EVIO / EVIO, Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

EVIO INC. 2654 W. Horizon Ridge Pkwy Suite B5-208 Henderson, FL 89052 May 19, 2022

EVIO INC. 2654 W. Horizon Ridge Pkwy Suite B5-208 Henderson, FL 89052 May 19, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Trade and Services Attn: Jennie Beysolow and Donald Field Re: EVIO, Inc. Offering Statement on Form 1-A File No. 024-11853 Ladies and Gentlemen: In accordance with Rule 259 under the Securities Act of 1933, as amended, EVIO Inc.,

SUBSCRIPTION AGREEMENT EVIO, Inc. NOTICE TO INVESTORS

EX1A-4 SUBS AGMT.1 5 evioex41.htm FORM OF SUBSCRIPTION AGREEMENT EXHIBIT 4.1 SUBSCRIPTION AGREEMENT EVIO, Inc. NOTICE TO INVESTORS The securities of EVIO, Inc., a Colorado corporation (the “Company”), to which this Subscription Agreement relates, represent an investment that involves a high degree of risk, suitable only for persons who can bear the economic risk for an indefinite period of time an

BY-LAWS EVIO, INC. SECTION 1 Certification of Incorporation

EXHIBIT 2.2 BY-LAWS OF EVIO, INC. SECTION 1 Certification of Incorporation 1.1. The nature of the business or purposes of the corporation shall be as set forth in its certificate of incorporation. These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the management of the business and conduct of the affairs of the corporation shall be subjec

FOURTH AMENDMENT THE AMENDED AND RESTATED ARTICLES OF INCORPORATION EVIO, INC.

EX1A-2A CHARTER.1 3 evioex21.htm AMENDED AND RESTATED ARTICLES OF INCORPORATION EXHIBIT 2.1 FOURTH AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION OF EVIO, INC. EVIO, Inc., a Colorado corporation, having its principal office at 2654 W. Horizon Ridge Pkwy B5-208, Henderson, NV 89052 (hereinafter referred to as the “Corporation”) herby certifies to the Secretary of State of Colorado

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A Dated APRIL 5, 2022 REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933

File No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1-A Dated APRIL 5, 2022 REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State of other jurisdiction of incorporation or organization) 2654 W. Horizon Ridge Parkway, Ste B5-208 Henderson, NV 89052 Phone: (702) 748-9944 (Add

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0167 Expires: July 31, 2024 Estimated average burden hours per response . . . . . 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)2)) ? Definitive Information Statement EVIO, INC. (Name of Registrant as Spe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)2)) ? Definitive Information Statement EVIO, INC. (Name of Registrant as Spe

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 12, 2021 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (I

Press Release - EVIO, Inc. Enters into Letter of Intent to Acquire Leading Edge Pharms, Inc.

EXHIBIT 10.1 EVIO, Inc. Enters into Letter of Intent to Acquire Leading Edge Pharms, Inc. NEWS PROVIDED BY EVIO Inc. Jul 12, 2021, 13:09 ET HENDERSON, Nev., July 12, 2021 /PRNewswire/ - EVIO Inc. (OTC: EVIO) is pleased to announce that is has entered into a Letter of Intent to acquire Leading Edge Pharms, Inc. (LEP) of Henderson, Nevada. LEP is a biotechnology company focused on the research, deve

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Regulation FD Disclosure -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 4, 2021 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number)

Completion of Acquisition or Disposition of Assets, Regulation FD Disclosure -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 2, 2021 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 31, 2020 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)2)) [X] Definitive Information Statement EVIO, INC. (Name of Registrant

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)2)) [ ] Definitive Information Statement EVIO, INC. (Name of Registrant

Entry into a Material Definitive Agreement, Other Events -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 17, 2020 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number

Entry into a Material Definitive Agreement, Regulation FD Disclosure, Other Events -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 8, 2020 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Exa

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Ex

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 6, 2020 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (IR

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2020 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (I

Form of $825,930 exchange agreement, Dated 7/1/19

Exhibit 4.12 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of July 1, 2019, is entered into by and among Evio, Inc., a Colorado corporation (the “Company”), and Gemini Special Opportunities Fund, LP (the “Holder”). W I T N E S S E T H: WHEREAS, the Company issued to the Holder two notes, (i) a certain $585,000 Secured Convertible Note dated on September 13, 2018 (as amende

Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Exact nam

Form of $70.9k promissory note, Dated 3/15/19

Exhibit 4.8 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $70,912

Form of $70.9k promissory note, Dated 3/15/19

Exhibit 4.11 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $70,91

EVIO Inc. Bylaws

Exhibit 3.15 BY-LAWS OF EVIO, INC. SECTION 1 Certification of Incorporation 1.1. The nature of the business or purposes of the corporation shall be as set forth in its certificate of incorporation. These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the management of the business and conduct of the affairs of the corporation shall be subje

Form of $70.9k promissory note, Dated 3/15/19

Exhibit 4.10 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $70,91

Code of Business Conduct and Ethics

Exhibit 14.1 CODE OF BUSINESS CONDUCT AND ETHICS EVIO, INC. I. INTRODUCTION. EVIO, Inc. together with all of its subsidiaries (the “Company”) seeks at all times to conduct its business in accordance with the highest standards of ethical conduct and in compliance with all laws, rules and regulations. This Code of Business Conduct and Ethics (the “Code”) governs the business decisions made and actio

Form of $265k promissory note, Dated 2/4/19

Exhibit 4.5 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $265,00

Form of $131k promissory note, Dated 2/5/19

Exhibit 4.6 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $131,25

Form of $131k promissory note, Dated 1/14/19

Exhibit 4.4 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $131,25

Form of $105k promissory note, Dated 12/27/18

Exhibit 4.3 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $105,00

Form of $222.6k promissory note, Dated 11/15/18

Exhibit 4.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $222,60

Form of $110k promissory note, Dated 8/30/19

Exhibit 4.17 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR

Form of $220k promissory note, Dated 10/2/18

Exhibit 4.1 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS PROMISSORY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUAN

Form of $825,930 exchange promissory note, Dated 7/1/19

Exhibit 4.13 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU

Form of $33.1k promissory note, Dated 8/8/19

Exhibit 4.14 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $33,09

Form of $33.1k promissory note, Dated 8/8/19

Exhibit 4.15 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $33,09

Form of $100k promissory note, Dated 8/29/19

Exhibit 4.16 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR

Form of $580K exchange promissory note, Dated 2/8/19

Exhibit 4.7 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST

Form of $70.9k promissory note, Dated 3/15/19

EX-4.9 11 ex4-9.htm Exhibit 4.9 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2020 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (IR

Amendment to Employment Agreement between EVIO Inc. and William Waldrop dated as of January 15, 2020

AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement is made and effective as of January 15, 2020, by and between William.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2020 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 (Commission File No.) 47-1890509 (

Amendment to Employment Agreement between EVIO Inc. and Anthony Smith dated as of January 15, 2020

AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement is made and effective as of January 15, 2020, by and between Anthony R.

