Grundläggande statistik
| LEI | 549300SP0KUS5HR5P569 |
| CIK | 1523289 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Destra Multi-Alternative Fund
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by R |
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| October 2, 2024 |
DMA / Destra Multi-Alternative Fund / Thomas J. Herzfeld Advisors, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Destra Multi-Alternative Fund (Name of Issuer) Common Stock (Title of Class of Securities) 25065A502 (CUSIP Number(s)) 05/21/2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| July 25, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares, No par value (Title of Class of Securities) 25065A502 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares, No par value (Title of Class of Securities) 25065A502 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-46 |
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| July 17, 2024 |
CORRESP 1 filename1.htm Faegre Drinker Biddle & Reath LLP 320 S. Canal Street, Ste. 3300 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www.faegredrinker.com July 17, 2024 VIA EDGAR TRANSMISSION Mr. Kenneth Ellington Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund (Registration Nos. 333-189008; 811-22572) Dear Mr. |
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| July 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares, No par value (Title of Class of Securities) 25065A502 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-46 |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares, No par value (Title of Class of Securities) 25065A502 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-46 |
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| February 14, 2024 |
DMA / Destra Multi-Alternative Fund / Almitas Capital LLC Passive Investment html> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares (Title of Class of Securities) 25065A502 (CUSIP Number) 1460 4th Street, Suite 300 Santa Monica, CA 90401 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Com |
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| February 9, 2024 |
DMA / Destra Multi-Alternative Fund / LPL Financial LLC - SC 13G/A Passive Investment SC 13G/A 1 d775869dsc13ga.htm SC 13G/A CUSIP No. 25065A502 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 2)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares (Title of Class of Secu |
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| January 26, 2024 |
DMA / Destra Multi-Alternative Fund / Bulldog Investors, LLP Passive Investment SC 13G 1 fp0086955-1sc13g.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Destra Multi-Alternative Fund (Name of Issuer) Common Stock (Title of Class of Securities) 25065A502 (CUSIP Number) 12/31/2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| January 26, 2024 |
Exhibit A: Agreement to make joint filings. EX-7.A 2 fp0086955-1ex7a.htm Exhibit A: Agreement to make joint filings. Agreement made as of the 26th day of January 2024, by and among Bulldog Investors, LLP, Phillip Goldstein and Andrew Dakos. WHEREAS, Rule 13d-1(k)(1) under the Securities Exchange Act of 1934 provides that whenever two or more persons are required to file a statement containing the information required by Schedule 13G with re |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares, No par value (Title of Class of Securities) 25065A502 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-46 |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by R |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2023 Destra Multi-Alternative Fund (Exact name of Registrant as specified in its charter) Delaware 811-22572 45-3477142 (State or other jurisdiction of incorporation) (Co |
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| November 17, 2023 |
Exhibit 99.2 AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Destra Multi-Alternative Fund a Delaware Statutory Trust TABLE OF CONTENTS Page ARTICLE I NAME AND DEFINITIONS 2 Section 1. Name and Definitions 2 ARTICLE II PURPOSE OF TRUST 4 ARTICLE III SHARES 6 Section 1. Division of Beneficial Interest 6 Section 2. Ownership of Shares 8 Section 3. Investments in the Trust 8 Section 4. Sta |
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| November 17, 2023 |
DMA / Destra Multi-Alternative Fund / Thomas J. Herzfeld Advisors, Inc. Passive Investment SC 13G 1 fp0085951-1sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Destra Multi-Alternative Fund (Name of Issuer) Common Stock (Title of Class of Securities) 25065A502 (CUSIP Number(s)) 11/17/2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| November 17, 2023 |
Destra Multi Alternative Fund Announces the Approval of an Amended and Restated Declaration of Trust Exhibit 99.1 Destra Multi Alternative Fund Announces the Approval of an Amended and Restated Declaration of Trust Bozeman, MT November 17, 2023 – Destra Multi-Alternative Fund (the “Fund” or DMA”) announced today that the Fund’s Board of Trustees approved an Amended and Restated Declaration of Trust with the addition of a Forum Selection Clause as well as the filing of an 8-K. For more information |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2023 Destra Multi-Alternative Fund (Exact name of Registrant as specified in its charter) Delaware 811-22572 45-3477142 (State or other jurisdiction of incorporation) (Comm |
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| October 6, 2023 |
Exhibit 99.2 AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Destra Multi-Alternative Fund a Delaware Statutory Trust TABLE OF CONTENTS Page ARTICLE I NAME AND DEFINITIONS 2 Section 1. Name and Definitions 2 ARTICLE II PURPOSE OF TRUST 4 ARTICLE III SHARES 6 Section 1. Division of Beneficial Interest 6 Section 2. Ownership of Shares 8 Section 3. Investments in the Trust 8 Section 4. Sta |
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| October 6, 2023 |
Destra Multi Alternative Fund Announces Changes to its Structure Exhibit 99.1 Destra Multi Alternative Fund Announces Changes to its Structure Bozeman, MT October 6, 2023 – Destra Multi-Alternative Fund (DMA) (the “Fund”) announced today that the Fund’s Board of Trustees (the “Board”) has approved a change in the structure of the Fund and effective immediately, the Fund’s term will change from perpetual to one that expires pursuant to its Amended and Restated A |
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| September 18, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares, No par value (Title of Class of Securities) 25065A502 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares, No par value (Title of Class of Securities) 25065A502 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-46 |
