DAEG / Daegis Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Daegis 15-12B

15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-11807 DAEGIS INC. (Exact name of registrant as specified in its

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION DAEGIS INC. ARTICLE ONE

EX-3.1 2 d94805dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DAEGIS INC. ARTICLE ONE The name of the Corporation is Daegis Inc. (hereinafter, the “Corporation”). ARTICLE TWO The registered office of the Corporation in the State of Delaware is located at 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, and the name of the registered agent whose

BYLAWS DAEGIS INC. ARTICLE I

Exhibit 3.2 BYLAWS OF DAEGIS INC. ARTICLE I OFFICES SECTION 1. REGISTERED OFFICE. The registered office shall be established and maintained at the office of The Corporation Trust Company, in the City of Wilmington, in the County of New Castle, in the State of Delaware, and said corporation shall be the registered agent of this corporation in charge thereof. SECTION 2. OTHER OFFICES. The corporatio

Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 23, 2015 Daegis Inc. (Exact name of Registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction of incorporation) (Commission

Daegis POST-EFFECTIVE AMEND. NO. 2 TO FORM S-8

Post-Effective Amend. No. 2 to Form S-8 As filed with the Securities and Exchange Commission on November 23, 2015 Registration Nos. 333-169725, 333-149905, 333-120750, 333-98633, 333-71814, 333-92973, 333-61705, 333-13203 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169725 POST-EFFECTIVE AMENDMENT

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-8

Post-Effective Amend. No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 23, 2015 Registration Nos. 333-169725, 333-149905, 333-120750, 333-98633, 333-71814, 333-92973, 333-61705, 333-13203 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169725 POST-EFFECTIVE AMENDMENT

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-8

Post-Effective Amend. No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 23, 2015 Registration Nos. 333-169725, 333-149905, 333-120750, 333-98633, 333-71814, 333-92973, 333-61705, 333-13203 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169725 POST-EFFECTIVE AMENDMENT

OpenText Buys Daegis Inc. Acquisition Strengthens OpenText’s Information Governance Leadership

Exhibit (a)(5)(D) OpenText Buys Daegis Inc. Acquisition Strengthens OpenText’s Information Governance Leadership Waterloo, ON– November 23, 2015– OpenText™ (NASDAQ: OTEX, TSX: OTC), a global leader in Enterprise Information Management (EIM), today announced that, through its indirect wholly-owned subsidiary, Company D Merger Sub Inc., it has successfully completed its acquisition of Daegis Inc. (O

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-8

Post-Effective Amend. No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 23, 2015 Registration Nos. 333-169725, 333-149905, 333-120750, 333-98633, 333-71814, 333-92973, 333-61705, 333-13203 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169725 POST-EFFECTIVE AMENDMENT

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-3

Post-Effective Amend. No. 1 to Form S-3 As filed with the Securities and Exchange Commission on November 23, 2015 Registration No. 333-32454 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-32454 UNDER THE SECURITIES ACT OF 1933 DAEGIS INC. (Exact Name of Registrant as specified in its charter) Delawar

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-8

Post-Effective Amend. No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 23, 2015 Registration Nos. 333-169725, 333-149905, 333-120750, 333-98633, 333-71814, 333-92973, 333-61705, 333-13203 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169725 POST-EFFECTIVE AMENDMENT

Daegis SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) DAEGIS INC. (Name of Subject Company) DAEGIS INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 233720101 (CUSIP Number of Class of Sec

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-8

Post-Effective Amend. No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 23, 2015 Registration Nos. 333-169725, 333-149905, 333-120750, 333-98633, 333-71814, 333-92973, 333-61705, 333-13203 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169725 POST-EFFECTIVE AMENDMENT

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-8

Post-Effective Amend. No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 23, 2015 Registration Nos. 333-169725, 333-149905, 333-120750, 333-98633, 333-71814, 333-92973, 333-61705, 333-13203 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169725 POST-EFFECTIVE AMENDMENT

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-3

As filed with the Securities and Exchange Commission on November 23, 2015 Registration No.

