited liability company) Consolidated Financial Statements For the Fiscal Years Ended September 30, 2019, 2018 and 2017 OCSI Glick JV LLC Table of Contents Page Financial Statements: Report of Independent Auditors 1 Consolidated Statements of Assets, Liabilities and Members' Capital as of September 30, 2019 and 2018 2 Consolidated Statements of Operations for th |
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| November 20, 2019 |
EXECUTION VERSION AMENDMENT NO. 3 TO LOAN FINANCING AND SERVICING AGREEMENT, dated as of September 20, 2019 (this “Amendment”), among OCSI Senior Funding Ltd., as borrower (the “Borrower”), Oaktree Strategic Income Corporation, as servicer (the “Servicer”) and Deutsche Bank AG, New York Branch (“DBNY”), as facility agent (in such capacity, the “Facility Agent”) and as a committed lender (in such c |
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| November 20, 2019 |
EX-99.2 Fourth Quarter Fiscal Year 2019 Earnings Presentation November 20, 2019 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our fu |
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| November 20, 2019 |
EXECUTION VERSION FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS FOURTH AMENDMENT TO THE AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”), is made as of September 20, 2019, by and among Oaktree Strategic Income Corporation, as the collateral manager (in such capacity, the “Collateral Manager”), OCSI Senior Funding II LLC, as the borrower (the “Borrower”), Citibank, N. |
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| November 20, 2019 |
Exhibit 4.2 DESCRIPTION OF SECURITIES Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Annual Report on Form 10-K to which this Description of Securities is an exhibit. (a) Common Stock, $0.01 par value per share Our authorized capital stock consists of 150,000,000 shares of common stock, par value $0.01 per share, of which 29,466,768 shares were outstan |
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| November 20, 2019 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Fourth Fiscal Quarter and Full Year 2019 Financial Results and Declares Distribution of $0.155 Per Share LOS ANGELES, CA, November 20, 2019 - Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its financial results for the fiscal quarter a |
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| November 20, 2019 |
10-K 1 ocsi-093019x10xk.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic |
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| November 20, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2019 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorpo |
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| October 2, 2019 |
8-K 1 d812505d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2019 (September 30, 2019) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 |
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| October 2, 2019 |
EX-10.2 Exhibit 10.2 ADMINISTRATION AGREEMENT This Agreement (“Agreement”) is made as of September 30, 2019 by and between OAKTREE STRATEGIC INCOME CORPORATION, a Delaware corporation (the “Company”), and OAKTREE FUND ADMINISTRATION, LLC, a Delaware limited liability company (the “Administrator”). WITNESSETH: WHEREAS, the Company is a closed-end management investment company that has elected to be |
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| October 2, 2019 |
EX-10.1 Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT BETWEEN OAKTREE STRATEGIC INCOME CORPORATION AND OAKTREE CAPITAL MANAGEMENT, L.P. This Investment Advisory Agreement (this “Agreement”) made effective as of September 30, 2019 (the “Effective Date”), by and between OAKTREE STRATEGIC INCOME CORPORATION, a Delaware corporation (the “Company”), and OAKTREE CAPITAL MANAGEMENT, L.P., a Delaware limited |
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| September 25, 2019 |
Entry into a Material Definitive Agreement 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2019 (September 20, 2019) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other j |
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| August 26, 2019 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Senior Leadership Transition Armen Panossian to succeed Edgar Lee as Chief Executive Officer and Chief Investment Officer Mathew Pendo, Chief Operating Officer, appointed President LOS ANGELES, CA, August 26, 2019 – Oaktree Strategic Income Corporation (NASDAQ:OCSI) (“Oaktree Strategic Income” or the “Company”) today announced tha |
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| August 26, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2019 (August 20, 2019) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdi |
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| August 7, 2019 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Third Fiscal Quarter 2019 Financial Results and Declares Distribution of $0.155 Per Share LOS ANGELES, CA, August 7, 2019 - Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results for the fiscal quarter ended Jun |
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| August 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d753273d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other |
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| August 7, 2019 |
EX-99.2 Third Quarter Fiscal Year 2019 Earnings Presentation August 7, 2019 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our future |
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| August 7, 2019 |
FSFR / Fifth Street Senior Floating Rate Corp. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| August 7, 2019 |
EXECUTION VERSION AMENDMENT NO. 2 TO LOAN FINANCING AND SERVICING AGREEMENT, dated as of June 27, 2019 (this “Amendment”), among OCSI Senior Funding Ltd., as borrower (the “Borrower”), Oaktree Strategic Income Corporation, as servicer (the “Servicer”) and Deutsche Bank AG, New York Branch (“DBNY”), as facility agent (in such capacity, the “Facility Agent”) and as a committed lender (in such capaci |
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| July 3, 2019 |
Entry into a Material Definitive Agreement 8-K 1 d771765d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2019 (June 27, 2019) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State |
