Grundläggande statistik
| CIK | 1346526 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ESP Resources Inc
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| June 6, 2022 |
Bankruptcy or Receivership, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2021 ESP Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 6, 2022 |
Exhibit 99.1 |
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| June 6, 2022 |
Exhibit 99.2 |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NO. 000-52506 ESP RESOURCES, I |
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| May 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NT 10-Q 1 espresourcesnt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-52506 NOTIFICATION OF LATE FILING CUSIP NUMBER 26913L104 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NO. 000-52506 ESP RESOURCES, INC. (Exact name |
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| November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 98-0440762000-52 |
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| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 19, 2021 ESP Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 98-0440762 98-0440762 (State or other jurisdiction of incorporation) (Commission File |
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| September 10, 2021 |
Amendment to Articles of Incorporation of ESP Resources, Inc. EX-3.1 2 espiqex31.htm AMENDMENT TO ARTICLES OF INCORPORATION EXHIBIT 3.1 |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 98-0440762 ESP RESOUR |
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| July 29, 2021 |
10-K 1 espresources10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NO. 000-52506 |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 98-0440762 ESP RESOU |
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| January 25, 2021 |
8-K 1 ea133844-8kespresources.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 7, 2021 ESP RESOURCES, INC. (Exact name of Registrant as specified in its charter) Nevada 000-52506 98-0440762 (State or other |
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| January 25, 2021 |
Notice of Entry of Order in the State of Nevada, dated January 7, 2021. EX-99.1 2 ea133844ex99-1espresources.htm NOTICE OF ENTRY OF ORDER IN THE STATE OF NEVADA, DATED JANUARY 7, 2021 Exhibit 99.1 |
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| April 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2016 ESP Resources, Inc. (Exact name of registrant as specified in its charter) Nevada 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File N |
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| November 18, 2015 |
ESP Resources FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOU |
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| November 16, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER 000-52506 26913L104 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2015 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Tr |
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| August 19, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES, |
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| August 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER 000-52506 26913L104 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2015 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transit |
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| May 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES |
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| May 15, 2015 |
f12b25051515.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 000-52506 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Fo |
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| April 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES, INC. (Name of small busine |
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| March 31, 2015 |
f12b25033115.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER 000-52506 26913L104 (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report o |
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| January 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOU |
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| January 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES, |
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| October 17, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2014 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File |
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| October 17, 2014 |
Exhibit 16.1 October 17, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Gentlemen: We have read Item 4.01 of Form 8-K dated October 17, 2014 for ESP Resources, Inc. and are in agreement with the statements contained therein as it pertains to our firm. We have no basis to agree or disagree with any other statements of the Registrant contained in item 4.01. Very tr |
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| October 9, 2014 |
ESP Resources Establishes Credit Facility With Transfac Capital EXHIBIT 99.1 ESP Resources Establishes Credit Facility With Transfac Capital New Credit Line Provides Up to $4M in Financing With Reduced Cost of Capital Over Previous Line LAFAYETTE, La., Oct. 9, 2014 (GLOBE NEWSWIRE) - ESP Resources, Inc. (OTCQB:ESPI), an oil and gas services company, announced that its wholly-owned subsidiary, ESP Petrochemicals, Inc. (collectively, the "Company"), has entered |
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| October 9, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 9, 2014 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File N |
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| October 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 1, 2014 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File |
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| October 9, 2014 |
Exhibit 10.1 |
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| June 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2014 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES |
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| April 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES, INC. (Name of small busine |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER 000-52506 26913L104 (Check One): [x] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Repor |