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-3

Post-Effective Amend. No. 1 to Form S-3 As filed with the Securities and Exchange Commission on November 23, 2015 Registration No. 333-161645 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-161645 UNDER THE SECURITIES ACT OF 1933 DAEGIS INC. (Exact Name of Registrant as specified in its charter) Delaw

Daegis POST-EFFECTIVE AMEND. NO. 1 TO FORM S-8

Post-Effective Amend. No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 23, 2015 Registration Nos. 333-169725, 333-149905, 333-120750, 333-98633, 333-71814, 333-92973, 333-61705, 333-13203 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169725 POST-EFFECTIVE AMENDMENT

DAEG / Daegis Inc. / OPEN TEXT CORP - SC TO-T/A

SC TO-T/A 1 d25850dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Daegis Inc. (Name of Subject Company) Company D Merger Sub Inc. (Offeror) Open Text Corporation (Parent of Offeror) (Names of Filing Persons

Offer to Purchase for Cash All Outstanding Shares of Common Stock Daegis Inc. $0.82 Net Per Share Company D Merger Sub Inc. an indirect wholly-owned subsidiary of Open Text Corporation

EX-99.A.1.E 6 d21347dex99a1e.htm EXHIBIT (A)(1)(E) Exhibit (a)(1)(E) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Daegis Inc. at $0.82 Net Per Share by Company D Merger Sub Inc. an indirect wholly-owned subsidiary of Open Text Corporation THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:01 A.M., NEW YORK CITY TIME, ON NOVEMBER 23, 2015, UNLESS THE OFFER IS EXTENDED OR EARL

OpenText Commences Tender Offer for Daegis Inc.

Exhibit (a)(5)(B) Exhibit (a)(5)(B) PRESS RELEASE OpenText Commences Tender Offer for Daegis Inc.

Notice of Offer to Purchase for Cash All Outstanding Shares of Common Stock Daegis Inc. $0.82 Net Per Share Company D Merger Sub Inc. an indirect wholly-owned subsidiary of Open Text Corporation

Exhibit (a)(5)(C) Exhibit (a)(5)(C) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).

Offer to Purchase for Cash All Outstanding Shares of Common Stock Daegis Inc. $0.82 Net Per Share Company D Merger Sub Inc. an indirect wholly-owned subsidiary of Open Text Corporation

Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Daegis Inc.

[SIGNATURE PAGE FOLLOWS]

Exhibit (d)(4) Exhibit (d)(4) September 1, 2015 Daegis Inc. 600 E. Las Colinas Blvd. Suite 1500 Irving, Texas 75039 Attention: Steven D. Whiteman, Chairman of the Board Dear Mr. Whiteman: This letter agreement (this ?Letter Agreement?) sets forth certain understandings between Open Text Corporation (?Purchaser?) and Daegis Inc. (the ?Company?) with respect to discussions between the parties relati

October 23, 2015

EX-99.A.1.VI Exhibit (a)(1)(vi) October 23, 2015 Dear Daegis Stockholder: We are pleased to report that Daegis Inc. (the ?Company?) has entered into a Merger Agreement with Open Text Corporation (or ?OpenText?) that provides for the acquisition of Daegis common stock at a price of $0.82 per share in cash. Under the terms of the proposed transaction, OpenText?s indirect wholly-owned merger subsidia

THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. Letter of Transmittal To Tender Shares of Common Stock Daegis Inc. $0.82 Net Per Share Pursuant to the Offer to Purchase dated October 23, 2015 Company D Merger Sub Inc. an indirect wh

Exhibit (a)(1)(B) Exhibit (a)(1)(B) THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION.

Offer to Purchase for Cash All Outstanding Shares of Common Stock Daegis Inc. $0.82 Net Per Share Company D Merger Sub Inc. an indirect wholly-owned subsidiary of Open Text Corporation

Exhibit (a)(1)(A) Table of Contents Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Daegis Inc.

Notice of Guaranteed Delivery Offer to Purchase for Cash All Outstanding Shares of Common Stock Daegis Inc. $0.82 Net Per Share Company D Merger Sub Inc. an indirect wholly-owned subsidiary of Open Text Corporation

Exhibit (a)(1)(C) Notice of Guaranteed Delivery for Offer to Purchase for Cash All Outstanding Shares of Common Stock of Daegis Inc.