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| August 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Destra Multi-Alternative Fund (Name of Issuer) Common Shares, No par value (Title of Class of Securities) 25065A502 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4635 |
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| August 22, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| August 10, 2023 |
DMA / Destra Multi-Alternative Fund / Saba Capital Management, L.P. - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Destra Multi-Alternative Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 25065A502 (CUSIP Number) August 2, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| January 17, 2023 |
DMA / Destra Multi-Alternative Fund / LPL Financial LLC - SC 13G/A Passive Investment SC 13G/A CUSIP No. 25065A502 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1)* Destra Multi-Alternative Fund (Name of Issuer) Common Shares (Title of Class of Securities) 25065A502 (CUSIP Numbe |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by R |
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| October 6, 2022 |
DMA / Destra Multi-Alternative Fund / LPL Financial LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Destra Multi-Alternative Fund (Name of Issuer) Common Shares (Title of Class of Securities) 25065A502 (CUSIP Number) September 30, 2022 (Date of |
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| August 25, 2022 |
Destra Multi-Alternative Fund Schedule of Investments As of June 30, 2022 (unaudited) Shares Security Value COMMON STOCKS – 20. |
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| January 21, 2022 |
Destra Multi-Alternative Fund Schedule of Investments As of November 30, 2021 (unaudited) Shares/Contracts Security Value COMMON STOCKS – 16. |
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| January 11, 2022 |
8-A12B 1 destramulti8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Destra Multi-Alternative Fund (Exact Name of Registrant as Specified in its Charter) Delaware 45-3477142 (State of Incorporation or Organization) (I.R.S. Empl |
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| January 10, 2022 |
DESTRA MULTI-ALTERNATIVE FUND January 10, 2022 Supplement to the Prospectus and Statement of Additional Information, Each dated June 23, 2021, as supplemented Shares of the Destra Multi-Alternative Fund (the ?Fund?) are expected to begin trading on the New York Stock Exchange (?NYSE?) on or about January 13, 2022 under proposed NYSE ticker symbol ?DMA. |
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| September 13, 2021 |
Filed pursuant to Rule 424(b)(3) File No. 333-189008 Destra MULTI-ALTERNATIVE FUND Class I Shares (MSFIX) Class A Shares (MSFDX) Class T Shares (MSFYX) Class C Shares (MCFDX) September 13, 2021 Supplement to the Prospectus and Statement of Additional Information, each dated June 23, 2021, as supplemented Effective immediately and until further notice, Destra Multi-Alternative Fund is closed to new |
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| September 1, 2021 |
Filed pursuant to Rule 424(b)(3) File No. 333-189008 Destra MULTI-ALTERNATIVE FUND Class I Shares (MSFIX) Class A Shares (MSFDX) Class T Shares (MSFYX) Class C Shares (MCFDX) September 1, 2021 Supplement to the Prospectus dated June 23, 2021, as supplemented Effective immediately, the Prospectus is updated as follows: 1. The following replaces the section entitled ?Investment Personnel? starting o |
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| August 12, 2021 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 CORRESP 1 filename1.htm Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 www.faegredrinker.com August 12, 2021 VIA EDGAR TRANSMISSION Ms. Megan Miller Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund (Registration Nos. 333-189008; 811-22572) Dear Ms. Miller: The following responds to the Staff’s c |
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| July 30, 2021 |
Filed pursuant to Rule 424(b)(3) File No. 333-189008 Destra MULTI-ALTERNATIVE FUND Class I Shares (MSFIX) Class A Shares (MSFDX) Class T Shares (MSFYX) Class C Shares (MCFDX) July 30, 2021 Supplement to the Prospectus and Statement of Additional Information (“SAI”) each, dated June 23, 2021 Effective immediately, Aaron Rosen no longer serves as a portfolio manager for the Fund. All references to M |
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| July 26, 2021 |
Destra Multi-Alternative Fund Schedule of Investments As of May 31, 2021 (unaudited) Shares/ Contracts Security Value COMMON STOCK – 6. |
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| June 23, 2021 |
Consent and Report on Supplemental Information of Cohen & Company, Ltd. is filed herewith. Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated April 29, 2021 on the financial statements of Destra Multi-Alternative Fund, for the year ended February 28, 2021 included in this Registration Statement on Form N-2, and to the references to our firm under the headings ?Financial Highlights? and ?Senior Securities? in the Prospectus and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information. |
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| June 23, 2021 |
Investment Management Agreement is filed herewith. Exhibit (g)(1) FORM OF INVESTMENT MANAGEMENT AGREEMENT DESTRA MULTI-ALTERNATIVE FUND THIS AGREEMENT (the "Agreement") made this day of ,2020, by and between Destra Multi- Alternative Fund, a Delaware statutory trust (the "Fund"), and Destra Capital Advisors LLC, a Delaware limited liability company (the "Advisor"). |
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| June 23, 2021 |
As filed with the Securities and Exchange Commission on June 23, 2021 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 23, 2021 1933 Act File No. |
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| June 23, 2021 |
Code of Ethics for Validus Growth Investors, LLC is filed herewith. Exhibit (r)(2) CODE OF ETHICS Introduction Validus Growth Investors, LLC ("Validus" or the "Firm") has adopted this Code of Ethics ("Code") that requires partners and employees of the Firm operate with an ethical standard of honesty and integrity that not only meets the basic requirements of compliance with applicable federal and state securities law, but exceeds it. |
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| June 23, 2021 |
