DAKP SEC-arkiveringar - Dakota Plains Holdings, Inc.- Årsredovisning, Fullmaktsutlåtande, prospekt

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Dakota Plains Holdings, Inc.

SEC Filings (Chronological Order)

Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.

March 7, 2017	15-12G	Dakota Plains Holdings FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36493 DAKOTA PLAINS HOLDINGS, INC. (Exact name of registrant as specifi
March 2, 2017	8-K	Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 28, 2017 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
February 23, 2017	EX-99.1	Form 2-A COVER SHEET For Period Ending 1/31/17 EX-99.1 2 dakota170506ex99-1.htm MONTHLY OPERATING REPORTS Exhibit 99.1 DEBTOR: Dakota Plains Holdings, Inc. MONTHLY OPERATING REPORT CHAPTER 11 CASE NUMBER: 16-43711 Form 2-A COVER SHEET For Period Ending 1/31/17 Accounting Method: ☒ Accrual Basis ☐ Cash Basis THIS REPORT IS DUE 21 DAYS AFTER THE END OF THE MONTH Mark One Box for Each Required Document: Debtor must attach each of the following re
February 23, 2017	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2017 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
February 14, 2017	SC 13G/A	DAKP / Dakota Plains Holdings, Inc. / NORTH STAR PARTNERS LP - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, $.001 Par Value Per Share (Title and Class of Securities) 234255107 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p
February 3, 2017	EX-10.2	FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT EX-10.2 3 dakota170304ex10-2.htm FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT Exhibit 10.2 FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT THIS FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT (this “First Amendment”), dated as of January 26, 2017, is by and among BioUrja Trading, LLC, a Delaware limited liability company (“Purchaser”), and Dakota Plains Holdings, Inc., a Nevada corporation and Dakota Petro
February 3, 2017	8-K	Financial Statements and Exhibits, Bankruptcy or Receivership UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 27, 2017 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S
February 3, 2017	EX-10.1	ASSET PURCHASE AGREEMENT Dated as of December 19, 2016 By and Among BioUrja Trading, LLC as Purchaser, Dakota Plains Holdings, Inc. and Dakota Petroleum Transport Solutions, LLC as Sellers. TABLE OF CONTENTS EX-10.1 2 dakota170304ex10-1.htm ASSET PURCHASE AGREEMENT Exhibit 10.1 Execution Version ASSET PURCHASE AGREEMENT Dated as of December 19, 2016 By and Among BioUrja Trading, LLC as Purchaser, and Dakota Plains Holdings, Inc. and Dakota Petroleum Transport Solutions, LLC as Sellers. TABLE OF CONTENTS Page ARTICLE I. PURCHASE AND SALE OF THE PURCHASED ASSETS; ASSUMPTION OF ASSUMED LIABILITIES 2 1.1
January 25, 2017	EX-99.1	Form 2-B CASH RECEIPTS AND DISBURSEMENTS STATEMENT For Period: 12/20/16 to 12/31/16 DEBTOR: Dakota Plains Holdings, Inc. MONTHLY OPERATING REPORT CHAPTER 11 CASE NUMBER: 16-43711 Form 2-A COVER SHEET For Period Ending 12/31/16 Accounting Method: X Accrual Basis Cash Basis THIS REPORT IS DUE 21 DAYS AFTER THE END OF THE MONTH Debtor must attach each of the following reports/documents unless the U. S. Trustee Mark One Box for Each has waived the requirement in writing. Submit the o
January 25, 2017	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 20, 2017 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S
December 22, 2016	EX-99.1	Dakota Plains HOLDINGS, INC. begins voluntary chapTer 11 proceeding Exhibit 99.1 Dakota Plains HOLDINGS, INC. begins voluntary chapTer 11 proceeding WAYZATA, Minnesota, (December 21, 2016) ? Dakota Plains Holdings, Inc. (the ?Company? or ?Dakota Plains?) (NYSE MKT: DAKP) announced today that it and six of its wholly owned subsidiaries filed voluntary Chapter 11 petitions in the United States Bankruptcy Court for the District of Minnesota (the ?Bankruptcy Court?) o
December 22, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Bankruptcy or Receivership UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 20, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
November 7, 2016	10-Q	Dakota Plains Holdings FORM 10-Q FOR THE QUARTER ENDED SEPTEMBER 30, 2016 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to . Commission File Number 001-36493 Dako
November 7, 2016	EX-10.1	AMENDMENT NO. 4 TO FORBEARANCE AGREEMENT Exhibit 10.1 AMENDMENT NO. 4 TO FORBEARANCE AGREEMENT THIS AMENDMENT No. 4 TO FORBEARANCE AGREEMENT (this ?Agreement?) is made and entered into as of October 31, 2016 by and among DAKOTA PLAINS TRANSLOADING, LLC, a Minnesota limited liability company (?Dakota Transloading?), DAKOTA PLAINS SAND, LLC, a Minnesota limited liability company (?Dakota Sand?), DAKOTA PLAINS MARKETING, LLC, a Minnesota li
November 7, 2016	EX-10.6	STONE PHILLIPS, LLC STANDARD TERMS AND CONDITIONS EX-10.6 3 dakota163833ex10-6.htm LETTER AGREEMENT WITH STONE PHILLIPS, LLC DATED NOVEMBER 7, 2016 Exhibit 10.6 Stone Phillips, LLC PO Box 500787 Atlanta GA 31150 PRIVATE & CONFIDENTIAL November 7, 2016 Dakota Plains Holdings, Inc. 294 Grove Lane East Wayzata, Minnesota 55391 Attn: Board of Directors Re: Dakota Plains Holdings, Inc. Ladies and Gentlemen: 1. Introduction This letter confirms that An
November 7, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 1, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S
September 26, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 20, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R
September 26, 2016	EX-10.1	AMENDMENT NO. 3 TO FORBEARANCE AGREEMENT Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 3 TO FORBEARANCE AGREEMENT THIS AMENDMENT No. 3 TO FORBEARANCE AGREEMENT (this ?Agreement?) is made and entered into as of September 20, 2016 by and among DAKOTA PLAINS TRANSLOADING, LLC, a Minnesota limited liability company (?Dakota Transloading?), DAKOTA PLAINS SAND, LLC, a Minnesota limited liability company (?Dakota Sand?), DAKOTA PLAINS MARKETING,
September 26, 2016	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 11 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 11)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
September 14, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 8, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
September 14, 2016	EX-3.1	Dakota Plains Holdings, Inc. COMPOSITE SECOND AMENDED AND RESTATED BYLAWS (as amended through September 8, 2016) Article I OFFICES Exhibit 3.1 Dakota Plains Holdings, Inc. COMPOSITE SECOND AMENDED AND RESTATED BYLAWS (as amended through September 8, 2016) Article I OFFICES Section 1.01 Location of Offices. The corporation may maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate or require. Section 1.02 Principal Office. The address of the principal office of the
September 6, 2016	EX-10.1	AMENDMENT NO. 2 TO FORBEARANCE AGREEMENT EX-10.1 2 dakota163053ex10-1.htm AMENDMENT NO. 2 TO FORBEARANCE AGREEMENT Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 2 TO FORBEARANCE AGREEMENT THIS AMENDMENT No. 2 TO FORBEARANCE AGREEMENT (this “Agreement”) is made and entered into as of September 1, 2016 by and among DAKOTA PLAINS TRANSLOADING, LLC, a Minnesota limited liability company (“Dakota Transloading”), DAKOTA PLAINS SAND, LLC, a Minn
September 6, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 1, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
August 23, 2016	DFAN14A	Dakota Plains Holdings 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
August 9, 2016	10-Q	Dakota Plains Holdings FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to . Commission File Number 001-36493 Dakota Pl
August 8, 2016	EX-10.1	AMENDMENT No. 4 to REVOLVING CREDIT AND TERM LOAN AGREEMENT AND ONE TIME WAIVER OF REVOLVING LOAN BORROWING REQUIREMENTS EXHIBIT 10.1 EXECUTION VERSION AMENDMENT No. 4 to REVOLVING CREDIT AND TERM LOAN AGREEMENT AND ONE TIME WAIVER OF REVOLVING LOAN BORROWING REQUIREMENTS THIS AMENDMENT No. 4 to REVOLVING CREDIT AND TERM LOAN AGREEMENT AND ONE TIME WAIVER OF REVOLVING LOAN BORROWING REQUIREMENTS (this ?Agreement?) is made and entered into as of August 5, 2016 by and among DAKOTA PLAINS TRANSLOADING, LLC, a Minnesota
August 8, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 dakota1627328k.htm FORM 8-K DATED AUGUST 5, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 5, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (St
July 11, 2016	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE MKT LLC (the 'Exchange' or 'NYSE MKT') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of common stock (the 'Common Stock') of Dakota Plains Holdings, Inc.
July 8, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 5, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Em
July 8, 2016	EX-10.1	AMENDMENT No. 3 to REVOLVING CREDIT AND TERM LOAN AGREEMENT, AMENDMENT NO. 1 TO FORBEARANCE AGREEMENT AND ONE TIME WAIVER OF REVOLVING LOAN BORROWING REQUIREMENTS Exhibit 10.1 EXECUTION VERSION AMENDMENT No. 3 to REVOLVING CREDIT AND TERM LOAN AGREEMENT, AMENDMENT NO. 1 TO FORBEARANCE AGREEMENT AND ONE TIME WAIVER OF REVOLVING LOAN BORROWING REQUIREMENTS THIS AMENDMENT No. 3 to REVOLVING CREDIT AND TERM LOAN AGREEMENT, AMENDMENT No. 1 TO FORBEARANCE AGREEMENT AND ONE TIME WAIVER OF REVOLVING LOAN BORROWING REQUIREMENTS (this ?Agreement?) is made and entered
July 1, 2016	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 27, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
July 1, 2016	EX-16.1	Gateway 5 ? 178 S Rio Grande Street, Suite 200 ? Salt Lake City, Utah 84101 ? (801) 269-1818 ? Fax (801) 266-3481 Exhibit 16.1 June 30, 2016 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on June 27, 2016, to be filed by our former client, Dakota Plains Holdings, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very Truly Yours,
May 11, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Emp
May 6, 2016	10-Q	Dakota Plains Holdings FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2016 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to . Commission File Number 001-36493 Dakota P
May 5, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Emp
May 5, 2016	EX-10.1	FORBEARANCE AGREEMENT Exhibit 10.1 FORBEARANCE AGREEMENT THIS FORBEARANCE AGREEMENT (this ?Agreement?) is made and entered into as of May 3, 2016 by and among DAKOTA PLAINS TRANSLOADING, LLC, a Minnesota limited liability company (?Dakota Transloading?), DAKOTA PLAINS SAND, LLC, a Minnesota limited liability company (?Dakota Sand?), DAKOTA PLAINS MARKETING, LLC, a Minnesota limited liability company (?Dakota Marketing?