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| July 1, 2019 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 (June 28, 2019) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction |
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| May 29, 2019 |
FSFR / Fifth Street Senior Floating Rate Corp. / TANNENBAUM LEONARD M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 18)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Leonard M. Tannenbaum 555 Washington Avenue, Suite 240 Miami Beach, FL 33139 (203) 930-2139 (Name, Address and Tel |
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| May 28, 2019 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Todd E. Molz Managing Director and General Counsel Oaktree Capital Management, L.P. 333 South |
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| May 21, 2019 |
May 21, 2019 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| May 21, 2019 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| May 8, 2019 |
FSFR / Fifth Street Senior Floating Rate Corp. DEFA14A DEFA14A DEFA14A 1 d741973ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| May 8, 2019 |
EX-99.2 Second Quarter Fiscal Year 2019 Earnings Presentation May 8, 2019 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our future o |
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| May 8, 2019 |
EX-99.1 2 d745186dex991.htm EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Second Fiscal Quarter 2019 Financial Results and Declares Distribution of $0.155 Per Share LOS ANGELES, CA, May 8, 2019 - Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results for th |
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| May 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2019 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorporation |
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| May 8, 2019 |
FSFR / Fifth Street Senior Floating Rate Corp. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| May 8, 2019 |
SIMPSON THACHER & BARTLETT LLP 900 G Street NW Washington, D.C. 20001 SIMPSON THACHER & BARTLETT LLP 900 G Street NW Washington, D.C. 20001 May 7, 2019 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Filing Desk Re: Oaktree Specialty Lending Corporation (814-00755) Oaktree Strategic Income Corporation (814-01013) Ladies and Gentlemen: On behalf of Oaktree Specialty Lending Corporation and Oaktree Strategic Income Corporation |
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| May 8, 2019 |
PRE 14A 1 nc10001636x1pre14a.htm PRE 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: ☒ Preliminary Proxy Statement o Confidential, for Use of the Commission Only |
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| May 8, 2019 |
EXECUTION VERSION AMENDMENT NO. 1 TO LOAN FINANCING AND SERVICING AGREEMENT, dated as of March 13, 2019 (this “Amendment”), among OCSI Senior Funding Ltd., as borrower (the “Borrower”), Oaktree Strategic Income Corporation, as servicer (the “Servicer”) and Deutsche Bank AG, New York Branch (“DBNY”), as facility agent (in such capacity, the “Facility Agent”) and as a committed lender (in such capac |
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| May 8, 2019 |
THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT This Third Amendment to Loan and Security Agreement (this “Amendment”) is entered into as of March 29, 2019, by and between EAST WEST BANK (“Bank”) and OAKTREE STRATEGIC INCOME CORPORATION (f/k/a FIFTH STREET SENIOR FLOATING RATE CORP. |
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| March 8, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 d719983d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2019 (March 7, 2019) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State |
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| March 5, 2019 |
Oaktree Strategic Income Corporation Appoints Deborah Gero to Board of Directors EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Appoints Deborah Gero to Board of Directors LOS ANGELES, CA, March 5, 2019 – Oaktree Strategic Income Corporation (NASDAQ:OCSI) (“Oaktree Strategic Income”) today announced the appointment of Deborah Gero to its Board of Directors, effective as of March 7, 2019. Ms. Gero has held various positions with American International Group, Inc. and |
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| March 5, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2019 (February 27, 2019) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdi |
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| February 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d684962d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2019 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jur |
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| February 7, 2019 |
EX-99.2 First Quarter Fiscal Year 2019 Earnings Presentation February 7, 2019 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our futu |
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| February 7, 2019 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces First Fiscal Quarter 2019 Financial Results and Declares Distribution of $0.155 Per Share LOS ANGELES, CA, February 7, 2019 - Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results for the fiscal quarter ended D |
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| February 7, 2019 |
FSFR / Fifth Street Senior Floating Rate Corp. 10-Q (Quarterly Report) 10-Q 1 ocsi-123118x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Str |
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| January 25, 2019 |
FSC / Fifth Street Finance Corp. DEF 14A DEF 14A 1 bp16279x1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| December 20, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A Amendment No. |
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| December 20, 2018 |
Exhibit 99.1 OCSI Glick JV LLC (a limited liability company) Consolidated Financial Statements For the Fiscal Years Ended September 30, 2018, 2017 and 2016 OCSI Glick JV LLC Table of Contents Page Financial Statements: Reports of Independent Auditors 1 Consolidated Statements of Assets, Liabilities and Members' Capital as of September 30, 2018 and 2017 3 Consolidated Statements of Operations for t |
