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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ecology and Environment, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 14, 2020 |
EEI / Ecology and Environment, Inc. / SILVESTRO FRANK B - SC 13G/A Passive Investment SCHEDULE 13G/A (Amendment No. 11) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Se |
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| February 14, 2020 |
EEI / Ecology and Environment, Inc. / Frank Ronald L - SC 13G/A Passive Investment SCHEDULE 13G/A (Amendment No. 31) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Se |
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| February 14, 2020 |
EEI / Ecology and Environment, Inc. / STROBEL GERALD A - SC13-G/A Passive Investment SCHEDULE 13G/A (Amendment No. 15) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Se |
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| February 14, 2020 |
SCHEDULE 13G/A (Amendment No. 1) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Sec |
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| February 14, 2020 |
EEI / Ecology and Environment, Inc. / Shelly Kirsten L - SC 13G/A Passive Investment SCHEDULE 13G/A (Amendment No. 5) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Sec |
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| January 10, 2020 |
EEI / Ecology and Environment, Inc. 15-12B - - FORM 15-12B FORM 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-09065 ECOLOGY AND ENVIRONMENT INC. (Exact name of registrant |
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| January 8, 2020 |
EEI / Ecology and Environment, Inc. / HARBERT MICROCAP PARTNERS FUND, LP Activist Investment OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 31, 2019 |
EEI / Ecology and Environment, Inc. / Wsp Global Inc. - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ecology and Environment Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 278878103 (CUSIP Number) Philippe Fortier Chief Legal Officer and Corporate Secretary WSP Global Inc. 1600 René-Lévesque Blvd West, 10 |
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| December 31, 2019 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ECOLOGY AND ENVIRONMENT INC. Under Section 805 of the Business Corporation Law The undersigned, the President of Ecology and Environment Inc., hereby certifies: 1. The name of the corporation is Ecology and Environment Inc. (the “Corporation”). 2. The date of filing of the Certificate of Incorporation with the Department o |
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| December 31, 2019 |
EEI / Ecology and Environment, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 31, 2019 Registration No. |
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| December 31, 2019 |
Ecology and Environment Inc. Joins WSP Global Inc. Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Sara F. Herrmann Director, Communications (716) 684-8060 [email protected] Ecology and Environment Inc. Joins WSP Global Inc. LANCASTER, N.Y., December 31, 2019 – Ecology and Environment Inc. (“E & E”) (Nasdaq: EEI) today announced the completion of its previously reported acquisition by WSP Global Inc. (“WSP”). WSP is one of the world’s leading professi |
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| December 31, 2019 |
EEI / Ecology and Environment, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 31, 2019 Registration No. |
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| December 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 31, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| December 31, 2019 |
AMENDED AND RESTATED BY-LAWS ECOLOGY AND ENVIRONMENT INC. ARTICLE I Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF ECOLOGY AND ENVIRONMENT INC. ARTICLE I OFFICES Section 1.01 Principal Office. The principal office of the corporation shall be located at such place within or without the State of New York as the board of directors may from time to time determine. Section 1.02 Other Offices. The corporation may also have offices and places of business at such other place |
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| December 31, 2019 |
EEI / Ecology and Environment, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 31, 2019 Registration No. |
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| December 31, 2019 |
EEI / Ecology and Environment, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 31, 2019 Registration No. |
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| December 31, 2019 |
EEI / Ecology and Environment, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 31, 2019 Registration No. |
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| December 31, 2019 |
EEI / Ecology and Environment, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 31, 2019 Registration No. |
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| December 31, 2019 |
EEI / Ecology and Environment, Inc. S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 31, 2019 Registration No. |
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| December 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. -20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 2, 2019 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT |
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| December 4, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 20, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction o |
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| November 20, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 20, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| November 7, 2019 |
EEI / Ecology and Environment, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| October 30, 2019 |
ECOLOGY AND ENVIRONMENT INC. * * * * * RE-STATED BY - LAWS * * * * * ARTICLE I OFFICES Exhibit 3.8 Amended by Board Resolutions Dated September 18, 2018 and May 28, 2019 ECOLOGY AND ENVIRONMENT INC. * * * * * RE-STATED BY - LAWS * * * * * ARTICLE I OFFICES Section 1. The office of the Corporation shall be located in the County of Erie, State of New York. Section 2. The Corporation may also have offices at such other places both within and without the State of New York as the Board o |
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| October 30, 2019 |
Exhibit 21.1 Subsidiaries of Ecology and Environment Inc. (the “Company”) as of July 31, 2019 Percentage of Subsidiary Capital Stock Owned by the Company 1. Ecology & Environment Engineering, Inc. (a Colorado corporation) 100% 2. Gestión Ambiental Consultores S.A. (a corporation formed under the laws of Chile) 52.48% 3. ecology and environment do brasil Ltda. (a limited liability partnership forme |
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| October 30, 2019 |
EEI / Ecology and Environment, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2019 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT INC. (Exact |
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| October 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 16, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of i |
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| October 8, 2019 |
EEI / Ecology and Environment, Inc. DEFM14A - - DEFM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| September 26, 2019 |
EEI / Ecology and Environment, Inc. PREM14A - - PREM 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: ☒ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| September 9, 2019 |
EEI / Ecology and Environment, Inc. / Wsp Global Inc. - SC 13D Activist Investment SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Ecology and Environment Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 278878103 (CUSIP Number) Philippe Fortier Chief Legal Officer and Corporate Secretary WSP Global Inc. 1600 René-Lévesque Blvd West, 10th |
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| August 30, 2019 |
EEI / Ecology and Environment, Inc. / Mill Road Capital II, L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 382 Greenwich Avenue Suite One Greenwich, CT 06830 203- |
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| August 28, 2019 |
EEI / Ecology and Environment, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ⌧ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| August 28, 2019 |
Ecology and Environment Inc. Enters into Definitive Agreement to be Acquired by WSP Global Inc. Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Sara F. Herrmann Corporate Communications Manager (716) 684-8060 [email protected] Ecology and Environment Inc. Enters into Definitive Agreement to be Acquired by WSP Global Inc. LANCASTER, N.Y., August 28, 2019 — Ecology and Environment Inc. (“E & E”) (Nasdaq: EEI) today announced that it has entered into a definitive merger agreement with WSP Global In |