Distribution Agreement between the Registrant and Destra Capital Investments LLC is filed herewith. Exhibit (h)(1) FORM OF DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this [ ] day of [ ], 2020, by and between the Destra Multi-Alternative Fund (the ?Fund?) and Destra Capital Investments LLC, a Delaware limited liability company (the ?Distributor?). |
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| June 23, 2021 |
Exhibit (g)(2) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of [ ], 2020 by and among Destra Multi-Alternative Fund (the "Fund"), Destra Capital Advisors LLC (the "Advisor"), and Validus Growth Investors, LLC (the "Sub-Adviser"). |
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| June 23, 2021 |
Amended and Restated Expense Limitation Agreement is filed herewith. Exhibit (k)(2) AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT AGREEMENT made as of the [ ] day of [ ], [ ] by and among Destra Multi-Alternative Fund, a Delaware statutory trust (the ?Fund?) and Destra Capital Advisors LLC, a Delaware limited liability company (the ?Investment Manager?). |
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| June 23, 2021 |
Consent of Faegre Drinker Biddle & Reath LLP is filed herewith. Exhibit (l)(2) CONSENT OF COUNSEL We hereby consent to the use of our name and to the references to our Firm under the caption “Legal Matters” in the Prospectus and the caption “Legal Counsel” in the Statement of Additional Information included in Post-Effective Amendment No. |
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| January 25, 2021 |
Destra Multi-Alternative Fund Schedule of Investments As of November 30, 2020 (unaudited) Shares/ Contracts Security Value COMMON STOCKS – 8. |
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| December 3, 2020 |
DEFA14A 1 destramulti-altdefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by R |
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| November 13, 2020 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606 (312) 569-1000 (Phone) (312) 569-3000 (Facsimile) www.faegredrinker.com November 12, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund (the “Fund”)/Definitive Proxy Materials (1933 Act Registration No. 333-189008; 1940 Act Regi |
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| November 10, 2020 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 www.faegredrinker.com November 10, 2020 VIA EDGAR TRANSMISSION Mr. Ryan Sutcliffe Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund Preliminary Proxy Statement (Registration No. 811-22572) Dear Mr. Sutcliffe: The following responds to the Staff?s c |
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| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by R |
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| October 21, 2020 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 www.faegredrinker.com October 21, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund (the “Fund”) (Registration Nos. 333-189008; 811-22572) Preliminary Proxy Statement Ladies and Gentlemen: Enclosed for filing pursuant to |
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| July 30, 2020 |
Destra Multi-Alternative Fund Schedule of Investments As of May 31, 2020 (unaudited) Shares/ Contracts Security Value COMMON STOCKS – 7. |
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| June 23, 2020 |
Consent of Cohen & Company, Ltd. is filed herewith. Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated May 5, 2020, on the financial statements of Destra Multi-Alternative Fund, for the year ended February 29, 2020 included in this Registration Statement on Form N-2, and to the references to our firm under the headings “Financial Highlights” in the Prospectus and “Independent Registered Public Accounting Firm” in the Statement of Additional Information. |
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| June 23, 2020 |
Form of Amended and Restated Expense Limitation Agreement is filed herewith. Exhibit (k)(2) AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT AGREEMENT made as of the 6th day of May, 2020 by and among Destra Multi-Alternative Fund, a Delaware statutory trust (the “Fund”) and Destra Capital Advisors LLC, a Delaware limited liability company (the “Investment Manager”). |
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| June 23, 2020 |
Consent of Faegre Drinker Biddle & Reath LLP is filed herewith. Exhibit (l)(2) CONSENT OF COUNSEL We hereby consent to the use of our name and to the references to our Firm under the caption “Legal Matters” in the Prospectus and the caption “Legal Counsel” in the Statement of Additional Information included in Post-Effective Amendment No. |
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| June 23, 2020 |
Code of Ethics for Pinhook Capital, LLC is filed herewith. Exhibit (r)(2) Introduction Pinhook Capital, LLC ("Pinhook" or the "Firm") has adopted this Code of Ethics ("Code") that requires partners and employees of the Firm operate with an ethical standard of honesty and integrity that not only meets the basic requirements of compliance with applicable federal and state securities law, but exceeds it. |
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| June 23, 2020 |
Securities Act File No. 333-189008 1940 Act File No. 811-22572 As filed with the Securities and Exchange Commission on June 23, 2020 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x x Post-Effective Amendment No. 13 and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x x Amendment No. 19 Destra Multi-Altern |
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| June 23, 2020 |
Administration and Fund Accounting Agreement is filed herewith. Exhibit (k)(1) ADMINISTRATION AND FUND ACCOUNTING AGREEMENT THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this 24th day of July, 2019, by and between Destra Multi-Alternative Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services, Inc. |
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| June 4, 2020 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 CORRESP 1 filename1.htm Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 www.faegredrinker.com June 4, 2020 VIA EDGAR TRANSMISSION Mr. Christopher Bellacicco Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund Preliminary Proxy Statement (Registration No. 811-22572) Dear Mr. Bellacicco: The followi |
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| June 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by R |
