DWA / DreamWorks Animation SKG , Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

DreamWorks Animation SKG , Inc.
US ˙ NASDAQ
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Grundläggande statistik
CIK 1297401
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to DreamWorks Animation SKG , Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
September 1, 2016 15-12B

DreamWorks Animation SKG FORM 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-32337 DreamWorks Animation, LLC (Exact name of registrant as specified i

August 26, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2016 DreamWorks Animation, LLC (Exact name of registrant as specified in its charter) Commission File Number: 001-32337 Delaware 68-0589190 (State or other jurisdiction of

August 26, 2016 EX-3.2

CERTIFICATE OF FORMATION OF DREAMWORKS ANIMATION, LLC

EX-3.2 3 dp68138ex0302.htm EXHIBIT 3.2 CERTIFICATE OF FORMATION OF DREAMWORKS ANIMATION, LLC This Certificate of Formation of DreamWorks Animation, LLC (the “Company”) is being duly executed and filed by Comcast DW Holding, Inc., as an authorized person, to form a limited liability company pursuant to the provisions of the Delaware Limited Liability Company Act (6 Del. C. '18-201, et seq.). FIRST:

August 26, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2016 DreamWorks Animation, LLC (Exact name of registrant as specified in its charter) Commission File Number: 001-32337 Delaware 68-0589190 (State or other jurisdiction of

August 26, 2016 EX-3.3

LIMITED LIABILITY COMPANY AGREEMENT OF DREAMWORKS ANIMATION, LLC

EX-3.3 4 dp68138ex0303.htm EXHIBIT 3.3 LIMITED LIABILITY COMPANY AGREEMENT OF DREAMWORKS ANIMATION, LLC This LIMITED LIABILITY COMPANY AGREEMENT OF DREAMWORKS ANIMATION, LLC (this “Agreement”) is entered into as of August 23, 2016 by Comcast DW Holding, Inc., a corporation organized under the laws of the State of Delaware (the “Member”), with reference to the following facts: WHEREAS, DreamWorks A

August 26, 2016 EX-3.1

CERTIFICATE OF CONVERSION CONVERTING DREAMWORKS ANIMATION SKG, INC. (A Delaware Corporation) TO DREAMWORKS ANIMATION, LLC (A Delaware Limited Liability Company)

EX-3.1 2 dp68138ex0301.htm EXHIBIT 3.1 CERTIFICATE OF CONVERSION CONVERTING DREAMWORKS ANIMATION SKG, INC. (A Delaware Corporation) TO DREAMWORKS ANIMATION, LLC (A Delaware Limited Liability Company) This Certificate of Conversion is being filed for the purpose of converting DreamWorks Animation SKG, Inc., a Delaware corporation, to a Delaware limited liability company to be named “DreamWorks Anim

August 26, 2016 EX-3.1

CERTIFICATE OF CONVERSION CONVERTING DREAMWORKS ANIMATION SKG, INC. (A Delaware Corporation) TO DREAMWORKS ANIMATION, LLC (A Delaware Limited Liability Company)

EX-3.1 2 dp68138ex0301.htm EXHIBIT 3.1 CERTIFICATE OF CONVERSION CONVERTING DREAMWORKS ANIMATION SKG, INC. (A Delaware Corporation) TO DREAMWORKS ANIMATION, LLC (A Delaware Limited Liability Company) This Certificate of Conversion is being filed for the purpose of converting DreamWorks Animation SKG, Inc., a Delaware corporation, to a Delaware limited liability company to be named “DreamWorks Anim

August 26, 2016 EX-3.2

CERTIFICATE OF FORMATION OF DREAMWORKS ANIMATION, LLC

EX-3.2 3 dp68138ex0302.htm EXHIBIT 3.2 CERTIFICATE OF FORMATION OF DREAMWORKS ANIMATION, LLC This Certificate of Formation of DreamWorks Animation, LLC (the “Company”) is being duly executed and filed by Comcast DW Holding, Inc., as an authorized person, to form a limited liability company pursuant to the provisions of the Delaware Limited Liability Company Act (6 Del. C. '18-201, et seq.). FIRST:

August 26, 2016 EX-3.3

LIMITED LIABILITY COMPANY AGREEMENT OF DREAMWORKS ANIMATION, LLC

EX-3.3 4 dp68138ex0303.htm EXHIBIT 3.3 LIMITED LIABILITY COMPANY AGREEMENT OF DREAMWORKS ANIMATION, LLC This LIMITED LIABILITY COMPANY AGREEMENT OF DREAMWORKS ANIMATION, LLC (this “Agreement”) is entered into as of August 23, 2016 by Comcast DW Holding, Inc., a corporation organized under the laws of the State of Delaware (the “Member”), with reference to the following facts: WHEREAS, DreamWorks A

August 23, 2016 S-8 POS

DreamWorks Animation SKG FORM S-8 POS

As filed with the Securities and Exchange Commission on August 23, 2016 Registration No.

August 23, 2016 S-8 POS

DreamWorks Animation SKG FORM S-8 POS

As filed with the Securities and Exchange Commission on August 23, 2016 Registration No.

August 22, 2016 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DREAMWORKS ANIMATION SKG, INC.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DREAMWORKS ANIMATION SKG, INC. FIRST: The name of the corporation is DreamWorks Animation SKG, Inc. (the ?Corporation?). SECOND: The address of its registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801. The name of its registered agent at s

August 22, 2016 EX-99.1

NBCUniversal Completes DreamWorks Animation Acquisition

Exhibit 99.1 NBCUniversal Completes DreamWorks Animation Acquisition New York, NY (August 22, 2016) ? Advancing its position in kids and family entertainment, NBCUniversal, a division of Comcast Corporation (NASDAQ: CMCSA), today announced it has completed its acquisition of DreamWorks Animation SKG, Inc. (DWA). The studio will become part of the Universal Filmed Entertainment Group, which include

August 22, 2016 EX-99.1

NBCUniversal Completes DreamWorks Animation Acquisition

Exhibit 99.1 NBCUniversal Completes DreamWorks Animation Acquisition New York, NY (August 22, 2016) ? Advancing its position in kids and family entertainment, NBCUniversal, a division of Comcast Corporation (NASDAQ: CMCSA), today announced it has completed its acquisition of DreamWorks Animation SKG, Inc. (DWA). The studio will become part of the Universal Filmed Entertainment Group, which include

August 22, 2016 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DREAMWORKS ANIMATION SKG, INC.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DREAMWORKS ANIMATION SKG, INC. FIRST: The name of the corporation is DreamWorks Animation SKG, Inc. (the ?Corporation?). SECOND: The address of its registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801. The name of its registered agent at s

August 22, 2016 EX-3.2

BYLAWS DREAMWORKS ANIMATION SKG, INC. * * * * * ARTICLE 1

Exhibit 3.2 BYLAWS OF DREAMWORKS ANIMATION SKG, INC. * * * * * ARTICLE 1 OFFICES Section 1.01. Registered Office. The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from

August 22, 2016 EX-3.2

BYLAWS DREAMWORKS ANIMATION SKG, INC. * * * * * ARTICLE 1

Exhibit 3.2 BYLAWS OF DREAMWORKS ANIMATION SKG, INC. * * * * * ARTICLE 1 OFFICES Section 1.01. Registered Office. The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from

August 22, 2016 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 dp680378k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-32337 Delaware 68-058919

August 22, 2016 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 dp680378k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-32337 Delaware 68-058919

August 3, 2016 10-Q

DreamWorks Animation SKG FORM 10-Q (Quarterly Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

July 11, 2016 DEFM14C

DreamWorks Animation SKG DEFINITIVE INFORMATION STATEMENT

Definitive Information Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

June 28, 2016 PRER14C

DreamWorks Animation SKG PRELIMINARY REVISED INFORMATION STATEMENT

PRER14C 1 d152530dprer14c.htm PRELIMINARY REVISED INFORMATION STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Onl

June 28, 2016 CORRESP

DreamWorks Animation SKG ESP

Response Letter DreamWorks Animation SKG, Inc. Preliminary Information Statement on Schedule 14C Filed May 23, 2016 File No. 001-32337 June 28, 2016 Dear Ms. Parker: DreamWorks Animation SKG, Inc. (the ?Company?) has filed today with the U.S. Securities and Exchange Commission (the ?Commission?), via EDGAR, Amendment No. 1 (?Amendment No. 1?) to its Preliminary Information Statement on Schedule 14

June 8, 2016 8-K

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation

May 31, 2016 EX-1.01

Conflict Minerals Report of DreamWorks Animation SKG, Inc. For the Year Ended December 31, 2015

EX-1.01 Exhibit 1.01 Conflict Minerals Report of DreamWorks Animation SKG, Inc. For the Year Ended December 31, 2015 Section 1: Introduction This is the Conflict Minerals Report of DreamWorks Animation SKG, Inc. (?DreamWorks? or the ?Company?) for the year ended December 31, 2015 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). Any defined terms used in this Re

May 31, 2016 SD

DreamWorks Animation SKG SD

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) Campanile Building, 1000 Flower Street, Glendale,

May 23, 2016 PREM14C

DreamWorks Animation SKG PRELIMINARY INFORMATION STATEMENT

Preliminary Information Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 6, 2016 10-Q

Dreamworks Animation SKG FORM 10-Q (Quarterly Report)