Amendment to Employment Agreement between EVIO Inc. and Lori Glauser dated as of January 15, 2020

AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement is made and effective as of January 15, 2020, by and between Lori J.

EVIO / EVIO, Inc. NT 10-K - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 20, 2019 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number

Membership Interest Purchase Agreement with Green Analytics

Loan Agreement between Viridis and Green Analytics

EVIO / EVIO, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Exa

EVIO / EVIO, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Ex

EVIO / EVIO, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Exa

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 27, 2019 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number)

Form of $33k promissory note, Dated 8-8-19

EXHIBIT 4.29 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $33,09

Articles of Amendment to Certificate of Designation Series B Preferred Stock, dated July 18, 2017

EXHIBIT 3.10

Form of $265k promissory note, Dated 2-4-19

EXHIBIT 4.28 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $265,0

Form of $330k promissory note, Dated 8-1-18

EXHIBIT 4.20 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS PROMISSORY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUA

Form of $76k promissory back end note, Dated 5-18-16

EXHIBIT 4.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $76,650.00 SIGNA

Form of $125k promissory note, Dated 3-2-17

EXHIBIT 4.5 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $125,00

Form of $76k promissory note, Dated 9-19-16

EXHIBIT 4.12 Note: May 19, 2016 NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMEN

Articles of Amendment to Certificate of Designation Series D Preferred Stock, dated July 18, 2017

EXHIBIT 3.9

Articles of Amendment to Certificate of Designation Series C Preferred Stock, dated July 18, 2017

EXHIBIT 3.8

Articles of Amendment to Certificate of Designation Series B Preferred Stock, dated July 18, 2017

EXHIBIT 3.7

EVIO / EVIO, Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-12350 EVIO, INC. (Exact name of r

Articles of Amendment to Articles of Incorporation, dated March 23, 2016

EXHIBIT 3.6

Form of $76k promissory note, Dated 3-21-16

EXHIBIT 4.11 Exchange Note: March 21, 2016 THIS 0% CONVERTIBLE NOTE IS ISSUED IN EXCHANGE FOR CERTAIN DEBTS OWED TO ST. GEORGE INVESTMENTS, LLC ON OR BEFORE MARCH 21, 2016 BY THE COMPANY. FOR PURPOSES OF RULE 144, THIS NOTE SHALL BE DEEMED TO HAVE BEEN ISSUED ON JULY 23, 2015. NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECU

Form of $62k promissory note, Dated 9-6-18

EXHIBIT 4.23

Form of $76k promissory note, Dated 8-16-16

EXHIBIT 4.3 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $76,650

Form of $33k promissory note, Dated 8-8-19

EXHIBIT 4.30 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $33,09

Form of $27k promissory note, Dated 3-21-16

EXHIBIT 4.10 Note: March 21, 2016 NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT“), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEM

EVIO Inc. Bylaws

EXHIBIT 3.15 BY-LAWS OF EVIO, INC. SECTION 1 Certification of Incorporation 1.1. The nature of the business or purposes of the corporation shall be as set forth in its certificate of incorporation. These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the management of the business and conduct of the affairs of the corporation shall be subje

Form of $76k promissory back end note, Dated 8-18-16

EXHIBIT 4.4 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $76,650.00 SIGNA

Form of $275k promissory back end note, Dated 8-14-17

EXHIBIT 4.8 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $275,60

Form of $45k promissory note, Dated 5-23-16

EXHIBIT 4.9 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $45,000

Articles of Amendment to Articles of Incorporation, dated March 24, 2004

EXHIBIT 3.2

First Amendment to Amended and Restated Articles of Incorporation, dated August 31, 2017

EXHIBIT 3.13

Form of $220K promissory note, Dated 7-2-18

EXHIBIT 4.18 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS PROMISSORY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUA

Form of $275k promissory note, Dated 8-14-17

EXHIBIT 4.16 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $275,6

Articles of Amendment to Articles of Incorporation, dated January 19, 2005

EXHIBIT 3.3

Articles of Amendment to Certificate of Designation Series D Preferred Stock, dated July 18, 2017

EXHIBIT 3.12

Articles of Amendment to Certificate of Designation Series C Preferred Stock, dated July 18, 2017

EX-3.11 12 evioex311a.htm ARTICLES OF AMENDMENT EXHIBIT 3.11

Code of Business Conduct and Ethics

EXHIBIT 14.1 CODE OF BUSINESS CONDUCT AND ETHICS EVIO, INC. I. INTRODUCTION. EVIO, Inc. together with all of its subsidiaries (the "Company") seeks at all times to conduct its business in accordance with the highest standards of ethical conduct and in compliance with all laws, rules and regulations. This Code of Business Conduct and Ethics (the “Code”) governs the business decisions made and actio

Articles of Incorporation dated October 1, 2002

EXHIBIT 3.1

Articles of Amendment to Articles of Incorporation, dated September 18, 2014

EXHIBIT 3.4

Form of $125k promissory note, Dated 3-02-17

EXHIBIT 4.13 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $125,0

Form of $275k promissory note, Dated 7-14-17

EXHIBIT 4.15 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $275,6

Form of $585k promissory note, Dated 9-17-18

EXHIBIT 4.19 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU

Form of $125k promissory note, Dated 9-6-18

EXHIBIT 4.22

Form of $222k promissory note, Dated 11-15-18

EXHIBIT 4.24 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $222,6

Articles of Amendment to Articles of Incorporation, dated September 18, 2014

EXHIBIT 3.5

Form of $275k promissory note, Dated 7-14-17

EXHIBIT 4.7 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $275,60

Form of $125k promissory back end note, Dated 3-2-17

EXHIBIT 4.6 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $125,00

Form of $222k promissory note, Dated 8-29-18

EXHIBIT 4.21 THIS INSTRUMENT CONTAINS AN AFFIDAVIT OF CONFESSION OF JUDGMENT PROVISION WHICH CONSTITUTES A WAIVER OF IMPORTANT RIGHTS BORROWER MAY HAVE AND ALLOWS THE HOLDER TO OBTAIN A JUDGMENT AGAINST BORROWER WITHOUT ANY FURTHER NOTICE. NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTE

