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| CIK | 1615153 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fenix Parts, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| April 30, 2018 |
FENX / Fenix Parts, Inc. / ASCEND CAPITAL, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Fenix Parts, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 31446L100 (CUSIP Number) April 23, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| April 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* FENIX PARTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 31446L100 (CUSIP Number) March 30, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 13, 2018 |
FENX / Fenix Parts, Inc. / ASCEND CAPITAL, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Fenix Parts, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 31446L100 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* FENIX PARTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 31446L100 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 1, 2018 |
FENX / Fenix Parts, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 19, 2018 |
EX-99 2 exhibit-99101192018.htm EXHIBIT 99 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Announces Conclusion of SEC Inquiry, Files to Suspend SEC Reporting Obligations and Provides Business Update WESTCHESTER, IL - January 19, 2018 - Fenix Par |
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| January 19, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): January 19, 2018 FENIX PARTS, INC. |
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| January 19, 2018 |
FENX / Fenix Parts, Inc. 15-15D Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| January 19, 2018 |
FENX / Fenix Parts, Inc. 15-15D Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| January 19, 2018 |
FENX / Fenix Parts, Inc. 15-15D Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| January 19, 2018 |
FENX / Fenix Parts, Inc. 15-15D Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| January 4, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): December 29, 2017 FENIX PARTS, INC. |
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| January 4, 2018 |
Fenix Parts Enters into Forbearance Agreement and Provides Update EX-99 3 exhibit-99101042018.htm EXHIBIT 99 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Enters into Forbearance Agreement and Provides Update WESTCHESTER, IL - January 4, 2018 - Fenix Parts, Inc. (Pink Sheets: FENX), a leading recycler and res |
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| January 4, 2018 |
Exhibit FORBEARANCE AGREEMENT This FORBEARANCE AGREEMENT (this " Agreement ") is entered into as of December 29, 2017 by and among Fenix Parts, Inc. |
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| December 20, 2017 |
FENX / Fenix Parts, Inc. S-8 POS Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST-EFFECTIVE AMENDMENT NO. |
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| December 20, 2017 |
FENX / Fenix Parts, Inc. S-8 POS Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST-EFFECTIVE AMENDMENT NO. |
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| November 15, 2017 |
FENX / Fenix Parts, Inc. NT 10-Q Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: September 30, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| October 31, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 31, 2017 FENIX PARTS, INC. |
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| October 31, 2017 |
Fenix Parts Files First Quarter 2017 Form 10-Q Exhibit Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Files First Quarter 2017 Form 10-Q First Quarter 2017 Highlights • Net revenues increased sequentially by 3% to $34.1 million, compared to fourth quarter 2016 net revenues of $33.2 million, |
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| October 31, 2017 |
FENX / Fenix Parts, Inc. 10-Q (Quarterly Report) Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-37382 FENIX PARTS, INC. |
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| August 16, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 15, 2017 FENIX PARTS, INC. |
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| August 16, 2017 |
Fenix Parts Files 2016 Form 10-K Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Files 2016 Form 10-K Fourth Quarter 2016 Highlights ? Net revenues increased sequentially by 2% to $33.2 million, compared to third quarter 2016 net revenues of $32.5 million, and increased |
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| August 16, 2017 |
FENX / Fenix Parts, Inc. 10-K (Annual Report) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-37382 FENIX PARTS, INC. (Exact name of Registr |
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| August 16, 2017 |
Stock Option Agreement (Nonstatutory Stock Option) Exhibit 10.66# Kent Robertson NSO Stock Option Agreement (Nonstatutory Stock Option) Subject to the following terms, Fenix Parts, Inc., a Delaware corporation (the “Company”), grants to Kent Robertson (“Grantee”) on January 6, 2017 (the “Grant Date”) a nonstatutory stock option (the “Option”) to purchase 76,531 shares of the Company’s common stock, par value $.001 per share (the “Option Shares”), |
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| August 16, 2017 |
DIRECTOR COMPENSATION POLICY As Restated and Adopted By the Board of Directors on August 29, 2016 Exhibit 10.9 DIRECTOR COMPENSATION POLICY As Restated and Adopted By the Board of Directors on August 29, 2016 This Director Compensation Policy describes Fenix Parts’ policies with respect to compensating the directors of Fenix Parts. All of our directors will be reimbursed for reasonable out-of-pocket expenses incurred in attending meetings of the board of directors or the committees thereof, an |
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| August 16, 2017 |
AMENDMENT NO. 1 TO FORBEARANCE AGREEMENT AMENDMENT NO. 1 TO FORBEARANCE AGREEMENT This AMENDMENT NO. 1 TO FORBEARANCE AGREEMENT (this "Agreement") is entered into as of June 23, 2017 by and among Fenix Parts, Inc., a Delaware corporation (the "U.S. Borrower"), Fenix Parts Canada, Inc., a Canadian corporation (the "Canadian Borrower" and, together with the U.S. Borrower, the "Borrowers" and individually a "Borrower"), the direct and indir |
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| August 16, 2017 |
EXHIBIT 21 SUBSIDIARIES Name Jurisdiction of Organization Percentage Ownership Don’s Automotive Mall, Inc. |
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| August 16, 2017 |
Stock Option Agreement (Nonstatutory Stock Option) Exhibit 10-67# Scott Pettit NSO Stock Option Agreement (Nonstatutory Stock Option) Subject to the following terms, Fenix Parts, Inc. |
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| August 15, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 15, 2017 FENIX PARTS, INC. |
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| August 15, 2017 |
Fenix Parts Announces Form 10-Q Filing Extension EX-99.1 2 fenixparts8152017filingext.htm EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Announces Form 10-Q Filing Extension WESTCHESTER, IL - August 15, 2017 - Fenix Parts, Inc. (Pink Sheets: FENX), a leading recycler and reseller of original e |
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| July 7, 2017 |
FENX / Fenix Parts, Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 3)* Fenix Parts, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 31446L100 (CUSIP Number) 6/30/17 (Date of Event Which Requires Filing of this Statement) Ch |
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| June 28, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 23, 2017 FENIX PARTS, INC. |
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| June 28, 2017 |
Fenix Parts Provides Update on Nasdaq Listing and Forbearance Agreement EX-99..1 2 pressrelease6282017.htm EXHIBIT 99..1 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Provides Update on Nasdaq Listing and Forbearance Agreement WESTCHESTER, IL - June 28, 2017 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler an |