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| May 28, 2020 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 www.faegredrinker.com May 27, 2020 VIA EDGAR TRANSMISSION Mr. Christopher Bellacicco Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund Preliminary Proxy Statement (Registration No. 811-22572) Dear Mr. Bellacicco: The following responds to the Staff |
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| May 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by R |
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| May 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by R |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by R |
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| May 8, 2020 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 Faegre Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103-6996 www.faegredrinker.com May 8, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund (the “Fund”) (Registration Nos. 333-189008; 811-22572) Preliminary Proxy Statement Ladies and Gentlemen: Enclosed for filing pursuant to Rule |
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| January 24, 2020 |
MSFDX / Multi-Strategy Growth & Income Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Destra Multi-Alternative Fund (Exact name of registrant as specified in charter) 444 West Lake Street, Suite 1700 Chicago, IL 60606 (Address of principal executive offices) (Zip code) Robert A. |
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| January 24, 2020 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert A. Watson, certify that: 1. I have reviewed this report on Form N-Q of Destra Multi-Alternative Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| July 29, 2019 |
MSFDX / Multi-Strategy Growth & Income Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 destranq.htm N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Destra Multi-Alternative Fund (Exact name of registrant as specified in charter) 444 West Lake Street, Suite 1700, Chicago, IL 60606 (Address of principal executive o |
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| July 29, 2019 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Watson, certify that: 1. I have reviewed this report on Form N-Q for the Destra Multi-Alternative Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| June 28, 2019 |
Exhibit (r)(1) DESTRA CAPITAL INVESTMENTS LLC DESTRA CAPITAL ADVISORS LLC AND DESTRA OPEN-END AND CLOSED-END FUNDS DESTRA UNIT INVESTMENT TRUSTS CODE OF ETHICS FINAL Code of Ethics 2018 January – CONFIDENTIAL TABLE OF CONTENTS Page I. |
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| June 28, 2019 |
Consent of Drinker Biddle & Reath LLP Exhibit (l)(1) CONSENT OF COUNSEL We hereby consent to the use of our name and to the references to our Firm under the caption “Legal Matters” in the Prospectus and the caption “Legal Counsel” in the Statement of Additional Information included in Post-Effective Amendment No. |
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| June 28, 2019 |
Consent of Deloitte & Touche, LLP Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| June 28, 2019 |
MSFDX / Multi-Strategy Growth & Income Fund 486BPOS - - 486BPOS As filed with the Securities and Exchange Commission on June 28, 2019 Securities Act File No. |
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| June 28, 2019 |
MSFDX / Multi-Strategy Growth & Income Fund CORRESP - - CORRESP 1 filename1.htm Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 www.drinkerbiddle.com June 28, 2019 Via EDGAR Transmission Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Vincent J. Di Stefano Re: Destra Multi-Alternative Fund, File Nos.: 333-189008; 811-22572 (the “Fund” or “Registrant”) Dear Mr. Di Stefano: The fol |
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| June 27, 2019 |
MSFDX / Multi-Strategy Growth & Income Fund CORRESP - - Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 www.drinkerbiddle.com June 27, 2019 Via EDGAR Transmission Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Lisa N. Larkin Vincent J. Di Stefano Re: Destra Multi-Alternative Fund, File Nos.: 333-189008; 811-22572 (the “Fund” or “Registrant”) Dear Ms. Larkin and Mr. Di Stefano: T |
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| June 24, 2019 |
MSFDX / Multi-Strategy Growth & Income Fund 486BXT - - 486BXT As filed with the Securities and Exchange Commission on June 24, 2019 Securities Act File No. |
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| April 26, 2019 |
Distribution Agreement between the Registrant and Destra Capital Investments LLC Exhibit (h)(1) DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of January, 2019, by and between the Destra Multi-Alternative Fund (the “Fund”) and Destra Capital Investments LLC, a Delaware limited liability company (the “Distributor”). |
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| April 26, 2019 |
Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 April 26, 2019 Drinker Biddle & Reath LLP 191 N. Wacker Drive, Suite 3700 Chicago, IL 60606-1698 www.drinkerbiddle.com April 26, 2019 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Destra Multi-Alternative Fund (Registration Nos. 811-22572, 333- 189008); (the “Fund”) Ladies and Gentlemen: On behalf of the Fund, I have transmitted herewith for filing Post-E |
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| April 26, 2019 |
As filed with the Securities and Exchange Commission on April 26, 2019 Securities Act File No. |
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| January 29, 2019 |
CERTIFICATIONS I, Robert Watson, certify that: 1. I have reviewed this report on Form N-Q for the Destra Multi-Alternative Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| January 29, 2019 |
MSFDX / Multi-Strategy Growth & Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 destramultinq.htm N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Destra Multi-Alternative Fund (Exact name of registrant as specified in charter) 444 West Lake Street, Suite 1700, Chicago, IL 60606 (Address of principal execut |
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| December 7, 2018 |
INVESTMENT SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of November 30, 2018 by and among Destra Alternative Access Fund (the “Fund”), Destra Capital Advisors LLC (the “Advisor”), and Pinhook Capital, LLC (f/k/a LCM Investment Management, LLC) (the “Sub-Adviser”). |
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| December 7, 2018 |
As filed with the Securities and Exchange Commission on December 7, 2018 1933 Act File No. |
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| December 7, 2018 |