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| August 28, 2019 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER By and among: WSP Global Inc., a Canadian corporation; Everest Acquisition Corp., a New York corporation; and Ecology and Environment Inc. a New York corporation Dated as of August 28, 2019 Table of Contents Page SECTION 1. MERGER TRANSACTION 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of the Merger 1 1.3 Closing; Effective T |
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| August 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 28, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of in |
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| August 28, 2019 |
Exhibit 10.1 FINAL FORM VOTING AND SUPPORT AGREEMENT1 This Voting and Support Agreement (this “Agreement”) is entered into as of August 28, 2019, by and between WSP Global inc., a Canadian corporation (“Parent”), and (“Stockholder”). Recitals A. Stockholder is a holder of record and the “beneficial owner” (within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934, as amended) of c |
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| August 28, 2019 |
Exhibit 10.1 FINAL FORM VOTING AND SUPPORT AGREEMENT1 This Voting and Support Agreement (this “Agreement”) is entered into as of August 28, 2019, by and between WSP Global inc., a Canadian corporation (“Parent”), and (“Stockholder”). Recitals A. Stockholder is a holder of record and the “beneficial owner” (within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934, as amended) of c |
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| August 28, 2019 |
EEI / Ecology and Environment, Inc. DEFA14A - - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 28, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of in |
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| August 28, 2019 |
EX-2.1 2 ex21.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER By and among: WSP Global Inc., a Canadian corporation; Everest Acquisition Corp., a New York corporation; and Ecology and Environment Inc. a New York corporation Dated as of August 28, 2019 Table of Contents Page SECTION 1. MERGER TRANSACTION 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of the Mer |
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| August 28, 2019 |
Ecology and Environment Inc. Enters into Definitive Agreement to be Acquired by WSP Global Inc. EX-99.1 4 ex991.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Sara F. Herrmann Corporate Communications Manager (716) 684-8060 [email protected] Ecology and Environment Inc. Enters into Definitive Agreement to be Acquired by WSP Global Inc. LANCASTER, N.Y., August 28, 2019 — Ecology and Environment Inc. (“E & E”) (Nasdaq: EEI) today announced that it has entered into a definitive me |
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| July 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of (IRS |
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| July 31, 2019 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Sara F. Herrmann Corporate Communications Manager (716) 684-8060 [email protected] Ronald Frank to Retire as E & E Secretary and Executive Vice President, Colleen Mullaney-Westfall Named Secretary LANCASTER, N.Y., July 31, 2019 — The Board of Directors of Ecology and Environment Inc. (E & E) (Nasdaq: EEI) has announced that Ronald L. Frank will retire as |
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| July 26, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 24, 2019 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of (IR |
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| July 11, 2019 |
EEI / Ecology and Environment, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| June 27, 2019 |
EEI / Ecology and Environment, Inc. 11-K - - 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ☑ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 1-9065 ECOLOGY AND ENVIRONMENT INC. 401(K) PL |
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| June 17, 2019 |
EEI / Ecology and Environment, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended April 27, 2019 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT INC |
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| June 11, 2019 |
EEI / Ecology and Environment, Inc. NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-09065 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: April 27, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10- |
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| May 31, 2019 |
8-K 1 form8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 28, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other |
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| May 31, 2019 |
EXHIBIT 3.1 Ecology and Environment Inc.’s Board of Directors voted to amend the Re-Stated By-Laws on May 28, 2019. The amendments to the Re-Stated By-Laws are set out in the underlined and italicized text below. The capitalized, but undefined, terms used in the amendments below have the meanings given to those terms in the Re-Stated By-Laws. Article II, Section 2: The annual meeting of Shareholde |
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| May 31, 2019 |
EEI / Ecology and Environment, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. -20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended January 26, 2019 ☐ ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMEN |
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| May 31, 2019 |
EEI / Ecology and Environment, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. -20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended October 27, 2018 ☐ ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMEN |
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| May 31, 2019 |
Subsidiaries of Ecology and Environment Inc. (the “Company”) as of July 31, 2018 EX-21.1 2 ex211.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of Ecology and Environment Inc. (the “Company”) as of July 31, 2018 Percentage of Subsidiary Capital Stock Owned by the Company 1. Ecology & Environment Engineering, Inc. (a Colorado corporation) 100% 2. Gestión Ambiental Consultores S.A. (a corporation formed under the laws of Chile) 55.1% 3. ecology and environment do brasil Ltda. (a lim |
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| May 31, 2019 |
EEI / Ecology and Environment, Inc. 10-K - Annual Report - 10-K 10-K 1 form10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2018 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND |
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| May 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 20, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of incor |
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| May 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 13, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of incor |
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| May 16, 2019 |
Ecology and Environment Inc. Receives Nasdaq Determination Letter Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Sara Herrmann Corporate Communications Manager (716) 684-8060 [email protected] Ecology and Environment Inc. Receives Nasdaq Determination Letter LANCASTER, N.Y., May 16, 2019 – On May 13, 2019, Ecology and Environment Inc. (Nasdaq: EEI) (“E & E” or the “Company”) received, as expected, a formal determination letter (the “Letter”) from the Listing Qualif |
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| May 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 13, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of incor |
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| April 16, 2019 |
8-K 1 form8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 11, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or othe |
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| April 4, 2019 |
sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (par value $.01) (Title of Class of Securities) 278878103 (CUSIP Number) April 2, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| April 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of (IRS |
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| March 29, 2019 |
EEI / Ecology and Environment, Inc. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-09065 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: January 26, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 1 |