Daegis SC 14D9

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 DAEGIS INC. (Name of Subject Company) DAEGIS INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 233720101 (CUSIP Number of Class of Sec

Open Text SC TO-T

SC TO-T 1 d21347dsctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Daegis Inc. (Name of Subject Company) Company D Merger Sub Inc. (Offeror) Open Text Corporation (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, PAR VAL

MUTUAL CONFIDENTIALITY/NON-DISCLOSURE AGREEMENT

EX-3 3 d93800dex3.htm EX-3 Exhibit 3 MUTUAL CONFIDENTIALITY/NON-DISCLOSURE AGREEMENT This Agreement is made on August 10, 2015 by and between DAEGIS, INC., having a principal place of business at 600 East Las Colinas Blvd., Suite 1500, Irving, Texas 75039 and Open Text Corporation, having a principal place of business at 275 Frank Tompa Drive, Waterloo, Ontario, Canada (“you” or the “Other Party”)

DAEG / Daegis Inc. / OPEN TEXT CORP - SC 13D Activist Investment

SC 13D 1 d93800dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Daegis Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 233720101 (CUSIP Number) Gordon A. Dav

TENDER AND VOTING AGREEMENT

EX-2 Exhibit 2 EXECUTION VERSION TENDER AND VOTING AGREEMENT THIS TENDER AND VOTING AGREEMENT (this “Agreement”), dated as of October 8, 2015, is made by and among Open Text Corporation, a Canadian corporation (“Parent”), Company D Merger Sub Inc.

AGREEMENT AND PLAN OF MERGER by and among DAEGIS INC., OPEN TEXT CORPORATION COMPANY D MERGER SUB INC. October 8, 2015 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative Provis

EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among DAEGIS INC., OPEN TEXT CORPORATION and COMPANY D MERGER SUB INC. October 8, 2015 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative Provisions 14 ARTICLE 2 THE OFFER AND THE MERGER 14 Section 2.01 The Offer 14 Section 2.02 Company Actions 16 Secti

AMENDMENT NUMBER TEN AND AMENDED AND RESTATED FORBEARANCE AGREEMENT

Exhibit 10.1 AMENDMENT NUMBER TEN AND AMENDED AND RESTATED FORBEARANCE AGREEMENT This Amendment Number Ten and Amended and Restated Forbearance Agreement (“Agreement”) is entered into as of October 8, 2015, by and among WELLS FARGO CAPITAL FINANCE, LLC, a Delaware limited liability company as agent for the Lenders set forth in the signature pages of this Amendment and the Lenders (in such capacity

Daegis SCHEDULE 14D-9

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 DAEGIS INC. (Name of Subject Company) DAEGIS INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 233720101 (CUSIP Number of Class of Securities) Timothy P

DAEGIS INC. ENTERS INTO AGREEMENT TO BE ACQUIRED BY OPEN TEXT CORPORATION

EX-99.1 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE DAEGIS INC. ENTERS INTO AGREEMENT TO BE ACQUIRED BY OPEN TEXT CORPORATION Irving, Texas ? October 8, 2015 ? Daegis Inc. (NASDAQ: DAEG) (?Daegis? or the ?Company?) has entered into a definitive agreement with Open Text Corporation (NASDAQ:OTEX) (TSX:OTC) (?OpenText?) and an indirect wholly owned subsidiary of OpenText whereby OpenText will acq

FORM OF INDEMNIFICATION AGREEMENT

EX-2.2 Exhibit 2.2 FORM OF INDEMNIFICATION AGREEMENT This Indemnity Agreement, dated as of , 20 , is made by and between Daegis Inc., a Delaware corporation (the ?Company?), and (the ?Indemnitee?). RECITALS A. The Company and Indemnitee recognize the continued difficulty in obtaining liability insurance for the Company?s directors, officers, employees and other agents, the cost of such insurance a

AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BYLAWS OF DAEGIS INC.

Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BYLAWS OF DAEGIS INC. THIS AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BYLAWS OF DAEGIS INC. (this “Amendment”) is made and entered into as of October 8, 2015, by the Board of Directors (the “Board”) of Daegis Inc., a Delaware corporation (the “Company”) for purposes of amending the Amended and Restated Bylaws of Daegis Inc. adopted by the Bo

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

8-K 1 d88630d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 8, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction of incorpora

Open Text SC TO-C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Daegis Inc. (Name of Subject Company) Company D Merger Sub Inc. (Offeror) Open Text Corporation (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class

Daegis SCHEDULE 14D-9

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 DAEGIS INC. (Name of Subject Company) DAEGIS INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 233720101 (CUSIP Number of Class of Securities) Timothy P

Daegis QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended July 31, 2015 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-11807 DAEGIS INC. (Exact name of registrant as specified in i

September 14, 2015

Exhibit 10.1 September 14, 2015 Minesh Patel 708 Castle Creek Drive Coppell, TX 75019 Dear Minesh, This letter sets forth the terms of your severance agreement with Daegis Inc. (?Daegis?). Although Daegis or you may terminate your employment at-will, with or without Cause, if Daegis or its successors terminate your employment without Cause or upon a Change in Control, you shall receive cash severa

Daegis Inc. Reports Fiscal 2016 First Quarter Results Company Continues Execution on Channel Strategy and Delivers New Product Releases

News Release FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2016 First Quarter Results Company Continues Execution on Channel Strategy and Delivers New Product Releases IRVING, Texas ? Sept. 10, 2015 ? Daegis Inc. (NASDAQ: DAEG), a global information governance, data migration and application development software company, today announced financial results for its first quarter ended July 31, 201

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 10, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer

Daegis AMENDMENT TO ANNUAL REPORT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-118

Daegis PRELIMINARY PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

Tim Bacci – Chief Executive Officer

Transcript of Daegis, Inc. Fiscal Year 2015 Fourth Quarter Earnings Call July 28, 2015 Participants Tim Bacci ? Chief Executive Officer Susan Conner ? Chief Financial Officer Presentation Operator Welcome to the Daegis, Inc. Fiscal 2015 Fourth Quarter and Year End Conference call. During today?s presentation, all parties will be in a listen-only mode. Following the presentation, the conference wil

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 28, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of i

Daegis NOTICE UNDER RULE 12B25 OF INABILITY TO TIMELY FILE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-11807 CUSIP NUMBER 233720101 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: April 30, 2015 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transi

Daegis Announces Fiscal 2015 Fourth Quarter and Full Year Results Company adds partners as it executes on enterprise software strategy

News Release FOR IMMEDIATE RELEASE Daegis Announces Fiscal 2015 Fourth Quarter and Full Year Results Company adds partners as it executes on enterprise software strategy IRVING, Texas ? July 28, 2015 ? Daegis Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 28, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of i

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 3, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction of (Commission File No.) (I.R.S. Employer Id

Transcript of Daegis, Inc. Corporate Update Call June 3, 2015

Transcript of Daegis, Inc. Corporate Update Call June 3, 2015 Participants Tim Bacci ? Chief Executive Officer Presentation Operator Good afternoon, ladies and gentlemen, thank you for standing by. Welcome to the Daegis, Inc. Corporate Update conference call. During today?s presentation, all parties will be in a listen-only mode. Leading today?s call is Daegis? CEO, Tim Bacci. The company?s press

Daegis Inc. Announces Corporate Update

News Release FOR IMMEDIATE RELEASE Daegis Inc. Announces Corporate Update ? Daegis fourth quarter revenue increases sequentially as enterprise software focus and channel strategy progress ? Company to enact cost reduction measures to better align with the needs of the business IRVING, Texas ? June 3, 2015 ? Daegis Inc. (?Daegis? or the ?Company?) (NASDAQ: DAEG), a global information governance, da

Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 2, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction of (Commission File No.) (I.R.S. Employer Id

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 daegis8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 1, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission

AMENDMENT NUMBER SEVEN TO CREDIT AGREEMENT

EX-10.1 2 exhibit10-1.htm AMENDMENT NUMBER SEVEN TO CREDIT AGREEMENT ENTERED INTO AS OF APRIL 30, 2015 AMENDMENT NUMBER SEVEN TO CREDIT AGREEMENT This Amendment Number Seven to Credit Agreement (“Agreement”) is entered into as of April 30, 2015, by and among WELLS FARGO CAPITAL FINANCE, LLC., a Delaware limited liability company as agent for the Lenders set forth in the signature pages of this Agr

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 30, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

Daegis CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 15, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

Daegis Receives NASDAQ Staff Determination Letter Company to Request Hearing before the Listing Qualifications Panel to Seek a Further Extension

News Release FOR IMMEDIATE RELEASE Daegis Receives NASDAQ Staff Determination Letter Company to Request Hearing before the Listing Qualifications Panel to Seek a Further Extension IRVING, Texas ? April 17, 2015 ? Daegis Inc.