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| November 29, 2018 |
EX-99.1 2 d664259dex991.htm EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Fourth Fiscal Quarter 2018 Financial Results and Declares Distribution of $0.155 Per Share LOS ANGELES, CA, November 29, 2018 — Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results |
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| November 29, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2018 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorpo |
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| November 29, 2018 |
EX-99.2 Fourth Quarter Fiscal Year 2018 Earnings Presentation November 29, 2018 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our fu |
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| November 29, 2018 |
Exhibit 10.15 Execution Version THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO THE AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”), is made as of September 17, 2018, by and among Oaktree Strategic Income Corporation, as the collateral manager (in such capacity, the “Collateral Manager”), OCSI Senior Funding II LLC, as the borrower (t |
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| November 29, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. 10-K (Annual Report) 10-K 1 ocsi-093018x10xk.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic |
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| October 19, 2018 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Todd E. Molz Managing Director and General Counsel Oaktree Capital Management, L.P. 333 South |
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| September 26, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. / TANNENBAUM LEONARD M - SC 13D/A Activist Investment SC 13D/A 1 tv503562sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 17)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Leonard M. Tannenbaum 777 West Putnam Avenue, 3rd Floor Greenwich, CT 06830 |
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| September 25, 2018 |
EX-10.2 3 d628787dex102.htm EX-10.2 Exhibit 10.2 EXECUTION VERSION SALE AND CONTRIBUTION AGREEMENT between OAKTREE STRATEGIC INCOME CORPORATION, as Seller and OCSI SENIOR FUNDING LTD., as Purchaser Dated as of September 24, 2018 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Definitions 1 SECTION 1.2 Other Terms 3 SECTION 1.3 Computation of Time Periods 3 SECTION 1.4 Interpretation 3 S |
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| September 25, 2018 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION LOAN FINANCING AND SERVICING AGREEMENT dated as of September 24, 2018 OCSI SENIOR FUNDING LTD. as Borrower OAKTREE STRATEGIC INCOME CORPORATION as Equityholder, OAKTREE STRATEGIC INCOME CORPORATION as Servicer, THE LENDERS FROM TIME TO TIME PARTIES HERETO, DEUTSCHE BANK AG, NEW YORK BRANCH, as Facility Agent THE OTHER AGENTS PARTIES HERETO, and WELLS FARGO BA |
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| September 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2018 (September 24, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other juris |
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| August 27, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2018 (August 24, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdi |
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| August 8, 2018 |
EX-99.2 Third Quarter Fiscal Year 2018 Earnings Presentation August 8, 2018 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our future |
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| August 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2018 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorporat |
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| August 8, 2018 |
EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Third Fiscal Quarter 2018 Financial Results and Declares Distribution of $0.155 Per Share LOS ANGELES, CA, August 8, 2018 - Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results for the fiscal quarter ended Jun |
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| August 8, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| July 19, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2018 (July 18, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdictio |
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| July 19, 2018 |
Exhibit 10.1 Execution Version SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO THE AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”), is made as of July 18, 2018, by and among Oaktree Strategic Income Corporation, as the collateral manager (in such capacity, the “Collateral Manager”), OCSI Senior Funding II LLC, as the borrower (the “ |
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| July 10, 2018 |
EX-99.1 2 d389698dex991.htm EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Stockholder Approval to Reduce Asset Coverage Requirements LOS ANGELES, CA, July 10, 2018 – Oaktree Strategic Income Corporation (NASDAQ:OCSI) (“Oaktree Strategic Income” or the “Company”) today announced that its stockholders have approved the application of the reduced asset coverage requirements for |
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| July 10, 2018 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2018 (July 10, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdictio |
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| June 22, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. DEFA14A DEFA14A 1 d601431ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 18, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| May 23, 2018 |
EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This Second Amendment to Loan and Security Agreement (this “Amendment”) is entered into as of May 21, 2018, by and between EAST WEST BANK (“Bank”) and OAKTREE STRATEGIC INCOME CORPORATION (f/k/a FIFTH STREET SENIOR FLOATING RATE CORP.), a Delaware corporation (“Borrower”). RECITALS Borrower and Bank are parties to that certain Lo |
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| May 23, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2018 (May 21, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction |