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| May 31, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 30, 2017 FENIX PARTS, INC. |
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| May 31, 2017 |
Fenix Parts Receives Nasdaq Filing Extension EX-99.1 2 pressrelease3312017.htm EXHIBIT 99.1 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Receives Nasdaq Filing Extension WESTCHESTER, IL - May 31, 2017 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipme |
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| May 18, 2017 |
Fenix Parts Receives Letter from Nasdaq Relating to its Delayed First Quarter 10-Q Filing EX-99.1 2 pressrelease5182017.htm EXHIBIT 99.1 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Receives Letter from Nasdaq Relating to its Delayed First Quarter 10-Q Filing WESTCHESTER, IL - May 18, 2017 - Fenix Parts, Inc. (Nasdaq: FENX) announc |
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| May 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 17, 2017 FENIX PARTS, INC. |
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| May 16, 2017 |
Fenix Parts Announces Form 10-Q Filing Extension Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Announces Form 10-Q Filing Extension WESTCHESTER, IL - May 16, 2017 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufacturer (?OEM?) automotive |
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| May 16, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 16, 2017 FENIX PARTS, INC. |
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| May 16, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: March 31, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| April 5, 2017 |
Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Receives Positive Nasdaq Listing Determination Receives Expected Delinquency Notice for the 2016 Form 10-K WESTCHESTER, IL - April 5, 2017 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and |
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| April 5, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 4, 2017 FENIX PARTS, INC. |
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| April 3, 2017 |
Fenix Parts Announces Form 10-K Filing Extension Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Announces Form 10-K Filing Extension WESTCHESTER, IL - April 3, 2017 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufacturer (?OEM?) automotive |
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| April 3, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 form8-k3312017nt201610k.htm 8-K 03.31.2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 3, 2017 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jur |
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| April 3, 2017 |
NT 10-K 1 fenx-20161231xntx10k.htm NT 10-K 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): xForm 10-K oForm 20-F oForm 11-K oForm 10-Q oForm N-SAR oForm N-CSR For Period Ended: December 31, 2016 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10 |
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| March 29, 2017 |
Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Files Third Quarter 2016 Form 10-Q, Enters into Forbearance Agreement with Credit Facility Lender, and Engages Stifel, Nicolaus & Co. to Evaluate Strategic Alternatives Third Quarter 2016 Hi |
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| March 29, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 28, 2017 FENIX PARTS, INC. |
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| March 29, 2017 |
Fenix Parts 10-Q (Quarterly Report) Document Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-37382 FENI |
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| March 29, 2017 |
EX-10.2 2 fenx-20160930xex102.htm EXHIBIT 10.2 FORBEARANCE AGREEMENT This FORBEARANCE AGREEMENT (this "Agreement") is entered into as of March 27, 2017 by and among Fenix Parts, Inc., a Delaware corporation (the "U.S. Borrower"), Fenix Parts Canada, Inc., a Canadian corporation (the "Canadian Borrower" and, together with the U.S. Borrower, the "Borrowers" and individually a "Borrower"), the direct |
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| February 21, 2017 |
8-K 1 fenx-20170216x8kx202301901.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 14, 2017 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdi |
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| February 21, 2017 |
Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Files Second Quarter 2016 Form 10-Q Company Receives Nasdaq Listing Letter; To Request Hearing Second Quarter 2016 Highlights ? Net revenues increased sequentially by 6% to $34 . 2 million, |
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| February 21, 2017 |
Fenix Parts 10-Q (Quarterly Report) Document Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-37382 FENIX PAR |
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| February 13, 2017 |
FENX / Fenix Parts, Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 2)* Fenix Parts, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 31446L100 (CUSIP Number) 12/31/16 (Date of Event Which Requires Filing of this Statement) C |
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| February 3, 2017 |
FENX / Fenix Parts, Inc. / ASCEND CAPITAL, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Fenix Parts, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 31446L100 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 24, 2017 |
FENX / Fenix Parts, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 10, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): January 4, 2017 FENIX PARTS, INC. |
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| January 10, 2017 |
Exhibit EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of January 4, 2017 (the ?Effective Date?), between Kent Robertson, an individual (?Employee?), and Fenix Parts, Inc., a Delaware corporation (the ?Company? or ?Employer?). This Agreement hereby supersedes any other employment agreements or understandings, written or oral, between Employer and Employee. |
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| January 10, 2017 |
Exhibit EXHIBIT 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of January 4, 2017 (the ?Effective Date?), between Scott Pettit, an individual (?Employee?), and Fenix Parts, Inc., a Delaware corporation (the ?Company? or ?Employer?). This Agreement hereby supersedes any other employment agreements or understandings, written or oral, between Employer and Employee. 1 |
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| January 10, 2017 |
Exhibit EXHIBIT 10.3 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of January 4, 2017 (the ?Effective Date?), between Art Golden, an individual (?Employee?), and Fenix Parts, Inc., a Delaware corporation (the ?Company? or ?Employer?). This Agreement hereby supersedes any other employment agreements or understandings, written or oral, between Employer and Employee. 1. |
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| November 29, 2016 |
Fenix Parts Receives Letter from Nasdaq Relating to its Delayed Third Quarter 10-Q Filing Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer 708-407-7200 [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Receives Letter from Nasdaq Relating to its Delayed Third Quarter 10-Q Filing WESTCHESTER, IL - November 29, 2016 - Fenix Parts, Inc. (Nasdaq: FENX) announced today that, as exp |
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| November 29, 2016 |
Fenix Parts 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 22, 2016 FENIX PARTS, INC. |
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| November 15, 2016 |
