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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to dELiA*s Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 27, 2015 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 25, 2015 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commissio |
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| February 17, 2015 |
DLIAQ / dELiA*s Inc. / TIGER GLOBAL MANAGEMENT LLC Passive Investment SC 13G/A 1 d633667313g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* dELiA*s, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 246911101 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 13, 2015 |
8-K 1 d873605d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 9, 2015 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incor |
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| February 13, 2015 |
7% of Estate Recovery 8.5% of Estate Recovery EX-10.1 2 d873605dex101.htm EX-10.1 Exhibit 10.1 Delia’s Key Employee Incentive Plan Event Funding Ryan A. Schreiber Edward Brennan David Diamond A Sale of MOOS Inventory to the Agent at a guaranteed amount in excess of .30 of the Cost Value of MOOS Inventory 8.5% of Estate Recovery 50% of Funding 50% of Funding The Debtors’ estates receiving a recovery of an amount in excess of $25,000 with respe |
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| February 2, 2015 |
EX-99.1 3 d861767dex991.htm EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK UPDATED 1/30/15 In re dELiA*s, Inc., et al Case No. 14-23678 Debtor Reporting Period: 12/8/14 thru 1/3/15 Federal Tax I.D. # 20-3397172 MONTHLY OPERATING REPORT File with the Court and submit a copy to the United States Trustee within 20 days after the end of the month and submit a copy of |
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| February 2, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 27, 2015 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commission |
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| February 2, 2015 |
EX-10.1 2 d861767dex101.htm EX-10.1 Exhibit 10.1 January 28, 2015 VIA EMAIL ONLY Brian Lattman, President Butterfly Retail Acquisition LLC 50 West 23rd Street – 10th Floor New York, NY 10010 Office: 212-590-6351 Cell: 917-797-0353 E-mail: [email protected] Re: Letter Agreement For Acquired Assets Dear Brian: This letter (the “Letter Agreement”) sets forth the binding agreement of Butterfly R |
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| January 14, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d851133d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 9, 2015 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorp |
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| January 14, 2015 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION DEBTOR-IN-POSSESSION CREDIT AGREEMENT Dated as of December 8, 2014 among DELIA*S, INC., as the Lead Borrower For The Borrowers Named Herein The Guarantors Named Herein SALUS CAPITAL PARTNERS, LLC as Administrative Agent and Collateral Agent, and The Other Lenders Party Hereto Table of Contents Page Article I DEFINITIONS AND ACCOUNTING TERMS 1 1.01 Defined Ter |
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| January 2, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 24, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 2, 2015 |
AMENDED & RESTATED AGENCY AGREEMENT EX-10.1 2 d845274dex101.htm EX-10.1 Exhibit 10.1 AMENDED & RESTATED AGENCY AGREEMENT This Agency Agreement (the “Agreement”) is entered into as of this 22nd day of December, 2014, by and between DELIA*S, INC., a Delaware corporation (“Merchant”), and a joint venture composed of GORDON BROTHERS RETAIL PARTNERS, LLC, a Delaware limited liability company, and HILCO MERCHANT RESOURCES, LLC, a Delaware |
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| December 23, 2014 |
DLIAQ / dELiA*s Inc. / Prentice Capital Management, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 9) Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) Michael Zimmerman Mathew B. Hoffman, Esq. Prentice Capital Management, LP Greenberg Traurig, P.A. 33 Benedict Place, 2nd Floor 4 |
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| December 16, 2014 |
SC 13D/A 1 form13da.htm FLATBUSH WATERMILL, LLC SC 13DA 12-4-2014 (DELIA'S INC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D* Under the Securities Exchange Act of 1934 (Amendment No. 2) dELiA*s, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 246911101 (CUSIP Number) Joshua M. Schwartz Flatbush Watermill, LLC 1325 Avenue o |
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| December 15, 2014 |
DLIAQ / dELiA*s Inc. / Investure, LLC - SC 13D Activist Investment SC 13D 1 a14-261671sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 24611101 (CUSIP Number) Puja Seam c/o Investure, LLC 126 Garrett Street, Suite J Charlottesville, VA 22902 Telephone: (434) 220-0280 F |
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| December 15, 2014 |
8-K 1 d837989d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incor |
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| December 10, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 4, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commission |
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| December 10, 2014 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.2 3 d833818dex992.htm EX-99.2 Exhibit 99.2 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: ICR Jean Fontana 646-277-1214 dELiA*s, Inc. and Certain of Its Affiliates File for Chapter 11 Bankruptcy New York, NY, December 8, 2014 – dELiA*s, Inc. (NASDAQ:DLIA), an omni-channel retail company primarily marketing to teenage girls, announced today that it, |
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| December 10, 2014 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.1 2 d833818dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: ICR Jean Fontana 646-277-1214 dELiA*s, Inc. To Liquidate New York, NY – December 5, 2014 – dELiA*s, Inc. (NASDAQ: DLIA), an omni-channel retail company primarily marketing to teenage girls, announced today that it entered into an agency agreement with Hilco Me |
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| November 17, 2014 |
55,125,000 Shares dELiA*s, Inc. Common Stock 424B3 1 d821915d424b3.htm PROSPECTUS SUPPLEMENT PROSPECTUS SUPPLEMENT DATED November 14, 2014 (To Prospectus dated July 17, 2014) Registration Statement No. 333-194623 Rule 424(b)(3) 55,125,000 Shares dELiA*s, Inc. Common Stock This Prospectus Supplement relates to the potential offer and sale, from time to time, by the Selling Stockholders, of up to 55,125,000 shares of our common stock, issuable |
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| November 6, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 d816372d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incor |
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| October 16, 2014 |
8-K 1 d806169d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 10, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incor |
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| October 8, 2014 |
dELiA*s, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS EX-3.2 3 d801785dex32.htm EXHIBIT 3.2 Exhibit 3.2 dELiA*s, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such t |
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| October 8, 2014 |
dELiA*s, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS EX-3.1 2 d801785dex31.htm EXHIBIT 3.1 Exhibit 3.1 dELiA*s, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such t |
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| October 8, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 2, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commission |
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| September 30, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 d795802d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 30, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incor |
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| September 30, 2014 |
EX-99.1 2 d795802dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 dELiA*s, Inc. Announces Review of Strategic Alternatives NEW YORK – (BUSINESS WIRE) – Sep. 30, 2014 – dELiA*s, Inc. (NASDAQ:DLIA), an omni-channel retail company primarily marketing to teenage girls, today announced that the Company has received several inquiries from |
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| September 16, 2014 |
dELiA*s FORM 10-Q (Quarterly Report) 10-Q 1 d790178d10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 2, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission |
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| September 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 10, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commissi |
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| September 10, 2014 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.1 2 d787222dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: Lex Gemas Chief Operating Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES SECOND QUARTER FISCAL 2014 RESULTS New York, NY – September 10, 2014 – dELiA*s, Inc. (NASDAQ: DLIA), an omni-channel retail company primarily marketing to teen |
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| August 22, 2014 |
Form S-8 As filed with the Securities and Exchange Commission on August 21, 2014 Registration No. |
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| August 22, 2014 |
EX-4.1.1 2 d778161dex411.htm EX-4.1.1 Exhibit 4.1.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF dELiA*s, INC. Pursuant to Sections 242 and 245 of the Corporation Law of the State of Delaware FIRST: The name of the corporation is dELiA*s, Inc. (the “Corporation”). The Corporation was originally formed under the name of Alloy Merchandising Group, LLC as a Delaware limited liability company |
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| August 22, 2014 |
DLIA / S-8 POS - - FORM S-8 POS S-8 POS 1 d778107ds8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on August 21, 2014 Registration No. 333- 131678 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 dELiA*s, Inc. (Exact name of registrant as specified in its charter) Delaware 20-339717 |