April 29, 2016	10-K/A	Dakota Plains Holdings AMENDMENT NO. 1 FOR FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to . Commissi
April 27, 2016	PREC14A	Dakota Plains Holdings 14A prec14a0948201104262016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Prelimina
April 6, 2016	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
April 4, 2016	EX-99.1	Dakota Plains HOLDINGS, INC. ANNOUNCES Resignation OF CHIEF FINANCIAL OFFICER Jim Thornton Appointed Interim CFO EX-99.1 2 dakota161239ex99-1.htm PRESS RELEASE DATED APRIL 4, 2016 Dakota Plains HOLDINGS, INC. ANNOUNCES Resignation OF CHIEF FINANCIAL OFFICER Jim Thornton Appointed Interim CFO WAYZATA, Minnesota, (April 4, 2016) - Dakota Plains Holdings, Inc. (“Dakota Plains”), (NYSE MKT: DAKP) today announced the resignation of Timothy Brady, Chief Financial Officer and Treasurer of Dakota Plains. Jim Thornto
April 4, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
March 24, 2016	DFAN14A	Dakota Plains Holdings 14A dfan14a0948201103242016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Prelimina
March 22, 2016	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 16, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
March 18, 2016	8-K	Financial Statements and Exhibits, Other Events 8-K 1 dakota1610628k.htm FORM 8-K DATED MARCH 18, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 18, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (St
March 18, 2016	EX-99.1	Dakota Plains Comments on Nomination of Directors EX-99.1 2 dakota161062ex99-1.htm PRESS RELEASE DATED MARCH 18, 2016 Exhibit 99.1 Dakota Plains Comments on Nomination of Directors WAYZATA, Minnesota, (March 18, 2016) — Dakota Plains Holdings, Inc. (“Dakota Plains”), (NYSE MKT: DAKP) today issued the following statement in response to Lone Star Value Management’s announcement of its nomination of five director candidates. “The Board and managemen
March 18, 2016	EX-99.1	Dakota Plains Comments on Nomination of Directors Exhibit 99.1 Dakota Plains Comments on Nomination of Directors WAYZATA, Minnesota, (March 18, 2016) ? Dakota Plains Holdings, Inc. (?Dakota Plains?), (NYSE MKT: DAKP) today issued the following statement in response to Lone Star Value Management?s announcement of its nomination of five director candidates. ?The Board and management welcome stockholders? constructive input and respect the right of
March 18, 2016	DEFA14A	Dakota Plains Holdings FORM 8-K DATED MARCH 18, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 18, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
March 18, 2016	DFAN14A	Dakota Plains Holdings 14A dfan14a0948201103182016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Prelimina
March 18, 2016	EX-99.4	POWER OF ATTORNEY Exhibit 99.4 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Jeffrey E. Eberwein the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”
March 18, 2016	EX-99.1	LONE STAR VALUE NOMINATES FIVE CANDIDATES FOR ELECTION TO BOARD OF DAKOTA PLAINS Seeks to Upgrade Board, Overhaul Corporate Governance, and Maximize Stockholder Value Exhibit 99.1 LONE STAR VALUE NOMINATES FIVE CANDIDATES FOR ELECTION TO BOARD OF DAKOTA PLAINS Seeks to Upgrade Board, Overhaul Corporate Governance, and Maximize Stockholder Value OLD GREENWICH, CT, March 18, 2016 – Lone Star Value Management, LLC (together with its affiliates, “Lone Star Value”, “we” or “us”), the largest stockholder of Dakota Plains Holdings, Inc. (“Dakota Plains” or the “Compan
March 18, 2016	EX-99.3	LONE STAR VALUE INVESTORS, LP c/o Lone Star Value Management, LLC 53 Forest Avenue, 1st Floor Old Greenwich, Connecticut 06870 Exhibit 99.3 LONE STAR VALUE INVESTORS, LP c/o Lone Star Value Management, LLC 53 Forest Avenue, 1st Floor Old Greenwich, Connecticut 06870 March , 2016 Re: Dakota Plains Holdings, Inc. Dear : Thank you for agreeing to serve as a nominee for election to the Board of Directors of Dakota Plains Holdings, Inc. (the “Company”) in connection with the proxy solicitation that Lone Star Value Investors, L
March 18, 2016	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 10 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da100948201103182016.htm AMENDMENT NO. 10 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.
March 18, 2016	EX-99.2	JOINT FILING AND SOLICITATION AGREEMENT EX-99.2 3 ex992to13da1009482011031816.htm JOINT FILING AND SOLICITATION AGREEMENT, DATED MARCH 18, 2016 Exhibit 99.2 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”); WHEREAS, Lone Star Value Investors, LP, a Delaware limited partnership, Lone Star Value Investors G
March 11, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 dakota1609208k.htm FORM 8-K DATED MARCH 11, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 11, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (St
March 11, 2016	EX-99.1	Dakota Plains HOLDINGS, INC. Reports Fourth Quarter and Full Year 2015 Financial Results Exhibit 99.1 Dakota Plains HOLDINGS, INC. Reports Fourth Quarter and Full Year 2015 Financial Results WAYZATA, Minnesota, (March 11, 2016) - Dakota Plains Holdings, Inc. (?Dakota Plains?), (NYSE MKT: DAKP) today announced financial results for the three and twelve months ended December 31, 2015. Full Year 2015 Operational Summary ? The Company transloaded 16.8 million barrels of crude oil, an incr
March 11, 2016	10-K	Dakota Plains Holdings FORM 10-K FOR FISCAL YEAR ENDED DECEMBER 31, 2015 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to . Commission File Number 001-36493 Dakota Plains
March 11, 2016	EX-10.14	AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.14 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective the 12th day of March 2014 (the “Effective Date”) by and between James L. Thornton, a resident of the State of Minnesota (“Employee”), and Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”). WHEREAS, the Company’s primary business is de
March 11, 2016	EX-21.1	LIST OF SUBSIDIARIES Exhibit 21.1 LIST OF SUBSIDIARIES All of the Company’s subsidiaries listed below are wholly owned. Subsidiary Name Jurisdiction of Formation DPTS Marketing LLC Minnesota, United States DPTS Sand, LLC Minnesota, United States Dakota Petroleum Transport Solutions, LLC Minnesota, United States Dakota Plains Marketing, LLC Minnesota, United States Dakota Plains Sand, LLC Minnesota, United States Dakot
March 3, 2016	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - EX. 99.1 - LETTER TO THE ISSUER, DATED MARCH 3, 2016 Activist Investment begin 644 ex99113da90948201103032016.pdf M)5!$1BTQ+C0)>WAJX,B P(&]B:@H\/"]4>7!E("]83V)J96-T("]3=6)T M>7!E("]);6%G90HO5VED=&@@,3(X," O2&5I9VAT(#$V-# +T-O;&]R4W!A M8V4@+T1E=FEC95)'0@HO0FET^^;]RWS/&V^L&>\PK&[%%KK5I5WZQ9-6=5S;D0 MWQ$KP$-921E) 0" 8GW?P "#A"+/J5AI)(RLS-S>N-B9DIE[$FE+LO$!"#F M 7$ '0)Y $&]3^C8&.CH&-A86-@/B2AIB' ?$Y ST3^AIJ2FI7O"R,5(S\;# MQ\4N]IR:3EA86$!<%\0F>B03. I]5.!?SHAV@!< MU >6 8
March 3, 2016	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 9 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
February 16, 2016	SC 13G	DAKP / Dakota Plains Holdings, Inc. / NORTH STAR PARTNERS LP - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, $.001 Par Value Per Share (Title and Class of Securities) 234255107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
January 25, 2016	8-K	Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 24, 2016 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Nevada (State of incorporation) 001-36493 (Commission File Number) 20-2543857 (I.R.S
January 25, 2016	8-A12B	Dakota Plains Holdings FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Dakota Plains Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 20-2543857 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 294 Grove La
January 25, 2016	EX-3.1	CERTIFICATE OF DESIGNATION SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF DAKOTA PLAINS HOLDINGS, INC. (Pursuant to Chapter 78, Section 1955 of the Nevada Revised Statutes) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF DAKOTA PLAINS HOLDINGS, INC. (Pursuant to Chapter 78, Section 1955 of the Nevada Revised Statutes) In accordance with Chapter 78, Section 1955 of the Nevada Revised Statutes, the undersigned corporation, hereby certifies that the following resolution was adopted by the Board of Directors of Dakota Plains Hol
January 25, 2016	EX-4.1	RIGHTS AGREEMENT dated as of January 24, 2016 Dakota Plains Holdings, Inc., as the Company, Interwest Transfer Company, Inc., as Rights Agent TABLE OF CONTENTS Exhibit 4.1 RIGHTS AGREEMENT dated as of January 24, 2016 between Dakota Plains Holdings, Inc., as the Company, and Interwest Transfer Company, Inc., as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 9 Section 3. Issue of Rights Certificates 10 Section 4. Form of Rights Certificate 12 Section 5. Countersignature and Registration 13 Secti
January 25, 2016	EX-99.1	DAKOTA PLAINS ADOPTS STOCKHOLDER RIGHTS PLAN Exhibit 99.1 FOR IMMEDIATE RELEASE DAKOTA PLAINS ADOPTS STOCKHOLDER RIGHTS PLAN WAYZATA, Minnesota, (January 25, 2016) - Dakota Plains Holdings, Inc. (?Dakota Plains? or the ?Company?) (NYSE MKT: DAKP) announced today that its Board of Directors (the ?Board?) has authorized the adoption of a stockholder rights plan (the ?Rights Plan?). The Rights Plan is designed to proactively assure that all of
January 14, 2016	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 8 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
December 31, 2015	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 7 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