Fenix Parts Receives Nasdaq Acceptance of its Plan to Regain Compliance EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer 708-407-7200 [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Receives Nasdaq Acceptance of its Plan to Regain Compliance WESTCHESTER, IL - November 15, 2016 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment |
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| November 15, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 15, 2016 FENIX PARTS, INC. |
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| November 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: September 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| October 13, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 13, 2016 FENIX PARTS, INC. |
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| October 13, 2016 |
Exhibit At Fenix Parts: Scott Pettit Chief Financial Officer 708-407-7200 scottpettit@fenixparts. |
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| August 23, 2016 |
Fenix Parts Receives Letter From Nasdaq Relating to its Delayed 10-Q Filing EX-99.1 3 fenx-20160823xex991.htm EXHIBIT 99.1 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 [email protected] Fenix Parts Receives Letter From Nasdaq Relating to its Delayed 10-Q Filing WESTCHESTER, IL - August 23, 2016 - Fenix Parts, Inc. (Nasdaq: FENX) announced today that it ha |
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| August 23, 2016 |
Second Amendment to Amended and Restated Multicurrency Credit Agreement and Waiver Exhibit EXHIBIT 10.1 Second Amendment to Amended and Restated Multicurrency Credit Agreement and Waiver This Second Amendment to Amended and Restated Multicurrency Credit Agreement and Waiver (herein, this ?Amendment? ) is entered into on August 19, 2016, and effective as of June 30, 2016, by and among Fenix Parts, Inc., a Delaware corporation (the ?U.S. Borrower? ), Fenix Parts Canada, Inc., a Ca |
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| August 23, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 23, 2016 FENIX PARTS, INC. |
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| August 16, 2016 |
Fenix Parts Announces Form 10-Q Filing Extension Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 Fenix Parts Announces Form 10-Q Filing Extension WESTCHESTER, IL - August 16, 2016 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufacturer (?OEM?) automotive products, announced today that it ha |
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| August 16, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 16, 2016 FENIX PARTS, INC. |
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| August 16, 2016 |
Fenix Parts Announces Form 10-Q Filing Extension Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann 773-497-7575 Fenix Parts Announces Form 10-Q Filing Extension WESTCHESTER, IL - August 16, 2016 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufacturer (?OEM?) automotive products, announced today that it ha |
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| August 16, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 16, 2016 FENIX PARTS, INC. |
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| August 16, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: June 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 16, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: June 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| July 22, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Fenix Parts, Inc. |
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| July 22, 2016 |
Fenix Parts, Inc. Employee Stock Purchase Plan (June 1, 2016) Article 1 Exhibit 4.1 Fenix Parts, Inc. Employee Stock Purchase Plan ( June 1, 2016 ) Article 1 Purpose The purpose of this plan is to encourage employees of Fenix Parts, Inc. (the “Company”) to continue in their employment, and to participate in the Company’s future, by allowing them to purchase shares of the Company’s common stock at a price below the market price of the stock. This plan is intended to be |
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| July 11, 2016 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 11, 2016 FENIX PARTS, INC. |
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| July 11, 2016 |
BDO USA, LLP, a Delaware limited liability partnership, is the U.S. member of BDO International Limited, a UK company limited by guarantee, and forms part of the international BDO network of independent member firms. BDO is the brand name for the BDO network and for each of the BDO Member Firms. 330 North Wabash, Suite 3200 Chicago, IL 60611 Tel: 312-856-9100 Fax: 312-856-1379 www.bdo.com July 11, |
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| June 30, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 28, 2016 FENIX PARTS, INC. |
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| June 30, 2016 |
Fenix Parts Announces First Quarter 2016 Results EX-99.1 2 fenx-20160630xex991.htm PRESS RELEASE DATED JUNE 29, 2016 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces First Quarter 2016 Results First Quarter 2016 Highlights • Net revenues increased sequentially by 9% to $32.8 |
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| June 28, 2016 |
Fenix Parts Announces First Quarter 2016 Results EX-99.1 2 fenx-20160615xex991.htm PRESS RELEASE DATED JUNE 28, 2016 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces First Quarter 2016 Results First Quarter 2016 Highlights • Net revenues increased sequentially by 9% to $32.8 |
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| June 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 28, 2016 FENIX PARTS, INC. |
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| June 28, 2016 |
First Amendment to Amended and Restated Multicurrency Credit Agreement and Waiver EX-10.1 5 fenx20160331xex101.htm EXHIBIT 10.1 EXHIBIT 10.1 First Amendment to Amended and Restated Multicurrency Credit Agreement and Waiver This First Amendment to Amended and Restated Multicurrency Credit Agreement and Waiver (herein, this “Amendment”) is entered into on June 27, 2016, and effective as of March 31, 2016, by and among Fenix Parts, Inc., a Delaware corporation (the “U.S. Borrower” |
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| June 28, 2016 |
Fenix Parts 10-Q (Quarterly Report) Document Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-37382 FENIX PA |
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| June 9, 2016 |
FENX / Fenix Parts, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 25, 2016 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 24, 2016 FENIX PARTS, INC. |
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| May 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 24, 2016 FENIX PARTS, INC. |
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| May 24, 2016 |
Fenix Parts Receives Letter From Nasdaq Relating to its Delayed 10-Q Filing Exhibit EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Receives Letter From Nasdaq Relating to its Delayed 10-Q Filing WESTCHESTER, IL - May 24, 2016 - Fenix Parts, Inc. (Nasdaq: FENX) announced today that, as expected, it received a n |
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| May 23, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 23, 2016 FENIX PARTS, INC. |
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| May 16, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 16, 2016 FENIX PARTS, INC. |
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| May 16, 2016 |
Fenix Parts Announces Form 10-Q Filing Extension EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Form 10-Q Filing Extension WESTCHESTER, IL - May 16, 2016 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufacturer (“OEM”) automotiv |
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| May 16, 2016 |
SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: March 31, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 9, 2016 |
S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Fenix Parts, Inc. |