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 6, 2016 EX-10.4

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 March 21, 2016

EX-10.4 2 dwaex10433116.htm EMPLOYMENT AGREEMENT (SATTERTHWAITE) Exhibit 10.4 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 March 21, 2016 Daniel Satterthwaite Address on File Dear Dan: Reference is made to that certain executed Employment Agreement, dated as of October 24, 2012, between DreamWorks Animation SKG, Inc., a Delaware corporation (“Studio”), and you (the

May 5, 2016 EX-99.1

DREAMWORKS ANIMATION REPORTS STRONG FIRST QUARTER 2016 RESULTS WITH REVENUES INCREASING 14% TO $190 MILLION AND SEGMENT GROSS PROFIT IMPROVING 31% TO $70 MILLION

Exhibit Exhibit 99.1 DREAMWORKS ANIMATION REPORTS STRONG FIRST QUARTER 2016 RESULTS WITH REVENUES INCREASING 14% TO $190 MILLION AND SEGMENT GROSS PROFIT IMPROVING 31% TO $70 MILLION ? DreamWorks delivers first quarter operating income of $14 million ? DreamWorks reports first quarter diluted earnings per share of $0.16 Glendale, California ? May 5, 2016 ? DreamWorks Animation SKG, Inc. (Nasdaq: D

May 5, 2016 8-K

Current Report

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Com

April 28, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 form8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-32337 Delaware 68-0589

April 28, 2016 EX-99.1

NBCUniversal Announces DreamWorks Animation Acquisition Acquisition Builds on NBCUniversal’s Presence in Family and Animation Space DreamWorks Animation to Become Unit of Universal Filmed Entertainment Group

Exhibit 99.1 NBCUniversal Announces DreamWorks Animation Acquisition Acquisition Builds on NBCUniversal?s Presence in Family and Animation Space DreamWorks Animation to Become Unit of Universal Filmed Entertainment Group New York, April 28, 2016 ? NBCUniversal, a division of Comcast Corporation (NASDAQ: CMCSA), today announced the acquisition of DreamWorks Animation (NASDAQ: DWA). One of the world

April 28, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER dated as of April 28, 2016, COMCAST CORPORATION, COMCAST PARIS NEWCO, INC. DREAMWORKS ANIMATION SKG, INC. TABLE OF CONTENTS

Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER dated as of April 28, 2016, among COMCAST CORPORATION, COMCAST PARIS NEWCO, INC. and DREAMWORKS ANIMATION SKG, INC. TABLE OF CONTENTS Page ARTICLE I The Merger SECTION 1.01. The Merger 1 SECTION 1.02. Closing 2 SECTION 1.03. Effective Time 2 SECTION 1.04. Effects of Merger 2 SECTION 1.05. Certificate of Incorporation and By-laws 2 SECTION 1.0

April 28, 2016 EX-3.1

BY-LAW AMENDMENT

EX-3.1 3 ex3-1.htm BY-LAW AMENDMENT Exhibit 3.1 BY-LAW AMENDMENT ARTICLE VIII of the By-laws of DreamWorks Animation SKG, Inc. is hereby amended to add a new Section 7, as set forth below. “Section 7. Forum for Adjudication of Disputes. Unless the Corporation consents in writing to the selection of an alternative forum, the sole and exclusive forum for (i) any derivative action or proceeding broug

April 22, 2016 DEFA14A

Dreamworks Animation SKG DEFA14A

DEFA14A 1 d174588ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

April 22, 2016 DEF 14A

Dreamworks Animation SKG DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 11, 2016 EX-10.1

W I T N E S S E T H :

EX-10.1 Exhibit 10.1 FIRST AMENDMENT, dated as of April 5, 2016 (this ?Amendment?), to the AMENDED AND RESTATED CREDIT AGREEMENT, dated as of February 20, 2015 (as amended or otherwise modified prior to the date hereof, the ?Credit Agreement?), among DREAMWORKS ANIMATION SKG, INC., a Delaware corporation (?DW Animation?), the several lenders from time to time parties thereto (the ?Lenders?), JPMOR

April 11, 2016 8-K

Current Report

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporatio

March 14, 2016 8-K

Current Report

8-K 1 form8-k3816.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisd

March 14, 2016 EX-99.1

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 March 8, 2016

Exhibit Exhibit 99.1 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 March 8, 2016 Steven A. Adams Address on File Dear Steve: Upon the Commencement Date (as defined below), DreamWorks Animation SKG, Inc., a Delaware corporation (?Studio?) agrees to employ you and you agree to accept such employment upon the terms and conditions set forth herein (this ?Agreement?). Stu

March 11, 2016 EX-24

EX-24

EX-24 2 attachment1.htm EX-24 DOCUMENT POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that the undersigned hereby constitutes, designates and appoints Andrew Chang and Robert A. Kelly, and each of them, as such person's true and lawful attorney-in-fact and agent, with full power of substitution, for the undersigned and in the undersigned's name, place and stead, in any and all capacities, to

February 25, 2016 10-K

Dreamworks Animation SKG FORM 10-K (Annual Report)

10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-32337 DREAMWORKS ANIMATION S

February 25, 2016 EX-21.1

List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization Awesomeness, LLC California Awesomeness Distribution, LLC California Awesomeness Music Publishing, LLC California AwesomenessTV, Inc. Delaware Awesomenes

EX-21.1 3 dwa-12312015ex211.htm LIST OF SUBSIDIARIES Exhibit 21.1 List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization Awesomeness, LLC California Awesomeness Distribution, LLC California Awesomeness Music Publishing, LLC California AwesomenessTV, Inc. Delaware AwesomenessTV Holdings, LLC Delaware Awestruck, LLC California Big Frame, LLC Delaware Big Ide

February 25, 2016 EX-14

DreamWorks Animation SKG, Inc. Code of Business Conduct and Ethics (Adopted as of October 24, 2013)

Exhibit 14 DreamWorks Animation SKG, Inc. Code of Business Conduct and Ethics (Adopted as of October 24, 2013) Introduction This Code of Business Conduct and Ethics of DreamWorks Animation SKG, Inc. (the “Company’) summarizes the values, principles and business practices that guide our business conduct. This Code sets out basic principles to guide the Company’s employees regarding the minimum requ

February 23, 2016 8-K

Current Report

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation

February 23, 2016 EX-99.1

DREAMWORKS DELIVERS OUTSTANDING FOURTH QUARTER AND YEAR-END 2015 RESULTS HIGHLIGHTED BY STRONG GROWTH ACROSS CORE BUSINESS SEGMENTS

Exhibit Exhibit 99.1 DREAMWORKS DELIVERS OUTSTANDING FOURTH QUARTER AND YEAR-END 2015 RESULTS HIGHLIGHTED BY STRONG GROWTH ACROSS CORE BUSINESS SEGMENTS ? DreamWorks reports full-year revenue growth of 34% to $916 million ? DreamWorks delivers full-year adjusted (a) operating income of $79 million ? DreamWorks reports full-year adjusted (a) operating cash flow of $126 million Glendale, California

February 12, 2016 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

February 11, 2016 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / VANGUARD GROUP INC Passive Investment

dreamworksanimationskginc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: DreamWorks Animation SKG Inc Title of Class of Securities: Common Stock CUSIP Number: 26153C103 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check t

February 11, 2016 SC 13G

DWA / DreamWorks Animation SKG , Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

February 11, 2016 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / SPIELBERG STEVEN - AMENDMENT NO. 6 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 6)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (par value $.01 per share) (Title of Class of Securities) 26153 10 3 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the ap

February 11, 2016 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / KATZENBERG JEFFREY - AMENDMENT NO. 9 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 9)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (par value $.01 per share) (Title of Class of Securities) 26153 10 3 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the ap

February 4, 2016 EX-99.1

LICENSE AGREEMENT

EX-99.1 Exhibit 99.1 NOTE: CERTAIN MATERIAL HAS BEEN REDACTED FROM THIS DOCUMENT AND FILED SEPARATELY WITH THE SEC PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24b-2. THE LOCATIONS OF THESE REDACTIONS ARE INDICATED THROUGHOUT THE DOCUMENT BY THE FOLLOWING MARKING: [***] LICENSE AGREEMENT This License Agreement (the ?License Agreement?) is made effective as of February 1, 2016 (the ?