Expense Limitation Agreement To: Multi-Strategy Growth & Income Fund 80 Arkay Drive Hauppauge, NY 11788 November 30, 2018 Dear Board Members: You have engaged us to act as the investment adviser to Multi-Strategy Growth & Income Fund (the “Trust,” or the “Fund”), pursuant to an Investment Management Agreement dated as of November 30, 2018. |
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| December 7, 2018 |
Page 1 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “MULTI–STRATEGY GROWTH & INCOME FUND”, CHANGING ITS NAME FROM “MULTI–STRATEGY GROWTH & INCOME FUND” TO “DESTRA ALTERNATIVE ACCESS FUND”, FILED IN THIS OFFICE ON THE TWENTY-NINTH DAY OF NOVEMBER, A.D. 2018, A |
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| December 7, 2018 |
Page 1 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “DESTRA ALTERNATIVE ACCESS FUND”, CHANGING ITS NAME FROM “DESTRA ALTERNATIVE ACCESS FUND” TO “DESTRA MULTI-ALTERNATIVE FUND”, FILED IN THIS OFFICE ON THE SIXTH DAY OF DECEMBER, A.D. 2018, AT 11:58 O’CLOCK A. |
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| December 7, 2018 |
POWER OF ATTORNEY DESTRA Alternative Access Fund (the “Fund”) POWER OF ATTORNEY DESTRA Alternative Access Fund (the “Fund”) KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints each of Robert Watson, Derek Watson and Jane Hong Shissler, as his true and lawful attorney-in-fact and agent, each with full power of substitution and resubstitution for such attorney-in-fact in such attorney-in-fact’s name, place and stead, to sign any a |
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| December 7, 2018 |
DESTRA CAPITAL INVESTMENTS LLC DESTRA CAPITAL ADVISORS LLC AND DESTRA OPEN-END AND CLOSED-END FUNDS DESTRA UNIT INVESTMENT TRUSTS CODE OF ETHICS TABLE OF CONTENTS Page I. |
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| December 7, 2018 |
DESTRA CAPITAL INVESTMENTS LLC DESTRA CAPITAL ADVISORS LLC AND DESTRA OPEN-END AND CLOSED-END FUNDS DESTRA UNIT INVESTMENT TRUSTS CODE OF ETHICS TABLE OF CONTENTS Page I. |
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| December 7, 2018 |
INVESTMENT MANAGEMENT AGREEMENT Destra Alternative Access Fund AGREEMENT made this 30 day of November 2018, by and between Destra Alternative Access Fund, a Delaware statutory trust (the "Fund"), and Destra Capital Advisors LLC, a Delaware limited liability company (the "Advisor"). |
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| December 7, 2018 |
December 7, 2018 Destra Multi-Alternative Fund 80 Arkay Drive Hauppauge, NY 11788 Re: Destra Multi-Alternative Fund File Nos. |
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| December 7, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| December 6, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund CORRESP December 6, 2018 Lisa Larkin U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Multi-Strategy Growth & Income Fund, File Nos. 811-22572 and 333-189008 Dear Ms. Larkin: On October 3, 2018, Multi-Strategy Growth & Income Fund (the “Registrant” or the “Fund”) filed Post-effective Amendment No. 7 to the Fund’s registration statement |
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| November 30, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund 485BXT Securities Act Registration No. 333-189008 Investment Company Act Registration No. 811-22572 As filed with the Securities and Exchange Commission on November 30, 2018 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 ý REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. ý Post-Effective Amendment No. 8 and/or ý REGISTRATION STATEMENT UNDER THE INVESTMENT |
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| November 27, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund CORRESP November 27, 2018 Megan Miller Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Multi-Strategy Growth & Income Fund, File Nos. 333-189008 and 811-22572 Dear Ms. Miller: You provided oral comments with respect to certain SEC filings and practices of Multi-Strategy Growth & Income Fund (the “Fund”) on November 6, 2018. Please fin |
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| November 13, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ◻ Filed by a party other than the registrant ◻ Check the appropriate box: ◻ Preliminary proxy statement ◻ Confidential, for use of |
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| November 8, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ◻ Filed by a party other than the registrant ◻ Check the appropriate box: ◻ Preliminary proxy statement ◻ Confidential, for use of |
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| October 18, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund DEF 14A DEF 14A 1 msgidef14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement o Definitive Additiona |
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| October 18, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund CORRESP October 18, 2018 Lisa Larkin U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Multi-Strategy Growth & Income Fund, File No. 811-22572 Dear Ms. Larkin: On October 5, 2018, Multi-Strategy Growth & Income Fund (the “Registrant” or the “Fund”) filed a preliminary proxy statement. On October 15, 2018, you provided comments by phone. |
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| October 5, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund PRE 14A PRE 14A 1 pre14amsgi.htm PRE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additiona |
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| October 3, 2018 |
As filed with the Securities and Exchange Commission on October 3, 2018 486APOS 1 msgi486a.htm 486APOS As filed with the Securities and Exchange Commission on October 3, 2018 1933 Act File No. 333-189008 1940 Act File No. 811-22572 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 ¨ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ PRE-EFFECTIVE AMENDMENT NO. þ POST-EFFECTIVE AMENDMENT NO. 7 ¨ REGISTRATION STATEMENT UNDER THE INV |
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| October 3, 2018 |
October 3, 2018 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| September 17, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund N-23C3A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-23c-3 Notification of Repurchase Offer Pursuant to Rule 23c-3 1. Investment Company Act File Number: 811-22572 Date of Notification: September 18, 2018 2. Exact name of Investment Company as specified in registration statement: Multi-Strategy Growth & Income Fund 3. Address of principal executive office: (number, street |