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| May 9, 2016 |
Exhibit Exhibit 4.1 Fenix Parts, Inc. Amended and Restated 2014 Incentive Stock Plan (Effective January 6, 2015, as amended and restated on July 8, 2015 and on December 1, 2015) Article 1 Purpose The purpose of this plan is to recognize and reward participants for their efforts on the Company?s behalf, to motivate participants by appropriate incentives to contribute to the Company?s attainment of |
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| April 28, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 27, 2016 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| April 27, 2016 |
Fenix Parts, Inc. Employee Stock Purchase Plan ( June 1, 2016 ) Article 1 Exhibit EXHIBIT 1 Fenix Parts, Inc. Employee Stock Purchase Plan ( June 1, 2016 ) Article 1 Purpose The purpose of this plan is to encourage employees of Fenix Parts, Inc. (the ?Company?) to continue in their employment, and to participate in the Company?s future, by allowing them to purchase shares of the Company?s common stock at a price below the market price of the stock. This plan is intended |
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| April 14, 2016 |
Fenix Parts Announces Fourth Quarter and Full Year 2015 Results EX-99.1 2 fenx-20151231xex991.htm PRESS RELEASE DATED APRIL 14, 2016 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Fourth Quarter and Full Year 2015 Results Fourth Quarter 2015 Highlights • Revenues were $30.2 million, including revenue |
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| April 14, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 _ FORM 8-K _ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 14, 2016 _ FENIX PARTS, INC. (Exact name of registrant as specified in its charter) _ |
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| April 14, 2016 |
a2016fenixinvestorpresen Investor Presentation April 2016 1 Safe Harbor Statement FORWARD-LOOKING STATEMENTS Certain statements contained in this presentation are ?forward-looking statements. |
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| April 14, 2016 |
Fenix Parts 10-K (Annual Report) 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-37382 FENIX PARTS, INC. (Exact name of Re |
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| April 14, 2016 |
Amended and Restated Bylaws of Fenix Parts, Inc. Table of Contents EX-3.2 2 fenx-20151231ex32.htm EXHIBIT 3.2 EXHIBIT 3.2 Amended and Restated Bylaws of Fenix Parts, Inc. Table of Contents Article 1 Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article 2 Stockholders 1 2.1 Annual Meeting 1 2.3 Special Meetings 2 2.4 Place of Meetings 2 2.5 Notice of Meetings 2 2.6 Quorum 2 2.7 Voting 3 2.8 Proxies 3 2.9 Voting List 3 2.10 Inspectors 3 2.11 Adjournments 4 |
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| April 14, 2016 |
EX-10.3 4 fenx-20151231xex103.htm EXHIBIT 10.3 EXHIBIT 10.3 [employee name] ISO Stock Option Agreement (Incentive Stock Option Granted Under the Fenix Parts, Inc. 2014 Amended and Restated Incentive Stock Plan) Subject to the following terms, Fenix Parts, Inc., a Delaware corporation (the “Company”), grants to the following employee of the Company (“Grantee”), as of the following grant date (the “ |
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| April 14, 2016 |
EXHIBIT 10.5 [director name] 5.11 NSO Stock Option Agreement (Nonstatutory Stock Option Granted Under Section 5.11 of the Fenix Parts, Inc. 2014 Amended and Restated Incentive Stock Plan) Subject to the following terms, Fenix Parts, Inc., a Delaware corporation (the Company), grants to the following director of the Company (Grantee), as of the following grant date (the Grant Date), a nonstatutory |
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| April 14, 2016 |
EXHIBIT 10.8 DIRECTOR COMPENSATION POLICY This Director Compensation Policy describes Fenix Parts’ policies with respect to compensating the directors of Fenix Parts. All of our directors will be reimbursed for reasonable out-of-pocket expenses incurred in attending meetings of the board of directors or the committees thereof, and for other expenses reasonably incurred in their capacity as directo |
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| April 14, 2016 |
EXHIBIT 10.6 [director name] Non-5.11 NSO Stock Option Agreement (Nonstatutory Stock Option Granted Under the Fenix Parts, Inc. 2014 Amended and Restated Incentive Stock Plan) Subject to the following terms, Fenix Parts, Inc., a Delaware corporation (the “Company”), grants to the following director of the Company (“Grantee”), as of the following grant date (the “Grant Date”), a nonstatutory stock |
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| April 14, 2016 |
EX-10.2 3 fenx-20151231xex102.htm EXHIBIT 10.2 EXHIBIT 10.2 Fenix Parts, Inc. Amended and Restated 2014 Incentive Stock Plan (Effective January 6, 2015, as amended and restated on July 8, 2015 and on December 1, 2015) Article 1 Purpose The purpose of this plan is to recognize and reward participants for their efforts on the Company’s behalf, to motivate participants by appropriate incentives to co |
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| April 14, 2016 |
EX-10.57 10 fenx-20151231xex1057.htm EXHIBIT 10.57 EXHIBIT 10.57 AMENDED AND RESTATED MULTICURRENCY CREDIT AGREEMENT DATED EFFECTIVE AS OF DECEMBER 31, 2015, AMONG FENIX PARTS, INC., FENIX PARTS CANADA, INC., THE GUARANTORS FROM TIME TO TIME PARTY HERETO, THE LENDERS FROM TIME TO TIME PARTY HERETO, AND BMO HARRIS BANK N.A., AS ADMINISTRATIVE AGENT BMO CAPITAL MARKETS, AS SOLE LEAD ARRANGER AND SOL |
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| April 14, 2016 |
Restricted Stock Unit Award (Fenix Parts, Inc. Amended and Restated 2014 Incentive Stock Plan) EXHIBIT 10.7 [employee name] Restricted Stock Unit Award (Fenix Parts, Inc. Amended and Restated 2014 Incentive Stock Plan) Subject to the following terms, Fenix Parts, Inc., a Delaware corporation (the “Company”), grants to the following employee of the Company or one of its subsidiaries (“Grantee”), as of the following grant date (the “Grant Date”), the following number of restricted stock units |
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| April 14, 2016 |
EXHIBIT 21.1 SUBSIDIARIES Name Jurisdiction of Organization Percentage Ownership Don’s Automotive Mall, Inc. New York 100% Eiss Brothers, Inc. New York 100% Gary’s U‑Pull It, Inc. New York 100% Green Oak Investments LLC Delaware 100% Horseheads Automotive Recycling, Inc. New York 100% Leesville Auto Wreckers, Inc. New Jersey 100% Standard Auto Wreckers Inc. New York 100% Jerry Brown, Ltd. New York |
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| April 14, 2016 |
EXHIBIT 10.4 [employee name] NSO Stock Option Agreement (Nonstatutory Stock Option Granted Under the Fenix Parts, Inc. 2014 Amended and Restated Incentive Stock Plan) Subject to the following terms, Fenix Parts, Inc., a Delaware corporation (the “Company”), grants to the following employee of the Company (“Grantee”), as of the following grant date (the “Grant Date”), a nonstatutory stock option (t |
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| April 12, 2016 |
EX-99.1 2 fenx-20160411xex991.htm EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Fourth Quarter and Full Year 2015 Financial Results Release Date and Conference Call Update WESTCHESTER, IL - April 11, 2016 - Fenix Parts, Inc. |
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| April 12, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 11, 2016 FENIX PARTS, INC. |
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| April 4, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 30, 2016 FENIX PARTS, INC. |
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| April 4, 2016 |