February 4, 2016 8-K

Current Report

8-K 1 d277745d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdict

January 15, 2016 8-K

Current Report

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2016 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation)

December 23, 2015 EX-99.1

AMENDMENT NO. 4 TO LICENSE AGREEMENT

EX-99.1 Exhibit 99.1 AMENDMENT NO. 4 TO LICENSE AGREEMENT This Amendment No. 4 to License Agreement (this ?Amendment?) is entered into as of December 21, 2015 by and among, on the one hand, DreamWorks Animation LLC, a Delaware limited liability company with offices at 1000 Flower Street, Glendale, California 91201 (?DWA?), and, on the other hand, DW II Management, Inc., a Delaware corporation with

December 23, 2015 8-K

Current Report

8-K 1 d110508d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jur

November 6, 2015 EX-10.1

DreamWorks Animation SKG, Inc. 1000 Flower Street Glendale, California 91201 July 14, 2015

EX-10.1 2 dwaex10193015.htm EMPLOYMENT AGREEMENT (CHANG) Exhibit 10.1 DreamWorks Animation SKG, Inc. 1000 Flower Street Glendale, California 91201 July 14, 2015 J. Andrew Chang c/o Munger, Tolles & Olsen LLP 355 South Grand Avenue, Suite 3500 Los Angeles, CA 90071 Attention: Williana Chang, Esq. Dear Andrew: Reference is made to that certain executed Employment Agreement, dated as of October 24, 2

November 6, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 Commission File Number 001-323

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdi

November 5, 2015 EX-99.1

DREAMWORKS ANIMATION REPORTS STRONG THIRD QUARTER 2015 RESULTS, WITH REVENUES INCREASING 43% to $259 MILLION AND SEGMENT GROSS PROFIT IMPROVING 37% to $99 MILLION VERSUS PRIOR YEAR

Exhibit Exhibit 99.1 DREAMWORKS ANIMATION REPORTS STRONG THIRD QUARTER 2015 RESULTS, WITH REVENUES INCREASING 43% to $259 MILLION AND SEGMENT GROSS PROFIT IMPROVING 37% to $99 MILLION VERSUS PRIOR YEAR ? The strong performance of Home in the home entertainment window helps drive revenues in DWA?s Feature Film segment 11% higher to $158 million ? Television segment revenues more than triple year-ov

November 5, 2015 8-K

DreamWorks Animation SKG FORM 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation)

October 27, 2015 8-K

DreamWorks Animation SKG FORM 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation)

October 27, 2015 EX-99.1

MAGGIE WILDEROTTER JOINS DREAMWORKS ANIMATION’S BOARD OF DIRECTORS

Exhibit Exhibit 99.1 MAGGIE WILDEROTTER JOINS DREAMWORKS ANIMATION?S BOARD OF DIRECTORS Glendale, CA ? October 27, 2015 ? DreamWorks Animation (NASDAQ: DWA) today announced that Maggie Wilderotter has joined its Board of Directors. Mrs. Wilderotter is Executive Chairman of Frontier Communications, a post she has held since April 2015, having previously served as that company?s Chairman and CEO fro

August 26, 2015 EX-99.1

DREAMWORKS ANIMATION’S CHIEF GLOBAL BRAND OFFICER MICHAEL FRANCIS TO TRANSITION INTO CONSULTING ROLE Jim Fielding, Head of Global Consumer Products, to Oversee DWA’s Licensing and Franchise Management Businesses

EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION?S CHIEF GLOBAL BRAND OFFICER MICHAEL FRANCIS TO TRANSITION INTO CONSULTING ROLE Jim Fielding, Head of Global Consumer Products, to Oversee DWA?s Licensing and Franchise Management Businesses Glendale, CA ? August 26, 2015 ? DreamWorks Animation (DWA) today announced that Michael Francis, the Company?s Chief Global Brand Officer, will step down from his ful

August 26, 2015 8-K

Current Report

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation)

August 5, 2015 EX-10.2

Performance Goals with respect to the Performance Awards

Exhibit 10.2 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of «Month» «Day», 2015, between DreamWorks Animation SKG, Inc., a Delaware corporation (the “Company”), and «First» «Last». This Performance-Based Restricted Stock Unit Award Agreement (this “Award Agreement”) sets for

August 5, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 Commission File Number 001-32337 DR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdiction

August 5, 2015 EX-10.1

FIRST AMENDMENT TO LEASE

EX-10.1 2 dwaex10163015.htm FIRST AMENDMENT TO LEASE AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE, dated as of July 21, 2015 (this “Amendment”), is between DW GLENDALE CA LANDLORD, LLC, a Delaware limited liability company (“Landlord”), and DREAMWORKS ANIMATION SKG, INC., a Delaware corporation (“Tenant”). Background WHEREAS, Landlord and Tenant are parties to that

August 4, 2015 8-K

Current Report

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (

August 4, 2015 EX-99.1

DREAMWORKS ANIMATION DELIVERS SOLID SECOND QUARTER 2015 RESULTS WITH REVENUES INCREASING 40% to $171 MILLION AND TOTAL SEGMENT GROSS PROFIT IMPROVING 74% to $61 MILLION VERSUS LAST YEAR

EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION DELIVERS SOLID SECOND QUARTER 2015 RESULTS WITH REVENUES INCREASING 40% to $171 MILLION AND TOTAL SEGMENT GROSS PROFIT IMPROVING 74% to $61 MILLION VERSUS LAST YEAR ? The profitable performance of Home helps drive the revenues in DWA?s Feature Film segment 26% higher to $88 million ? Television segment revenues more than double year-over-year to nearly $55

May 29, 2015 8-K

Current Report

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation

May 29, 2015 EX-1.01

Conflict Minerals Report of DreamWorks Animation SKG, Inc. For the Year Ended December 31, 2014

EX-1.01 2 d934939dex101.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report of DreamWorks Animation SKG, Inc. For the Year Ended December 31, 2014 Section 1: Introduction This is the Conflict Minerals Report of DreamWorks Animation SKG, Inc. (“DreamWorks” or the “Company”) for the year ended December 31, 2014 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”). Any

May 29, 2015 SD

DreamWorks Animation SKG SD

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) Campanile Building, 1000 Flower Street, Glendale,

May 11, 2015 DEFA14A

DreamWorks Animation SKG DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

May 1, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 Commission File Number 001-32337 D

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdictio

April 30, 2015 EX-99.1

DREAMWORKS ANIMATION REPORTS FIRST QUARTER 2015 FINANCIAL RESULTS

EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FIRST QUARTER 2015 FINANCIAL RESULTS Glendale, California ? April 30, 2015 ? DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today reported revenues for the quarter ended March 31, 2015 of $166.5 million, representing an increase of 13.1% from the same period in 2014. In addition, DWA reported an adjusted(1) operating loss of ($3.4) million and adjust

April 30, 2015 8-K

Current Report

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (

April 15, 2015 DEF 14A

DreamWorks Animation SKG DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 15, 2015 DEFA14A

DreamWorks Animation SKG DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro

March 2, 2015 8-K/A

Current Report

Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 ON FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other j

March 2, 2015 EX-99.1

DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2014 FINANCIAL RESULTS

EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2014 FINANCIAL RESULTS Glendale, California – February 24, 2015 – DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today reported revenues for the quarter ended December 31, 2014 of $234.2 million, representing an increase of 14.7% from the same period in 2013. In addition, DWA reported an adjusted(1) operating loss of $(37.

March 2, 2015 EX-21.1

List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization Awesomeness, LLC California Awesomeness Music Publishing, LLC California AwesomenessTV, Inc. Delaware AwesomenessTV Holdings, LLC Delaware Big Frame, LLC

Exhibit 21.1 List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization Awesomeness, LLC California Awesomeness Music Publishing, LLC California AwesomenessTV, Inc. Delaware AwesomenessTV Holdings, LLC Delaware Big Frame, LLC Delaware Big Idea.com, LLC Delaware Big Idea Entertainment, LLC Delaware Boom Boom Ltd UK Boomerang Media Holdings II, LLC Delaware Boom

March 2, 2015 EX-14

DreamWorks Animation SKG, Inc. Code of Business Conduct and Ethics (Adopted as of October 24, 2013)

Exhibit 14 DreamWorks Animation SKG, Inc. Code of Business Conduct and Ethics (Adopted as of October 24, 2013) Introduction This Code of Business Conduct and Ethics of DreamWorks Animation SKG, Inc. (the ?Company?) summarizes the values, principles and business practices that guide our business conduct. This Code sets out basic principles to guide the Company?s employees regarding the minimum requ

March 2, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, I

February 26, 2015 EX-99.2

PURCHASE AGREEMENT

EX-99.2 Exhibit 99.2 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT, dated as of February 23, 2015 (as amended from time to time, this “Agreement”), is among DWA GLENDALE PROPERTIES LLC, a Delaware limited liability company (“Seller”), DREAMWORKS ANIMATION SKG, INC., a Delaware corporation (“DWA”), and DW GLENDALE CA LANDLORD, LLC, a Delaware limited liability company (“Buyer”). Background 1. Seller o

February 26, 2015 8-K

Entry into a Material Definitive Agreement

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation

February 26, 2015 EX-99.3

LEASE AGREEMENT Dated as of February 23, 2015 DREAMWORKS ANIMATION SKG, INC., as the Tenant DW GLENDALE CA LANDLORD, LLC, as the Landlord TABLE OF CONTENTS 1. Certain Definitions 1 2. Demise of Leased Premises 1 3. Title and Condition 1 4. Use of Lea

EX-99.3 Exhibit 99.3 LEASE AGREEMENT Dated as of February 23, 2015 between DREAMWORKS ANIMATION SKG, INC., as the Tenant and DW GLENDALE CA LANDLORD, LLC, as the Landlord TABLE OF CONTENTS 1. Certain Definitions 1 2. Demise of Leased Premises 1 3. Title and Condition 1 4. Use of Leased Premises; Quiet Enjoyment 3 5. Term 3 6. Rent 4 7. Net Lease; Non-Terminability 5 8. Payment of Impositions; Comp

February 26, 2015 EX-99.1

$450,000,000 AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF FEBRUARY 20, 2015 DREAMWORKS ANIMATION SKG, INC., THE SEVERAL LENDERS AND L/C ISSUERS FROM TIME TO TIME PARTIES HERETO, JPMORGAN CHASE BANK, N.A., AS ADMINISTRATIVE AGENT AND L/C ISSUER J

Exhibit 99.1 $450,000,000 AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF FEBRUARY 20, 2015 AMONG DREAMWORKS ANIMATION SKG, INC., THE SEVERAL LENDERS AND L/C ISSUERS FROM TIME TO TIME PARTIES HERETO, AND JPMORGAN CHASE BANK, N.A., AS ADMINISTRATIVE AGENT AND L/C ISSUER J.P. MORGAN SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SUNTRUST ROBINSON HUMPHREY, INC., MUFG UNION BAN

February 25, 2015 8-K

Current Report

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorpor

February 24, 2015 EX-99.1

DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2014 FINANCIAL RESULTS

EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2014 FINANCIAL RESULTS Glendale, California – February 24, 2015 – DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today reported revenues for the quarter ended December 31, 2014 of $234.2 million, representing an increase of 14.7% from the same period in 2013. In addition, DWA reported an adjusted(1) operating loss of $(37.