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| July 18, 2014 |
dELiA*s, Inc. 55,125,000 Shares of Common Stock 424B3 1 d695220d424b3.htm PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-194623 PROSPECTUS dELiA*s, Inc. 55,125,000 Shares of Common Stock We issued in a private placement completed on February 18, 2014 (i) 199,834 shares of our Series B Convertible Preferred Stock, par value $0.001 per share (“Series B Preferred Stock”), and (ii) an aggregate of $24,116,600 in |
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| July 14, 2014 |
CORRESP dELiA*s, Inc. 50 West 23rd Street New York, New York 10010 (212) 590-6200 July 14, 2014 Via EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Mara L. Ransom Assistant Director Re: Registration Statement on Form S-3 for dELiA*s, Inc. (File No. 333-194623) Dear Ms. Ransom: dELiA*s, Inc. (t |
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| July 1, 2014 |
DLIA / S-3/A - - PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-3 PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on June 30, 2014 Registration No. 333-194623 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 2 to Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 dELiA*s, Inc. (Exact Name of Registrant as Specified in Its Charter) Del |
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| June 30, 2014 |
CORRESP 1 filename1.htm JOSEPH WALSH 212.704.6030 telephone 212.704.5919 facsimile [email protected] TROUTMAN SANDERS LLP Attorneys at Law The Chrysler Building 405 Lexington Avenue New York, New York 10174-0700 212.704.6000 telephone troutmansanders.com June 30, 2014 VIA EDGAR AND FEDERAL EXPRESS Mara L. Ransom Assistant Director United States Securities and Exchange Commission Div |
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| June 24, 2014 |
DLIAQ / dELiA*s Inc. / COOPERMAN LEON G - FORM SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G/A Amendment No. 1 dELiA*s, Inc. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 246911101 (CUSIP Number of Class of Securities) June 17, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| June 19, 2014 |
DLIAQ / dELiA*s Inc. / VALINOR MANAGEMENT, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under The Securities Exchange Act of 1934 (Amendment No. |
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| June 19, 2014 |
SC 13D/A 1 form13da.htm FLATBUSH WATERMILL, LLC SC 13DA NO 1 6-17-2014 (DELIA'S INC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D* Under the Securities Exchange Act of 1934 (Amendment No. 1) dELiA*s, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 246911101 (CUSIP Number) Joshua M. Schwartz Flatbush Watermill, LLC 1325 Ave |
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| June 18, 2014 |
DLIAQ / dELiA*s Inc. / Prentice Capital Management, LP - SC 13D/A Activist Investment SC 13D/A 1 v381664sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 8) Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) Michael Zimmerman Mathew B. Hoffman, Esq. Prentice Capital Management, LP Greenberg Trauri |
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| June 18, 2014 |
EX-99.1 2 d744622dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: ICR Jean Fontana 646-277-1214 dELiA*s RECEIVES STOCKHOLDER APPROVAL TO USE PROCEEDS OF $24.1 MILLION FROM SALE OF SECURED CONVERTIBLE NOTES New York, NY – June 18, 2014 – dELiA*s, Inc. (NASDAQ: DLIA), an omni-channel retail company primarily marketing to teena |
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| June 18, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 17, 2014 dELiA*s, INC. |
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| June 17, 2014 |
EX-3.1 2 d742866dex31.htm EX-3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF dELiA*s, Inc. dELiA*s, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is dELiA*s, Inc. 2. Article FOURTH of the Amended and Restated Certificate o |
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| June 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d742866d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 3, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t |
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| June 2, 2014 |
SD 1 d737698dsd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT dELiA*s, INC. (Exact name of the registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No) 50 West 23rd Street, New York, New Yor |
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| June 2, 2014 |
EX-1.02 2 d737698dex102.htm EX-1.02 Exhibit 1.02 Conflict Minerals Report of dELiA*s, Inc. In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Mineral Report of dELiA*s, Inc. for calendar year 2013 (excepting conflict minerals that, prior to January 31, 2013, were located outside of the supply chain) in accordance with Rule 13p-1 under the Securities Exchan |
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| May 29, 2014 |
8-K 1 d736074d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 27, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpora |
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| May 29, 2014 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.1 2 d736074dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES FIRST QUARTER 2014 RESULTS New York, NY – May 29, 2014 – dELiA*s, Inc. (NASDAQ: DLIA), an omni-channel retail company primarily marketing to teenage girls, to |
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| May 29, 2014 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.2 3 d736074dex992.htm EX-99.2 Exhibit 99.2 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES DEPARTURE OF CHIEF FINANCIAL OFFICER New York, NY – May 29, 2014 – dELiA*s, Inc. (NASDAQ: DLIA), an omni-channel retail company primarily marketing to teenage girls, today announced that the Company’s Chief |
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| May 16, 2014 |
DEF 14A 1 d701207ddef14a.htm DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Regis |
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| May 13, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 d727151d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporatio |
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| May 2, 2014 |
- PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 Pre-Effective Amendment No. 1 to Form S-3 Table of Contents As filed with the Securities and Exchange Commission on May 2, 2014 Registration No. 333-194623 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 1 to Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 dELiA*s, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaw |
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| May 2, 2014 |
Response Letter to the SEC WILLIAM D. FREEDMAN 212.704.6193 telephone 212.704.5935 facsimile [email protected] TROUTMAN SANDERS LLP Attorneys at Law The Chrysler Building 405 Lexington Avenue New York, New York 10174-0700 212.704.6000 telephone troutmansanders.com May 2, 2014 VIA EDGAR AND FEDERAL EXPRESS Mara L. Ransom Assistant Director United States Securities and Exchange Co |
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| April 22, 2014 |
CORRESP 1 filename1.htm WILLIAM D. FREEDMAN 212.704.6193 telephone 212.704.5935 facsimile [email protected] TROUTMAN SANDERS LLP Attorneys at Law The Chrysler Building 405 Lexington Avenue New York, New York 10174-0700 212.704.6000 telephone troutmansanders.com April 22, 2014 VIA EDGAR AND FEDERAL EXPRESS Ms. Jacqueline Kaufman Ms. Lisa Kohl United States Securities and Exchange |
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| April 17, 2014 |
EX-10.7.1 3 d710892dex1071.htm EX-10.7.1 Exhibit 10.7.1 50 WEST 23rd STREET NEW YORK, NY 10010 TELEPHONE: 212-807-9060 FAX: 212-590-6500 David Diamond Title: SVP, Human Resources Base Salary: $360,000 Bonus: Target bonus of 30% of base salary (Target is guaranteed min. for fiscal 2013), payout in April, 2014. Res. Share Grant: 100,000 (3yr lapsing consistent with other RES grants) Stock Options: 1 |
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| April 17, 2014 |
EX-10.9 4 d710892dex109.htm EX-10.9 Exhibit 10.9 August 7, 2013 Mr. Ryan A. Schreiber 1730 Boulevard Westfield, New Jersey 07090 Dear Ryan: On behalf of dELiA*s, Inc. (the “Company”), I am very pleased to provide you with the proposed terms and conditions of the Company’s offer to employ you. Everyone you have met with feels you are a great fit for this company and will thrive here in the role we’ |
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| April 17, 2014 |
SECOND AMENDMENT TO RIGHTS AGREEMENT EX-10.18.2 5 d710892dex10182.htm EX-10.18.2 Exhibit 10.18.2 SECOND AMENDMENT TO RIGHTS AGREEMENT This SECOND AMENDMENT TO RIGHTS AGREEMENT (the “Amendment”) is dated as of April 17, 2014 and amends that certain Rights Agreement, dated as of December 19, 2005 (the “Rights Agreement”), by and between dELiA*s, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company L |
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| April 17, 2014 |
SUBSIDIARIES OF dELiA*s, INC. AS OF FEBRUARY 1, 2014 EX-21 6 d710892dex21.htm EX-21 EXHIBIT 21 SUBSIDIARIES OF dELiA*s, INC. AS OF FEBRUARY 1, 2014 1. A Merchandise, LLC (formerly Alloy Merchandise, LLC) 2. dELiA*s Assets Corp. 3. DACCS, Inc. 4. OnTap.com, Inc. 5. dELiA*s Group Inc. 6. dELiA*s Brand LLC 7. dELiA*s Operating Company 8. AMG Direct, LLC 9. dELiA*s Distribution Company 10. dELiA*s Retail Company 11. dELiA*s Foreign Sales Corp. |
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| April 17, 2014 |
EX-10.7 2 d710892dex107.htm EX-10.7 Exhibit 10.7 Alloy, Inc. Offer Letter December 9, 2003 David Diamond Dear David, On behalf of Alloy, Inc. (the “Company”), I am very pleased to provide you with the terms and conditions of your employment by the Company. The following sets forth the proposed terms and conditions of the Company’s offer to employ you. We hope that you choose to join the Company an |
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| April 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 d710892d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 1, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| April 8, 2014 |