December 4, 2015	EX-10.1	AMENDMENT NO. 2 AND WAIVER TO REVOLVING CREDIT AND TERM LOAN AGREEMENT Exhibit 10.1 AMENDMENT NO. 2 AND WAIVER TO REVOLVING CREDIT AND TERM LOAN AGREEMENT THIS AMENDMENT NO. 2 AND WAIVER TO REVOLVING CREDIT AND TERM LOAN AGREEMENT (this ?Amendment?) is made and entered into as of December 4, 2015, by and among DAKOTA PLAINS TRANSLOADING, LLC, a Minnesota limited liability company (?Dakota Transloading?), DAKOTA PLAINS SAND, LLC, a Minnesota limited liability company
December 4, 2015	EX-99.1	Dakota Plains HOLDINGS, INC. ANNOUNCES AMENDMENT OF CREDIT Facility Exhibit 99.1 Dakota Plains HOLDINGS, INC. ANNOUNCES AMENDMENT OF CREDIT Facility WAYZATA, Minnesota, (December 4, 2015) ? Dakota Plains Holdings, Inc. (NYSE MKT: DAKP) announced today that it has amended its existing Revolving Credit and Term Loan Agreement, effective December 4, 2015. The amended agreement extends the maturity date of the $22.5 million Tranche B Term Loan to January 5, 2017, amen
December 4, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED DECEMBER 4, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 4, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S
December 1, 2015	8-K	Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 25, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
December 1, 2015	EX-99.1	Dakota Plains HOLDINGS, INC. PLAN of Compliance Approved by NYSE MKT EX-99.1 2 dakota154130ex99-1.htm PRESS RELEASE DATED DECEMBER 1, 2015 Exhibit 99.1 Dakota Plains HOLDINGS, INC. PLAN of Compliance Approved by NYSE MKT WAYZATA, Minnesota, (December 1, 2015) — Dakota Plains Holdings, Inc. (“Dakota Plains” or the “Company”) (NYSE MKT: DAKP) announced today that the NYSE MKT has accepted Dakota Plains’ plan to regain compliance with the NYSE MKT's continued listing
November 6, 2015	EX-99.1	Dakota Plains HOLDINGS, INC. Reports THIRD QUARTER 2015 Financial Results Exhibit 99.1 Dakota Plains HOLDINGS, INC. Reports THIRD QUARTER 2015 Financial Results WAYZATA, Minnesota, (November 6, 2015) - Dakota Plains Holdings, Inc. (?Dakota Plains? or the ?Company?) (NYSE MKT: DAKP) today announced financial results for the three months ended September 30, 2015. Operational Summary ? The Company billed 4.8 million barrels of transloaded crude oil, an increase of approxim
November 6, 2015	10-Q	Commission File Number 001-36493 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36493 Dakota
November 6, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED NOVEMBER 6, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S
September 18, 2015	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits 8-K 1 dakota1532328k.htm FORM 8-K DATED SEPTEMBER 14, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 14, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-25
September 18, 2015	EX-99.1	Dakota Plains HOLDINGS, INC. ANNOUNCES NOTICE OF NONCOMPLIANCE WITH NYSE MKT CONTINUED LISTING STANDARDS Company Will Submit Plan to Regain Compliance Shortly NYSE MKT Rules Allow Up to 18 Months to Regain Compliance Exhibit 99.1 Dakota Plains HOLDINGS, INC. ANNOUNCES NOTICE OF NONCOMPLIANCE WITH NYSE MKT CONTINUED LISTING STANDARDS Company Will Submit Plan to Regain Compliance Shortly NYSE MKT Rules Allow Up to 18 Months to Regain Compliance WAYZATA, Minnesota, (September 18, 2015) ? Dakota Plains Holdings, Inc. (?Dakota Plains?) (NYSE MKT: DAKP) today announced that the Company received a notice of noncompli
August 11, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED AUGUST 6, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 6, 2015 Date of report (Date of earliest event reported) DAKOTA PLAINS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
August 11, 2015	EX-10.1	AMENDMENT NO. 1 TO REVOLVING CREDIT AND TERM LOAN AGREEMENT Exhibit 10.1 AMENDMENT NO. 1 TO REVOLVING CREDIT AND TERM LOAN AGREEMENT THIS AMENDMENT NO. 1 TO REVOLVING CREDIT AND TERM LOAN AGREEMENT (this ?Amendment?) is made and entered into as of August 6, 2015, by and among DAKOTA PLAINS TRANSLOADING, LLC, a Minnesota limited liability company (?Dakota Transloading?), DAKOTA PLAINS SAND, LLC, a Minnesota limited liability company (?Dakota Sand?), DAKOTA
August 7, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36493 Dakota Plain
August 7, 2015	EX-99.1	Dakota Plains HOLDINGS, INC. Reports second QUARTER 2015 Financial Results Exhibit 99.1 Dakota Plains HOLDINGS, INC. Reports second QUARTER 2015 Financial Results WAYZATA, Minnesota, (August 7, 2015) - Dakota Plains Holdings, Inc. (?Dakota Plains? or the ?Company?) (NYSE MKT: DAKP) today announced financial results for the three months ended June 30, 2015. Operational & Corporate Update Summary ? The Company billed 3.3 million barrels of transloaded crude oil, a decrease
August 7, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED AUGUST 7, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
July 8, 2015	S-8	Dakota Plains Holdings FORM S-8 As filed with the Securities and Exchange Commission on July 8, 2015. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE Securities Act of 1933 DAKOTA PLAINS HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada (State or Other Jurisdiction of Incorporation or Organization) 20-2543857 (I.R.
July 8, 2015	EX-99.1	Dakota Plains Holdings, Inc. 2011 EQUITY INCENTIVE PLAN (as Amended and Restated through June 18, 2015) Exhibit 99.1 Dakota Plains Holdings, Inc. 2011 EQUITY INCENTIVE PLAN (as Amended and Restated through June 18, 2015) 1. Purpose. The purpose of the Dakota Plains Holdings, Inc. 2011 Equity Incentive Plan (the “Plan”) is to help attract and retain the best available people for positions of responsibility with the Company, to provide additional incentives to them and align their interests with those
June 24, 2015	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 6 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
June 24, 2015	EX-99.1	LONE STAR VALUE CRITICIZES THE VIOLATION OF SHAREHOLDER RIGHTS AND LACK OF BOARD INDEPENDENCE AT DAKOTA PLAINS Questions Motives Given No Progress on Strategic Alternatives Review Process “New” Board Is More of the Same Exhibit 99.1 LONE STAR VALUE CRITICIZES THE VIOLATION OF SHAREHOLDER RIGHTS AND LACK OF BOARD INDEPENDENCE AT DAKOTA PLAINS Questions Motives Given No Progress on Strategic Alternatives Review Process “New” Board Is More of the Same NEW YORK, June 24, 2015 – Lone Star Value Management, LLC (together with its affiliates, “Lone Star Value”, “we”, or “us”) is a significant, long-term shareholder of D
June 24, 2015	EX-99.1	WWW . DAKOTAPLAINS . COM NYSE MKT: DAKP C ORPORATE P RESENTATION J UNE 2015 Exhibit 99.1 WWW . DAKOTAPLAINS . COM NYSE MKT: DAKP C ORPORATE P RESENTATION J UNE 2015 Statements made by representatives of Dakota Plains Holdings, Inc . (?Dakota Plains? or the ?Company?) during the course of this presentation that are not historical facts, are forward - looking statements . These statements are based on certain assumptions and expectations made by the Company which reflect ma
June 24, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 24, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
June 22, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED JUNE 18, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 18, 2015 Date of report (Date of earliest event reported) DAKOTA PLAINS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
June 17, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED JUNE 11, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2015 Dakota Plains Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 001-36493 20-2543857 (State or other jurisdiction of incorporation) (Commissio
June 17, 2015	EX-3.1	Dakota Plains Holdings, Inc. COMPOSITE SECOND AMENDED AND RESTATED BYLAWS (as amended through July 11, 2015) Article I OFFICES Exhibit 3.1 Dakota Plains Holdings, Inc. COMPOSITE SECOND AMENDED AND RESTATED BYLAWS (as amended through July 11, 2015) Article I OFFICES Section 1.01 Location of Offices. The corporation may maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate or require. Section 1.02 Principal Office. The address of the principal office of the cor
June 8, 2015	EX-99.1	Approval of Announced LAC MEGANTIC SETTLEMENT Will CONCLUDE AND ELIMINATE LEGAL EXPOSURE TO DAKOTA PLAINS Exhibit 99.1 Approval of Announced LAC MEGANTIC SETTLEMENT Will CONCLUDE AND ELIMINATE LEGAL EXPOSURE TO DAKOTA PLAINS WAYZATA, Minnesota, (June 8, 2015) ? Dakota Plains Holdings, Inc. (?Dakota Plains?), (NYSE MKT: DAKP) today noted the announced settlement agreement by World Fuel Services Corporation (?WFS?), (NYSE: INT) with the Trustee for the U.S. bankruptcy estate of Montreal, Maine & Atlanti
June 8, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 8, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Em
May 8, 2015	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36493 Dakota Plai
May 8, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED MAY 8, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Emp
May 8, 2015	EX-99.1	DAKOTA PLAINS HOLDINGS, INC. REPORTS FIRST QUARTER 2015 FINANCIAL RESULTS Exhibit 99.1 DAKOTA PLAINS HOLDINGS, INC. REPORTS FIRST QUARTER 2015 FINANCIAL RESULTS WAYZATA, Minnesota, (May 8, 2015) - Dakota Plains Holdings, Inc. (?Dakota Plains?) (NYSE MKT: DAKP) today announced financial results for the three months ended March 31, 2015. Operational & Corporate Update Summary ? The Company billed 4.6 million barrels of transloaded oil, an increase of approximately 61% com
April 29, 2015	DEF 14A	Dakota Plains Holdings DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 29, 2015	DEFA14A	Dakota Plains Holdings ADDITIONAL DEFINITIVE PROXY MATERIALS * Exercise Your Right to Vote * Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to Be Held on June 18, 2015 Meeting Information DAKOTA PLAINS HOLDINGS, INC.