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| May 16, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d589680d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2018 (May 14, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State o |
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| May 16, 2018 |
EX-10.1 2 d589680dex101.htm EX-10.1 Exhibit 10.1 EXECUTION COPY FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO THE AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”), is made as of May 14, 2018, by and among Oaktree Strategic Income Corporation, as the collateral manager (in such capacity, the “Collateral Manager”), OCSI Senior Funding |
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| May 8, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| May 8, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2018 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorpora |
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| May 8, 2018 |
EX-99.3 Exhibit 99.3 Oaktree Strategic Income Corporation Announces Plans to Seek Stockholder Approval for Reduced Asset Coverage Requirements LOS ANGELES, CA, May 8, 2018 – Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”) today announced that its Board of Directors (the “Board”) has recommended that stockholders approve a proposal to reduce the ass |
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| May 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 d585266d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2018 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdic |
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| May 8, 2018 |
Oaktree Strategic Income Corporation Announces Second Fiscal Quarter 2018 Financial Results EX-99.1 2 d585266dex991.htm EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Second Fiscal Quarter 2018 Financial Results LOS ANGELES, CA, May 8, 2018 - Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results for the fiscal quarter ended March 31, 2018. Second |
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| May 8, 2018 |
EX-99.2 Second Quarter Fiscal Year 2018 Earnings Presentation May 8, 2018 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our future o |
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| May 8, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. PRE 14A PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 8, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| May 8, 2018 |
EX-10.2 2 ocsi-ex102ewbfacilityamen.htm EXHIBIT 10.2 EXECUTION VERSION FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT This First Amendment to Loan and Security Agreement (this “Amendment”) is entered into as of March 17, 2018, by and between EAST WEST BANK (“Bank”) and OAKTREE STRATEGIC INCOME CORPORATION (f/k/a FIFTH STREET SENIOR FLOATING RATE CORP.), a Delaware corporation (“Borrower”). RECITAL |
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| May 4, 2018 |
8-K 1 d582371d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2018 (May 3, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or |
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| April 9, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 d547069d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2018 (April 6, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State |
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| March 12, 2018 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Oaktree Strategic Income Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67402D 104 (CUSIP Number) Todd E. Molz Managing Director and General Counsel Oaktree Capital Management, L.P. 333 South |
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| February 9, 2018 |
EX-99.2 First Quarter Fiscal Year 2018 Earnings Presentation February 9, 2018 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our futu |
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| February 9, 2018 |
Oaktree Strategic Income Corporation Announces First Fiscal Quarter 2018 Financial Results EX-99.1 2 d533154dex991.htm EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces First Fiscal Quarter 2018 Financial Results LOS ANGELES, CA, February 9, 2018—Oaktree Strategic Income Corporation (NASDAQ: OCSI) (“Oaktree Strategic Income” or the “Company”), a specialty finance company, today announced its unaudited financial results for the fiscal quarter ended December 31, 2017. Fi |
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| February 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d533154d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2018 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jur |
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| February 9, 2018 |
FSFR / Fifth Street Senior Floating Rate Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| February 9, 2018 |
EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT Execution Version EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS EIGHTH AMENDMENT TO THE LOAN AND SECURITY AGREEMENT (this “Amendment”), is made as of December 21, 2017, by and among Oaktree Strategic Income Corporation, formerly known as Fifth Street Senior Floating Rate Corp. |
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| February 1, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2018 (January 31, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other juris |
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| February 1, 2018 |
EX-10.1 2 d514813dex101.htm EX-10.1 Exhibit 10.1 Execution Version $100,000,000 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT by and among OAKTREE STRATEGIC INCOME CORPORATION, (Collateral Manager) OCSI SENIOR FUNDING II LLC, (Borrower) OAKTREE STRATEGIC INCOME CORPORATION, (Seller) EACH OF THE LENDERS FROM TIME TO TIME PARTY HERETO, (Lenders) CITIBANK, N.A., (Administrative Agent) and WELLS FA |
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| January 29, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of inc |
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| January 29, 2018 |
EX-3.1 2 d508901dex31.htm EX-3.1 Exhibit 3.1 OAKTREE STRATEGIC INCOME CORPORATION (a Delaware corporation) AMENDED AND RESTATED BYLAWS Effective January 29, 2018 TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1 Registered Office 1 Section 2 Additional Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 1 Place of Meetings 1 Section 2 Annual Meeting 2 Section 3 Notice of Meetings 2 Section 4 Sp |