8-K 1 d709719d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpor |
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| April 3, 2014 |
PRE 14A 1 d701207dpre14a.htm PRELIMINARY PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Regi |
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| March 20, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 d698054d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 20, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpo |
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| March 20, 2014 |
EX-99.1 2 d698054dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES FOURTH QUARTER AND YEAR END FISCAL 2013 RESULTS New York, NY – March 20, 2014 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketi |
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| March 17, 2014 |
S-3 1 d695220ds3.htm FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on March 17, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 dELiA*s, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporatio |
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| March 6, 2014 |
DLIAQ / dELiA*s Inc. / TIGER GLOBAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 3, 2014 |
DLIAQ / dELiA*s Inc. / Prentice Capital Management, LP - SC 13D/A Activist Investment SC 13D/A 1 v370238sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 7) Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) Michael Zimmerman Mathew B. Hoffman, Esq. Prentice Capital Management, LP Greenberg Trauri |
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| February 28, 2014 |
SC 13D 1 formsc13d.htm FLATBUSH WATERMILL, LLC SC13D 2-18-2014 (DELIAS, INC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D* Under the Securities Exchange Act of 1934 (Amendment No. ) dELiA*s, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 246911101 (CUSIP Number) Joshua M. Schwartz Flatbush Watermill, LLC 1325 Avenue of th |
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| February 26, 2014 |
DLIAQ / dELiA*s Inc. / VALINOR MANAGEMENT, LLC Activist Investment SC 13D 1 d145488413-d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under The Securities Exchange Act of 1934 (Amendment No. )* dELiA*s, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) Fola Adamolekun Valinor Management, LLC c/o 510 Madison Avenue, 25th Floor New York, NY 10022 (212) 918 |
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| February 18, 2014 |
EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. AGREES TO SELL CONVERTIBLE PREFERRED STOCK AND CONVERTIBLE NOTES IN A $44.1 MILLION PRIVATE PLACEMENT TRANSACTION New York, NY – February 18, 2014 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel r |
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| February 18, 2014 |
EX-4.2 Exhibit 4.2 THESE SECURITIES (AND THE SECURITIES ISSUABLE UPON CONVERSION OF THESE SECURITIES) HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS AND, ACCORDINGLY, MAY NOT BE O |
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| February 18, 2014 |
EX-4.1 Exhibit 4.1 CERTIFICATE OF DESIGNATION OF SERIES B CONVERTIBLE PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, OF dELiA*s, Inc. Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned DOES HEREBY CERTIFY that the following resolution was duly adopted by the Board of Directors (the “Board”) of dELiA*s, Inc., a Delaware corporation (hereinafter called the |
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| February 18, 2014 |
FIFTH AMENDMENT TO CREDIT AGREEMENT EX-10.2 Exhibit 10.2 FIFTH AMENDMENT TO CREDIT AGREEMENT This FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of February 18, 2014, among DELIA*S, INC., a Delaware corporation (the “Lead Borrower”), the Persons named on Schedule 1.01 to the Credit Agreement referred to below (collectively, together with the Lead Borrower, the “Borrowers”), the Persons named on Schedule 1. |
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| February 18, 2014 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of February 18, 2014, by and among dELiA*s, Inc., a Delaware corporation with headquarters located at 50 West 23rd Street, New York, New York 10010 (the “Company”), and each investor identified on the signature pages hereto (individually, an “Investor” and collectively, the “Investors |
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| February 18, 2014 |
EX-99.2 Exhibit 99.2 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES PRELIMINARY FOURTH QUARTER FISCAL 2013 FINANCIAL RESULTS New York, NY – February 18, 2014 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketing to teenage gi |
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| February 18, 2014 |
FIRST AMENDMENT TO RIGHTS AGREEMENT EX-4.3 4 d679889dex43.htm EX-4.3 Exhibit 4.3 FIRST AMENDMENT TO RIGHTS AGREEMENT This FIRST AMENDMENT TO RIGHTS AGREEMENT (the “Amendment”) is dated as of February 18, 2014 and amends that certain Rights Agreement, dated as of December 19, 2005 (the “Rights Agreement”), by and between dELiA*s, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company LLC, a New York |
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| February 18, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commissio |
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| February 14, 2014 |
DLIAQ / dELiA*s Inc. / GLENHILL ADVISORS LLC - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment Amendment No. 1 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* dELiA*s, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 246911101 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| February 14, 2014 |
DLIAQ / dELiA*s Inc. / NORTH RUN CAPITAL, LP - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No. |
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| February 14, 2014 |
EX-24.1 2 d669255dex241.htm EX-24.1 EXHIBIT 24-1 POWER OF ATTORNEY I hereby constitute and appoint Sarah L. Filion, as my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as a member of North Run Advisors, LLC and in my individual capacity, statements of beneficial ownership required to be filed with the Securities and Exchange Commission on Schedule 13D and Sc |
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| February 14, 2014 |
EX-24.2 3 d669255dex242.htm EX-24.2 EXHIBIT 24-2 POWER OF ATTORNEY I hereby constitute and appoint Sarah L. Filion, as my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as a member of North Run Advisors, LLC and in my individual capacity, statements of beneficial ownership required to be filed with the Securities and Exchange Commission on Schedule 13D and Sc |
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| February 14, 2014 |
EX-99.2 EXHIBIT 99-2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $.001 per share, of dELiA*s, Inc., and further agree that this Joint Filing Agreem |
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| February 6, 2014 |
FOURTH AMENDMENT TO CREDIT AGREEMENT AND NEGATIVE PLEDGE AGREEMENT EX-10.1 Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT AND NEGATIVE PLEDGE AGREEMENT This FOURTH AMENDMENT TO CREDIT AGREEMENT AND NEGATIVE PLEDGE AGREEMENT (this “Amendment”) is entered into as of February 4, 2014, among DELIA*S, INC., a Delaware corporation (the “Lead Borrower”), the Persons named on Schedule 1.01 to the Credit Agreement referred to below (collectively, together with the Lead |
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| February 6, 2014 |
8-K 1 d671185d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 31, 2014 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpo |
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| December 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 2, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-51648 dELiA*s, |
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| December 4, 2013 |
DLIAQ / dELiA*s Inc. / T2 Partners Management, LP Passive Investment SC 13G/A 1 fp0008894sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 8)* dELiA*s, Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 246911101 (CUSIP Nu |
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| November 21, 2013 |
EX-99.1 2 d633010dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES THIRD QUARTER 2013 RESULTS New York, NY – November 21, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketing to teenage girl |
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| November 21, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d633010d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 21, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of inco |
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| November 5, 2013 |
DLIAQ / dELiA*s Inc. / COOPERMAN LEON G - SCHEDULE 13G Passive Investment SC 13G 1 sc13gdeliaoct13.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) October 24, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| October 31, 2013 |
dELiA*s, Inc. 20,738,100 Shares of Common Stock 424B3 1 d594541d424b3.htm PROSPECTUS Table of Contents Filed Pursuant To Rule 424(B)(3) Registration No. 333-191143 PROSPECTUS dELiA*s, Inc. 20,738,100 Shares of Common Stock We issued secured 7.25% convertible notes in the aggregate principal amount of $21,775,000 (collectively, the “Convertible Notes”) in a private placement completed on July 31, 2013. The notes are automatically convertible int |
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| October 29, 2013 |
CORRESP 1 filename1.htm dELiA*s, Inc. 50 West 23rd Street New York, New York 10010 (212) 590-6200 October 29, 2013 Via EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Mara L. Ransom Assistant Director Re: Registration Statement on Form S-3 for dELiA*s, Inc. (File No. 333-191143) Dear Ms. Ranso |
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| October 29, 2013 |
DLIAQ / dELiA*s Inc. / VALINOR MANAGEMENT, LLC - SCHEDULE 13G HOLDINGS REPORT Passive Investment SC 13G 1 DLIA102413.htm SCHEDULE 13G HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) October 24, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| October 28, 2013 |