Form of $125k promissory back end note, Dated 3-02-17

EXHIBIT 4.14 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $125,000.00 SIG

Form of $76k promissory note, Dated 5-18-16

EXHIBIT 4.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $76,650

Statement of Correction to First Amendment to Amended and Restated Articles of Incorporation, dated September 5, 2017

EXHIBIT 3.14

Form of $131k promissory note, Dated 1-14-19

EXHIBIT 4.26 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $131,2

Form of $131k promissory note, Dated 2-4-19

EXHIBIT 4.27 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT”) US $131,2

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 20, 2019 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (IR

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 20, 2019 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (IR

Intellectual License Agreement by and between EVIO, Inc. and Gexin Analytical Labs LLC dated May 01, 2019.

EXHIBIT 10.1 INTELLECTUAL PROPERTY LICENSE AGREEMENT This Intellectual Property License Agreement (this “Agreement”) dated as of May 1, 2019 (the “Effective Date”) by and between EVIO, Inc. (also referenced as “EVIO Labs”), a Colorado corporation with principal offices located at 2340 W. Horizon Ridge Pkwy, Ste 120, Henderson, NV 89052 (the “Licensor”) and Gexin Analytical Labs, LLC a California L

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2019 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File No.) (IRS E

EVIO, Inc. Engages in Strategic Partnership to launch EVIO Labs Costa Mesa Independent testing laboratory to launch in Southern California May 8, 2019

EXHIBIT 99.1 EVIO, Inc. Engages in Strategic Partnership to launch EVIO Labs Costa Mesa Independent testing laboratory to launch in Southern California May 8, 2019 Henderson, NV-EVIO Inc. (“EVIO” or the “Company”), (OTC: EVIO), a leading provider of testing and research for the regulated cannabis and hemp industry in North America announced today that it has engaged in a strategic partnership with

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2019 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2019 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File No.)

Letter from Sadler Gibb & Associates, LLC to the SEC dated February 19, 2019

EXHIBIT 16.1 February 19, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 We have read the statements of Evio, Inc., relating to the event described under Item 4.01 of Form 8-K dated February 13, 2019 and we agree with such statements as they relate to our Firm. Sincerely, /s/ Sadler, Gibb & Associates, LLC Sadler, Gibb & Associates, LLC

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 6, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number)

Regulation FD Disclosure, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 17, 2019 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 31, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number

EVIO / EVIO, Inc. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 evio8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 19, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporatio

Regulation FD Disclosure

8-K 1 evio8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-18905

Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 27, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number)

INDEPENDENT PRACTITIONERS' REVIEW ENGAGEMENT REPORT

EXHIBIT 99.2 KEYSTONE LABS INC. Financial Statements For the Period Ended April 30, 2018 1 KEYSTONE LABS INC. Index to Financial Statements Period Ended April 30, 2018 Page INDEPENDENT PRACTITIONER'S REVIEW ENGAGEMENT REPORT 3 FINANCIAL STATEMENTS Balance Sheet 4 Statements of Operations 5 Statement of Deficit 6 Statement of Cash Flows 7 Notes to Financial Statements 8 2 Collins Barrow Edmonton LL

EVIO, INC. INDEX TO UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS

EXHIBIT 99.3 EVIO, INC. INDEX TO UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Introduction 2 Unaudited Pro Forma Condensed Combined Balance Sheet as of March 31, 2018 3 Unaudited Pro Forma Condensed Combined Statement of Operations for the six months ended March 31, 2018 4 Unaudited Pro Forma Condensed Combined Statement of Operations for the year months ended September 30, 2017 5 N

INDEPENDENT AUDITORS' REPORT

EXHIBIT 99.1 KEYSTONE LABS INC. Financial Statements July 31, 2017 1 KEYSTONE LABS INC. Index to Financial Statements Year Ended July 31, 2017 Page INDEPENDENT AUDITORS' REPORT 3 FINANCIAL STATEMENTS Balance Sheet 5 Statements of Operations 7 Statement of Deficit 8 Statement of Cash Flows 9 Notes to Financial Statements 10 2 Collins Barrow Edmonton LLP 2500 Bell Tower 10104 – 103 Avenue NW Edmonto

Financial Statements and Exhibits, Other Events

8-K/A 1 evio8ka.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 27, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorpo

EVIO / EVIO, Inc. FORM 10-Q/A (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 15, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number)

EVIO / EVIO, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Exact n

PURCHASE AND SALE AGREEMENT

EXHIBIT 99.1 PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT is entered into this 15th Day of June, 2018 by and between Michael G. Myers (“Seller”), and Greenhaus Analytical Labs, LLC (“Purchaser”). RECITALS A. Seller owns certain real, personal, and intangible property commonly known as the “Tigard Warehouse” located at 14775 SW 74th Ave., Tigard, OR 97224 in Washington County, Orego

Asset Purchase Agreement, dated July 5, 2018 with MRX Labs LLC. (7)

EXHIBIT 99.2

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 27, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (I

EVIO / EVIO, Inc. FORM 10-Q/A (Quarterly Report)

10-Q/A 1 evio10qa.htm FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to

BEND, Ore., June 19, 2018 /PRNewswire/ --

EX-99.1 2 evioex991.htm PRESS RELEASE EXHIBIT 99.1 BEND, Ore., June 19, 2018 /PRNewswire/ - EVIO Inc. ("EVIO" or the "Company"), (EVIO), a leading provider of cannabis testing and scientific research for the regulated cannabis industry in North America, is pleased to announce that Felipe Campusano has joined EVIO's board of directors, as independent director. Mr. Campusano graduated from The Unive

BEND, Ore., June 21, 2018 /PRNewswire/ --

EXHIBIT 99.2 BEND, Ore., June 21, 2018 /PRNewswire/ - EVIO Inc. ("EVIO" or the "Company"), (EVIO), a leading provider of cannabis testing and scientific research for the regulated cannabis industry in North America, is pleased to announce that Donald R. Gibbs, CPA, CMA has joined EVIO's board of directors as independent director and chair of the audit committee. With more than 30 years of technolo

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 22, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (I

EVIO / EVIO, Inc. CORRESP

June 15, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.