April 14, 2015	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 5 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
April 14, 2015	EX-99.1	LONE STAR VALUE URGES DAKOTA PLAINS TO SELL THE COMPANY EX-99.1 2 ex991to3da50948201104142015.htm PRESS RELEASE, DATED APRIL 14, 2015 Exhibit 99.1 LONE STAR VALUE URGES DAKOTA PLAINS TO SELL THE COMPANY NEW YORK, April 14, 2015 – Lone Star Value Management, LLC (together with its affiliates, “Lone Star Value”, “we”, or “us”) is a significant, long-term shareholder of Dakota Plains Holdings, Inc. (“Dakota Plains” or the “Company”) (NYSE: DAKP) with owne
April 10, 2015	EX-16.1	Tel: 713-659-6551 Exhibit 16.1 Tel: 713-659-6551 Fax: 713-659-3238 www.bdo.com 333 Clay St., Suite 4700 Houston, TX 77002 April 9, 2015 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on April 6, 2015, to be filed by our former client, Dakota Plains Holdings, Inc. We agree with the sta
April 10, 2015	CORRESP	Dakota Plains Holdings ESP April 10, 2015 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 By EDGAR Attn: Brad Skinner Senior Assistant Chief Accountant Re: Dakota Plains Holdings, Inc. Amendment No. 1 to Form 10-K for Fiscal Year ended December 31, 2014 Filed March 23, 2015 File No. 001-36493 Dear Mr. Skinner: On behalf of Dakota Plains Holdings, Inc., (?we,
April 10, 2015	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 dakota1513828k.htm FORM 8-K DATED APRIL 6, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (Stat
March 23, 2015	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 10-K/A 1 dakota15108510ka.htm AMENDMENT NO. 1 TO FORM 10-K FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
March 23, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED MARCH 23, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 23, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
March 23, 2015	EX-24.1	POWER OF ATTORNEY Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below constitutes and appoints Craig M. McKenzie and Timothy R. Brady, or either of them, his/her true and lawful attorney-in-fact and agent, acting alone, with full power of substitution and resubstitution, for him/her and in his/her name, place and stead, in any and all capacities, to sign any and all amendments (including post-e
March 23, 2015	EX-99.1	WWW.DAKOTAPLAINS.COM WWW.DAKOTAPLAINS.COM NYSE MKT: DAKP NYSE MKT: DAKP CORPORATE PRESENTATION MARCH 23, 2015 CORPORATE PRESENTATION MARCH 23, 2015 Exhibit 99.1 WWW.DAKOTAPLAINS.COM WWW.DAKOTAPLAINS.COM NYSE MKT: DAKP NYSE MKT: DAKP CORPORATE PRESENTATION MARCH 23, 2015 CORPORATE PRESENTATION MARCH 23, 2015 Statements made by representatives of Dakota Plains Holdings, Inc. (?Dakota Plains?or the ?Company?) during the course of this presentation that are not historical f acts, are forward-looking statements. These statements are based on certa
March 19, 2015	8-K	Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 16, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
March 19, 2015	EX-7.1	March 19, 2015 Exhibit 7.1 Tel: 713-659-6551 Fax: 713-659-3238 www.bdo.com 333 Clay St., Suite 4700 Houston, TX 77002 March 19, 2015 Securities and Exchange Commission 450 5th Street N.W. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.02 of Form 8-K for the event that occurred on March 16, 2015, to be filed by our client, Dakota Plains Holdings, Inc. We agree with the stateme
March 16, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to . Commission File Number 001-36493 Dakota Plains
March 16, 2015	8-K	Dakota Plains Holdings FORM 8-K DATED MARCH 16, 2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 16, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
March 16, 2015	EX-99.2	WWW.DAKOTAPLAINS.COM WWW.DAKOTAPLAINS.COM NYSE MKT: DAKP NYSE MKT: DAKP CORPORATE PRESENTATION MARCH 16, 2015 CORPORATE PRESENTATION MARCH 16, 2015 Exhibit 99.2 WWW.DAKOTAPLAINS.COM WWW.DAKOTAPLAINS.COM NYSE MKT: DAKP NYSE MKT: DAKP CORPORATE PRESENTATION MARCH 16, 2015 CORPORATE PRESENTATION MARCH 16, 2015 Statements made by representatives of Dakota Plains Holdings, Inc. (?Dakota Plains?or the ?Company?) during the course of this presentation that are not historical f acts, are forward-looking statements. These statements are based on certa
March 16, 2015	EX-99.1	DAKOTA PLAINS HOLDINGS, INC. REPORTS FOURTH QUARTER AND FULL YEAR 2014 FINANCIAL RESULTS Exhibit 99.1 DAKOTA PLAINS HOLDINGS, INC. REPORTS FOURTH QUARTER AND FULL YEAR 2014 FINANCIAL RESULTS WAYZATA, Minnesota, (March 16, 2015) - Dakota Plains Holdings, Inc. (“Dakota Plains”), (NYSE MKT: DAKP) today announced financial results for the three and twelve months ended December 31, 2014. Full Year 2014 Operational Summary The Company acquired all of the ownership interests in its oil tra
March 2, 2015	EX-10.1	SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT EXHIBIT 10.1 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective the 28th day of February 2015 (the “Effective Date”) by and between Gabriel G. Claypool, a resident of the State of Minnesota (“Employee”), and Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”). WHEREAS, the Company’s prim
March 2, 2015	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 28, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
March 2, 2015	EX-99.1	DAKOTA PLAINS ANNOUNCES OPERATIONAL AND CORPORATE UPDATES Company to Release Subcontractors and Bring Crude Oil and Sand Transloading Operations In-House Pioneer Terminal Expansion Ahead of Schedule CEO Takes Steps to Enhance Corporate Governance EXHIBIT 99.1 DAKOTA PLAINS ANNOUNCES OPERATIONAL AND CORPORATE UPDATES Company to Release Subcontractors and Bring Crude Oil and Sand Transloading Operations In-House Pioneer Terminal Expansion Ahead of Schedule CEO Takes Steps to Enhance Corporate Governance WAYZATA, Minnesota – March 2, 2015 - Dakota Plains Holdings, Inc. (“Dakota Plains” or “the Company”) (NYSE MKT: DAKP) today announced operat
February 25, 2015	CORRESP	DAKP / Dakota Plains Holdings, Inc. CORRESP - - February 25, 2015 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 By EDGAR Attn: Brad Skinner Senior Assistant Chief Accountant Re: Dakota Plains Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed March 14, 2014 File No. 000-53390 Form 10-Q for the Fiscal Quarter Ended September 30, 2014 Filed November 10, 2
February 23, 2015	EX-24	EX-24 POWER OF ATTORNEY I, K. Adam Kroloff, hereby authorize and designate each of James L. Thornton, W. Morgan Burns, Joshua L. Colburn and Samuel A. Rosenbaum signing singly, as my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as an officer and/or director of Dakota Plains Holdings, Inc. (the "Company"), Form ID or Forms 3, 4 and 5 in accordance with Section 16(
February 23, 2015	EX-24	EX-24 POWER OF ATTORNEY I, Steven A. Blank, hereby authorize and designate each of James L. Thornton, W. Morgan Burns, Joshua L. Colburn and Samuel A. Rosenbaum signing singly, as my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as an officer and/or director of Dakota Plains Holdings, Inc. (the "Company"), Form ID or Forms 3, 4 and 5 in accordance with Section 16(
February 20, 2015	8-K/A	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 5, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission F
February 20, 2015	EX-99.2	DAKOTA PLAINS HOLDINGS, INC. AND SUBSIDIARIES UNAUDITED PRO FORMA STATEMENT OF INCOME FOR THE YEAR ENDED DECEMBER 31, 2013 Exhibit 99.2 DAKOTA PLAINS HOLDINGS, INC. AND SUBSIDIARIES UNAUDITED PRO FORMA STATEMENT OF INCOME FOR THE YEAR ENDED DECEMBER 31, 2013 DAKP 10-K Dakota Petroleum Transport Solutions, LLC DPTS Marketing LLC Eliminate Intercompany Amounts Eliminate Non-Controlling Interest To Record Interest on New Financing (1) To Reverse Interest on Debt Paid Off To Record Interest on Contingent Payment (2) To Re
February 20, 2015	EX-99.1	DAKOTA PLAINS HOLDINGS, INC. Unaudited Financial Statements of the Acquired Companies For the Nine-Month Period Ended September 30, 2014 EX-99.1 2 dakota150595ex99-1.htm UNAUDITED FINANCIAL STATEMENTS FOR NINE-MONTH PERIOD ENDED SEPT. 30, 2014 Exhibit 99.1 DAKOTA PLAINS HOLDINGS, INC. Unaudited Financial Statements of the Acquired Companies For the Nine-Month Period Ended September 30, 2014 On December 5, 2014, Dakota Plains Holdings, Inc. (“DAKP”, “our” or “we”) entered into a Membership Interest Purchase Agreement (the “Membershi
February 17, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 dakota1505658k.htm FORM 8-K DATED FEBRUARY 17, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2015 Dakota Plains Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53390 20-254
February 17, 2015	EX-99.1	Craig Morgan McKenzie Exhibit 99.1 Craig Morgan McKenzie Chairman & Chief Executive Officer Jeffrey E. Eberwein Lone Star Value Management, LLC 53 Forest Avenue Old Greenwich, CT 06870 February 17, 2015 Re: Olshan Draft Settlement Agreement Dated February 13, 2015 Jeff: I am writing in response to the settlement proposal delivered by your counsel, Olshan Frome Wolosky LLP, dated February 13, 2015. As we reflect on your
February 13, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2015 Dakota Plains Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53390 20-2543857 (State or other jurisdiction of incorporation) (Commi
February 13, 2015	EX-99.1	DAKOTA PLAINS ANNOUNCES STRATEGIC AND CORPORATE UPDATES Dakota Plains to Form Strategy Committee and Review Strategic Alternatives to Enhance Stockholder Value Two New Highly-Qualified Independent Directors Join the Board Exhibit 99.1 DAKOTA PLAINS ANNOUNCES STRATEGIC AND CORPORATE UPDATES Dakota Plains to Form Strategy Committee and Review Strategic Alternatives to Enhance Stockholder Value Two New Highly-Qualified Independent Directors Join the Board WAYZATA, Minnesota – February 12, 2015 - Dakota Plains Holdings, Inc. (“Dakota Plains” or “the Company”) (NYSE MKT: DAKP) today announced strategic and corporate cha
February 13, 2015	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 Dakota Plains Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53390 20-2543857 (State or other jurisdiction of incorporation) (Commi
February 13, 2015	EX-99.1	February 12, 2015 Exhibit 99.1 February 12, 2015 The Board of Directors Dakota Plains Holdings, Inc. 294 Grove Lane East Wayzata, Minnesota 55391 Ladies and Gentlemen: As of the date hereof, I hereby resign from the Board of Directors of Dakota Plains Holdings, Inc. (the “Board”) and from all committees thereof. Very truly yours, William DeRosa
February 10, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 10, 2015 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
February 10, 2015	SC 13G/A	DAKP / Dakota Plains Holdings, Inc. / GILDER GAGNON HOWE & CO LLC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 2)* Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 234255107 (CUSIP Number) December 31, 2014 (Date of Event which Requires
February 10, 2015	EX-99.1	NYSE MKT: DAKP CORPORATE PRESENTATION FEBRUARY 10, 2015 WWW.DAKOTAPLAINS.COM Exhibit 99.1 NYSE MKT: DAKP CORPORATE PRESENTATION FEBRUARY 10, 2015 WWW.DAKOTAPLAINS.COM FORWARD LOOKING STATEMENTS Statements made by representatives of Dakota Plains Holdings, Inc. (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward-looking statements. These statements are based on certain assumptions and expectations made by the