DLIAQ / dELiA*s Inc. / Prentice Capital Management, LP - AMENDMENT NO. 6 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6) Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) Michael Zimmerman Mathew B. Hoffman, Esq. Prentice Capital Management, LP Lowenstein Sandler LLP 33 Benedict Place, 2nd Floor 12 |
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| October 24, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 24, 2013 dELiA*s, INC. |
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| October 16, 2013 |
- PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 S-3/A 1 d594541ds3a.htm PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on October 16, 2013 Registration No. 333-191143 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 1 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 dELiA*s, Inc. (Exact Name of Registrant as Speci |
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| October 16, 2013 |
SEC Response Letter WILLIAM D. FREEDMAN 212.704.6193 telephone 212.704.5935 facsimile [email protected] TROUTMAN SANDERS LLP Attorneys at Law The Chrysler Building 405 Lexington Avenue New York, New York 10174-0700 212.704.6000 telephone troutmansanders.com October 16, 2013 VIA EDGAR AND FEDERAL EXPRESS Mara L. Ransom Assistant Director United States Securities and Exchange Comm |
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| October 15, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 9, 2013 dELiA*s, INC. |
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| October 15, 2013 |
EX-10.1 2 d611793dex101.htm EX-10.1 Exhibit 10.1 October 7, 2013 Mr. Lex Gemas Dear Lex: On behalf of dELiA*s, Inc. (the “Company”), I am very pleased to provide you with the proposed terms and conditions of the Company’s offer to employ you. Tracy has spoken very highly of you and we are all excited about the prospect of you joining the Company. We look forward to a mutually beneficial relationsh |
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| October 7, 2013 |
THIRD AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 d609601dex101.htm EX-10.1 Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT This THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of September 30, 2013, among DELIA*S, INC., a Delaware corporation (the “Lead Borrower”), the Persons named on Schedule 1.01 to the Credit Agreement referred to below (collectively, together with the Lead Borrower, the “Borrowers”), the |
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| October 7, 2013 |
8-K 1 d609601d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 1, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpor |
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| September 23, 2013 |
DEF 14A 1 d587617ddef14a.htm DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Regis |
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| September 19, 2013 |
SELECTED CONSOLIDATED FINANCIAL DATA EX-99.1 3 d600924dex991.htm EX-99.1 Exhibit 99.1 SELECTED CONSOLIDATED FINANCIAL DATA As further discussed in Note 2 to our consolidated financial statements, our consolidated financial statements as of February 2, 2013 and January 28, 2012 and for the fiscal years ended February 2, 2013 (“fiscal 2012”), January 28, 2012 (“fiscal 2011”) and January 29, 2011 (“fiscal 2010”) have been adjusted to re |
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| September 19, 2013 |
Financial Statements and Exhibits, Other Events 8-K/A 1 d600924d8ka.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or ot |
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| September 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d598565d10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 3, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission |
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| September 13, 2013 |
SELECTED CONSOLIDATED FINANCIAL DATA EX-99.1 3 d594748dex991.htm EX-99.1 Exhibit 99.1 SELECTED CONSOLIDATED FINANCIAL DATA As further discussed in Note 2 to our consolidated financial statements, our consolidated financial statements as of February 2, 2013 and January 28, 2012 and for the fiscal years ended February 2, 2013 (“fiscal 2012”), January 28, 2012 (“fiscal 2011”) and January 29, 2011 (“fiscal 2010”) have been adjusted to re |
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| September 13, 2013 |
S-3 1 d594541ds3.htm FROM S-3 Table of Contents As filed with the Securities and Exchange Commission on September 13, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 dELiA*s, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 20-3397172 (State or Other Jurisdiction |
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| September 13, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 d594748d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incor |
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| September 10, 2013 |
DLIAQ / dELiA*s Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfdeliasincn-246911101x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) DELIA'S INC NEW (Name of Issuer) COM (Title of Class of Securities) 246911101 (CUSIP Number) August 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| August 27, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d589872d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 27, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpor |
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| August 27, 2013 |
EX-99.1 2 d589872dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES SECOND QUARTER 2013 RESULTS New York, NY – August 27, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketing to teenage girls |
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| August 20, 2013 |
PRE 14A 1 d587617dpre14a.htm PRELIMINARY PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Regi |
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| August 6, 2013 |
EX-99.1 2 d580251dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s COMPLETES UNDERWRITTEN PUBLIC OFFERING AND PRIVATE PLACEMENT OF CONVERTIBLE NOTES New York, NY, July 31, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company p |
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| August 6, 2013 |
EX-99.2 3 d580702dex992.htm EX-99.2 Exhibit 99.2 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES ADDITIONAL LEADERSHIP CHANGE New York, NY – August 6, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketing to teenage girls |
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| August 6, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 d580702d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2012 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpora |
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| August 6, 2013 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 d580251d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporat |
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| August 6, 2013 |
EX-99.1 2 d580702dex991.htm EX-99.1 Exhibit 99.1 dELiA*s’ Safe Harbor and Other Information The slide presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Readers of this presentation should be aware of the speculative nature of “forward-looking statements.” Statements that are not historical in nature, including those that in |
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| August 5, 2013 |
EX-99.1 2 d578622dex991.htm EX-99.1 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them (and their affiliates) of a statement on Schedule 13G (including amendments thereto) with respect to the common stock of dELiA*s, Inc. and that this agre |
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| August 5, 2013 |
DLIAQ / dELiA*s Inc. / GLENHILL ADVISORS LLC - SCHEDULE 13G Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* dELiA*s, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 246911101 (CUSIP Number) July 26, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| August 2, 2013 |
DLIAQ / dELiA*s Inc. / Prentice Capital Management, LP - AMENDMENT NO. 5 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5) Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) Michael Zimmerman Mathew B. Hoffman, Esq. Prentice Capital Management, LP Lowenstein Sandler LLP 33 Benedict Place, 2nd Floor 12 |
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| July 26, 2013 |
EX-99.3 Exhibit 99.3 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s AGREES TO SELL $21.8 MILLION IN PRINCIPAL AMOUNT OF 7.25% CONVERTIBLE NOTES New York, NY, July 26, 2013 – dELiA*s, Inc. (NASDAQ: DLIA) (the “Company”), a multi-channel retail company primarily marketing |
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| July 26, 2013 |
13,065,453 Shares of Common Stock 424B5 1 d566916d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) File No. 333-182236 PROSPECTUS SUPPLEMENT (To Prospectus dated September 7, 2012) 13,065,453 Shares of Common Stock We are offering to sell 13,065,453 shares of our common stock, par value $0.001 per share, at a public offering price of $1.05 per share. In addition, we have agreed to sell in a private placement to c |
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| July 26, 2013 |
EX-99.2 Exhibit 99.2 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s PRICES UNDERWRITTEN PUBLIC OFFERING OF COMMON STOCK New York, NY – July 26, 2013 – dELiA*s, Inc. (NASDAQ: DLIA) (the “Company”), a multi-channel retail company primarily marketing to teenage girls, toda |
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| July 26, 2013 |
EX-1.1 Exhibit 1.1 UNDERWRITING AGREEMENT 13,065,453 FIRM SHARES 1,959,817 OPTIONAL SHARES DELIA*S, INC. COMMON STOCK UNDERWRITING AGREEMENT July 26, 2013 JANNEY MONTGOMERY SCOTT LLC 1717 Arch Street Philadelphia, PA 19103 Ladies and Gentlemen: dELiA*s, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 13,06 |
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| July 26, 2013 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of July 25, 2013, by and among dELiA*s, Inc., a Delaware corporation with headquarters located at 50 West 23rd Street, New York, New York 10010 (the “Company”), and each investor identified on the signature pages hereto (individually, an “Investor” and collectively, the “Investors”). |