EVIO / EVIO, Inc. CORRESP

June 8, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.

EVIO / EVIO, Inc. CORRESP

May 23, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.

EVIO / EVIO, Inc. FORM 10-Q (Quarterly Report)

10-Q 1 evio10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number:

EVIO / EVIO, Inc. NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

EVIO Inc. Closes Acquisition of Canadian Cannabis Testing Facility, Keystone Labs Inc.

EX-99.1 5 evioex991.htm PRESS RELEASE EXHIBIT 99.1 EVIO Inc. Closes Acquisition of Canadian Cannabis Testing Facility, Keystone Labs Inc. BEND, Ore., – May 03, 2018 – EVIO Inc. (“EVIO” or the “Company”), (OTCQB: EVIO), a leading provider of cannabis testing and scientific research for the regulated cannabis industry, is pleased to announce that EVIO Canada has closed its previously announced acqui

Subscription Agreement for Keystone Shares by EVIO Canada

EXHIBIT 10.2 KEYSTONE LABS INC. SUBSCRIPTION AGREEMENT (Minimum Amount Investment Exemption, Section 2.10 of National Instrument 45-106 Prospectus Exemptions (“NI 45-106”) – Alberta, British Columbia, Ontario and Saskatchewan residents only) Number of whole Class A Common Shares of the Corporation and Class B Common Shares of the Corporation (“Purchased Shares”) subscribed for: 10 Class A Common S

Private placement

EXHIBIT 10.3 THIS AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THE SECURITIES TO WHICH THIS AGREEMENT RELATES HAVE NOT AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT, OR THE SECURITIES LAWS OF ANY STATE

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 evio8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 2, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Co

Share Purchase Agreement between EVIO Canada and Vendors

EXHIBIT 10.1 Execution Copy THIS SHARE PURCHASE AGREEMENT made this 18th day of April, 2018 (the “Effective Date”). B E T W E E N: KEYSTONE LABS INC., a corporation existing under the laws of the Province of Alberta (hereinafter called the “Corporation”) OF THE FIRST PART - and - JODI MCDONALD, an individual resident in the City of Edmonton, in the Province of Alberta (hereinafter called “Jodi”) O

Convertible Promissory note, dated as of April 29, 2018

EX-10.1 3 evioex101.htm CONVERTIBLE PROMISSORY NOTE EXHIBIT 10.1 THIS NOTE IS A CONTRACT FOR A SHORT-TERM LOAN, THIS LOAN AND INTEREST ACCRUED IS PAYABLE IN FULL AT MATURITY. SINCE BORROWER HAS SELECTED A PAYMENT SCHEDULE WHICH WILL NOT PAY THE LOAN IN FULL BY THE MATURITY DATE, BORROWER WILL NEED TO PAY A LUMP SUM, OR A BALLOON PAYMENT, WHICH WILL PAY OFF THE ENTIRE AMOUNT OF THE PRINCIPLE BALANC

EVIO Inc. Expands California Operations, Acquires 100% of Leaf Detective, LLC. Premiere cannabis testing laboratory acquires facility in Humboldt County, CA., to fulfill surge in demand as July 1 deadline approaches

EX-99.1 4 evioex991.htm PRESS RELEASE EXHIBIT 99.1 EVIO Inc. Expands California Operations, Acquires 100% of Leaf Detective, LLC. Premiere cannabis testing laboratory acquires facility in Humboldt County, CA., to fulfill surge in demand as July 1 deadline approaches BEND, Ore., – April 30, 2018 – EVIO Inc. (OTCQB: EVIO) (“EVIO” or “the Company”) a leading provider of cannabis testing and scientifi

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 evio8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 29, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation)

Agreement for Sale and Purchase of Business Assets between Leaf Detective, LLC and EVIO Humbolt, LLC.

EX-2.1 2 evioex21.htm AGREEMENT FOR SALE AND PURCHASE EXHIBIT 2.1 AGREEMENT FOR SALE AND PURCHASE OF BUSINESS ASSETS This AGREEMENT FOR SALE AND PURCHASE OF BUSINESS ASSETS (this “Agreement”), dated as of April 24, 2018 (the “Agreement Date”), is between Leaf Detective, LLC (the “Seller”), and EVIO Labs Humboldt, LLC (the “Buyer”), a California limited liability company, and EVIO, Inc. (“Parent”),

EVIO / EVIO, Inc. CORRESP

April 16, 2018 Gregory Dundas United States Securities and Exchange Commission Washington, D.

[Remainder of page intentionally left blank.]

EXHIBIT 99.1 Execution Copy THIS SHARE PURCHASE AGREEMENT made this 18th day of April, 2018 (the “Effective Date”). B E T W E E N: KEYSTONE LABS INC., a corporation existing under the laws of the Province of Alberta (hereinafter called the “Corporation”) OF THE FIRST PART - and - JODI MCDONALD, an individual resident in the City of Edmonton, in the Province of Alberta (hereinafter called “Jodi”) O

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 18, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission File Number) (

EVIO / EVIO, Inc. CORRESP

April 23, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 evio8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 16, 2018 Date of Report (Date of earliest event reported) EVIO, Inc. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation)

AGREEMENT

EXHIBIT 99.1 AGREEMENT EMPLOYMENT AGREEMENT (this “Agreement”) dated effective as of April 16, 2018 (the “Effective Date”), between EVIO, Inc., an Colorado corporation (the “Company”), and David Kane (“Employee”). RECITALS WHEREAS, the Company desires to employ Employee as Chief Financial Officer; WHEREAS, the Company and Employee desire to enter into the Agreement as to the terms of Employee’s em

EVIO / EVIO, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Exa

EVIO Inc. Closes Private Placement of $5,973,000 in Convertible Debentures

EX-99.1 4 evioex991.htm PRESS RELEASE EXHIBIT 99.1 EVIO Inc. Closes Private Placement of $5,973,000 in Convertible Debentures NOT FOR DISTRIBUTION TO UNITED STATES NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES. TORONTO, ON / January 30, 2018/ EVIO, Inc. (OTCQB: EVIO), (the “Company”) a life science company and leading provider of quality control testing and advisory services to the r

Form of Warrant.