Daegis CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 9, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of i

Technology Veteran Darrell Montgomery Joins Daegis Board of Directors

News Release FOR IMMEDIATE RELEASE Technology Veteran Darrell Montgomery Joins Daegis Board of Directors IRVING, Texas ? April 9, 2015 ? Daegis Inc.

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 daegis8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 24, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Comm

Transcript of Daegis, Inc. Fiscal Year 2015 Third Quarter Earnings Call February 24, 2015

Transcript of Daegis, Inc. Fiscal Year 2015 Third Quarter Earnings Call February 24, 2015 Participants Tim Bacci – Chief Executive Officer Susan Conner – Chief Financial Officer Analysts Shawn Langlois – Gevo Traders Presentation Operator Good afternoon, ladies and gentlemen, thank you for standing by. Welcome to the Daegis, Inc. Third Quarter Fiscal 2015 Conference Call. During today’s presentati

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 24, 2015 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer

Daegis Inc. Reports Fiscal 2015 Third Quarter Results Company Expands its Global Channel Strategy to Include Complete Product Portfolio

News Release FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2015 Third Quarter Results Company Expands its Global Channel Strategy to Include Complete Product Portfolio IRVING, Texas – February 24, 2015 – Daegis Inc. (NASDAQ: DAEG), a global information governance, migration solutions and development tools company, today announced financial results for its fiscal 2015 third quarter ended January

Daegis Inc. Reports Fiscal 2015 Second Quarter Results Growth in Adjusted EBITDA of 14% Sequentially and 19% Year over Year

EX-99.1 2 exhibit99-1.htm PRESS RELEASE DATED NOVEMBER 20, 2014 News Release FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2015 Second Quarter Results Growth in Adjusted EBITDA of 14% Sequentially and 19% Year over Year IRVING, Texas – November 20, 2014 – Daegis Inc. (NASDAQ: DAEG), a global information governance, migration solutions and development tools company, today announced financial res

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 20, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 20, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer

Transcript of Daegis, Inc. Fiscal Year 2015 Second Quarter Earnings Call November 20, 2014

Transcript of Daegis, Inc. Fiscal Year 2015 Second Quarter Earnings Call November 20, 2014 Participants Timothy P. Bacci - Chief Executive Officer Susan K. Conner - Chief Financial Officer Analysts Sean Liddell - Gevo Traders Presentation Operator Good afternoon, ladies and gentlemen, thank you for standing by. Welcome to the Daegis Inc., Second Quarter Fiscal 2015 conference call. During today’s

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 16, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer o

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 1, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 19, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer

DAEG / Daegis Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

Transcript of Daegis, Inc. Fiscal Year 2015 First Quarter Earnings Call August 26, 2014

Transcript of Daegis, Inc. Fiscal Year 2015 First Quarter Earnings Call August 26, 2014 Participants Tim Bacci – CEO Susan Conner – Chief Financial Officer Analysts Peter Grieve Presentation Operator Good afternoon, ladies and gentlemen, and thank you for standing by. Welcome to the Daegis 1st quarter fiscal 2015 conference call. During today’s presentation, all parties will be in a listen-only mo

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 26, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

Daegis Inc. Reports Fiscal 2015 First Quarter Results Company Announces Extension of Credit Agreement to 2017

News Release FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2015 First Quarter Results Company Announces Extension of Credit Agreement to 2017 IRVING, Texas – August 26, 2014 – Daegis Inc. (NASDAQ: DAEG), a global archiving, eDiscovery, mobile application development and migration tools company, today announced financial results for its fiscal 2015 first quarter ended July 31, 2014. First Quarte

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 26, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 5, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

AMENDMENT NUMBER FIVE TO CREDIT AGREEMENT

EXHIBIT 10.1 AMENDMENT NUMBER FIVE TO CREDIT AGREEMENT THIS AMENDMENT NUMBER FIVE TO CREDIT AGREEMENT (this “Amendment”), dated August 5, 2014, effective as of July 31, 2014 (the “Fifth Amendment Effective Date”), is entered into by and among WELLS FARGO CAPITAL FINANCE, LLC, a Delaware limited liability company, as administrative agent for the Lenders (in such capacity, together with its successo