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| March 26, 2019 |
Ecology and Environment Inc. Receives Nasdaq Notice EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Sara Herrmann Corporate Communications Manager (716) 684-8060 [email protected] Ecology and Environment Inc. Receives Nasdaq Notice LANCASTER, N.Y., March 26, 2019 – On March 25, 2019, Ecology and Environment Inc. (Nasdaq: EEI) (E & E, or the “Company”) received, as expected, a formal notification from the Listing Qualifi |
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| March 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2019 Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of in |
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| February 19, 2019 |
EEI / Ecology and Environment, Inc. / Frank Ronald L - SC 13G/A Passive Investment SCHEDULE 13G/A (Amendment No. 30) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Sec |
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| February 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 7, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of ( |
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| January 16, 2019 |
8-K 1 form8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 14, 2019 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or ot |
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| December 18, 2018 |
8-K 1 form8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 17, 2018 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or o |
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| December 18, 2018 |
EEI / Ecology and Environment, Inc. / HARBERT MICROCAP PARTNERS FUND, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 14, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 13, 2018 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| December 12, 2018 |
EEI / Ecology and Environment, Inc. NONE United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 001-09065 CUSIP Number (Check one): Form 10-K Form 20-F Form 11-K √ Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: October 27, 2018 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form |
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| December 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 12, 2018 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| November 16, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 14, 2018 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| November 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 11, 2018 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of i |
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| October 26, 2018 |
EEI / Ecology and Environment, Inc. NONE United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number CUSIP Number (Check one): √ Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: July 31, 2018 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transit |
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| September 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 19, 2018 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| June 26, 2018 |
EEI / Ecology and Environment, Inc. 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ☑ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 1-9065 ECOLOGY AND ENVIRONMENT, INC. 401(K) P |
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| June 12, 2018 |
EEI / Ecology and Environment, Inc. 10-Q (Quarterly Report) 10-Q 1 form10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. -20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended April 28, 2018 ☐ ☐Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 |
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| April 27, 2018 |
EEI / Ecology and Environment, Inc. / HARBERT MICROCAP PARTNERS FUND, LP Activist Investment SC 13D 1 d787578313d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Kevin A. McGovern, Esq. c/o Harbert Discovery Fund, LP 2100 Third Avenue North Suite 600 Birmingha |
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| April 23, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 23, 2018 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of inc |
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| April 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 13, 2018 Date of Report (Date of earliest event reported) Ecology and Environment Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of inc |
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| March 29, 2018 |
ECOLOGY AND ENVIRONMENT, INC. 2016 Stock Award Plan EXHIBIT 4.1 ECOLOGY AND ENVIRONMENT, INC. 2016 Stock Award Plan 1. Purpose: The 2016 Stock Award Plan (the "Plan") is intended to (a) provide incentives which will attract and retain highly competent persons as officers, and key employees of ECOLOGY AND ENVIRONMENT, INC. (the "Company") and its subsidiaries, and (b) provide a mechanism to compensate the Company’s non-employee directors with stock |
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| March 29, 2018 |
EEI / Ecology and Environment, Inc. S-8 As Filed With the Securities and Exchange Commission on March 29, 2018 Registration No. |
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| March 20, 2018 |
EEI / Ecology and Environment, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pro |
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| March 13, 2018 |
EEI / Ecology and Environment, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. -20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended January 27, 2018 ☐ ☐Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT |
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| February 13, 2018 |
EEI / Ecology and Environment, Inc. / Frank Ronald L - SC 13G/A Passive Investment SCHEDULE 13G/A (Amendment No. 29) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Se |
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| January 8, 2018 |
North Star Investment Management Corp.: Form SC 13G/A - Ecology - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 2 Ecology & Environment, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 278878103 (CUSIP Number) December 31, 2017 (Date of Event which Requires F |
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| December 12, 2017 |
EEI / Ecology and Environment, Inc. 10-Q (Quarterly Report) 10-Q 1 form10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended October 28, 2017 ☐ ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 |
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| November 14, 2017 |
EEI / Ecology and Environment, Inc. 10-K (Annual Report) 10-K 1 form10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2017 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND |
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| November 14, 2017 |
Subsidiaries of Ecology and Environment, Inc. (the “Company”) as of July 31, 2017 Exhibit 21.5 Subsidiaries of Ecology and Environment, Inc. (the “Company”) as of July 31, 2017 Percentage of Subsidiary Capital Stock Owned by the Company 1. Ecology & Environment Engineering, Inc. (a Colorado corporation) 100% 2. Gestión Ambiental Consultores S.A. (a corporation formed under the laws of Chile) 55.1% 3. ecology and environment do brasil Ltda. (a limited liability partnership forme |
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| October 30, 2017 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 001-09065 CUSIP Number (Check one): √ Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: July 31, 2017 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11 |
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| October 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 13, 2017 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| June 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 1-9065 ECOLOGY AND ENVIRONMENT, INC. 401(K) P |
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| June 13, 2017 |
EEI / Ecology and Environment, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. -20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended April 29, 2017 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT, I |
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| June 7, 2017 |
GOVERNANCE, NOMINATING AND COMPENSATION COMMITTEE (GNCC) CHARTER Board Approval Date: April 20, 2017 Exhibit 99.1 GOVERNANCE, NOMINATING AND COMPENSATION COMMITTEE (GNCC) CHARTER Board Approval Date: April 20, 2017 1. Background The Governance, Nominating and Compensation Committee (GNCC) is cognizant of the potentially diverse viewpoints of the seven Board members and the importance of creating a committee structure that incorporate diverse inputs from the Board in the formative stages of govern |