February 24, 2015 8-K

Current Report

8-K 1 d880819d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jur

February 13, 2015 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

February 13, 2015 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / KATZENBERG JEFFREY - AMENDMENT NO. 8 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 8)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (par value $.01 per share) (Title of Class of Securities) 26153 10 3 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the ap

February 10, 2015 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / VANGUARD GROUP INC Passive Investment

dreamworksanimationskginc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: DreamWorks Animation SKG Inc Title of Class of Securities: Common Stock CUSIP Number: 26153C103 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check t

January 22, 2015 8-K

Costs Associated with Exit or Disposal Activities

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2015 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation)

January 22, 2015 EX-99.1

DREAMWORKS ANIMATION IMPLEMENTS NEW STRATEGIC PLAN TO RESTRUCTURE FEATURE FILM BUSINESS

EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION IMPLEMENTS NEW STRATEGIC PLAN TO RESTRUCTURE FEATURE FILM BUSINESS Glendale, CA – Jan 22, 2015 – DreamWorks Animation is implementing a new strategic plan to restructure its core feature animation business to ensure the consistent and profitable delivery of the high quality films that audiences have come to expect from the studio. Following a full review o

January 9, 2015 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / BAMCO INC /NY/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

December 23, 2014 EX-2.1

AMENDMENT NO. 3 TO LICENSE AGREEMENT

EX-2.1 Exhibit 2.1 AMENDMENT NO. 3 TO LICENSE AGREEMENT This Amendment No. 3 to License Agreement (this “Amendment”) is entered into as of December 18, 2014 by and among, on the one hand, DreamWorks Animation LLC, a Delaware limited liability company with offices at 1000 Flower Street, Glendale, California 91201 (“DWA”), and, on the other hand, DW II Management, Inc., a Delaware corporation with o

December 23, 2014 8-K

Current Report

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation

December 17, 2014 EX-2.1

AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER

EX-2.1 2 exhibit2120141211.htm AMENDMENT 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to Agreement and Plan of Merger (this “Amendment”) is entered into as of December 11, 2014, by and between DreamWorks Animation SKG, Inc., a Delaware corporation (“Parent”), and MK Capital II, L.P. (acting exclusively for and on behalf of all o

December 17, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (C

December 17, 2014 EX-10.1

W I T N E S S E T H :

EX-10.1 3 exhibit10120141211.htm AMENDMENT TO CREDIT AGREEMENT Exhibit 10.1 SECOND AMENDMENT, dated as of December 11, 2014 (this “Amendment”), to (a) the CREDIT AGREEMENT, dated as of August 10, 2012 (as amended or otherwise modified prior to the date hereof, the “Credit Agreement”), among DREAMWORKS ANIMATION SKG, INC., a Delaware corporation (“DW Animation”), the several lenders from time to ti

December 10, 2014 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) November 28, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

October 31, 2014 EX-10.7

Service Completion Date Percentage of the Restricted Shares Scheduled to Vest Number of the Restricted Shares Scheduled to Vest October [•], 2015 25% [•] October [•], 2016 25% [•] October [•], 2017 25% [•] October [•], 2018 25% [•]

EX-10.7 4 dwaex10793014.htm RESTRICTED SHARE AWARD AGREEMENT (COLEMAN) Exhibit 10.7 RESTRICTED SHARE AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of October «Day», 2014, between DreamWorks Animation SKG, Inc., a Delaware corporation (the “Company”), and Lew Coleman. This Restricted Share Award Agreement (this “Awar

October 31, 2014 EX-10.6

Service Completion Date Percentage of the RSUs Scheduled to Vest Number of the RSUs Scheduled to Vest October [•], 2015 25% [•] October [•], 2016 25% [•] October [•], 2017 25% [•] October [•], 2018 25% [•]

Exhibit 10.6 RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of October ?Day?, 2014, between DreamWorks Animation SKG, Inc., a Delaware corporation (the ?Company?), and ?First? ?Last?. This Restricted Stock Unit Award Agreement (this ?Award Agreement?) sets forth the terms and conditions of an aw

October 31, 2014 EX-10.5

RESTRICTED STOCK UNIT AWARD AGREEMENT

EX-10.5 2 dwaex10593014.htm FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.5 RESTRICTED STOCK UNIT AWARD AGREEMENT RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of , 2014 between DreamWorks Animation SKG, Inc., a Delaware corporation (the “Company”), and . This Restricted Stock Unit A

October 31, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 Commission File Number 001-323

10-Q 1 dwa9301410q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 6

October 29, 2014 EX-99.1

DREAMWORKS ANIMATION REPORTS THIRD QUARTER 2014 FINANCIAL RESULTS Quarterly Revenue and Earnings Up 17% Year-Over-Year On Strength Of How To Train Your Dragon 2

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS THIRD QUARTER 2014 FINANCIAL RESULTS Quarterly Revenue and Earnings Up 17% Year-Over-Year On Strength Of How To Train Your Dragon 2 Glendale, California - October 29, 2014 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its third quarter ended September 30, 2014. For the quarter, the Company reported total revenue of $1

October 29, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

September 10, 2014 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment

SC 13G/A 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) August 29, 2014 (Date of Event Which Requires Filing of this Statement) Check the a

September 4, 2014 EX-99.1

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 August 28, 2014

Exhibit 99.1 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 August 28, 2014 Edward Aleman Address on File Dear Eddie: Upon the Commencement Date (as defined below), DreamWorks Animation SKG, Inc., a Delaware corporation (?Studio?) agrees to employ you and you agree to accept such employment upon the terms and conditions set forth herein (this ?Agreement?). Studio shal

September 4, 2014 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2014 DreamWorks Animat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Com

August 19, 2014 EX-99.1

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 August 13, 2014

EX-99.1 2 d775146dex991.htm EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 August 13, 2014 Fazal Merchant c/o Vedder Price, P.C. 222 North LaSalle Street Chicago, Illinois 60601 Attention: Philip L. Mowery, Esq. Dear Fazal: Upon the Commencement Date (as defined below), DreamWorks Animation SKG, Inc., a Delaware corporation (“Studio”) agrees to em

August 19, 2014 8-K

Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation)

August 19, 2014 EX-99.2

DREAMWORKS ANIMATION APPOINTS FAZAL MERCHANT AS CHIEF FINANCIAL OFFICER Current CFO Lew Coleman Shifts Focus to Global Growth in New Role as Vice Chairman

EX-99.2 Exhibit 99.2 DREAMWORKS ANIMATION APPOINTS FAZAL MERCHANT AS CHIEF FINANCIAL OFFICER Current CFO Lew Coleman Shifts Focus to Global Growth in New Role as Vice Chairman Glendale, CA – August 18, 2014 – Fazal Merchant is joining DreamWorks Animation as the company’s Chief Financial Officer. Merchant joins DreamWorks following current CFO Lew Coleman’s shift earlier this month to the role of

August 1, 2014 EX-99.3

DREAMWORKS ANIMATION GROWS SENIOR LEADERSHIP TEAM AS BRAND CONTINUES TO DIVERSIFY Prominent Entertainment Industry Vet Mark Zoradi Joins DreamWorks as Chief Operating Officer Lew Coleman Assumes Role of Vice-Chairman; Ann Daly Elevated to President

Exhibit 99.3 DREAMWORKS ANIMATION GROWS SENIOR LEADERSHIP TEAM AS BRAND CONTINUES TO DIVERSIFY Prominent Entertainment Industry Vet Mark Zoradi Joins DreamWorks as Chief Operating Officer Lew Coleman Assumes Role of Vice-Chairman; Ann Daly Elevated to President Glendale, CA – July 28, 2014 – As DreamWorks Animation continues to build on its core film business and become a diversified family entert

August 1, 2014 EX-99.1

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 July 28, 2014

EX-99.1 2 d769000dex991.htm EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 July 28, 2014 Lew Coleman c/o Munger, Tolles & Olsen LLP 355 South Grand Avenue, Suite 3500 Los Angeles, CA 90071 Attn: Bob Johnson Dear Lew: Reference is made to that certain executed Employment Agreement, dated as of October 25, 2007, as amended and restated as of July 24, 2008,

August 1, 2014 EX-99.2

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 July 28, 2014

Exhibit 99.2 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 July 28, 2014 Mark Zoradi Address on File with Studio Dear Mark: Upon the Commencement Date (as defined below), DreamWorks Animation SKG, Inc., a Delaware corporation (“Studio”) agrees to employ you and you agree to accept such employment upon the terms and conditions set forth herein (this “Agreement”). Stud

August 1, 2014 8-K

Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (C

July 30, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 Commission File Number 001-32337 DR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdiction

July 29, 2014 EX-99.1

DREAMWORKS ANIMATION REPORTS SECOND QUARTER 2014 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS SECOND QUARTER 2014 FINANCIAL RESULTS Glendale, California - July 29, 2014 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its second quarter ended June 30, 2014. For the quarter, the Company reported total revenue of $122.3 million, a net loss attributable to the Company of $15.4 million, or a loss of $0.18 per share.