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| July 26, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-51648 (Commission File Number) |
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| July 26, 2013 |
dELiA*s, Inc. SECURED CONVERTIBLE NOTE Issuance Date: [ ], 2013 Original Principal Amount: U.S. $[ ] EX-4.1 Exhibit 4.1 THESE SECURITIES (AND THE SECURITIES ISSUABLE UPON CONVERSION OF THESE SECURITIES) HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS AND, ACCORDINGLY, MAY NOT BE O |
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| July 26, 2013 |
SECOND AMENDMENT TO CREDIT AGREEMENT EX-10.2 Exhibit 10.2 SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of July 25, 2013, among DELIA*S, INC., a Delaware corporation (the “Lead Borrower”), the Persons named on Schedule 1.01 to the Credit Agreement referred to below (collectively, together with the Lead Borrower, the “Borrowers”), the Persons named on Schedule 1.02 |
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| July 26, 2013 |
EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s ANNOUNCES PROPOSED UNDERWRITTEN PUBLIC OFFERING OF COMMON STOCK New York, NY – July 25, 2013 – dELiA*s, Inc. (NASDAQ: DLIA) (the “Company”), a multi-channel retail company primarily marketing to teenage |
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| July 25, 2013 |
SUBJECT TO COMPLETION, DATED JULY 25, 2013 424B5 1 d566916d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) File No. 333-182236 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, but it is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and they are not soli |
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| July 23, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2013 dELiA*s, INC. |
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| July 23, 2013 |
EX-99.1 2 d572257dex991.htm EX-99.1 EXHIBIT 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS FOR EACH OF THE THREE FISCAL YEARS ENDED FEBRUARY 2, 2013 As previously reported, on June 4, 2013, dELiA*s, Inc., a Delaware corporation (the “Company”), entered into, and closed the transactions contemplated by, an Asset Purchase Agreement (the “Asset Purchase Agreement”) with Allo |
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| July 18, 2013 |
EX-99.1 3 d570556dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES NEW ADDITION TO LEADERSHIP TEAM Provides Update on May/June Performance New York, NY – July 15, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail co |
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| July 18, 2013 |
8-K 1 d570556d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 15, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporat |
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| July 18, 2013 |
FIRST AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 d570556dex101.htm EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of July 15, 2013, among DELIA*S, INC., a Delaware corporation (the “Lead Borrower”), the Persons named on Schedule 1.01 to the Credit Agreement referred to below (collectively, together with the Lead Borrower, the “Borrowers”), the Pers |
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| July 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 8, 2013 dELiA*s, INC. |
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| July 1, 2013 |
DEF 14A 1 d539729ddef14a.htm DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Regis |
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| June 20, 2013 |
8-K 1 d556813d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporat |
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| June 20, 2013 |
EX-10.1 Exhibit 10.1 Execution Copy CREDIT AGREEMENT Dated as of June 14, 2013 among DELIA*S, INC., as the Lead Borrower For The Borrowers Named Herein The Guarantors Named Herein SALUS CAPITAL PARTNERS, LLC as Administrative Agent and Collateral Agent, and The Other Lenders Party Hereto Table of Contents Page Article I DEFINITIONS AND ACCOUNTING TERMS 1 1.01 Defined Terms 1 1.02 Other Interpretiv |
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| June 20, 2013 |
EX-10.2 3 d556813dex102.htm EX-10.2 Table of Contents Exhibit 10.2 Execution Version LETTER OF CREDIT AGREEMENT Dated as of June 14, 2013 by and among DELIA*S, INC. (as the Lead Applicant), THE OTHER APPLICANTS PARTY HERETO FROM TIME TO TIME, and GENERAL ELECTRIC CAPITAL CORPORATION **************************************** Table of Contents TABLE OF CONTENTS ARTICLE I. THE CREDITS 1 1.1 The Letter |
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| June 20, 2013 |
EX-99.1 EXHIBIT 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES NEW CREDIT FACILITIES New York, NY – June 17, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketing to teenage girls, today announced that it has entere |
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| June 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 4, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-5 |
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| June 13, 2013 |
DLIAQ / dELiA*s Inc. / Cosa - Nova Fashions Ltd - SCHEDULE 13D (AMENDMENT NO. 1) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* dELiA*s, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 246911101 (CUSIP Number) Michael Gold, also known as Miguel S. Goldgrub c/o Cosa – Nova Fashions Limited 50 Dufflaw Road Toronto, Ontario M6A 2W1 416-7 |
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| June 10, 2013 |
EX-2.1 2 d551458dex21.htm EX-2.1 EXHIBIT 2.1 ASSET PURCHASE AGREEMENT by and among Alloy Merchandise, LLC, HRSH Acquisitions LLC, dELiA*s, Inc., and solely for purposes of Sections 6.14, Steven Russo and Hagai Laniado Dated as of June 4, 2013 Table of Contents Page ARTICLE I PURCHASE AND SALE OF ASSETS 1 Section 1.1 Purchase and Sale of Assets 1 Section 1.2 Excluded Assets 2 Section 1.3 Assumed Li |
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| June 10, 2013 |
8-K 1 d551458d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 4, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporati |
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| June 10, 2013 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.1 4 d551458dex991.htm EX99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EXHIBIT 99.1 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES SALE OF ALLOY BRAND New York, NY – June 4, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketing to teenage girls, today anno |
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| June 10, 2013 |
PARTIAL ASSIGNMENT OF AMENDED AND RESTATED MEDIA SERVICES AGREEMENT EX10.1 EXHIBIT 10.1 PARTIAL ASSIGNMENT OF AMENDED AND RESTATED MEDIA SERVICES AGREEMENT PARTIAL ASSIGNMENT OF AMENDED AND RESTATED MEDIA SERVICES AGREEMENT, dated as of June 4, 2013 (this “Agreement”), by and among, Alloy, LLC, a Delaware limited liability company (as successor to Alloy, Inc.) (“Alloy”), Alloy Merchandise, LLC, a Delaware limited liability company (“AMLLC”), dELiA*s, Inc., a Delaw |
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| June 3, 2013 |
10-K/A 1 d548856d10ka.htm 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 2, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000 |
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| May 31, 2013 |
EX-99.1 4 d547770dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. APPOINTS TRACY GARDNER CHIEF EXECUTIVE OFFICER New York, NY – May 30, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketing to teenage |
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| May 31, 2013 |
EX-10.2 3 d547770dex102.htm EX-10.2 Exhibit 10.2 May 30, 2013 Mr. Walter Killough 6 Garden Court Mahwah, NJ 07430 Re: Employment Agreement dated as of December 2, 2008 between dELiA*s, Inc. and Walter Killough, as amended (the “Agreement”) Dear Walter: As discussed with the Board of Directors, the purpose of this letter agreement is to address the Company’s Chief Executive Officer transition. This |
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| May 31, 2013 |
EX-10.1 Exhibit 10.1 May 30, 2013 Ms. Tracy Gardner 823 Walton Avenue Mamaroneck NY 10543 Re: Employment Agreement dated as of May 1, 2013 between dELiA*s, Inc. and Tracy Gardner (the “Agreement”) Dear Tracy: As discussed with the Board of Directors, the purpose of this letter agreement is to address the Company’s Chief Executive Officer transition. This constitutes the First Amendment to the Agre |
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| May 31, 2013 |
8-K 1 d547770d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 30, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporati |
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| May 30, 2013 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.1 2 d546351dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EXHIBIT 99.1 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES FIRST QUARTER 2013 RESULTS New York, NY – May 30, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company primarily marketing to teen |
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| May 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d546351d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 30, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpora |
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| May 7, 2013 |
EX-99.1 4 d532295dex991.htm EX-99.1 EXHIBIT 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. APPOINTS TRACY GARDNER CHIEF CREATIVE OFFICER AND MEMBER OF THE BOARD OF DIRECTORS New York, NY – May 1, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail com |
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| May 7, 2013 |
8-K 1 d532295d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporatio |
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| May 7, 2013 |
EX-10.2 3 d532295dex102.htm EX-10.2 EXHIBIT 10.2 dELiA*s, Inc. Employment Agreement for Tracy Gardner dELiA*s, Inc. Employment Agreement for Tracy Gardner Page 1. Definitions 1 2. Term of Employment 2 3. Position, Duties and Responsibilities 2 4. Base Salary 2 5. Annual Incentive Awards 3 6. Long-Term Stock Incentive Programs 3 7. Employee Benefit Programs 3 8. Disability 3 9. Reimbursement of Bus |