Transcript of Daegis, Inc. Fiscal Year 2014 Fourth Quarter Earnings Call June 17, 2014

Transcript of Daegis, Inc. Fiscal Year 2014 Fourth Quarter Earnings Call June 17, 2014 Participants Deb Thorton – Investor Relations Tim Bacci – CEO Susan Conner – CFO Analysts Jim Zimmerman, Lowell Capital Presentation Operator Good afternoon, ladies and gentlemen. Thank you for standing by. Welcome to the Daegis Fiscal 2014 Fourth Quarter and Year-End conference call. During today’s presentation

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 daegis8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 17, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commissi

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 daegis8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 17, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commissi

Daegis Inc. Reports Fiscal 2014 Fourth Quarter and Full Year Results • Fourth Quarter GAAP Net Income of $163,000 • Cash at $7.2 million at April 30, 2014

News Release FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2014 Fourth Quarter and Full Year Results • Fourth Quarter GAAP Net Income of $163,000 • Cash at $7.2 million at April 30, 2014 IRVING, Texas – June 17, 2014 – Daegis Inc. (NASDAQ: DAEG), a global archiving, eDiscovery and software development and migration tools company, today announced financial results for its fiscal 2014 fourth quar

Daegis QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended January 31, 2014 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-11807 DAEGIS INC. (Exact name of registrant as specified i

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 daegisinc8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 25, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (C

Transcript of Daegis Inc. Fiscal Year 2014 Third Quarter Earnings Call February 25, 2014

Transcript of Daegis Inc. Fiscal Year 2014 Third Quarter Earnings Call February 25, 2014 Participants Deb Thornton – Investor Relations Tim Bacci – Chief Executive Officer Susan Conner – Chief Financial Officer Presentation Operator Good afternoon, ladies and gentlemen, and thank you for standing by. Welcome to the Daegis Inc. Third Quarter Fiscal 2014 conference call. During today’s presentation

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 25, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer

Daegis Inc. Reports Fiscal 2014 Third Quarter Results

News Release FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2014 Third Quarter Results Company aligns business segments to reflect new organizational structure Sequentially increased Adjusted EBITDA margin by approximately 30% Launched new product: TD Mobile IRVING, Texas – Feb. 25, 2014 – Daegis Inc. (NASDAQ: DAEG), a global archiving, eDiscovery and software development tools company, today an

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K 1 daegis8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 17, 2014 (January 13, 2014) Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other

January 17, 2014

January 17, 2014 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: Daegis Inc. and Subsidiaries File No. 001-11807 Dear Sir or Madam: We have read Item 4.01 of Form 8-K of Daegis Inc. and Subsidiaries dated January 17, 2014, and agree with the statements concerning our Firm contained therein. Very truly yours, /s/ Grant Thornton LLP

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 2, 2014 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

DAEG / Daegis Inc. / PESSIN NORMAN H - NORMAN H. PESSIN SC 13D A 12-16-2013 (DAEGIS, INC) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Daegis, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 233720 10 1 Cusip Number Norman H. Pessin 366 Madison Avenue, 14th Floor New York, NY 10017 212-661-2670 (Name, Address and Telephone Number of Person Authorized t

Daegis Inc. Reports Fiscal 2014 Second Quarter Results Company Announces Completion of Organizational Alignment Combining its Archive and eDiscovery Businesses

News Release FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2014 Second Quarter Results Company Announces Completion of Organizational Alignment Combining its Archive and eDiscovery Businesses IRVING, Texas – Dec. 3, 2013 – Daegis Inc. (NASDAQ: DAEG), an eDiscovery and information management company, today announced financial results for its fiscal 2014 second quarter ended October 31, 2013. Sec

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 3, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer o

DAEG / Daegis Inc. / PESSIN NORMAN H - NORMAN H. PESSIN SC 13D 11-26-2013 (DAEGIS, INC.) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Daegis, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 233720 10 1 Cusip Number Norman H. Pessin 366 Madison Avenue, 14th Floor New York, NY 10017 212-661-2670 (Name, Address and Telephone Number of Person Authorized to

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 6, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer o

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ———————— Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 26, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-11807 (Commission File No.)