July 29, 2014 8-K

Current Report

8-K 1 a8-k7292014.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisd

June 20, 2014 8-K/A

- 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 ON FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of i

June 17, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commi

June 2, 2014 EX-1.02

Conflict Minerals Report of DreamWorks Animation SKG, Inc. For the Year Ended December 31, 2013

EX-1.02 Exhibit 1.02 Conflict Minerals Report of DreamWorks Animation SKG, Inc. For the Year Ended December 31, 2013 Section 1: Introduction This is the Conflict Minerals Report of DreamWorks Animation SKG, Inc. (“DreamWorks” or the “Company”) for the year ended December 31, 2013 in accordance with Rule 13p-1 under the Securities and Exchange Act of 1934. Any defined terms used in this Report and

June 2, 2014 SD

- SD

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) Campanile Building, 1000 Flower Street, Glendale,

May 22, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commis

May 6, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commiss

May 6, 2014 EX-99.1

M&JK Dream, LLC 11400 W. Olympic Blvd. Suite 550 Los Angeles, CA 90064 April 30, 2014

Exhibit 99.1 M&JK Dream, LLC 11400 W. Olympic Blvd. Suite 550 Los Angeles, CA 90064 April 30, 2014 Mr. Robert Kelly Dream Works Animation SKG, Inc. 1000 Flower Street Glendale, CA 91201 Re: Notice of Termination of Amended and Restated Non-Exclusive Aircraft Sublease Agreement Dear Mr. Kelly: Pursuant to Section 2.1 of the Amended and Restated Non-Exclusive Aircraft Sublease Agreement (the “Sublea

April 30, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 Commission File Number 001-32337 D

10-Q 1 dwa3311410q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-05

April 29, 2014 EX-99.1

DREAMWORKS ANIMATION REPORTS FIRST QUARTER 2014 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FIRST QUARTER 2014 FINANCIAL RESULTS Glendale, California - April 29, 2014 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its first quarter ended March 31, 2014. For the quarter, the Company reported total revenue of $147.2 million, a net loss attributable to the Company of $42.9 million, or a loss of $0.51 per share.

April 29, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Comm

April 28, 2014 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro

April 28, 2014 DEF 14A

- DEF 14A

DEF 14A 1 d673596ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

March 10, 2014 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) February 28, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

February 26, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, I

February 26, 2014 EX-14

DreamWorks Animation SKG, Inc. Code of Business Conduct and Ethics (Adopted as of October 24, 2013)

EX-14 3 dwa-12312013ex14.htm CODE OF BUSINESS CONDUCT AND ETHICS Exhibit 14 DreamWorks Animation SKG, Inc. Code of Business Conduct and Ethics (Adopted as of October 24, 2013) Introduction This Code of Business Conduct and Ethics of DreamWorks Animation SKG, Inc. (the “Company’) summarizes the values, principles and business practices that guide our business conduct. This Code sets out basic princ

February 26, 2014 EX-10.61

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 February 27, 2014

EX-10.61 2 dwa-12312013ex1061.htm EMPLOYMENT AGREEMENT (O'CONNOR) Exhibit 10.61 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 February 27, 2014 Heather O’Connor c/o Munger, Tolles & Olsen LLP 355 South Grand Avenue, Suite 3500 Los Angeles, CA 90071 Attention: Williana Chang, Esq. Dear Heather: Reference is made to that certain executed Employment Agreement, dated as

February 26, 2014 EX-21.1

List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization Awesomeness, LLC California Awesomeness Kids, LLC California AwesomenessTV, Inc. Delaware Big Idea.com, LLC Delaware Big Idea Entertainment, LLC Delaware

Exhibit 21.1 List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization Awesomeness, LLC California Awesomeness Kids, LLC California AwesomenessTV, Inc. Delaware Big Idea.com, LLC Delaware Big Idea Entertainment, LLC Delaware Boom Boom Ltd UK Boomerang Media Holdings II, LLC Delaware Boomerang Media Holdings III, LLC Delaware Bullwinkle Studios, LLC Delaware C

February 25, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2014 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (C

February 25, 2014 EX-99.1

DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2013 FINANCIAL RESULTS Non-Feature Film Revenue Up 24% Year-over-Year as DreamWorks Invests in Growth Areas

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2013 FINANCIAL RESULTS Non-Feature Film Revenue Up 24% Year-over-Year as DreamWorks Invests in Growth Areas Glendale, California - February 25, 2014 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its fourth quarter ended December 31, 2013. For the quarter, the Company reported total revenue

February 14, 2014 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / KATZENBERG JEFFREY - AMENDMENT NO. 7 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 7)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (par value $.01 per share) (Title of Class of Securities) 26153 10 3 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the ap

February 14, 2014 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / SPIELBERG STEVEN - AMENDMENT NO. 5 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 5)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (par value $.01 per share) (Title of Class of Securities) 26153 10 3 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the ap

February 14, 2014 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment

SC 13G/A 1 a14-592430sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . . . . . . 10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* DreamWorks Animation SKG, Inc. (Name of Issuer) Common (Title of Class of Securities) 2

February 14, 2014 SC 13G

DWA / DreamWorks Animation SKG , Inc. / BAMCO INC /NY/ - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) Calendar Year 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

February 14, 2014 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

February 12, 2014 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - DWA AS OF 12/31/2013 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* DREAMWORKS ANIMATION SKG A (Name of Issuer) COMMON STOCK (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this S

February 12, 2014 SC 13G

DWA / DreamWorks Animation SKG , Inc. / VANGUARD GROUP INC Passive Investment

dreamworksannimationskg.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: DreamWorks Animation SKG Inc Title of Class of Securities: Common Stock CUSIP Number: 26153C103 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the

October 30, 2013 EX-10.2

Vesting Date Percentage of the RSUs Scheduled to Vest Number of the RSUs Scheduled to Vest Determination Date 25% [●] «Vesting Date_2» 25% [●] «Vesting Date_3» 25% [●] «Vesting Date_4» 25% [●]

Exhibit 10.2 RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of ?Month? ?Day?, ?Year?, between DreamWorks Animation SKG, Inc., a Delaware corporation (the ?Company?), and ?First? ?Last?. This Restricted Stock Unit Award Agreement (this ?Award Agreement?) sets forth the terms and conditions of an

October 30, 2013 EX-10.1

If to the Company: DreamWorks Animation SKG, Inc. 1000 Flower Street Glendale, CA 91201 Attention: General Counsel Telecopy: (818) 695-6123 If to you: At the address specified in the Company’s records

Exhibit 10.1 Performance-Based RSU Form Award Agreement PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of ?Month? ?Day?, 2011, between DreamWorks Animation SKG, Inc., a Delaware corporation (the ?Company?), and ?First? ?Last?. This Performance-Based Restricted Stock Unit Award

October 30, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 Commission File Number 001-323

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdi

October 29, 2013 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

October 29, 2013 EX-99.1

DREAMWORKS ANIMATION REPORTS THIRD QUARTER 2013 FINANCIAL RESULTS Revenue From Feature Film Segment Drives Strong Third Quarter Earnings

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS THIRD QUARTER 2013 FINANCIAL RESULTS Revenue From Feature Film Segment Drives Strong Third Quarter Earnings Glendale, California - October 29, 2013 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its third quarter ended September 30, 2013. For the quarter, the Company reported total revenue of $154.5 million, net income

September 10, 2013 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) August 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

August 14, 2013 EX-4.1

DREAMWORKS ANIMATION SKG, INC. as Issuer THE INITIAL GUARANTORS NAMED HEREIN 6.875% SENIOR NOTES DUE 2020 Dated as of August 14, 2013 The Bank of New York Mellon Trust Company, N.A. as Trustee TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORP

EX-4.1 2 d584856dex41.htm EX-4.1 Exhibit 4.1 EXECUTION VERSION DREAMWORKS ANIMATION SKG, INC. as Issuer and THE INITIAL GUARANTORS NAMED HEREIN 6.875% SENIOR NOTES DUE 2020 Indenture Dated as of August 14, 2013 The Bank of New York Mellon Trust Company, N.A. as Trustee TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions. 1 Section 1.02 Other Def

August 14, 2013 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation)

August 14, 2013 EX-99.1

DREAMWORKS ANIMATION COMPLETES PRIVATE OFFERING OF 6.875% SENIOR NOTES DUE 2020

Exhibit 99.1 DREAMWORKS ANIMATION COMPLETES PRIVATE OFFERING OF 6.875% SENIOR NOTES DUE 2020 GLENDALE, California – August 14, 2013 – DreamWorks Animation SKG, Inc. (Nasdaq: DWA) (“DreamWorks Animation” or the “Company”) announced today that it has completed its previously announced private offering of $300 million aggregate principal amount of 6.875% senior notes due 2020 (the “Notes”). The Notes

August 14, 2013 EX-4.2

W I T N E S S E T H :