EX-10.1 2 fenx-201641xex101.htm EXHIBIT 10.1 EXHIBIT 10.1 AMENDED AND RESTATED MULTICURRENCY CREDIT AGREEMENT DATED EFFECTIVE AS OF DECEMBER 31, 2015, AMONG FENIX PARTS, INC., FENIX PARTS CANADA, INC., THE GUARANTORS FROM TIME TO TIME PARTY HERETO, THE LENDERS FROM TIME TO TIME PARTY HERETO, AND BMO HARRIS BANK N.A., AS ADMINISTRATIVE AGENT BMO CAPITAL MARKETS, AS SOLE LEAD ARRANGER AND SOLE BOOK |
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| March 30, 2016 |
Fenix Parts Announces Form 10-K Filing Extension and Amended Credit Agreement Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Form 10-K Filing Extension and Amended Credit Agreement WESTCHESTER, IL – March 30, 2016 – Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment |
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| March 30, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 30, 2016 FENIX PARTS, INC. |
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| March 30, 2016 |
NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: December 31, 2015 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| February 16, 2016 |
FENX / Fenix Parts, Inc. / CITADEL ADVISORS LLC - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Fenix Parts, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 31446L100 (CUSIP Number) December 31, 2015 Date of Event Which Requires Fil |
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| February 11, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Fenix Parts, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 31446L100 (CUSIP Number) 12/31/15 (Date of Event Which Requires Filing of this Statement) C |
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| February 9, 2016 |
FENX / Fenix Parts, Inc. / ASCEND CAPITAL, LLC Passive Investment Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 3, 2016 |
FENX / Fenix Parts, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 12, 2016 |
EX-99.1 2 d111428dex991.htm EX-99.1 CJS Securities – Investor Conference January 2016 Exhibit 99.1 1 FORWARD-LOOKING STATEMENTS Certain statements contained in this presentation are “forward-looking statements.” We have based these forward-looking statements on our current expectations and projections about future events. However, these forward-looking statements are subject to risks, uncertaintie |
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| January 12, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): January 12, 2016 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commission |
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| November 19, 2015 |
Fenix Parts FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 17, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commi |
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| November 19, 2015 |
Fenix Parts Announces Election of Seth Myones to Board of Directors EX-99.1 2 d90944dex991.htm EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Election of Seth Myones to Board of Directors WESTCHESTER, IL – November 19, 2015 – Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and resell |
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| November 17, 2015 |
NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| November 17, 2015 |
Fenix Parts Announces Third Quarter 2015 Results EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Third Quarter 2015 Results WESTCHESTER, IL - November 16, 2015 - Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufacturer (?OE |
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| November 17, 2015 |
Fenix Parts FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 16, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2015 |
EX-99.1 Investor Presentation November 2015 Exhibit 99.1 1 Safe Harbor Statement FORWARD-LOOKING STATEMENTS Certain statements contained in this presentation are ?forward-looking statements.? We have based these forward-looking statements on our current expectations and projections about future events. However, these forward-looking statements are subject to risks, uncertainties, assumptions and o |
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| November 12, 2015 |
Fenix Parts FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 11, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commi |
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| October 13, 2015 |
Fenix Parts Announces Acquisition of Tri-City Auto Salvage EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Acquisition of Tri-City Auto Salvage WESTCHESTER, IL ? October 9, 2015 ? Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufactu |
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| October 13, 2015 |
EX-2.1 Exhibit 2.1 Execution Copy Stock Purchase Agreement dated as of October 9, 2015 entered into by Fenix Parts, Inc., and Michael Guarglia, Joseph Guarglia Jr., Joseph Guarglia Sr. being all of the shareholders of Tri-City Auto Salvage, Inc. Table of Contents Article 1 Definitions 1 Article 2 The Transaction 1 2.1 Purchase and Purchase Price 1 2.2 Payment of Estimated Purchase Price 1 2.3 Comp |
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| October 13, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 9, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commiss |
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| October 8, 2015 |
EX-2.1 Exhibit 2.1 Execution Copy Stock Purchase Agreement dated as of October 7, 2015 entered into by Fenix Parts, Inc., and Brent R. Butler being the sole shareholder of Butler Auto Sales and Parts, Inc. Table of Contents Article 1 Definitions 1 Article 2 The Transaction 1 2.1 Purchase and Purchase Price 1 2.2 Payment of Estimated Purchase Price 1 2.3 Company Assets 2 2.4. Distributable and Excl |
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| October 8, 2015 |
Fenix Parts FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 7, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commiss |
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| October 8, 2015 |
Fenix Parts Announces Acquisition of Butler Auto Sales and Parts, Inc. EX-99.1 3 d94802dex991.htm EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Acquisition of Butler Auto Sales and Parts, Inc. WESTCHESTER, IL – October 7, 2015 – Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and r |
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| September 28, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 25, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other juris- diction o |
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| September 28, 2015 |
Fenix Parts FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 25, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Comm |
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| September 28, 2015 |
EX-99.1 0 Foundation for Growth Revenue Recycled OEM parts sales and other services (scrap) Cost of Goods Sold Primarily price paid for vehicles at auction Also includes tow-in, vehicle procurement and dismantling costs Operating Expenses Facilities, rent and distribution expense Selling expenses for commissioned sales force General and administrative expenses Depreciation and amortization Growth |
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| September 28, 2015 |
EX-99.1 Investor Presentation September 2015 Exhibit 99.1 1 Safe Harbor Statement FORWARD-LOOKING STATEMENTS Certain statements contained in this presentation are ?forward-looking statements.? We have based these forward-looking statements on our current expectations and projections about future events. However, these forward-looking statements are subject to risks, uncertainties, assumptions and |
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| September 17, 2015 |
Fenix Parts Regains Compliance with Nasdaq Listing Rules EX-99.1 2 d39895dex991.htm EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Regains Compliance with Nasdaq Listing Rules WESTCHESTER, IL – September 16, 2015 – Fenix Parts, Inc. (NASDAQ: FENX), a leading recycler and reseller of |