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| November 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOU |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10- |
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| August 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000- |
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| August 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES, |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER 000-52506 26913L104 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on |
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| May 15, 2013 |
Exhibit 10.14 May 13, 2013 Mr. David Dugas, CEO 9595 Six Pines Drive Suite 6305 The Woodlands, Texas 77380 To the Chairman and Board of Directors of ESP Resources, Inc.: Please accept this as my letter of resignation as Chief Financial Officer of ESP Resources, Inc., effective May 15, 2013. I am staying in Arizona to remain close to my family. I have appreciated being an part of your team over the |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES |
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| May 15, 2013 |
Exhibit 10.15 May 13, 2013 Mr. David Dugas, Chairman ESP Resources, Inc. 9595 Six Pines Drive Suite 6305 The Woodlands, TX 77380 To the Chairman and Board of Directors of ESP Resources, Inc.: Please accept this as my letter of resignation as a member of the Board of Directors of ESP Resources, effective immediately. Due to the increasing need for my time at my company, I am unable to commit the ne |
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| March 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES, INC. (Name of small busine |
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| March 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2013 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 21, 2013 |
RESELLER AND LICENSE AGREEMENT EXHIBIT 10.1 RESELLER AND LICENSE AGREEMENT This Reseller and License Agreement (this “Agreement”) is between ESP Petrochemicals, Inc., a Louisiana corporation with a principal place of business located at 9595 Six Pines Drive, Suite 6305, The Woodlands, Texas 77380 (“ESP”), and RGV Petroleum, LLC, a Texas limited liability company with a principal place of business at 1117 S 11/2 Street, McAllen, |
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| February 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2013 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SCHEDULE 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Stat |
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| January 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SCHEDULE 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Stat |
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| January 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 9, 2013 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File |
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| November 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2012 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2012 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOU |
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| November 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on F |
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| October 3, 2012 |
Submission of Matters to a Vote of Security Holders - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2012 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 18, 2012 |
EXHIBIT 99.01 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of the day of , 2012 between ESP Resources, Inc., a Nevada corporation (the “Company”), located at 111 Lions Club Street, Scott, Louisiana 70583, and each purchaser identified on the signature pages hereto (“Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and |
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| September 18, 2012 |
EXHIBIT 99.02 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT), OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STAT |
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| September 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 10, 2012 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 18, 2012 |
EXHIBIT 99.03 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT), OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STAT |
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| September 11, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-52506 ESP RESOURCES, INC. (Exact name of registrant as spec |
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| August 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| August 16, 2012 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES, |
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| August 14, 2012 |
Exhibit 10.12 NAME OF OFFEREE: MEMORANDUM NUMBER: ESP RESOURCES, INC. a Nevada Corporation CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM For Accredited Investors Only May 15, 2012 This Private Placement Memorandum (the ?Memorandum?) relates to the sale of between Five Hundred Thousand Dollars ($500,000.00) and One Million Two Hundred Fifty Thousand Dollars ($1,250,000.00) worth of Common Shares (?Comm |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURC |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 000-52506 ESP RESOURCES, INC. (Name of small busin |
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| August 2, 2012 |
August 2, 2012 Mr. John Cash Accounting Branch Chief Securities and Exchange Commission Re: ESP Resources, Inc. Form 10-K for the fiscal year ended December 31, 2011 Filed March 22, 2012 File No. 0-52506 Dear Mr. Cash: On behalf of ESP Resources, Inc. (the “Company”), we are transmitting the following responses to the Securities and Exchange Commission Staff’s letter of July 19, 2012 containing co |
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| June 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2012 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 16, 2012 |
EXHIBIT 99.1 ESP RESOURCES’ SUBSIDIARY ENTERS INTO SHAREHOLDER AGREEMENT TO FORM JOINT VENTURE WITH PAPUA NEW GUINEAS’ KOMO UMBRELLA JOINT VENTURE LIMITED Joint venture to pursue project work related to the development of the Komo International Airfield in Papua New Guinea SCOTT, LA, May 17, 2012 – ESP Resources, Inc. (OTC Bulletin Board: ESPI) (the “Company” or “ESP Resources”), an oil and gas se |