Daegis Inc. Reports Fiscal 2014 First Quarter Results

EXHIBIT 99.1 News Release FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2014 First Quarter Results ROSEVILLE, Calif., – August 27, 2013 – Daegis (NASDAQ: DAEG), an eDiscovery and information management company, today announced financial results for its fiscal 2014 first quarter ended July 31, 2013. First Quarter Fiscal 2014 Financial Highlights First quarter total revenue of $8.0 million, a dec

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ———————— Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 28, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-11807 (Commission File No.) 94-

- DEFINITIVE PROXY STATEMENT

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 5, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

AMENDMENT NUMBER THREE TO CREDIT AGREEMENT

EXHIBIT 10.1 AMENDMENT NUMBER THREE TO CREDIT AGREEMENT THIS AMENDMENT NUMBER THREE TO CREDIT AGREEMENT (this “Amendment”), dated as of July 31, 2013, is entered into by and among WELLS FARGO CAPITAL FINANCE, LLC, a Delaware limited liability company, as administrative agent for the Lenders (in such capacity, together with its successors and assigns in such capacity, “Agent”), each Lender party he

Daegis Inc. Reports Fiscal 2013 Fourth Quarter and Full Year Financial Results

EXHIBIT 99.1 FOR IMMEDIATE RELEASE Daegis Inc. Reports Fiscal 2013 Fourth Quarter and Full Year Financial Results ROSEVILLE, Calif., – June 25, 2013 – Daegis (NASDAQ: DAEG), an eDiscovery and information management company, today announced financial results for its fiscal 2013 fourth quarter and full-year ended April 30, 2013. Fourth Quarter Fiscal 2013 Financial and Business Highlights Fourth qua

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 26, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of i

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 daegis8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 29, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commissio

DAEGIS INC. NAMES SUSAN K. CONNER AS CHIEF FINANCIAL OFFICER

EXHIBIT 99.1 News Release FOR IMMEDIATE RELEASE For more information, contact: Deb Thornton (916) 218-4779 [email protected] DAEGIS INC. NAMES SUSAN K. CONNER AS CHIEF FINANCIAL OFFICER ROSEVILLE, Calif., – May 29, 2013–Daegis Inc. (NASDAQ: DAEG), an eDiscovery and information management company, today announced the appointment of Susan K. Conner as Chief Financial Officer (“CFO”). She brings m

DAEGIS INC. REPORTS FISCAL 2013 THIRD QUARTER FINANCIAL RESULTS Adjusted EBITDA of $1.2 million Cash flow from operations of $771,000 Unveiled New Platform Brand: Daegis Edge

EX-99.1 2 exhibit99-1.htm PRESS RELEASE DATED MARCH 7, 2013 EXHIBIT 99.1 FOR IMMEDIATE RELEASE For more information, contact: Deb Thornton (916) 218-4779 [email protected] DAEGIS INC. REPORTS FISCAL 2013 THIRD QUARTER FINANCIAL RESULTS Adjusted EBITDA of $1.2 million Cash flow from operations of $771,000 Unveiled New Platform Brand: Daegis Edge ROSEVILLE, Calif., – March, 7, 2013 – Daegis (NASD

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 7, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of i

DAEG / Daegis Inc. / JURIKA WILLIAM K - DAEGIS, INC. FORM 13-G JANUARY 9, 2013 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Daegis, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 233720101 (CUSIP Number) January 9, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi

DAEG / Daegis Inc. / Jurika Family Trust, U/A 1989 - DAEGIS, INC. FORM 13-G DECEMBER 31, 2012 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Daegis, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 233720101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

JOINT FILING AGREEMENT

EX-1 2 exhibit1.htm JOINT FILING AGREEMENT DATED AS OF JANUARY 29, 2013 Exhibit Index Exhibit 1 Exhibit 1: Joint Filing Agreement dated as of January 29, 2013, by and among The Jensen Revocable Trust; Kurt A. Jensen; and Carolyn L. Jensen. Exhibit 2: Power of Attorney of Kurt A. Jensen, dated as of July 9, 2010. (Incorporated by reference from Amendment No. 1 to Schedule 13D filed September 3, 201

DAEG / Daegis Inc. / Dated January 25, 2007 The Jensen Revocable Trust - AMENDMENT TO SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Daegis Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 904743200 (CUSIP Number) Christa Flanery 1420 Rocky Ridge Drive, Suite 380 Roseville, California 95661 (916) 218-4772 (Name, Address and Telephone Number