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| September 17, 2015 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 16, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Comm |
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| September 2, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 2, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other juris- diction of incorporation) (Commissi |
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| September 2, 2015 |
Fenix Parts Announces Second Quarter 2015 Pro Forma Revenue EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Second Quarter 2015 Pro Forma Revenue WESTCHESTER, IL ? September 2, 2015 ? Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufa |
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| August 27, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 25, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commission f |
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| August 27, 2015 |
Fenix Parts Announces Election of J. Michael McFall to Board of Directors EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Election of J. Michael McFall to Board of Directors WESTCHESTER, IL ? August 27, 2015 ? Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipmen |
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| August 26, 2015 |
Fenix Parts Receives Letter From Nasdaq Relating to its Delayed 10-Q Filing EX-99.1 EXHIBIT 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Receives Letter From Nasdaq Relating to its Delayed 10-Q Filing WESTCHESTER, IL ? August 26, 2015 ? Fenix Parts, Inc. (Nasdaq: FENX) announced today that, as expected, it received |
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| August 26, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 20, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commission f |
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| August 19, 2015 |
Fenix Parts FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 14, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commiss |
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| August 19, 2015 |
EX-99.2 Exhibit 99.2 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Provides Form 10-Q Filing Update, Second Quarter 2015 Financial Results Release Date and Conference Call Information WESTCHESTER, IL ? August 18, 2015 ? Fenix Parts, Inc. (Nasdaq: |
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| August 19, 2015 |
Fenix Parts Announces Acquisition of Ocean County Auto Wreckers, Inc. EX-99.1 3 d136624dex991.htm EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Acquisition of Ocean County Auto Wreckers, Inc. WESTCHESTER, IL – August 18, 2015 – Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and r |
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| August 19, 2015 |
EX-10.1 2 d136624dex101.htm EX-10.1 Exhibit 10.1 Execution Copy Stock Purchase Agreement dated as of August 14, 2015 entered into by Fenix Parts, Inc., and Ocean County Auto Wreckers, Inc. and Anthony Zaccaro, Joseph Zaccaro, Cosmo F. Zaccaro, Jr., Jean Ann Cochran, Dolores Morrison and Gerald Gambino being all of the shareholders of Ocean County Auto Wreckers, Inc. 5 Table of Contents Article 1 D |
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| August 14, 2015 |
NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: 6-30-2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 4, 2015 |
EX-99.1 2 d83927dex991.htm EX-99.1 Exhibit 99.1 TABLE OF CONTENTS Page No. Eiss Brothers, Inc. Unaudited Condensed Consolidated Balance Sheets as of March 31, 2015 and December 31, 2014 2 Unaudited Condensed Consolidated Statements of Operations for the three months ended March 31, 2015 and 2014 3 Unaudited Condensed Consolidated Statements of Shareholders’ Equity for the three months ended March |
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| August 4, 2015 |
UNAUDITED PRO FORMA FINANCIAL STATEMENTS EX-99.2 Exhibit 99.2 UNAUDITED PRO FORMA FINANCIAL STATEMENTS The accompanying unaudited pro forma financial statements have been prepared in accordance with guidelines specified by Article 11 of Regulation S-X. Specifically, the accompanying unaudited pro forma balance sheet as of March 31, 2015, has been prepared as if the initial public offering, new credit facility borrowings, the contemplated |
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| August 4, 2015 |
Financial Statements and Exhibits Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 19, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorp |
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| July 9, 2015 |
EX-10.1 Exhibit 10.1 Mr. Arthur F. Golden c/o Fenix Parts, Inc. One Westbrook Corporate Center Suite 920 Westchester, Illinois 60154 Dear Art: I?m pleased to extend this formal offer for you to join Fenix Parts, Inc. as its Executive Vice President and Chief Operating Officer. Your employment will be effective as of July 9, 2015. You will report directly to me. Your annual base salary will be $250 |
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| July 9, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 9, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other juris- diction of incorporation) (Commission fi |
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| June 17, 2015 |
EX-17.2 Exhibit 17.2 June 11, 2015 Kent Robertson, President and CEO Fenix Parts, Inc. One Westbrook Corporate Center, Suite 920 Westchester, IL 60154 Dear Kent: I have recently become aware of a potential legal issue that has arisen between Stericycle, Inc., Fenix Parts, Inc., and yourself as an individual and former employee of Stericycle. Regrettably, this legal dispute creates a conflict situa |
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| June 17, 2015 |
Fenix Parts 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 11, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commission fil |
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| June 17, 2015 |
Fenix Parts Announces Anticipated Management Additions, Board Member Changes EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Anticipated Management Additions, Board Member Changes WESTCHESTER, IL ? June 17, 2015 ? Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipme |
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| June 17, 2015 |
EX-17.1 Exhibit 17.1 June 11, 2015 Kent Robertson, President and CEO Fenix Parts, Inc. One Westbrook Corporate Center, Suite 920 Westchester, IL 60154 Dear Kent: I have recently become aware of a potential legal issue that has arisen between Stericycle, Inc., Fenix Parts, Inc., and yourself as an individual and former employee of Stericycle. Regrettably, this legal dispute creates a conflict situa |
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| June 8, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Fenix Parts, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 31446L100 (CUSIP Number) 5/31/15 (Date of Event Which Requires Filing of this Statement) Che |
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| May 26, 2015 |
EX-99.1 Exhibit 99.1 At Fenix Parts: Scott Pettit Chief Financial Officer [email protected] Investor and Media Inquiries: Chris Kettmann Clermont Partners 312-690-6002 [email protected] Fenix Parts Announces Exercise of Over-Allotment Option WESTCHESTER, IL ? May 22, 2015 ? Fenix Parts, Inc. (Nasdaq: FENX), a leading recycler and reseller of original equipment manufacturer (?OEM? |
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| May 26, 2015 |
EX-10.1 2 d930527dex101.htm EX-10.1 Exhibit 10.1 MULTICURRENCY CREDIT AGREEMENT DATED AS OF MAY 19, 2015 AMONG FENIX PARTS, INC., FENIX PARTS CANADA, INC., THE GUARANTORS FROM TIME TO TIME PARTY HERETO, THE LENDERS FROM TIME TO TIME PARTY HERETO, AND BMO HARRIS BANK N.A., AS ADMINISTRATIVE AGENT BMO CAPITAL MARKETS, AS SOLE LEAD ARRANGER AND SOLE BOOK RUNNER TABLE OF CONTENTS SECTION HEADING PAGE |
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| May 26, 2015 |