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| May 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2012 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 16, 2012 |
KOMO UMBRELLA JOINT VENTURE LIMITED ESP CORPORATION, SA (of ESP KUJV LIMITED) Exhibit 10.1 KOMO UMBRELLA JOINT VENTURE LIMITED AND ESP CORPORATION, SA Shareholders (of ESP KUJV LIMITED) Agreement © OPUS Panamight 2012 ESP KUJV LIMITED Shareholders Agreement CONTENTS 1. INTERPRETATION 3 1.1 Definitions 3 1.2 Rules of Interpretation 9 2. START DATE 3. FORMATION AND STRUCTURE OF ESP KUJV LIMITED 3.1 Establishment and shareholding 3.2 Cooperation of Parties 3.3 Key Operational |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) oQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 oTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES |
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| March 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 000-52506 ESP RESOURCES, INC. (Name of small busines |
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| March 22, 2012 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of the day of , 20 between ESP Resources, Inc., a Nevada corporation (the ?Company?), located at 111 Lions Club Street, Scott, Louisiana 70583, and each purchaser identified on the signature pages hereto (?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and con |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOU |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES, |
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| August 4, 2011 |
Exhibit 99.1 STOCKHOLDERS APPROVE ALL PROPOSALS AT ESP RESOURCES’ ANNUAL MEETING Authorized Shares Decreased from 1.2B to 350M SCOTT, LA, August 4, 2011 – ESP Resources, Inc. (OTC Bulletin Board: ESPI) (the “Company” or “ESP Resources”), an oil and gas services company offering analytical services and essential custom-blended oil and gas well chemicals which improve production yields and overall e |
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| August 4, 2011 |
Exhibit 3.1 Certificate of Amendment to Articles of Incorporation for Nevada Profit Corporations (Pursuant to NRS 78.385 and 78.390) 1. Name of corporation: ESP Resources, Inc. 2. The articles have been amended as follows: The SECOND Article of the Articles of Incorporation of ESP Resources, Inc. has been amended to change the address of the registered agent and shall read in its entirety as follo |
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| August 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 JULY 29, 2011 Date of Report (Date of earliest event reported) ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| June 13, 2011 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| June 1, 2011 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOURCES |
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| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 000-52506 ESP RESOURCES, INC. (Name of small busines |
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| December 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Amendment No. |
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| December 21, 2010 |
ESP Resources, Inc. 1255 Lions Club Road Scott, LA 70583 Chambre Malone Craig Slivka Securities and Exchange Commission Page 1 ESP Resources, Inc. |
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| December 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Amendment No. |
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| December 15, 2010 |
ESP Resources, Inc. 1255 Lions Club Road Scott, LA 70583 ESP Resources, Inc. 1255 Lions Club Road Scott, LA 70583 December 15, 2010 United States Securities and Exchange Commission Attn: Ms. Chambre Malone, Staff Attorney Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-4631 Re: ESP Resources, Inc. Registration Statement on Form S-1 Filed November 24, 2010 File No. 333-170803 Dear Ms. Malone: We are writing in response to your c |
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| December 14, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ESP Resources, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 26913L 104 (CUSIP Number) copy to: Michael T. Shannon, Esq. Lunny MacInnes Dawson Shannon Law Corporation Suite 2550 – 555 W. Hastings Street Vancouver, British Columbia |
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| November 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ESP RESOURCES, INC. |
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| November 24, 2010 |
EXHIBIT 10.12 EXECUTION COPY PURCHASE AGREEMENT PURCHASE AGREEMENT (the ?Agreement?), dated as of September 16, 2010, by and between ESP RESOURCES, INC., a Nevada corporation, (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the ?Investor?). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to the Investo |
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| November 24, 2010 |
ESP RESOURCES, INC. 1255 Lions Club Road Scott, LA 70583 EXHIBIT 10.13 ESP RESOURCES, INC. 1255 Lions Club Road Scott, LA 70583 November 18, 2010 Lincoln Park Capital Fund, LLC 440 North Wells, Suite 620 Chicago, IL 60654 Attention: Josh Scheinfeld/Jonathan Cope Re: Purchase Agreement/Amendment Gentlemen: This letter agreement (the ?Agreement?) documents our understanding regarding amending that certain Purchase Agreement dated September 16, 2010 (the ? |
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| November 23, 2010 |
ESP Resources, Inc. 1255 Lions Club Road Scott, LA 70583 ESP Resources, Inc. 1255 Lions Club Road Scott, LA 70583 November 22, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: ESP Resources, Inc. Registration Statement on Form S-1 File Number 333-169975 Application for Withdrawal of Registration Statement on Form S-1Pursuant to Rule 477 Ladies and Gentlemen: Pursuant to the provisions of Rule 477 of Regulatio |
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| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 ESP RESOU |
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| October 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ESP RESOURCES, INC. |