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| May 7, 2013 |
50 WEST 23rd STREET NEW YORK, NY 10010 TELEPHONE: 212-807-9060 FAX: 212-590-6500 EX-10.1 2 d532295dex101.htm EX-10.1 EXHIBIT 10.1 50 WEST 23rd STREET NEW YORK, NY 10010 TELEPHONE: 212-807-9060 FAX: 212-590-6500 May 1, 2013 Mr. Walter Killough 6 Garden Court Mahwah, NJ 07430 Re: Employment Agreement dated as of December 2, 2008 between dELiA*s, Inc. and Walter Killough, as amended (the “Agreement”) Dear Walter: As discussed with the Board of Directors, the purpose of this lette |
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| April 23, 2013 |
SUBSIDIARIES OF DELIA*S, INC. AS OF FEBRUARY 2, 2013 EXHIBIT 21 SUBSIDIARIES OF DELIA*S, INC. AS OF FEBRUARY 2, 2013 1. Alloy Merchandise, LLC 2. dELiA*s Assets Corp. 3. DACCS, Inc. 4. OnTap.com, Inc. 5. dELiA*s Group Inc. 6. dELiA*s Brand LLC 7. dELiA*s Operating Company 8. AMG Direct, LLC 9. dELiA*s Distribution Company, Inc. 10. dELiA*s Retail Company 11. dELiA*s Foreign Sales Corp. |
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| April 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 d523789d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 2, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| March 29, 2013 |
DLIAQ / dELiA*s Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfdeliasincn-246911101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) DELIA'S INC NEW (Name of Issuer) COM (Title of Class of Securities) 246911101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| March 28, 2013 |
EX-99.1 3 d511521dex991.htm EX-99.1 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR, Inc. Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES FOURTH QUARTER AND YEAR END FISCAL 2012 RESULTS RETENTION OF A STRATEGIC ADVISOR WITH AN INITIAL FOCUS ON ALLOY UPDATE TO SENIOR LEADERSHIP TRANSITIONS |
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| March 28, 2013 |
EX-10.1 2 d511521dex101.htm EX-10.1 Exhibit 10.1 March 27, 2013 Mr. Walter Killough 6 Garden Court Mahwah, NJ 07430 Re: Employment Agreement dated as of December 2, 2008 between dELiA*s, Inc. and Walter Killough, as amended (the “Agreement”) Dear Walter: As discussed with the Board of Directors, the purpose of this letter agreement is to extend the Transition Period on a month-to-month basis. This |
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| March 28, 2013 |
8-K 1 d511521d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 22, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpora |
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| March 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2013 dELiA*s, INC. |
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| February 14, 2013 |
DLIAQ / dELiA*s Inc. / T2 Partners Management, LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 6)* dELiA*s, Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 246911101 (CUSIP Number) December 31, 2012 (Date o |
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| February 13, 2013 |
DLIAQ / dELiA*s Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfdeliasincn-246911101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) DELIA'S INC NEW (Name of Issuer) COM (Title of Class of Securities) 246911101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 16, 2013 |
EX-99.1 2 d468299dex991.htm SLIDE PRESENTATION OF DELIA*S, INC. Exhibit 99.1 This presentation contains forward-looking statements. Forward-looking statements are based on current expectations and projections about future events and are subject to risks, uncertainties and assumptions about our Company, economic and market sectors and the industry in which we do business, among other things. These |
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| January 16, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d468299d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 16, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpo |
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| January 7, 2013 |
EX-99.2 4 d462760dex992.htm PRESS RELEASE OF THE COMPANY DATED JANUARY 7, 2013 EXHIBIT 99.2 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s Announces Participation in the 15th Annual ICR XChange Conference Provides Update on November/December Performance New York, NY – January 7, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), today announced that the Company wi |
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| January 7, 2013 |
8-K 1 d462760d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 7, 2013 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpor |
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| January 7, 2013 |
EX-10.1 2 d462760dex101.htm AMENDMENT TO EMPLOYMENT AGREEMENT January 7, 2013 EXHIBIT 10.1 Mr. Walter Killough 6 Garden Court Mahwah, NJ 07430 Re: Employment Agreement dated as of December 2, 2008 between dELiA*s, Inc. and Walter Killough, as amended (the “Agreement”) Dear Walter: As discussed with the Board of Directors, the purpose of this letter agreement is to confirm Executive’s and the Compa |
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| January 7, 2013 |
dELiA*s, INC. ANNOUNCES MUTUAL AGREEMENT NOT TO RENEW CHIEF EXECUTIVE OFFICER’S EMPLOYMENT AGREEMENT PRESS RELEASE OF THE COMPANY DATED JANUARY 7, 2013 EXHIBIT 99.1 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES MUTUAL AGREEMENT NOT TO RENEW CHIEF EXECUTIVE OFFICER’S EMPLOYMENT AGREEMENT New York, NY –January 7, 2013 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company comprised of two lifestyle brands marketing to teenage |
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| December 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d446862d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 27, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| November 20, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d441688d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 20, 2012 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of inco |
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| November 20, 2012 |
EX-99.1 2 d441688dex991.htm PRESS RELEASE EXHIBIT 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES THIRD QUARTER 2012 RESULTS New York, NY – November 20, 2012 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company comprised of two lifestyle br |
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| September 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 10-Q/A 1 d409489d10qa.htm AMENDMENT NO. 1 TO FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 28, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the |
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| September 6, 2012 |
CORRESP 1 filename1.htm dELiA*s, Inc. 50 West 23rd Street New York, New York 10010 (212) 590-6200 September 6, 2012 Via EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Mara L. Ransom Assistant Director Re: Registration Statement on Form S-3 for dELiA*s, Inc. (File No. 333-182236) Dear Ms. Rans |
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| September 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d406781d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 28, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| September 5, 2012 |
Correspondence dELiA*s, Inc. 50 West 23rd Street New York, New York 10010 (212) 590-6200 September 5, 2012 Via EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Mara L. Ransom Assistant Director Re: Registration Statement on Form S-3 for dELiA*s, Inc. (File No. 333-182236) Dear Ms. Ransom: Pursu |
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| August 30, 2012 |
- PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-3 S-3/A 1 d367783ds3a.htm PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on August 30, 2012 Registration No. 333-182236 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Pre-Effective Amendment No. 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 dELiA*s, INC. (Exact Name of Registrant as Spe |
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| August 21, 2012 |
- PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 Pre-Effective Amendment No. 1 to Form S-3 Table of Contents As filed with the Securities and Exchange Commission on August 21, 2012 Registration No. 333-182236 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Pre-Effective Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 dELiA*s, INC. (Exact Name of Registrant as Specified in Its Charter) D |
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| August 21, 2012 |
Amended and Restated Certification of Incorporation of dELiA*s, Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF dELiA*s, INC. Pursuant to Sections 242 and 245 of the Corporation Law of the State of Delaware FIRST: The name of the corporation is dELiA*s, Inc. (the “Corporation”). The Corporation was originally formed under the name of Alloy Merchandising Group, LLC as a Delawa |
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| August 21, 2012 |
EX-24.2 5 d367783dex242.htm POWER OF ATTORNEY FOR MICHAEL S. GOLDGRUB Exhibit 24.2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that Michael S. Goldgrub, whose signature appears below, constitutes and appoints Walter Killough and David J. Dick, and each of them individually, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for the undersig |
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| August 21, 2012 |
CORRESP 10 filename10.htm 50 WEST 23RD STREET, NEW YORK, NY 10010 Marc G. Schuback Senior Vice President, General Counsel & Secretary Tel 212 590 6204 Fax 212 590 6310 Email [email protected] August 21, 2012 VIA EDGAR AND UPS OVERNIGHT Ms. Mara L. Ransom Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, DC 2054 |
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| August 20, 2012 |
EX-99.1 3 d399674dex991.htm PRESS RELEASE OF DELIA*S, INC. DATED AUGUST 20, 2012 EXHIBIT 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES SECOND QUARTER 2012 RESULTS New York, NY – August 20, 2012 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail |
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| August 20, 2012 |