Fenix Parts FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 19, 2015 FENIX PARTS, INC. (Exact name of registrant as specified in its charter) Delaware 001-37382 46-4421625 (State or other jurisdiction of incorporation) (Commission |
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| May 21, 2015 |
FENX / Fenix Parts, Inc. / CITADEL ADVISORS LLC - SCHEDULE 13G Passive Investment SC 13G 1 v411383sc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* Fenix Parts, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 31446L100 (CUSIP Number) May 19, 2015 |
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| May 21, 2015 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of Fenix Parts, Inc., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of each of the undersi |
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| May 15, 2015 |
12,000,000 Shares Common Stock $8.00 Per Share 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-203296 Prospectus 12,000,000 Shares Common Stock $8.00 Per Share Fenix Parts, Inc. was founded in January 2014 to acquire eight companies engaged in the recycling and resale of automotive products and has conducted no recycling or resale operations to date. This is the initial public offering of our common stock. Prior t |
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| May 14, 2015 |
12,000,000 Shares Common Stock $8.00 Per Share FWP 1 d763482dfwp.htm FWP Issuer Free Writing Prospectus dated May 14, 2015 Relating to Preliminary Prospectus dated May 1, 2015 Filed Pursuant to Rule 433 Registration Nos. 333-203296 and 333-204151 12,000,000 Shares Common Stock $8.00 Per Share This free writing prospectus relates only to the shares of common stock described below and should be read together with the preliminary prospectus, subj |
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| May 14, 2015 |
S-1MEF As filed with the Securities and Exchange Commission on May 14, 2015 Registration No. |
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| May 12, 2015 |
FENIX PARTS, INC. Recent Developments FWP Issuer Free Writing Prospectus dated May 12, 2015 Relating to Preliminary Prospectus dated May 1, 2015 Filed Pursuant to Rule 433 Registration No. |
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| May 11, 2015 |
CORRESP ONE WESTBROOK CORPORATE CENTER, SUITE 920 WESTCHESTER, ILLINOIS 60154 Tel: (630) 480-6413 May 11, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| May 11, 2015 |
Underwriter Acceleration Request May 11, 2015 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| May 8, 2015 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 Fenix Parts, Inc. |
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| May 7, 2015 |
[ ] Shares FENIX PARTS, INC. COMMON STOCK UNDERWRITING AGREEMENT Exhibit 1.1 [ ] Shares FENIX PARTS, INC. COMMON STOCK UNDERWRITING AGREEMENT [ ], 2015 BMO Capital Markets Corp. Stifel, Nicolaus & Company, Incorporated As Representatives of the Several Underwriters c/o BMO Capital Markets Corp. 3 Times Square New York, New York 10036 and c/o Stifel, Nicolaus & Company, Incorporated 787 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Fenix Parts, I |
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| May 7, 2015 |
EX-4.1 3 d763482dex41.htm EX-4.1 Exhibit 4.1 |
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| May 7, 2015 |
Fenix Parts AMENDMENT NO. 3 TO FORM S-1 Amendment No. 3 to Form S-1 As filed with the Securities and Exchange Commission on May 7, 2015. Registration No. 333-203296 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Fenix Parts, Inc. (Exact name of Registrant as specified in its charter) Delaware 5010 46-4421625 (State or other jurisdiction of inc |
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| May 7, 2015 |
EX-4.5 Exhibit 4.5 Registration Rights Agreement This Registration Rights Agreement (the ?Agreement?) is entered into as of April 10, 2015 by Fenix Parts, Inc., a Delaware corporation (?Fenix?), and the parties listed on Appendix A attached hereto (each a ?Shareholder? and together the ?Shareholders?), and any other Person who invests in the Bridge Financing, from time to time, and executes an Ins |
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| May 1, 2015 |
Fenix Parts AMENDMENT NO. 2 TO FORM S-1 Amendment No. 2 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on May 1, 2015. Registration No. 333-203296 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Fenix Parts, Inc. (Exact name of Registrant as specified in its charter) Delaware 5010 46-4421625 (State or other j |
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| May 1, 2015 |
CORRESP Direct Dial: 847-607-0106 Craig P. Colmar [email protected] May 1, 2015 United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E.; Mail Stop 3561 Washington, D.C. 20549 Attention: Ms. Anne Nguyen Parker, Assistant Director Re: Fenix Parts, Inc. Registration Statement on Form S-1 Filed April 8, 2015 File No. 333-203296 Ladies and Gentlemen: On beha |
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| April 29, 2015 |
CORRESP Direct Dial: 847-607-0106 Craig P. Colmar [email protected] April 29, 2015 Via EDGAR and Overnight Delivery United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E.; Mail Stop 3561 Washington, D.C. 20549 Attention: Ms. Anne Nguyen Parker, Assistant Director Re: Fenix Parts, Inc. Amendment No. 2 to Registration Statement on Form S-1 File No. 333-2 |
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| April 23, 2015 |
S-1/A 1 d763482ds1a.htm S-1/A Table of Contents As filed with the Securities and Exchange Commission on April 23, 2015. Registration No. 333-203296 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Fenix Parts, Inc. (Exact name of Registrant as specified in its charter) Delaware 5010 46-4421625 (State or ot |
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| April 10, 2015 |
CORRESP Direct Dial: 847-607-0106 Craig P. Colmar [email protected] April 10, 2015 United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E.; Mail Stop 3561 Washington, D.C. 20549 Attention: Ms. Anne Nguyen Parker, Assistant Director Re: Fenix Parts, Inc. Registration Statement on Form S-1 Filed April 8, 2015 File No. 333-203296 Ladies and Gentlemen: On b |
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| April 8, 2015 |
Form S-1 Table of Contents As filed with the Securities and Exchange Commission on April 8, 2015. |
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| March 26, 2015 |
CORRESP Table of Contents Confidential Draft and Submission No. 2 as confidentially submitted to the Securities and Exchange Commission on March 26, 2015. This draft registration statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains confidential. Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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| March 26, 2015 |
March 26, 2015 United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| December 5, 2014 |
Noncompetition and Confidentiality Agreement (W. Kent Robertson) EX-10.4 Exhibit 10.4 Mr. W. Kent Robertson c/o Fenix Parts, Inc. 12901 SW 132 Avenue Miami, Florida 33186 Dear Kent: I’m pleased to extend this formal offer for you to join Fenix Parts, Inc. as its Chief Executive Officer. Your employment will be effective as of, and is contingent upon, the closing of Fenix’s IPO. You will report to the Board of Directors. Your compensation will consist of two ele |
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| December 5, 2014 |
EX-10 10 filename10.htm Exhibit 10.7 , 2014 Mr. David Gold 1216 Sewells Rd. Toronto, Ontario M1X 1S1 Canada Dear David: I am pleased that you have accepted the role as President-Canadian Operations, effective upon the closing of the combination agreements among the founding companies of Fenix Parts, Inc. (“Fenix”) and the Fenix IPO. In this position, you will have an integral role in the success o |
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| December 5, 2014 |