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| September 20, 2010 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 16, 2010 Date of Report (Date of earliest event reported) ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 20, 2010 |
COMMON STOCK PURCHASE WARRANT ESP RESOURCES, INC. EXHIBIT 10.3 NEITHER THIS SECURITY NOR THE SECURITIES UNDERLYING THIS SECURITY HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933 |
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| September 20, 2010 |
EX-10.2 3 espiex102.htm EXHIBIT 10.2 EXHIBIT 10.2 EXECUTION COPY REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of September 16, 2010, by and between ESP RESOURCES, INC., a Nevada corporation, (the "Company"), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used |
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| September 20, 2010 |
EXHIBIT 10.1 EXECUTION COPY PURCHASE AGREEMENT PURCHASE AGREEMENT (the ?Agreement?), dated as of September 16, 2010, by and between ESP RESOURCES, INC., a Nevada corporation, (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the ?Investor?). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to the Investor |
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| September 20, 2010 |
ESP Resources, Inc. Signs $5 Million Purchase Agreement With Lincoln Park Capital Fund, LLC Exhibit 99.1 ESP Resources, Inc. Signs $5 Million Purchase Agreement With Lincoln Park Capital Fund, LLC SCOTT, La., Sept. 20, 2010 (GLOBE NEWSWIRE) - ESP Resources, Inc. (OTCBB:ESPI) (the "Company" or "ESP Resources"), a manufacturer, blender, distributor, and marketer of specialty chemicals and analytical services to the oil and gas industry, announced today that it has signed a purchase agreeme |
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| August 19, 2010 |
ESP Resources, Inc.: Form 10-Q - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition |
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| August 13, 2010 |
ESP RESOURCES, INC.: Form 12b-25 - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): OMB APPROVAL OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response .... 2.50 SEC FILE NUMBER 000-52506 CUSIP NUMBER 26913L104 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form 1 |
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| May 17, 2010 |
ESP Resources, Inc.: Form 10Q - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition |
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| April 26, 2010 |
ESP Resources, Inc. - Form 10-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Co |
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| March 29, 2010 |
ESP RESOURCES, INC.: Form 12b-25 - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): OMB APPROVAL OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response .... 2.50 SEC FILE NUMBER 000-52506 CUSIP NUMBER 26913L104 [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 1 |
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| March 25, 2010 |
ESP Resources, Inc. - Form 10-K/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K /A (Amendment No. 1) (Mark One) [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the tr |
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| March 25, 2010 |
ESP Resources, Inc.: Form 10-Q/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q /A (Amendment No. 1) (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF |
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| March 25, 2010 |
ESP Resources, Inc.: Form 10-Q/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q /A (Amendment No. 1) (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF |
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| November 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2009 Date of Report (Date of earliest event reported) ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52506 98-0440762 (State or other jurisdiction of incorporation) (Commission File |
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| November 23, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transit |
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| November 12, 2009 |
Filed by sedaredgar.com - ESP RESOURCES, INC. - Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): OMB APPROVAL OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response .... 2.50 SEC FILE NUMBER 000-52506 CUSIP NUMBER 269132104 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form 10 |
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| November 9, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Correspondence November 9, 2009 Mr. Terence O’Brien Division of Corporation Finance United States Securities and Exchange Commission Mail Stop 4631 Washington, D.C. 20549-4631 RE: ESP Resources, Inc. Form 10-K for the Fiscal Year Ended December 31, 2008 Filed April 15, 2009 Form 10-Q for the Fiscal Quarters Ended March 31, 2009 and June 30, 2009 File |
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| October 19, 2009 |
October 19, 2009 Via EDGAR United States Securities and Exchange Commission 100 F Street, N. |
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| September 28, 2009 |
September 27, 2009 Mr. Terence O?Brien Division of Corporation Finance United States Securities and Exchange Commission Mail Stop 4631 Washington, D.C. 20549-4631 RE: ESP Resources, Inc. Form 10-K for the Fiscal Year Ended December 31, 2008 Filed April 15, 2009 Form 10-Q for the Fiscal Quarters Ended March 31, 2009 and June 30, 2009 File No. 0-52506 Dear Mr. O?Brien: Thank you for your comments da |
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| September 4, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Correspondence September 3, 2009 Via EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ESP Resources, Inc. To Whom It May Concern: ESP Resources, Inc. (“ESP”) has received your letter dated August 28, 2009 with additional comments to our response letter dated August 21, 2009 regarding your request fo |
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| September 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 31, 2009 date of Report August 28, 2009 (Date of earliest event reported) ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 000-52506 98-0440762 (State or other jurisdiction of incorporation) (C |