EX-10.2 3 evioex102.htm FORM OF WARRANT EXHIBIT 10.2 UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITY BEFORE THE DATE THAT IS 4 MONTHS AND A DAY AFTER THE LATER OF (I) THE DATE OF ISSUANCE, AND (II) THE DATE THE ISSUER BECAME A REPORTING ISSUER IN ANY PROVINCE OR TERRITORY OF CANADA. THE SECURITIES REPRESENTED HEREBY HAVE BEEN OFFERED IN AN OFF

Form of Debenture.

evioex101.htm EXHIBIT 10.1 DEBENTURE UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITY BEFORE THE DATE THAT IS 4 MONTHS AND A DAY AFTER THE LATER OF (I) THE DATE OF ISSUANCE, AND (II) THE DATE THE ISSUER BECAME A REPORTING ISSUER IN ANY PROVINCE OR TERRITORY OF CANADA. THE SECURITIES REPRESENTED HEREBY HAVE BEEN OFFERED IN AN OFFSHORE TRANSACTIO

Unregistered Sales of Equity Securities

evio8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2018 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 EVIO, INC. (Exact name

Membership Purchase Agreement between EVIO Inc. and C3 Labs LLC dated December 31, 2017. The exhibits and schedules to this exhibit have been omitted pursuant to Item 601(b)(2) of Regulation S-K and the registrant undertakes to furnish supplemental copies of any of the omitted exhibits and schedules upon request by the Commission.

evioex21.htm EXHIBIT 2.1 MEMBERSHIP PURCHASE AGREEMENT This MEMBERSHIP PURCHASE AGREEMENT (this ?Agreement?) is entered into as of the last signature date below by and between EVIO, Inc., a Colorado corporation (?EVIO? or ?Buyer?), and C3 LABS, LLC, a Nevada limited liability company (?C3 LABS?) and all of the current members of C3 LABS, as listed on the signature page hereto (?C3 Members?). RECIT

EVIO Inc. Completes Acquisition of Licensed California Cannabis Testing Laboratory

evioex991.htm EXHIBIT 99.1 EVIO Inc. Completes Acquisition of Licensed California Cannabis Testing Laboratory BEND, OR / January 2, 2018/ EVIO, Inc. (OTCQB: EVIO), a life sciences company and leading provider of quality control testing and advisory services to the regulated cannabis industry, announced today that it completed the acquisition of 60% of C3 Labs, LLC. EVIO also has the option to purc

Promissory Note, dated as of January 1, 2018.

evioex102.htm EXHIBIT 10.2 THIS NOTE IS A CONTRACT FOR A SHORT-TERM LOAN, THIS LOAN AND INTEREST ACCRUED IS PAYABLE IN FULL AT MATURITY. SINCE BORROWER HAS SELECTED A PAYMENT SCHEDULE WHICH WILL NOT PAY THE LOAN IN FULL BY THE MATURITY DATE, BORROWER WILL NEED TO PAY A LUMP SUM, OR A BALLOON PAYMENT, WHICH WILL PAY OFF THE ENTIRE AMOUNT OF THE PRINCIPLE BALANCE OF THE LOAN AND ANY UNPAID INTEREST

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 evio8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2018 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation

Convertible Promissory note, dated as of January 1, 2018

evioex101.htm EXHIBIT 10.1 THIS NOTE IS A CONTRACT FOR A SHORT-TERM LOAN, THIS LOAN AND INTEREST ACCRUED IS PAYABLE IN FULL AT MATURITY. SINCE BORROWER HAS SELECTED A PAYMENT SCHEDULE WHICH WILL NOT PAY THE LOAN IN FULL BY THE MATURITY DATE, BORROWER WILL NEED TO PAY A LUMP SUM, OR A BALLOON PAYMENT, WHICH WILL PAY OFF THE ENTIRE AMOUNT OF THE PRINCIPLE BALANCE OF THE LOAN AND ANY UNPAID INTEREST

Amended Employment Agreement between EVIO Inc. and Anthony Smith dates as of December 27, 2017

evioex104.htm EXHIBIT 10.4 AMENDED EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT (this ?Agreement?) dated effective as of December 27, 2017 (the ?Effective Date?), between EVIO, Inc., an Colorado corporation (the ?Company?), and Anthony R. Smith (?Executive?). RECITALS WHEREAS, the Company desires to employ Executive as Chief Science Officer of the Company; WHEREAS, the Company and Executive desire to

EVIO Inc. Announces the Appointment of New President, Albert Lustig

evioex991.htm EXHIBIT 99.1 EVIO Inc. Announces the Appointment of New President, Albert Lustig BEND, OR / January 3, 2018 / EVIO, Inc. (OTCQB: EVIO), a life sciences company and leading provider of quality control testing and advisory services to the regulated cannabis industry, is pleased to announce the appointment of Al Lustig as President of EVIO, Inc., reporting to William Waldrop, EVIO Chief

Employment Agreement between EVIO Inc. and William Waldrop dated as of December 27, 2017

EX-10.3 4 evioex103.htm EMPLOYMENT AGREEMENT EXHIBIT 10.3 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT (this “Agreement”) dated effective as of December 27, 2017 (the “Effective Date”), between EVIO, Inc., an Colorado corporation (the “Company”), and William H. Waldrop (“Executive”). RECITALS WHEREAS, the Company desires to employ Executive as Chief Executive Officer of the Company; WHEREAS, the Comp

Employment Agreement between EVIO Inc. and Albert Lustig dated as of January 1, 2018

evioex101.htm EXHIBIT 10.1 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT (this ?Agreement?) dated effective as of January 1, 2018 (the ?Effective Date?), between EVIO, Inc., an Colorado corporation (the ?Company?), and Albert S. Lustig (?Executive?). RECITALS WHEREAS, the Company desires to employ Executive as President of the Company; WHEREAS, the Company and Executive desire to enter into the Agreem

Employment Agreement between EVIO Inc. and Lori Glauser dated as of December 27, 2017

evioex102.htm EXHIBIT 10.2 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT (this ?Agreement?) dated effective as of December 27, 2017 (the ?Effective Date?), between EVIO, Inc., an Colorado corporation (the ?Company?), and Lori J. Glauser (?Executive?). RECITALS WHEREAS, the Company desires to employ Executive as Chief Operating Officer of the Company; WHEREAS, the Company and Executive desire to enter

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 evio8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2017 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890

SGBY / Signal Bay, Inc. NT 10-K

NT 10-K 1 eviont10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2017 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨

Financial Statements and Exhibits, Other Events

evio8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2017 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission

1

evio8k.htm EXHIBIT 99.1 EVIO Inc. Granted Expanded Accreditation to Test for Pesticides and Residual Solvents BEND, OR / November 22, 2017/ EVIO, Inc. (OTCQB: EVIO), a life science company and leading provider of quality control testing and advisory services to the regulated cannabis industry, announced that it has been granted an expansion to its accreditations from the Oregon Environmental Labor

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2017 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File No.) (

Regulation FD Disclosure

evio8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2017 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission

Regulation FD Disclosure

8-K 1 sgby8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2017 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-18905

Other Events

sgby8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2017 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission F

Other Events

8-K 1 sgby8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2017 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-189

Second LIMS Agreement, dated as of September 6, 2017, by and between the Company, and PalliaTech, Inc.

sgbyex101.htm EXHIBIT 10.1 LIMS ASSIGNMENT AGREEMENT This LIMS Assignment Agreement (this “Assignment”) is entered into as of September 6, 2017 (the “Effective Date”), by and between PalliaTech, Inc., a Delaware corporation (the “Assignor”), and EVIO Labs CO, Inc., a Colorado corporation (the “Assignee”). Capitalized terms used but not defined herein shall have the meanings ascribed to them in tha

PhytaTech Note, dated as of September 6, 2017.

sgbyex103.htm EXHIBIT 10.3 PHYTATECH CO, LLC SECURED PROMISSORY NOTE $1,300,000 September 6, 2017 FOR VALUE RECEIVED, and upon and subject to the terms and conditions set forth herein, PhytaTech CO, LLC, a Colorado limited liability company (the ?Issuer?), hereby promises to pay to the order of EVIO, Inc., a Colorado corporation (together with its permitted successors and assigns, the ?Holder?), t

CannaSys Assignment Agreement, dated as of September 6, 2017, by and among the Company, PalliaTech, Inc. and PhytaTech CO LLC.

EX-10.2 4 sgbyex102.htm CANNASYS ASSIGNMENT AGREEMENT EXHIBIT 10.2 ASSIGNMENT OF LICENSE AGREEMENT This Assignment of License Agreement (this “Assignment Agreement”) is entered into as of September 6, 2017 (the “Effective Date”), by and between PalliaTech, Inc., a Delaware corporation, and PhytaTech CO, LLC (collectively referred to herein as the “Assignor”), and EVIO, Inc., a Colorado corporation

Transfer Agreement by and among PalliaTech, Inc., PhytaTech CO, LLC, and the Company, dated September 6, 2017. The exhibits to this exhibit have been omitted pursuant to Item 601(b)(2) of Regulation S-K and the registrant undertakes to furnish supplemental copies of any of the omitted exhibits and schedules upon request by the Commission.

sgbyex21.htm EXHIBIT 2.1 TRANSFER AGREEMENT This Transfer Agreement (the “Agreement”) is made on September 6, 2017 by and among EVIO, Inc. (the “Transferee”), PalliaTech, Inc., a Delaware corporation (the “Transferor”) and PhytaTech CO, LLC, a Colorado limited liability company (“PhytaTech”, together with the Transferor, the “Transferor Parties”). The Transferor, the Transferee and PhytaTech are s

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 sgby8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2017 EVIO, INC. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporati

New PalliaTech Note, dated as of September 6, 2017.

sgbyex105.htm EXHIBIT 10.5 EVIO, INC. SECURED PROMISSORY NOTE $1,000,000 September 6, 2017 FOR VALUE RECEIVED, and upon and subject to the terms and conditions set forth herein, EVIO, Inc. a Colorado corporation (the ?Issuer?), hereby promises to pay to the order of PalliaTech, Inc., a Delaware corporation (together with its permitted successors and assigns, the ?Holder?), the principal sum of One

PhytaTech Security Agreement, dated as of September 6, 2017, by and between the Company and PhytaTech CO, LLC.

sgbyex104.htm EXHIBIT 10.4 SECURITY AGREEMENT This SECURITY AGREEMENT (as amended, modified or otherwise supplemented from time to time, this ?Agreement?), dated and effective as of the 6th day of September, 2017, is made by PhytaTech CO, LLC, a Colorado limited liability company (?Debtor?) in favor of EVIO, Inc., a Colorado corporation (?Secured Party?). RECITALS A. Secured Party has agreed to is

PalliaTech Security Agreement, dated as of September 6, 2017, by and between the Company and PalliaTech, Inc.

sgbyex106.htm EXHIBIT 10.6 SECURITY AGREEMENT This SECURITY AGREEMENT (as amended, modified or otherwise supplemented from time to time, this ?Agreement?), dated and effective as of the 6th day of September, 2017, is made by EVIO, Inc., a Colorado corporation (?Debtor?) in favor of PalliaTech, Inc., a Delaware corporation (?Secured Party?). All capitalized terms not otherwise defined herein have t

Submission of Matters to a Vote of Security Holders

8-K 1 sgby8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorpo

Adar Bays, LLC Convertible Promissory Note

EX-10.2 3 sgbyex102.htm CONVERTIBLE PROMISSORY NOTE EXHIBIT 10.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIO

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EX-99.1 4 sgbyex991.htm PRESS RELEASE EXHIBIT 99.1 Signal Bay Reports Q3 2017 Results Bend, OR, August 22, 2017 - Signal Bay, Inc (SGBY), a leading provider of quality control testing and advisory services to the regulated cannabis industry, reported financial results for the quarter ended June 30, 2017. Signal Bay’s Q3 2017 revenue was $777,218, up 566% compared to Q3 2016. Through nine months en

LG Capital Funding, LLC Convertible Promissory Note

EX-10.1 2 sgbyex101.htm CAPITAL FUNDING EXHIBIT 10.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGAT

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

sgby8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 sgby10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number:

Signal Bay DEF 14A

sgbydef14a.htm SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x

Signal Bay NT 10-Q

NT 10-Q 1 sgbynt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2017 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Trans

1

EX-99.1 3 sgbyex991.htm PRESS RELEASE EXHIBIT 99.1 Signal Bay Enters announced its First Licensed Lab in Florida Bend, OR, July 31, 2017 - Signal Bay, Inc. (OTCQB: SGBY) a leading provider of cannabis testing and advisory services announced today that its cannabis testing division EVIO Labs has licensed its first lab in Florida. Kaycha Holdings, LLC will operate under the EVIO Labs brand and the l

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

sgby8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commiss

Intellectual License Agreement by and between Signal Bay, Inc. and Kaycha Holdings, LLC dated July 27, 2017.

sgbyex101.htm EXHIBIT 10.1 INTELLECTUAL PROPERTY LICENSE AGREEMENT This Intellectual Property License Agreement (this ?Agreement?) dated as of July 27, 2017 (the ?Effective Date?) by and between Signal Bay, Inc, (also referenced as ?EVIO Labs?), a Colorado corporation with principal offices located at 62930 O.B. Riley Rd #300, Bend, OR 97703 (the ?Licensor?) and Kaycha Holdings LLC, a Florida limi

Secured Promissory Note, dated as of August 1, 2017.