February 2, 2015	EX-3.1	Dakota Plains Holdings, Inc. SECOND AMENDED AND RESTATED BYLAWS (as amended through February 1, 2015) Article I OFFICES Exhibit 3.1 Dakota Plains Holdings, Inc. SECOND AMENDED AND RESTATED BYLAWS (as amended through February 1, 2015) Article I OFFICES Section 1.01 Location of Offices. The corporation may maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate or require. Section 1.02 Principal Office. The address of the principal office of the corporatio
February 2, 2015	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2015 Dakota Plains Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53390 20-2543857 (State or other jurisdiction of incorporation) (Commis
January 26, 2015	CORRESP	DAKP / Dakota Plains Holdings, Inc. CORRESP - - January 26, 2015 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Brad Skinner Senior Assistant Chief Accountant By EDGAR Re: Dakota Plains Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed March 14, 2014 File No. 000-53390 Form 10-Q for the Fiscal Quarter Ended September 30, 2014 Filed November 10, 20
December 19, 2014	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
December 19, 2014	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - EX. 99.1 - PURCHASE TRADING PLAN AGREEMENT Activist Investment begin 644 ex991to13da409482011121714.pdf M)5!$1BTQ+C8-"B7Q^??V#0HE,RXT#0HT(#`@;V)J#0H\/`T+T)A1Q")T1Y$A' M$4B)A'D<1`D0:/H\CR='T;0DZ(:-2/(3-&:/(S1.C1&:-$?1Y&B-$3H3B-$ M:D?1HC-")J1FA,T9H3JCZ$G0F:/(3-">0B:(^A$S1Y"?1]"?1]"(B?0GD)FC M-'$).A$T0F:$3Z)T(B).A$31&B)T3H1$90CB$1$1$1$1*="2$(D:0B:(1$H1 M#0B3H2="1"$1$2G0B(B5)"(D&CJA(:-$<0B)&(1$PC:$3B.(3R$XCB.(XA.( M1/(XA/(^CR/(XA$\A$H0G$>0B(B)#1Q'1")Q")Q'D>0GT>
December 15, 2014	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
December 15, 2014	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - EX. 99.1 - LETTER TO THE BOARD, DATED DECEMBER 15, 2014 Activist Investment begin 644 ex991to13da309482011121214.pdf M)5!$1BTQ+C,-)?\-,2`P(&]B:@T\/`TO5&ET;&4@/[`$T`:0!C`'(` M;P!S`&\`9@!T`"``5P!O`'(`9``@`"T`(`!3`'0`<@!A`'0`90!G`&D`8P`@ M`$$`;`!T`&4`<@!N`&$`=`!I`'8`90!S`"``3`!E`'0`=`!E`'(`(`!&`$D` M3@!!`$PI#2]0)R54LMJPS`0O`?T#L%RJY> MMB$4FH=#KT5$&BAD)3TP^=M23';GLI9H16N[,[(^MNA!A?62]7PU8<`NLY M8@V=IZW/PY?S^9F]MELQX$&.R2B#:W$I]L3!0'RX&R]F1QJ+C0CID#$`$/ M)`#>F``GH%]S1V`8ST`6
December 12, 2014	EX-99.2	DAKOTA PLAINS PROVIDES UPDATE ON PIONEER TERMINAL EXPANSION AND OPERATIONS, AND PROVIDES GUIDANCE FOR 2015 Tank Storage Expansion Underway on Schedule and Fully Funded New Contracts Increase Throughput to 55,000 Barrels Per Day Beginning in January 2 Exhibit 99.2 DAKOTA PLAINS PROVIDES UPDATE ON PIONEER TERMINAL EXPANSION AND OPERATIONS, AND PROVIDES GUIDANCE FOR 2015 Tank Storage Expansion Underway on Schedule and Fully Funded New Contracts Increase Throughput to 55,000 Barrels Per Day Beginning in January 2015 Company Provides Full Year 2015 Adjusted EBITDA Guidance of $23.4 million WAYZATA, Minnesota – December 12, 2014 — Dakota Plains Hold
December 12, 2014	EX-99.1	WWW . DAKOTAPLAINS . COM NYSE MKT: DAKP C ORPORATE P RESENTATION D ECEMBER 12, 2014 Exhibit 99.1 WWW . DAKOTAPLAINS . COM NYSE MKT: DAKP C ORPORATE P RESENTATION D ECEMBER 12, 2014 F ORWARD L OOKING S TATEMENTS Statements made by representatives of Dakota Plains Holdings, Inc . (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward - looking statements . These statements are based on certain assumptions and expectation
December 12, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 12, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
December 8, 2014	EX-10.3	INDEMNIFICATION AND RELEASE AGREEMENT Exhibit 10.3 INDEMNIFICATION AND RELEASE AGREEMENT THIS INDEMNIFICATION AND RELEASE AGREEMENT (this “Agreement”) is made and entered into as of this 5th day of December, 2014 (the “Effective Date”), by and between WORLD FUEL SERVICES CORPORATION, a Florida corporation (“WFS”), and DAKOTA PLAINS HOLDINGS, INC., a Nevada corporation (“DAKP”). W I T N E S S E T H WHEREAS, DAKP owns all of the members
December 8, 2014	EX-10.4	REVOLVING CREDIT AND TERM LOAN AGREEMENT dated as of December 5, 2014 DAKOTA PLAINS TRANSLOADING, LLC, DAKOTA PLAINS SAND, LLC and DAKOTA PLAINS MARKETING, LLC as Borrowers DAKOTA PLAINS HOLDINGS, INC. THE LENDERS FROM TIME TO TIME PARTY HERETO SUNTR Exhibit 10.4 REVOLVING CREDIT AND TERM LOAN AGREEMENT dated as of December 5, 2014 among DAKOTA PLAINS TRANSLOADING, LLC, DAKOTA PLAINS SAND, LLC and DAKOTA PLAINS MARKETING, LLC as Borrowers DAKOTA PLAINS HOLDINGS, INC. THE LENDERS FROM TIME TO TIME PARTY HERETO and SUNTRUST BANK as Administrative Agent SUNTRUST ROBINSON HUMPHREY, INC. as Sole Lead Arranger and Sole Book Manager TABLE OF CONTENTS
December 8, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 5, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S
December 8, 2014	EX-10.1	MEMBERSHIP INTEREST PURCHASE AGREEMENT BY AND AMONG DAKOTA PLAINS HOLDINGS, INC., DAKOTA PLAINS TRANSLOADING, LLC, DAKOTA PLAINS SAND, LLC, DAKOTA PLAINS MARKETING, LLC PETROLEUM TRANSPORT SOLUTIONS, LLC December 5, 2014 TABLE OF CONTENTS EX-10.1 2 dakota144479ex10-1.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT Exhibit 10.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT BY AND AMONG DAKOTA PLAINS HOLDINGS, INC., DAKOTA PLAINS TRANSLOADING, LLC, DAKOTA PLAINS SAND, LLC, DAKOTA PLAINS MARKETING, LLC AND PETROLEUM TRANSPORT SOLUTIONS, LLC December 5, 2014 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 2 1.1 Definitions 2 1.2 Certain Interpretive
December 8, 2014	EX-10.5	GUARANTY AND SECURITY AGREEMENT dated as of December 5, 2014 made by DAKOTA PLAINS TRANSLOADING, LLC, DAKOTA PLAINS SAND, LLC and DAKOTA PLAINS MARKETING, LLC as the Borrowers THE OTHER GRANTORS FROM TIME TO TIME PARTY HERETO in favor of SUNTRUST BAN Exhibit 10.5 GUARANTY AND SECURITY AGREEMENT dated as of December 5, 2014 made by DAKOTA PLAINS TRANSLOADING, LLC, DAKOTA PLAINS SAND, LLC and DAKOTA PLAINS MARKETING, LLC as the Borrowers and THE OTHER GRANTORS FROM TIME TO TIME PARTY HERETO in favor of SUNTRUST BANK as Administrative Agent TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Other Definitional Provisio
December 8, 2014	EX-99.2	WWW . DAKOTAPLAINS . COM NYSE MKT: DAKP B UYOUT OF J OINT V ENTURES T O C ONTROL O UR F UTURE D ECEMBER 8, 2014 F ORWARD L OOKING S TATEMENTS Statements made by representatives of Dakota Plains Holdings, Inc . (“Dakota Plains” or the “Company”) durin Exhibit 99.2 WWW . DAKOTAPLAINS . COM NYSE MKT: DAKP B UYOUT OF J OINT V ENTURES T O C ONTROL O UR F UTURE D ECEMBER 8, 2014 F ORWARD L OOKING S TATEMENTS Statements made by representatives of Dakota Plains Holdings, Inc . (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward - looking statements . These statements are based on certain
December 8, 2014	EX-10.2	SELLER GUARANTY AND SECURITY AGREEMENT dated as of December 5, 2014 made by DAKOTA PLAINS HOLDINGS, INC. DAKOTA PLAINS TRANSLOADING, LLC, DAKOTA PLAINS SAND, LLC and DAKOTA PLAINS MARKETING, LLC as Grantors THE OTHER GRANTORS FROM TIME TO TIME PARTY Exhibit 10.2 SELLER GUARANTY AND SECURITY AGREEMENT dated as of December 5, 2014 made by DAKOTA PLAINS HOLDINGS, INC. DAKOTA PLAINS TRANSLOADING, LLC, DAKOTA PLAINS SAND, LLC and DAKOTA PLAINS MARKETING, LLC as Grantors and THE OTHER GRANTORS FROM TIME TO TIME PARTY HERETO in favor of WORLD FUEL SERVICES CORPORATION, as Security Agent TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 Section 1.1 Definitio
December 8, 2014	EX-99.1	DAKOTA PLAINS ANNOUNCES BUYOUT OF JOINT VENTURE PARTNERSHIPS AND REFINANCING OF ITS EXISTING DEBT Exhibit 99.1 DAKOTA PLAINS ANNOUNCES BUYOUT OF JOINT VENTURE PARTNERSHIPS AND REFINANCING OF ITS EXISTING DEBT WAYZATA, Minnesota – December 8, 2014 - Dakota Plains Holdings, Inc. (“Dakota Plains” or “the Company”) (NYSE MKT: DAKP) today announced the acquisition on December 5, 2014, of all the ownership interests in its oil transloading joint venture, sand transloading joint venture, and oil mark
November 10, 2014	EX-99.1	DAKOTA PLAINS HOLDINGS, INC. REPORTS THIRD QUARTER 2014 FINANCIAL RESULTS Steady Transloading Profit Despite Rail Service Issues; Marketing Delivers Small Profit Construction of Third 90,000 Barrel Storage Tank Underway Hiland Crude, LLC Constructs a Exhibit 99.1 DAKOTA PLAINS HOLDINGS, INC. REPORTS THIRD QUARTER 2014 FINANCIAL RESULTS Steady Transloading Profit Despite Rail Service Issues; Marketing Delivers Small Profit Construction of Third 90,000 Barrel Storage Tank Underway Hiland Crude, LLC Constructs and Commissions Gathering Pipeline to Supply Pioneer Terminal Exiting Trucking Joint Venture Through Executed Purchase Agreement WAYZATA,
November 10, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 10, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 001-36493 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
November 10, 2014	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36493 Dakota
September 2, 2014	EX-99.1	DAKOTA PLAINS ANNOUNCES OIL STORAGE TANK EXPANSION PROJECT AT PIONEER RAIL TERMINAL To increase oil storage capacity from 180,000 barrels to 270,000 barrels To enable daily throughput increase from 45,000 to 80,000 barrels of oil per day Exhibit 99.1 DAKOTA PLAINS ANNOUNCES OIL STORAGE TANK EXPANSION PROJECT AT PIONEER RAIL TERMINAL To increase oil storage capacity from 180,000 barrels to 270,000 barrels To enable daily throughput increase from 45,000 to 80,000 barrels of oil per day WAYZATA, Minnesota, (September 2, 2014) Dakota Plains Holdings, Inc. (“Dakota Plains” and “DAKP”), (NYSEMKT: DAKP) today announced that its Board of
September 2, 2014	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 2, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
August 18, 2014	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 18, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
August 18, 2014	EX-99.1	DAKOTA PLAINS AND HILAND CRUDE ANNOUNCE BAKKEN GATHERING PIPELINE TO PIONEER RAIL TERMINAL Pipeline and supply contract connects Pioneer Terminal with the western area of the Williston Basin EX-99.1 2 dakota143044ex99-1.htm PRESS RELEASE DATED AUGUST 18, 2014 Exhibit 99.1 FOR IMMEDIATE RELEASE DAKOTA PLAINS AND HILAND CRUDE ANNOUNCE BAKKEN GATHERING PIPELINE TO PIONEER RAIL TERMINAL Pipeline and supply contract connects Pioneer Terminal with the western area of the Williston Basin WAYZATA, Minnesota, (August 18, 2014) Dakota Plains Holdings, Inc. (“Dakota Plains”) (NYSE MKT: DAKP) and
August 15, 2014	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - EX. 99.1 - PURCHASE TRADING PLAN AGREEMENT Activist Investment begin 644 sc13da20948201108132014.pdf M)5!$1BTQ+C8-"B7Q^??V#0HE,RXT#0HT(#`@;V)J#0H\/`T+T)A1.B=":(G0B<1&(3Z)T2$4(S1HBA$2 M0B).CJB&CB,T2$:(270E",T2$:T19$%1.B=$J10C:.J$36CZ.(XA/HA$1B/( MS14(^B0CHB=$A"?15HUH[D>1J10B(0DPCNB*='5"(Q$1$\A$1$1$1$1$1$1 M/HC$)FA$1-:.J$1$2"(1$1$1$1$1$1$1-$(DZ$1$G0B(B(F:$1$1$2G0F:$1 M$1$2&A$T0B(B)T1HB$0B(GT)]&:)T)0CR/HT0B)HC4CR$1,T)HC1%.C6A$1$ MH1Q">1]"(GD>1M")Q">0B(F:/(31"?