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| July 27, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) (Zip code) The |
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| July 27, 2018 |
CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| June 27, 2018 |
Expense Limitation Agreement To: Multi-Strategy Growth & Income Fund 80 Arkay Drive Hauppauge, NY 11788 August 4, 2017 Dear Board Members: You have engaged us to act as the sole investment adviser to Multi-Strategy Growth & Income Fund (the “Trust,” or the “Fund”), pursuant to an Investment Advisory Agreement dated as of August 4, 2017. |
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| June 27, 2018 |
INVESTMENT ADVISORY AGREEMENT MULTI-STRATEGY GROWTH & INCOME FUND LCM INVESTMENT MANAGEMENT, LLC INVESTMENT ADVISORY AGREEMENT between MULTI-STRATEGY GROWTH & INCOME FUND and LCM INVESTMENT MANAGEMENT, LLC This AGREEMENT, dated August 4, 2017, is between MULTI-STRATEGY GROWTH & INCOME FUND, a Delaware statutory trust (the "Trust"), and LCM INVESTMENT MANAGEMENT, LLC, a California limited liability company (the "Adviser"), located at 13520 Evening Creek Drive N. |
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| June 27, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.2N OTH CONSENT 6 ex99n.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. 6 to Registration Statement No. 333-189008 on Form N-2 of our report dated June 27, 2018, relating to the financial statements and financial highlights of the Multi-Strategy Growth and Income Fund, appearing in the Annual Report |
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| June 27, 2018 |
MSFDX / Multi-Strategy Growth & Income Fund 486BPOS 486BPOS 1 multistrat486b.htm 486BPOS As filed with the Securities and Exchange Commission on June 27, 2018 1933 Act File No. 333-189008 1940 Act File No. 811-22572 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 ¨ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ PRE-EFFECTIVE AMENDMENT NO. þ POST-EFFECTIVE AMENDMENT NO. 6 ¨ REGISTRATION STATEMENT UNDER THE |
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| June 27, 2018 |
June 27, 2018 Multi-Strategy Growth & Income Fund 80 Arkay Drive Hauppauge, NY 11788 Re: Multi-Strategy Growth & Income Fund File Nos. |
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| January 26, 2018 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| January 26, 2018 |
Multi-strategy Growth & Income Fund - N-Q Blu Giant, LLC united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) |
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| July 31, 2017 |
Multi-Strategy Growth & Income Fund DEFA14A DEFA14A 1 msgidefa14a.htm DEFA14A AST Fund Solutions, LLC 55 Challenger Road, Suite 201 Ridgefield Park, NJ 07660 July 28, 2017 Dear Shareholder, We have been trying to contact you regarding an important matter pertaining to your investment in the Multi-Strategy Growth and Income Fund. This matter relates to an important operational and organizational initiative for the Fund and we urgently need y |
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| July 31, 2017 |
Multi-strategy Growth & Income Fund - N-Q Blu Giant, LLC united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) |
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| July 31, 2017 |
CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| July 18, 2017 |
Multi-Strategy Growth & Income Fund DEFA14A DEFA14A 1 msgidefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement ý Definitive Addition |
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| July 13, 2017 |
Multi-Strategy Growth & Income Fund DEFA14A Blu Giant, LLC SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement ? Definitive Additional Materials o Soliciting Material Pursuant to ?240. |
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| July 11, 2017 |
Multi-Strategy Growth & Income Fund DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement ? Definitive Additional Materials o Soliciting Material Pursuant to ?240. |
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| June 28, 2017 |
UNDERWRITING AGREEMENT Between Multi-Strategy Growth & Income Fund and NORTHERN LIGHTS DISTRIBUTORS, LLC Page 1 of 21 INDEX 1. |
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| June 28, 2017 |
Blu Giant, LLC June 28, 2017 Multi-Strategy Growth & Income Fund 80 Arkay Drive Hauppauge, NY 11788 Re: Multi-Strategy Growth & Income Fund File Nos. |
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| June 28, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Blu Giant, LLC CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-2 of the Multi-Strategy Growth & Income Fund and to the use of our report dated April 28, 2017 on the financial statements and financial highlights of Multi-Strategy Growth & Income Fund. |
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| June 28, 2017 |
Multi-Strategy Growth & Income Fund 486BPOS As filed with the Securities and Exchange Commission on June 28, 2017 1933 Act File No. |
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| June 23, 2017 |
Multi-Strategy Growth & Income Fund DEFR14A DEFR14A 1 multistratdefr14a.htm DEFR14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement o Definitive Ad |
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| June 15, 2017 |
Multi-Strategy Growth & Income Fund DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ?240. |
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| June 12, 2017 |
Multi-Strategy Growth & Income Fund ESP June 12, 2017 Angela Mokodean U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Multi-Strategy Growth & Income Fund, File No. 811-22572 Dear Ms. Mokodean: On May 26, 2017, Multi-Strategy Growth & Income Fund (the “Registrant” or the “Fund”) filed a preliminary proxy statement. On June 2, 2017, you provided comments by phone. Ple |
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| May 26, 2017 |
United States Securities and Exchange Commission May 26, 2017 United States Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| May 26, 2017 |
Blu Giant, LLC SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| January 30, 2017 |
Multi-Strategy Growth & Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) Blu Giant, LLC united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) |
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| January 30, 2017 |
Blu Giant, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| July 29, 2016 |
Multi-Strategy Growth & Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) Blu Giant, LLC united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) |