EX-10.2 5 sgbyex102.htm SECURED PROMISSORY NOTE EXHIBIT 10.2 SIGNAL BAY, INC. SECURED PROMISSORY NOTE $500,000 August 1, 2017 FOR VALUE RECEIVED, and upon and subject to the terms and conditions set forth herein, Signal Bay, Inc., a Colorado corporation (the “Issuer”), hereby promises to pay to the order of PalliaTech, Inc., a Delaware corporation (together with its permitted successors and assign

Security Agreement, dated as of August 1, 2017, by and among the Company, Viridis Analytics MA, LLC, and Viridis Analytics, Inc.

sgbyex101.htm EXHIBIT 10.1 SECURITY AGREEMENT This SECURITY AGREEMENT (as amended, modified or otherwise supplemented from time to time, this ?Agreement?), dated and effective as of the day of August 1, 2017, is made by Viridis Analytics MA, LLC, a Delaware limited liability company (the ?Company?) in favor of PalliaTech, Inc. (?Secured Party?). RECITALS A. Signal Bay, Inc., a Delaware corporation

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Submission of Matters to a Vote of Security Holders

sgby8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado 000-12350 47-1890509 (State or other jurisdiction of incorporation) (Commissi

Membership Interest Transfer Agreement by and among Palliatech, Inc., Viridis Analytics Inc., Viridis Analytics MA, LLC, and the Company, dated July 26, 2017. The exhibits and schedules to this exhibit have been omitted pursuant to Item 601(b)(2) of Regulation S-K and the registrant undertakes to furnish supplemental copies of any of the omitted exhibits and schedules upon request by the Commission.

EX-2.1 2 sgbyex21.htm MEMBERSHIP INTEREST TRANSFER AGREEMENT EXHIBIT 2.1 MEMBERSHIP INTEREST TRANSFER AGREEMENT THIS MEMBERSHIP INTEREST TRANSFER AGREEMENT (“Agreement”) is made and entered into as of this 26th day of July 2017 by and among PalliaTech, Inc., a Delaware corporation (“Seller”), Viridis Analytics MA, LLC, a Delaware limited liability company (the “Company”) and Signal Bay, Inc., a Co

Certificate of Designation, Preferences and Rights of Series D Preferred Stock, as amended, dated as of July 31, 2017.

EX-3.1 3 sgbyex31.htm CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS EXHIBIT 3.1 CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS of SERIES D PREFERRED STOCK of Signal Bay, Inc. As amended on July 31, 2017 Signal Bay, Inc.. a corporation organized and existing under the laws of the State of Colorado (the "Corporation"), hereby certifies that the Board of Directors of the Corporation (the "Bo

Pledge Agreement, dated as of August 1, 2017, by and between Viridis Analytics MA, LLC and Palliatech, Inc.

sgbyex103.htm EXHIBIT 10.3 PLEDGE AGREEMENT This PLEDGE AGREEMENT (this ?Agreement?) is made and effective on August 1, 2017, by and between SIGNAL BAY, INC., a Delaware corporation (?Pledgor?) and PALLIATECH, INC., a Delaware corporation ( ?Pledgee?), with reference to the following: A. Pledgor; Pledgee; and Viridis Analytics MA, LLC, a Delaware limited liability corporation (the ?Company?) have

Adar Bays, LLC Convertible Promissory Note

EX-10.3 4 sgbyex103.htm ADAR BAYS EXHIBIT 10.3 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THE

Signal Bay to Expand EVIO Labs Cannabis Testing Division into Southern California

EX-99.1 5 sgbyex991.htm PRESS RELEASE EXHIBIT 99.1 Signal Bay to Expand EVIO Labs Cannabis Testing Division into Southern California Bend, OR – July 18, 2017 Signal Bay, Inc. (OTCQB: SGBY) a leading provider of cannabis consulting, operations, and laboratory services announced today it has executed a long-term lease to provide it’s accredited analytical testing services to the Southern California

LG Capital Funding, LLC Convertible Promissory Note

EX-10.2 3 sgbyex102.htm LG CAPITAL FUNDING EXHIBIT 10.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMUL

EVIO California, Inc. lease agreement with KJSJ Investments, LLC

EX-10.1 2 sgbyex101.htm EVIO CALIFORNIA EXHIBIT 10.1

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 sgby8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-18

Signal Bay PRE 14A

sgbypre14a.htm SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨

Signal Bay Issues Corrective Q2 2017 Results Press Release

EX-99.2 3 sgbyex992.htm CORRECTIVE PRESS RELEASE EXHIBIT 99.2 Signal Bay Issues Corrective Q2 2017 Results Press Release Bend, OR –June 7, 2017 — Signal Bay, Inc. (“Signal Bay”) (OTCQB:SGBY), a provider of quality control testing and advisory services to the regulated cannabis industry, is issuing this press release to correct an error in the press release issued on May 22, 2017. Revenues for the

2

sgbyex991.htm EXHIBIT 99.1 Signal Bay Reports Record Q2 2017 Results Testing Revenue up 1,700%: Total Revenue increased over 600% Bend, OR ? May 23, 2017 ? Signal Bay, Inc (OTCQB:SGBY), a provider of quality control testing and advisory services to the regulated cannabis industry, reported financial results for the quarter ended March 31, 2017. Second Quarter Fiscal 2017 Financial Summary ? Signal

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2017 (May 23, 2017) SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 SIGNAL BAY, INC. (

Signal Bay NT 10-Q

NT 10-Q 1 sgbynt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2017 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Tran

Letter dated April 25, 2017 from MaloneBailey, LLP.

sgbyex161.htm EXHIBIT 16.1 MaloneBailey, LLP 9801 Westheimer, Suite 1100 Houston, Texas 77042 April 25, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K of Signal Bay, Inc. for the event that occurred on April 24, 2017, and we agree with the statements concerning our firm contained therein. Very truly yours,

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File No

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number:000-12350 SIGNAL BAY, INC.