EX-4.2 Exhibit 4.2 EXECUTION COPY FIRST AMENDMENT, dated as of August 7, 2013 (this “Amendment”), to the CREDIT AGREEMENT, dated as of August 10, 2012 (as amended or otherwise modified prior to the date hereof, the “Credit Agreement”), among DREAMWORKS ANIMATION SKG, INC., a Delaware corporation (“DW Animation”), the several lenders from time to time parties thereto (the “Lenders”), JPMORGAN CHASE

August 5, 2013 EX-99.1

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201

EX-99.1 Exhibit 99.1 EXECUTION VERSION DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 August 5, 2013 Anne Globe c/o Bloom Hergott Diemer Rosenthal LaViolette Feldman Schenkman & Goodman LLP 150 S. Rodeo Dr., Third Floor Beverly Hills, CA 90212 Attn: Tina Kahn, Esq. Dear Anne: This letter agreement (this “Letter Agreement”) acknowledges your resignation from all positions with

August 5, 2013 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Comm

August 5, 2013 8-K

Current Report

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporati

August 5, 2013 EX-99.1

DREAMWORKS ANIMATION ANNOUNCES PROPOSED OFFERING OF SENIOR NOTES

EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION ANNOUNCES PROPOSED OFFERING OF SENIOR NOTES GLENDALE, California – August 5, 2013 – DreamWorks Animation SKG, Inc. (Nasdaq: DWA) (“DreamWorks Animation” or the “Company”) announced today its intention to offer $300 million aggregate principal amount of a new series of senior notes due 2020 (the “Notes”). The Notes will be unsecured, unsubordinated obligati

August 1, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 Commission File Number 001-32337 DR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdiction

July 31, 2013 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commi

July 31, 2013 EX-99.1

DREAMWORKS ANIMATION REPORTS SECOND QUARTER 2013 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS SECOND QUARTER 2013 FINANCIAL RESULTS Glendale, California - July 31, 2013 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its second quarter ended June 30, 2013. For the quarter, the Company reported total revenue of $213.4 million, net income of $22.2 million, and earnings per share of $0.26 on a fully diluted basis.

June 4, 2013 8-K

- FORM 8-K (2013.05.29)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commis

May 7, 2013 EX-2.1

AGREEMENT AND PLAN OF MERGER BY AND AMONG DREAMWORKS ANIMATION SKG, INC., a Delaware corporation; ATV ACQUISITION CORP., a Delaware corporation; AWESOMENESSTV, INC., a Delaware corporation; BRIAN ROBBINS, As Stockholders’ Representative DATED AS OF M

EX-2.1 Exhibit 2.1 CONFIDENTIAL AGREEMENT AND PLAN OF MERGER BY AND AMONG DREAMWORKS ANIMATION SKG, INC., a Delaware corporation; ATV ACQUISITION CORP., a Delaware corporation; AWESOMENESSTV, INC., a Delaware corporation; and BRIAN ROBBINS, As Stockholders’ Representative DATED AS OF MAY 1, 2013 TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 1 1.1. Merger of Merger Sub into Target 1

May 7, 2013 EX-99.1

DREAMWORKS ANIMATION ACQUIRES AWESOMENESSTV Groundbreaking Alliance Marks Digital Content Milestone

EX-99.1 3 d532565dex991.htm EX-99.1 Exhibit 99.1 DREAMWORKS ANIMATION ACQUIRES AWESOMENESSTV Groundbreaking Alliance Marks Digital Content Milestone Glendale, California – May 1, 2013 – DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced that it has agreed to acquire AwesomenessTV, one of the most subscribed-to teen networks on YouTube. This groundbreaking deal recognizes the growing valu

May 7, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2013 DreamWorks Animation SKG, Inc.

May 2, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 Commission File Number 001-32337 D

10-Q 1 dwa3311310q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-05

May 2, 2013 EX-10.1

DREAMWORKS ANIMATION SKG, INC. 2013 ANNUAL INCENTIVE PLAN

Exhibit 10.1 DREAMWORKS ANIMATION SKG, INC. 2013 ANNUAL INCENTIVE PLAN SECTION 1.Purpose. The purpose of the DreamWorks Animation SKG, Inc. 2013 Annual Incentive Plan (the ?Plan?) is to provide annual performance-based incentive compensation opportunities to eligible employees of the Company (as defined below) and its Affiliates (as defined below) who are in a position to contribute materially to

April 30, 2013 EX-99.1

DREAMWORKS ANIMATION REPORTS FIRST QUARTER 2013 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FIRST QUARTER 2013 FINANCIAL RESULTS Glendale, California - April 30, 2013 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its first quarter ended March 31, 2013. For the quarter, the Company reported total revenue of $134.6 million and net income of $5.6 million, or $0.07 per share on a fully diluted basis. “This year

April 30, 2013 8-K

Current Report

8-K 1 a8-k2013430earningsrelease.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State

April 19, 2013 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 19, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 15, 2013 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commi

April 11, 2013 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . . . . . . 10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* DreamWorks Animation SKG, Inc. (Name of Issuer) Common (Title of Class of Securities) 26153C103 (CUSIP Number) March 31, 2013 (D

April 9, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or Other Jurisdiction of Incorporatio

April 9, 2013 EX-2.3

LICENSE AGREEMENT

EX-2.3 EXHIBIT 2.3 EXECUTION VERSION LICENSE AGREEMENT This License Agreement (this “Agreement”) is entered into as of April 3, 2013 (the “Effective Date”) by, on the one hand, DreamWorks Animation SKG, Inc., a Delaware corporation (“DWA SKG”), and DreamWorks Animation L.L.C., a Delaware limited liability company (“DWA LLC” and, together with DWA SKG, “DWA”), and, on the other hand, ODW Holdings L

April 9, 2013 EX-2.1

AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION ORIENTAL DREAMWORKS HOLDING LIMITED (as adopted by a special resolution passed by the sole shareholder on April 3, 2013) THE COMPANIES LAW (2012 REVISION) Company Limited by Shares AMENDED A

EX-2.1 EXHIBIT 2.1 AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION of ORIENTAL DREAMWORKS HOLDING LIMITED (as adopted by a special resolution passed by the sole shareholder on April 3, 2013) THE COMPANIES LAW (2012 REVISION) Company Limited by Shares AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF ORIENTAL DREAMWORKS HOLDING LIMITED (“Company”) (as adopted by a special resolution pas

April 9, 2013 EX-2.2

SHAREHOLDERS AGREEMENT dated as of April 3, 2013, by and among ODW Holdings Limited (to be renamed Oriental DreamWorks Holding Limited), DreamWorks Animation SKG, Inc., DWA International Investments, Inc., ODW CPE Holdings Limited, China Media Capita

EX-2.2 EXHIBIT 2.2 EXECUTION VERSION SHAREHOLDERS AGREEMENT dated as of April 3, 2013, by and among ODW Holdings Limited (to be renamed Oriental DreamWorks Holding Limited), DreamWorks Animation SKG, Inc., DWA International Investments, Inc., ODW CPE Holdings Limited, China Media Capital (Shanghai) Center L.P., Shanghai Media Group and Shanghai Alliance Investment Co., Ltd. TABLE OF CONTENTS Page

February 27, 2013 EX-21.1

List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization Big Idea.com, LLC Delaware Big Idea Entertainment, LLC Delaware Boom Boom Ltd UK Boomerang Media Holdings II, LLC Delaware Boomerang Media Holdings III,

Exhibit 21.1 List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization Big Idea.com, LLC Delaware Big Idea Entertainment, LLC Delaware Boom Boom Ltd UK Boomerang Media Holdings II, LLC Delaware Boomerang Media Holdings III, LLC Delaware Bullwinkle Studios, LLC Delaware Carrington Productions International Ltd UK Classic Feature Productions, LLC Delaware Class

February 27, 2013 EX-10.56

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 December 3, 2012

EX-10.56 2 dwa-12312012ex1056.htm EMPLOYMENT AGREEMENT (FRANCIS) Exhibit 10.56 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CALIFORNIA 91201 December 3, 2012 Michael Francis c/o Cliff Gilbert-Lurie, Esq. Ziffren Brittenham LLP 1801 Century Park West Los Angeles, CA 90067 Dear Michael: Upon the Commencement Date (as defined below), DreamWorks Animation SKG, Inc., a Delaware corporati

February 27, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, I

February 27, 2013 EX-14

EX-14

Exhibit 14 DreamWorks Animation SKG, Inc. Code of Business Conduct and Ethics Introduction This Code of Business Conduct and Ethics of DreamWorks Animation SKG, Inc. (the "Company") summarizes the values, principles and business practices that guide our business conduct. This Code sets out a set of basic principles to guide employees regarding the minimum requirements expected of them; however, th

February 26, 2013 EX-99.1

DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2012 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2012 FINANCIAL RESULTS Glendale, California - February 26, 2013 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its fourth quarter ended December 31, 2012. In the quarter, the Company reported total revenue of $264.7 million and a net loss of $82.7 million, or $0.98 per share. For the twelve

February 26, 2013 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2013 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (C

February 14, 2013 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / KATZENBERG JEFFREY - AMENDMENT NO. 6 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 6)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (par value $.01 per share) (Title of Class of Securities) 26153 10 3 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the ap

February 14, 2013 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / GEFFEN DAVID - AMENDMENT NO. 6 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 6)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (par value $.01 per share) (Title of Class of Securities) 26153 10 3 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the ap

February 14, 2013 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

February 6, 2013 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - DWA AS OF 12/31/12 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DREAMWORKS ANIMATION SKG A (Name of Issuer) COMMON STOCK (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this S

February 5, 2013 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment

OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: February 28, 2009 Washington, D.