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| January 29, 2018 |
FSC / Fifth Street Finance Corp. DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 8, 2018 |
Letter furnished by PricewaterhouseCoopers LLP, dated January 8, 2018 EX-16.1 Exhibit 16.1 January 8, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Oaktree Strategic Income Corporation (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 304(a)(1) of Regulation S-K, as part of Item 4.01 of Form 8-K of Oaktree Strategic Inco |
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| January 8, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 d522253d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2018 (January 4, 2018) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (S |
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| December 11, 2017 |
Code of Ethics October 2017 1 2 I. INTRODUCTION This Code of Ethics and the provisions contained herein (this ?Code?), to the extent consistent with local laws and regulations, applies to all employees (including interns and temporary employees with assignments of 90 days or more), senior executives, partners, officers and certain other individuals as designated by an Approving Officer (referred t |
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| December 11, 2017 |
Exhibit 14.1 OAKTREE SPECIALTY LENDING CORPORATION OAKTREE STRATEGIC INCOME CORPORATION CODE OF ETHICS I. INTRODUCTION This Code of Ethics (the ?Code?) has been adopted pursuant to Rule 17j-1 under the Investment Company Act of 1940, as amended (the ?Investment Company Act?). Under Rule 17j-1, Oaktree Specialty Lending Corporation and Oaktree Strategic Income Corporation (each, a ?Corporation? and |
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| December 11, 2017 |
SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT EXECUTION COPY SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”), is made as of October 25, 2017, by and among Fifth Street Senior Floating Rate Corp. |
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| December 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Oaktree Strategic Income Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (State or jurisdiction of incorporation or organization) 61-1713295 (I. |
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| December 11, 2017 |
SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT Execution Version SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SEVENTH AMENDMENT TO THE LOAN AND SECURITY AGREEMENT (this ?Amendment?), is made as of December 6, 2017, by and among Oaktree Strategic Income Corporation, formerly known as Fifth Street Senior Floating Rate Corp. |
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| December 1, 2017 |
Oaktree Strategic Income Corporation Announces Fourth Fiscal Quarter 2017 Financial Results EX-99.1 Exhibit 99.1 Oaktree Strategic Income Corporation Announces Fourth Fiscal Quarter 2017 Financial Results LOS ANGELES, CA. December 1, 2017?Oaktree Strategic Income Corporation (formerly known as Fifth Street Senior Floating Rate Corp. through October 17, 2017) (NASDAQ: OCSI) (?Oaktree Strategic Income? or the ?Company?), a specialty finance company, today announced its unaudited financial |
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| December 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2017 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of incorpor |
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| December 1, 2017 |
EX-99.2 4th Quarter and Fiscal Year 2017 Earnings Presentation December 1, 2017 Nasdaq: OCSI Exhibit 99.2 Forward Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events or our future performance or financial condition. The forward-looking statements contained in this presentation may include statements as to: our fu |
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| November 20, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 (November 17, 2017) Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jur |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 25, 2017 |
POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Rich Ting, Martin Boskovich, Jeffrey Joseph, Mary Gallegly, Jamie Toothman, Ting He, Philip McDermott, Jordan Mikes, Brian Price and Donna Choi Suh as a true and lawful attorney-in-fact with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (in the undersigned's ind |
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| October 17, 2017 |
Investment Advisory Agreement, dated as of October 17, 2017, between the Company and Oaktree. EX-10.1 Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT BETWEEN OAKTREE STRATEGIC INCOME CORPORATION AND OAKTREE CAPITAL MANAGEMENT, L.P. This Investment Advisory Agreement (this ?Agreement?) made this 17th day of October, 2017 (the ?Effective Date?), by and between OAKTREE STRATEGIC INCOME CORPORATION, a Delaware corporation (the ?Company?), and OAKTREE CAPITAL MANAGEMENT, L.P., a Delaware limited par |
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| October 17, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2017 Oaktree Strategic Income Corporation (Exact name of registrant as specified in its charter) Delaware 814-01013 61-1713295 (State or other jurisdiction of inc |
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| October 17, 2017 |
EX-10.2 Exhibit 10.2 ADMINISTRATION AGREEMENT This Agreement (?Agreement?) is made as of October 17, 2017 by and between OAKTREE STRATEGIC INCOME CORPORATION, a Delaware corporation (the ?Company?), and OAKTREE FUND ADMINISTRATION, LLC, a Delaware limited liability company (the ?Administrator?). WITNESSETH: WHEREAS, the Company is a closed-end management investment company that has elected to be r |
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| October 17, 2017 |
Pledge Agreement, dated as of October 17, 2017, between the Company and FSH. EX-10.3 Exhibit 10.3 PLEDGE AND SECURITY AGREEMENT This Pledge and Security Agreement (this ?Security Agreement?) is entered into as of October 17, 2017, by and between Fifth Street Senior Floating Rate Corp., a Delaware corporation, as secured party (?Secured Party?), and Fifth Street Holdings L.P., a Delaware limited partnership, as Pledgor (?Pledgor?). Reference is made herein to that certain A |