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| August 21, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Response Letter August 19, 2009 Mr. Terence O’Brien Division of Corporation Finance United States Securities and Exchange Commission Mail Stop 4631 Washington, D.C. 20549-4631 RE: ESP Resources, Inc. Form 10-K for the Fiscal Year Ended December 31, 2008 Filed April 15, 2009 Form 10-Q for the Fiscal Quarter Ended March 31, 2009 File No. 0-52506 Dear M |
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| August 19, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition p |
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| August 13, 2009 |
Filed by sedaredgar.com - ESP RESOURCES, INC. - Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2009 Estimated average burden hours per response .... 2.50 SEC FILE NUMBER 000-52506 CUSIP NUMBER 269132104 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form |
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| July 31, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Correspondence July 31, 2009 Via EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ESP Resources, Inc. To Whom It May Concern: ESP Resources, Inc. (“ESP”) has received your letter dated July 28, 2009 requesting additional information and certain revisions to the Form 10-K for the fiscal year ended De |
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| May 20, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition |
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| May 13, 2009 |
Filed by sedaredgar.com - ESP RESOURCES, INC. - Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-52506 CUSIP NUMBER 26913L104 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2009 [ ] Transition Report on Form 1 |
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| May 8, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of: ESP Resources, Inc. |
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| May 8, 2009 |
Filed by sedaredgar.com - ESP Resources Inc. - Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 29, 2008 Date of Report (Date of Earliest Event Reported) ESP RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52506 98-0440762 (State or o |
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| April 15, 2009 |
Filed by sedaredgar.com - ESP Resouces, Inc. - Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] t |
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| April 3, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 16, 2008 Date of Report (Date of Earliest Event Reported) ESP RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52506 98-0440762 (State or othe |
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| March 31, 2009 |
Filed by sedaredgar.com - ESP RESOURCES, INC. - Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response .... 2.50 SEC FILE NUMBER 000-52506 CUSIP NUMBER 269132104 [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form |
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| February 12, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form S-8 As filed with the Securities and Exchange Commission on February 11, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ESP RESOURCES, INC. (Exact name of registrant as specified in its charter) Nevada 98-0440762 (State or other Jurisdiction) (IRS Empl |
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| February 12, 2009 |
2009 Fiscal Year Professional/ Consultant Stock Compensation Plan Filed by sedaredgar.com - ESP Resources, Inc. - Exhibit 10.1 Exhibit 10.1 2009 FISCAL YEAR PROFESSIONAL/CONSULTANT STOCK COMPENSATION PLAN 1. Purpose. The purpose of this Plan is to provide compensation in the form of Common Stock of the Corporation to eligible consultants that have previously rendered services or that will render services during the term of this 2009 Fiscal Year Professional/Cons |
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| January 23, 2009 |
Filed by sedaredgar.com - ESP Resources Inc. - Correspondence January 23, 2009 Via Edgar and Regular Mail United States Securities and Exchange Commission Division of Corporation Finance Attn: Karl Hiller and Joanna Lam 100 F. Street, N.E. Washington, D.C. 20549 Re: Pantera Petroleum, Inc. (currently named ESP Resources, Inc.) Item 4.01 Form 8-K Form 8-K filed December 29, 2008 Item 4.01 Form 8-K/ |
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| January 23, 2009 |
Amended Letter to the Registrant from BDO Dunwoody LLP dated January 23, 2009. Filed by sedaredgar.com - ESP Resources, Inc. - Exhibit 16.1 BDO Dunwoody LLP #604 – 750 West Pender Street Chartered Accountants Vancouver, BC, Canada V6C 2T7 Telephone: (604) 689-0188 Telefax: (604) 689-9773 www.bdo.ca Direct Line: (604) 646-4390 E-mail: [email protected] January 23, 2009 Office of the Chief Accountant Division of Corporate Finance Securities and Exchange Commission 100 F Street, NE W |
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| January 23, 2009 |
Filed by sedaredgar.com - ESP Resources Inc. - Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 22, 2008 Date of Report (Date of Earliest Event Reported) January 23, 2009 Date of Filing ESP RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) PANTERA |
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| January 20, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Correspondence January 7, 2009 Via Edgar and Regular Mail United States Securities and Exchange Commission Division of Corporation Finance Attn: Karl Hiller and Joanna Lam 100 F. Street, N.E. Washington, D.C. 20549 Re: Pantera Petroleum, Inc. (currently named ESP Resources, Inc.) Form 8-K filed December 29, 2008 File No. 000-52506 Dear. Mr. Hiller an |
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| January 20, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2008 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transit |
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| January 20, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 22, 2008 Date of Report (Date of Earliest Event Reported) ESP RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) PANTERA PETROLEUM, INC. (Former Name o |
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| January 20, 2009 |