November 7, 2012 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

November 2, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 Commission file number 001-323

10-Q 1 dwa9301210q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 Commission file number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 6

November 2, 2012 EX-10.5

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012

EX-10.5 3 exhibit105employmentagreem.htm EMPLOYMENT AGREEMENT (SATTERTHWAITE) Exhibit 10.5 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012 Dan Satterthwaite c/o Munger, Tolles & Olsen LLP 355 South Grand Avenue, Suite 3500 Los Angeles, CA 90071 Attention: Robert Knauss, Esq. Dear Dan: Reference is made to that certain executed Employment Agreement, dated as of

November 2, 2012 EX-10.4

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012

Exhibit 10.4 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012 Rich Sullivan c/o Munger, Tolles & Olsen LLP 355 South Grand Avenue, Suite 3500 Los Angeles, CA 90071 Attention: Robert Knauss, Esq. Dear Rich: Reference is made to that certain executed Employment Agreement, dated as of October 30, 2009, between DreamWorks Animation SKG, Inc., a Delaware corporation

November 2, 2012 EX-10.6

DREAMWORKS ANIMATION -- TWENTIETH CENTURY FOX DISTRIBUTION AND FULFILLMENT SERVICES AGREEMENT AUGUST 18, 2012

Exhibit 10.6 DREAMWORKS ANIMATION - TWENTIETH CENTURY FOX DISTRIBUTION AND FULFILLMENT SERVICES AGREEMENT AUGUST 18, 2012 This term sheet (this ?Term Sheet?) will confirm the agreement between DreamWorks Animation SKG, Inc. (?DWA Inc.?) and DreamWorks Animation Home Entertainment, Inc. (?DWA Home Entertainment? and, together with DWA Inc., ?DWA?), on the one hand, and Twentieth Century Fox Film Co

November 1, 2012 8-K

Current Report

8-K 1 a8-k20121101earningsrelease.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (St

November 1, 2012 EX-99.1

DREAMWORKS ANIMATION REPORTS THIRD QUARTER 2012 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS THIRD QUARTER 2012 FINANCIAL RESULTS Glendale, California - November 1, 2012 - DreamWorks Animation SKG, Inc. (NASDAQ: DWA) today announced financial results for its third quarter ended September 30, 2012. For the quarter, the Company reported total revenue of $186.3 million and net income of $24.4 million, or $0.29 per share on a fully diluted basis. This

October 30, 2012 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

October 30, 2012 EX-99.1

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012

EX-99.1 2 exhibit991employmentagreem.htm EMPLOYMENT AGREEMENT (KATZENBERG) Exhibit 99.1 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012 Mr. Jeffrey Katzenberg c/o Mickey Rutman Breslauer & Rutman 11400 W. Olympic Boulevard, Suite 550 Los Angeles, CA 90064 Dear Jeffrey: Reference is made to that certain executed Employment Agreement, dated as of October 25, 200

October 30, 2012 EX-99.2

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012

Exhibit 99.2 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012 Ann Daly c/o Munger, Tolles & Olsen LLP 355 South Grand Avenue, Suite 3500 Los Angeles, CA 90071 Attention: Robert Knauss, Esq. Dear Ann: Reference is made to that certain executed Employment Agreement, dated as of October 23, 2008, between DreamWorks Animation SKG, Inc., a Delaware corporation (“Stu

October 30, 2012 EX-99.3

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012

EX-99.3 4 exhibit993employmentagreem.htm EMPLOYMENT AGREEMENT (CHANG) Exhibit 99.3 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 24, 2012 J. Andrew Chang c/o Munger, Tolles & Olsen LLP 355 South Grand Avenue, Suite 3500 Los Angeles, CA 90071 Attention: Robert Knauss, Esq. Dear Andrew: Reference is made to that certain executed Employment Agreement, dated as of Februa

October 25, 2012 8-K

Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

October 25, 2012 EX-99.1

DREAMWORKS ANIMATION BOARD OF DIRECTORS CHAIRMAN ROGER ENRICO RESIGNS

Exhibit 99.1 DREAMWORKS ANIMATION BOARD OF DIRECTORS CHAIRMAN ROGER ENRICO RESIGNS Glendale, California - October 25, 2012 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced that Roger Enrico has resigned as Chairman of the Board of Directors for the Company, effective immediately. DreamWorks Animation's Board of Directors has named fellow Board member Mellody Hobson as the Company's C

October 9, 2012 8-K

Unregistered Sales of Equity Securities - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Com

August 31, 2012 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Com

August 23, 2012 EX-99.1

DREAMWORKS ANIMATION ENTERS INTO NEW FIVE-YEAR DISTRIBUTION AGREEMENT WITH TWENTIETH CENTURY FOX

Press Release Exhibit 99.1 DREAMWORKS ANIMATION ENTERS INTO NEW FIVE-YEAR DISTRIBUTION AGREEMENT WITH TWENTIETH CENTURY FOX Glendale, California – August 20, 2012 – DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced that the Company has entered into a new five-year distribution agreement with Twentieth Century Fox. Under the terms of the agreement, Fox will assume certain marketing and d

August 23, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or Other Jurisdiction of Incorporat

August 16, 2012 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or Other Jurisdiction of Incorporat

August 16, 2012 EX-99.1

$400,000,000 CREDIT AGREEMENT DATED AS OF AUGUST 10, 2012 DREAMWORKS ANIMATION SKG, INC., THE SEVERAL LENDERS FROM TIME TO TIME PARTIES HERETO, JPMORGAN CHASE BANK, N.A., AS ADMINISTRATIVE AGENT AND L/C ISSUER J.P. MORGAN SECURITIES LLC, MERRILL LYNC

Exhibit 99.1 EXECUTION VERSION $400,000,000 CREDIT AGREEMENT DATED AS OF AUGUST 10, 2012 AMONG DREAMWORKS ANIMATION SKG, INC., THE SEVERAL LENDERS FROM TIME TO TIME PARTIES HERETO, AND JPMORGAN CHASE BANK, N.A., AS ADMINISTRATIVE AGENT AND L/C ISSUER J.P. MORGAN SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SUNTRUST ROBINSON HUMPHREY, INC. AND WELLS FARGO SECURITIES, LLC AS C

August 10, 2012 EX-2.1

TRANSACTION AND CONTRIBUTION AGREEMENT dated as of August 7, 2012, by and among ODW Holdings Limited, DreamWorks Animation SKG, Inc., DWA International Investments, Inc., China Media Capital (Shanghai) Center L.P., Shanghai Media Group Shanghai Allia

EX-2.1 2 d394337dex21.htm TRANSACTION AND CONTRIBUTION AGREEMENT Exhibit 2.1 TRANSACTION AND CONTRIBUTION AGREEMENT dated as of August 7, 2012, by and among ODW Holdings Limited, DreamWorks Animation SKG, Inc., DWA International Investments, Inc., China Media Capital (Shanghai) Center L.P., Shanghai Media Group and Shanghai Alliance Investment Co., Ltd. TABLE OF CONTENTS Page ARTICLE I Definitions

August 10, 2012 EX-99.1

August 6, 2012

Press Release Exhibit 99.1 August 6, 2012 Rising Dreams in the Orient: Oriental DreamWorks To Establish Headquarters in Xuhui SHANGHAI, Aug. 6, 2012 /PRNewswire/ — Oriental DreamWorks, one of the largest international investment projects in China, today officially announced the establishment of its headquarters in Shanghai Xuhui. At 9:00 a.m. at the Shanghai Xuhui Riverside Planning Exhibition Hal

August 10, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or Other Jurisdiction of Incorporati

August 1, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 Commission file number 001-32337 DR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 Commission file number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdiction

July 31, 2012 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commi

July 31, 2012 EX-99.1

DREAMWORKS ANIMATION REPORTS SECOND QUARTER 2012 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS SECOND QUARTER 2012 FINANCIAL RESULTS Glendale, California - July 31, 2012 - DreamWorks Animation SKG, Inc. (NASDAQ: DWA) today announced financial results for its second quarter ended June 30, 2012. For the quarter, the Company reported total revenue of $162.8 million and net income of $12.8 million, or $0.15 per share on a fully diluted basis. “DreamWork

July 23, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 d383533d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or Other Jurisdi

July 23, 2012 EX-99.1

DREAMWORKS ANIMATION AGREES TO ACQUIRE CLASSIC MEDIA Casper the Friendly Ghost, Where’s Waldo?, Lassie, George of the Jungle and Christmas Classics Among Extensive Portfolio of Intellectual Property Sold to DreamWorks Animation for $155 Million

EX-99.1 3 d383533dex991.htm PRESS RELEASE ISSUED BY DREAMWORKS ANIMATION SKG, INC. ON JULY 23, 2012 Exhibit 99.1 DREAMWORKS ANIMATION AGREES TO ACQUIRE CLASSIC MEDIA Casper the Friendly Ghost, Where’s Waldo?, Lassie, George of the Jungle and Christmas Classics Among Extensive Portfolio of Intellectual Property Sold to DreamWorks Animation for $155 Million Glendale, CA – July 23, 2012 – DreamWorks

July 23, 2012 EX-2.1

SECURITIES PURCHASE AGREEMENT by and among BOOMERANG MEDIA HOLDINGS I LLC, BOOMERANG MEDIA HOLDINGS II LLC DREAMWORKS ANIMATION SKG, INC. July 20, 2012 TABLE OF CONTENTS Page ARTICLE I SALE AND PURCHASE OF UNITS 1 1.01 Sale and Purchase of Units 1 1.