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| October 17, 2017 |
OAKTREE OCSI Strategic Income Corporation Investor Presentation EX-99.2 Exhibit 99.2 OAKTREE OCSI Strategic Income Corporation Investor Presentation OAKTREE OCSI Strategic Income Corporation Forward Looking Statements This presentation contains forward-looking statements within the meaning of Section 27A of the U.S. Securities Act of 1933, as amended (the ?Securities Act?), and Section 21E of the U.S. Securities Exchange Act of 1934, as amended (the ?Exchange |
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| October 17, 2017 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIFTH STREET SENIOR FLOATING RATE CORP. Fifth Street Senior Floating Rate Corp. (the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: FIRST: The Corporation?s Amended and |
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| October 17, 2017 |
Oaktree Assumes Management of Oaktree Strategic Income Corporation EX-99.1 Exhibit 99.1 Oaktree Assumes Management of Oaktree Strategic Income Corporation LOS ANGELES, CA. October 17, 2017 ? Oaktree Strategic Income Corporation (NASDAQ: OCSI) (the ?Company? or ?Oaktree Strategic Income?), a specialty finance company, today announced that Oaktree Capital Management, L.P. (?Oaktree?) has been appointed as the Company?s new investment adviser. In connection with the |
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| October 4, 2017 |
10b5-1 Preset Diversification Program® (PDP) 1 PART I Account and Plan Information Exhibit 99.9 10b5-1 Preset Diversification Program® (PDP) 1 PART I Account and Plan Information Instructions: To be completed by MSSB and reviewed by the Seller. The undersigned (referred to hereinafter as the “Seller”, “I” or “me”) hereby appoints Morgan Stanley Smith Barney LLC (“MSSB”) as my agent for the purposes of implementing this Sales Plan (this “Plan”) that complies with the requirements |
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| October 4, 2017 |
FSFR / Fifth Street Senior Floating Rate Corp. / TANNENBAUM LEONARD M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 16)* Fifth Street Senior Floating Rate Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 31679F 10 1 (CUSIP Number) Leonard M. Tannenbaum 777 West Putnam Avenue, 3rd Floor Greenwich, CT 06830 (203) 681-3600 (Name, Address and |
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| October 4, 2017 |
10b5-1 Preset Diversification Program® (PDP) 1 PART I Account and Plan Information Exhibit 99.8 10b5-1 Preset Diversification Program® (PDP) 1 PART I Account and Plan Information Instructions: To be completed by MSSB and reviewed by the Seller. The undersigned (referred to hereinafter as the “Seller”, “I” or “me”) hereby appoints Morgan Stanley Smith Barney LLC (“MSSB”) as my agent for the purposes of implementing this Sales Plan (this “Plan”) that complies with the requirements |
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| September 8, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 v4748498k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2017 (September 7, 2017) Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61 |
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| August 9, 2017 |
Fifth Street Senior Floating Rate Corp. Announces Quarter Ended June 30, 2017 Financial Results Exhibit 99.1 Fifth Street Senior Floating Rate Corp. Announces Quarter Ended June 30, 2017 Financial Results GREENWICH, CT, August 9, 2017 - Fifth Street Senior Floating Rate Corp. (NASDAQ:FSFR) ("FSFR" or "we") today announced its financial results for the third fiscal quarter ended June 30, 2017. Third Fiscal Quarter 2017 and Post-Quarter Highlights ? Net investment income of $5.9 million, or $0 |
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| August 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2017 Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other jurisdiction of incorporati |
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| August 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Fifth Street Senior Floating Rate Corp. |
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| July 28, 2017 |
Fifth Street Senior Floating Rate DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| July 24, 2017 |
Fifth Street Senior Floating Rate DEF 14A DEF 14A 1 v471271def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| July 24, 2017 |
FSC / Fifth Street Finance Corp. ESP 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| July 21, 2017 |
EXHIBIT 99.1 This Statement on Form 3 is filed by the Reporting Persons listed below. The principal business address of the Reporting Persons is 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071. Name of Designated Filer: OAKTREE CAPITAL MANAGEMENT, L.P. Date of Event Requiring Statement: July 13, 2017. Issuer Name: Fifth Street Senior Floating Rate Corp. [FSFR] OAKTREE CAPITAL MANAGEMENT, |
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| July 21, 2017 |
EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13(d)-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned acknowledges and agrees that the foregoing statement on Schedule 13D is filed on behalf of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of the undersigned without the neces |
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| July 21, 2017 |
Fifth Street Finance SC 13D (Activist Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Fifth Street Senior Floating Rate Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 31678A103 (CUSIP Number) Todd E. Molz Managing Director and General Counsel Oaktree Capital Management, L.P. 333 South Grand Av |
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| July 17, 2017 |
EX-99.1 3 v470889ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Fifth Street Asset Management Inc. Enters into Agreement for Oaktree to Assume Management of Business Development Companies Fifth Street Finance Corp. and Fifth Street Senior Floating Rate Corp. Transaction Represents Culmination of Strategic Review Process GREENWICH, Conn., July 14, 2017 – Fifth Street Asset Management (NASDAQ: FSAM) (“FSAM”) |