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| June 7, 2017 |
8-K 1 form8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2017 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other |
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| June 7, 2017 |
Marshall A. Heinberg Named Chairman of Ecology and Environment, Inc. Board of Directors Exhibit 99.2 FOR IMMEDIATE RELEASE Contact: Sara Herrmann Corporate Communications Manager (716) 684-8060 [email protected] Marshall A. Heinberg Named Chairman of Ecology and Environment, Inc. Board of Directors LANCASTER, NY, June 7, 2017 ? The Board of Directors of Ecology and Environment, Inc. (E & E) (NASDAQ: EEI) has appointed Marshall A. Heinberg Board Chairman. Former Chairman and company c |
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| June 7, 2017 |
EX-14.1 2 ex141.htm EXHIBIT 14.1 Exhibit 14.1 Code of Conduct Ecology and Environment, Inc. Board Approval Date: June 1, 2017 Message from Gerry Gallagher, President and CEOand Frank Silvestro, Board Chairman The decisions we make every day as individuals and as a company matter. We position ourselves for success when we apply ethical principles to our business decisions. ThisE & E Code of Conduct |
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| April 27, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2017 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of in |
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| April 25, 2017 |
Ecology and Environment 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 19, 2017 Ecology and Environment, Inc. (Exact Name of Registrant as Specified in its Charter) New York 1-9065 16-0971022 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 25, 2017 |
EX-10.1 Exhibit 10.1 Execution Copy SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this ?Agreement?) is made and entered into as of April 19, 2017, among Ecology and Environment, Inc., a New York corporation (the ?Company?), on the one hand, and Mill Road Capital II, L.P., a Delaware limited liability partnership, Mill Road Capital II GP LLC, a Delaware limited liability company, Mill Road Capita |
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| April 21, 2017 |
Amendment No. 7 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 382 Greenwich Avenue Suite One G |
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| April 21, 2017 |
EX-25 2 d377535dex25.htm EX-25 Exhibit 25 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of April 19, 2017, among Ecology and Environment, Inc., a New York corporation (the “Company”), on the one hand, and Mill Road Capital II, L.P., a Delaware limited liability partnership, Mill Road Capital II GP LLC, a Delaware limited liability company, Mill Road |
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| April 20, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 20, 2017 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 19, 2017 Ecology and Environment, Inc. (Exact Name of Registrant as Specified in its Charter) New York 1-9065 16-0971022 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 20, 2017 |
EX-99.1 Exhibit 99.1 ECOLOGY AND ENVIRONMENT, INC. REACHES AGREEMENT WITH MILL ROAD CAPITAL Resolves Proxy Contest Amicably LANCASTER, NY, April 19, 2017 ? Ecology and Environment, Inc. (NASDAQ: EEI) (?E & E? or the ?Company?) today announced that it has reached an agreement (the ?Agreement?) with Mill Road Capital and its affiliates (collectively ?Mill Road?), which own approximately 15.43% of ou |
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| April 13, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 12, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 12, 2017 |
Ecology and Environment DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 11, 2017 |
Ecology and Environment DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 11, 2017 |
MILL ROAD URGES EEI SHAREHOLDERS TO VOTE FOR NEEDED CHANGE EX-24 2 d374971dex24.htm EX-24 CUSIP No. 278878103 Exhibit 24 MILL ROAD URGES EEI SHAREHOLDERS TO VOTE FOR NEEDED CHANGE GREENWICH, Conn. – 4/10/17, Today, Mill Road Capital II, L.P. issued the following open letter to the Class A shareholders of Ecology and Environment, Inc. (“EEI”). To Our Fellow Class A Shareholders of Ecology and Environment, Inc.: We are pleased that both ISS and Glass Lewis, |
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| April 11, 2017 |
SC 13D/A 1 d374971dsc13da.htm AMENDMENT NO. 6 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 38 |
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| April 10, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 10, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 7, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 6, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 5, 2017 |
Amendment No. 5 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 382 Greenwich Avenue Suite One G |
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| April 3, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 3, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 3, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| March 29, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| March 28, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| March 28, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| March 22, 2017 |
Amendment No. 4 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 382 Greenwich Avenue Suite One G |
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| March 16, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| March 16, 2017 |
Ecology and Environment FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 15, 2017 Ecology and Environment, Inc. (Exact Name of Registrant as Specified in its Charter) New York 1-9065 16-0971022 (State or Other Jurisdiction of Incorporation) |
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| March 16, 2017 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Sara Herrmann Corporate Communications Manager (716) 684-8060 [email protected] Ecology and Environment, Inc. Urges Shareholders to Elect Its Highly Qualified Class A Director Nominees LANCASTER, NY, March 15, 2017 ? Ecology and Environment, Inc. (NASDAQ: EEI) (?E & E? or the ?Company?) today announced it has filed with the Securities and Exchang |
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| March 16, 2017 |
Ecology and Environment DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| March 14, 2017 |
Ecology and Environment ECOLOGY AND ENVIRONMENT, INC. 10-Q 1-28-2017 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended January 28, 2017 ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT, I |
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| March 13, 2017 |
Ecology and Environment DEFA14A DEFA14A 1 d355706ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 13, 2017 |
Ecology and Environment DEFA14A DEFA14A 1 d341241ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 9, 2017 |
Amendment No. 3 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 382 Greenwich Avenue Suite One G |
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| March 9, 2017 |
Mill Road Capital II, L.P. 382 Greenwich Avenue, Suite One Greenwich, CT 06830 EX-22 CUSIP No. 278878103 Exhibit 22 Mill Road Capital II, L.P. 382 Greenwich Avenue, Suite One Greenwich, CT 06830 March 6, 2017 VIA CERTIFIED MAIL AND FEDERAL EXPRESS Ecology and Environment, Inc. 368 Pleasant View Drive Lancaster, New York 14086 Attn: Ronald L. Frank, Secretary Re: Demand to Inspect Shareholder List Materials Pursuant to Section 624 of the New York Business Corporation Law Ladi |
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| March 2, 2017 |
Amendment No. 2 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 382 Greenwich Avenue Suite One G |
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| March 1, 2017 |
Ecology and Environment DEFC14A DEFC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| February 23, 2017 |
Ecology and Environment PRER14A PRER14A Preliminary Proxy Material, Subject to Completion, Dated February 23, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ECOLOGY AND ENVIRON -CL A (Name of Issuer) Common Stock (Title of Class of Securities) 278878103 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 9, 2017 |
Ecology and Environment PREC14A PREC14A Preliminary Proxy Material, Subject to Completion, Dated February 8, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 8, 2017 |