Amended Letter to the Registrant from BDO Dunwoody LLP dated December 22, 2008. Filed by sedaredgar.com - ESP Resources, Inc. - Exhibit 16.1 BDO Dunwoody LLP Chartered Accountants #604 – 750 West Pender Street Vancouver, BC, Canada V6C 2T7 Telephone: (604) 689-0188 Telefax: (604) 689-9773 www.bdo.ca Direct Line: (604) 646-4390 E-mail: [email protected] December 22, 2008 Office of the Chief Accountant Division of Corporate Finance Securities and Exchange Commission 100 F Street, NE |
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| January 13, 2009 |
Filed by sedaredgar.com - ESP RESOURCES, INC. - Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response .... 2.50 SEC FILE NUMBER 000-52506 CUSIP NUMBER 26913L104 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form |
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| January 9, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 29, 2008 Date of Report (Date of Earliest Event Reported) ESP RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) PANTERA PETROLEUM, INC. (Former Name o |
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| January 9, 2009 |
Filed by sedaredgar.com - ESP Resources, Inc. - Form 8K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 22, 2008 Date of Report (Date of Earliest Event Reported) ESP RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) PANTERA PETROLEUM, INC. (Former Name of |
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| January 6, 2009 |
AGREEMENT FOR SHARE EXCHANGE This AGREEMENT FOR SHARE EXCHANGE (this ?Agreement?) is entered into on December 31, 2008, by and among ESP Resources, Inc. |
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| January 6, 2009 |
Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 29, 2008 Date of Report (Date of Earliest Event Reported) ESP RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) PANTERA PETROLEUM, INC. (Former Name of Registrant) Nevada 000-52506 98-0440762 (State or other Jur |
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| December 29, 2008 |
Letter to the Registrant from BDO Dunwoody LLP dated December 22, 2008. Filed by sedaredgar.com - Pantera Petroleum Inc. - Exhibit 16.1 BDO Dunwoody LLP #604 – 750 West Pender Street Chartered Accountants Vancouver, BC, Canada V6C 2T7 Telephone: (604) 689-0188 Telefax: (604) 689-9773 www.bdo.ca Direct Line: (604) 646-4390 E-mail: [email protected] December 22, 2008 Office of the Chief Accountant Division of Corporate Finance Securities and Exchange Commission 100 F Street, |
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| December 29, 2008 |
Filed by sedaredgar.com - Pantera Petroleum, Inc. - Form 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act Date of Report (Date of Earliest Event Reported): December 22, 2008 PANTERA PETROLEUM, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52506 98-0440762 (State |
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| December 15, 2008 |
Filed by sedaredgar.com - Pantera Petroleum, Inc. - Exhibit 2.1 December 11, 2008 David Dugas Chief Executive Officer ESP Resources, Inc. P.O. Box 53846 Lafayette, LA 70505 Dear Mr. Dugas: As you know, Pantera Petroleum, Inc. (“Pantera”) has a strong interest in acquiring ESP Resources, Inc. (“ESP”) The purpose of this letter of intent is to set forth the basic terms and conditions of such a trans |
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| December 15, 2008 |
Filed by sedaredgar.com - Pantea Petroleum, Inc. - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 11, 2008 Date of Report (Date of Earliest Event Reported) PANTERA PETROLEUM, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52506 98-0440762 (State |
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| November 17, 2008 |
Filed by sedaredgar.com - Pantera Petroleum Inc. - Schedule 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [] Preliminary Information Statement [X] Definitive Information Statement [] Confidential for Use of the Commission Only ( |
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| November 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [] Preliminary Information Statement [] Definitive Information Statement [] Confidential for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) PANTERA PETROLEUM INC. (Name of |
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| November 5, 2008 |
Filed by sedaredgar.com - Pantera Petroleum Inc. - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act October 30, 2008 Date of Report (Date of Earliest Event Reported) PANTERA PETROLEUM, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-52506 98-0440762 (State o |
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| November 5, 2008 |
Filed by sedaredgar.com - Pantera Petroleum Inc. - Exhibit 10.1 AGREEMENT THIS AGREEMENT (the “Agreement”) is dated October 30, 2008, and is entered into by and among PANTERA PETROLEUM INC. (“Pantera”), LAKEHILLS PRODUCTION, INC. (“Lakehills”) and MADOFF ENERGY IV LLC (“Madoff”). Pantera, Lakehills and Madoff are at times each individually referred to herein as a “Party” and are at times collectiv |
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| October 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2008 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-52506 PANTERA PETROLEU |
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| October 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 10, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number) |
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| October 16, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 000-52506 CUSIP NUMBER 69866L 101 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K [ X ] Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended August 31, 2008 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o |
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| September 15, 2008 |
Filed by sedaredgar.com - Pantera Petroleum Inc. - Form 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended May 31, 2008 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ |
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| September 15, 2008 |
Filed by sedaredgar.com - Pantera Petroleum Inc. - Exhibit 10.9 AMENDED AND RESTATED SHARE PURCHASE AGREEMENT THIS AGREEMENT is made effective as of the 9th day of September, 2008 (the “Effective Date”). BETWEEN: PANTERA PETROLEUM INC., a Nevada corporation, of 111 Congress Avenue, Suite 400, Austin, Texas, USA 78701 (“Pubco”) AND: ARTEMIS ENERGY PLC (formerly Pantera Oil and Gas PLC), a company r |