August 15, 2014	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da20948201108132014.htm AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001
August 11, 2014	EX-99.1	DAKOTA PLAINS HOLDINGS, INC. REPORTS SECOND QUARTER 2014 FINANCIAL RESULTS Pioneer Terminal Achieves Volume Growth and Improved Margins in First Full Quarter of Operations Marketing Joint Venture Continues to Underperform EX-99.1 2 dakota142942ex99-1.htm PRESS RELEASE DATED AUGUST 11, 2014 Exhibit 99.1 DAKOTA PLAINS HOLDINGS, INC. REPORTS SECOND QUARTER 2014 FINANCIAL RESULTS Pioneer Terminal Achieves Volume Growth and Improved Margins in First Full Quarter of Operations Marketing Joint Venture Continues to Underperform WAYZATA, Minnesota, (August 11, 2014) Dakota Plains Holdings, Inc. (“Dakota Plains” and “DAKP”),
August 11, 2014	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-53390 Dakota Plain
August 11, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 11, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
July 23, 2014	SC 13D/A	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY
July 22, 2014	EX-99.1	Dakota Plains HOLDINGS, INC. APPOINTS WILLIAM DEROSA of lone star value TO ITS BOARD OF DIRECTORS Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains HOLDINGS, INC. APPOINTS WILLIAM DEROSA of lone star value TO ITS BOARD OF DIRECTORS WAYZATA, Minnesota, (July 22, 2014) - Dakota Plains Holdings, Inc. (“Dakota Plains”) (NYSE MKT: DAKP) announced today that it has expanded its board of directors from six to seven directors and William DeRosa, of Lone Star Value Management, LLC (“Lone Star Value”) ha
July 22, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 21, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
June 24, 2014	EX-99.1	WWW . DAKOTAPLAINS . COM NYSE MKT: DAKP CORPORATE PRESENTATION J UNE 24, 2014 Exhibit 99.1 WWW . DAKOTAPLAINS . COM NYSE MKT: DAKP CORPORATE PRESENTATION J UNE 24, 2014 F ORWARD L OOKING S TATEMENTS Statements made by representatives of Dakota Plains Holdings, Inc . (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward - looking statements . These statements are based on certain assumptions and expectations made
June 24, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K DATED JUNE 24, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 24, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
June 19, 2014	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 18, 2014 Date of report (Date of earliest event reported) DAKOTA PLAINS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Minnesota 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
June 18, 2014	EX-10.1	DAKOTA PLAINS HOLDINGS, INC. DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT Exhibit 10.1 DAKOTA PLAINS HOLDINGS, INC. DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT This Director and Officer Indemnification Agreement, dated as of June 12, 2014 (this “Agreement”), is made by and between Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”), and (the “Indemnitee”). RECITALS: A. Chapter 78.115 of the Nevada Revised Statutes provides that the business and affairs
June 18, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 12, 2014 Date of report (Date of earliest event reported) DAKOTA PLAINS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Minnesota 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
June 17, 2014	SC 13D	DAKP / Dakota Plains Holdings, Inc. / Lone Star Value Management LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 234255107 (CUSIP Number) JEFFREY E
June 17, 2014	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of Dakota Plains Holdings, Inc., a Nevada corporation. Th
June 13, 2014	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K DATED JUNE 12, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 12, 2014 Date of report (Date of earliest event reported) DAKOTA PLAINS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Minnesota 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
June 12, 2014	EX-99.1	Dakota Plains HOLDINGS, INC. TO LIST ON NYSE MKT Shares to Begin Trading on June 17, 2014 Symbol Remains “DAKP” Exhibit 99.1 NOT FOR IMMEDIATE RELEASE Dakota Plains HOLDINGS, INC. TO LIST ON NYSE MKT Shares to Begin Trading on June 17, 2014 Symbol Remains “DAKP” WAYZATA, Minnesota, (June 12, 2014) — Dakota Plains Holdings, Inc. (“Dakota Plains”), (OTCQB: DAKP) announced today that its shares of common stock have been approved for listing on the NYSE MKT exchange and that trading is expected to commence on J
June 12, 2014	8-K	Financial Statements and Exhibits, Other Events - FORM 8-K DATED JUNE 12, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 12, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
June 12, 2014	8-A12B	- FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Dakota Plains Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 20-2543857 (State of incorporation or organization) (I.R.S. Employer Identification Number) 294 Grove Lane
June 12, 2014	EX-99.1	WWW . DAKOTAPLAINS . COM OTCQB: DAKP ANNUAL GENERAL MEETING J UNE 12, 2014 Exhibit 99.1 WWW . DAKOTAPLAINS . COM OTCQB: DAKP ANNUAL GENERAL MEETING J UNE 12, 2014 F ORWARD L OOKING S TATEMENTS Statements made by representatives of Dakota Plains Holdings, Inc . (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward - looking statements . These statements are based on certain assumptions and expectations made by
June 12, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 12, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
June 10, 2014	8-K	Financial Statements and Exhibits, Other Events - FORM 8-K DATED JUNE 10, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 10, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
June 10, 2014	EX-99.1	Dakota Plains ANNOUNCES START-UP OF UNIMIN FRAC SAND TRANSLOADING OPERATIONS AT pIONEER Terminal Rail Link, Inc. Contracted as Operator Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains ANNOUNCES START-UP OF UNIMIN FRAC SAND TRANSLOADING OPERATIONS AT pIONEER Terminal Rail Link, Inc. Contracted as Operator WAYZATA, Minnesota, (June 10, 2014) — Dakota Plains Holdings, Inc. (“Dakota Plains” or “the Company”), (OTCQB: DAKP) is pleased to announce the commencement, on June 12, 2014, of its frac sand transloading operations at the Pione
May 29, 2014	EX-99.1	WWW.DAKOTAPLAINS.COM WWW.DAKOTAPLAINS.COM OTCQB: DAKP OTCQB: DAKP BENCHMARK COMPANY ONE-ON- ONE INVESTOR CONFERENCE MAY 29, 2014 BENCHMARK COMPANY ONE-ON- ONE INVESTOR CONFERENCE MAY 29, 2014 FORWARD LOOKING STATEMENTS Statements made by representati Exhibit 99.1 WWW.DAKOTAPLAINS.COM WWW.DAKOTAPLAINS.COM OTCQB: DAKP OTCQB: DAKP BENCHMARK COMPANY ONE-ON- ONE INVESTOR CONFERENCE MAY 29, 2014 BENCHMARK COMPANY ONE-ON- ONE INVESTOR CONFERENCE MAY 29, 2014 FORWARD LOOKING STATEMENTS Statements made by representatives of Dakota Plains Holdings, Inc. (“Dakota Plains”or the “Company”) during the course of this presentation that are not historical f ac
May 29, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K DATED MAY 29, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 29, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Em
May 9, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Emp
May 9, 2014	EX-99.1	Dakota Plains HOLDINGS, INC. Reports FIRST QUARTER 2014 Financial Results Expanded Pioneer Terminal Positions Company for Growth Exhibit 99.1 Dakota Plains HOLDINGS, INC. Reports FIRST QUARTER 2014 Financial Results Expanded Pioneer Terminal Positions Company for Growth WAYZATA, Minnesota, (May 9, 2014) Dakota Plains Holdings, Inc. (“Dakota Plains” and “DAKP”), (OTCQB: DAKP) today announced financial results for the three months ended March 31, 2014. Operational Summary · Transloading joint venture averaged over 31,000 bopd
May 9, 2014	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-53390 Dakota Plai
April 29, 2014	DEF 14A	- DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 29, 2014	DEFA14A	- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 3, 2014	EX-99.1	OTCQB: DAKP DUG Bakken & Niobrara Conference April 4, 2014 Exhibit 99.1 WWW.DAKOTAPLAINS.COM OTCQB: DAKP DUG Bakken & Niobrara Conference April 4, 2014 Forward Looking Statements Statements made by representatives of Dakota Plains Holdings, Inc. (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward-looking statements. These statements are based on certain assumptions and expectations made by t
April 3, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 3, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