Ecology and Environment 3G/A (Passive Acquisition of More Than 5% of Shares) ecol16a13.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 278878103 13G Page 1 of 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* ECOLOGY AND ENVIRONMENT, INC. (Name of Issuer) Class A Common Stock par value $.01 per share (Title of Class of Securities) 278878103 (CUSIP Number) December |
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| February 2, 2017 |
SCHEDULE 13G/A (Amendment No. 28) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Se |
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| January 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 23, 2017 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| January 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 21, 2016 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| January 13, 2017 |
Exhibit 99.1 December 21, 2016 Board of Directors c/o Mr. Ronald L. Frank, Secretary and Executive Vice President Ecology and Environment, Inc. 368 Pleasant View Drive Lancaster, New York 14086 Dear Sirs: Due to my recent appointment to the Admissions Committee of the SUNY @ Buffalo Jacobs School of Medicine, it will not be possible for me to devote the time necessary to serve on the Ecology and E |
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| January 10, 2017 |
Ecology and Environment SC 13G/A (Passive Acquisition of More Than 5% of Shares) North Star Investment Management Corp.: Form SC 13G/A - Ecology - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Ecology & Environment, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 278878103 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this St |
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| December 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended October 29, 2016 o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT, |
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| November 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 10, 2016 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| November 15, 2016 |
Exhibit 3.10 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ECOLOGY AND ENVIRONMENT INC. Under Section 805 of the Business Corporation Law The undersigned, the President of Ecology and Environment Inc., hereby certifies: 1. The name of the corporation (hereinafter called the "Corporation") is ECOLOGY AND ENVIRONMENT INC. 2. The Certificate of Incorporation of the Corporation was f |
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| November 15, 2016 |
ECOLOGY AND ENVIRONMENT INC. * * * * * RE-STATED BY - LAWS * * * * * ARTICLE I Exhibit 3.9 ECOLOGY AND ENVIRONMENT INC. * * * * * RE-STATED BY - LAWS * * * * * ARTICLE I OFFICES Section 1. The office of the Corporation shall be located in the County of Erie, State of New York. Section 2. The Corporation may also have offices at such other places both within and without the State of New York as the Board of Directors may from time to time determine or the business of the Corp |
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| November 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2016 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT, INC. (Exact |
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| November 15, 2016 |
Subsidiaries of Ecology and Environment, Inc. (the “Company”) as of July 31, 2016 EX-21.5 4 ex215.htm EXHIBIT 21.5 Exhibit 21.5 Subsidiaries of Ecology and Environment, Inc. (the “Company”) as of July 31, 2016 Percentage of Subsidiary Capital Stock Owned by the Company 1. Ecology & Environment Engineering, Inc. (a Colorado corporation) 100% 2. Gestión Ambiental Consultores S.A. (a corporation formed under the laws of Chile) 55.01% 3. ecology and environment do brasil Ltda. (a l |
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| October 31, 2016 |
Form 12b-25: Notification of Late Filing United States Securities and Exchange Commission Washington, D. |
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| October 28, 2016 |
EX-2 3 d269893dex2.htm EX-19 CUSIP No. 278878103 Exhibit 19 CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Charles M. B. Goldman, Scott P. Scharfman and Justin C. Jacobs, each acting singly, to execute and file on the undersigned’s behalf all Forms 3, 4 and 5 and Schedule 13D (including any amendments thereto) that the undersigned may be required to |
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| October 28, 2016 |
Mill Road Capital II, L.P. 382 Greenwich Avenue, Suite One Greenwich, CT 06830 October 27, 2016 EX-4 5 d269893dex4.htm EX-21 EXHIBIT 21 Mill Road Capital II, L.P. 382 Greenwich Avenue, Suite One Greenwich, CT 06830 October 27, 2016 VIA HAND DELIVERY Ecology and Environment, Inc. 368 Pleasant View Drive Lancaster, New York 14086 Attn: Ronald L. Frank, Secretary Re: Notice to the Secretary of Intention to Nominate Persons for Election as Directors at the 2017 Annual Meeting of Shareholders of |
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| October 28, 2016 |
EX-3 4 d269893dex3.htm EX-20 CUSIP No. 278878103 Exhibit 20 CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Thomas E. Lynch, Charles M. B. Goldman and Justin C. Jacobs, each acting singly, to execute and file on the undersigned’s behalf all Forms 3, 4 and 5 and Schedule 13D (including any amendments thereto) that the undersigned may be required to fi |
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| October 28, 2016 |
SC 13D/A 1 d269893dsc13da.htm AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 38 |
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| October 28, 2016 |
EX-1 2 d269893dex1.htm EX-18 CUSIP No. 278878103 Exhibit 18 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree, as of October 28, 2016, that only one statement containing the information required by Schedule 13D, and each amendment thereto, need be filed with respect to the ownership by each of the undersigned of |
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| July 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 14, 2016 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of inc |
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| June 28, 2016 |
Ecology and Environment ECOLOGY AND ENVIRONMENT, INC 11-K 12-31-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 1-9065 ECOLOGY AND ENVIRONMENT, INC. 401(K) P |
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| June 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. -20549 FORM 10-Q ☐Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended April 30, 2016 ☐Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT, INC |
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| April 14, 2016 |
SCHEDULE 13G/A (Amendment No. 4) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Sec |
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| April 14, 2016 |
SCHEDULE 13G/A (Amendment No. 3) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Sec |
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| March 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended January 30, 2016 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT, |
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| February 26, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 25, 2016 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| February 19, 2016 |
Exhibit 99.1 Ecology and Environment, Inc. 368 Pleasant View Drive Lancaster, New York 14066 The Special Committee of Ecology and Environment, Inc. February 17, 2016 Justin C. Jacobs Management Committee Director Mill Road Capital 382 Greenwich Ave Suite One Greenwich, CT 06830 Dear Mr. Jacobs: Thank you and the rest of your team at Mill Road Capital (? Mill Road?) for taking the time to meet with |
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| February 19, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 17, 2016 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| February 16, 2016 |
SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Securities) 278878 10 3 |
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| February 16, 2016 |
SCHEDULE 13G/A (Amendment No. 27) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Se |
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| February 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ECOLOGY AND ENVIRON -CL A (Name of Issuer) Common Stock (Title of Class of Securities) 278878103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 3, 2016 |