EX-2.1 2 d383533dex21.htm SECURITIES PURCHASE AGREEMENT, DATED AS OF JULY 20, 2012 Exhibit 2.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT by and among BOOMERANG MEDIA HOLDINGS I LLC, BOOMERANG MEDIA HOLDINGS II LLC and DREAMWORKS ANIMATION SKG, INC. July 20, 2012 TABLE OF CONTENTS Page ARTICLE I SALE AND PURCHASE OF UNITS 1 1.01 Sale and Purchase of Units 1 1.02 Consideration 2 1.03 Closing C

June 1, 2012 8-K

- FORM 8-K (2012.05.29)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commis

May 3, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 Commission file number 001-32337 D

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 Commission file number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdictio

May 2, 2012 EX-99.1

DREAMWORKS ANIMATION REPORTS FIRST QUARTER 2012 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FIRST QUARTER 2012 FINANCIAL RESULTS Glendale, California - May 2, 2012 - DreamWorks Animation SKG, Inc. (NASDAQ: DWA) today announced financial results for its first quarter ended March 31, 2012. For the quarter, the Company reported total revenue of $136.1 million and net income of $9.1 million, or $0.11 per share on a fully diluted basis. “DreamWorks An

May 2, 2012 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Commiss

April 11, 2012 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 11, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 29, 2012 EX-10.60

Vesting Date

Exhibit 10.60 RESTRICTED SHARE AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC., AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of , 2011 between DreamWorks Animation SKG, Inc., a Delaware corporation (the ?Company?), and Lew Coleman. This Restricted Share Award Agreement (the ?Award Agreement?) sets forth the terms and conditions of an award of shares (this ?Award

February 29, 2012 EX-10.59

RESTRICTED STOCK UNIT AWARD AGREEMENT

EX-10.59 3 dwa-1231x2011exhibit1059.htm FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.59 RESTRICTED STOCK UNIT AWARD AGREEMENT RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of , 2011 between DreamWorks Animation SKG, Inc., a Delaware corporation (the “Company”), and . This Restricted

February 29, 2012 EX-14

EX-14

EX-14 6 dwa-12312011exhibit14.htm CODE OF BUSINESS CONDUCT AND ETHICS Exhibit 14 DreamWorks Animation SKG, Inc. Code of Business Conduct and Ethics Introduction This Code of Business Conduct and Ethics of DreamWorks Animation SKG, Inc. (the "Company") summarizes the values, principles and business practices that guide our business conduct. This Code sets out a set of basic principles to guide empl

February 29, 2012 EX-10.58

Performance Goals with respect to the Performance Awards

EX-10.58 2 dwa-12312011exhibit1058.htm FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.58 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE DREAMWORKS ANIMATION SKG, INC. AMENDED AND RESTATED 2008 OMNIBUS INCENTIVE COMPENSATION PLAN, dated as of «Month» «Day», 2011, between DreamWorks Animation SKG, Inc., a Delaware corporation (the “Company”), and «First

February 29, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-32337 DREAMWORKS ANIMATION SKG, I

February 29, 2012 EX-21.1

List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization DreamWorks Animation L.L.C. Delaware DreamWorks Animation Home Entertainment, Inc. Delaware DreamWorks Animation Home Entertainment, L.L.C. Delaware Drea

EX-21.1 7 dwa-12312011ex211.htm LIST OF SUBSIDIARIES Exhibit 21.1 List of Subsidiaries Name of Entity State or Other Jurisdiction of Incorporation or Organization DreamWorks Animation L.L.C. Delaware DreamWorks Animation Home Entertainment, Inc. Delaware DreamWorks Animation Home Entertainment, L.L.C. Delaware DreamWorks Animation Hong Kong Limited Hong Kong DreamWorks Animation International Serv

February 29, 2012 EX-10.61

Joint Venture among DreamWorks Animation SKG, Inc., China Media Capital (Shanghai) Center L.P., Shanghai Alliance Investment Ltd., Shanghai Media Group and Other Core Partners Agreement of Summary of Business Terms

Exhibit 10.61 Joint Venture among DreamWorks Animation SKG, Inc., China Media Capital (Shanghai) Center L.P., Shanghai Alliance Investment Ltd., Shanghai Media Group and Other Core Partners Agreement of Summary of Business Terms This Agreement of Summary of Business Terms sets forth the principal terms of a proposed joint venture (the ?Joint Venture?) to be entered into among DreamWorks Animation

February 28, 2012 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (C

February 28, 2012 EX-99.1

DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2011 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS FOURTH QUARTER AND YEAR-END 2011 FINANCIAL RESULTS Glendale, California - February 28, 2012 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its fourth quarter ended December 31, 2011. In the quarter, the Company reported total revenue of $219.0 million and net income of $24.3 million, or $0.29 per share on a fully dilut

February 24, 2012 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2012 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (C

February 24, 2012 EX-99.1

DREAMWORKS ANIMATION LOOKS EAST TO ESTABLISH LEADING CHINA-FOCUSED FAMILY ENTERTAINMENT COMPANY Joint Venture to Include China Media Capital, Shanghai Media Group and Shanghai Alliance Investment, Ltd.

EX-99.1 3 exhibit991pressrelease21712.htm PRESS RELEASE Exhibit 99.1 DREAMWORKS ANIMATION LOOKS EAST TO ESTABLISH LEADING CHINA-FOCUSED FAMILY ENTERTAINMENT COMPANY Joint Venture to Include China Media Capital, Shanghai Media Group and Shanghai Alliance Investment, Ltd. Glendale, CA – February 17, 2012 – DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced that it has agreed to form a join

February 14, 2012 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

February 13, 2012 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response: 10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Dreamworks Animation SKG, Inc. (Name of Issuer) Common (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2011 (Date of Even

February 13, 2012 SC 13G/A

DWA / DreamWorks Animation SKG , Inc. / SPIELBERG STEVEN - AMENDMENT NO. 4 Passive Investment

SC 13G/A 1 eh1200259sc13ga4-spielberg.htm AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 4)* DreamWorks Animation SKG, Inc. (Name of Issuer) Class A Common Stock (par value $.01 per share) (Title of Class of Securities) 26153 10 3 (CUSIP Number) December 31, 2011 (Date of E

February 8, 2012 SC 13G

DWA / DreamWorks Animation SKG , Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - DREAMWORKS ANIMATION AS OF 12/31/11 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DREAMWORKS ANIMATION SKG A (Name of Issuer) COMMON STOCK (Title of Class of Securities) 26153C103 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Sc

December 7, 2011 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2011 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

December 7, 2011 EX-99.1

AMENDMENT NO. 2 TO LICENSE AGREEMENT

Exhibit 99.1 AMENDMENT NO. 2 TO LICENSE AGREEMENT This Amendment No. 2 to the License Agreement (?Amendment 2?) effective as of January 1, 2009 (?Amendment Effective Date?) by and among, on the one hand, DreamWorks Animation LLC, a Delaware limited liability company (?DWA?), and, on the other hand, DW II Management, Inc., a Delaware corporation (?Spielberg Entity?), and Steven Spielberg, an indivi

October 26, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 Commission file number 001-323

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 Commission file number 001-32337 DREAMWORKS ANIMATION SKG, INC. (Exact name of registrant as specified in its charter) Delaware 68-0589190 (State or other jurisdi

October 25, 2011 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2011 DreamWorks Anima

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2011 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

October 25, 2011 EX-99.1

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 19, 2011

Exhibit 99.1 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 19, 2011 Lew Coleman c/o Munger, Tolles & Olsen LLP 355 South Grand Avenue, Suite 3500 Los Angeles, CA 90071 Attn: Bob Johnson Dear Lew: Reference is made to that certain executed Employment Agreement, dated as of October 25, 2007, as amended and restated as of July 24, 2008, between DreamWorks Animation SKG,

October 25, 2011 EX-99.1

DREAMWORKS ANIMATION REPORTS THIRD QUARTER 2011 FINANCIAL RESULTS

Exhibit 99.1 DREAMWORKS ANIMATION REPORTS THIRD QUARTER 2011 FINANCIAL RESULTS Glendale, California - October 25, 2011 - DreamWorks Animation SKG, Inc. (Nasdaq: DWA) today announced financial results for its third quarter ended September 30, 2011. For the quarter, the Company reported total revenue of $160.8 million and net income of $19.7 million, or $0.23 per share on a fully diluted basis. ?Dre

October 25, 2011 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2011 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

October 25, 2011 EX-99.2

DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 19, 2011

Exhibit 99.2 DREAMWORKS ANIMATION SKG, INC. 1000 FLOWER STREET GLENDALE, CA 91201 October 19, 2011 Anne Globe c/o Bloom Hergott Diemer Rosenthal LaViolette Feldman Schenkman & Goodman LLP 150 S. Rodeo Dr., Third Floor Beverly Hills, CA 90212 Attn: Tina Kahn, Esq. Dear Anne: Reference is made to that certain executed Employment Agreement, dated as of October 25, 2007, as amended and restated as of

October 21, 2011 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2011 DreamWorks Animation SKG, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32337 68-0589190 (State or other jurisdiction of incorporation) (Co

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