March 24, 2014	EX-99.1	OTCQB: DAKP Howard Weil New Orleans March 24, 2014 Exhibit 99.1 WWW.DAKOTAPLAINS.COM OTCQB: DAKP Howard Weil Conference New Orleans March 24, 2014 Forward Looking Statements Statements made by representatives of Dakota Plains Holdings, Inc. (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward-looking statements. These statements are based on certain assumptions and expectations made b
March 24, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 24, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
March 18, 2014	EX-10.2	AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective the 12th day of March 2014 (the “Effective Date”) by and between Gabriel G. Claypool, a resident of the State of Minnesota (“Employee”), and Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”). WHEREAS, the Company’s primary business is d
March 18, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K DATED MARCH 12, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 12, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
March 18, 2014	EX-10.1	AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective the 12th day of March 2014 (the “Effective Date”) by and between Craig M. McKenzie, a resident of the State of Minnesota (“Employee”), and Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”). WHEREAS, the Company’s primary business is dev
March 18, 2014	EX-10.3	AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.3 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective the 12th day of March 2014 (the “Effective Date”) by and between Timothy R. Brady, a resident of the State of Minnesota (“Employee”), and Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”). WHEREAS, the Company’s primary business is deve
March 14, 2014	10-K	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to . Commission File Number 000-53390 Dakota Plains
March 14, 2014	EX-21.1	List of Subsidiaries Exhibit 21.1 List of Subsidiaries Entity Jurisdiction Ownership Interest Dakota Petroleum Transport Solutions, LLC Minnesota 50% Dakota Plains Marketing, LLC Minnesota 100% Dakota Plains Transloading, LLC Minnesota 100% Dakota Plains Trucking, LLC Minnesota 100% Dakota Plains Services, LLC Minnesota 50% Dakota Plains Storage, LLC Minnesota 100% DPTS Marketing LLC Minnesota 50%
March 14, 2014	EX-99.1	Dakota Plains HOLDINGS, INC. Reports Fourth Quarter and Full Year 2013 Financial Results Repositions as Operating Company to Manage New, State-of-the-Art Terminal in the Bakken Strengthens Balance Sheet and Consolidates Reporting Exhibit 99.1 Dakota Plains HOLDINGS, INC. Reports Fourth Quarter and Full Year 2013 Financial Results Repositions as Operating Company to Manage New, State-of-the-Art Terminal in the Bakken Strengthens Balance Sheet and Consolidates Reporting WAYZATA, Minnesota, (March 14, 2014) Dakota Plains Holdings, Inc. (“Dakota Plains” and “DAKP”), (OTCQB: DAKP) today announced financial results for the three
March 14, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K DATED MARCH 14, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 14, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
February 12, 2014	SC 13G/A	DAKP / Dakota Plains Holdings, Inc. / GILDER GAGNON HOWE & CO LLC - FEBRUARY 12, 2014 Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No.1)* Dakota Plains Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 234255107 (CUSIP Number) December 31, 2013 (Date of Event which Requires Fil
February 11, 2014	8-K	Financial Statements and Exhibits, Other Events - FORM 8-K DATED FEBRUARY 11, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 11, 2014 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada (State of Incorporation) 000-53390 20-2543857 (Commission File Number) (I.R.
February 11, 2014	EX-99.1	Dakota Plains provides update ON PIONEER RAIL TERMINAL OPERATIONS IN BAKKEN Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains provides update ON PIONEER RAIL TERMINAL OPERATIONS IN BAKKEN WAYZATA, Minnesota, (February 11, 2014) Dakota Plains Holdings, Inc. (“Dakota Plains”), (OTCQB: DAKP) today provided an update on corporate activity and its Pioneer Rail Terminal expansion project with operations in New Town, North Dakota, which service Bakken and Three Forks related E&P
January 8, 2014	EX-10.1	DAKOTA PETROLEUM TRANSPORT SOLUTIONS, LLC SECOND AMENDED AND RESTATED MEMBER CONTROL AGREEMENT Exhibit 10.1 DAKOTA PETROLEUM TRANSPORT SOLUTIONS, LLC SECOND AMENDED AND RESTATED MEMBER CONTROL AGREEMENT THIS SECOND AMENDED AND RESTATED MEMBER CONTROL AGREEMENT, (the “Agreement”) is made effective as of December 31, 2013 (the “Effective Date”), by and between Dakota Plains Transloading, LLC, a Minnesota limited liability company (“DPT”), Petroleum Transport Solutions, LLC, a Minnesota limite
January 8, 2014	EX-10.2	DPTS MARKETING LLC SECOND AMENDED AND RESTATED MEMBER CONTROL AGREEMENT Exhibit 10.2 DPTS MARKETING LLC SECOND AMENDED AND RESTATED MEMBER CONTROL AGREEMENT THIS SECOND AMENDED AND RESTATED MEMBER CONTROL AGREEMENT, (the “Agreement”) is made effective as of December 31, 2013 (the “Effective Date”), by and between Dakota Plains Marketing, LLC, a Minnesota limited liability company (“DPM”), Petroleum Transport Solutions, LLC, a Minnesota limited liability company (“PTS”
January 8, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K DATED DECEMBER 31, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 31, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada (State of Incorporation) 000-53390 20-2543857 (Commission File Number) (I.R.
December 12, 2013	424B5	SUBJECT TO COMPLETION, DATED DECEMBER 10, 2013 Table of Contents PRELIMINARY PROSPECTUS SUPPLEMENT (To Prospectus Dated October 10, 2013) SUBJECT TO COMPLETION, DATED DECEMBER 10, 2013 The information in this preliminary prospectus supplement and the accompanying prospectus, relating to an effective registration statement under the Securities Act of 1933, as amended, is not complete and may be changed.
December 12, 2013	424B2	7,000,000 shares Dakota Plains Holdings, Inc. Common Stock Table of Contents PROSPECTUS SUPPLEMENT (To Prospectus Dated October 10, 2013) 7,000,000 shares Dakota Plains Holdings, Inc.
December 11, 2013	EX-4.1	AMENDED AND RESTATED SENIOR UNSECURED PROMISSORY NOTE Exhibit 4.1 THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS PROMISSORY NOTE UNDER SUCH SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO DA
December 11, 2013	EX-1.1	7,000,000 Shares DAKOTA PLAINS HOLDINGS, INC. Common Stock PLACEMENT AGENCY AGREEMENT EX-1.1 2 dakota135077ex1-1.htm PLACEMENT AGENCY AGREEMENT Exhibit 1.1 7,000,000 Shares DAKOTA PLAINS HOLDINGS, INC. Common Stock PLACEMENT AGENCY AGREEMENT December 10, 2013 Canaccord Genuity Inc. and Northland Securities, Inc. c/o Canaccord Genuity Inc. Wells Fargo Plaza 1000 Louisiana, 71st Floor Houston, TX 77002 Ladies and Gentlemen: Dakota Plains Holdings, Inc., a Nevada corporation (the “Com
December 11, 2013	EX-99.1	Dakota Plains ANNOUNCES REGISTERED DIRECT OFFERING OF COMMON STOCK Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains ANNOUNCES REGISTERED DIRECT OFFERING OF COMMON STOCK WAYZATA, Minnesota (December 11, 2013) Dakota Plains Holdings, Inc. (“Dakota Plains”) (OTCQB: DAKP) today announced the pricing of a registered direct offering of 7,000,000 shares of its common stock at a price to the public of $2.15 per share. The offering is expected to close on December 16, 201
December 11, 2013	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - FORM 8-K DATED DECEMBER 10, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 10, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada (State of Incorporation) 000-53390 20-2543857 (Commission File Number) (I.R.
December 11, 2013	EX-99.1	Dakota Plains ANNOUNCES Debt RestructurING Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains ANNOUNCES Debt RestructurING WAYZATA, Minnesota (December 11, 2013) Dakota Plains Holdings, Inc. (“Dakota Plains”) (OTCQB: DAKP) today announced entry into agreements to restructure certain of its outstanding debt. Through agreements with holders of its outstanding promissory notes due March 1, 2014, Dakota Plains has extended the maturity of approx
December 11, 2013	EX-1.2	SUBSCRIPTION AGREEMENT EX-1.2 3 dakota135077ex1-2.htm FORM OF SUBSCRIPTION AGREEMENT Exhibit 1.2 SUBSCRIPTION AGREEMENT Dakota Plains Holdings, Inc. 294 Grove Lane East Wayzata, MN 55391 Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”), as follows: 1. This Subscription Agreement, including the Terms and Conditions for Purcha
December 11, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 10, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada (State of Incorporation) 000-53390 20-2543857 (Commission File Number) (I.R.