Ecology and Environment, Inc. 368 Pleasant View Drive Lancaster, New York 14086 Tel.: (716) 684-8060 February 2, 2016 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Terence O?Brien, Accounting Branch Chief Re: Ecology and Environment, Inc. Form 10-K for the Year ended July 31, 2015 Filed October 29, 2015 Dear Mr. O?Brien: Following is Ecology and Environment, In |
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| January 19, 2016 |
SC 13G 1 sc13gecology.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Ecology & Environment, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 278878103 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 11, 2016 |
Ecology and Environment DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 8, 2016 |
Ecology and Environment PRER14A PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| January 8, 2016 |
CORRESP January 8, 2016 US Securities and Exchange Commission Mail Stop 4631 Washington, D. |
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| January 4, 2016 |
Exhibit 4 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, the persons named below agree to joint filing on behalf of each of them of a statement on Schedule 13D-A (including amendments thereto) with respect to the shares of Class A and Class B Common Stock of Ecology and Environment, Inc. |
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| January 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) Ecology and Environment, Inc. (Name of Issuer) Class A and Class B Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a One-for-One Basis) |
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| November 12, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2015 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| November 12, 2015 |
Exhibit 16.1 November 11, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Ecology and Environment, Inc.'s Form 8-K dated November 11, 2015 and have the following comments: 1. We agree with the statements concerning our firm made in the first three paragraphs of the aforementioned Form 8-K. 2. We have no basis on whi |
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| October 9, 2015 |
SCHEDULE 13G/A (Amendment No. 1) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Sec |
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| July 23, 2015 |
Ellen E. Neumaier 284 Mill Road East Aurora, NY 14052 EX-12 Exhibit 12 Ellen E. Neumaier 284 Mill Road East Aurora, NY 14052 May 29, 2015 Mill Road Capital II, L.P. 382 Greenwich Avenue Suite One Greenwich, CT 06830 Re: Letter Agreement – Ecology and Environment Inc. Ladies and Gentlemen: This letter agreement acknowledges and confirms that Mill Road Capital II, L.P., a Delaware limited partnership (the “Buyer”), has undertaken significant efforts in |
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| July 23, 2015 |
Michael A. Shelly TOD 12 Running Brook Drive Lancaster, NY 14086 EX-14 Exhibit 14 Michael A. Shelly TOD 12 Running Brook Drive Lancaster, NY 14086 May 29, 2015 Mill Road Capital II, L.P. 382 Greenwich Avenue Suite One Greenwich, CT 06830 Re: Letter Agreement – Ecology and Environment Inc. Ladies and Gentlemen: This letter agreement acknowledges and confirms that Mill Road Capital II, L.P., a Delaware limited partnership (the “Buyer”), has undertaken significant |
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| July 23, 2015 |
EX-4 Exhibit 4 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is entered into as of May 29, 2015 by and among the parties listed on the Schedule of Sellers (the “Schedule of Sellers”) attached as Schedule A hereto (each, a “Seller” and collectively, the “Sellers”), located at the respective addresses of the Sellers set forth below their names on the Schedule of Sellers, and Mill Road Capital II, L. |
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| July 23, 2015 |
EEI / Ecology and Environment, Inc. / Mill Road Capital II, L.P. - SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Ecology and Environment, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 278878103 (CUSIP Number) Mill Road Capital II, L.P. Attn: Thomas E. Lynch 382 Greenwich Avenue Suite One Greenwich, CT 06830 2 |
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| July 23, 2015 |
Kirsten Neumaier Shelly TOD 12 Running Brook Drive Lancaster, NY 14086 EX-13 Exhibit 13 Kirsten Neumaier Shelly TOD 12 Running Brook Drive Lancaster, NY 14086 May 29, 2015 Mill Road Capital II, L. |
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| July 23, 2015 |
EX-1 CUSIP No. 278878103 Page 1 of 1 Page Exhibit 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree, as of July 23, 2015, that only one statement containing the information required by Schedule 13D, and each amendment thereto, need be filed with respect to the ownership by each of the undersigned of shares of C |
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| July 23, 2015 |
Kevin S. Neumaier 340 Pleasant View Drive Lancaster, NY 14086 EX-10 Exhibit 10 Kevin S. Neumaier 340 Pleasant View Drive Lancaster, NY 14086 May 29, 2015 Mill Road Capital II, L.P. 382 Greenwich Avenue Suite One Greenwich, CT 06830 Re: Letter Agreement – Ecology and Environment Inc. Ladies and Gentlemen: This letter agreement acknowledges and confirms that Mill Road Capital II, L.P., a Delaware limited partnership (the “Buyer”), has undertaken significant ef |
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| July 23, 2015 |
Kevin S. Neumaier 340 Pleasant View Drive Lancaster, NY 14086 EX-11 Exhibit 11 Kevin S. Neumaier 340 Pleasant View Drive Lancaster, NY 14086 May 29, 2015 Mill Road Capital II, L.P. 382 Greenwich Avenue Suite One Greenwich, CT 06830 Re: Letter Agreement – Ecology and Environment Inc. Ladies and Gentlemen: This letter agreement acknowledges and confirms that Mill Road Capital II, L.P., a Delaware limited partnership (the “Buyer”), has undertaken significant ef |
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| July 23, 2015 |
EX-7 8 d59919dex7.htm EX-7 Exhibit 7 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is entered into as of May 29, 2015 by and among the parties listed on the Schedule of Sellers (the “Schedule of Sellers”) attached as Schedule A hereto (each, a “Seller” and collectively, the “Sellers”), located at the respective addresses of the Sellers set forth below their names on the |
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| July 23, 2015 |
rrd383811434584.html Exhibit 24.2 CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Thomas E. Lynch, Charles M. B. Goldman and Justin C. Jacobs, each acting singly, to execute and file on the undersigned's behalf all Forms 3, 4 and 5 and Schedule 13D (including any amendments thereto) that the undersigned may be required to file with the U.S. Securitie |
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| July 23, 2015 |
EX-99.6 Exhibit 6 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is entered into as of May 29, 2015 by and among the parties listed on the Schedule of Sellers (the “Schedule of Sellers”) attached as Schedule A hereto (each, a “Seller” and collectively, the “Sellers”), located at the respective addresses of the Sellers set forth below their names on the Schedule of Seller |
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| July 23, 2015 |
EX-3 CUSIP No. 278878103 Page 1 of 1 Page Exhibit 3 CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Thomas E. Lynch, Charles M. B. Goldman and Justin C. Jacobs, each acting singly, to execute and file on the undersigned’s behalf all Forms 3, 4 and 5 and Schedule 13D (including any amendments thereto) that the undersigned may be required to file with |
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| July 23, 2015 |
EX-24.1 2 rrd383811434583.htm CONFIRMING STATEMENT OF THOMAS E. LYNCH rrd383811434583.html Exhibit 24.1 CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Charles M. B. Goldman, Scott P. Scharfman and Justin C. Jacobs, each acting singly, to execute and file on the undersigned's behalf all Forms 3, 4 and 5 and Schedule 13D (including any amendments ther |
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| July 23, 2015 |
Gerhard J. Neumaier Testamentary Trust Under Article Fourth B 284 Mill Road East Aurora, NY 14052 EX-9 Exhibit 9 Gerhard J. Neumaier Testamentary Trust Under Article Fourth B 284 Mill Road East Aurora, NY 14052 May 29, 2015 Mill Road Capital II, L.P. 382 Greenwich Avenue Suite One Greenwich, CT 06830 Re: Letter Agreement – Ecology and Environment Inc. Ladies and Gentlemen: This letter agreement acknowledges and confirms that Mill Road Capital II, L.P., a Delaware limited partnership (the “Buye |
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| July 23, 2015 |