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| September 2, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 000-52506 CUSIP NUMBER 69866L 101 NOTIFICATION OF LATE FILING (Check one): [ X] Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended May 31, 2008 o o o o o Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Tr |
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| August 22, 2008 |
Form of Subscription Agreement (non-U.S. persons) THIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT (THE "SUBSCRIPTION AGREEMENT") RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U. |
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| August 22, 2008 |
Form of Subscription Agreement (U.S. persons) - 1 - NONE OF THE SECURITIES TO WHICH THIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT (THE “SUBSCRIPTION AGREEMENT”) RELATES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “1933 ACT”), OR ANY U. |
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| August 22, 2008 |
Letter Agreement dated August 11, 2008 between our company and Lakehills Production, Inc. e - Converted by S, created by BCL Technologies Inc., for SEC Filing |
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| August 22, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number) 9 |
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| August 5, 2008 |
SECOND AMENDING AGREEMENT THIS AGREEMENT effective as of July 30. 2008. AMONG PANTERA PETROLEUM INC., a Nevada corporation, of 3316 West 1st Avenue, Vancouver, British Columbia, V6R 1G4 (?Pubco?) AND: ARTEMIS ENERGY PLC (formerly PANTERA OIL AND GAS PLC), a company registered in England, of 15 Poland Street, London, England, W1F 8QE (?Pantera?) AND: AURORA PETROLEOS SA, a company registered in Par |
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| August 5, 2008 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number) 98- |
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| June 27, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 27, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number) 98- |
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| April 14, 2008 |
Joint Venture Agreement dated February 24, 2008 with Trius Energy, LLC Filed by Automated Filing Services Inc. (604) 609-0244 - Pantera Petroleum Inc. - Exhibit 10.7 |
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| April 14, 2008 |
Subscription Agreement dated February 28, 2008 with Trius Energy, LLC Filed by Automated Filing Services Inc. (604) 609-0244 - Pantera Petroleum Inc. - Exhibit 10.6 |
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| April 14, 2008 |
Filed by Automated Filing Services Inc. (604) 609-0244 - Pantera Petroleum Inc. - Form 10QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2008 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the t |
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| March 19, 2008 |
Filed by Automated Filing Services Inc. (604) 609-0244 - PANTERA PETROLEUM INC. - Form 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 17, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) N |
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| March 19, 2008 |
Filed by Automated Filing Services Inc. (604) 609-0244 - PANTERA PETROLEUM INC. - Exhibit 10.1 AMENDING AGREEMENT THIS AGREEMENT made March 17, 2008 effective as of February 28, 2008 AMONG: PANTERA PETROLEUM INC., a Nevada corporation, of 3316 West 1st Avenue, Vancouver, British Columbia, V6R 1G4 (“Pubco”) AND: ARTEMIS ENERGY PLC (formerly PANTERA OIL AND GAS PLC), a company registered in England, |
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| March 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 24, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Comm |
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| February 29, 2008 |
Return to Treasury Agreement dated February 26, 2008 between our company and Peter Hughes RETURN TO TREASURY AGREEMENT THIS AGREEMENT is made as of the 26th day of February, 2008 BETWEEN: PANTERA PETROLEUM INC. |
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| February 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 24, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number) |
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| February 21, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 31, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number) |
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| February 21, 2008 |
A PARTNERSHIP OF INCORPORATED PROFESSIONALS AMISANO HANSON CHARTERED ACCOUNTANTS February 20, 2008 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 U. |
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| February 19, 2008 |
EX-10.1 2 exhibit10-1.htm EQUITY FINANCING AGREEMENT EQUITY FINANCING AGREEMENT (this "Agreement"), dated as of February 12, 2008, between PANTERA PETROLEUM INC., a Nevada corporation (the "Company"), and FTS FINANCIAL INVESTMENTS LTD., a corporation organized under the laws of Switzerland (the "Investor"). W I T N E S S E T H: WHEREAS, the parties desire that, upon the terms and subject to the co |
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| February 19, 2008 |
Filed by Automated Filing Services Inc. (604) 609-0244 - Pantera Petroleum Inc. - Form 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 12, 2008 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter |
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| February 5, 2008 |
Form of Advisory Board Agreement ADVISORY BOARD AGREEMENT THIS AGREEMENT is dated for reference , 2007 (the “Effective Date”). |
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| February 5, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 30, 2007 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number) |
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| January 14, 2008 |
Filed by Automated Filing Services Inc. (604) 609-0244 - Pantera Petroleum Inc. - Form 10QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2007 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the t |
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| November 26, 2007 |
Share Purchase Agreement dated November 21, 2007 among our company, Pantera Oil and Gas SHARE PURCHASE AGREEMENT THIS AGREEMENT is made effective as of the 21st day of November, 2007 (the “Effective Date”). |