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 17, 2013 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer o

Daegis CEO to Step Down in February 2013 Company and Board to Accelerate Growth and Integration Plans for eDiscovery and Archive Business Units

EXHIBIT 99.1 FOR IMMEDIATE RELEASE For more information, contact: Deb Thornton (916) 218-4779 [email protected] Daegis CEO to Step Down in February 2013 Company and Board to Accelerate Growth and Integration Plans for eDiscovery and Archive Business Units ROSEVILLE, Calif. – January 22, 2013 – Daegis Inc. (NASDAQ: DAEG), an eDiscovery and information management company, today announced that Tod

Daegis Reports Fiscal 2013 Second Quarter Financial Results GAAP Net Income of $252,000 Cash Flow from Operations of $687,000 Released Acumen Predictive Coding Solution

FOR IMMEDIATE RELEASE For more information, contact: Deb Thornton Daegis (916) 218-4779 dthornton@daegis.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 29, 2012 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer

Submission of Matters to a Vote of Security Holders - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 27, 2012 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer

Other Events

8-K 1 daegis8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 19, 2012 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Com

DAEGIS REPORTS FISCAL 2013 FIRST QUARTER FINANCIAL RESULTS • Hired Chuck Pindell as Vice President of Sales & Marketing • Paid down $1.8 million in debt • Sold trade name for $1.0 million

FOR IMMEDIATE RELEASE For more information, contact: Deb Thornton Daegis (916) 218-4779 dthornton@daegis.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 28, 2012 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

- DEFINITIVE PROXY STATEMENT

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 27, 2012 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of i

DAEGIS REPORTS FOURTH QUARTER AND FISCAL 2012 YEAR-END FINANCIAL RESULTS • Year-End Adjusted EBITDA of $6.1 million • Year End Non-GAAP Net Income of $2.6 million • Fiscal Year 2012 Cash Flow from Operations of $5.4 million

DAEGIS REPORTS FOURTH QUARTER AND FISCAL 2012 YEAR-END FINANCIAL RESULTS • Year-End Adjusted EBITDA of $6.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 17, 2012 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of i

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 16, 2012 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of

AMENDMENT NUMBER ONE TO CREDIT AGREEMENT

AMENDMENT NUMBER ONE TO CREDIT AGREEMENT THIS AMENDMENT NUMBER ONE TO CREDIT AGREEMENT (this “Amendment”), dated as of March 14, 2012, is entered into by and among WELLS FARGO CAPITAL FINANCE, LLC, a Delaware limited liability company, as administrative agent for the Lenders (in such capacity, together with its successors and assigns in such capacity, “Agent”), each Lender party hereto, the undersigned Guarantors, and DAEGIS INC.

DAEGIS REPORTS FISCAL 2012 THIRD QUARTER FINANCIAL RESULTS Adjusted EBITDA of $1.6 million Cash flow from operations of $2.8 million Cash and cash equivalents of $6.5 million

News Release FOR IMMEDIATE RELEASE For more information, contact: Deb Thornton (916) 218-4779 dthornton@daegis.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 9, 2012 Daegis Inc. (Exact name of registrant as specified in its charter) Delaware 001-11807 94-2710559 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of i

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February 14, 2012 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F.

- PRE-EFFECTIVE AMENDMENT

As filed with the Securities and Exchange Commission on February 3, 2012 Registration No.

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October 31, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Daegis Inc. Registration Statement on Form S-3 Filed September 16, 2011 File No. 333-176861 Dear Ms. Katherine Wray: This letter responds to the letter received from Ms. Katherine Wray of the Securities and Exchange Commission (the “SEC”), dated October 13, 2011, to Mr. Todd Wille, Chief Executive Off

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CORRESP 1 filename1.htm K&L Gates LLP 70 West Madison Street Suite 3100 Chicago, IL 60602-4207 T 312.372.1121 www.klgates.com August 10, 2010 Jude M. Sullivan D 312.781.7160 F 312.345.9995 [email protected] VIA Telecopy (703) 813-6981 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attention: Ms. Jan Woo Ms. Maryse Mills-Apenteng Division of Corporation Finance R

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UNIFY CORPORATION 1420 Rocky Ridge Drive, Suite 380 Roseville, CA 95834 August 10, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, N.