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| July 17, 2017 |
FIFTH AMENDMENT TO Loan AND SECURITY AGREEMENT AND WAIVER Exhibit 10.1 EXECUTION COPY FIFTH AMENDMENT TO Loan AND SECURITY AGREEMENT AND WAIVER THIS FIFTH AMENDMENT TO Loan AND SECURITY AGREEMENT AND WAIVER (this ?Amendment?), is made as of July 13, 2017, by and among Fifth Street Senior Floating Rate Corp., as the collateral manager (in such capacity, the ?Collateral Manager?), and as the seller (in such capacity, the ?Seller?), FS Senior Funding II LLC |
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| July 17, 2017 |
8-K 1 v4708898-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2017 (July 13, 2017) Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (St |
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| July 17, 2017 |
Exhibit 99.6 EXECUTION VERSION VOTING AGREEMENT THIS VOTING AGREEMENT (this “Agreement”), dated as of July 13, 2017, is made by and among Oaktree Capital Management, L.P., a Delaware limited partnership (“Buyer”), and each of the stockholders set forth on Schedule I (each, a “Stockholder” and, collectively, the “Stockholders”). Capitalized terms used and not defined herein shall have the meanings |
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| July 17, 2017 |
FSFR / Fifth Street Senior Floating Rate Corp. / TANNENBAUM LEONARD M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 15)* Fifth Street Senior Floating Rate Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 31679F 10 1 (CUSIP Number) Leonard M. Tannenbaum 777 West Putnam Avenue, 3rd Floor Greenwich, CT 06830 (203) 681-3600 (Name, Address and |
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| July 17, 2017 |
Exhibit 99.7 PLEDGE AND SECURITY AGREEMENT This Pledge and Security Agreement (this “Security Agreement”) is entered into as of [●], 2017, by and between Fifth Street Senior Floating Rate Corp., a Delaware corporation, as secured party (“Secured Party”), and Fifth Street Holdings L.P., a Delaware limited partnership, as Pledgor (“Pledgor”). Reference is made herein to that certain Asset Purchase A |
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| July 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| July 14, 2017 |
1900 K Street, N.W. Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com william j. tuttle [email protected] +1 202 261 3352 Direct +1 202 261 3009 Fax July 14, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Fifth Street Senior Floating Rate Corp. Preliminary Proxy Sta |
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| May 10, 2017 |
POWER OF ATTORNEY I, Alexander C. Frank, a director of Fifth Street Senior Floating Rate Corp. (the "Corporation"), hereby authorize and designate each of Bernard D. Berman and Kerry S. Acocella as my agent and attorney-in-fact, with full power of substitution to: (1) prepare and sign on my behalf any Form3, Form4 or Form5 under Section16 of the Securities Exchange Act of 1934, as amended, and fil |
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| May 10, 2017 |
Fifth Street Senior Floating Rate 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Fifth Street Senior Floating Rate Corp. |
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| May 10, 2017 |
Fifth Street Senior Floating Rate Corp. Announces Quarter Ended March 31, 2017 Financial Results Exhibit 99.1 Fifth Street Senior Floating Rate Corp. Announces Quarter Ended March 31, 2017 Financial Results GREENWICH, CT, May 10, 2017 - Fifth Street Senior Floating Rate Corp. (NASDAQ:FSFR) ("FSFR" or "we") today announced its financial results for the second fiscal quarter ended March 31, 2017. Second Fiscal Quarter 2017 Highlights ? Net investment income of $5.1 million, or $0.17 per share; |
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| May 10, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other jurisdiction of incorporation |
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| May 4, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2017 (May 3, 2017) Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other jurisdiction of |
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| April 5, 2017 |
FIFTH STREET SENIOR FLOATING RATE CORP. ANNOUNCES LEADERSHIP TRANSITION Bernard D. Berman Named as Chief Executive Officer of FSFR GREENWICH, CT, April 5, 2017 ? Fifth Street Senior Floating Rate Corp. (NASDAQ: FSFR) (?FSFR?) today announced that Bernard D. Berman, Chairman of FSFR and Fifth Street Finance Corp. (NASDAQ:FSC) (?FSC?), as well as Co-President and Chief Compliance Officer of Fifth St |
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| April 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other jurisdiction of incorporatio |
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| April 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 (April 4, 2017) Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other jurisdiction |
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| March 15, 2017 |
Fifth Street Senior Floating Rate DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2017 (March 7, 2017) Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other jurisdictio |
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| February 9, 2017 |
Fifth Street Senior Floating Rate 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Fifth Street Senior Floating Rate Corp. |
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| February 9, 2017 |
Fifth Street Senior Floating Rate Corp. Announces Quarter Ended December 31, 2016 Financial Results EX-99.1 2 v458864ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 Fifth Street Senior Floating Rate Corp. Announces Quarter Ended December 31, 2016 Financial Results GREENWICH, CT, February 9, 2017 - Fifth Street Senior Floating Rate Corp. (NASDAQ:FSFR) ("FSFR" or "we") today announced its financial results for the first fiscal quarter ended December 31, 2016. First Fiscal Quarter 2017 Highlights • Net invest |
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| February 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2017 Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other jurisdiction of incorpora |