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| November 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 21, 2007 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number) |
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| October 22, 2007 |
Filed by Automated Filing Services Inc. (604) 609-0244 - Pantera Petroleum Inc. - Form 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31 2007 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the tra |
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| October 16, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC. FILE NUMBER 000-52506 Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K [ X ] Form 10-Q and Form 10-QSB o Form N-SAR CUSIP NUMBER 69866L 101 For Period Ended: August 31, 2007 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form |
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| October 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 PANTERA PETROLEUM INC. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 69866L 101 (CUSIP Number) copy to: Virgil Hlus Clark Wilson LLP Barristers & Solicitors Patent & Trade-Mark Agents 800 - 885 West Georgia Street Vancouver, British Columbi |
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| September 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 28, 2007 PANTERA PETROLEUM INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-52506 (Commission File Number |
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| September 28, 2007 | ||
| September 28, 2007 |
ROSS MILLER Secretary of State 204 North Carson Street, Suite 1 Carson City, Nevada 89701-4299 (775) 684 5708 Website: secretaryofstate. |
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| September 14, 2007 |
Agreement for the Purchase of Common Stock NONE OF THE SECURITIES TO WHICH THIS TRANSFER AGREEMENT (THE “AGREEMENT”) RELATES HAVE BEEN REGISTERED UNDER THE UNITED STATES 1933 ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY U. |
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| September 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 12, 2007 ARTHRO PHARMACEUTICALS INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 333-130729 (Commission File |
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| August 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended May 31, 2007 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from o to o Commission file number 333-130729 ARTHRO PHARMACEUTICALS |
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| August 29, 2007 |
ARTHRO PHARMACEUTICALS INC. (the ?Corporation?) CODE OF ETHICS AND BUSINESS CONDUCT FOR DIRECTORS, SENIOR OFFICERS AND EMPLOYEES OF THE CORPORATION (the ?Code?) This Code applies to the Chief Executive Officer, President, Chief Financial Officer, Principal Executive Officer, Principal Financial Officer, Principal Accounting Officer, Controller and persons performing similar functions (collectively |
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| April 16, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-QSB x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2007 o Transition Report pursuant to 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number - 333-130729 ARTHRO PHARMACEUTICALS INC. |
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| March 16, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-QSB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-QSB/A x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 30, 2006 o Transition Report pursuant to 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number - 333-130729 ARTHRO PHARMACEUTICALS INC. |
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| March 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ARTHRO PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 98-040762 State or jurisdiction of incorporation o |
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| February 20, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-QSB [X] Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 30, 2006 [ ] Transition Report pursuant to 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number - 333-130729 ARTHRO PHARMACEUTICALS INC. |
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| January 16, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-QSB [X] Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 30, 2006 [ ] Transition Report pursuant to 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number - 333-130729 ARTHRO PHARMACEUTICALS INC. |
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| October 16, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-QSB [X] Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2006 [ ] Transition Report pursuant to 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number - 333-130729 ARTHRO PHARMACEUTICALS INC. |
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| September 13, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 30, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 1, 2006 |
Arthro Pharmaceuticals Inc. 3316 West 1st Avenue, Vancouver, B.C., V6R 1G4 Tel 604-732-8455 Mobile 604-802-7372 Fax 604-732-8459 Email [email protected] May 1, 2006 Mr. John D. Reynolds Ms. Goldie Walker United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Arthro Pharmaceuticals, Inc. (the "company") File No. 333-130729 'Request For Acceleratio |
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| April 19, 2006 | ||
| April 19, 2006 | ||
| April 19, 2006 |
AS FILED WITH THE SECURITIES EXCHANGE COMMISISON ON April 18, 2006 Registration No. |
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| April 19, 2006 | ||
| April 19, 2006 | ||
| January 30, 2006 | ||
| January 30, 2006 | ||
| January 30, 2006 |
AS FILED WITH THE SECURITIES EXCHANGE COMMISISON ON January 27, 2006 Registration No. |
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| January 30, 2006 | ||
| January 30, 2006 | ||
| December 28, 2005 | ||
| December 28, 2005 | ||
| December 28, 2005 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON September, 2005 AS FILED WITH THE SECURITIES EXCHANGE COMMISISON ON December 14, 2005 Registration No. |
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| December 28, 2005 | ||
| December 28, 2005 |