382 Greenwich Avenue, Suite One ● Greenwich, CT 06830 ● (203) 987-3500 EX-17 Exhibit 17 PRIVATE & CONFIDENTIAL August 11, 2014 Frank B. Silvestro Chairman of the Board Ecology and Environment, Inc. 368 Pleasant View Dr. Lancaster, NY 14086 Re: Indication of Interest for Going Private Transaction Dear Frank: Mill Road Capital Management, LLC (“Mill Road”) has followed Ecology and Environment Inc. (“Ecology and Environment”, “E&E” or the “Company”) since 2006 and first |
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| July 23, 2015 |
EX-2 CUSIP No. 278878103 Page 1 of 1 Page Exhibit 2 CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Charles M. B. Goldman, Scott P. Scharfman and Justin C. Jacobs, each acting singly, to execute and file on the undersigned’s behalf all Forms 3, 4 and 5 and Schedule 13D (including any amendments thereto) that the undersigned may be required to file wi |
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| July 23, 2015 |
VERIFICATION OF CONVERSION AND WAIVER OF RIGHTS EX-16 Exhibit 16 VERIFICATION OF CONVERSION AND WAIVER OF RIGHTS Verification and Waiver made as of this 8th day of July, 2015 by and among Frank B. |
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| July 23, 2015 |
VERIFICATION OF CONVERSION AND WAIVER OF RIGHTS EX-15 Exhibit 15 VERIFICATION OF CONVERSION AND WAIVER OF RIGHTS Verification and Waiver made as of this 8th day of July, 2015 by and among Frank B. |
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| June 29, 2015 |
Ecology and Environment ECOLOGY AND ENVIRONMENT, INC 11-K 12-31-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ☑ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 1-9065 ECOLOGY AND ENVIRONMENT, INC. 401(K) P |
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| March 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 6, 2015 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of inc |
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| March 9, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Mr. Ronald L. Frank Executive Vice President (716) 684-8060 [email protected] Gerald A. Strobel Announces Retirement as Ecology and Environment, Inc. CEO, Gerard A. Gallagher III to Serve as President and CEO LA NC ASTER, N . Y ., March 9, 2015 ? Gerald A. Strobel has announced his retirement as Chief Executive Officer of Ecology and Environment, Inc. (?E & |
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| February 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ECOLOGY AND ENVIRON -CL A (Name of Issuer) Common Stock (Title of Class of Securities) 278878103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| January 20, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 15, 2015 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| January 5, 2015 |
Ecology and Environment, Inc. Welcomes Dr. Michael R. Cellino to its Board of Directors Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Mr. Frank Silvestro Chairman, Board of Directors (716) 684-8060 [email protected] Ecology and Environment, Inc. Welcomes Dr. Michael R. Cellino to its Board of Directors LANCASTER, N.Y., January 5, 2015 – Ecology and Environment, Inc. (E & E) (NASDAQ: EEI) has announced that Dr. Michael R. Cellino will be joining its Board of Directors as an Independent |
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| January 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 1, 2015 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of i |
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| December 9, 2014 |
EEI / Ecology and Environment, Inc. DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 24, 2014 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| June 26, 2014 |
- ECOLOGY AND ENVIRONMENT, INC 11-K 12-31-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 1-9065 ECOLOGY AND ENVIRONMENT, INC. 401(K) P |
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| June 16, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 001-09065 CUSIP Number (Check one): Form 10-K Form 20-F Form 11-K √ Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: April 30, 2014 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 1 |
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| June 13, 2014 |
Submission of Matters to a Vote of Security Holders - ECOLOGY AND ENVIRONMENT, INC 8-K A 6-13-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 13, 2014 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of i |
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| May 29, 2014 |
Ecology and Environment, Inc. Welcomes Michael S. Betrus, CPA to Board of Directors Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Mr. Frank Silvestro Chairman, Board of Directors (716) 684-8060 [email protected] Ecology and Environment, Inc. Welcomes Michael S. Betrus, CPA to Board of Directors LANCASTER, N.Y., May 29, 2014 – Ecology and Environment, Inc. (E & E) (NASDAQ: EEI) has announced that Michael S. Betrus, CPA, will be joining the Board of Directors as an Independent Direc |
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| May 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2014 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of inco |
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| May 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 2, 2014 Date of Report (Date of earliest event reported) Ecology and Environment, Inc. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of incor |
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| April 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 22, 2014 Date of Report (Date of earliest event reported) ECOLOGY AND ENVIRONMENT, INC. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of in |
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| March 17, 2014 |
Ecology and Environment ECOLOGY AND ENVIRONMENT, INC 10-Q 1-31-2014 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. ?20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended January 31, 2014 o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-9065 ECOLOGY AND ENVIRONMENT, |
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| February 14, 2014 |
EEI / Ecology and Environment, Inc. / Frank Ronald L Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 25) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title |
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| February 14, 2014 |
EEI / Ecology and Environment, Inc. / SILVESTRO FRANK B Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 10) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. Name of Issuer Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of |
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| February 14, 2014 |
EEI / Ecology and Environment, Inc. / Estate Of Gerhard J. Neumaier Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. Name of Issuer Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of Class of Securities) |
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| February 14, 2014 |
EEI / Ecology and Environment, Inc. / Neumaier Kevin S Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. Name of Issuer Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of |
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| February 10, 2014 |
SC 13G/A 1 rrd186.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ECOLOGY AND ENVIRON -CL A (Name of Issuer) Common Stock (Title of Class of Securities) 278878103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| January 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 16, 2014 Date of Report (Date of earliest event reported) ECOLOGY AND ENVIRONMENT, INC. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| January 21, 2014 |
Ecology and Environment, Inc. Announces New Senior Leadership Appointments Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Mr. Ronald L. Frank Executive Vice President (716) 684-8060 [email protected] Ecology and Environment, Inc. Announces New Senior Leadership Appointments LANCASTER, N.Y., January 21, 2014 – On behalf of the Board of Directors of Ecology and Environment, Inc. (E & E) (NASDAQ: EEI), Chairman Frank B. Silvestro has announced that Gerard A. Gallagher III has bee |
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| December 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| October 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-09065 (Check one): ü Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: July 31, 2013 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Report o |