December 11, 2013	EX-10.1	ADJUSTMENT, EXTENSION AND LOAN AGREEMENT Exhibit 10.1 ADJUSTMENT, EXTENSION AND LOAN AGREEMENT This ADJUSTMENT, EXTENSION AND LOAN AGREEMENT (this “Agreement”) is entered into effective as of December , 2013 between (“Lender”) and Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”). RECITALS A. On or around November 2, 2012, the Company and certain lenders, including Lender (the “Lender Group”), entered into Amended Electi
November 26, 2013	8-K	Financial Statements and Exhibits, Other Events - FORM 8-K DATED NOVEMBER 26, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 26, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
November 26, 2013	EX-99.1	OTCQB: DAKP C ORPORATE P RESENTATION N OVEMBER 2013 WWW . DAKOTAPLAINS . COM Exhibit 99.1 OTCQB: DAKP C ORPORATE P RESENTATION N OVEMBER 2013 WWW . DAKOTAPLAINS . COM Forward Looking Statements Statements made by representatives of Dakota Plains Holdings, Inc . (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward - looking statements . These statements are based on certain assumptions and expectations made by
November 25, 2013	EX-99.1	Dakota Plains provides update ON PIONEER RAIL TERMINAL OPERATIONS IN BAKKEN Improved Throughput Volumes and Oil Price Spreads Through MidPoint of Fourth Quarter Commissioning of New State-of-the-Art Expansion to Commence by December 18, 2013 Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains provides update ON PIONEER RAIL TERMINAL OPERATIONS IN BAKKEN Improved Throughput Volumes and Oil Price Spreads Through MidPoint of Fourth Quarter Commissioning of New State-of-the-Art Expansion to Commence by December 18, 2013 WAYZATA, Minnesota, (November 25, 2013) Dakota Plains Holdings, Inc. (“Dakota Plains”), (OTCQB: DAKP) today provided an upd
November 25, 2013	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 25, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
November 12, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 12, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
November 12, 2013	EX-99.1	Dakota Plains HOLDINGS, INC. Reports THIRD Quarter 2013 Financial Results Weak Fundamentals Pressured Third Quarter Profitability Volumes and Operating Margins Improved Subsequent to Quarter End Pioneer Terminal Expansion in Final Stage of Completion Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains HOLDINGS, INC. Reports THIRD Quarter 2013 Financial Results Weak Fundamentals Pressured Third Quarter Profitability Volumes and Operating Margins Improved Subsequent to Quarter End Pioneer Terminal Expansion in Final Stage of Completion and Now Accepting Early Oil WAYZATA, Minnesota, (November 12, 2013) Dakota Plains Holdings, Inc. (“Dakota Plains”)
November 12, 2013	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-53390 Dakota
September 27, 2013	EX-12.1	Ratio of Earnings to Fixed Charges (dollar amounts in thousands) Exhibit 12.1 Ratio of Earnings to Fixed Charges (dollar amounts in thousands) Six Months Ended Year Ended December 31, June 30, 2013 2012 2011 2010 2009 2008 Earnings Pretax loss from continuing operations $ (5,671,145 ) $ (17,303,806 ) $ (11,668,849 ) $ (36,302 ) $ (84,266 ) $ - Plus: Fixed Charges-Interest Expense 1,583,198 29,212,260 3,372,400 15,702 19,147 - Distributed Income of Equity Invest
September 27, 2013	S-3	- FORM S-3 As filed with the Securities and Exchange Commission on September 27, 2013 Registration No.
September 27, 2013	EX-4.6	DAKOTA PLAINS HOLDINGS, INC. as Trustee Dated as of , 20 Exhibit 4.6 DAKOTA PLAINS HOLDINGS, INC. TO as Trustee INDENTURE Dated as of , 20 CROSS REFERENCE SHEET * Provisions of Trust Indenture Act of 1939, as amended, and Indenture to be dated as of , 20 by and between Dakota Plains Holdings, Inc. and , as Trustee: Section of the Act Section of Indenture 310(a)(1) and (2) 6.09 310(a)(3) and (4) Inapplicable 310(b) 6.08 and 6.10(a), (b) and (d) 311(a) 6.
September 10, 2013	EX-99.1	OTC: DAKP CORPORATE PRESENTATION SEPTEMBER 2013 WWW.DAKOTAPLAINS.COM EX-99.1 2 dakota133847ex99-1.htm INVESTOR PRESENTATION Exhibit 99.1 OTC: DAKP CORPORATE PRESENTATION SEPTEMBER 2013 WWW.DAKOTAPLAINS.COM Forward Looking Statements Statements made by representatives of Dakota Plains Holdings, Inc. (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward - looking statements. These statements are based on
September 10, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 10, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R
August 8, 2013	EX-10.5	AMENDMENT NO. 2 TO DPTS MARKETING LLC AMENDED AND RESTATED MEMBER CONTROL AGREEMENT Exhibit 10.5 AMENDMENT NO. 2 TO DPTS MARKETING LLC AMENDED AND RESTATED MEMBER CONTROL AGREEMENT THIS AMENDMENT NO. 2 (this ?Amendment?) is made effective as of June 17, 2013 by and between Dakota Plains Marketing, LLC, a Minnesota limited liability company (?DPM?), Petroleum Transport Solutions, LLC, a Minnesota limited liability company (?PTS?), and DPTS Marketing LLC, a Minnesota limited liabil
August 8, 2013	10-Q	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-53390 Dakota Plain
August 8, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
August 8, 2013	EX-10.4	AMENDMENT NO. 2 TO DAKOTA PETROLEUM TRANSPORT SOLUTIONS, LLC AMENDED AND RESTATED MEMBER CONTROL AGREEMENT Exhibit 10.4 AMENDMENT NO. 2 TO DAKOTA PETROLEUM TRANSPORT SOLUTIONS, LLC AMENDED AND RESTATED MEMBER CONTROL AGREEMENT THIS AMENDMENT NO.2 (this ?Amendment?) is made effective as of June 17, 2013 by and between Dakota Plains Transloading, LLC, a Minnesota limited liability company (?DPT?), Petroleum Transport Solutions, LLC, a Minnesota limited liability company (?PTS?), and Dakota Petroleum Tran
August 8, 2013	EX-99.1	Dakota Plains HOLDINGS, INC. Reports second Quarter 2013 Financial Results Operations Remain Competitive Despite Collapsed Pricing Spread Pioneer Terminal Expansion On Schedule For Year-End 2013 Completion Paradigm Midstream Announces Pipeline To Pio Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains HOLDINGS, INC. Reports second Quarter 2013 Financial Results Operations Remain Competitive Despite Collapsed Pricing Spread Pioneer Terminal Expansion On Schedule For Year-End 2013 Completion Paradigm Midstream Announces Pipeline To Pioneer Terminal UNIMIN Deal Launches Inbound Commodity Services WAYZATA, Minnesota, (August 8, 2013) Dakota Plains Ho
June 21, 2013	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K DATED JUNE 18, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 18, 2013 Date of report (Date of earliest event reported) DAKOTA PLAINS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Minnesota 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.
June 18, 2013	EX-99.1	OTC: DAKP A NNUAL S TOCKHOLDER P RESENTATION 18 J UNE 2013 WWW . DAKOTAPLAINS . COM Exhibit 99.1 OTC: DAKP A NNUAL S TOCKHOLDER P RESENTATION 18 J UNE 2013 WWW . DAKOTAPLAINS . COM Forward Looking Statements Statements made by representatives of Dakota Plains Holdings, Inc . (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward - looking statements . These statements are based on certain assumptions and expectations m
June 18, 2013	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K DATED JUNE 18, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 18, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
June 17, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 17, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. E
June 17, 2013	EX-99.1	Dakota Plains ANNOUNCES funding for pioneer terminal expansion New Credit Facility Provides Project Financing $31 Million Of Joint Venture Restricted Cash Will Be Used To Fully Fund Pioneer Terminal Expansion Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains ANNOUNCES funding for pioneer terminal expansion New Credit Facility Provides Project Financing $31 Million Of Joint Venture Restricted Cash Will Be Used To Fully Fund Pioneer Terminal Expansion WAYZATA, Minnesota, (June 17, 2013) Dakota Plains Holdings, Inc. (“Dakota Plains” and “DAKP”), (OTC: DAKP) today announced the execution of a new credit fac
June 17, 2013	EX-10	CREDIT AGREEMENT dated as of June 17, 2013, DAKOTA PLAINS TRANSLOADING, LLC, as Borrower, WORLD FUEL SERVICES CORPORATION as Lender TABLE OF CONTENTS Exhibit 10.1 CREDIT AGREEMENT dated as of June 17, 2013, among DAKOTA PLAINS TRANSLOADING, LLC, as Borrower, and WORLD FUEL SERVICES CORPORATION as Lender TABLE OF CONTENTS Section Page ARTICLE I DEFINITIONS SECTION 1.01 Defined Terms. 1 SECTION 1.02 Terms Generally. 11 SECTION 1.03 Accounting Terms; GAAP. 12 SECTION 1.04 Resolution of Drafting Ambiguities. 12 ARTICLE II THE CREDITS SECTION 2.01 C
May 28, 2013	EX-99.1	OTC: DAKP Exhibit 99.1 OTC: DAKP CORPORATE PRESENTATION MAY 2013 WWW.DAKOTAPLAINS.COM Forward Looking Statements Statements made by representatives of Dakota Plains Holdings, Inc. (“Dakota Plains” or the “Company”) during the course of this presentation that are not historical facts, are forward-looking statements. These statements are based on certain assumptions and expectations made by the Company which
May 28, 2013	8-K	Financial Statements and Exhibits - FORM 8-K DATED MAY 28, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 28, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Em
May 9, 2013	EX-99.1	Dakota Plains HOLDINGS, INC. Reports first Quarter 2013 Financial Results Positive Earnings as Crude Oil Volumes Grow Across All Segments Expansion of Pioneer Crude By Rail Terminal on Schedule Exhibit 99.1 FOR IMMEDIATE RELEASE Dakota Plains HOLDINGS, INC. Reports first Quarter 2013 Financial Results Positive Earnings as Crude Oil Volumes Grow Across All Segments Expansion of Pioneer Crude By Rail Terminal on Schedule WAYZATA, Minnesota, (May 9, 2013) Dakota Plains Holdings, Inc. (“Dakota Plains” and “DAKP”), (OTC: DAKP), a provider of crude oil midstream services that include marketing
May 9, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-53390 Dakota Plai
May 9, 2013	EX-10.4	WARRANT TO PURCHASE SHARES OF COMMON STOCK OF DAKOTA PLAINS HOLDINGS, INC. Exhibit 10.4 THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF CERTAIN STATES AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, OFFERED, PLEDGED OR OTHERWISE DISTRIBUTED FOR VALUE UNLESS THERE IS AN EFFECTIVE REGISTRATION STATEMENT COVERING SUCH SECURITIES. WARRANT TO PURCHASE SHARES OF COMMON STOCK OF DAKOTA PLAINS H
May 9, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K DATED MAY 9, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S. Emp
April 30, 2013	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 25, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.
April 30, 2013	EX-3.1	Dakota Plains Holdings, Inc. AMENDED AND RESTATED BYLAWS (as amended through April 25, 2013) ARTICLE I OFFICES Exhibit 3.1 Dakota Plains Holdings, Inc. AMENDED AND RESTATED BYLAWS (as amended through April 25, 2013) ARTICLE I OFFICES Section 1.01 Location of Offices. The corporation may maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate or require. Section 1.02 Principal Office. The address of the principal office of the corporation shall b
April 26, 2013	DEFA14A	- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 26, 2013	DEF 14A	- DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 24, 2013	EX-10.2	EMPLOYMENT AGREEMENT EX-10.2 3 dakota131927ex10-2.htm EMPLOYMENT AGREEMENT WITH NICHOLAS Q. DILLON Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective the 18th day of April 2013 (the “Effective Date”) by and between Nicholas Q. Dillon, a resident of the State of Minnesota (“Employee”), and Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”). WHEREAS,
April 24, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K DATED APRIL 18, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 18, 2013 Date of Report (Date of Earliest Event Reported) Dakota Plains Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-53390 20-2543857 (State of Incorporation) (Commission File Number) (I.R.S.

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