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| July 29, 2016 |
Blu Giant, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| June 27, 2016 |
Blu Giant, LLC POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: WHEREAS, MULTI-STRATEGY GROWTH & INCOME FUND, a statutory trust organized under the laws of the State of Delaware (hereinafter referred to as the "Trust"), filed Registration Statement on Form N-2 and will periodically file amendments to its Registration Statement with the SEC under the provisions of the Investment Company Act of 1940, as amended; WHEREAS, the undersigned is a Trustee of the Trust; NOW, THEREFORE, the undersigned hereby constitutes and appoints JOANN M. |
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| June 27, 2016 |
Multi-Strategy Growth & Income Fund 486BPOS As filed with the Securities and Exchange Commission on June 27, 2016 1933 Act File No. |
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| June 27, 2016 |
Blu Giant, LLC June 27, 2016 Multi-Strategy Growth & Income Fund 80 Arkay Drive Hauppauge, NY 11788 Re: Multi-Strategy Growth & Income Fund, File Nos. |
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| June 27, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-2 of Multi-Strategy Growth & Income Fund and to the use of our report dated April 28, 2016 on the financial statements and financial highlights of Multi-Strategy Growth & Income Fund. |
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| June 27, 2016 |
Blu Giant, LLC POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: WHEREAS, MULTI-STRATEGY GROWTH AND INCOME FUND, a business trust organized under the laws of the State of Delaware (hereinafter referred to as the "Trust"), periodically files amendments to its Registration Statement with the Securities and Exchange Commission under the provisions of the Securities Act of 1933, as amended and the Investment Company Act of 1940, as amended; and WHEREAS, the undersigned is the Treasurer and Principal Financial Officer of the Trust; NOW, THEREFORE, the undersigned hereby constitutes and appoints JOANN M. |
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| January 29, 2016 |
Multi-Strategy Growth & Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) Blu Giant, LLC united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) |
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| January 29, 2016 |
Blu Giant, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| July 30, 2015 |
Multi-Strategy Growth & Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) (Zip code) Jame |
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| July 30, 2015 |
Blu Giant, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| July 16, 2015 |
Multi-Strategy Growth & Income Fund ESP July 16, 2015 Jeffrey Long Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Multi-Strategy Growth & Income Fund, File Nos. 333-189008 and 811-22572 Dear Mr. Long: You provided oral comments with respect to certain SEC filings and practices of Multi-Strategy Growth & Income Fund (the ?Fund?) on June 16, 2015. Please find below t |
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| June 29, 2015 |
Blu Giant, LLC June 26, 2015 Multi-Strategy Growth & Income Fund 80 Arkay Drive Hauppauge, NY 11788 Re: Multi-Strategy Growth & Income Fund, File Nos. |
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| June 29, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Blu Giant, LLC CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-2 of The Multi-Strategy Growth & Income Fund and to the use of our report dated April 28, 2015 on the financial statements and financial highlights of The Multi-Strategy Growth & Income Fund. |
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| June 29, 2015 |
Multi-Strategy Growth & Income Fund 486BPOS Blu Giant, LLC As filed with the Securities and Exchange Commission on June 29, 2015 1933 Act File No. |
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| April 7, 2015 |
GemCom, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| April 7, 2015 |
Multi-Strategy Growth & Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 msnq.htm N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offic |
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| January 29, 2015 |
Multi-strategy Growth & Income Fund - N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) (Zip code) Jame |
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| January 29, 2015 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| July 30, 2014 |
GemCom, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| July 30, 2014 |
MSFDX / Multi-Strategy Growth & Income Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) (Zi |
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| June 27, 2014 |
GemCom, LLC MULTI-STRATEGY GROWTH & INCOME FUND MULTIPLE CLASS PLAN This Multiple Class Plan (the "Plan") is adopted by Multi-Strategy Growth & Income Fund (the "Trust" or the "Fund"). |
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| June 27, 2014 |
EX-99.2G ADVSR CONTR 4 subadvisoryagreement.htm SUBADVISORY AGREEMENT THIS AGREEMENT is effective as of November 21, 2013, by and between RJL Capital Management, LLC (the “Adviser”), a California limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and FIRST ALLIED ASSET MANAGEMENT, INC., a corporation organized under the laws of Delaware |
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| June 27, 2014 |
GemCom, LLC DISTRIBUTION PLAN Class C Shares of Multi-Strategy Growth & Income Fund DISTRIBUTION PLAN made as of April 23, 2014, and as approved April 23, 2014, for Multi-Strategy Growth & Income Fund (the "Fund") on behalf of its Class C Shares. |
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| June 27, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM GemCom, LLC CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-2 of The Multi-Strategy Growth & Income Fund and to the use of our report dated May 1, 2014 on the financial statements and financial highlights of The Multi-Strategy Growth & Income Fund. |
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| June 27, 2014 |
GemCom, LLC MULTI-STRATEGY GROWTH & INCOME FUND OPERATING EXPENSES LIMITATION AGREEMENT RJL CAPITAL MANAGEMENT, LLC THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between MULTI-STRATEGY GROWTH & INCOME FUND, a Delaware statutory trust (the “Trust”), on behalf of MULTI-STRATEGY GROWTH & INCOME FUND, (the “Fund”) a series of the Trust and the Advisor of such Fund, RJL CAPITAL MANAGEMENT, LLC (the “Advisor”). |