8-K 1 d399674d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 17, 2012 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpor |
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| August 20, 2012 |
EX-3.1 2 d399674dex31.htm CERTIFICATE OF DESIGNATION EXHIBIT 3.1 CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF dELiA*s, Inc. dELiA*s, Inc., a Delaware corporation (the “Corporation”), does hereby certify: FIRST: That pursuant to the authority conferred upon the Board of Directors by the Restated Certificate of Incorporation of the Corporatio |
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| July 13, 2012 |
EX-10.1 2 d379888dex101.htm AMENDMENT TO EMPLOYMENT AGREEMENT DATED JULY 13, 2012 July 13, 2012 EXHIBIT 10.1 Mr. Walter Killough 6 Garden Court Mahwah, NJ 07430 Re: Employment Agreement dated as of December 2, 2008 between dELiA*s, Inc. (the “Company”) and Walter Killough, as amended (the “Agreement”) Dear Walter: As discussed with the Compensation Committee of the Board of Directors and the Board |
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| July 13, 2012 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 9, 2012 dELiA*s, INC. |
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| July 10, 2012 |
EX-99.1 2 ex991-sc13d07092012.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the securities of dELiA*s, Inc. (the “Company”), and further agree that t |
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| July 10, 2012 |
DLIAQ / dELiA*s Inc. / Cosa - Nova Fashions Ltd - SCHEDULE 13D Activist Investment SC 13D 1 sc13d-07092012.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* dELiA*s, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 246911101 (CUSIP Number) Michael Gold, also known as Miguel S. Goldgrub c/o Cosa – Nova Fashions Limited 50 Duf |
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| July 9, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 9, 2012 dELiA*s, INC. |
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| July 9, 2012 |
Slide Presentation of dELiAs, Inc. Annual Meeting Presentation July 9, 2012 Exhibit 99.1 This presentation contains forward-looking statements. Forward-looking statements are based on current expectations and projections about future events and are subject to risks, uncertainties and assumptions about our Company, economic and market sectors and the industry in which we do business, among other th |
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| June 20, 2012 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on June 20, 2012 Registration No. |
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| June 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d361733d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 28, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
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| May 29, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy S |
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| May 22, 2012 |
EX-99.1 2 d356246dex991.htm PRESS RELEASE Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES FIRST QUARTER 2012 RESULTS New York, NY – May 22, 2012 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-channel retail company comprised of two lifestyle brands |
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| May 22, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d356246d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2012 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpora |
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| May 16, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2012 dELiA*s, INC. |
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| May 11, 2012 |
DLIAQ / dELiA*s Inc. / Cosa - Nova Fashions Ltd - SCHEDULE 13G/A Passive Investment SC 13G/A 1 sc13ga-12312011.htm SCHEDULE 13G/A CUSIP No. 246911101 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* dELiA*s, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 246911101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of thi |
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| May 11, 2012 |
EX-99.2 2 ex992-sc13ga12312011.htm POWER OF ATTORNEY GRANTED BY COSA ? NOVA FASHIONS LIMITED Exhibit 99.2 FORM ID, SECTION 13(d), SECTION 13(g) and SECTION 16 POWER OF ATTORNEY COSA - NOVA FASHIONS LIMITED, a corporation incorporated in the Province of Ontario, Canada (the “Corporation”), does hereby constitute and appoint Morley H. Beallor, Susan S. Ancarrow and Seth A. Winter, as the Corporation |
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| May 11, 2012 |
EX-99.3 3 ex993-sc13ga12312011.htm POWER OF ATTORNEY GRANTED BY MIGUEL S. GOLDGRUB Exhibit 99.3 FORM ID, SECTION 13(d), SECTION 13(g) and SECTION 16 POWER OF ATTORNEY MIGUEL S. GOLDGRUB, also known as MICHAEL GOLD (the “Filing Person”), does hereby constitute and appoint Morley H. Beallor as the Filing Person’s true and lawful attorneys-in-fact, any of whom acting singly is hereby authorized, for |
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| April 12, 2012 |
SUBSIDIARIES OF DELIA*S, INC. AS OF JANUARY 28, 2012 EX-21 2 d331226dex21.htm SUBSIDIARIES OF DELIA*S, INC. AS OF JANUARY 28, 2012 EXHIBIT 21 SUBSIDIARIES OF DELIA*S, INC. AS OF JANUARY 28, 2012 1. Alloy Merchandise, LLC 2. dELiA*s Assets Corp. 3. DACCS, Inc. 4. OnTap.com, Inc. 5. dELiA*s Group Inc. 6. dELiA*s Brand LLC 7. dELiA*s Operating Company 8. AMG Direct, LLC 9. dELiA*s Distribution Company, Inc. 10. dELiA*s Retail Company 11. dELiA*s Foreig |
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| April 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 d331226d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 28, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| March 15, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d314747d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 15, 2012 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpo |
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| March 15, 2012 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.1 2 d314747dex991.htm PRESS RELEASE OF DELIA*S, INC. DATED MARCH 15, 2012 EXHIBIT 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES FOURTH QUARTER AND FISCAL 2011 RESULTS New York, NY – March 15, 2012 – dELiA*s, Inc. (NASDAQ: DLIA), a multi-chann |
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| February 14, 2012 |
DLIAQ / dELiA*s Inc. / T2 Partners Management, LP - DELIA*S, INC. Passive Investment SC 13G/A 1 fp0004233sc13ga.htm DELIA*S, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* dELiA*s, Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 24691 |
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| February 10, 2012 |
EX-24.2 3 d299000dex242.htm POWER OF ATTORNEY OF TODD B. HAMMER Exhibit 24-2 POWER OF ATTORNEY I hereby constitute and appoint Sarah L. Filion, as my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as a member of North Run Advisors, LLC and in my individual capacity, statements of beneficial ownership required to be filed with the Securities and Exchange Commi |
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| February 10, 2012 |
EX-99.1 4 d299000dex991.htm JOINT FILING AGREEMENT Exhibit 99-1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $.001 per share, of dELiA*s, Inc., and |
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| February 10, 2012 |
DLIAQ / dELiA*s Inc. / NORTH RUN CAPITAL, LP - SCHEDULE 13G AMENDMENT NO. 2 Passive Investment Schedule 13G Amendment No. 2 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class |
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| February 10, 2012 |
EX-24.1 2 d299000dex241.htm POWER OF ATTORNEY OF THOMAS B. ELLIS Exhibit 24-1 POWER OF ATTORNEY I hereby constitute and appoint Sarah L. Filion, as my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as a member of North Run Advisors, LLC and in my individual capacity, statements of beneficial ownership required to be filed with the Securities and Exchange Comm |
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| January 31, 2012 |
DLIAQ / dELiA*s Inc. / T2 Partners Management, LP Passive Investment SC 13G/A 1 fp0004068sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* dELiA*s, Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 246911101 (CUSIP Nu |
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| January 24, 2012 |
DLIAQ / dELiA*s Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfdeliasincn-246911101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) DELIA'S INC NEW (Name of Issuer) COM (Title of Class of Securities) 246911101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 11, 2012 |
EX-99.1 2 d280392dex991.htm SLIDE PRESENTATION OF DELIIA*S ICR XChange January 11, 2012 Exhibit 99.1 DESCRIPTION OF DELIA*S HOLIDAY 2011 COMMERCIAL During the entire commercial music is playing in the background. The commercial consists of various models wearing, displaying and showing dELiA*s apparel and accessories during catalog photo shoots. * * * * * * * * * ** * * * * * * * * ** * * * * * * |
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| January 11, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d280392d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 11, 2012 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorpo |
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| December 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d265974d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 29, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| December 1, 2011 |
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Joint Filer Information Name: Prentice Capital Management, LP Address: 623 Fifth Avenue, 32nd Floor New York, New York 10022 Designated Filer: Michael Zimmerman Issuer: dELiAs, Inc. Date of Event Requiring Statement: November 30, 2011 |
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| November 22, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d259470d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 22, 2011 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of inco |