Regulation FD Disclosure, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File No.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File No

Material Modification to Rights of Security Holders, Financial Statements and Exhibits

sgby8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commiss

CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS SERIES B PREFERRED STOCK SIGNAL BAY, INC. (AMENDED AS OF March 12, 2017)

sgbyex991.htm EXHIBIT 99.1 CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS of SERIES B PREFERRED STOCK of SIGNAL BAY, INC. (AMENDED AS OF March 12, 2017) Signal Bay, Inc. a corporation organized and existing under the laws of the State of Colorado (the ?Corporation?), hereby certifies that the Board of Directors of the Corporation (the ?Board of Directors? or the ?Board?), pursuant to authority

CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS of SERIES C PREFERRED STOCK of SIGNAL BAY, INC. (AMENDED AS OF March 12, 2017)

sgbyex992.htm EXHIBIT 99.2 CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS of SERIES C PREFERRED STOCK of SIGNAL BAY, INC. (AMENDED AS OF March 12, 2017) Signal Bay, Inc.. a corporation organized and existing under the laws of the State of Colorado (the ?Corporation?), hereby certifies that the Board of Directors of the Corporation (the ?Board of Directors? or the ?Board?), pursuant to authorit

SIGNAL BAY, INC. 8% CONVERTIBLE SECURED REDEEMABLE NOTE DUE MARCH 2, 2018

sgbyex102.htm EXHIBIT 10.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 A

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 sgby8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2017 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-18

SIGNAL BAY, INC. 8% CONVERTIBLE SECURED REDEEMABLE NOTE DUE MARCH 2, 2018

sgbyex101.htm EXHIBIT 10.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 A

Stock Purchase Agreement for 80% of Smith Scientific Industries, Inc. (Exhibit 10.4)

EXHIBIT 10.4 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

Agreement For Sale And Purchase Of Business Assets, Dated October 26, 2016 with Green Style Consulting, LLC d/b/a Green Style Analytics. (2)

EX-10.8 7 sgbyex108.htm AGREEMENT FOR SALE AND PURCHASE OF BUSINESS ASSETS EXHIBIT 10.8 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

Employment Agreement between EVIO Inc. and Anthony R. Smith dated as of June 1, 2016 (Exhibit 10.5)

EXHIBIT 10.5

Amended and Restated 2015 Equity Incentive Plan (See Exhibit 10.2)

EXHIBIT 10.2 SIGNAL BAY, INC. AMENDED AND RESTATED 2015 EQUITY INCENTIVE PLAN Initially Adopted January 2, 2015 Amended and Restated August 15, 2016 1. Purposes of the Plan. The purposes of the 2015 Equity Incentive Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentive to Employees, Directors and Consultants and to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number:000-12350 Signal Bay, Inc. (Ex

Membership Interest Purchase Agreement, Dated October 19, 2016 with GreenHaus Analytical Labs, LLC. (1)

EXHIBIT 10.6 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15

Employment Agreement between EVIO Inc. and Henry Grimmett dated as of October 19, 2016 (Exhibit 10.7)

EXHIBIT 10.7

Signal Bay NT 10-K

NT 10-K 1 sgbynt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File

Signal Bay Reports New Record Revenues for November

EX-99.1 2 sgbyex991.htm PRESS RELEASE EXHIBIT 99.1 Signal Bay Reports New Record Revenues for November EVIO Labs division delivers record cash flow growth Bend, OR, December 8, 2016 Signal Bay, Inc. (OTCQB: SGBY) the market leader in cannabis quality control testing and laboratory services announced today that the company achieved record sales growth for the second month in a row. The November 201

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

sgby8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commi

Regulation FD Disclosure, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File

CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS SERIES D PREFERRED STOCK Signal Bay, Inc.

sgbyex991.htm EXHIBIT 99.1 CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS of SERIES D PREFERRED STOCK of Signal Bay, Inc. Signal Bay, Inc.. a corporation organized and existing under the laws of the State of Colorado (the ?Corporation?), hereby certifies that the Board of Directors of the Corporation (the ?Board of Directors? or the ?Board?), pursuant to authority of the Board of Directors, an

Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File

Entry into a Material Definitive Agreement

sgby8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 SIGNAL BAY, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 SIGNAL BAY, INC. (E

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File N

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File N

Signal Bay to Purchase Additional Cannabis Testing Facility in Northern California

sgbyex991.htm EXHIBIT 99.1 Signal Bay to Purchase Additional Cannabis Testing Facility in Northern California Bend, OR ? August 24, 2016 - Signal Bay, Inc. (OTC PINK: SGBY) a leading provider of cannabis consulting, operations, and laboratory services announced today its intention to purchase an additional cannabis testing laboratory in Northern California. CEO William Waldrop said, "This strategi

Signal Bay to Purchase Additional Cannabis Testing Facility in Northern California

sgbyex991.htm EXHIBIT 99.1 Signal Bay to Purchase Additional Cannabis Testing Facility in Northern California Bend, OR ? August 24, 2016 - Signal Bay, Inc. (OTC PINK: SGBY) a leading provider of cannabis consulting, operations, and laboratory services announced today its intention to purchase an additional cannabis testing laboratory in Northern California. CEO William Waldrop said, "This strategi

Signal Bay NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-1890509 (Commission File No

EX-10.1

sgbyex101.htm EXHIBIT 10.1

Entry into a Material Definitive Agreement

8-K 1 sgby8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2016 SIGNAL BAY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-12350 47-189

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended MARCH 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-12350 SIGNAL BAY, INC. (

AGREEMENT FOR SALE AND PURCHASE OF BUSINESS ASSETS

sgbyex101.htm EXHIBIT 10.1 AGREEMENT FOR SALE AND PURCHASE OF BUSINESS ASSETS This AGREEMENT FOR SALE AND PURCHASE OF BUSINESS ASSETS (this "Agreement"), dated as of May 24, 2016 (the "Closing Date"), is between Oregon Analytical Services LLC (the "Seller"), an Oregon limited liability company, Sara Lausmann (the "Selling Member"), and EVIO Labs Eugene, LLC. (the "Buyer"), an Oregon limited liabil