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| September 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 6, 2013 Date of Report (Date of earliest event reported) ECOLOGY AND ENVIRONMENT, INC. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| September 13, 2013 | ||
| August 22, 2013 |
EX-99.2 BYLAWS 3 ex99.2.htm Exhibit 99.2 August 21, 2013 Amendments to the By-Laws of Ecology and Environment Inc. The following sections of the By-Laws of Ecology and Environment, Inc. were amended as follows: Section 4 of Article VI and Section 1, Section 2, Section 6 and Section 7 of Article IX of the By-Laws and a new Section 7 is added to Article VI to read in their entirety as follows: "Sect |
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| August 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 21, 2013 Date of Report (Date of earliest event reported) ECOLOGY AND ENVIRONMENT, INC. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of i |
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| August 22, 2013 |
Ecology and Environment, Inc. Announces Formal Changes to Corporate Leadership Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Mr. Ronald L. Frank Executive Vice President (716) 684-8060 [email protected] Ecology and Environment, Inc. Announces Formal Changes to Corporate Leadership Lancaster NY, August 22, 2013- Ecology and Environment, Inc. (E & E) (NASDAQ: EEI) has amended and re-aligned its management structure to enhance management performance and improve the Company's profita |
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| July 31, 2013 |
ECOLOGY AND ENVIRONMENT, INC. 2011 Stock Award Plan EX-4.3 2 d528324dex43.htm EX-4.3 EXHIBIT 4.3 ECOLOGY AND ENVIRONMENT, INC. 2011 Stock Award Plan 1. Purpose: The Stock Award Plan (the “Plan”) is intended to (a) provide incentives which will attract and retain highly competent persons as officers, and key employees of ECOLOGY AND ENVIRONMENT, INC. (the “Company”) and its subsidiaries, and (b) provide a mechanism to compensate the Company’s non-em |
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| July 31, 2013 |
As Filed With the Securities and Exchange Commission on July 30, 2013 Registration No. |
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| June 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR □ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 1-9065 ECOLOGY AND ENVIRONMENT, INC. 401(K) P |
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| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-09065 (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: April 30, 2013 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Report |
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| May 31, 2013 |
Members of the Board of Directors and Executive Officers EX-99.1 CHARTER 2 ex991.htm Exhibit 99.1 TO: Members of the Board of Directors and Executive Officers FROM: Peter Sorci, Controller DATE: May 31, 2013 RE: Notice of Blackout Period to Directors and Executive Officers Pursuant to Section 306 of the Sarbanes-Oxley Act of 2002 and Section 104 of Regulation BTR (Blackout Trading Restriction) under the Securities Exchange Act of 1934, as amended, we ar |
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| May 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2013 Date of Report (Date of earliest event reported) ECOLOGY AND ENVIRONMENT, INC. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of inco |
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| March 26, 2013 |
Ecology and Environment, Inc. 368 Pleasant View Drive Lancaster, New York 14086 Tel.: (716) 684-8060 March 26, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Rufus Decker, Accounting Branch Chief Re: Ecology and Environment, Inc. Form 10-K for the Year Ended July 31, 2012 Filed November 14, 2012 Response Letter Dated March 12, 2013 File No. 1-9065 Dear Mr. |
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| March 12, 2013 |
CORRESP 1 filename1.htm Ecology and Environment, Inc. 368 Pleasant View Drive Lancaster, New York 14086 Tel.: (716) 684-8060 March 12, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Rufus Decker, Accounting Branch Chief Re: Ecology and Environment, Inc. Form 10-K for the Year ended July 31, 2012 Filed November 14, 2012 Form 10-Q for the Quarter ended Octobe |
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| February 22, 2013 |
Ecology and Environment, Inc. 368 Pleasant View Drive Lancaster, New York 14086 Tel.: 716-684-8060 February 22, 2013 United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20509 Attention: Mr. Jeffrey Gordon, Staff Accountant Re: Comment Letter for Ecology and Environment, Inc. (E & E) Dated February 19, 2013 File No. I-9065 Dear Mr. Gordon: We have recei |
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| February 15, 2013 |
EEI / Ecology and Environment, Inc. / Neumaier Kevin S Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. Name of Issuer Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title of |
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| February 12, 2013 |
EEI / Ecology and Environment, Inc. / Shelly Kirsten L Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title o |
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| February 12, 2013 |
EEI / Ecology and Environment, Inc. / Frank Ronald L Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 24) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title |
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| February 11, 2013 |
EEI / Ecology and Environment, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ECOLOGY AND ENVIRON -CL A (Name of Issuer) Common Stock (Title of Class of Securities) 278878103 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| January 18, 2013 |
Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 17, 2013 Date of Report (Date of earliest event reported) ECOLOGY AND ENVIRONMENT, INC. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| January 18, 2013 |
Ecology and Environment, Inc., Awarded $39 Million in Contracts for Work in China Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: John Mye, P.E. Vice President, Treasurer, and Chief Financial Officer (716) 684-8060 [email protected] Ecology and Environment, Inc., Awarded $39 Million in Contracts for Work in China LANCASTER, N.Y., January 17, 2013 – Ecology and Environment, Inc., (E & E) (NASDAQ: EEI) has been awarded approximately $39 million in contracts to consult on the development o |
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| January 17, 2013 |
Submission of Matters to a Vote of Security Holders - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 17, 2013 Date of Report (Date of earliest event reported) ECOLOGY AND ENVIRONMENT, INC. (Exact name of registrant as specified in its charter) Commission File Number 1-9065 New York 16-0971022 (State or other jurisdiction of |
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| December 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-09065 (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: October 31, 2012 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Repor |
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| December 6, 2012 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-09065 (Check one): ü Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: July 31, 2012 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Report o |
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| June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR □ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 1-9065 ECOLOGY AND ENVIRONMENT, INC. 401(K) PL |
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| March 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 1-9065 (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: January 31, 2012 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Report o |
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| February 14, 2012 |
EEI / Ecology and Environment, Inc. / NEUMAIER GERHARD J Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 14) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one-for-one basis) (Title |
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| February 14, 2012 |
EEI / Ecology and Environment, Inc. / Shelly Kirsten L Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title o |
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| February 14, 2012 |
EEI / Ecology and Environment, Inc. / Frank Ronald L Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 23) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) ECOLOGY AND ENVIRONMENT, INC. (Name of Issuer) Class A Common Stock (Class B Common Stock is Convertible into Class A Common Stock on a one for one basis) (Title |