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| June 27, 2014 |
GemCom, LLC SHAREHOLDER SERVICING PLAN UNDER THE INVESTMENT COMPANY ACT OF 1940 This plan constitutes the Shareholder Services Plan (the "Plan") for The Multi-Strategy Growth & Income Fund (the “Trust”). |
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| June 27, 2014 |
MSFDX / Multi-Strategy Growth & Income Fund 486BPOS - - 486BPOS GemCom, LLC As filed with the Securities and Exchange Commission on June 27, 2014 1933 Act File No. |
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| June 27, 2014 |
June 27, 2014 VIA EDGAR (Correspondence Filing) Larry Greene Office of Disclosure and Review U. |
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| June 27, 2014 |
DISTRIBUTION PLAN Class L Shares of Multi-Strategy Growth & Income Fund GemCom, LLC DISTRIBUTION PLAN Class L Shares of Multi-Strategy Growth & Income Fund DISTRIBUTION PLAN made as of April 23, 2014, and as approved April 23, 2014, for Multi-Strategy Growth & Income Fund (the "Fund") on behalf of its Class L Shares. |
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| June 27, 2014 |
GemCom, LLC June 26, 2014 The Multi-Strategy Growth & Income Fund 80 Arkay Drive Hauppauge, NY 11788 Re: The Multi-Strategy Growth & Income Fund, File Nos. |
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| May 2, 2014 |
GemCom, LLC As filed with the Securities and Exchange Commission on May 2, 2014 1933 Act File No. |
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| May 2, 2014 |
May 2, 2014 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| January 29, 2014 |
GemCom, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) (Zip code) Jame |
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| October 7, 2013 |
CORRESP 1 filename1.htm October 7, 2013 Larry Green U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Multi-Strategy Growth & Income Fund, File No. 811-22572 Dear Mr. Green: On September 17, 2013, Multi-Strategy Growth & Income Fund (the "Registrant") filed a preliminary proxy statement. On September 23, 2013, you provided comments by phone to Craig Foster. Plea |
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| October 7, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| September 17, 2013 |
PRE 14A 1 pre14a.htm PRE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Ma |
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| September 17, 2013 |
GemCom, LLC September 17, 2013 VIA ELECTRONIC TRANSMISSION Securities & Exchange Commission Public Filing Desk 100 F Street, N. |
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| July 31, 2013 |
GemCom, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| July 31, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q/A N-Q/A 1 multistratnq.htm N-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal exe |
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| July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices) (Zip code) Jame |
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| July 30, 2013 |
GemCom, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| January 29, 2013 |
GemCom, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 80 Arkay Drive Suite 110, Hauppauge, NY 11788 (Address of principal executive offices |
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| September 12, 2012 |
GemCom, LLC September 11, 2012 The Multi-Strategy Growth & Income Fund 450 Wireless Boulevard Hauppauge, NY 11788 Re: The Multi-Strategy Growth & Income Fund, File Nos. |
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| September 12, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM GemCom, LLC CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Pre-Effective Amendment to the Registration Statement on Form N-2 of The Multi-Strategy Growth & Income Fund (“the Fund”) and to the use of our report dated August 17, 2012 on the statement of assets and liabilities and the related statement of operations as of January 31, 2012 of the Fund. |
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| September 12, 2012 |
GemCom, LLC As filed with the Securities and Exchange Commission on September 12, 2012 1933 Act File No. |
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| July 30, 2012 |
GemCom, LLC CERTIFICATIONS I, Raymond J. Lucia, Jr., certify that: 1. I have reviewed this report on Form N-Q for the Multi-Strategy Growth & Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - MULTI-STRATEGY GROWTH & INCOME FUND GemCom, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22572 Multi-Strategy Growth & Income Fund (Exact name of registrant as specified in charter) 450 Wireless Blvd, Hauppauge, NY 11788 (Address of principal executive offices) (Zip code) |
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| March 9, 2012 |
GemCom, LLC As filed with the Securities and Exchange Commission on March 9, 2012 1933 Act File No. |
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| March 9, 2012 |
GemCom, LLC SUBADVISORY AGREEMENT THIS AGREEMENT, as amended March 8, 2012 with effect as of the 11th day of November, 2011, by and between RJL Capital Management, LLC (the “Adviser”), a California limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and FIRST ALLIED ASSET MANAGEMENT, INC. |
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| February 10, 2012 |
GemCom, LLC February 9, 2012 VIA EDGAR (Correspondence Filing) Kimberly A. Browning Senior Counsel Office of Disclosure and Review U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Multi-Strategy Growth & Income Fund (the "Fund") File Numbers: 333-174909, 811-22572 Dear Ms. Browning: On behalf of The Multi-Strategy Growth & Income Fund (the "Fund" or "Registrant |
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| January 25, 2012 |
GemCom, LLC– The type size in the EDGAR version reviewed by the SEC seems smaller than normal January 25, 2012 VIA EDGAR (Correspondence Filing) Richard Pforte Branch Chief Kimberly A. |
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| December 13, 2011 |
CORRESP 1 filename1.htm November 2, 2011 VIA EDGAR (Correspondence Filing) Kimberly A. Browning Senior Counsel Office of Disclosure and Review U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Multi-Strategy Growth & Income Fund (the "Fund") File Numbers: 333-174909, 811-22572 Dear Ms. Browning: On behalf of The Multi-Strategy Growth & Income Fund (the "Fund"), |
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| June 15, 2011 |
N-8A 1 n8av1.htm THE MULTI-STRATEGY GROWTH & INCOME FUND SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investmen |