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| January 30, 2017 |
Fifth Street Senior Floating Rate 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-359 |
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| January 12, 2017 |
POWER OF ATTORNEY I, Patrick J. Dalton, Chief Executive Officer and a director of Fifth Street Senior Floating Rate Corp. (the "Corporation"), hereby authorize and designate each of Bernard D. Berman and Kerry S. Acocella as my agent and attorney-in-fact, with full power of substitution to: (1) prepare and sign on my behalf any Form3, Form4 or Form5 under Section16 of the Securities Exchange Act o |
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| December 23, 2016 |
Fifth Street Senior Floating Rate 10-K/A (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A Amendment No. |
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| December 23, 2016 |
EX-99.1 6 fsfr-ex991glickjvllc2016fs.htm EXHIBIT 99.1 Exhibit 99.1 FSFR Glick JV LLC (a limited liability company) Consolidated Financial Statements For the Fiscal Year Ended September 30, 2016 and the Period from April 21, 2015 (commencement of operations) through September 30, 2015 FSFR Glick JV LLC Table of Contents Page Financial Statements: Independent Auditor's Report 1 Consolidated Statemen |
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| December 14, 2016 |
EXHIBIT 99.1 Fifth Street Senior Floating Rate Corp. Announces Fourth Quarter and Fiscal Year Ended September 30, 2016 Financial Results GREENWICH, CT, December 13, 2016 - Fifth Street Senior Floating Rate Corp. (NASDAQ:FSFR) ("FSFR" or "we") today announced its financial results for the fourth fiscal quarter and year ended September 30, 2016. Fourth Fiscal Quarter 2016 Financial Highlights ? Net |
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| December 14, 2016 |
EX-99.2 3 v454970ex99-2.htm EXHIBIT 99.2 EXHIBIT 99.2 FIFTH STREET SENIOR FLOATING RATE CORP. APPOINTS PATRICK J. DALTON AS CHIEF EXECUTIVE OFFICER Chief Executive Officer Ivelin M. Dimitrov and President Todd G. Owens to Step Down, Effective January 2, 2017 GREENWICH, CT, December 14, 2016 - Fifth Street Senior Floating Rate Corp. (NASDAQ: FSFR) (“FSFR” or the “Company”) today announced that its |
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| December 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2016 (December 8, 2016) Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other juris |
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| December 14, 2016 |
Fifth Street Senior Floating Rate 10-K (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 1-35999 Fifth Street Senior Floating Rate Corp. |
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| December 8, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 14)*† Fifth Street Senior Floating Rate Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 31679F 10 1 (CUSIP Number) Leonard M. Tannenbaum 777 West Putnam Avenue, 3rd Floor Greenwich, CT 06830 (203) 681-3600 (Name, Address and |
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| October 25, 2016 |
POWER OF ATTORNEY I, James Castro-Blanco, a director of Fifth Street Senior Floating Rate Corp. |
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| October 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 21, 2016 (October 19, 2016) Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other jurisdi |
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| October 7, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Fifth Street Senior Floating Rate Corp. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 31679 |
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| October 5, 2016 |
PURCHASE AND SETTLEMENT AGREEMENT Exhibit 4 EXECUTION VERSION PURCHASE AND SETTLEMENT AGREEMENT This Purchase and Settlement Agreement (this “Agreement”) is dated as of September 30, 2016, by and among Fifth Street Holdings L. |
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| October 5, 2016 |
FSFR / Fifth Street Senior Floating Rate Corp. / TANNENBAUM LEONARD M - SC 13D/A Activist Investment SC 13D/A 1 v449885sc13d-a.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 13)*† Fifth Street Senior Floating Rate Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 31679F 10 1 (CUSIP Number) Leonard M. Tannenbaum 777 West Putnam Avenue, 3rd Floor Greenwich, CT |
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| October 5, 2016 |
ALLOCATION AND BACKSTOP AGREEMENT Exhibit 5 EXECUTION VERSION ALLOCATION AND BACKSTOP AGREEMENT This Agreement, dated as of September 30, 2016 (this “Agreement”), is entered into by and between Fifth Street Holdings L. |
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| September 14, 2016 |
FSFR / Fifth Street Senior Floating Rate Corp. / TANNENBAUM LEONARD M - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)*† Fifth Street Senior Floating Rate Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 31679F 10 1 (CUSIP Number) Leonard M. Tannenbaum 777 West Putnam Avenue, 3rd Floor Greenwich, CT 06830 (203) 681-3600 (Name, Address and |
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| September 9, 2016 |
Exhibit 3.1 FIFTH STREET SENIOR FLOATING RATE CORP. (a Delaware corporation) BYLAWS Effective September 6, 2016 TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1. Registered Office 1 Section 2. Additional Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings 1 Section 2. Annual Meeting 1 Section 3. Notice of Meetings 1 Section 4. Special Meetings 2 Section 5. List of Stockhol |
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| September 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 9, 2016 (September 6, 2016) Fifth Street Senior Floating Rate Corp. (Exact name of registrant as specified in its charter) Delaware 001-35999 61-1713295 (State or other juris |
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| September 9, 2016 |
Exhibit 3.2 FIFTH STREET SENIOR FLOATING RATE CORP. (a Delaware corporation) BYLAWS Effective May 22 September 6, 2013 2016 TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1. Registered Office 1 Section 2. Additional Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings 1 Section 2. Annual Meeting 1 Section 3. Notice of Meetings 1 Section 4. Special Meetings 2 Section 5. List |