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| November 22, 2011 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.1 2 d259470dex991.htm PRESS RELEASE OF DELIA*S, INC. DATED NOVEMBER 22, 2011 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EXHIBIT 99.1 CONTACT: David Dick Chief Financial Officer 212-590-6200 ICR Jean Fontana 646-277-1214 dELiA*s, INC. ANNOUNCES THIRD QUARTER 2011 RESULTS New York, NY – November 22, 2011 – dELiA*s, Inc. (NASDAQ: DLIA), a direct marketing |
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| September 27, 2011 |
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Joint Filer Information Name: Prentice Capital Management, LP Address: 623 Fifth Avenue, 32nd Floor New York, New York 10022 Designated Filer: Michael Zimmerman Issuer: dELiAs, Inc. Date of Event Requiring Statement: September 23, 2011 |
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| September 22, 2011 |
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Joint Filer Information Name: Prentice Capital Management, LP Address: 623 Fifth Avenue, 32nd Floor New York, New York 10022 Designated Filer: Michael Zimmerman Issuer: dELiAs, Inc. Date of Event Requiring Statement: September 20, 2011 |
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| September 8, 2011 |
EX-10.1 2 d138369dex101.htm EMPLOYMENT AGREEMENT DATED AS OF JUNE 16, 2011 - DYAN JOZWICK Exhibit 10.1 dELiA*s, INC. Employment Agreement for Dyan Jozwick dELiA*s, INC. Employment Agreement for Dyan Joswick Page 1. Definitions 1 2. Term of Employment 3 3. Position, Duties and Responsibilities 3 4. Base Salary 4 5. Annual Incentive Awards 4 6. Long-Term Stock Incentive Programs 4 7. Employee Benefi |
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| September 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d138369d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 30, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| August 25, 2011 |
EX-99.1 2 dex991.htm PRESS RELEASE Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 FD Leigh Parrish 212-850-5651 dELiA*s, INC. ANNOUNCES SECOND QUARTER 2011 RESULTS New York, NY – August 25, 2011 – dELiA*s, Inc. (NASDAQ: DLIA), a direct marketing and retail company comprised of two lifestyle bra |
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| August 25, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 25, 2011 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation |
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| July 12, 2011 |
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Joint Filer Information Name: Prentice Capital Management, LP Address: 623 Fifth Avenue, 32nd Floor New York, New York 10022 Designated Filer: Michael Zimmerman Issuer: dELiAs, Inc. Date of Event Requiring Statement: July 8, 2011 |
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| June 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2011 dELiA*s, INC. |
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| June 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| June 2, 2011 |
EXHIBIT 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 FD Leigh Parrish 212-850-5651 dELiA*s, INC. ANNOUNCES NEW REVOLVING CREDIT FACILITY New York, NY ? May 31, 2011 ? dELiA*s, Inc. (NASDAQ: DLIA), a direct marketing and retail company comprised of two lifestyle brands primarily targeting teenage girl |
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| June 2, 2011 |
8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2011 (May 26, 2011) dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of inc |
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| June 2, 2011 |
EXHIBIT 10.1 Execution Copy CREDIT AGREEMENT Dated as of May 26, 2011 by and among DELIA*S, INC. (as Borrower Representative), THE OTHER BORROWERS PARTY HERETO FROM TIME TO TIME, THE OTHER PERSONS PARTY HERETO THAT ARE DESIGNATED AS CREDIT PARTIES, GENERAL ELECTRIC CAPITAL CORPORATION, for itself, as an L/C Issuer, Swingline Lender and as Agent for all Lenders, and ANY OTHER FINANCIAL INSTITUTIONS |
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| May 26, 2011 |
EX-10.1 2 dex101.htm AGREEMENT AND GENERAL RELEASE DATED AS OF MAY 23, 2011 Exhibit 10.1 AGREEMENT AND GENERAL RELEASE THIS AGREEMENT AND GENERAL RELEASE (“Agreement”) is entered into by and between Michele D. Martin on her own behalf and on behalf of her representatives, attorneys, heirs, executors, administrators, successors and assigns (hereinafter collectively, “Employee”), and dELiA*s, Inc., |
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| May 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2011 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 26, 2011 |
EX-99.1 3 dex991.htm PRESS RELEASE OF DELIA*S INC. DATED MAY 26, 2011 Exhibit 99.1 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 FD Leigh Parrish 212-850-5651 dELiA*s, INC. ANNOUNCES FIRST QUARTER 2011 RESULTS New York, NY – May 26, 2011 – dELiA*s, Inc. (NASDAQ: DLIA), a direct marketing and retail company |
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| May 10, 2011 |
New York • Boston • Chicago • Los Angeles • 1.877.360.9688 • www.alloymarketing.com EX-10.1 2 dex101.htm LETTER AGREEMENT DATED MAY 6, 2011, BETWEEN DELIA*S, INC. AND ALLOY, INC. Exhibit 10.1 May 6, 2011 VIA ELECTRONIC MAIL Walter Killough Chief Executive Officer dELiA*s, Inc. 50 West 23rd. Street, 9th Floor New York, New York 10010 Re: Amended and Restated Media Services Agreement Removal of Sampling Services Dear Walter, We refer to the Amended and Restated Media Services Agree |
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| May 10, 2011 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2011 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (C |
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| May 2, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy S |
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| April 20, 2011 |
SC 13G 1 sc13g-04122011.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* dELiA*s, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 246911101 (CUSIP Number) April 12, 2011 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| April 20, 2011 |
EX-99.1 2 ex991-sc13g04122011.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by either or both of us, will be filed on behalf of each of us. Date: April 19, 2011 COSA – NOVA FASHIONS LIMITED By: /s/ Miguel S. Goldgrub Mig |
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| April 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 29, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
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| March 29, 2011 |
[page intentionally ends here] EX-10.1 2 dex101.htm AGREEMENT DATED AS OF MARCH 25, 2011 Exhibit 10.1 Execution Copy AGREEMENT This Agreement, dated as of March 25, 2011 (“Agreement”), is by and among dELiA*s, Inc., a Delaware corporation (the “Company”), Michael Zimmerman, an individual resident of New York (“Zimmerman”), Mario Ciampi, an individual resident of New York (“Ciampi”) and the other individuals and entities that ar |
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| March 29, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 24, 2011 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) (Commission F |
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| March 29, 2011 |
dELiA*s, INC. ANNOUNCES APPOINTMENT OF TWO SHAREHOLDER REPRESENTATIVES TO ITS BOARD OF DIRECTORS Press Release Exhibit 99.1 CONTACT: David Dick Chief Financial Officer 212-590-6200 FD Leigh Parrish, Jessica Greenberger 212-850-5651; 212-850-5759 dELiA*s, INC. ANNOUNCES APPOINTMENT OF TWO SHAREHOLDER REPRESENTATIVES TO ITS BOARD OF DIRECTORS New York, NY – March 25, 2011 – dELiA*s, Inc. (NASDAQ: DLIA), a direct marketing and retail company comprised of two lifestyle brands primarily targeting |
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| March 29, 2011 |
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Joint Filer Information Name: Prentice Capital Management, LP Address: 623 Fifth Avenue, 32nd Floor New York, New York 10022 Designated Filer: Michael Zimmerman Issuer: dELiAs, Inc. Date of Event Requiring Statement: March 25, 2011 Signature: PRENTICE CAPITAL MANAGEMENT, LP /s/ Michael Zimmerman By: Michael Zimmerman Title: Investment Manager |
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| March 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION SC 13D/A 1 p11-1028sc13da.htm DELIAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4) Under the Securities Exchange Act of 1934 dELiA*s, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 246911101 (CUSIP Number) Michael Zimmerman Marc Weingarten Prentice Capital Management, LP Schulte Roth & Zabe |
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| March 28, 2011 |
[page intentionally ends here] Exhibit 3 Execution Copy AGREEMENT This Agreement, dated as of March 25, 2011 (“Agreement”), is by and among dELiA*s, Inc. |
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| March 28, 2011 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 Exhibit 4 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 CONTACT: David Dick Chief Financial Officer 212-590-6200 FD Leigh Parrish, Jessica Greenberger 212-850-5651; 212-850-5759 dELiA*s, INC. |
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| March 28, 2011 |
Exhibit 5 JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned hat the Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, par value $0. |
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| March 17, 2011 |
50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EX-99.1 2 dex991.htm PRESS RELEASE OF DELIA*S, INC. DATED MARCH 17, 2011 50 WEST 23RD STREET, NEW YORK, NY 10010 TELEPHONE: 212-590-6200 FAX: 212-590-6580 EXHIBIT 99.1 CONTACT: David Dick Chief Financial Officer 212-590-6200 FD Leigh Parrish, Jessica Greenberger 212-850-5651; 212-850-5759 dELiA*s, INC. ANNOUNCES FOURTH QUARTER AND FISCAL 2010 RESULTS New York, NY – March 17, 2011 – dELiA*s, Inc. ( |
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| March 17, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2011 dELiA*s, INC. (Exact name of registrant as specified in its charter) Delaware 000-51648 20-3397172 (State or other jurisdiction of incorporation) |