EX-10.16 Exhibit 10.16 Amended and Restated Combination Agreement entered into by Fenix Parts, Inc., Fenix Parts Canada, Inc., David A. Gold and Kenneth L. Gold And Goldy Metals Incorporated, End of Life Vehicles Inc., Goldy Metals (Ottawa) Incorporated and 2434861 Ontario Inc. November 10, 2014 Table of Contents ARTICLE 1 DEFINITIONS 2 ARTICLE 2 THE TRANSACTION 2 2.1 Consideration for Purchased B |
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| December 5, 2014 |
Indemnification Agreement (name of indemnitee) EX-10.1 Exhibit 10.1 Indemnification Agreement (name of indemnitee) This Agreement is entered into by Fenix Parts, Inc., a Delaware corporation (the “Company”), and [name of indemnitee] (the “Indemnitee”), as of [—], 2014. Background: A. The potential liabilities and cost of defense of lawsuits filed against corporate officers, directors, employees and agents in connection with the performance of |
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| December 5, 2014 |
Noncompetition and Confidentiality Agreement (Scott Pettit) Exhibit 10.5 Mr. Scott Pettit c/o Fenix Parts, Inc. 12901 SW 132 Avenue Miami, Florida 33186 Dear Scott: I’m pleased to extend this formal offer for you to join Fenix Parts, Inc. as its Chief Financial Officer. Your employment will be effective as of, and is contingent upon, the closing of Fenix’s IPO. You will report directly to me. Your compensation will consist of two elements: salary and bonus |
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| December 5, 2014 |
EX-10.8 Exhibit 10.8 Execution Copy Combination Agreement entered into by Fenix Parts, Inc., Donald Beagell, Jr., Cynthia Howard, Gregory Beagell and Michael Colsten and Don’s Automotive Mall, Inc. August 27, 2014 Table of Contents Article 1 Definitions 1 Article 2 The Transaction 2 2.1 Consideration for Shares of Company Stock 2 2.2 Company Indebtedness 2 2.3 Estimated Working Capital 2 2.4 Accou |
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| December 5, 2014 |
EX-10.12 Exhibit 10.12 Execution Copy Combination Agreement entered into by Fenix Parts, Inc., Bonita Beagell, Cynthia Howard, Gregory Beagell, Randy Howard, Michael Colsten, Leatrice Colsten, Darcy Beagell and Jessica Phillips and Horseheads Automotive Recycling, Inc. August 27, 2014 Table of Contents Article 1 Definitions 1 Article 2 The Transaction 2 2.1 Consideration for Shares of Company Stoc |
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| December 5, 2014 |
EX-10.13 Exhibit 10.13 Execution Copy Combination Agreement entered into by Fenix Parts, Inc., Larry Brown and Stephen Brown and Jerry Brown, Ltd. September 30, 2014 Table of Contents Article 1 Definitions 1 Article 2 The Transaction 2 2.1 Consideration for Shares of Company Stock 2 2.2 Company Indebtedness 2 2.3 Estimated Working Capital 2 2.4 Accounts Receivable 3 2.5 Capital Expenditures 4 2.6 |
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| December 5, 2014 |
EX-10.9 Exhibit 10.9 Execution Copy Combination Agreement entered into by Fenix Parts, Inc., Mark Eiss, John Eiss and Timothy Eiss and Eiss Brothers, Inc. August 11, 2014 Table of Contents Article 1 Definitions 1 Article 2 The Transaction 2 2.1 Consideration for Shares of Company Stock 2 2.2 Company Indebtedness 2 2.3 Estimated Working Capital 2 2.4 Accounts Receivable 3 2.5 Capital Expenditures 4 |
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| December 5, 2014 |
EX-2.1 Exhibit 2.1 Registration Rights Agreement This Registration Rights Agreement (the “Agreement”) is entered into as of [—], 2014 by Fenix Parts, Inc., a Delaware corporation (“Fenix”), and , , and (each a “Shareholder” and together the “Shareholders”). Background: A. Concurrently with entering into this Agreement, Fenix, the Shareholders and (the “Company”) have closed their Combination Agree |
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| December 5, 2014 |
EX-10 14 filename14.htm Exhibit 10.11 Execution Copy Combination Agreement entered into by Fenix Parts, Inc., Brian Shell, Jason Finley, Adam Mervis, Mervis 2006, LLC, and Michael Stanley and Green Oak Investments LLC dba GO Auto Recycling August 14, 2014 Table of Contents Article 1 Definitions 1 Article 2 The Transaction 2 2.1 Consideration for Company Limited Liability Company Interests 2 2.2 Co |
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| December 5, 2014 |
EX-3 4 filename4.htm Exhibit 3.1 State of Delaware Secretary of State Division of Corporations Delivered 12:07 PM 01/02/2014 FILED 12:07 PM 01/02/2014 State of Delaware SRV 140001708 - 5459403 FILE Certificate of Incorporation First: The name of the Corporation is Fenix Parts, Inc. Second: Its registered agent office in the State of Delaware is to be located at 1209 Orange Street, in the City of W |
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| December 5, 2014 |
Exhibit 10.14 Execution Copy Combination Agreement entered into by Fenix Parts, Inc., John J. Brennan and Leesville Auto Wreckers, Inc. August 18, 2014 Table of Contents Article 1 Definitions 1 Article 2 The Transaction 2 2.1 Consideration for Shares of Company Stock 2 2.2 Company Indebtedness 2 2.3 Estimated Working Capital 2 2.4 Accounts Receivable 3 2.5 Capital Expenditures 4 2.6 Other Closing |
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| December 5, 2014 |
Fenix Parts, Inc. 2014 Incentive Stock Plan Article 1 Exhibit 10.2 Fenix Parts, Inc. 2014 Incentive Stock Plan Article 1 Purpose The purpose of this plan is to recognize and reward participants for their efforts on the Company’s behalf, to motivate participants by appropriate incentives to contribute to the Company’s attainment of its performance objectives, and to align participants’ interests with those of the Company’s other stockholders through c |
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| December 5, 2014 |
Bylaws Fenix Parts, Inc. (the “Corporation”) Article 1. Offices EX-3.3 Exhibit 3.3 Bylaws of Fenix Parts, Inc. (the “Corporation”) Article 1. Offices 1.1 Registered Office. The Corporation’s registered office in the State of Delaware shall be located at 1209 Orange Street, in the City of Wilmington, County of Newcastle, Zip Code 19810, and its registered agent shall be The Corporation Trust Company. The Corporation’s registered office and registered agent may |
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| December 5, 2014 |
FENX / Fenix Parts, Inc. DRS - - DRS Table of Contents As confidentially submitted to the Securities and Exchange Commission on December 4, 2014. |
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| December 5, 2014 |
EX-10.10 Exhibit 10.10 EXECUTION COPY Combination Agreement entered into by Fenix Parts, Inc., Gary A. Beagell, Linda Beagell and Steve Barkwell and Gary’s U-Pull It, Inc. August 26, 2014 Table of Contents Article 1 Definitions 1 Article 2 The Transaction 2 2.1 Consideration for Shares of Company Stock 2 2.2 Company Indebtedness 2 2.3 Estimated Working Capital 2 2.4 Accounts Receivable 3 2.5 Capit |
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| December 5, 2014 |
Exhibit 2.2 Registration Rights Agreement This Registration Rights Agreement (the “Agreement”) is entered into as of , 2014 by Fenix Parts, Inc., a Delaware corporation (“Fenix”) and Goldy Metals Incorporated, an Ontario corporation (“Goldy Metals”, and Goldy Metals (Ottawa) Inc., an Ontario corporation (“Goldy Ottawa” and, together with Goldy Metals, the “Corporate Shareholders”). Background: A. |
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| December 5, 2014 |
EX-10.15 Exhibit 10.15 Execution Copy Combination Agreement entered into by Fenix Parts, Inc., David A. Gold and Kenneth L. Gold and Goldy Metals Incorporated, Goldy Metals Holdings Inc., and Standard Auto Wreckers, Inc. September 24, 2014 Table of Contents Article 1 Definitions 1 Article 2 The Transaction 2 2.1 Consideration for Shares of Company Stock 2 2.2 Company Indebtedness 2 2.3 Estimated W |
